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PLOS One logoLink to PLOS One
. 2021 Apr 8;16(4):e0249060. doi: 10.1371/journal.pone.0249060

Changes in geometrical aspects of a simple model of cilia synchronization control the dynamical state, a possible mechanism for switching of swimming gaits in microswimmers

Evelyn Hamilton 1, Pietro Cicuta 1,*
Editor: Tom Waigh2
PMCID: PMC8031381  PMID: 33831025

Abstract

Active oscillators, with purely hydrodynamic coupling, are useful simple models to understand various aspects of motile cilia synchronization. Motile cilia are used by microorganisms to swim and to control the flow fields in their surroundings; the patterns observed in cilia carpets can be remarkably complex, and can be changed over time by the organism. It is often not known to what extent the coupling between cilia is due to just hydrodynamic forces, and neither is it known if it is biological or physical triggers that can change the dynamical collective state. Here we treat this question from a very simplified point of view. We describe three possible mechanisms that enable a switch in the dynamical state, in a simple scenario of a chain of oscillators. We find that shape-change provides the most consistent strategy to control collective dynamics, but also imposing small changes in frequency produces some unique stable states. Demonstrating these effects in the abstract minimal model proves that these could be possible explanations for gait switching seen in ciliated micro organisms like Paramecium and others. Microorganisms with many cilia could in principle be taking advantage of hydrodynamic coupling, to switch their swimming gait through either a shape change that manifests in decreased coupling between groups of cilia, or alterations to the beat style of a small subset of the cilia.

Introduction

Active oscillators coupled through a fluid are an interesting conceptual physical model for an extensive range of systems where liquid is present, mediating interactions between motile cilia [1, 2]. An important application for physics of oscillators in fluids is in understanding the origin of swimming, a property exhibited by water borne organisms across the spectrum of sizes, from large mammals down to small invertebrates and microorganisms like bacteria and unicellular algae [3]. The collective behaviour of larger swimmers, like fish, is thought to be the result of some judgement process of the animal, and controlled neurologically. In contrast, micro-organisms are forced to exploit more basic physical interactions, such as hydrodynamic forces coupling them via the fluid, in order to exhibit emergent behaviour like entraining nutrients in the surrounding [4], optimising flows for nutrition [5, 6], accumulating towards surfaces [7], or self-organising [812]. When swimming at the micron length scale, it is the viscous forces which dominate over inertial contributions. This produces some counter-intuitive restraints on their motion [8, 13]: since in the low Reynolds’ number (Re) regime the speed at which different configurations are passed through is irrelevant, complex conformation changes are required to impart a net momentum transfer to the fluid over a recurring set of movements. This result is often referred to as the ‘Scallop Theorem’, in reference to Purcell’s famous example of an animal that would be unable to swim at low Reynolds’ number [13].

A range of strategies have evolved to tackle the constraint of swimming at low Re. One theme common to many micro-organisms is the development of thin actively moving hair-like filaments protuberances, called motile cilia (or sometimes flagella). These filaments change shape periodically, by bending all along the filament (cilia waveform), and are used to swim. The highly conserved nature of the ultrastructure of cilia within all eukaryotes that express these organelles means many studies on the basics of cilia waveforms and their interactions have focused on certain model organisms that are robust and easier to manipulate [1416]. Common models for eukaryotes include sperm cells [17], Chlamydomonas, a single cell algae with two flagella, usually swimming in a breaststroke style [1823], Volvox, a colony organism of thousands cells, with two cell types (somatic and germ cells), and Xenopus embryos as a model of the developmental biology in vertebrates [24].

A specific question of interest for many years has been the onset of collective dynamics in systems with many cilia: surface waves enable swimming or transport of fluid across surfaces [16]. Model systems for this are the somatic cells of Volvox, which have two flagella each. The strokes of cilia are coordinated across the colony, allowing it to swim and control direction [9, 25]. There are also microorganisms with many cilia per cell, for example Paramecium, another commonly studied example, is a single cell organism with a carpet of flagella on its exterior, again enabling it to swim [2628]. Other well known organisms with many cilia include Opalina, Stylonchia, and other ciliated protists, while others exhibit cilia during a particular stage of the life cycle e.g. starfish larva [12, 2931]. Some organisms, like the starfish larva, have a rudimentary central nervous system but others do not [32, 33]. Even ciliated organisms lacking a nervous system can exhibit multiple gaits, i.e. styles of swimming [3437]. The strokes are usually related to feeding (chemotaxis), finding optimal light conditions (phototaxis), or evasion. It is thought that evolving some form of stress-response gait to evade danger is beneficial. Similarly some organisms respond to changes in nutrient or chemical levels, examples include Chlamydomonas which displays phototaxis [37] and some dinoflagellates which change swimming style depending on the density of prey [38, 39]. Metachronal (travelling waves) of small appendages are also seen in a variety of taxonomically diverse marine invertebrates—to our knowledge there has been no investigation of the role of hydrodynamic forces in coordinating metachronal waves in these species, but the surrounding hydrodynamic fields have recently been explored [5]. The diverse range of solutions that have evolved to combine feeding and locomotion control, through ciliary dynamics, raises the question if hydrodynamic forces play a role in development of gaits.

In a basic system like the active oscillators in simulations, all aspects of the fluid flow and of the oscillator coupling are under control. We implement three simple control mechanisms, loosely inspired by changes that could be actuated by ciliated organisms, into a system of ‘rowers’. The changes we then see in the collective state of rowers do not prove that a more complex organism is changing gait in an equivalent way, that is not the purpose of the simple model. The purpose is to show, perhaps unexpectedly, that a very minimal and fundamental modulation can lead to changes in collective dynamics. This will hopefully motivate future experiments to see whether or not gaits can be created and switched through hydrodynamic forces. The rower model is one of several types of active oscillator model that have been developed to study synchronisation in systems with fluid coupling in a low Reynolds’ number regime [1]. These very simple models approximate the cilia with spheres, and can be realised experimentally with optical tweezers in small systems [4042]. We use the rower model because of its simplicity in experimental and numerical implementations, and possibility of theoretical insight through mode analysis [1]. The alternative minimal models are ‘rotors’, which we investigated recently in [43]; both rowers and rotors produce general synchronisation features in viscously coupled systems. The two classes of models can in fact both be mapped onto the same coarse-grained description of pairwise phase interaction [44], so both can be tuned to exhibit the same collective properties. Previously, rower models have been used to investigate generic features of oscillator pairs or small systems [42, 4448]. Questions concerning alignment, metachronal waves, and the effect of heterogeneity in spatial layout have all been studied in larger system using the model [45, 4951]. Schematic illustrations of the mechanisms we explore are shown in Fig 1. We already know that these minimal models can be fine-tuned to replicate many aspects of cilia collective dynamics. The purpose of the study here with this basic model is to explore which changes in the minimal model, with purely viscous hydrodynamic interactions, might correspond to the complex swimming gait switching seen in biological systems. We show that subsets of model-cilia with specific phase locked dynamics can form, as groups of oscillators with phase-locking in opposing phase, and that these dynamical regimes can be switched (controlled) using the geometry of the system, or small alterations to some of the oscillators, as control parameters.

Fig 1. There are simple mechanisms available to microorganisms to change coupling forces between cilia.

Fig 1

(a) The organisms could change shape, and so dramatically reduce the coupling between groups of cilia. (b) The amplitude of the cilium beat could be altered, which would in turn change the coupling strength between neighbours. (c) Similarly, the frequency of a cilium could be increased or decreased. Both the amplitude and frequency changes could either increase or decrease the coupling strength, depending on whether there is an increase or decrease in the parameter being changed.

Materials and methods

The rower model

The rower model is a phase-free driven oscillator, it represents in a highly simplified fashion the dynamics of cilia [1]. Although biological flagella involve shape changes of slender filaments [14, 52], each cilium is represented in the model by a single oscillator bead. In the far-field, i.e. for large separation distances, the flow field resulting from this sphere should match closely to that of a filament [1]. The complex internal dynamics of the active filament [5356] are coarse-grained into the details of how the bead is moved through the fluid. The oscillations of the rower model are created by a geometrically updated driving potential. The potential must be either strictly increasing or decreasing, depending on whether the trap is attractive or repulsive. The switch is geometric i.e. configuration (position) based: When a bead passes a given threshold the driving potential is updated (flipped) and the rower reverses its direction [40]. To simulate the rowers, the position of each rower is updated using a Langevin equation, see Section 1 in S1 File for full details. The rowers are hydrodynamically coupled through the Blake tensor, which accounts for the presence of the wall. An illustration of the driving potential is shown in Fig 2b, highlighting that the resulting force is position dependent. At the scales considered, Brownian noise comes into play. We include the noise using the Ermack-McCammon method, further information is included in Section 1 in S1 File.

Fig 2. The coordinated motion of cilia in multi-ciliated organisms can be modelled using arrays of driven rower oscillators.

Fig 2

(a) Schematic illustration of a multi-ciliated organism. (b) Each of the “hairs” on the surface, the cilia, is modelled as a driven bead. The beads are each driven by a potential trap with a position based switch, a set distance from the vertex xs. The update of the active trap produces oscillations with amplitude A, and free phase an period. (c) The rowers oscillate in a plane at a height h above a surface. The oscillations are 45° off the x axis, with each trajectory separated by a distance d in the x direction. The whole system is wrapped in a periodic boundary condition to mimic the elliptical nature of an organism.

Configuration to explore switching metachronal waves

Geometric parameters of the rower chain

Multi-ciliated organisms with many cilia are famous for their metachronal waves [29, 30, 34, 45, 57], they appear as a steady state in the dynamics, with a consistent phase difference between neighbouring cilia, i.e. a consistent time delay between each cilium’s beat. Metachronal waves have been replicated before in systems of rowers [45, 57]. Taking inspiration from the work of [45], we use oscillators with a large amplitude at high density, close to a surface, to represent microorganisms with carpets of cilia. Specifically we choose the amplitude A/a = 30, average rower separation d/a = 7, and height above the boundary h/a = 3. Each of these are measured in terms of the bead radius a. To allow this dense spacing with large oscillations, without risk of approaching near field (or overlaps!) the rowers are set to oscillate at 45° off the horizontal, with the distance between oscillators measured along the horizontal. The exact value of angle is an arbitrary choice; the exact values of these parameters are not meant to represent a particular biological system, that is not our purpose here. A schematic of this layout is shown in Fig 2c. The chain itself is 60 rowers long. Periodic boundary conditions are implemented to reproduce the features of the cilia carpet. Unlike in [45], we do not want to suppress changes in the direction of the metachronal wave. Consequently there is no additional symmetry breaking in the driving force for the system here.

Simulation parameters for modelling inspired by starfish larvae

The beads are driven by an attractive square root potential kxxrα, with α = 0.5 and the switch point xs/a = 2.5. This produces metachronal waves with long correlation length. The trap strength kx is selected to produce a period of 2s, with the step size 2 ⋅ 10−3 cycles and the simulation length 2000 cycles. In each simulation the starting positions are drawn from a uniform distribution U(-A/2,A/2), and the trap randomly oriented. Each case is re-initialised 50 times, with new starting positions in each simulation. The dimensionless noise, as defined in Section 3 in S1 File, is set to ξ = 3.7 ⋅ 10−5.

Posited control mechanisms

The organisms that inspire this work are relatively basic, with the simplest central nervous system only available to the most complex examples introduced above, e.g. the starfish larva. This restricts the control mechanisms that can be at play over the dynamics in the cilia carpet. We test the effect of control mechanisms based on simple changes, that could be exploited by even the simplest organisms: the idea of shape change, and small localised changes in the cilia beat.

Shape change to modify hydrodynamic coupling directly

It is feasible that small organisms can alter their shape in response to some external stimulus [36, 58]. This would directly change the hydrodynamic coupling between neighbouring groups of cilia. By bending and changing its shape, an organism could alter the orientation and distance between cilia clusters. The nature of the solid surfaces, and whether they are flat or curved, also enters the hydrodynamic coupling strength because of screening effects [45]. In the very minimal model studied here, the 1-dimensional chain can be thought of as a line of longitude from anterior to ventral, as the organisms typically are at least approximately of cylindrical symmetry. To mimic the shape change of organisms to an effect along the line of rowers, an additional distance separating some of the rowers is introduced. This is illustrated in Fig 3a. The extra distance dX is introduced regularly between every Ng rowers. Only reduced coupling, i.e. dX > 0, is considered in all cases.

Fig 3. Three possible control mechanisms for the formation of phase-locked subsets, the three control strategies explored to switch swimming gaits.

Fig 3

(a) Shape changes in a cell could alter to strength of coupling between groups of cilia, this is modelled by increasing the distance between groups of rowers the same size. Every Ng rowers the spacing is increased by dX, thereby changing the coupling between groups of size Ng. Similarly the beat of particular cilia could be altered to create changes in the gait. (b) The amplitude of the beat is altered every Ng rowers by AX. The amplitude can either be increased or decreased, but the frequency of the beat is maintained. (c) Alternatively, the amplitude of the beat can be kept constant while the frequency is varied, represented by the change in colour of the rower. In this way particular rowers can be moving faster or slower than the others, and drive changes in the chain.

Cilia oscillation size

Our second mechanism represents the possibility that the beat of the cilia themselves might be altered to change the swimming stroke of the organism. While there are still unanswered questions about the precise process underpinning the different aspects of cilia waveforms, it is accepted that the amplitude can be varied through some regulation of the dynein activity, perhaps most simply through control of ATP flow to the cilum [59]. Therefore a possible control mechanism stemming from the motion of the cilium is a change in the amplitude.

To investigate the consequences of this idea in a minimal fashion, we alter the amplitude of regularly spaced rowers. This is illustrated in Fig 3b. Every Ng rowers, the amplitude is altered by AX, a factor which can be either positive or negative. The frequency of the rowers is maintained across the entire chain, so a rower with AX < 0 has decreased trap strength. This in turns leads to a reduction in the driving force, and coupling strength, with the other rowers. Conversely, if AX > 0 the bead velocity and the coupling strength increase. This is an additional freedom that is not considered when changing the distance between subsets.

Cilia frequency

The third aspect we consider is another possible effect stemming from regulating the dynein activity or altering the ATP concentrations: the beat frequency of the cilium might change. This is implemented in a similar way as the previous options, with the frequency of every Ngth rower scaled by a factor fX. This is illustrated in Fig 3c, with the rowers with altered frequency marked in green. The frequency can be increased or decreased with fX > 1 or fX < 1, which is implemented in the model by scaling the trap strength kx to alter the frequency. Consequently this either increases the coupling strength when fX > 1, or decreases the coupling when fX < 1.

Results

Behaviours resulting from the different mechanisms

The chain of rowers will settle into a steady phase-locked state if it is unperturbed and/or irregularities are small. When the regularity in the chain is disrupted, either through position, amplitude or frequency disorder, the phase profile of the rower chains can develop additional structure. Examples of the observed behaviour are shown in Fig 4.

Fig 4. Examples of subset formation with the different control methods: Behaviours in the chain are measured using a proxy variable for their position and direction.

Fig 4

(a) The position and direction of a rower can be measured by a single variable, the phase, represented by the blue-yellow gradient. (b) A chain of rowers, colour coded by their phase. The single variable means each rower can be represented by a single value, and compressed onto a single line. This is represented by the coloured square above each trajectory. The one-dimensional nature of the representation allows the system to be tracked over time. (c) The phase, represented by colour of a chain of rowers over time. In this case all the rowers are near one another, and the chain settles into one global phase-locked state. The black line highlights its structure. (d) Increasing the separation creates subsets, which can have opposing directions for the phase difference. Similar features are observed in the amplitude modulation case, but the subsets are less consistent. This can manifest as in (e), where the phase reversal does not occur at the rower with altered amplitude. (f) For larger changes, the phase profile becomes smoother. The phase profile generally has a different structure when the frequency is changed. For large differences in frequency the altered rowers do not phase-lock, while the rest coordinate around them. This is shown in (g), where each altered rower produces a kink in the profile. When the rowers are only slightly accelerated, they are likely to form in-phase subsets, with alternating subsets phase-locked between them, as in (h).

Groups of Ng rowers are formed when additional distance is included between the subsets. The groups can be recognised by the increase in the phase difference, and reversals that occur in the phase profile; a reversal is used to describe the situation where the phase difference changes sign, i.e. in one group the left neighbours lead, while in another the right neighbour would be ahead in the cycle. An example of the reversals is shown in Fig 4d, where dX/d = 16/7 every 10 rowers. The phase profile is marked by the black line to emphasise its shape. A reversal appears as a ‘chevron’ in the phase profile. In this particular case there are three chevrons across the chain, each occurring at the point of disruption. The dotted black lines mark the rowers that have an increased separation distance. In terms of comparing with biological systems, see e.g. the patterns of beating cilia and flows in starfish larvae in [30], each linear part of a chevron maps to each region of the organism that shows coherence and a uniform phase-locked dynamics between neighbours.

Similar phase profiles appear when the amplitude is varied. When the amplitude change is small, the chevrons are sharp, like they are in the modulated-distance case. However, the placement of the chevrons is not as systematic: Not all reversals occur at the rower with altered amplitude. This is shown in Fig 4e. One point of the chevron is at the 20th rower, which is altered. A second reversal in the profile is necessary to maintain the periodic boundary conditions. This point occurs in what would be expected to be the centre of a subset, around the 55th rower in the current labelling. Changing the amplitude further leads to additional differences in the shape of the profile. Where previously the reversals in the phase profile were sharp, and the phase difference consistent in size if not direction, now the profile is smoother with the phase difference varying between and in subsets. This is shown in Fig 4f, which shows a more sinusoidal pattern than the sharp zigzag example of Fig 4d.

Varying the frequency of the rowers creates similar subsets, but with some features unique to the style of disruption. Increasing the frequency of every Ngth rower appropriately appears to stabilise the in-phase subsets. These subsets are seen regularly in the frequency-modulation case, with each in-phase subset separated by a phase-locked subset. An example of such behaviour is plotted in Fig 4h. For larger changes, the altered rowers do not phase-lock with the others. When the change is a frequency reduction, the other rowers phase-lock, with the altered ones remaining incoherent. This often manifests in the profile as 6 small kinks, see Fig 4g. If the altered rowers have a frequency that is too high, the system is unable to stabilise. The asymmetrical effect will most likely stem from the difference in coupling strength, as low frequency rowers have lower coupling strength allowing the remaining rowers to coordinate.

Consistency of the observed phase profiles

Modelling chevron occurrence using a binomial distribution

The shape profile exhibited is dependent on the initial configuration of the system. It is also important to consider the size of the basin of stability for a given behaviour, not just the features that can occur. To that end, the consistency of observing the reversals in the phase profile is modelled using a binomial distribution. The process to measure the chevron formation involves measuring the prominence of terms in the Fourier series of the phase profile. This provides a snapshot of the dominant features in the phase profile, at a given time. We are only interested in large features that occur over several rowers, so we discard any Fourier modes that are smaller than three rowers in scale; N/(2k) > 3, where k is the number of the Fourier mode, which for N = 60 gives k < 10. The largest Fourier coefficient should correspond to the overall structure of the phase profile. An example of the process is shown in S1 Fig in S1 File. In the event that all the coefficients are smaller than 0.15, the structure in the phase profile is considered too small to indicate a chevron. This threshold of 0.15 was set following inspection of several chevron and no chevron cases. If a reversal has occurred the largest coefficient is a crude approximation of the phase difference between pairs. Consequently the threshold is akin to the phase difference expected when every 40th rower is disrupted (2π/40 ≈ 0.15) and is unlikely to be a feature in chains of 60 rowers.

The assumptions underpinning the binomial distribution are to be kept in mind when considering the number of reversals in the phase profile. First, the requirement that there are only two outcomes is easily met by either the existence or non-existence of a reversal. Second, the independence of each trial is likely to be met if the subsets are large enough. However, if chevron formation is not independent, that would be notable on its own. It is the final assumption, the number of trials being fixed, that may be a barrier to using the binomial model. This is unlikely to be a problem in the amplitude and distance modulation cases, which generally showed reversals at the point of disruption. The frequency disruption, however, has more non-uniformity in its behaviour and is unlikely to meet the assumption. This will become apparent later when discussing the frequency results.

The probability of chevron occurring, pch, is measured by dividing the total number of chevrons observed by the total possible number chevron occurrences; reversals must occur in pairs to satisfy the boundary conditions, so with six points of disruptions a maximum of 3 chevrons is expected. With 50 simulations of each level of disruption, the maximum number of chevrons expected to occur is 150. This measure assumes that each chevron forms independently in the chain. Example distributions of the fitted binomial, and the data it is based on, are also included in S1 Fig in S1 File.

Extra distance

The subsets formed exclusively in groups of Ng rowers, separated by the additional distance dX. This implies the number of chevrons that can occur in any one chain is three. The periodic boundary conditions mandate that the phase difference wraps, consequently each ∧ shape in the chevron has a corresponding ∨. The maximum number of chevrons fixes the number of trials in the binomial modelling. Initially there are no subsets, and we expect the probability of a chevron occurring to be 0. At the opposite extreme, once the groups are far enough apart they should decouple completely, so the probability of a reversal should be random, i.e. 1/2. It is in the intermediate regime that a maximum in chevron probability is observed. This indicates that there is a choice of distances in which the chance of creating subsets with opposing directions is preferred.

The observed probability for the number of chevrons in a chain is shown in Fig 5. The distribution of the results are plotted in Fig 5a, with the random case (pch = 0.5) overlaid as diamond markers. When dX = 0 chevrons are never observed, but as dX is increased they become more common. Of particular interest are the cases where dX = 8/7 and 16/7, where the number of cases with chevrons exceeds what would be expected by chance. This is corroborated in Fig 5b, where the probability of observing a chevron, pch, is plotted against dX. The markers left uncoloured do not have enough evidence to assume some preference for either chevrons or no-chevrons (two-tailed; p > 0.05). The pink and blue markers are for cases that do exhibit some preference, with the two categorised by inspection. Pink markers indicate states that have a decreased probability of chevrons, and blue a better than random chance.

Fig 5. All control strategies can create reversals in the chain, but with varying levels of success.

Fig 5

Decreasing the coupling between sections of the chains increases the probability of a reversal in direction. Extra spacing causes the most consistent effect, but increasing the frequency is unique in causing groups of in-phase rowers. (a) The number of chevrons observed in each chain for different spacing, with the no-preference case of pch = 0.5 overlaid (♦) for reference. When there is an additional 8μm−16μm of separation, there are more than three chevron cases in excess of what would be expected by chance. (b) The probability of observing a chevron as the separation is changed. The coloured markers are the cases where some preference for chevrons was demonstrated (two-tailed; p < 0.05). The pink markers indicate a reduced chance of a chevron occurring, blue indicates the number of chevrons exceeds what would be expected by chance. (c) The same probability distributions, but for increasing AX. There are now cases with more than three chevrons, revealing a decrease in control in the reversal positions. Here the overlaid distributions are Bi (4, 0.5). (d) The probability of success as AX is varied. There are three choices for the maximum number of chevrons possible in any given chain, with ns = 3, 4, 6 indicated by green, orange and purple markers respectively. Cases 3 and 6 are for comparison with the other results, while ns = 4 reflects the maximum number observed. The two circled markers are the two cases where the results could reasonably be drawn from Bi ∼ (ns, 0.5). (e) The chevron distributions when varying frequency. The (♦) now represent the distribution Bi ∼ (6, 0.5). Rowers with large detuning values do not synchronise or stabilise, undermining the binomial assumption. These either lead to bimodal or uniform distribution depending on the behaviour of the remaining rowers. (f) Despite these problems, the binomial probability is calculated and plotted against the detuning fX. The binomial probability may be valid for small values of detuning, but a high probability of chevron formation is never observed.

Changing oscillation amplitude

The changes in amplitude lead to some chevrons occurring in the centre of an expected subset. This undermines the assumption that there are three trials, because the reversals are no longer restricted to the Ngth rowers. Instead, three options are considered, with the maximum number of chevrons in any one chain ns assumed to be either 3, 4, or 6. The case where ns = 3 is to mimic the previous case of distance modulation; ns = 4 is the maximum number of clear chevrons observed; and ns = 6 assumes a chevron can appear at the amplitude-altered rowers, or half way between them. The distributions for the number of observed chevrons is shown in Fig 5c. Here the overlaid diamond markers are the expected number of observations by random chance when there are 4 possible locations for a chevron. Across the different cases, there is never an abundance of chevrons appearing, with one chevron usually the most likely outcome. When the amplitude is greatly reduced, i.e. AX/A = −0.6, the distribution most closely resembles what would be expected for pch = 0.5, but still demonstrates a skew towards one reversal. The probability of a chevron assuming the different number of chevron locations is shown in Fig 5d. The green markers are for 3 locations, the orange for 4, and purple when ns = 6. Unsurprisingly, increasing the number of trials reduces the observed probability. Regardless of the trial number, none of the changes in amplitude demonstrates a preference beyond that of chance for chevron formation. Further, the only case that has apparent random chevron occurrence is AX/A = −0.6.

Frequency alterations to regularly spaced rowers

The structure in the phase profile is often less regular when the frequency of the Ngth rower is strongly altered. When the frequency is lowered, the detuned rowers fail to phase-lock but the remaining rowers synchronise. This appears as a sixth-order term in the Fourier series, and is a lack of coordination rather than the appearance of six chevrons. An example can be seen in Fig 5e. The case where fX = 0.95 is clearly bimodal centred on 0 or 6 chevrons, and is demonstrably not well represented by a bimodal distribution. At the other extreme, when the adjusted frequency it too large, the chain does not stabilise, and the most prominent Fourier term also does not correspond to a stable chevron state. This manifests as a flattening of the distribution, as seen when fX = 1.1 in Fig 5e. Nonetheless, the probability of observing a chevron is calculated assuming that a total of six can appear, see Fig 5f. Despite the irregularity in doing so, a strong positive skew in the distribution would still be expected to produce an uptick in the probability. This does not appear when plotting the probability against the detuning level.

Conclusion

Three mechanisms were chosen as simple and distinct ways to alter the hydrodynamic coupling in arrays of rowers that mimic systems with many cilia. This is a very idealized system that intends to explore a possible connection to gait switching in viscous swimming and fluid propulsion. These modifications to coupling could be plausible control mechanisms in ciliated mircoorganisms, but there is no experimental evidence so far. In the model, the inclusion of additional separations between some cilia leads to the greatest control over the emergent dynamics state, with exact grouping of the coordinated rowers. Most likely this is the result not only of the neighbouring rowers having decreased coupling, but of all the rowers in a given subset having a weaker coupling versus the other subgroups. In contrast, altering aspects of the oscillation leads to subgroups with a wider range of phase differences, and, in the case of frequency modulation, has demonstrated that in-phase subsets can be stabilised. However, for both the amplitude and frequency alterations, the resulting subsets were less consistent and often occurred over a small parameter window. All three mechanisms demonstrate that the formation of coordinated subsets can be engineered, so that previously unstable states can become preferable under appropriate modulated conditions.

The phase reversals in the model system we study would correspond to a change in swimming velocity, or direction, or a change in the patterns of flow to affect foraging in a ciliated organism. The results here suggest that a swimming micro-organism could for example modulate its shape to assist in grouping subsets of cilia into particular phase-locking, and thus switch swimming gait. Shape-change would decrease the coupling between cilia, in a similar way as increasing the spacing between rowers. The modulation of separation spacing provided the most control over the location of the chevrons, which would be important for vortex formation in the fluid velocity. Additionally, decreasing the coupling in this way led to the sharpest chevron formation. The effect may also be relevant when considering cilia on the surface of coral, where the bumpy surface is a potential explanation for the flow reversals that create vortices, vital for mixing and waste expulsion within the coral [60]. This is not the first suggestion that coral structures can enhance the mixing within coral [61]. Along a similar vein, the results on frequency modulation suggest that if some cilia accelerate their beating, then a patch would coordinate and beat in-phase. This could be relevant for Paramecium, which responds to moderate threats with a coordinated in-phase beat, postulated to depend on calcium signalling [34, 62]. These are just two examples we are aware of; with such a breadth of multiciliated organisms in nature [12] we expect many further investigations into switching swimming gaits in microorganisms to unearth the balance of the physical perturbations modelled here, versus the biochemical intracellular regulation.

Supporting information

S1 File

(PDF)

Acknowledgments

We would like to thank Raymond Goldstein for useful discussions.

Data Availability

All relevant data are within the paper.

Funding Statement

PC was supported by EU ERC CoG HydroSync and EH by Cambridge Trusts. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Tom Waigh

18 Jan 2021

PONE-D-20-33443

A simple model for switching of swimming gaits in microswimmers, by geometric control of cilia synchronization

PLOS ONE

Dear Prof.Cicuta,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

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Reviewer #1: Yes

Reviewer #2: Partly

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Reviewer #1: N/A

Reviewer #2: Yes

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Reviewer #1: Yes

Reviewer #2: Yes

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Reviewer #1: Yes

Reviewer #2: Yes

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Reviewer #1: The authors responded to all comments. I can now recommend the manuscript for publication.

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Reviewer #2: This article proposed a theoretical model for metachronal waves on the surface of ciliated organisms. The model is an extension of a versatile and insightful rower model employed by Cicuta and collaborators, in a number of recent publications. The suggestion that organisms can possibly control the phase delay between nearby cilia and the nature of metachronal waves by changing certain physical parameters associated with ciliary arrays is indeed an intriguing and sensible idea.

However, the present model itself is highly idealised, both in terms of the dynamics of the individual rowers, and in their arrangement in a linear one-dimensional chain with wrapped boundary conditions. I believe additional work will be required to extend this to make it biologically relevant. The authors did not attempt to connect the synchronization patterns they obtained to swimming dynamics, and provided no evidence (either theoretical or experimental) to suggest that transitions in the patterns of such oscillators can actually reverse or significantly alter the fluid landscape around the ciliated swimmer. The association with ‘swimming gaits’ in real organisms is at best tenuous, and at worst misleading.

In my view the authors have two options towards publication, either revise the paper to make it clear this is a theoretical model looking at synchronization phenomena in a 1D chain of oscillators designed to mimic cilia (i.e. do not refer to ‘swimming gaits’ in the title, tone down the claims of abstract – which are not supported by the results of their current model, and reserve all discussion of how they think this could translate in real organisms to the discussions section, which they could expand to include free-swimming), or else provide further experimental or theoretical evidence that ‘swimming’ will be affected by the types of perturbations considered in this work.

key comments.

1. Stronger justification for why the rower models ‘are expected to produce general synchronisation features in viscously coupled systems’. This is a very general statement. The authors should explain how the rower model performs compared to other commonly used cilia models, and what are its advantages and limitations.

2. The authors consider the dynamics of a chain of rowers – but this is far from a 2D carpet or a ciliated surface. Why should this very idealised geometry be expected to represent what happens in the cell? Why the choice of 45 degree incline – seems arbitray, what is the motivation for this set-up?

3. Another point about choice of parameters. This is not well explained – for different organisms exhibit very different metachronal wave properties, differ in cilia length, spacing between cilia etc. The authors appear to be inconsistent throughout about which class of organisms their work is modeling – they mention simulation parameters inspired by starfish larvae, yet the drawings and discussions focus on paramecium (much smaller scale)? Then in the conclusions they discuss corals? Their work is clearly more relevant for singular rings of cilia (found in some organisms), rather than sheets.

4. According to the operational principle of most cilia, beat frequency and amplitude will be strongly coupled – it’s unlikely that one will be varying but not the other. Therefore distinguishing between control mechanisms b & c seems to be somewhat problematic? Can this be better justified? (I refer back to 1.)

5. Are the authors aware of any examples of metachronal wave reversal in real organisms induced by a change in separation between some of the cilia? They mention the starfish larvae example – but it is unclear if those patterns have anything to do with shape changes? Or frequency? What about this idea that some level of disorder in the spacing could help with control the generation of locally synchronized subsets (lines 306/307) – is there any evidence from the literature? (Note that the well-documented gaits in paramecium are unlikely to result from a mechanism such as described by the present model. In paramecium, and no doubt other species, the switch occurs due to some rapid cellular signalling, which abruptly halts or reverses the direction of ciliary beating. )

6. The analysis of the chevron profiles using statistical methods – though interesting, it is unclear how this would relate to swimming. Are the authors suggesting that phase reversals are associated with reversals in the actual swimming direction?

7. One suggestion would be to compare flow pumping by these chains of rowers – this would still be far from a force/torque free swimmer, but would be more relevant to biological systems. See for example https://www.pnas.org/content/117/48/30201.short.

8. There are many ways to control swimming gait using cilia, hydrodynamics is just one possibility. In fact, many more authors have studied non-hydrodynamic mechanisms for changing the swimming trajectory, these should be discussed. See for example studies on paramecium escape reactions, or even the steering gaits of uniflagellate sperm which are example of shape changes.

Other:

Line 41: Ciliophora is not a genus, and the term is being phased out

Line 43: Central nervous system – missing word

Fig 1 - what is the purpose of the green/pink color scheme? This could be confusing as panels of the same color don’t match up.

Fig 2- panel c - the drawing does not really make it clear all the rowers are on the same plane, and that this plane is above a wall. Make the plane more 3d?

Fig 4 – what is Ng here, presumably 10? This should be stated explicitly.

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Reviewer #1: No

Reviewer #2: No

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Decision Letter 1

Tom Waigh

11 Mar 2021

Changes in geometrical aspects of a simple model of cilia synchronization control the dynamical state, a possible mechanism for switching of swimming gaits in microswimmers

PONE-D-20-33443R1

Dear Dr. Cicuta,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Kind regards,

Tom Waigh

Academic Editor

PLOS ONE

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1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #2: All comments have been addressed

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The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #2: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #2: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #2: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #2: Yes

**********

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Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #2: (No Response)

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Reviewer #2: No

Acceptance letter

Tom Waigh

23 Mar 2021

PONE-D-20-33443R1

Changes in geometrical aspects of a simple model of cilia synchronization control the dynamical state, a possible mechanism for switching of swimming gaits in microswimmers

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