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PLOS One logoLink to PLOS One
. 2021 Apr 12;16(4):e0249525. doi: 10.1371/journal.pone.0249525

Non-invasive adapted N-95 mask sampling captures variation in viral particles expelled by COVID-19 patients: Implications in understanding SARS-CoV2 transmission

Kalpana Sriraman 1,#, Ambreen Shaikh 1,#, Swapneil Parikh 2, Shreevatsa Udupa 2, Nirjhar Chatterjee 2, Jayanthi Shastri 2,3,, Nerges Mistry 1,‡,*
Editor: Joël Mossong4
PMCID: PMC8041197  PMID: 33844696

Abstract

Infectious respiratory particles expelled by SARS-CoV-2 positive patients are attributed to be the key driver of COVID-19 transmission. Understanding how and by whom the virus is transmitted can help implement better disease control strategies. Here we have described the use of a noninvasive mask sampling method to detect and quantify SARS-CoV-2 RNA in respiratory particles expelled by COVID-19 patients and discussed its relationship to transmission risk. Respiratory particles of 31 symptomatic SARS-CoV-2 positive patients and 31 asymptomatic healthy volunteers were captured on N-95 masks layered with a gelatin membrane in a 30-minute process that involved talking/reading, coughing, and tidal breathing. SARS-CoV-2 viral RNA was detected and quantified using rRT-PCR in the mask and in concomitantly collected nasopharyngeal swab (NPS) samples. The data were analyzed with respect to patient demographics and clinical presentation. Thirteen of 31(41.9%) patients showed SARS-COV-2 positivity in both the mask and NPS samples, while 16 patients were mask negative but NPS positive. Two patients were both mask and NPS negative. All healthy volunteers except one were mask and NPS negative. The mask positive patients had significantly lower NPS Ct value (26) compared to mask negative patients (30.5) and were more likely to be rapid antigen test positive. The mask positive patients could be further grouped into low emitters (expelling <100 viral copies) and high emitters (expelling >1000 viral copies). The study presents evidence for variation in emission of SARS-CoV-2 virus particles by COVID-19 patients reflecting differences in infectivity and transmission risk among individuals. The results conform to reported secondary infection rates and transmission and also suggest that mask sampling could be explored as an effective tool to assess individual transmission risks, at different time points and during different activities.

Introduction

One year into the COVID-19 pandemic, there have been over 100 million confirmed cases and over 2 million deaths due to COVID-19 worldwide. SARS-CoV-2 spreads more easily compared to SARS-CoV-1 and MERS-CoV as reflected by a higher R0 and higher household secondary attack rate [1,2]. The dispersion factor for COVID-19 has been estimated to be as low as 0.1 indicating that COVID-19 transmission is over-dispersed, which means a small number of infected individuals drive most of the spread [3]. The transmission is driven by super spreading events that occur due to the interaction of a host, an agent, and environmental factors. Identifying patient characteristics that correlate with super spreading might allow focused and targeted non-pharmaceutical interventions to bust COVID-19 clusters and contain the spread.

There is an emerging consensus that the bulk of transmission occurs when infectious individuals with COVID-19 generate respiratory particles of varying size, which are airborne over varying distances and time, and are inhaled by susceptible individuals, resulting in the transmission of SARS-CoV-2 [46]. Collecting nasopharyngeal or oropharyngeal specimens by inserting a swab may not correlate with the potential of the host to generate infectious respiratory particles, nor reflect different host activities that result in different transmission risks; singing and heavy breathing during exercising are thought to result in more infectious particles than speaking softly or quiet breathing [7,8]. Thus there is a need for sampling methods that better reflect the transmission risk of infected individuals particularly during different actions such as breathing, speaking, shouting or singing in different hosts.

Various studies conducted during flu seasons have shown the feasibility of detecting viruses in exhaled breath condensates using commercially available bio-samplers and cough sampling systems [911]. Even face mask sampling–a low-cost method–has also proved to be effective for analyzing exhaled/expelled respiratory particles and detecting respiratory pathogens like the influenza virus [12,13]. Our earlier work has demonstrated that respiratory particles captured on a membrane attached to N-95 masks worn by patients of tuberculosis (TB), another air-borne disease, can be used to detect and isolate viable TB bacterial RNA in a noninvasive manner with 96% accuracy [14]. COVID-19, like TB, is predominately transmitted by infectious respiratory particles and hence we hypothesized that this method may be adapted to detect SARS-CoV-2 for applications in diagnosis and understanding risks of transmission from COVID-19 patients. In this study, we demonstrate that our mask sampling method can be used to detect SARS-CoV-2 RNA generated by COVID-19 patients using real-time reverse transcriptase-polymerase chain reaction (rRT-PCR), and the cycle threshold (Ct) value can indicate the potential infectiousness of different patients [15]. This method may have important applications in studying variations in infectiousness between patients and in the same patient during different activities that would help assess the transmission risk.

Materials and methods

Patient recruitment and sample collection

The study was undertaken between June and September 2020 after approval of the Institute Research Ethics Committee of The Foundation for Medical Research (FMR) (FMR/IREC/TB/01/2020), Mumbai, and the Institutional Review Board of Kasturba Hospital for Infectious Disease, Mumbai (IRB-09/2020). Thirty-one adult symptomatic patients with mild/moderate COVID-19 admitted to the COVID care ward in Kasturba Hospital were enrolled in the study after taking written informed consent. The SARS-CoV-2 positivity was confirmed either by rapid antigen test or oropharyngeal swab–rRT-PCR test. An equal number of asymptomatic healthy volunteers with no known contact with COVID-19 patients were enrolled as controls in the study at FMR after taking informed consent. The sample size was calculated using a proportion test for binary outcome with assumptions of 95% confidence interval, 80% power and 10% acceptable difference. Demographic characteristics, clinical presentations, and treatments were recorded for all the study participants.

A mask sample and a nasopharyngeal swab sample (NPS) were collected from each of the patients and healthy volunteers. For patients, the samples were collected within 36 hours of their confirmed diagnosis. For mask sampling, participants wore a modified cup-type N95 mask (Venus Safety and Health Private Limited, Navi Mumbai, India) with an attached commercially available 37mm diameter gelatin membrane (Sartorius, Gottingen, Germany, Supplementary Fig S1 in S1 File) on the inner surface of the mask for 30 minutes. The participants were asked to carry on with the activities whatever they were doing for the first 20 minutes and undertook certain purposeful vocal tasks in the last 10 minutes. The purposeful tasks included following tasks in sequence as directed by the sample collector.

  1. Talk or Read—3 mins

  2. Cough 20 times- (1 minute)

  3. Deep breath for 1 minute

  4. Talk or Read-3 mins

  5. Cough 20 times- (1 minute)

  6. Deep breath for 1 minute

After completion of mask sampling, the membrane was removed from the mask using sterile disposable forceps and transferred to a collection cup containing 3ml of RNAzol™ (Sigma-Aldrich, MO, USA). The collected sample was then transported to the FMR laboratory at room temperature for further processing. During mask sampling, the sample collector subjectively noted the actual intensity with which, each participant performed the vocal task and recorded the details in the questionnaire format of the case record form (Supplementary information- mask sampling section). The quality of sampling was measured by assigning a sampling score for each activity based on the intensity of the task. The following scoring pattern was used for the 3 tasks- Loud talking/reading = 3, Normal talking/reading = 2, low talking/reading = 1, Deep and forceful continuous coughing = 4, deep and forceful intermittent coughing = 3, light and continuous coughing = 2, light, and intermittent coughing = 1, deep breathing = 2, shallow breathing -1. A retrospective analysis of the human RnaseP gene, an indicator of sample quality was carried out in all mask samples using TaqPath SARS-CoV-2 detection kit V1 (Details in supplementary information)

Following mask sampling, an NPS was collected from the patients. The swab was collected in viral transport media (HI Viral transport kit, HiMedia Laboratories, Mumbai, India), and transported to Kasturba laboratory at 4°C for further processing. For NPS, ICMR approved standard protocols and rRT-PCR were used for RNA extraction and detection of SARS-CoV-2.

Sample processing and quantitative real-time PCR

Total RNA was isolated from 3ml RNAzol™ containing dissolved gelatin membrane as per the manufacturer’s protocol. Internal Control (IC) and carrier RNA were added to the RNAzol sample before isolation. The RNA obtained was purified using QIAamp viral RNA isolation kit (Qiagen, Hilden, Germany).

The rRT-PCR was carried out in CFX 96 real-time thermal cycler (Bio-Rad Laboratories, California, USA) and SARS-CoV-2 genes were detected using RealStar® SARS-CoV-2 RT-PCR Kit (altona Diagnostics, Hamburg, Germany) as per the manufacturer’s protocol. The kit detects the E gene for betacornoviridae and the S gene specific for SARS-CoV-2. The positive control used was part of the detection kit, while the negative control was RNA isolated from TB patients using mask aerosol sampling, collected before December 2019 (Pre-COVID). As the patient samples were from confirmed COVID-19 patients, the detection of both E and S genes or either E gene or S gene with visible sigmoidal PCR amplification curves were considered positive. All mask samples collected from healthy volunteers were also tested for SARS-CoV-2 using the same protocol. To determine the viral copy numbers from SARS-CoV-2 positive aerosol samples, a standard curve was generated from 10-fold serial dilutions of the SARS-CoV-2 E gene (included in SARS-CoV-2 Positive material IVT kit, Supplementary Fig S2 in S1 File) and analyzed using RealStar® SARS-CoV-2 rRT-PCR assays.

Statistical analysis

The results were statistically analyzed using Graph Pad Prism software (version 6.01). Percentages were calculated for categorical variables, and statistical significance was assessed using χ2 and Fisher exact tests. For continuous variables, the median with interquartile range (IQR) was calculated, and statistical significance was assessed using Mann Whitney unpaired t-test, and a p-value of < 0.05 was considered significant.

Results

Of the 31 previously confirmed COVID-19 patients, SARS-CoV-2 viral RNA was detected by rRT-PCR in 29 (93.54%) NPS samples while expelled SARS-CoV-2 virus was detected in mask samples of 13 patients (44.8% of contemporary NPS positive patients and 41.9% of 31 confirmed patients). For two patients the virus was neither detected in NPS nor in mask samples collected at the time of enrollment. Among 31 healthy volunteers, one asymptomatic person was positive by NPS sampling but negative by mask sampling, while all others were negative by both NPS and mask sampling. The mask samples were assayed for two target SARS-CoV-2 genes (E and S). Both these genes were detected in 11 of the 13 patient samples, while 2 samples were only positive for the E gene. The Ct values for the mask positive patient samples had a median value of 36.97 (IQR 32.50–38.01) for the E gene and 35.73 (IQR 31.27–39.15) for the S gene. The Ct of the mask samples in patients was significantly higher (p = 0.0010) than the corresponding NPS samples.

We grouped the patient data into mask positive and mask negative patients and compared patient characteristics, SARS-CoV-2 specific variables, symptoms, and qualities of mask sampling (Table 1). Mask positive patients had significantly lower (p = 0.008) NPS Ct values (median value 26, IQR 21–29.5) than mask negative patients (median value 30.5, IQR 28–32). Mask positivity in patients was associated with higher rapid antigen test positivity in NPS samples at diagnosis (p = 0.025), the likelihood of having contracted the disease from a known contact (61.5% mask positive patients had known contact vs 37.5% in mask negative patients), and likely to have fever as a symptom (100% mask positive patients with 46% having high fever vs mask negative patients with 69% fever and 6% having a high fever). There were no significant differences in other symptoms, characteristics, or treatment. Since the respiratory output is linked to intensities of various vocal and respiratory activities [16], we determined the quality of sampling based on an assigned sampling score as described in the methods. We observed that mask positive patients had a median sampling score of 8 (IQR 5.5–8) while mask negative patients had a score of 6 (IQR 5.2–7). The variation in the sampling score was not significant, indicating that the intensity of the performance of tasks may not have affected the virus output in respiratory particles in this sampling. Moreover, we found no correlation between the human RnaseP Ct value (an indicator of sampling quality) and mask Ct value for E gene or sampling score (Supplementary Fig S3 in S1 File). The distribution of sampling score and associated mask Ct value for E gene in all patient samples is also shown in Supplementary Fig S4 in S1 File.

Table 1. Comparison of nasopharyngeal swab Ct, symptoms, treatment and mask sampling characteristics among mask positive and mask negative patients.

NPS Positive (n = 29)* Healthy Volunteers
Descriptions Total Mask Positive Mask Negative pa value pb value
Number 29 13 (44.8) 16 (55.2) 31.0  
Patient Characteristics  
Gender  
    Male 26 (89.6) 11 (84.6) 15 (93.7) 0.537 21 (67.7) 0.059
    Female 3 (10.3) 2 (15.3) 1 (6.25) 10 (32.2)
Age, years Median (IQR) 42 (32–52.5) 44 (39–53) 39 (30–51.75) 0.232 42 (29–59) 0.839
    20–40 years 11 (37.9) 3 (23) 8 (50) 0.326 14 (45.1) 0.34
    41–60 years 16 (55.1) 9 (69.2) 7 (43.7) 12 (38.7)
    >60 years 2 (6.8) 1 (7.6) 1 (6.2) 5 (16.1)
Comorbidities (Diabetes/Hypertension) 10 (34.4) 5 (38.4) 5 (31.2) 0.684 4 (12.9) 0.048
COVID-19 Characteristics  
Antigen Positivity at Diagnosis 15 (51.7) 10 (76.9) 5 (31.2) 0.025 NA  
Median (IQR) NPS Ct of N gene if rRT-PCR+ at Diagnosis 30 (27.5–33.5) 27 (26–28) 32 (29.5–34) 0.059 NA  
Median (IQR) NPS Ct of N gene if rRT-PCR+ at Sampling 29 (24–31) 26 (21–29.5) 30.5 (28–32) 0.005 NA  
Contact History  
No Known Contact 15 (51.7) 5 (38.4) 10 (62.5) 0.273 NA  
Known Contact (Family Member or Colleague) 14 (48.2) 8 (61.5) 6 (37.5) NA  
Symptoms  
Median (IQR) Number of Days since Onset of First Symptom 5 (3–8) 3.5 (3–7.5) 5 (3–8) 0.490 NA  
Sore Throat 13 (44.8) 6 (46.1) 7 (43.7) 1.000 NA  
Fever (all) 23 (79.3) 13 (100) 12 (75) NA  
    High Fever 7 (24.1) 6 (46.1) 1 (6.2) 0.016 NA  
    Mild Fever 18 (62) 7 (53.8) 11 (68.7) NA  
No Fever 4 (13.7) 0.0 4 (25) NA  
Cough 21 (72.4) 10 (76.9) 11 (68.7) 0.696 NA  
Breathing Difficulty 14 (48.2) 6 (46.1) 8 (50) 1.000 NA  
Loss of Smell/Taste 14 (48.2) 7 (53.8) 7 (43.7) 0.715 NA  
GI Symptoms (Loose Stools, Nausea) 6 (20.6) 3 (23) 3 (18.7) 1.000 NA  
Weakness/Body ache/Headache 10 (34.4) 4 (30.7) 6 (37.5) 0.624 NA  
Median (IQR) Number of Symptoms 4 (3–5) 4 (3–5) 3 (2.2–5) 0.384 NA  
COVID-19 Disease Status  
Mild 18 (62) 8 (61.5) 10 (62.5) 0.973 NA  
Moderate without Pneumonia 6 (20.6) 2 (15.3) 4 (25) NA  
Moderate with Pneumonia 5 (17.2) 3 (23) 2 (12.5) NA  
Drugs  
Doxycycline 17 (58.6) 7 (53.8) 10 (62.5) 0.289 NA  
Ivermectin 17 (58.6) 8 (61.5) 9 (56.2) 1.000 NA  
Azithromycin 1 (3.4) 1 (7.6) 0 0.448 NA  
Favipiravir 10 (34.4) 5 (38.4) 5 (31.2) 0.714 NA  
Cephalosporin 26 (89.6) 11 (84.6) 15 (93.7) 0.573 NA  
Hydroxychloroquine 4 (13.7) 2 (15.3) 2 (12.5) 1.000 NA  
Mask Sampling Characteristics  
Median (IQR) Sampling Score 7 (5.5–8) 8 (5.5–8) 6 (5.2–7) 0.131 7 (7–8) 0.028
Sampling Preference  
Only Mask 26 (89.6) 22 (70.9)  
Both Mask and Nasopharyngeal Swab 0 7 (22.5)  
Only Nasopharyngeal Swab 2 (6.8) 1 (3.2)  
Neither Mask nor Nasopharyngeal Swab 1 (3.4)       1 (3.2)  

*Excludes 2 swab negative mask negative, Data are no. (%) of subjects, unless otherwise indicated.

Abbreviations: NPS- Nasopharyngeal Swab, IQR- Interquartile range, Ct- Cycle Threshold, rRT-PCR- Real time reverse transcriptase polymerase chain reaction.

pa Mask Positives Vs Mask Negatives; pb NPS positives (total) Vs Healthy Volunteers; p value significant at p<0.05-Significant p value highlighted in bold.

We next analyzed variations in the viral copies in mask positive patients based on the SARS-CoV-2 E gene (Supplementary Fig S2 in S1 File). Fig 1 displays the spatial distribution of SARS-CoV-2 virus viral load (A) and Ct values (B) in these patients, showing two distinct groups–(i) low emitters—mask positive patients with less than 100 viral copies expelled in 30 minutes (median 52.89, IQR 27.80–74.21) and (ii) high emitters- patients with > 1000 viral copies expelled in 30 minutes (median 2269, IQR 1421–16411) (Fig 1A). High emitters constituted only 30% (4/13) of the total mask positive patients and 12.9% of the total patients enrolled. Interestingly, such distinction was not observed when Ct values of NPS were considered. When the viral load was compared with days since onset of symptoms (Fig 1C), it was found that the low emitters had come in later in the infection stage for diagnosis- median 6 days (IQR 3–8 days) since symptom onset vs median 3 days (IQR 2.6–4.5) in high emitters, although the difference was not significant. Moreover, considering only the reported active infectious period of ≤5 days from onset of symptoms, [17] both high and low emitters were observed within this period and high emitters constituted 23% (4/17) of those patients (boxed data in Fig 1C), suggesting that stage of infection may not be the only contributing factor for low viral load. It may also be noted that there were a considerable number of mask negatives (9/17) within the 5 days’ infection period. Other characteristics like sampling quality (sampling score; 8.5 for high emitters and 7 for low emitters; p = 0.08), age, contact, etc. also did not show variation between low and high emitters (Supplementary Table S1 in S1 File).

Fig 1. Viral copies and Ct values in mask and NPS samples.

Fig 1

(A) SARS-CoV-2 viral copies expelled in 30 minutes by the mask positive patients. Data represented as median with IQR with the blue line indicating the median viral copies. (B) The distribution of Ct values from mask and NPS samples. The Ct value of the E gene in mask samples (blue) at sampling, the Ct value of the N gene in mask positive samples (red) and mask negative samples (green) at sampling, and Ct value of the N gene in patient samples at diagnosis. The mask E gene Ct values showed two distinct groups of samples with low Ct values (black bracket) and samples with high Ct values (blue bracket). No distinct groups were seen in the N gene Ct values of NPS samples at enrollment or diagnosis. Data represented as median with IQR with the thick black line indicating the median Ct value. (C) Scatter plot with the Ct values of The E gene in mask and N gene in NPS patient samples on the Y-axis and days from onset of first symptoms of each patient on the X-axis. The mask E gene Ct values represented as blue triangles, the NPS N gene Ct values in mask positive patients, and mask negative patients represented as red dots and green squares respectively. The box encloses all the Ct value of the mask and NPS patient samples up to 5 days from the first onset of symptoms. The dotted line represents the Ct value when 1000 viral copies are expelled by the patients in 30 minutes. Abbreviations Ct- Cycle Threshold, NPS-Nasopharyngeal Swab.

Discussion

COVID-19 control strategies can be effectively implemented if there is a better understanding of how and by whom the virus is transmitted. However, little is known about the SARS-CoV-2 virus-laden particles generated by the patients during regular vocal and respiratory activities like talking, coughing, and breathing. Our study describes a potentially low-cost method using easily available materials to facilitate the detection and quantification of SARS-CoV-2 in respiratory particles expelled by patients during these activities in 30 minutes. This study shows that the expelled virus can be detected only in a subset of individuals (45%) who had confirmed diagnosis for COVID-19 by NPS based rRT-PCR. The results indicate that while mask-based sampling is not appropriate for use in the diagnosis of COVID-19, it may be a useful method to quantify transmission risks. The results are similar to those of a recent study by another group that investigated the SARS-CoV-2 virus in hospitalized severe COVID-19 patients in an older age group and observed an almost 40% positivity rate and an association between virus detection in respiratory particles with the severity of the disease [18]. The current study however could not explain this association to severity as all the enrolled patients were younger (median age 42) and with mild to moderate disease. Instead, this study describes the potential to measure the infectiousness of COVID-19 patients with mild/moderate disease through detection and quantification of viral load in respiratory particles expelled by patients and discusses its implications and relevance to transmission of the virus in the community.

In the absence of a reliable marker for transmission, viral load based on swab Ct is considered as a marker of infectiousness i.e. patients carrying high viral load/low Ct are likely to transmit more. This study shows that the NPS Ct values of mask positive patients were significantly lower than those of mask negative patients, indicating that patients with a higher viral load in their upper respiratory tract generally may emit more viruses and hence potentially be more infectious than mask negative patients. However, interestingly, not all low swab Ct (<30) yielded mask positivity and vice versa. The transmission of SARS-CoV-2 is known to be over- dispersed [3] like many other infectious diseases and a viral load based on swab Ct values may not satisfactorily explain this heterogeneity [1921]. A recent epidemiological study describing the transmission of COVID-19 in two states of India with high prevalence observed that 70% of the patients yielded zero secondary infections among contacts [22]. Similar studies in China, Hong Kong, and Israel showed that most secondary infections (80%) arose from a small subset (8–20%) of the infected individuals [2325]. Modelling studies have concluded that transmission is very unlikely (~0.00005%) when viral load is below 105 RNA copies [26]. In congruence with these studies, the current study shows that the virus can be detected in respiratory particles of only 45% of the NPS positive patients and within these mask positive patients, there is a distinctly bimodal distribution of high and low emitters (Fig 1A). The high emitters constituted 12.9% overall and 23% of the patients captured in the known infectious period (within 5 days of symptom onset [17,21,27]). The bimodal distribution in emission patterns also have been identified in other airborne pathogens like influenza [9]. A similar distribution in the patient data was not observed in NPS Ct values (Fig 1B) suggesting that mask results and not NPS Ct depict variation among patients in terms of respiratory output, potentially reflecting the heterogeneous spread of COVID-19.

Another important supportive evidence for mask results reflecting the infectiousness of patients comes from studies that looked at the replication-competent virus from COVID-19 patients. Studies have shown that replication-competent live virus could not be detected in patients with Ct values above 24 to 34 in NPS samples and a large number of patients with lower Ct values (<24) also do not produce replication-competent virus [2830]. Similarly in this study, we observed that the highest NPS Ct value beyond which mask positivity could not be observed was 32 for the N gene and conversely, several patients who had Ct values less than 30 in their NPS samples were also mask negative. In addition, we also observed that the viral load was not more than 100 copies in all mask positive patients who were diagnosed after 5 days of symptom onset. This is consistent with a published study that showed that the probability of finding infectious viruses decreases from about 40% at 5 days to <5% by 8 days after symptom onset. Various epidemiological studies have also shown that secondary infections are almost nil among contacts if they had come in contact with the index case 5–7 days after symptom onset [17,31].

All of the above cumulatively suggest that the detection of SARS-CoV2 in respiratory particles using masks may prove to be useful in assessing the true infectiousness status of the COVID-19 patients and help in identifying high-risk contacts. Although it was interesting to note this relationship, the study has its limitations. The observations were based on small sample size and the study did not measure infections among contacts to establish infectivity or carry out longitudinal sampling within the same patients that may have helped in correlating it to true infectiousness. Moreover, the detection of the virus is still rRT-PCR based, which cannot differentiate replication-competent/infectious and non-replicating/non-infectious viruses.

Nevertheless, this study raises important questions that may be relevant for disease control efforts like intense contact tracing, reallocation of meagre resources, and prolonged containment. The availability of evidence of the type gathered in this study can provide opportunities to identify transmitters and hence may mitigate the need for one fits all infection control measure [32]. Mina and colleagues [32] suggest using antigen positivity results to focus on contact tracing efforts as a resource conservation measure. The results here show that respiratory particle positivity of the virus is significantly associated with antigen positivity (Table 1) and hence supports the idea that such an approach is likely to benefit the disease control efforts.

In conclusion, this study has shown the feasibility of detecting SARS-CoV-2 virus in respiratory particles expelled by patients using a simple collection method that may be used for assessing transmission risks of hosts, at different time points and during different activities. It would be interesting to study if a mass community screening using simple non-invasive mask sampling points to true transmission rates from symptomatic and asymptomatic individuals. It may also be insightful to probe the differences in the virus and host that contribute to heterogeneity in viral aerosol output and transmission. Pursuing these research questions may help us to understand the current pandemic as well as prepare ourselves for future pandemics.

Supporting information

S1 File

(DOCX)

Acknowledgments

We thank Ms. Smriti Vaswani and Ms. Tejal Mestry (Research Assistants, FMR) for excellent technical contributions in processing patient mask samples; and Dr. Meet Visaria and Dr. Aishvarya Singh (Clinical Research Interns, Kasturba Hospital for Infectious Diseases) for diligently undertaking patient recruitment and sample collection at Kasturba hospital for infectious diseases; Mr. Nilesh Shahasne (Field Assistant, FMR) for sample transport between collaborating institutes. We would also like to acknowledge altona Diagnostics India Private Limited for the kind gift of SARS-CoV-2 Positive control IVT RNA for determining the viral load. Finally, we would like to thank all the participants of this study for their cooperation, patience, and support without which this study would not have been possible.

Data Availability

All relevant data are within the manuscript and its Supporting Information files.

Funding Statement

This study was supported by grants and donations from Godrej Agrovet Limited-Mumbai, Zoroastrian Charity Funds of Hong Kong, Canton and Macao, and The Vashketu Foundation-Mumbai. The funders of the study had no role in study design, data collection, data analysis, data interpretation, or writing of the manuscript.

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Decision Letter 0

Joël Mossong

5 Feb 2021

PONE-D-20-37005

Non-invasive adapted N-95 mask sampling captures variation in viral particles expelled by COVID-19 patients: Implications in understanding SARS-CoV2 transmission

PLOS ONE

Dear Dr. Mistry,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please address all of the comments by the two reviewers, in particular by presenting more data on duration and type of vocal activities before resubmission. 

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PLOS ONE

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Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Partly

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Review Comments to the Author

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Reviewer #1: Dear authors,

Many thanks for this interesting study. I would however, raise a few points

1) How was the sample size calculated?

2) Line 73-75

Please include the following reference:

https://pubmed.ncbi.nlm.nih.gov/32629023/

3) Line 110, 118: Please write the full form of "lab"

4) How was the duration for which the patient needed to wear the mask was standardised?

5) The authors could kindly give the details of the gelatine membrane used for the study.

Reviewer #2: In this manuscript, Sriraman et al. describes the use of a modified N-95 masks with a gelatin membrane, and recovered SARS-CoV-2 RNA in exhaled breath from about 40% of patients with mild/moderate COVID-19. They concluded that their results suggest there is variation in the emission of SARS-CoV-2 virus which may explain the heterogeneity in transmission risk between individuals.

The manuscript was clear overall. I have one major query: in lines 104-107 it described that various vocal tasks were performed during the 30 minutes of collection. Was only one vocal task performed for each sampling (apparently it was not, judging from the median sampling score of 6-8 in Table 1?), and how did the sample collector assign which vocal task to be performed (e.g. by randomisation)? This has significant impact on the interpretation and conclusions of the results shown, as the heterogeneity in viral load between individuals demonstrated may due to difference in the vocal tasks assigned. Please add a description of the number of participants assigned to each group in the Results section, and also provide a supplementary figure on the viral load stratified by different groups of vocal tasks (could be more than 3 groups as various intensity of each vocal tasks i.e. talking/coughing/breathing were assigned). The assignment of sampling score for each activity also seemed arbitrary, for example low talking, intermittent coughing and shallow breathing all shared the same weight of 1, although it would be expected low talking and intermittent coughing (in addition to breathing while in between talking/coughing) would shed more virus than shallow breathing.

Please find other minor suggestions, below:

- line 83: provide reference for the statement 'Ct value can indicate the potential infectiousness of different patients' (e.g. van Kampen et al Nat Commun 2021)

- lines 102-4: suggest to provide a supplementary figure to illustrate the mask sampling set-up

- line 162: please describe the sample type which the rapid antigen test at diagnosis was performed on

- line 201: Figure 1 legend - 'spatial' distribution is a misnomer?

- line 227: using the mask as an 'ideal method to quantity transmission risks' would underestimate the transmission risks via other routes of transmission?

- lines 233-235: may be could suggest that the present results would inform infectiousness of COVID-19 patients with mild/moderate illness, which would have a more relevant interpretation on the transmission risk in the community (compared to severe cases who would be hospitalised)?

- lines 255-257: although there is heterogeneity in exhaled breath viral shedding, should also express some uncertainty on whether it is directly related to heterogeneity in transmission as transmission can be via other routes

- references: please confirm and update preprints that is published (e.g. ref # 1 is published in JAMA Network Open)

**********

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Reviewer #1: No

Reviewer #2: No

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PLoS One. 2021 Apr 12;16(4):e0249525. doi: 10.1371/journal.pone.0249525.r002

Author response to Decision Letter 0


23 Feb 2021

AUTHORS’ REPSONSE TO REVIEWERS’ COMMENTS

We thank the reviewers for their positive and encouraging comments on the study. We have responded to the queries and trust that they are clarified substantially.

Reviewer#1:

Comment- Many thanks for this interesting study. I would however, raise a few points

How was the sample size calculated?

Response - The primary design objective of the study was to check the ability of mask sampling to detect SARS-CoV-2 RNA and evaluate concordance with the standard nasopharyngeal swab method. Since the test outcome is binary and we were interested in calculating the proportion of samples positive for mask against 100% positive standard samples, we applied the proportion test for sample size calculation. We estimated that a minimum of thirty samples were required to check if the proportion of mask positive samples matches with the standard test (https://www.benchmarksixsigma.com/calculators/sample-size-calculator-for-1-proportion-test/). The assumptions for the calculation were 95% significance, 80% power and 10% acceptable difference. We took an equal number of healthy volunteers to verify concordance in known negative standard samples.

The manuscript methods section has been now revised to include the sample size calculation method in Lines 98-100 and now reads as

“The sample size was calculated using a proportion test for binary outcome with assumptions of 95% confidence interval, 80% power and 10% acceptable difference.”

Comment- Line 73-75, Please include the following reference:

https://pubmed.ncbi.nlm.nih.gov/32629023/e

Response - Thank you for the suggestion. We have now included the reference as No 13 in the aforementioned place.

Comment - Line 110, 118: Please write the full form of "lab"

Response - Thank you for pointing out. We have now written the full form in the revised manuscript.

Comment - How was the duration for which the patient needed to wear the mask was standardized?

Response - This method was primarily standardized in TB patients for detection of TB bacteria where 10 minutes was selected based on the yield and stability of TB RNA (Shaikh et al 2019, Reference No 14 in the revised manuscript). Considering minimum sampling time for patients’ convenience, we tested the same conditions as earlier (10 minutes) and 30 minutes in a small pre-pilot of 4 patients each. The 30 minutes was chosen based on other patient air sampling studies that tested viruses using a 20-30 minute protocol (Ref Nos 9, 10, 12 in the revised manuscript). Our initial results showed better concordance at 30 minutes (4/4 as against 1/4) and hence 30 minutes was fixed as mask sampling time.

Comment - The authors could kindly give the details of the gelatine membrane used for the study.

Response - As mentioned in the Methods section we used commercially available 37mm gelatin membrane filter from Sartorius, Gottingen, Germany. The catalog number of the product is 12602-37-ALK. The Fig S2 depicts the N95 mask lined with gelatin membrane.

Reviewer #2:

Comment - In this manuscript, Sriraman et al. describes the use of a modified N-95 masks with a gelatin membrane, and recovered SARS-CoV-2 RNA in exhaled breath from about 40% of patients with mild/moderate COVID-19. They concluded that their results suggest there is variation in the emission of SARS-CoV-2 virus which may explain the heterogeneity in transmission risk between individuals. The manuscript was clear overall.

Response - Thank you for the positive comment

Comment - I have one major query: in lines 104-107 it described that various vocal tasks were performed during the 30 minutes of collection. Was only one vocal task performed for each sampling (apparently it was not, judging from the median sampling score of 6-8 in Table 1?), and how did the sample collector assign which vocal task to be performed (e.g. by randomisation)? This has significant impact on the interpretation and conclusions of the results shown, as the heterogeneity in viral load between individuals demonstrated may due to difference in the vocal tasks assigned.

Response – Participants did not perform only one task. Each participant performed all vocal tasks as directed by the sample collector in a particular order viz: The participants were asked to carry on with the activities whatever they were doing for the first 20 minutes and then undertook certain purposeful vocal tasks in the last 10 minutes as directed by the collector. The sequence of the purposeful tasks was as follows

1. Talk or Read - 3 mins

2. Cough 20 times- (1 minute)

3. Deep breath for 1 minute

4. Talk or Read-3 mins

5. Cough 20 times- (1 minute)

6. Deep breath for 1 minute

Since a standard procedure involving all aforementioned tasks were followed and no differences existed in tasks assigned for any participant, there was no randomization necessary to group the individuals based on task.

The collector instructed the patients to talk or read aloud, cough forcefully and perform deep breathing. Although specific instructions were given, the intensity of the task varied between patients. Hence the collector subjectively noted the actual intensity with which the participant performed each task and recorded it in the case record form which was used to measure the quality of sampling. The case record questionnaire had the following format which was used by the sample collector to note the intensities of the tasks performed.

1. Participant compliance information and experience with mask sampling: (Please tick the appropriate option)

a. While sampling,

i. Task1 : Talked/Read/Sang/recited prayer/Recited poem

1. Volume of Task 1: Loud/Normal/Low

ii. Task 2 Coughing : Intermittent/Continuous

1. Task 2 Coughing Intensity: Light/Deep and forceful

iii. Task 3 Breathing:

1. Shallow/ Deep

b. Post Sampling, participant felt easier and comfortable with

Mask sampling/Swab Sampling

We agree that if the participant had performed different tasks or either of the task, the variation would have impacted the output viral load. In this study, we used a standardized task approach to minimize the variation that could affect the sampling and viral output. All patients performed the same tasks for the same length of time. Moreover, we did not observe any correlation between the human RNase P Ct levels in the samples (considered generally as an indicator of sample quality) and mask Cts for E gene (R2= 0.1603) or sampling score (R2=0.003) suggesting that the viral output was independent of the amount of total RNA collected from the patients (please see graphs below). Lastly, as mentioned in the results section (Lines 187-190 in the unmarked revised manuscript), there was no association between mask results or Ct with sampling score.

We have now explained the sampling process in detail in the revised manuscript methods section (Lines 107-116, 120-123 of the unmarked revised manuscript) and now reads as

107-116 - “The participants were asked to carry on with the activities whatever they were doing for the first 20 minutes and undertook certain purposeful vocal tasks in the last 10 minutes. The purposeful tasks included following tasks in sequence as directed by the sample collector.

i. Talk or Read - 3 mins

ii. Cough 20 times- (1 minute)

iii. Deep breath for 1 minute

iv. Talk or Read-3 mins

v. Cough 20 times- (1 minute)

vi. Deep breath for 1 minute

120-123- During mask sampling, the sample collector subjectively noted the actual intensity with which, each participant performed the vocal task and recorded the details in the questionnaire format of the case record form (Supplementary information-mask sampling section).

We have also added a line on the estimation of RnaseP in the materials and method section along with the complete description in supplementary (Lines 127-130 of the unmarked revised manuscript) and now read as

127-130- A retrospective analysis of human RnaseP gene, an indicator of sample quality was carried out in all mask samples using Taqpath SARS-CoV-2 detection kit V1 (Details in supplementary information)

Also, we have added the appropriate lines describing RnaseP sampling results and its absence of correlation with mask Ct values of E gene and sampling score in results section, with the analysis and graphs shown above, added to the supplementary section (Fig S2). The lines 187-192 of the unmarked revised manuscript now read as -

187-192 - Moreover, we found no correlation between the human RnaseP Ct value (an indicator of sampling quality) and mask Ct value for E gene or sampling score (Supplementary Fig S3). The distribution of sampling score and associated mask Ct value for E gene in all patient samples is also shown in supplementary Fig S4.

Comment - Please add a description of the number of participants assigned to each group in the Results section, and also provide a supplementary figure on the viral load stratified by different groups of vocal tasks (could be more than 3 groups as various intensity of each vocal tasks i.e. talking/coughing/p were assigned).

Response - As mentioned in the above point, since each participant performed all tasks, the participants cannot be stratified based on the tasks performed. To illustrate the point of sampling score and mask results, we have now added a supplementary Fig S4 with a graph depicting the Ct E gene and sampling score.

Comment - The assignment of sampling score for each activity also seemed arbitrary, for example low talking, intermittent coughing and shallow breathing all shared the same weight of 1, although it would be expected low talking and intermittent coughing (in addition to breathing while in between talking/coughing) would shed more virus than shallow breathing.

Response - We agree that we have not made direct output measurements and the sampling score was assigned based on the intensity of each task with assumptions made from literature. Studies have shown that the number of particles emitted increases with the loudness of voice and varies with velocities and the number of times the tasks are performed (Asadi et. al. 2019, Bake et al 2019, Wilson et. al 2020). There are several studies available that looked at size distribution and output with various tasks (Fennelly,2020). Based on the literature, we assigned increasing numbers to the increasing intensity of the task. We used the following table to calculate the sampling score with the lowest suggesting low particle output and the highest score suggesting maximum particle output. Based on aerosol dynamic knowledge available, cumulatively we expected intensity of combined tasks would relate to particle output and hence recoverable virus particles. We agree that this is only a suggestive and not a precise estimate. More comprehensive studies would be required to tease out what type of task and conditions would contribute to viral particle emission by infected individuals and how it relates to transmission.

Task Intensity Assigned score

Talking/reading Loud voice 3

Normal voice 2

Low voice 1

Coughing Deep and forceful and continuous coughing

4

Deep and forceful but intermittent coughing 3

Light and continuous coughing 2

Light, and intermittent coughing 1

Breathing Deep breathing 2

Shallow breathing 1

Asadi, S., Wexler, A.S., Cappa, C.D. et al. Aerosol emission and super emission during human speech increase with voice loudness. Sci Rep 9, 2348 (2019). https://doi.org/10.1038/s41598-019-38808-z

Bake, B., Larsson, P., Ljungkvist, G. et al. Exhaled particles and small airways. Respir Res 20, 8 (2019). https://doi.org/10.1186/s12931-019-0970-9

Wilson, N.M., Norton, A., Young, F.P. and Collins, D.W. (2020), Airborne transmission of severe acute respiratory syndrome coronavirus‐2 to healthcare workers: a narrative review. Anesthesia, 75: 1086-1095. https://doi.org/10.1111/anae.15093

Comment - Please find other minor suggestions, below: - line 83: provide reference for the statement 'Ct value can indicate the potential infectiousness of different patients' (e.g. van Kampen et al Nat Commun 2021)

Response - The reference has been now included as suggested.

Comment - lines 102-4: suggest to provide a supplementary figure to illustrate the mask sampling set-up

Response - A picture of the mask with membrane has been provided in supplementary document (Fig S2) as suggested.

Comment - line 162: please describe the sample type which the rapid antigen test at diagnosis was performed on

Response - The test was performed using nasopharyngeal swab as recommended by manufacturers. The change has been made in the revised document in Line 176 and now reads as

“Mask positivity in patients was associated with higher rapid antigen test positivity in NPS samples at diagnosis (p=0.025)”

Comment - line 201: Fig 1 legend - 'spatial' distribution is a misnomer?

Response - The words spatial distribution has been removed and the legend now reads as

“SARS-CoV-2 viral copies expelled in 30 minutes by the mask positive patients.”

Comment - line 227: using the mask as an 'ideal method to quantity transmission risks' would underestimate the transmission risks via other routes of transmission?

Response - The word ideal has been now been replaced by word useful and the lines 248-249 in revised manuscript now reads as

“The results indicate that while mask-based sampling is not appropriate for use in the diagnosis of COVID-19, it may be a useful method to quantify transmission risks.”

Comment - lines 233-235: maybe could suggest that the present results would inform infectiousness of COVID-19 patients with mild/moderate illness, which would have a more relevant interpretation on the transmission risk in the community (compared to severe cases who would be hospitalized)?

Response - We agree that the information generated from mild and moderate cases would be more relevant to community transmission and have been discussed in detail in the manuscript. Based on the suggestion, we have revised the lines in the manuscript now to bring more stress to that aspect and lead the reader to a detailed discussion in the Discussion section. The lines now read as

Lines 253-258- “The current study however could not explain this association to severity as all the enrolled patients were younger (median age 42) and with mild to moderate disease. Instead, this study describes the potential to measure the infectiousness of COVID-19 patients with mild / moderate disease through detection and quantification of viral load in respiratory particles expelled by patients and discusses its implications and relevance to transmission of the virus in the community.”

Comment - lines 255-257: although there is heterogeneity in exhaled breath viral shedding, should also express some uncertainty on whether it is directly related to heterogeneity in transmission as transmission can be via other routes

Response - So far the evidence for other routes of transmission has been shown as rare, though not completely negated. We have now revised the sentence to reflect this uncertainty. The lines now read as

Lines 278-280 “A similar distribution in the patient data was not observed in NPS Ct values (Fig 1B) suggesting that mask results and not NPS Ct depict variation among patients in terms of respiratory output, potentially reflecting the heterogeneous spread of COVID-19”

Comment - references: please confirm and update preprints that is published (e.g. ref # 1 is published in JAMA Network Open)

Response - Thank you for pointing it out. We have now revised the reference and also checked all preprints for their publication status and revised it accordingly. Following are the references that were revised based on the current status of publications.

1. Madewell ZJ, Yang Y, Longini IM, Jr, Halloran ME, Dean NE (2020) Household Transmission of SARS-CoV-2: A Systematic Review and Meta-analysis. JAMA Network Open 3: e2031756-e2031756.

2. van Kampen JJ, van de Vijver DA, Fraaij PL, Haagmans BL, Lamers MM, et al. (2021) Duration and key determinants of infectious virus shedding in hospitalized patients with coronavirus disease-2019 (COVID-19). Nature communications 12: 1-6.

Attachment

Submitted filename: Repsonse to Reviewers.docx

Decision Letter 1

Joël Mossong

22 Mar 2021

Non-invasive adapted N-95 mask sampling captures variation in viral particles expelled by COVID-19 patients: Implications in understanding SARS-CoV2 transmission

PONE-D-20-37005R1

Dear Dr. Mistry,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Joël Mossong

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: (No Response)

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: (No Response)

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: (No Response)

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5. Is the manuscript presented in an intelligible fashion and written in standard English?

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Reviewer #1: Yes

Reviewer #2: (No Response)

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Reviewer #1: (No Response)

Reviewer #2: Thank you for addressing my comments and the additional details on the sampling procedure. Regarding the sampling score, I would suggest to add a brief sentence in the Discussion section commenting the arbitrary nature of the assignment of the sampling score, and be more cautious when making this conclusion of "The variation in the sampling score was not significant, indicating that the intensity of the performance of tasks may not have affected the virus output in respiratory particles in this sampling".

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Reviewer #1: No

Reviewer #2: No

Acceptance letter

Joël Mossong

24 Mar 2021

PONE-D-20-37005R1

Non-invasive adapted N-95 mask sampling captures variation in viral particles expelled by COVID-19 patients: Implications in understanding SARS-CoV2 transmission

Dear Dr. Mistry:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

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on behalf of

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