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PLOS One logoLink to PLOS One
. 2021 Apr 14;16(4):e0249524. doi: 10.1371/journal.pone.0249524

Atrial fibrillation and comorbidities: Clinical characteristics and antithrombotic treatment in GLORIA-AF

Monika Kozieł 1,2, Christine Teutsch 3, Jonathan L Halperin 4, Kenneth J Rothman 5, Hans-Christoph Diener 6, Chang-Sheng Ma 7, Sabrina Marler 8, Shihai Lu 8, Venkatesh K Gurusamy 9, Menno V Huisman 10, Gregory Y H Lip 1,2,11,*; on behalf of the GLORIA-AF Investigators
Editor: Pablo Garcia de Frutos12
PMCID: PMC8046191  PMID: 33852611

Abstract

Background

Patients with AF often have multimorbidity (the presence of ≥2 concomitant chronic conditions).

Objective

To describe baseline characteristics, patterns of antithrombotic therapy, and factors associated with oral anticoagulant (OAC) prescription in patients with AF and ≥2 concomitant, chronic, comorbid conditions.

Methods

Phase III of the GLORIA-AF Registry enrolled consecutive patients from January 2014 through December 2016 with recently diagnosed AF and CHA2DS2-VASc score ≥1 to assess the safety and effectiveness of antithrombotic treatment.

Results

Of 21,241 eligible patients, 15,119 (71.2%) had ≥2 concomitant, chronic, comorbid conditions. The proportions of patients with multimorbidity receiving non-vitamin K antagonist oral anticoagulants (NOACs) and vitamin K antagonists (VKA) were 60.2% and 23.6%, respectively. The proportion with paroxysmal AF was 57.0% in the NOAC group and 45.4% in the VKA group. Multivariable log-binomial regression analysis found the following factors were associated with no OAC prescription: pattern of AF (paroxysmal, persistent, or permanent), coronary artery disease, myocardial infarction, prior bleeding, smoking status, and region (Asia, North America, or Europe). Factors associated with OAC prescriptions were age, body mass index, renal function, hypertension, history of cerebral ischemic symptoms, and AF ablation.

Conclusion

Multimorbid AF patients prescribed NOACs have fewer comorbidities than those prescribed VKAs. Age, AF pattern, comorbidities, and renal function are associated with OAC prescription.

Introduction

Atrial fibrillation (AF) affects approximately 3% of adults and its prevalence and incidence are rising [1] with the aging of the population [2]. Older patients with AF often have other chronic conditions that affect their clinical course [3]. Multimorbidity (the presence of ≥2 concomitant chronic conditions) demands a holistic and integrated approach to patient care [4] since these patients face higher risks of stroke and bleeding than those without comorbidities [5, 6]. The interplay between comorbidity, AF, and optimal thromboprophylaxis has both medical and economic implications [7]

The aim of this analysis of the GLORIA-AF dataset is to describe baseline characteristics and antithrombotic therapy prescription patterns in patients with AF and multimorbidity and to identify factors associated with the selection of an oral anticoagulant (OAC) type for these complex patients.

Materials and methods

The design of the GLORIA-AF registry (https://clinicaltrials.gov/ct2/home; trial registration numbers NCT01468701, NCT01671007, NCT01937377) has been reported [8]. The study protocol is concordant with the ethical guidelines of the 1975 Declaration of Helsinki, and informed consent was obtained from each patient before enrollment.

The registry collected routine clinical practice data regarding patients with newly diagnosed AF to evaluate patient characteristics influencing the selection, safety, and effectiveness of antithrombotic therapy. Phase I was conducted before non-vitamin K antagonist oral anticoagulants (NOACs) were available for stroke prevention in AF. Phase II began when dabigatran was approved in countries with participating clinical centers. Baseline characteristics were collected and those prescribed dabigatran were followed up for 2 years in Phase II. Phase III, which started when dabigatran had been more widely adopted, gathered data for up to 3 years, regardless of antithrombotic management [8].

Consecutive patients from 38 countries were enrolled between 2014 and 2016. Adult patients with recently diagnosed nonvalvular AF (<3 months before the baseline visit; Latin America <4.5 months) at risk of stroke (CHA2DS2-VASc score ≥1) achieved by any of the following: heart failure or left ventricular systolic dysfunction, hypertension, diabetes, prior stroke, transient ischemic attack (TIA) or systemic embolism, myocardial infarction (MI), peripheral artery disease, age ≥65 years, or female sex, were enrolled [9]. The risks of stroke and bleeding were assessed using the CHA2DS2-VASc and HAS-BLED (1 point is achieved by any of the following: hypertension, abnormal renal or hepatic function, prior stroke, bleeding or predisposition, labile International Normalised Ratio, elderly [>65 years], or concomitant use of alcohol or anti-inflammatory medications) [10]. Antithrombotic therapy was prescribed by the treating physicians according to local standards. This report is focused on baseline data obtained from patients in Phase III, collected using electronic case report forms.

Statistical analysis

Baseline characteristics are summarized descriptively. Categorical variables are reported as absolute frequencies and percentages, and continuous variables are summarized by median (Quartile 1, Quartile 3). Baseline characteristics included stratification of patients with AF and multimorbidity according to stroke prevention strategies (OAC vs antiplatelet vs no antithrombotic therapy, NOAC vs vitamin K antagonists [VKAs], and NOACs once daily [QD] vs twice daily [BID]). Standardized differences were used to compare baseline characteristics across various stroke prevention strategies, focusing on variables with the highest standardized differences; differences ≤10% in absolute value were considered as balanced between groups [11].

Factors associated with antithrombotic treatment choice were analyzed by log-binomial, multivariable regression models, providing relative probability ratios for prescription (OAC vs no OAC use, NOAC vs VKA; and by region). Missing data were handled using multiple imputation, replacing missing data with multiple simulated values based on regression models to provide comparatively unbiased estimates under the missing-at-random assumption. The procedure introduces random error to compensate for the added, imputed information. The imputation regression models used 56 predictors to impute the missing data, and were repeated 20 times to give 20 datasets with imputed data [12].

Confidence intervals were calculated based on likelihood ratios and Rubin’s method to combine results across imputations. Both univariate and multivariable log-binomial regression analyses were performed to evaluate crude as well as the adjusted probability ratios together with 95% confidence intervals. The term “probability ratio” was used rather than “risk ratio”, as our measure describes treatment selections rather than adverse outcomes.

All data were calculated using SAS version 9.4 (SAS Institute, Inc., Cary, NC).

Results

Of 21,241 eligible patients in this subanalysis, 15,119 (71.2%) had ≥2 concomitant, chronic conditions (Table 1).

Table 1. Proportion of AF patients according to number of comorbid diseasesa.

Number of Comorbid Diseases Number of Patients (n = 21,241)
0 1434 (6.8)
1 4688 (22.1)
2 5559 (26.2)
3 4286 (20.2)
4 2664 (12.5)
5 1463 (6.9)
6 695 (3.3)
7 332 (1.6)
8 88 (0.4)
9 22 (0.1)
10 8 (0.0)
11 2 (0.0)

aAF = atrial fibrillation.

Baseline characteristics of AF multimorbid patients

Baseline characteristics of patients are summarized based on antithrombotic therapy (Table 2). Among multimorbid AF patients, 83.8% were prescribed OACs, 11.0% were prescribed antiplatelet therapy, and 5.2% were prescribed no antithrombotic therapy. The median (66.0, 79.0) age was 73.0 years in the OAC group, 71.0 (63.0–79.0) years in the antiplatelet therapy group, and 72.0 (64.0–80.0) years in the no antithrombotic therapy group. The proportions of females in these groups were 44.5%, 41.7%, and 45.5%, respectively. The median CHA2DS2-VASc and HAS-BLED scores were similar across the 3 groups.

Table 2. Baseline characteristics of AF multimorbid patients prescribed OAC or antiplatelets or no antithrombotic therapya.

OAC (n = 12,677) Antiplatelets (n = 1658) No Antithrombotic Therapy (n = 784)
Age (y), median (Q1, Q3) 73.0 (66.0–79.0) 71.0 (63.0–79.0) 72.0 (64.0–80.0)
Females, n (%) 5645 (44.5) 691 (41.7) 357 (45.5)
BMI (kg/m2), median (Q1, Q3) 28.0 (24.8–32.0) 26.1 (23.5–30.0) 26.1 (23.4–29.6)
Missing 123 (1.0) 17 (1.0) 8 (1.0)
Current smoker 1145 (9.0) 223 (13.4) 100 (12.8)
Alcohol abuse, ≥8 units/ week 866 (6.8) 85 (5.1) 54 (6.9)
Type of AF, n (%)
 Paroxysmal 6810 (53.7) 1166 (70.3) 496 (63.3)
 Persistent 4478 (35.3) 401 (24.2) 242 (30.9)
 Permanent 1389 (11.0) 91 (5.5) 46 (5.9)
Categorization of AF, n (%)
 EHRA I 4686 (37.0) 550 (33.2) 273 (34.8)
 EHRA II 4025 (31.8) 563 (34.0) 270 (34.4)
 EHRA III 3063 (24.2) 431 (26.0) 183 (23.3)
 EHRA IV 903 (7.1) 114 (6.9) 58 (7.4)
Creatinine clearance (mL/min) (measured), median (Q1, Q3) 70.6 (52.5–95.3) 69.5 (50.9–92.4) 67.8 (49.7–90.3)
Creatinine clearance (mL/min), n (%)
 <15 100 (0.8) 18 (1.1) 10 (1.3)
 15–29 305 (2.4) 62 (3.7) 23 (2.9)
 30–49 1848 (14.6) 252 (15.2) 136 (17.3)
 50–79 4152 (32.8) 526 (31.7) 253 (32.3)
 ≥80 4080 (32.2) 520 (31.4) 243 (31.0)
 Missing 2192 (17.3) 280 (16.9) 119 (15.2)
CHA2DS2-VASc score, median (Q1, Q3) 4.0 (3.0–5.0) 4.0 (2.0–5.0) 3.0 (2.0–4.0)
HAS-BLED score, median (Q1, Q3) 1.0 (1.0–2.0) 2.0 (2.0–3.0) 1.0 (1.0–2.0)
Missing (HAS-BLED), n (%) 1234 (9.7) 134 (8.1) 69 (8.8)
Medical history, n (%)
 Congestive heart failure 3509 (27.7) 487 (29.4) 215 (27.4)
 Hypertension 10,989 (86.7) 1370 (82.6) 638 (81.4)
 Diabetes mellitus 4021 (31.7) 510 (30.8) 226 (28.8)
 Previous stroke or TIA 2347 (18.5) 336 (20.3) 159 (20.3)
 Myocardial infarction 1580 (12.5) 384 (23.2) 58 (7.4)
 Coronary artery disease 3017 (23.8) 745 (44.9) 149 (19.0)
 Peripheral artery disease 503 (4.0) 79 (4.8) 21 (2.7)
 Cancer 1671 (13.2) 167 (10.1) 115 (14.7)
 Dementia 101 (0.8) 18 (1.1) 1 (0.1)
 Gastric ulcer 145 (1.1) 20 (1.2) 13 (1.7)
 Gastritis or duodenitis 455 (3.6) 70 (4.2) 50 (6.4)
 Chronic kidney disease 3881 (30.6) 526 (31.7) 271 (34.6)
 COPD 1045 (8.2) 120 (7.2) 59 (7.5)
 Bleeding (after diagnosis of AF), n (%) 182 (1.4) 32 (1.9) 33 (4.2)
 Bleeding on OAC, n (%) 159 (87.4) 27 (84.4) 18 (54.5)
 Location of bleeding (after diagnosis of AF), n (%)*
 Intracranial hemorrhage 12 (6.6) 6 (18.8) 8 (24.2)
 Upper GI bleed 12 (6.6) 4 (12.5) 3 (9.1)
 Lower GI bleed 25 (13.7) 6 (18.8) 5 (15.2)
 GI bleed not further specified 11 (6.0) 4 (12.5) 4 (12.1)
 Urogenital hemorrhage 31 (17.0) 3 (9.4) 3 (9.1)
 Bleeding at other location 81 (44.5) 7 (21.9) 8 (24.2)
 Bleeding with unknown location 10 (5.5) 2 (6.3) 2 (6.1)
Region, n (%)
 Asia 1739 (13.7) 719 (43.4) 325 (41.5)
 Europe 6514 (51.4) 443 (26.7) 266 (33.9)
 North America 3429 (27.0) 415 (25.0) 144 (18.4)
 Latin America 995 (7.8) 81 (4.9) 49 (6.3)
Type of site, n (%)
 GP/primary care 686 (5.4) 171 (10.3) 77 (9.8)
 Specialist office 3902 (30.8) 512 (30.9) 191 (24.4)
 Community hospital 3757 (29.6) 350 (21.1) 175 (22.3)
 University hospital 3878 (30.6) 543 (32.8) 326 (41.6)
 Outpatient health care centre 222 (1.8) 51 (3.1) 6 (0.8)
 Anticoagulation clinics 82 (0.6) 6 (0.4) 4 (0.5)
 Other 150 (1.2) 25 (1.5) 5 (0.6)

aAF = atrial fibrillation; BMI = body mass index; CHA2DS2-VASc = congestive heart failure/left ventricular dysfunction, hypertension, age ≥75 years, diabetes, stroke/transient ischemic attack/systemic embolism, vascular disease, age 65–74 years, sex category (female); COPD = chronic obstructive pulmonary disease; EHRA = European Heart Rhythm Association; GI = gastrointestinal; GP = general practitioner; HAS-BLED = hypertension, abnormal renal /liver function, stroke, bleeding history or predisposition, labile International Normalised Ratio, elderly (>65 years), drugs or alcohol concomitantly; OAC = oral anticoagulant; Q = quartile; TIA = transient ischemic attack; y = years.

*Proportion calculated out of Bleeding (after diagnosis of AF).

Baseline characteristics of patients prescribed NOACs or VKAs are shown in Table 3. The median age was 73.0 (66.0–79.0) years, and the proportion of females was 44% in both treatment groups. There were no differences in CHA2DS2-VASc and HAS-BLED scores between these 2 groups. The prevalence of paroxysmal AF in patients with multimorbidity on NOACs and VKAs was 57.0% and 45.4%, respectively. Among patients on NOACs, 38.4% had a European Heart Rhythm Association symptom score of I, compared with 33.3% for patients on VKAs. A lower proportion (1.6%) of patients on NOACs had a glomerular filtration rate of 15–29 mL/min, compared with 4.4% of those on VKAs.

Table 3. Baseline characteristics of AF multimorbid patients prescribed NOACs or VKAsa.

NOAC (n = 9105) VKA (n = 3572) Standardized Difference
Age (y), median (Q1, Q3) 73.0 (66.0–79.0) 73.0 (66.0–79.0) 0.005
Females, n (%) 4072 (44.7) 1573 (44.0) –0.014
BMI (kg/m2), median (Q1, Q3) 28.0 (24.8–32.2) 27.8 (24.6–31.6) –0.066
Missing 37 (1.2) 60 (1.0) 0.020
Current smoker 812 (8.9) 333 (9.3) 0.014
Alcohol abuse, ≥8 units/ week 651 (7.1) 215 (6.0) –0.046
Type of AF, n (%)
 Paroxysmal 5187 (57.0) 1623 (45.4) –0.232
 Persistent 3052 (33.5) 1426 (39.9) 0.133
 Permanent 866 (9.5) 523 (14.6) 0.158
Categorization of AF, n (%)
 EHRA I 3496 (38.4) 1190 (33.3) –0.106
 EHRA II 2886 (31.7) 1139 (31.9) 0.004
 EHRA III 2131 (23.4) 932 (26.1) 0.062
 EHRA IV 592 (6.5) 311 (8.7) 0.083
Creatinine clearance (mL/min) (measured), median (Q1, Q3) 72.1 (53.7–97.0) 66.8 (48.9–91.0) –0.078
Creatinine clearance (mL/min) n (%)
 <15 50 (0.5) 50 (1.4) 0.087
 15–29 148 (1.6) 157 (4.4) 0.163
 30–49 1280 (14.1) 568 (15.9) 0.052
 50–79 3046 (33.5) 1106 (31.0) –0.053
 ≥80 3053 (33.5) 1027 (28.8) –0.103
 Missing 1528 (16.8) 664 (18.6) 0.047
CHA2DS2-VASc score, median (Q1, Q3) 4.0 (3.0–5.0) 4.0 (3.0–5.0) 0.080
HAS-BLED score, median (Q1, Q3) 1.0 (1.0–2.0) 1.0 (1.0–2.0) 0.016
Missing (HAS-BLED), n (%) 858 (9.4) 376 (10.5) 0.037
Medical history, n (%)
 Congestive heart failure 2232 (24.5) 1277 (35.8) 0.247
 Hypertension 7907 (86.8) 3082 (86.3) –0.016
 Diabetes mellitus 2839 (31.2) 1182 (33.1) 0.041
 Previous stroke or TIA 1741 (19.1) 606 (17.0) –0.056
 Myocardial infarction 1039 (11.4) 541 (15.1) 0.110
 Coronary artery disease 2104 (23.1) 913 (25.6) 0.057
 Peripheral artery disease 355 (3.9) 148 (4.1) 0.012
 Cancer 1223 (13.4) 448 (12.5) –0.027
 Dementia 76 (0.8) 25 (0.7) –0.016
 Gastric ulcer 111 (1.2) 34 (1.0) –0.026
 Gastritis or duodenitis 317 (3.5) 138 (3.9) 0.020
 Chronic kidney disease 2663 (29.2) 1218 (34.1) 0.104
 COPD 743 (8.2) 302 (8.5) 0.011
 Bleeding (after diagnosis of AF), n (%) 130 (1.4) 52 (1.5) 0.002
 Bleeding on OAC, n (%) 112 (86.2) 47 (90.4) 0.132
 Location of bleeding (after diagnosis of AF), n (%)*
 Intracranial hemorrhage 11 (8.5) 1 (1.9) –0.298
 Upper GI bleed 8 (6.2) 4 (7.7) 0.061
 Lower GI bleed 20 (15.4) 5 (9.6) –0.175
 GI bleed not further specified 9 (6.9) 2 (3.8) –0.137
 Urogenital hemorrhage 20 (15.4) 11 (21.2) 0.150
 Bleeding at other location 56 (43.1) 25 (48.1) 0.101
 Bleeding with unknown location 6 (4.6) 4 (7.7) 0.128
 AF cardioversion 1814 (19.9) 521 (14.6) –0.142
Region, n (%)
 Asia 1222 (13.4) 517 (14.5) 0.030
 Europe 4498 (49.4) 2016 (56.4) 0.141
 North America 2808 (30.8) 621 (17.4) –0.319
 Latin America 577 (6.3) 418 (11.7) 0.188
Type of site, n (%)
 GP/primary care 502 (5.5) 184 (5.2) –0.016
 Specialist office 3053 (33.5) 849 (23.8) –0.217
 Community hospital 2880 (31.6) 877 (24.6) –0.158
 University hospital 2454 (27.0) 1424 (39.9) 0.276
 Outpatient health care centre 72 (0.8) 150 (4.2) 0.220
 Anticoagulation clinics 37 (0.4) 45 (1.3) 0.094
 Other 107 (1.2) 43 (1.2) 0.003

aAF = atrial fibrillation; BMI = body mass index; CHA2DS2-VASc = congestive heart failure/left ventricular dysfunction, hypertension, age ≥75 years, diabetes, stroke/transient ischemic attack/systemic embolism, vascular disease, age 65–74 years, sex category (female); COPD = chronic obstructive pulmonary disease; EHRA = European Heart Rhythm Association; GI = gastrointestinal; GP = general practitioner; HAS-BLED = hypertension, abnormal renal /liver function, stroke, bleeding history or predisposition, labile International Normalised Ratio, elderly (>65 years), drugs or alcohol concomitantly; NOAC = nonvitamin K antagonist oral anticoagulants; OAC = oral anticoagulant; Q = quartile; TIA = transient ischemic attack; VKA = vitamin K antagonists; y = years.

*Proportion calculated out of Bleeding (after diagnosis of AF).

Cardioversion was performed in 19.9% of patients on NOACs vs 14.6% of those on VKAs. Treatment in specialist offices was more prevalent for patients on NOACs (33.5% vs 23.8% in the VKA group), while comorbidities such as heart failure (HF) and MI were less prevalent among patients given NOACs.

Patient demographics, cardiovascular risk factors, comorbid diseases, AF categorization, stroke and bleeding risks, and concomitant treatments of patients on NOACs QD vs BID are summarized in Table 4 There were generally small differences between patients taking NOACs QD vs BID. Previous TIA or stroke were present in 14.9% of the patients on NOACs QD vs 21.3% of the patients on NOACs BID (Table 4).

Table 4. Baseline characteristics of AF multimorbid patients prescribed NOACs QD or NOACs BID.

NOAC QD (n = 3071) NOAC BID (n = 6034) Standardized Difference
Age (y), median (Q1, Q3) 72.0 (65.0–79.0) 73.0 (66.0–79.0) –0.098
Females, n (%) 1306 (42.5) 2766 (45.8) –0.067
BMI (kg/m2), median (Q1, Q3) 28.3 (25.0–32.8) 27.9 (24.8–32.0) 0.089
Current smoker 250 (8.1) 562 (9.3) –0.042
Alcohol abuse, ≥8 units/ week 242 (7.9) 409 (6.8) 0.042
Type of AF, n (%)
 Paroxysmal 1767 (57.5) 3420 (56.7) 0.017
 Persistent 1045 (34.0) 2007 (33.3) 0.016
 Permanent 259 (8.4) 607 (10.1) –0.056
Categorization of AF, n (%)
 EHRA I 1138 (37.1) 2358 (39.1) –0.042
 EHRA II 983 (32.0) 1903 (31.5) 0.010
 EHRA III 775 (25.2) 1356 (22.5) 0.065
 EHRA IV 175 (5.7) 417 (6.9) –0.050
Creatinine clearance (mL/min), (measured), median (Q1, Q3) 74.4 (55.3–101.8) 70.5 (53.1–94.3) 0.041
Creatinine clearance, n (%)
 <15 18 (0.6) 32 (0.5) 0.008
 15–29 40 (1.3) 108 (1.8) –0.040
 30–49 401 (13.1) 879 (14.6) –0.044
 50–79 1018 (33.1) 2028 (33.6) –0.010
 ≥80 1125 (36.6) 1928 (32.0) 0.099
 Missing 469 (15.3) 1059 (17.6) –0.062
CHA2DS2-VASc score, median (Q1, Q3) 3.0 (2.0–4.0) 4.0 (3.0–5.0) –0.127
HAS-BLED score, median (Q1, Q3) 1.0 (1.0–2.0) 1.0 (1.0–2.0) –0.066
Missing (HAS-BLED), n (%) 302 (9.8) 556 (9.2) 0.021
Medical history, n (%)
 Congestive heart failure 772 (25.1) 1460 (24.2) 0.022
 Hypertension 2672 (87.0) 5235 (86.8) 0.007
 Diabetes mellitus 1021 (33.2) 1818 (30.1) 0.067
 Previous stroke or TIA 457 (14.9) 1284 (21.3) –0.167
 Myocardial infarction 366 (11.9) 673 (11.2) 0.024
 Coronary artery disease 746 (24.3) 1358 (22.5) 0.042
 Peripheral artery disease 119 (3.9) 236 (3.9) –0.002
 Cancer 407 (13.3) 816 (13.5) –0.008
 Dementia 24 (0.8) 52 (0.9) –0.009
 Gastric ulcer 40 (1.3) 71 (1.2) 0.011
 Gastritis or duodenitis 116 (3.8) 201 (3.3) 0.024
 Chronic kidney disease 839 (27.3) 1824 (30.2) –0.064
 COPD 258 (8.4) 485 (8.0) 0.013
 Bleeding (after diagnosis of AF), n (%) 57 (1.9) 73 (1.2) 0.053
 Bleeding on OAC, n (%) 52 (91.2) 60 (82.2) 0.269
 Location of bleeding (after diagnosis of AF), n (%)
 Intracranial hemorrhage 2 (3.5) 9 (12.3) –0.331
 Upper GI bleed 4 (7.0) 4 (5.5) 0.064
 Lower GI bleed 10 (17.5) 10 (13.7) 0.106
 GI bleed not further specified 5 (8.8) 4 (5.5) 0.128
 Urogenital hemorrhage 6 (10.5) 14 (19.2) –0.245
 Bleeding at other location 24 (42.1) 32 (43.8) –0.035
 Bleeding with unknown location 6 (10.5) 0 (0.0) 0.438
 AF cardioversion 710 (23.1) 1104 (18.3) 0.119
Region, n (%)
 Asia 356 (11.6) 866 (14.4) –0.082
 Europe 1465 (47.7) 3033 (50.3) –0.051
 North America 1056 (34.4) 1752 (29.0) 0.115
 Latin America 194 (6.3) 383 (6.3) –0.001
Type of site, n (%)
 GP/primary care 184 (6.0) 318 (5.3) 0.031
 Specialist office 1110 (36.1) 1943 (32.2) 0.083
 Community hospital 921 (30.0) 1959 (32.5) –0.053
 University hospital 773 (25.2) 1681 (27.9) –0.061
 Outpatient health care center 19 (0.6) 53 (0.9) –0.030
 Anticoagulation clinics 18 (0.6) 19 (0.3) 0.041
 Other 46 (1.5) 61 (1.0) 0.044

aAF = atrial fibrillation; BID = twice daily; BMI = body mass index; CHA2DS2-VASc = congestive heart failure/left ventricular dysfunction, hypertension, age ≥75 years, diabetes, stroke/transient ischemic attack/systemic embolism, vascular disease, age 65–74 years, sex category (female); COPD = chronic obstructive pulmonary disease; EHRA = European Heart Rhythm Association; GI = gastrointestinal; GP = general practitioner; HAS-BLED = hypertension, abnormal renal /liver function, stroke, bleeding history or predisposition, labile International Normalised Ratio, elderly (>65 years), drugs or alcohol concomitantly; NOAC = nonvitamin K antagonist oral anticoagulants; OAC = oral anticoagulant; Q = quartile; QD = once daily; TIA = transient ischemic attack.

Factors associated with OAC non-prescription in multimorbid AF patients globally

Results from univariate analyses are presented in the S1 File. In the multivariable log-binomial regression analysis, factors associated with prescriptions for no OAC use in multimorbid AF patients were: type of AF (paroxysmal/persistent vs permanent), coronary artery disease (CAD), MI, history of bleeding, smoking status (current vs nonsmoker), and region (Asia, North America vs Europe). Factors associated with increased OAC use were: age 65–74 vs ≥75 years, body mass index (BMI) class (≥25 vs 18.5–24 kg/m2), creatinine clearance (30–59 vs ≥80 mL/min), hypertension, prior TIA or stroke, and AF ablation (Table 5).

Table 5. Multivariable log-binomial analysis for factors associated with prescription of OAC therapy (no OAC vs OAC)a,b.

Factor Relative Risk (95% CI) For Prescription of No OAC Globally
Age
 <65 1.05 (0.95–1.16)
 65–74 0.90 (0.83–0.99)
 ≥75 1.0 (ref)
BMI class
 <18.5 0.98 (0.77–1.24)
 18.5–24 1.0 (ref)
 25–29 0.85 (0.79–0.91)
 30–34 0.77 (0.69–0.87)
 ≥35 0.70 (0.60–0.81)
Gender
 Male 1.0 (ref)
 Female 1.05 (0.97–1.13)
Current smoker 1.14 (1.03–1.25)
Past smoker 0.91 (0.84–0.99)
Categorization of AF
EHRA I 1.0 (ref)
EHRA II 1.04 (0.96–1.12)
EHRA III 0.99 (0.91–1.07)
EHRA IV 1.07 (0.95–1.20)
Type of AF
 Paroxysmal 1.67 (1.42–1.97)
 Persistent 1.20 (1.02–1.43)
 Permanent 1.0 (ref)
Hypertension 0.89 (0.83–0.97)
Coronary artery disease 1.42 (1.31–1.53)
Myocardial infarction 1.18 (1.08–1.28)
Congestive heart failure 1.01 (0.94–1.08)
Diabetes mellitus 0.95 (0.88–1.02)
Previous TIA or stroke 0.81 (0.68–0.97)
Bleeding after diagnosis of AF 1.60 (1.42–1.79)
Peripheral artery disease 1.13 (0.96–1.34)
Cancer 1.00 (0.90–1.12)
Functional dyspepsia 0.85 (0.56–1.27)
Gastric ulcer 0.91 (0.69–1.21)
Gastritis or duodenitis 0.95 (0.82–1.10)
COPD 1.03 (0.90–1.19)
Hyperthyroidism 0.96 (0.79–1.17)
Hepatic disease 1.05 (0.87–1.27)
Dementia 1.09 (0.76–1.56)
AF cardioversion 0.96 (0.89–1.04)
Creatinine clearance (mL/min)
 <30 1.09 (0.94–1.26)
 30–59 0.88 (0.79–0.97)
 60–79 0.91 (0.83–1.00)
 ≥80 1.0 (ref)
AF ablation 0.30 (0.20–0.45)
Region
 Asia 3.17 (2.88–3.49)
 Europe 1.0 (ref)
 North America 1.24 (1.11–1.39)
 Latin America 1.14 (0.96–1.37)
Medical treatment reimbursed by
 Self-pay/no coverage 0.82 (0.69–0.96)
 Not self-pay 1.0 (ref)
Type of site
 Specialist office 1.26 (1.14–1.39)
 Community hospital 1.0 (ref)
 University hospital 1.28 (1.17–1.40)

aA few other variables (alcohol abuse, psychosocial factors, biological heart valve implant, valve repair, and peptic ulcer) are included in the multivariable log-binomial regression analysis model and are presented in the S1 File.

bAF = atrial fibrillation; BMI = body mass index; CI = confidence interval; COPD = chronic obstructive pulmonary disease; EHRA = European Heart Rhythm Association; OAC = oral anticoagulant; ref = reference; TIA = transient ischemic attack.

Factors associated with OACs non-prescription in multimorbid AF patients in Asia, Europe, and North America

Factors associated with prescriptions for no OAC use in multimorbid AF patients in Asia, Europe, and North America are presented in S1 Table in S2 File. Factors associated with increased OAC use are included in S1 Table in S2 File.

Factors associated with type of OAC use in multimorbid AF patients globally

Factors associated with prescriptions for VKA use globally in multimorbid AF patients were: age <75 vs ≥75 years, MI, congestive HF, diabetes mellitus, creatinine clearance (<60 vs ≥80 mL/min), S2 Table in S2 File.

Factors associated with decreased VKA use globally were: type of AF (paroxysmal/persistent vs permanent), previous TIA or stroke, medical treatment reimbursement (self-pay/no coverage vs not self-pay), S2 Table in S2 File.

Factors associated with OAC use in multimorbid AF patients in Asia, Europe, North America, and Latin America

Factors associated with prescriptions for VKA use in multimorbid AF patients in Asia, Europe, North America, and Latin America are presented in S3 Table in S2 File. Factors associated with decreased prescriptions for VKA use in multimorbid AF patients in Asia, Europe, North America, and Latin America are presented in S3 Table in S2 File.

Discussion

There are still knowledge gaps in how OACs are used in clinical practice in patients with AF and multiple comorbidities and which factors influence OAC prescription in such patients. Our study shows that, despite a median CHA2DS2-VASc score >3, approximately 16% of patients with multimorbidity and AF are not anticoagulated. The baseline characteristics in these complex patients differ in relation to antithrombotic therapy selection, suggesting that comorbidities may influence antithrombotic therapy prescription patterns for patients with AF. For example, prescription of OACs globally in patients with AF and multimorbidity was associated with age, BMI, cardiovascular risk factors (smoking status), AF pattern, concomitant diseases (ie, hypertension, CAD, MI, previous TIA or stroke), history of bleeding, renal function, rhythm control strategy (AF ablation and AF cardioversion), and region (Asia and North America). Prescriptions patterns were also subject to regional differences in clinical practice.

Patient characteristics according to antithrombotic therapy use

The results suggest that patients with AF and multimorbidity prescribed NOACs are more likely to have paroxysmal AF, and have fewer comorbidities than those prescribed VKAs, consistent with other reports [1315]. Declining renal function may influence the choice of VKA in those with chronic kidney disease. Healthcare system-related factors (such as center type) also influence treatment strategies. Patients with AF and multimorbidity treated in specialist offices and community hospitals are more often prescribed NOACs than VKAs.

The patients in this cohort prescribed antiplatelet agents had a higher risk of bleeding according to HAS-BLED score than those who were prescribed OACs. They also more often had paroxysmal AF compared to those prescribed OACs. Patients with AF and CAD were more often prescribed antiplatelets than OACs despite the fact that antiplatelet therapy does not prevent stroke or reduce mortality, elevates the risk of bleeding, and is not recommended for prevention of AF-related thromboembolism [16]. Unfortunately, antiplatelet monotherapy is still a frequent choice of prescribing physicians based on several European reports [17, 18].

Factors associated with OAC prescription in multimorbid AF patients globally

The majority of multimorbid AF patients had a high risk of stroke (CHA2DS2-VASc score ≥2) and oral anticoagulation therapy is recommended for these patients [19]. Hypertension and HF were the most prevalent risk factors for thromboembolic complications [20] and these factors and previous stroke or TIA are associated with a greater frequency of OAC prescription. Prescription of OACs was inversely associated with comorbidities that are strongly associated with elevated thromboembolic risk (eg, MI, CAD), just as conditions associated with an increased risk of bleeding (eg, previous hemorrhagic events) were associated with less frequent prescription of OACs. This is also consistent with prior reports [13] although current clinical practice guidelines recommend that patients with AF at a high risk of bleeding should generally continue anticoagulation with frequent visits and close monitoring [21]. A history of AF ablation in multimorbid AF patients was associated with more frequent OAC prescription as per guidelines [21] and consistent with other studies [22].

Younger age (≤75 years) was associated with greater OAC prescription and more frequent selection of VKAs compared to practice patterns for older patients. Several studies have suggested that increasing age is a barrier to implementing OAC use [23, 24]. Importantly, stroke risk increases with age, and the absolute benefit of OACs is clearly increased for older patients with AF [25]. In one report, when adjusted for comorbidity, age was not an important determinant of anticoagulation [26].

Multimorbid AF patients with paroxysmal or persistent AF were less often prescribed OACs in particular VKAs than those with permanent AF. NOACs should be preferred in patients with multimorbidity and polypharmacy given their lower number of drug–drug interactions compared with VKAs [27]. Ischemic stroke may occur as frequently in paroxysmal AF as in permanent AF, especially with multiple risk factors [28]. Moreover, the use of OACs should be based on stroke risk assessment according to the CHA2DS2-VASc risk score [21]. The pattern of AF seems to be related to patient profiles characterized by age, concomitant diseases, symptoms, and risk factors for stroke and bleeding [13]. Patients with higher European Heart Rhythm Association symptom scores were more often prescribed VKAs than those who were asymptomatic.

Multimorbid AF patients with a history of cardioversion were less often prescribed VKAs than those without prior cardioversion. NOACs were preferred in multimorbid AF patients after cardioversion. A similar pattern was found in another study where rhythm control strategy was associated with selection of NOAC [14].

OAC prescription in multimorbid AF patients regionally

In this study, multimorbidity influenced ATT use within particular regions. In Europe, younger patients (age <65 years) were less likely to be prescribed OACs than older patients (age ≥75 years). Multimorbid AF patients with congestive HF were more likely to be anticoagulated due to an increased risk of thromboembolism. In Europe, bleeding risk of a patient as perceived by physicians may be the reason for decreased use of anticoagulation. Patients with gastritis or duodenitis or hepatic disease are less likely to be prescribed OACs, probably because of the elevated risk of bleeding. This association has been previously noted [26]. In Asia, younger patients (age <75 years) were more likely to be prescribed OACs than older patients (age ≥75 years). Interestingly, patients with gastritis or duodenitis or a history of cancer were more likely to receive OAC than those without those diseases. In North America, younger multimorbid AF patients (age <65 years) were less likely to be prescribed OACs than older patients (age ≥75 years). Multimorbid AF patients with diabetes were more likely to receive OACs, due to their association with higher thromboembolic risk, as well as higher all-cause, cardiovascular, and noncardiovascular mortality [29]. AF patients with multimorbidity and cancer in North America were less likely to receive OAC.

Asia and North America were associated with decreased OAC prescription. In Asia, OACs are less commonly prescribed in nonvalvular AF patients than in Europe, possibly because of suspicion of the risk of bleeding during treatment [30]. Also, NOACs are not reimbursed in some Asian countries.

Strengths

It is one the largest prospective global cohort of consecutive AF patients receiving different antithrombotic treatments. Initiation of Phase III was region-specific, once relevant baseline characteristics of patients initiating dabigatran and VKA therapy in Phase II overlapped based on propensity score comparisons. After the baseline visit, all patients in this Phase III were managed according to local clinical practice and were followed for 3 years, regardless of prescribed antithrombotic therapy. This study had regular follow-up with physicians, alongside on-site monitoring, multiple standards for data quality assurance and review.

Limitations

Although the GLORIA-AF study was designed to capture all outcome events, this analysis did not consider follow-up data. The following limitations exist in our study: we have no data on patient and prescriber treatment preferences; similarly, reasons for OAC nonprescription were not reported. Furthermore, this study reflects single, initial-treatment decisions during a period when prescribing patterns may have been changing, and the analysis was based on prescription pattern shortly after entry into the registry (baseline). Neither have we accounted for quality of anticoagulation or changes in clinical practice patterns over time.

Conclusion

AF patients with multimorbidity who were prescribed NOACs were relatively healthier, more likely to have paroxysmal AF, and had fewer prevalent comorbidities than AF multimorbid patients on VKAs. Multimorbidity may determine the antithrombotic therapy prescription pattern within AF patients. Several factors are related to increased OAC prescription in multimorbid AF patients, including younger age, hypertension, prior TIA or stroke, and AF ablation. Pattern of AF (paroxysmal and persistent AF), CAD, MI, history of bleeding, and region (Asia, North America) were inversely associated with OAC prescription.

Supporting information

S1 File

(PDF)

S2 File

(ODT)

Acknowledgments

The authors thank the patients who participated in this trial, their families, the investigators, study co-ordinators, and study teams.

GLORIA_AF Phase III Participating Investigator listing.

Dzifa Wosornu Abban

Nasser Abdul

Atilio Marcelo Abud

Fran Adams

Srinivas Addala

Pedro Adragão

Walter Ageno

Rajesh Aggarwal

Sergio Agosti

Piergiuseppe Agostoni

Francisco Aguilar

Julio Aguilar Linares

Luis Aguinaga

Jameel Ahmed

Allessandro Aiello

Paul Ainsworth

Jorge Roberto Aiub

Raed Al-Dallow

Lisa Alderson

Jorge Antonio Aldrete Velasco

Dimitrios Alexopoulos

Fernando Alfonso Manterola

Pareed Aliyar

David Alonso

Fernando Augusto Alves da Costa

José Amado

Walid Amara

Mathieu Amelot

Nima Amjadi

Fabrizio Ammirati

Marianna Andrade

Nabil Andrawis

Giorgio Annoni

Gerardo Ansalone

M.Kevin Ariani

Juan Carlos Arias

Sébastien Armero

Chander Arora

Muhammad Shakil Aslam

M. Asselman

Philippe Audouin

Charles Augenbraun

S. Aydin

Ivaneta Ayryanova

Emad Aziz

Luciano Marcelo Backes

E. Badings

Ermentina Bagni

Seth H. Baker

Richard Bala

Antonio Baldi

Shigenobu Bando

Subhash Banerjee

Alan Bank

Gonzalo Barón Esquivias

Craig Barr

Maria Bartlett

Vanja Basic Kes

Giovanni Baula

Steffen Behrens

Alan Bell

Raffaella Benedetti

Juan Benezet Mazuecos

Bouziane Benhalima

Jutta Bergler-Klein

Jean-Baptiste Berneau

Richard A. Bernstein

Percy Berrospi

Sergio Berti

Andrea Berz

Elizabeth Best

Paulo Bettencourt

Robert Betzu

Ravi Bhagwat

Luna Bhatta

Francesco Biscione

Giovanni BISIGNANI

Toby Black

Michael J. Bloch

Stephen Bloom

Edwin Blumberg

Mario Bo

Ellen Bøhmer

Andreas Bollmann

Maria Grazia Bongiorni

Giuseppe Boriani

D.J. Boswijk

Jochen Bott

Edo Bottacchi

Marica Bracic Kalan

Drew Bradman

Donald Brautigam

Nicolas Breton

P.J.A.M. Brouwers

Kevin Browne

Jordi Bruguera Cortada

A. Bruni

Claude Brunschwig

Hervé Buathier

Aurélie Buhl

John Bullinga

Jose Walter Cabrera

Alberto Caccavo

Shanglang Cai

Sarah Caine

Leonardo Calò

Valeria Calvi

Mauricio Camarillo Sánchez

Rui Candeias

Vincenzo Capuano

Alessandro Capucci

Ronald Caputo

Tatiana Cárdenas Rizo

Francisco Cardona

Francisco Carlos da Costa Darrieux

Yan Carlos Duarte Vera

Antonio Carolei

Susana Carreño

Paula Carvalho

Susanna Cary

Gavino Casu

Claudio Cavallini

Guillaume Cayla

Aldo Celentano

Tae-Joon Cha

Kwang Soo Cha

Jei Keon Chae

Kathrine Chalamidas

Krishnan Challappa

Sunil Prakash Chand

Harinath Chandrashekar

Ludovic Chartier

Kausik Chatterjee

Carlos Antero Chavez Ayala

Aamir Cheema

Amjad Cheema

Lin Chen

Shih-Ann Chen

Jyh Hong Chen

Fu-Tien Chiang

Francesco Chiarella

Lin Chih-Chan

Yong Keun Cho

Jong-Il Choi

Dong Ju Choi

Guy Chouinard

Danny Hoi-Fan Chow

Dimitrios Chrysos

Galina Chumakova

Eduardo Julián José Roberto Chuquiure Valenzuela

Nicoleta Cindea Nica

David J. Cislowski

Anthony Clay

Piers Clifford

Andrew Cohen

Michael Cohen

Serge Cohen

Furio Colivicchi

Ronan Collins

Paolo Colonna

Steve Compton

Derek Connolly

Alberto Conti

Gabriel Contreras Buenostro

Gregg Coodley

Martin Cooper

Julian Coronel

Giovanni Corso

Juan Cosín Sales

Yves Cottin

John Covalesky

Aurel Cracan

Filippo Crea

Peter Crean

James Crenshaw

Tina Cullen

Harald Darius

Patrick Dary

Olivier Dascotte

Ira Dauber

Vicente Davalos

Ruth Davies

Gershan Davis

Jean-Marc Davy

Mark Dayer

Marzia De Biasio

Silvana De Bonis

Raffaele De Caterina

Teresiano De Franceschi

J.R. de Groot

José De Horta

Axel De La Briolle

Gilberto de la Pena Topete

Angelo Amato Vicenzo de Paola

Weimar de Souza

A. de Veer

Luc De Wolf

Eric Decoulx

Sasalu Deepak

Pascal Defaye

Freddy Del-Carpio Munoz

Diana Delic Brkljacic

N. Joseph Deumite

Silvia Di Legge

Igor Diemberger

Denise Dietz

Pedro Dionísio

Qiang Dong

Fabio Rossi dos Santos

Elena Dotcheva

Rami Doukky

Anthony D’Souza

Simon Dubrey

Xavier Ducrocq

Dmitry Dupljakov

Mauricio Duque

Dipankar Dutta

Nathalie Duvilla

A. Duygun

Rainer Dziewas

Charles B. Eaton

William Eaves

L.A Ebels-Tuinbeek

Clifford Ehrlich

Sabine Eichinger-Hasenauer

Steven J. Eisenberg

Adnan El Jabali

Mahfouz El Shahawy

Mauro Esteves Hernandes

Ana Etxeberria Izal

Rudolph Evonich III

Oksana Evseeva

Andrey Ezhov

Raed Fahmy

Quan Fang

Ramin Farsad

Laurent Fauchier

Stefano Favale

Maxime Fayard

Jose Luis Fedele

Francesco Fedele

Olga Fedorishina

Steven R. Fera

Luis Gustavo Gomes Ferreira

Jorge Ferreira

Claudio Ferri

Anna Ferrier

Hugo Ferro

Alexandra Finsen

Brian First

Stuart Fischer

Catarina Fonseca

Luísa Fonseca Almeida

Steven Forman

Brad Frandsen

William French

Keith Friedman

Athena Friese

Ana Gabriela Fruntelata

Shigeru Fujii

Stefano Fumagalli

Marta Fundamenski

Yutaka Furukawa

Matthias Gabelmann

Nashwa Gabra

Niels Gadsbøll

Michel Galinier

Anders Gammelgaard

Priya Ganeshkumar

Christopher Gans

Antonio Garcia Quintana

Olivier Gartenlaub

Achille Gaspardone

Conrad Genz

Frédéric Georger

Jean-Louis Georges

Steven Georgeson

Evaldas Giedrimas

Mariusz Gierba

Ignacio Gil Ortega

Eve Gillespie

Alberto Giniger

Michael C. Giudici

Alexandros Gkotsis

Taya V. Glotzer

Joachim Gmehling

Jacek Gniot

Peter Goethals

Seth Goldbarg

Ronald Goldberg

Britta Goldmann

Sergey Golitsyn

Silvia Gómez

Juan Gomez Mesa

Vicente Bertomeu Gonzalez

Jesus Antonio Gonzalez Hermosillo

Víctor Manuel González López

Hervé Gorka

Charles Gornick

Diana Gorog

Venkat Gottipaty

Pascal Goube

Ioannis Goudevenos

Brett Graham

G. Stephen Greer

Uwe Gremmler

Paul G. Grena

Martin Grond

Edoardo Gronda

Gerian Grönefeld

Xiang Gu

Ivett Guadalupe Torres Torres

Gabriele Guardigli

Carolina Guevara

Alexandre Guignier

Michele Gulizia

Michael Gumbley

Albrecht Günther

Andrew Ha

Georgios Hahalis

Joseph Hakas

Christian Hall

Bing Han

Seongwook Han

Joe Hargrove

David Hargroves

Kenneth B. Harris

Tetsuya Haruna

Emil Hayek

Jeff Healey

Steven Hearne

Michael Heffernan

Geir Heggelund

J.A. Heijmeriks

Maarten Hemels

I. Hendriks

Sam Henein

Sung-Ho Her

Paul Hermany

Jorge Eduardo Hernández Del Río

Yorihiko Higashino

Michael Hill

Tetsuo Hisadome

Eiji Hishida

Etienne Hoffer

Matthew Hoghton

Kui Hong

Suk keun Hong

Stevie Horbach

Masataka Horiuchi

Yinglong Hou

Jeff Hsing

Chi-Hung Huang

David Huckins

kathy Hughes

A. Huizinga

E.L. Hulsman

Kuo-Chun Hung

Gyo-Seung Hwang

Margaret Ikpoh

Davide Imberti

Hüseyin Ince

Ciro Indolfi

Shujiro Inoue

Didier Irles

Harukazu Iseki

C. Noah Israel

Bruce Iteld

Venkat Iyer

Ewart Jackson-Voyzey

Naseem Jaffrani

Frank Jäger

Martin James

Sung-Won Jang

Nicolas Jaramillo

Nabil Jarmukli

Robert J. Jeanfreau

Ronald D. Jenkins

Carlos Jerjes Sánchez

Javier Jimenez

Robert Jobe

Tomas Joen-Jakobsen

Nicholas Jones

Jose Carlos Moura Jorge

Bernard Jouve

Byung Chun Jung

Kyung Tae Jung

Werner Jung

Mikhail Kachkovskiy

Krystallenia Kafkala

Larisa Kalinina

Bernd Kallmünzer

Farzan Kamali

Takehiro Kamo

Priit Kampus

Hisham Kashou

Andreas Kastrup

Apostolos Katsivas

Elizabeth Kaufman

Kazuya Kawai

Kenji Kawajiri

John F. Kazmierski

P Keeling

José Francisco Kerr Saraiva

Galina Ketova

AJIT Singh Khaira

Aleksey Khripun

Doo-Il Kim

Young Hoon Kim

Nam Ho Kim

Dae Kyeong Kim

Jeong Su Kim

June Soo Kim

Ki Seok Kim

Jin bae Kim

Elena Kinova

Alexander Klein

James J. Kmetzo

G. Larsen Kneller

Aleksandar Knezevic

Su Mei Angela Koh

Shunichi Koide

Athanasios Kollias

J.A. Kooistra

Jay Koons

Martin Koschutnik

William J. Kostis

Dragan Kovacic

Jacek Kowalczyk

Natalya Koziolova

Peter Kraft

Johannes A. Kragten

Mori Krantz

Lars Krause

B.J. Krenning

F. Krikke

Z. Kromhout

Waldemar Krysiak

Priya Kumar

Thomas Kümler

Malte Kuniss

Jen-Yuan Kuo

Achim Küppers

Karla Kurrelmeyer

Choong Hwan Kwak

Bénédicte Laboulle

Arthur Labovitz

Wen Ter Lai

Andy Lam

Yat Yin Lam

Fernando Lanas Zanetti

Charles Landau

Giancarlo Landini

Estêvão Lanna Figueiredo

Torben Larsen

Karine Lavandier

Jessica LeBlanc

Moon Hyoung Lee

Chang-Hoon Lee

John Lehman

Ana Leitão

Nicolas Lellouche

Malgorzata Lelonek

Radoslaw Lenarczyk

T. Lenderink

Salvador León González

Peter Leong-Sit

Matthias Leschke

Nicolas Ley

Zhanquan Li

Xiaodong Li

Weihua Li

Xiaoming Li

Christhoh Lichy

Ira Lieber

Ramon Horacio Limon Rodriguez

Hailong Lin

Gregory Y. H. Lip

Feng Liu

Hengliang Liu

Guillermo Llamas Esperon

Nassip Llerena Navarro

Eric Lo

Sergiy Lokshyn

Amador López

José Luís López-Sendón

Adalberto Menezes Lorga Filho

Richard S. Lorraine

Carlos Alberto Luengas

Robert Luke

Ming Luo

Steven Lupovitch

Philippe Lyrer

Changsheng Ma

Genshan Ma

Irene Madariaga

Koji Maeno

Dominique Magnin

Gustavo Maid

Sumeet K. Mainigi

Konstantinos Makaritsis

Rohit Malhotra

Rickey Manning

Athanasios Manolis

Helard Andres Manrique Hurtado

Ioannis Mantas

Fernando Manzur Jattin

Vicky Maqueda

Niccolo Marchionni

Francisco Marin Ortuno

Antonio Martín Santana

Jorge Martinez

Petra Maskova

Norberto Matadamas Hernandez

Katsuhiro Matsuda

Tillmann Maurer

Ciro Mauro

Erik May

Nolan Mayer

John McClure

Terry McCormack

William McGarity

Hugh McIntyre

Brent McLaurin

Feliz Alvaro Medina Palomino

Francesco Melandri

Hiroshi Meno

Dhananjai Menzies

Marco Mercader

Christian Meyer

Beat j. Meyer

Jacek Miarka

Frank Mibach

Dominik Michalski

Patrik Michel

Rami Mihail Chreih

Ghiath Mikdadi

Milan Mikus

Davor Milicic

Constantin Militaru

Sedi Minaie

Bogdan Minescu

Iveta Mintale

Tristan Mirault

Michael J. Mirro

Dinesh Mistry

Nicoleta Violeta Miu

Naomasa Miyamoto

Tiziano Moccetti

Akber Mohammed

Azlisham Mohd Nor

Michael Mollerus

Giulio Molon

Sergio Mondillo

Patrícia Moniz

Lluis Mont

Vicente Montagud

Oscar Montaña

Cristina Monti

Luciano Moretti

Kiyoo Mori

Andrew Moriarty

Jacek Morka

Luigi Moschini

Nikitas Moschos

Andreas Mügge

Thomas J. Mulhearn

Carmen Muresan

Michela Muriago

Wlodzimierz Musial

Carl W. Musser

Francesco Musumeci

Thuraia Nageh

Hidemitsu Nakagawa

Yuichiro Nakamura

Toru Nakayama

Gi-Byoung Nam

Michele Nanna

Indira Natarajan

Hemal M. Nayak

Stefan Naydenov

Jurica Nazlić

Alexandru Cristian Nechita

Libor Nechvatal

Sandra Adela Negron

James Neiman

Fernando Carvalho Neuenschwander

David Neves

Anna Neykova

Ricardo Nicolás Miguel

George Nijmeh

Alexey Nizov

Rodrigo Noronha Campos

Janko Nossan

Tatiana Novikova

Ewa Nowalany-Kozielska

Emmanuel Nsah

Juan Carlos Nunez Fragoso

Svetlana Nurgalieva

Dieter Nuyens

Ole Nyvad

Manuel Odin de Los Rios Ibarra

Philip O’Donnell

Martin O’Donnell

Seil Oh

Yong Seog Oh

Dongjin Oh

Gilles O’Hara

Kostas Oikonomou

Claudia Olivares

Richard Oliver

Rafael Olvera Ruiz

Christoforos Olympios

Anna omaszuk-Kazberuk

Joaquín Osca Asensi

eena Padayattil jose

Francisco Gerardo Padilla Padilla

Victoria Padilla Rios

Giuseppe Pajes

A. Shekhar Pandey

Gaetano Paparella

F Paris

Hyung Wook Park

Jong Sung Park

Fragkiskos Parthenakis

Enrico Passamonti

Rajesh J. Patel

Jaydutt Patel

Mehool Patel

Janice Patrick

Ricardo Pavón Jimenez

Analía Paz

Vittorio Pengo

William Pentz

Beatriz Pérez

Alma Minerva Pérez Ríos

Alejandro Pérez-Cabezas

Richard Perlman

Viktor Persic

Francesco Perticone

Terri K. Peters

Sanjiv Petkar

Luis Felipe Pezo

Christian Pflücke

David N. Pham

Roland T. Phillips

Stephen Phlaum

Denis Pieters

Julien Pineau

Arnold Pinter

Fausto Pinto

R. Pisters

Nediljko Pivac

Darko Pocanic

Cristian Podoleanu

Alessandro Politano

Zdravka Poljakovic

Stewart Pollock

Jose Polo Garcéa

Holger Poppert

Maurizio Porcu

Antonio Pose Reino

Neeraj Prasad

Dalton Bertolim Précoma

Alessandro Prelle

John Prodafikas

Konstantin Protasov

Maurice Pye

Zhaohui Qiu

Jean-Michel Quedillac

Dimitar Raev

Carlos Antonio Raffo Grado

Sidiqullah Rahimi

Arturo Raisaro

Bhola Rama

Ricardo Ramos

Maria Ranieri

Nuno Raposo

Eric Rashba

Ursula Rauch-Kroehnert

Ramakota Reddy

Giulia Renda

Shabbir Reza

Luigi Ria

Dimitrios Richter

Hans Rickli

Werner Rieker

Tomas Ripolil Vera

Luiz Eduardo Ritt

Douglas Roberts

Ignacio Rodriguez Briones

Aldo Edwin Rodriguez Escudero

Carlos Rodríguez Pascual

Mark Roman

Francesco Romeo

E. Ronner

Jean-Francois Roux

Nadezda Rozkova

Miroslav Rubacek

Frank Rubalcava

Andrea M. Russo

Matthieu Pierre Rutgers

Karin Rybak

Samir Said

Tamotsu Sakamoto

Abraham Salacata

Adrien Salem

Rafael Salguero Bodes

Marco A. Saltzman

Alessandro Salvioni

Gregorio Sanchez Vallejo

Marcelo Sanmartín Fernández

Wladmir Faustino Saporito

Kesari Sarikonda

Taishi Sasaoka

Hamdi Sati

Irina Savelieva

Pierre-Jean Scala

Peter Schellinger

Carlos Scherr

Lisa Schmitz

Karl-Heinz Schmitz

Bettina Schmitz

Teresa Schnabel

Steffen Schnupp

Peter Schoeniger

Norbert Schön

Peter Schwimmbeck

Clare Seamark

Greg Searles

Karl-Heinz Seidl

Barry Seidman

Jaroslaw Sek

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Jing Zhou

Sergio Zimmermann

Andrea Zini

Steven Zizzo

Wenxia Zong

L Steven Zukerman

Data Availability

All relevant data are within the manuscript and its Supporting information files.

Funding Statement

The work was supported by Boehringer Ingelheim, Germany. The funder provided support in the form of salaries for authors [CT, SL, SM, VKG, JH, CD, CM, MH, GYHL], but did not have any additional role in the study design, data collection and analysis, decision to publish, or preparation of the manuscript. The specific roles of these authors are articulated in the ‘author contributions’ section.

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Decision Letter 0

Pablo Garcia de Frutos

25 Jan 2021

PONE-D-20-40256

Manuscript Type: Original article

Atrial Fibrillation and Comorbidities: Clinical Characteristics and Antithrombotic Treatment in GLORIA-AF

PLOS ONE

Dear Dr. Kozieł,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

The study has been revised by two academics, with expertise in the field of the study and its statatistical methods. The methodology employed is partly correct and sound in general, as assessed by the reviewers. However, there are some specific aspects of the statistical methods used that should be revised/clarified. One point is the type of treatment that the individuals are employing. If the treatment changes, the authors should indicate how they account for this change in their model. A reorganization of the manuscript, to a certain extent, is suggested by one reviewer in the attached document, aiming at a more understandable presentation of the data. Further, the reviewer recommends including a further discussion/comparison with recent data on different cohorts.

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"Dr Kozieł and Professor Rothman declare no conflicts of interest.

Dr Teutsch, Dr Lu, Sabrina Marler, and Venkatesh K. Gurusamy are employees of Boehringer Ingelheim.

Professor Halperin has engaged in consulting activities for Boehringer Ingelheim and advisory activities involving anticoagulants, and he is a member of the Executive Steering Committee of the GLORIA-AF Registry.

Over the past 3 years, Professor Diener received honoraria for participation in clinical trials, contribution to advisory boards, or oral presentations from: Abbott, Bayer Vital, Bristol-Myers Squibb, Boehringer Ingelheim, Daiichi Sankyo, Medtronic, Pfizer, Portola, Sanofi-Aventis, and WebMD Global. Financial support for research projects was provided by Boehringer Ingelheim. He received research grants from the German Research Council (DFG), German Ministry of Education and Research (BMBF), European Union, NIH, Bertelsmann Foundation, and Heinz-Nixdorf Foundation.

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Reviewer #1: Yes

Reviewer #2: Partly

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2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: No

**********

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Reviewer #1: Yes

Reviewer #2: No

**********

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Reviewer #1: Yes

Reviewer #2: Yes

**********

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Reviewer #1: The authors of the paper “Atrial Fibrillation and Comorbidities: Clinical Characteristics and Antithrombotic Treatment in GLORIA-AF" have been focused on the analysis objective, specifically in baseline characteristics and antithrombotic therapy in patients with AF and more than two concomitant and chronic comorbidities.

For more information, please check the attached file.

Reviewer #2: PONE-D-20-40256: statistical review

SUMMARY. This study describes factors that are associated with oral anticoagulant (OAC) prescription in subjects with atrial fibrillation and comorbidities. I am not sure that the association between patient's characteristics and prescription makes sense as a research question. However, I'm not a medical doctor and I am going to limit my discussion to the statistical methods that are deployed here.

From a statistical viewpoint, the core of the analysis relies on a cross-sectional log-binomial regression model, estimated by likelihood-based multiple imputation methods. These methods could in principle be appropriate, but the paper lacks information about the data structure and the multiple imputation method. I therefore need to ask first some questions (major issues 1 and 2 below) before making a recommendation.

MAJOR ISSUES

1. Little is said about the structure of the response variable: OAC prescriptions. The cross-sectional log-binomial regression model assumes that the response variable is a binary variable. It therefore makes sense if each subject receive only one type of prescription during the whole follow up. In this case, the model chosen provides a correct approach. If instead subjects switch between a type of prescription to another one, then this method is no longer correct and the data must be examined by a longitudinal version of the model that includes subject-specific random effects. Please clarify.

2. The authors correctly use multiple imputation to handle missing data in a regression framework. However, nothing is said about the model used to generate the imputation sample. If all the incomplete covariates are continuous, a multivariate normal distribution is typically used for imputation. However, in this study, incomplete covariates are of mixed type (some are continuous, others are categorical). I therefore wonder what model has been used at the imputation step.

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Reviewer #1: No

Reviewer #2: No

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Attachment

Submitted filename: Gloria-AF registry,.pdf

PLoS One. 2021 Apr 14;16(4):e0249524. doi: 10.1371/journal.pone.0249524.r002

Author response to Decision Letter 0


4 Mar 2021

Reviewer #1

The authors of the paper “Atrial Fibrillation and Comorbidities: Clinical Characteristics and Antithrombotic Treatment in GLORIA-AF" have been focused on the analysis objective, specifically in baseline characteristics and antithrombotic therapy in patients with AF and more than two concomitant and chronic comorbidities. Authors have done, through Gloria-AF registry, an international covered registry, a genuine work in screening of baseline characteristics and medication of an enormous number of patients with AF during a three-year enrolling period. Even though we have the baseline picture, it is of a big interest to know the trend or changes with regards to oral anticoagulation (OAC) therapy during the follow-up (FU), but as mentioned in Limitations the authors have chosen to show the FU data probably later on. General comments: The manuscript is well written with the objective and methodology clearly described. The authors make an important point showing that patients with AF and a high-risk profile for stroke, more than 2 chronic comorbidities, were unfortunately undertreated with NOAC, in a period when at least three NOACs were established in the clinical use. According to the authors, around 60% of those patients were on NOAC regimen, but still 16% of those patients were without OAC, despite CHA2DS2-VASc ≥ 2. This work points the fact that younger patients with AF and less comorbidities were likely to were on NOAC regimen, at the same time that observations and clinical practice today show something different. In this perspective, I think it is very important the future information from the registry if the trends during the follow-up will show the impact of implementation of the current guidelines for the antithrombotic therapy in patients with AF. I have some comments I would like to address to the authors:

1. I will appreciate if the authors can explain or argue what was the reason for choosing of standardized differences in order to compare baseline characteristics between different stroke prevention strategies.

Authors’ response:

Thank you. Standardized differences were used because they are independent of sample size and it allows for the comparison of the relative balance of variables measured in different units.

2. Again, when considering the trend aspect, it is of interest if a trend of increased NOAC use was observed during the last year of inclusion as compared with the previous year(s).

Authors’ response:

Thank you. Trends of NOAC use during the last years of inclusion as compared with previous years has been addressed by a different manuscript which has been under separate development for submission.

3. In Discussion, I feel sometimes that authors give some more results rather than discuss the findings and face them with the literature, and specifically in the second paragraph.

Authors’ response:

Thank you. The Discussion has been edited and the findings have been discussed along with other studies (see pages 8-12).

4. I miss the comparison and discussion with some more recent findings regarding to NOAC use, where data from Scandinavia has given a different picture than probably other regions in Europe.

Authors’ response:

Thank you. Our findings have been compared and discussed with Scandinavian registries regarding NOAC (see pages 11 and 12).

‘Of note, younger patients (18-54 years) and ≥75 years were less likely to receive NOAC than those aged 65-74 years in Sweden (31). In Denmark, older age was associated with increased NOAC use (32).’

‘In contrast, HF was associated with decreased OAC initiation in Danish dataset (33).’

‘In Danish nationwide registries, bleeding was also associated with decreased OAC use (33).’

‘In our registry, previous TIA or stroke was the comorbidity associated with decreased VKA use in multimorbid AF patients in Europe. Interestingly, stroke/ thromboembolism or bleeding were associated with increased NOAC initiation in Denmark (32)’.

5. The tables are informative and presented well, but sometimes the perception of overflow is not avoidable. The possibility to cut some information could be considered.

Authors’ response:

Thank you. The tables have been carefully revised and some excessive information has been deleted (see Tables 2-5).

6. I would like to have in the ordinary tables one of those included in supplements, specifically table S3 and would recommend authors to change with another one. I believe that one of strengths with this analysis is the region-specific patients enrolling and comparisons.

Authors’ response:

Thank you. The Table S3 have been changed into separate tables for Asia, Europe, North America and South America (see Table S3, S4, S5 and S6).

Reviewer #2: PONE-D-20-40256: statistical review

SUMMARY. This study describes factors that are associated with oral anticoagulant (OAC) prescription in subjects with atrial fibrillation and comorbidities. I am not sure that the association between patient's characteristics and prescription makes sense as a research question. However, I'm not a medical doctor and I am going to limit my discussion to the statistical methods that are deployed here.

From a statistical viewpoint, the core of the analysis relies on a cross-sectional log-binomial regression model, estimated by likelihood-based multiple imputation methods. These methods could in principle be appropriate, but the paper lacks information about the data structure and the multiple imputation method. I therefore need to ask first some questions (major issues 1 and 2 below) before making a recommendation.

MAJOR ISSUES

1. Little is said about the structure of the response variable: OAC prescriptions. The cross-sectional log-binomial regression model assumes that the response variable is a binary variable. It therefore makes sense if each subject receive only one type of prescription during the whole follow up. In this case, the model chosen provides a correct approach. If instead subjects switch between a type of prescription to another one, then this method is no longer correct and the data must be examined by a longitudinal version of the model that includes subject-specific random effects. Please clarify.

Authors’ response:

Thank you. In this registry, there was no intervention in treatment prescription for patients over time, so patients can have more than one types of treatment prescribed during the study. The cross-sectional association analysis is based on the first prescription of antithrombotic treatment (i.e. index treatment) that was prescribed as long term use at baseline visit. Per inclusion criteria in protocol, the patients enrolled in the study must have been newly diagnosed (<3 months prior to baseline visit) with non-valvular AF. In order to clarify this definition of response variable in the manuscript, we have changed ‘OAC prescription’ to ‘baseline OAC prescription’.

2. The authors correctly use multiple imputation to handle missing data in a regression framework. However, nothing is said about the model used to generate the imputation sample. If all the incomplete covariates are continuous, a multivariate normal distribution is typically used for imputation. However, in this study, incomplete covariates are of mixed type (some are continuous, others are categorical). I therefore wonder what model has been used at the imputation step.

Authors’ response:

Thank you. The technique called multiple imputation by chained equations or fully conditional specification) was used to impute missing continuous and categorical variables. This method was well described in the reference ‘White IR, Royston P, Wood AM. Multiple imputation using chained equations: issues and guidance for practice. Stat Med. 2011;30(4):377-399.’. It provides the flexibility of handling different types of variables at the same time by employing different types of models accordingly. For example, ordinal linear regression is used for imputing continuous variable; logistic regression or discriminant function is used for (ordinal or nominal) categorical variables. For each of the total 56 covariates analysed, there is one imputation model specified. For this clinically orientated manuscript, the full details of this statistical analysis were not provided. However, we have added one sentence in the ‘statistical analysis’ section to explain what specific multiple imputation is used that can deal with both continuous and categorical variables (see page 6).

‘Multiple imputation by chained equations was used to impute both missing categorical and continuous values.’

Attachment

Submitted filename: Rebuttal PLOS one (2)GYHLMK.kjr (1) (3).docx

Decision Letter 1

Pablo Garcia de Frutos

22 Mar 2021

Manuscript Type: Original article

Atrial Fibrillation and Comorbidities: Clinical Characteristics and Antithrombotic Treatment in GLORIA-AF

PONE-D-20-40256R1

Dear Dr. Kozieł,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

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PLOS ONE

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Acceptance letter

Pablo Garcia de Frutos

5 Apr 2021

PONE-D-20-40256R1

Atrial Fibrillation and Comorbidities: Clinical Characteristics and Antithrombotic Treatment in GLORIA-AF

Dear Dr. Kozieł:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

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on behalf of

Dr. Pablo Garcia de Frutos

Academic Editor

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    Attachment

    Submitted filename: Gloria-AF registry,.pdf

    Attachment

    Submitted filename: Rebuttal PLOS one (2)GYHLMK.kjr (1) (3).docx

    Data Availability Statement

    All relevant data are within the manuscript and its Supporting information files.


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