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Elsevier - PMC COVID-19 Collection logoLink to Elsevier - PMC COVID-19 Collection
. 2021 Apr 15;70:102942. doi: 10.1016/j.scs.2021.102942

Indoor air quality improvement in COVID-19 pandemic: Review

Nehul Agarwal a,b, Chandan Swaroop Meena a,c,*, Binju P Raj a,b, Lohit Saini a,b, Ashok Kumar a,c, N Gopalakrishnan a,c, Anuj Kumar a,c, Nagesh Babu Balam a,c, Tabish Alam a,c, Nishant Raj Kapoor a,c, Vivek Aggarwal a,c
PMCID: PMC8049211  PMID: 33889481

Abstract

Introduction

The advent of COVID-19 has impinged millions of people. The increased concern of the virus spread in confined spaces due to meteorological factors has sequentially fostered the need to improve indoor air quality.

Objective

This paper aims to review control measures and preventive sustainable solutions for the future that can deliberately help in bringing down the impact of declined air quality and prevent future biological attacks from affecting the occupant’s health.

Methodology

Anontology chart is constructed based on the set objectives and review of all the possible measures to improve the indoor air quality taking into account the affecting parameters has been done.

Observations

An integrated approach considering non-pharmaceutical and engineering control measures together for a healthy indoor environment should be contemplated rather than discretizing the available solutions. Maintaining social distance by reducing occupant density and implementing a modified ventilation system with advance filters for decontamination of viral load can help in sustaining healthy indoor air quality.

Conclusion

The review paper in the main, provides a brief overview of all the improvement techniques bearing in mind thermal comfort and safety of occupants and looks for a common ground for all the technologies based on literature survey and offers recommendation for a sustainable future.

Keywords: Indoor air quality, Air purifiers, Social distancing, Facemasks, Lockdown, Ventilation, HVAC

Nomenclature

ANN

Artificial Neural Networks

AQI

Air Quality Index

ARIMA

Autoregressive Integrated Moving Average

CADR

Clean Air Delivery Rate

CPCB

Central Pollution Control Board

CPR

Cardiopulmonary Resuscitation

EMD

Empirical Mode Decomposition

EPA

Environment Protection Agency

HVAC

Heating, Ventilation, and Air Conditioning

IAP

Indoor Air Pollution

IAQ

Indoor Air Quality

IMF

Intrinsic Mode Functions

MLR

Multiple Linear Regression

NAQI

New Air Quality Index

ORAQI

Oak Ridge Air Quality Index

PC

Principal Component

PCA

Principal Component Analysis

PM

Particulate Matter

PSI

Pollutant Standard Index

R-CNN

Region Based Convolutional Neural Networks

SARS-COV-2

Severe Acute Respiratory Syndrome Coronavirus 2

SOP

Solid Oxygen Purifying

SPI

Soy Protein Isolate

SSD

Single Shot Detector

SVR

Support Vector Regressions

VOC

Volatile Organic Compounds

WHO

World Health Organization

YOLO

You Only Look Once

1. Introduction

The rapid outbreak of peculiar global pandemic COVID-19 spawned by SARS-COV-2 made unprecedented impacts around the world leading to 2–3% increased fatality rate (Rodriguez-Morales et al., 2020). The highly infectious disease is transmitted by inhalation or contact with infected droplets causing mild to moderate respiratory illness further progressing to pneumonia, septic shock, acute respiratory distress syndrome, and cytokine release syndrome (Cdc.gov/coronavirus, 2020). The contagion of this virus and its response to the patients depends on various factors. Recently, scientific interest has been focused on determining the factors responsible for the increased spread of viruses and their fatality rate. The studies suggest people who have had medical problems like chronic respiratory disease, diabetes, cardiovascular disease, or even high blood pressure and cancer are expected to be at higher risk from coronavirus (Zheng, Ma, Zhang, & Xie, 2020). The socio-demographic factors like lack of basic amenities, or clustered slum areas, and density across public transportation, traveling time, the infrastructure condition also impact the increasing COVID-19 cases (Das et al., 2021; Li, Peng, He, Wang, & Feng, 2021; Ma, Li, & Zhang, 2020). Also, shreds of evidence are growing for the impact of climatic factors like temperature, humidity, airflow, air quality, solar irradiance, wind speed, rainfall on the seasonal spread of COVID-19 (Tzampoglou & Loukidis, 2020). Among all, poor air quality is a considerable factor that may increase the fatality rate in the socio-economic group already dealing with respiratory diseases and those having age above 60 years (Bashir et al., 2020). The main anthropogenic activities contributing to the deterioration of air quality include fossil fuel combustion from vehicles and power plants, industrial activities, and livestock farming. These activities induce certain emissions (PM10, NO2, PM2.5, O3, CO, and SO2) that may turn noxious if it exceeds permissible limits and may accelerate the contagion of the virus. Moreover, these pollutants can be generated indoors due to cooking/frying, cleaning activities, paints, religious activities like incense burning, and workstations which affect the health of people residing indoors (Amoatey, Omidvarborna, Baawain, & Al-Mamun, 2020; (Sean) Chang, Capuozzo, Okumus, and Cho, 2021). The positive association between PM2.5 and COVID-19 cases, hospital admissions, and deaths has been demonstrated in various studies conducted in regions affected worst by pandemic (Cole, Ozgen, & Strobl, 2020; Coker et al., 2020; Wu, Nethery, Sabath, Braun, & Dominici, 2020). With regards to NO2 concentration, a similar positive relationship with increasing COVID-19 is reported (Latif, Dominick, Hawari, Mohtar, & Othman, 2021; Ogen, 2020; Wang & Li, 2021). Taken together, the data provide evidence of the relevant role of air pollutants in the hike of COVID-19 cases. These emissions must be within the permissible limits and should be monitored on the daily basis to take some effective mitigation measures against the increasing pollution levels.

One such effective monitoring technique is the AQI which depicts the condition of air by comparing the concentration of gases in ambient air with the standards formed by the government (Beig, Ghude, & Deshpande, 2010). A typical AQI is an interpretive technique that transfers complex data of measured air pollutant concentration into a single number or a set of numbers to make the data more understandable. AQI is reviewed by different terminologies (Murena, 2004; Ott & Hunt, 1976; Ott & Thorn, 1976; Shenfeld, 1970; Thom & Ott, 1973) and calculated using numerous methodologies (Babcock & Nagda, 1972; Bishoi, Prakash, & Jain, 2009; Cannistraro & Ponterio, 2009; Kyrkilis, Chaloulakou, & Kassomenos, 2007; Sicard, Lesne, Alexandre, Mangin, & Collomp, 2011; van den Elshout, Léger, & Nussio, 2008) around the globe. Fuzzy aggregation (Mandal, Gorai, & Pathak, 2012), coupled PCA, and ANN (Kumar & Goyal, 2013), combined IoT and cloud computing technology (Jo, Jo, Kim, & Choi, 2020) are some of the recent development in the field of AQI forecasting. The statistical analysis (Ikram & Yan, 2017) evaluating the impact of AQI and its concentration levels on respiratory disease, genders, and age groups resulted that the higher the index level, the higher is the risk of having a respiratory disease in the aged group.

Many studies suggested COVID-19 may be airborne and is stable on aerosols for 3 h and can travel a long distance in the closed and open environment (van Doremalen et al., 2020; Santarpia et al., 2020; Wang & Du, 2020). As studied by (Liu et al., 2020), the peak concentration of coronavirus was found in two size ranges; one having an aerodynamic diameter of 0.25–1 μm, the second range of virus having a diameter greater than 2.5 μm which may travel indoor in hospital. WHO also considered airborne precautions for medical staff as the virus remains viable in aerosols for multiple hours depending on factors like heat and humidity (van Doremalen et al., 2020) and it can be transmitted up to a distance of 4 m in hospital wards (Guo et al., 2020). Also, as COVID-19 cases are exponentially increasing, making people stay indoors, it is necessary to provide a healthy indoor environment for occupants’ safety and look forward to preventive measures for a better future.

The solution to this problem is twofold: one is by adopting non-pharmaceutical measures such as maintaining social distance in indoor spaces, hand washing, regular surface sanitization, implementing lockdown, wearing a facemask in a crowded place; second is to provide a proper ventilation rate (Atkinson et al., 2016) to reduce exposure to aerosols in confined areas either by natural, mechanical ventilation or by portable, wall-mounted or in-duct air cleaners.

Based on our analysis, it has been observed that parameters affecting IAQ, its solutions like non-pharmaceutical measures and engineering controls have been looked at separately by scientists, researchers, policy/decision-makers, which may often lead to limited solutions. So, this review article eyes on the parameters affecting IAQ and occupant’s health along with a collaborative solution that can help to pave a better way for a sustainable solution.

2. Methodology

The purpose of this study is to review the factors related to degrading IAQ, its effect in pertaining COVID-19 condition, and to examine the effective IAQ improvement methods which can help in mitigating any bio-attack in the future. For satisfying the purpose of the review paper, a broad spectrum of sections related to IAQ and COVID-19 were explored to cover all the concerning aspects in the prevailing situation. For a better reach and understanding, we divided the research interest into different regimes of science such as biology, chemistry, engineering, information, physical and human resource development. Thus, precisely extracting the information majorly from the recent publications including peer-reviewed research articles, review papers, letter to the editor, dissertations, and books. The pre-determined search terms used were Indoor Air Quality, Coronavirus, COVID-19, lockdown, social distancing, air purifiers, Air Quality Index, AQI forecasting, Indoor air quality improvement, impact or effectiveness, ventilation, face masks. Multiple permutations and combinations of the keywords were used for amplifying the search results. The follow-up of this study contributed to an ontology chart represented in Fig. 1 which chronologically co-relates to the occupants’ comfort during COVID-19 in a confined space with affecting parameters along with the possible and available preventive measures.

Fig. 1.

Fig. 1

The ontology chart.

Among the classifications in the ontology chart, this paper essentially seeks to peep into firm IAQ improvement measures considering affecting factors, that can enhance the safety of the occupants within the confined area. Thereby, suggesting possible future measures that could be stepped in for a sustainable indoor environment preventing such situations in the future.

The paper is further structured in this approach: the first section reviews the impact of air quality parameters on COVID-19 and parameter assessment techniques, the second section reviews the IAQ improvement techniques useful for reducing potential airborne transmission, which includes non-pharmaceutical measures (social distancing, facemasks, and lockdown) and engineering controls (ventilation and air cleaners), the third section represents discussion, and the last section summarizes the key points and future outlook.

3. Impact of air quality on COVID-19

Clean air is beneficial for human health as it impacts the regular metabolism of our body. The risk of all-cause deaths, lung cancer, and other pulmonary pathologies elevated by continuous exposure to aerosols, PM, and nitrogen compounds (Heal, Kumar, & Harrison, 2012). According to the WHO statistics, 20% of all-cause deaths in Europe are due to environmental diseases (Beelen et al., 2014). Air quality has been degrading due to excessive emissions and this directly upshot the spread of COVID-19. According to the epidemiological study conducted in Italy, PM2.5 magnifies SARs-COV-2 infectivity (Borro et al., 2020). The study revealed that 10−25 μg/m3 increase in PM2.5 concentration triples the infection rate and mortality case doubles. On a similar line, by using a negative binomial regression model with chemical transport modeling, represented in Eq. (1), an epidemiological assessment was conducted in 355 municipalities of the Netherlands to find the relationship between air quality and COVID-19 deaths (Cole et al., 2020).

Ci=Pollution+β1Di'+β2Pi'+β3Ei'+β3Si'+β4Li'+γr+εi (1)

Where, C is COVID-19 infected cases or personals hospitalized due to COVID-19, or the number of mortals from COVID-19 in municipality i. Pollution specifies annual concentrations of PM2.5, NO2, and SO2averaged for the period 2015–2019. Vector D, P’, E’, S’ and L’ includes control variables capturing demography, social, and physical proximity, employment/education, spatial and health variables, respectively, for the year 2019 and β is the associated parameter. The term γr denotes province-level fixed effects for each province r. The modeling resulted that all three pollutants were in a positive association with the COVID-19 cases and concluded that a particular increase in 1 unit (μg/m3) of PM2.5 increases 9.4–15.1 COVID-19 cases, 2.9–4.4 hospital admissions, and 2.2–3.6 mortality cases. A similar study examining deaths due to COVID-19 in the US (Wu et al., 2020), reported that a 1 μg/m3 increase in PM2.5 is associated with an 8% hike in the COVID-19 mortality rate. Accordingly, a study conducted using negative binomial regression and spatial interpolation (kriging) data (Coker et al., 2020) in northern Italy accounted that 1 unit μg/m3 increase in PM2.5 relates to a 9% increase in COVID-19 mortality. The model is represented in Eq. (2) as:

ExDeathsiNBμi,θ (2)
log(μi)=α+βPMi+δ'Xi+εi (3)

Where Ex Deaths refers to the average number of deaths in the same period of the previous 5 years, θ is the over dispersion parameter and μi is the municipality-specific expectation conditional on the value of the covariates which can be calculated using Eq. (3). Among the covariates, PM is the fine PM concentration in municipality i and βis the associated parameter, which is expected to be positive and statistically different from zero; X is a vector of control variables that adjusts for the potential confounding effects and includes the (log of) total population as the offset while εi is a normally distributed error term. The findings also deduce that the municipalities having a population of age group 65 and more or the ones nearby the airports were the cluster of contagion and had a high mortality rate. PM can also be produced from socio-cultural activities in the indoor environment like incense burning, which can act as a supporting medium for the rapid transmission of the virus. This can be exacerbated if proper ventilation is not provided in the buildings (Amoatey et al., 2020).

Similarly, a positive relation is assessed between increasing NOX concentration and COVID-19 cases. For instance, the study conducted in Italy (Ogen, 2020) reported that the areas having high NO2 concentration with downward airflow (positive omega), were the ones having the highest fatality rate due to COVID-19 as no dispersion of air pollutants could take place, increasing respiratory problems, and inflammation. Moreover, NO2 generates harmful pollutants as by-products such as nitric acid and ozone (Khoder, 2002).

Overall, these studies indicate that increasing the concentration of these pollutants degrades the air quality, consequently, casting doubt on the occupant's health within the confined space as people spend 90% of their time indoors which eventually is considered 4–5 times more polluted than the outdoors. Moreover, aerosols are the reason for COVID-19 to be more contagious within the confined space thus, increasing cases and fatality. For this very reason, assessment of the air quality becomes significant.

4. Air quality assessment

As the pollutants and the air flow in different manner and directions due to natural causes and atmospheric phenomena, it is bit complicated to model the concentration of the pollutant in a specific area (Kurt & Oktay, 2010). To express the magnitude of deteriorating air quality, AQI was formed and is often called by several names having some parametric modifications like the inclusion of PM2.5 after the year 2009 and some toxic elements for accurate measurement of AQI, which are represented in Table 1 . AQI is an information tool that helps the public acknowledge the air quality level of the surroundings daily. The EPA formed the PSI considering five major pollutants (PM10, NO2, O3, CO, and SO2) for air quality determination. A scale of 0–500 was divided into 5 equal parts and the highest value of the concentration of one of the five pollutants indicated PSI value. But many other pollutants like PM2.5, whose exposure had a severe effect on human health, were not taken into account. Considering new sub-indices for 24-h PM2.5 concentration, a sub-index of 8 -h average O3 concentrations, and breakpoints for O3, USEPA renamed PSI as AQI. The formulation of the AQI was done using Eq. (4).

IP=IHi-ILoBPHi-BPLoCP-BPLo+ILo (4)

Where, IP = pollutant index value, P; CP =the truncated pollutant concentration, P; BPHi= the breakpoint ≥ Cp; BPLo= the breakpoint ≤ Cp; IHi = the AQI value correspondent to BPHi, ILo = the AQI value correspondent to BPLo. Indices of each pollutant were calculated using the above equation, and then the maximum index value was indicated as AQI which can be represented in mathematical form as in Eq. (5).

AQI=Max(IP) (5)

Table 1.

Air quality indices.

References Year Name of Index Parameters included
(Ott & Hunt, 1976) 1976 Pollution Standard Index PM10, NO2, O3, CO, and SO2
(Babcock & Nagda, 1972) 1972 Oak Ridge AQI PM10, NO2, O3, CO, and SO2
(Murena, 2004) 2004 Air Pollution Index PM10, NO2, O3, CO, and SO2
(USEPA, 2004) 1999 Air Quality Index PM10, NO2, PM2.5, O3, CO, and SO2
(Sowlat et al., 2011) 2011 Fuzzy AQI PM10, PM2.5, O3, SO2, NO2 and CO, benzene, toluene, ethylbenzene, xylene, and 1, 3-butadiene
(Kyrkilis et al., 2007) 2007 Aggregate AQI PM10, NO2, O3, CO, and SO2
(van den Elshout et al., 2008) 2008 Common AQI PM10, O3, NO2 (main) and CO, SO2(auxiliary)
(Bishoi et al., 2009) 2009 New AQI PM10, NO2, PM2.5, O3, CO, and SO2
(Sicard et al., 2011) 2011 Aggregate Risk Index PM10, NO2, PM2.5, O3, and SO2
(CPCB, 2014) 2014 National AQI PM10, NO2, PM2.5, O3, CO, and SO2
(Chelani et al., 2002) 2002 Air Quality Index RSPM, SO2, and NO2

The AQI is subdivided into six health concern levels according to the values. The AQI value from 0 to 50, 51–100, 101–150, 151–200, 201–300, 301–500 represents good, moderate, unhealthy for sensitive groups, unhealthy, very unhealthy, and hazardous air quality respectively.

A comparison study using correlation- regression method between the revised AQI and PSI showed more correlation of revised AQI with PM10 than the correlation between PSI and PM10, indicating more accurate results by revised AQI than PSI (Cheng et al., 2007). Many studies demonstrated different techniques to assess the AQI for different locations that showed more accurate results than USEPA AQI. Chelani et al. Chelani, Chalapati Rao, Phadke, and Hasan (2002) assessed the air quality of Delhi, Calcutta, Mumbai, Nagpur, and Chennai by modifying the ORAQI according to the environmental factors of India. The ORAQI was made for 5 pollutants and is represented in Eq. (6).

ORAQI=5.7×i=1SIi1.37 (6)

Where Ii represents the ratio of the concentration of pollutant to the standard level of pollutant.

In India, as standards were stipulated for specific pollutants, SO2, NO2, and SPM, so the modified equation for different sectors like residential, commercial, and industrial and the standard values were obtained from the CPCB as represented in Eqs. (7) and (8).

The AQI on the 24 -hly basis for the residential area can be calculated by:

AQIRSPM,SO2,NO2=55.16×RSPMSTD+SO2STD+NO2STD0.901 (7)

The 24- hourly AQI for commercial and industrial sectors can be calculated by:

AQIRSPM,SO2,NO2=24.48×RSPMSTD+SO2STD+NO2STD1.07 (8)

Further, AQI was categorized indicating simply understandable information; if values were less than 30, air quality was considered good, moderate if lies between 30–49, poor if ranges between 50–79, bad for range 80–99, and dangerous if the value is greater than or equal to 100.

Using this method, Delhi came out to be the most polluted city out of five cities considered as the residential and commercial sectors were under the dangerous category. Calcutta and Mumbai attained second and third ranks respectively and Nagpur and Chennai were the comparatively least polluted cities.

4.1. Air quality forecasting

Sowlat, Gharibi, Yunesian, Tayefeh Mahmoudi, and Lotfi (2011) formed AQI applying fuzzy interference system, taking into consideration toxic pollutants such as toluene, benzene, xylene, ethylbenzene, and 1, 3-butadiene along with the criteria pollutants (PM10, NO2, O3, CO, and SO2) and then assigned weighing factors to every pollutant according to the priority. The trapezoidal membership function was implemented to form fuzzy AQI; later results were compared with the USEPA AQI for the analysis. The result suggests that all the pollutants should be considered, and fuzzy logic is an apt tool for forecasting air quality.

Bishoi et al. (2009) proposed a NAQI based on factor analysis using the PCA technique. The PC can be calculated using Eq. (9).

Pi=j=1najiXjλi (9)

where Pi is the ithPC; aji is the factor loading of the jth variable on the ith PC and λi is the eigenvalue associated with Pi. After obtaining the PCs, the NAQI is computed using the expression given in Eq. (10).

NAQI=i=1n(PiEi)i=1n(Ei) (10)

Where Ei is the initial eigenvalue (≥1) for the 'percentage of variance'.

NAQI took into account the variances of concentrations of different pollutants which were useful for the determination of air quality. Though, it didn’t provide any information about the impact of air quality on health but was still considered better than EPA AQI.

Noteworthy, nowadays hybrid statistical models are in use because of their high precision in predicting the air quality status. Some of the statistical models are MLR, ARIMA model, SVRs, ANNs, and hybrid models. These models alone are inefficient for air quality forecasting as experimentally verified by Kumar and Goyal (2011) in their study for assessing AQI for Delhi. Three statistical models, namely MLR, ARIMA, and a combination of both MLR and ARIMA were proposed by (Goyal, Chan, & Jaiswal, 2006) for determining interrelation in meteorological parameters and pollutants concentration and their efficiency in forecasting AQI in Hong Kong and Delhi. The analysis reported that the combination of both the models MLR-ARIMA was better in forecasting AQI than individual models and humidity, temperature, and wind speed were significant factors in determining the concentration of pollutants in Delhi whereas, in Hong Kong, humidity and wind speed were the significant ones. Zhu et al. (2017) proposed two hybrid models namely EMD-SVR-Hybrid and EMD-IMFs-Hybrid integrated with EMD and S-ARIMA, in the former model data pre-processing technique EMD shifts the original AQI data driving a group of smoother IMFs and noise series. The SVR forecasted the sum of the IMFs, and then, S-ARIMA revised the residual sequence. In the latter model, EMD-IMFs-Hybrid firstly forecasted the IMFs with statistical models and then models the residual data along with S-ARIMA. Similarly, a novel optimal-hybrid model based on Secondary Decomposition (SD), Sample Entropy (SE), Long Short-Term Memory (LSTM) Neural Network, and Least Squares Support Vector Machine optimized by Bat Algorithm (BA-LSSVM) named SD-SE-LSTM-BA-LSSVM was developed (Wu & Lin, 2019) for improvising AQI forecasting bearing the ability to capture the original AQI series characteristics and possess forecasting accuracy of AQI classes.

Such hybrid models need to be embraced at the government level as they possess high precision. Moreover, the toxic compounds should be taken into consideration while calculating AQI as exposure to a small dose of these compounds can be lethal.

5. Indoor air quality improvement

IAP has emerged as the leading risk factor contributing to poor health. The air quality inside households, offices, or other private and public buildings where people spend ample time signifies the health and well‑being of people (Vijayan, Paramesh, Salvi, & Dalal, 2015). Hazardous emissions from construction materials of buildings and indoor equipment or due to combustion of fuels for cooking or heating can cause health problems. The existence of IAPs can foster drowsiness, sore throat, or acute respiratory problems which can be acknowledged as sick building syndrome. While investigating 60 Hong Kong residencies, it was found that particles of size less than 400 nm contributed most to the total particle mass (Chao, Wong, & Cheng, 2002). Moreover, particles within the 200 nm size range can efficiently perforate into building shells and will be airborne for a longer residential time due to low depositional velocities (Lai, 2002). Also, various studies reveal the deep penetration capability of the particles ranging below 400 nm into the human body causing damage to different organs (Heyder, 2004; Maher et al., 2016; Wick et al., 2010). On the top, adversity and the loss bought in by COVID-19 have enlightened the need for a wiser solution, to enfold a sustainable future.

IAQ can be improvised by using numerous techniques which include developing a green environment by plantation, adopting non-pharmaceutical measures, and implementing engineering controls as represented in Fig. 2 depicting all the methodologies that should be adopted for the betterment of occupants' health (Megahed & Ghoneim, 2020b; Rahmani & Mirmahaleh, 2021). Looking towards non-pharmaceutical measures, the current situation made the world familiar with the terms social distancing, quarantine, lockdown, and usage of facemasks. These primary measures have helped to control the peak of COVID-19 infection rates and mortalities. The use of facemasks has become ubiquitous around the world. The stringent lockdown and restrictions imposed on millions made a positive impact in reducing the infection rates. The engineering controls like providing proper ventilation or air filtration have been endorsed as a capable method of improvising IAQ. Indoor air filtration can be provided by whole house filtration through an HVAC system or by portable room air cleaners, or an integrated system. All the strategies useful in improving IAQ are discussed underneath.

Fig. 2.

Fig. 2

IAQ improvement techniques.

5.1. Non-pharmaceutical measures

Wearing face masks, maintaining social distance, and implementing lockdown by government officials come under the category of non-pharmaceutical measures that can help in reducing the transmission rates. These three control strategies are discussed below throwing light on their association with transmission rates, benefits of adopting them, adverse effects on health and economy, and its efficiency with proper implementation.

5.1.1. Facemasks

The use of face masks has become new normal for society as it is considered to provide significant protection against SARS-CoV-2 transmission (Tan, Wang, Luo, & Hu, 2021). Moreover, its usage is mandated across the countries hit hardest by the virus. Wearing masks in public gatherings or crowded areas may help in restricting the contagion of disease from the infected individuals (Scerri & Grech, 2020). Its potential in controlling airborne transmission has been recognized by (Abboah-Offei et al., 2021) in a review article based on 58 case studies. An online cross-sectional survey performed in the USA reported control of SARS-CoV-2 transmission by mask-wearing even before the government made it mandatory (Rader et al., 2021). On a similar line, (Gondim, 2021) stated that the epidemic would have been controlled at the initial stage in Italy, Brazil, and the USA if at least 85–91% of the population had wear masks.

Face masks having different standards depending on thickness and permeability are designed for use in specific areas. The face masks range from homemade cloth masks to surgical masks, half-face masks, and filtering face piece respirators (N95 respirators). The surgical masks are affordable, one-time-use masks comprising of three layers, the outer two layers are made of polypropylene, and the middle layer from melt-blown fabric, having the ability to filter out large particles. N95 respirators are more effective than surgical masks as it is made of five layers having three melt-blown middle layers and also it covers the face properly, finding its application in health care centres. The homemade cloth masks used by the general public are usually made of cotton or nonwoven fiber that can capture droplets emitted while speaking, sneezing, or coughing (Abboah-Offei et al., 2021; Li et al., 2020). The different types of masks are shown in Table 2 representing its characteristics defining the filtration range based on the particle size, and on this ground, area of usage is specified, and further, the findings are analyzed.

Table 2.

Types of masks and their properties.

Type of mask Characteristics Uses Findings Ref.
Surgical mask Filter particles of size 3 μm with 95% efficiency. Hospitals and the general public Cost-friendly, single time usage, fluid-resistant, lower adverse health risk, useful while CPR (Li, Zhao et al., 2021)
Filtering facepiece respirator(N95) Filter outs 5–50 μm aerosols. Majorly by health care workers Face sealing property, reduced microplastic inhalation risk, increased CO2 retention and humidity, eye dryness problem, not fit for a longer duration (Ahmad et al., 2020; Boccardo, 2021; Serin & Caglar, 2020)
Half face mask (P3 filter) Filters 80% of aerosols. At the crowded, dusty place Does not slip from the face, durable for 8 hours, increased fatigue during CPR (Leung et al., 2020; Serin & Caglar, 2020)
Cloth mask Prevents particles of diameter >200 nm. Indoor usage by the general public Affordable, reusable, loose-fitting, less effective against viruses, not fluid resistant (Davies et al., 2013; Leung et al., 2020)

Health care workers have been working day and night restlessly to serve humanity. The face masks worn by them as a piece of personal protective equipment for protection from infections can affect the efficacy of their work. A systematic review and meta-analysis conducted by (Li et al., 2020) concluded that the usage of face masks reduces the infection risk by 70% for health care workers. In a study conducted by (Serin & Caglar, 2020) including 48 participants for determining the CPR while wearing different ranges of masks, it was observed that face masks adversely affect the chest compression quality as wearing masks increases the pulse rate of rescuer leading to fatigue and degrading the quality of CPR. From the 5 rounds each for 2 min for chest compression of mannequins performed wearing different masks, it was found that surgical masks cause lesser rescuer fatigue than N95 and half-face masks.

Prolonged usage of face masks can cause various discomforts including headache, difficulty in breathing, skin irritation, sweating, fogging on glasses, dryness in the eyes (Ahmad et al., 2020; Boccardo, 2021; Li, Zhao, Li, & Song, 2021; Scheid, Lupien, Ford, & West, 2020; Serin & Caglar, 2020). According to an online survey of 3605 conducted by (Boccardo, 2021), the dry eye problem was observed in 18.3% of participants, specifically in women and the ones who wear glasses or use contact lenses. The individuals already dealing with ocular discomfort reported worsening of the condition due to the masks. But this study seemed to be incomplete as various factors like climatic conditions, usage timings, age, and clinical support were neglected.

Wearing face masks for a longer duration creates secondary complications especially in sensitive groups as airflow is restricted thereby, creating a high concentration of CO2 in the body. The pH of the blood is regulated by CO2 and its increased level can decrease the pH, making blood acidic which may cause various health hazards (Ahmad et al., 2020; Diaz Milian, Foley, Bauer, Martinez-Velez, & Castresana, 2019). CO2 retention in the body also called hypercapnia can lead to confusion, headache, dizziness, depression and can even cause respiratory failure (Diaz Milian et al., 2019). Moreover, accumulation of humidity inside the masks can be observed due to restricted airflow, creating favorable conditions for the existence of the SARS-CoV-2 virus increasing the viral load. It can even be exacerbated if proper hygiene is not maintained especially in children and infants (Esposito & Principi, 2020). Restricted airflow is common while carrying out physical activities wearing masks which can cause hypoxia due to imbalanced carbon dioxide and oxygen exchange. This type of incident has been reported where young individuals died while jogging or exercising wearing masks due to collapsed lungs and cardiac arrest (C. Control Center of Disease, 2020).

Thus, after reviewing the above-mentioned articles, it is found that facemasks help in preventing the infection from suspected cases but only if used properly without touching the masks. It sometimes can create a false sense of security causing more infections, so it is recommended to follow other control preventive measures like social distancing or face shields rather than using face masks for the sensitive group specifically in indoor areas.

5.1.2. Lockdown

As a safety measure, the lockdown was imposed in the countries where the pandemic blow hit the hardest to reduce the transmission of the deadly virus, which majorly exerted influence on the lifestyle of billions and the world’s economy. Where the world is facing the worst time, COVID-19 induced lockdown improved the air quality during its early phase. Many regions recorded a significant reduction in air and water pollution as all the transportation, industrial sectors were shut down. This became one of the few positive impacts of the strict restriction imposed on billions across the world. Globally, a 5% drop in air pollution was recorded (Saadat, Rawtani, & Hussain, 2020). In China, a 25% drop in air pollution was recorded. Vultaggio et al. observed a decrease of 50% and 45% in NO2 and PM10 concentration respectively in Palermo (Italy) (Vultaggio, Varrica, & Alaimo, 2020). Similarly, in Europe, NO2 emissions dropped in north Italy by 60%, Brazil by 54.3% (Latif et al., 2021), and in the UK by 45%. Moreover, due to the restricted movement of vehicles in lockdown, Malaysia observed a reduction in NO2 by 55–72% (Wang & Li, 2021). Reduction in NO2 and PM during the first phase of lockdown across various countries of the world (Berman & Ebisu, 2020; Kumari & Toshniwal, 2020; Pei, Han, Ma, Su, & Gong, 2020; Yadav et al., 2020) is represented in Fig. 3 . A comparative study by (Mahato, Pal, & Ghosh, 2020) between the pre-lockdown period and during the lockdown, of air quality parameters in Delhi, represented a drastic improvement in air quality just after 4 days of implementation of lockdown contributing 50% improvement from the past observing a decrease of about 60% and 39% in PM2.5 and PM10 concentration respectively and suggesting for 2–3 days of lockdown every year once or twice as an alternative policy to control the air quality. Overall, the implementation of lockdown has decreased PM2.5 emissions during the peak time in metropolitan cities (Kumar et al., 2020). But these shutdown measures plunged the global economy into severe contraction thereby saving the world from the worst recession, the lockdown was lifted. As a result of this, air quality started degrading again and this indirectly hiked the COVID-19 cases.

Fig. 3.

Fig. 3

Reduction in (a) NO2 and (b) PM2.5 concentration amid lockdown due to COVID-19.

5.1.3. Social distancing

Social distancing is an effective non-pharmaceutical measure to minimize the spread of deadly viruses by maintaining an appropriate distance from other individuals so that there is no physical contact between them (ECDC, 2020). Social distancing approaches can be categorized at communal and individual levels. Communal actions rope in closing or reducing access to educational institutions and offices, canceling public gatherings, prohibiting travel outside home other than essential activities or for front line workers, border control, and quarantining buildings. Individual actions include isolation, quarantine, and encouragement to keep physical distances between people (Vultaggio et al., 2020). This approach should be implemented and followed at both levels, majorly in crowded areas, marketplaces, or in public gatherings. If an infected or suspected person is home quarantined, then other housemates must maintain distance, protecting themselves from getting infected. Considering the threshold physical distance to be maintained to mitigate the transmission, a distance of at least 2 m or 6 ft is taken into account (Centers for Disease Control & Prevention, 2020; Guo, Qian et al., 2021; Megahed & Ghoneim, 2020a; Noorimotlagh, Jaafarzadeh, Martínez, & Mirzaee, 2021). While Sun abd Zhai (2020) projected a safe distance of 1.6–3 m (5.2–9.8 ft) for daily social activities.

If the social distancing measure was executed at the beginning of the pandemic, it would have reduced infection frequency leading to reduced daily new cases and delay of disease peak in a region (Qureshi, Suri, Chu, Suri, & Suri, 2020), thereby lowering the burden on medical workers and dropping death rates. And for effective social distancing at the communal level, it is studied that government policies and stringency play a pivotal role in its success (Wang, 2021).

Social distancing relates to numerous individual and environmental factors in indoor spaces. Individual factors such as demographic information (age, race, sex, income, education), mental health status play a significant role in implementing it (Hu, Roberts, Azevedo, & Milner, 2021). An online survey done to analyze the influential factors of social distancing, resulted that women abide by the rules three times more seriously than men as they are painted as homemakers and holds more responsibility for the family than men (Guo, Qin, Wang, & Yang, 2021). Inherent psychological behavior of individuals like altruism, sensitivity to public shaming can inflict social distancing (Cato et al., 2020). While, some of the dark traits like machiavellianism, narcissism, and psychopathy can intrude social distancing as people with these traits are more likely to attain personal gains having no concern for others (Triberti, Durosini, & Pravettoni, 2021).

Environmental factors like societies and inhabiting culture can influence social distancing. Crowding in indoor spaces can adversely impinge on social distancing and can increase transmission risk (Saadat et al., 2020). The reduced population density in offices and other public gatherings can be beneficial for maintaining social distance which will directly reduce the spread of infection. For predicting the impact of social distancing and ventilation on contagion risk, Sun and Zhai (2020) modified the Wells-Riley model by introducing two indices namely, social distancing probability Pd and ventilation effectiveness EZ. Considering 50% occupancy density and 30 min exposure time, they found that infection risk reduced by 18.8–28.2% in the transportation sector, 9.1% in a high-speed train, 9.6% in the office, and 28.6–40.6% in building spaces. Social distancing can also help in reducing the required ventilation rate in confined spaces (Hu et al., 2021).

Social distancing can be maintained and tracked upon for determining its effectiveness using information communication technologies like IoT, big data, and various other deep learning models (Saxena et al., 2020). Three deep learning-based models, fast R-CNN, YOLO, and SSD were (Shorfuzzaman, Hossain, & Alhamid, 2021) tested for real-time object detection and tracking the individuals in crowded areas for monitoring of efficient social distancing. If detected with any violation, the crowd is warned with an audio-visual non-intrusive alarm. From the three models, YOLO proved to be the best model owing to its balanced map score and speed. On a similar note (Ahmed, Ahmad, Rodrigues, Jeon, & Din, 2021), used the YOLOv3 object recognition paradigm with transfer learning methodology for overhead perspective social distance tracking. The ones found breaching the norms or violating threshold distance were further tracked using a centroid tracking algorithm. Also, this study confirms the results of the previous study (Shorfuzzaman et al., 2021), as it also compares other deep learning models, obtaining the same results.

Social distancing abiding can be challenging at various levels and can cause negative impacts on the economy and mental health. Canceling mass gatherings, quarantining and isolation can conflict with ethical and religious principles. Moreover, it is hard to maintain a safe distance every time as people have to go outside for health care or food and it is not always possible to work from home. Social distancing can be challenging for the ones living in crowded areas, sharing apartments, or having more family members in small houses (Fu & Zhai, 2021). With the closure of schools and workplaces, people have to work in online mode which causes trouble due to internet trafficking. Social distancing also negatively relates to mental health (Cao et al., 2020). It has been studied in an online survey of 118 participants that social distancing grounds negative impact on mental health having symptoms of anxiety, stress, insomnia, and depression (Marroquín, Vine, & Morgan, 2020).

Based on the research articles reviewed above, it can be observed that social distancing can reduce the infection rate in indoor spaces if implemented accurately by either reducing the occupancy density at workplaces or by work from home. For maintaining this measure indoors, the government can play a key role by providing some incentives to daily wage workers and small-scale business holders, which can encourage them to make their safety priority rather than the earnings. Also, they can penalize the individuals for making them abide by the rules and conduct extensive monitoring. Social media can also help society by encouraging and influencing them to follow safety guidelines and organizing webinars on different online platforms related to mental health. Some of the key points of analysis of reviewed articles are described in Table 3 representing the results of the reviewed articles according to their objectives and our views and findings from these articles.

Table 3.

Analysis of social distancing measure.

Study references Main objective Study design Key findings Analysis
(Guo, Qian et al., 2021) Determine the effectiveness of social distancing Numerical modeling 20-40% reduction in infection rate by halving the occupancy density. Determined safe distance of 1.6–3 m and transmission distance up to 8.2 m. Maintaining a proper physical distance of up to 3 m reduces the risk of infection and also decreases the required ventilation rate.
(Qureshi et al., 2020) Effect of early mandated social distancing Observational study Execution of social distancing at an early stage can reduce the number of daily new cases and total cases. Early implementation of community-level actions can control the transmission rate.
(Guo, Qin et al., 2021) Determined factors influencing social distancing in China Survey Women implied social distancing more seriously. Social media turned down psychological distress and influenced to follow social distancing while depression impeded. Gender-sensitive promotions of social distancing should be done, and social media can be a useful means to influence society and motivate them to follow the norms.
(Cato et al., 2020) Determined the factors that can reduce the economic cost of social distancing Economic theory and empirical survey Altruism, public shaming, and legal enforcement can be optimal solutions for reducing economic costs. Voluntary actions and legal sanctions by policymakers can help control the infection rate.
(Triberti et al., 2021) Correlation in personal behavior and social distancing Online survey Machiavellianism, narcissism, and psychopathy-like traits negatively correlate with social distancing. Dark traits of personal can weaker the implementation of social distancing.
(Wang, 2021) Assessment of cultural and government policies impact on social distancing Numerical analysis Government policies have more impact on the effective implementation than the culture of society. Stringent government policies can play a key role in the success of social distancing.
(Marroquín et al., 2020) Determined mental health during the lockdown Online survey Social distancing resulted in increased cases of depression and generalized anxiety disorders. Social distancing may have negative mental health impacts.
(Shorfuzzaman et al., 2021) Monitoring and tracking social distance violations Experimental Deep learning based YOLOv3 model monitors and tracks down the individuals breaching the norms with an efficiency of 92–95%. Big data models can help improve the efficiency of social distancing implementation.
(Ahmed et al., 2021) Real-time social distancing monitoring Experimental YOLO performed the best from faster R-CNN and SSD due to its balanced map score and speed. Also, alarms the crowd if any violation is detected. Real-time monitoring works well in a crowded place but at the same time can question an individual’s privacy.

5.2. Engineering controls

The protective measures like social distancing, lockdown, or wearing masks are only effective till authorities are stringent towards it. Once, the restrictions are relaxed, a hike in the COVID-19 cases can be observed. Moreover, these measures do not provide a permanent solution for the future. This pandemic alerts engineers to search for a better control strategy that can be further useful in preventing bio-attacks. Two such control strategies recognized to help in improving residents’ health and protecting them from infection spread are adequate ventilation and air purification. These two control measures are further discussed showcasing their application and effectiveness.

5.2.1. Ventilation

Since people spend 80–90% of their time in confined indoor spaces, dilution of the contaminants inside the space should be the prime consideration to reduce exposure risk and maintain a healthy environment. One such engineering control technique for maintaining IAQ is ventilation. Ventilation dilutes the air contaminants in confined spaces by indoor-outdoor air exchange (Morawska et al., 2020). Ventilation can be provided either naturally using windows, louvers, vents, or mechanically through an HVAC system. An adequate ventilation rate is necessary for reducing the infection risk in confined spaces such as offices, residential areas, public buildings like malls, restaurants, museums, and public vehicles (Jiang et al., 2009). A high ventilation rate doesn’t give assurance of eliminating the viral load, but it can dilute the contaminants that reduce the viral concentration to a great extent. The ventilation rate of 288 m3/hr/person is suggested by WHO for healthcare settings which can be achieved either by natural or mechanical ventilation (Atkinson et al., 2016). But the dependence of natural ventilation on climatic factors makes it less viable, also this is not possible in offices as most of the glass façade buildings have fixed glazing and hence, it is preferable to install a mechanical system.

HVAC is primarily used for controlling the probability of increasing infections. But if the system is not implemented properly, it can worsen the situation and can itself become the source of transmission or outspread of virus-laden aerosols as already noticed in past SARS epidemic. Generally, the HVAC system recirculates the air as bringing fresh air will consume more energy, so the recirculation can also be a source of an increased rate of infection. According to ASHRAE, REHVA guidelines, recirculation of air should be prohibited in the indoor environment in the current situation especially for centralized conditioning systems (V. & A.C. The Federation of European Heating, 2020). The HVAC system can also deter the situation if low temperature and relative humidity are maintained. Some studies suggested maintaining negative pressure and high relative humidity in intensive care units of hospitals using adequate mechanical ventilation rate as the SARS-CoV-2 virus was detected majorly in ICU (Ge et al., 2020; Jin et al., 2021). The study has shown that high temperature and relative humidity can reduce the infection risk as these conditions can make the virus less active (Ahlawat, Wiedensohler, & Mishra, 2020). Analogous to this, (Antony Aroul Raj, Velraj, & Haghighat, 2020) studied the impact of the dry environment on infection risk indoors considering different climatic conditions. It stated that when surrounding air has lower relative humidity and temperature, naturally or in conditioned space, than the body temperature, the droplet size gets reduced due to combined mass and heat transfer. The reduced droplet cannot be filtered out by the respiratory tract as the mucus membrane also dries up. But in hot and humid conditions, the mucus membrane will be wet which humidifies and dilutes droplet nuclei, thus making the virus less active. The required ventilation rate for diluting the contaminants can be reduced by maintaining a physical distance. If occupancy density reduces to 25% for the first 30 min in the office, ventilation rate drops by more than 4/5, and by 40% in the public bus (Sun & Zhai, 2020). ASHRAE also suggested increasing the outdoor air ventilation by lowering the population in buildings. It is also recommended that the system must be run at maximum outside airflow for 2 h before and after the building is occupied (Schoen, 2020).

So, it can be concluded that we have to find a middle ground for appropriate mechanical ventilation rate where high temperature and relative humidity can be maintained without negotiating with thermal comfort.

5.2.2. Air purifiers

Air purifiers can be a pathway to enhance IAQ as they can inactivate the germicides as well as remove the pollutants with high efficiency. Air purifiers can capture a substantial amount of airborne dust particles and airborne allergens (Sublett, 2011). For instance, experimental studies conducted by (Park, Park, & Seo, 2020; Yoda et al., 2020) under everyday life conditions stated that the air purifiers were effective in reducing indoor PM concentration depending on the user location and the subject characteristics. The study done by (Chen et al., 2010; Zhang et al., 2019) signified that the usage of air purifiers limited the exposure of aerosols and droplets on healthcare workers in dental clinics significantly. Moreover, air purifiers can limit the exposure of the airborne virus to ones living with SARS-CoV-2 infected patients, or suspected cases being quarantined at home, thus reducing the risk of household contagion (Zhao, Liu, & Chen, 2020).

Air purifiers with disinfection capability can be marked as more effective filter than the normal ones to fight the deadly virus (Liu et al., 2017). Although the installation cost of these filters would be high and will comparatively use more energy, but looking towards the current scenario, cost and energy can be considered as a secondary thought and of less concern. Many commercial air purifiers having high efficiency to approximately 99% to remove the pollutants present in the surroundings, are available these days giving back fresh and pollutant-free air and thus improving IAQ. Some of the filters useful for improving IAQ are discussed in the next section.

  • a

    Activated carbon

The presence of harmful VOCs in households can cause serious health disorders. For improvement of IAQ, carbon-based filters are being implemented for several years and have proved their efficiency in adsorbing NO2 and VOCs. Activated carbons are characterized as amorphous carbonaceous materials owing to a large surface area and porosity. Activated carbon can be obtained from chemical and physical activation of any carbonaceous precursor. These are cost-efficient adsorbents and have chemical, thermal, and mechanical stability (Molina-Sabio & Rodríguez-Reinoso, 2004). Carbon filters can be generated from shells of coconut, almond, and pecan, and in the form of activated charcoal, bamboo charcoal, granular activated carbon, or activated carbon fiber. Based on the carbon base used, pollutants can be removed using different techniques like oxidation, regeneration, catalysis, reverse reactor process. The review of all the carbon-based filters resulted that the bamboo-based activated carbon has the highest adsorption efficiency and the activated carbon fiber has the best effective surface than the others (Mondal & Saha, 2019). Activated carbon can also be obtained from agricultural waste products rather than from fossil fuels (Nowicki, Pietrzak, & Wachowska, 2009). On this note, Bader, Sager, Schneiderwind, and Ouederni (2019) successfully prepared foam and granular activated carbons from olive stone grains collected from olive oil factories through chemical and physical activation for adsorbing NO2. Results from the adsorption tests indicated higher adsorption capacity of NO2 by CO2-activated carbon than KOH-activated carbon thus inferring that meso-microporous carbon activated with a strongly basic group is best suitable for adsorbing NO2. However, activated carbons cannot completely remove contaminants as it is difficult to reach equilibrium in the adsorption process.

  • b

    HEPA (High-Efficiency Particulate Air) Filters

HEPA filters have been in the market for a decade and are considered valuable tool in protecting personal and equipment over the years. HEPA filters are standardized as the filters that must be able to remove particles greater than or equal to 0.3 μm by 99.97% efficiency. These are made up of borosilicate microfibers and laid down in form of pleated sheets (Dey, Choudhary, & Ghosh, 2017). In this, particles are physically captured by forcing air through the HEPA filter using four key mechanisms namely diffusion, interception, inertial impaction, and sieving. The smallest particles are filtered by diffusion and larger ones are more effectively removed by inertial impaction, interception, and sieving mechanism (Yang, 2012). HEPA can remove the aerosols of size range 0.25–1 μm with an efficiency of 95% and approximately 100% for particles greater than 2.5 μm. HEPA filters have a good CADR (median 361m3/h) and consume low electric power per CADR (0.15 W/m3/h) (Zhao et al., 2020). Liao, Ye, Pillarisetti, and Clasen (2019) analyzed the reduction in air pollution exposure by indoor air filter using CONTAM software for the simulations inferring that the all-day use of HEPA filters can reduce the PM2.5 personal exposure by 31–72% for smoker-absent scenarios, 38–78% for smoker-present scenarios and 8–37% reduction in the mortality rate linked to IAP.

HEPA filters lack self-cleaning or disinfecting properties, resulting in the possibility of transmission of activated pathogens through the air during disposal or replacement of filter (Miaskiewicz-Peska & Lebkowska, 2012). An experimental study examining the efficiency of HEPA purifiers resulted in the fact that particles having 200−250 nm size range were least efficiently removed though this size range has the highest concentration in the ambient air (Lowther et al., 2020). The outcome concluded that the ambient air particles can be removed efficiently and at a similar rate or greater than the Association of home appliance manufacturers' standard particle size, but HEPA air purifiers are not beneficial for removing particles of size 200−250 nm range.

  • c

    Germicidal UV radiation

Ultraviolet radiation is one of the best methods for killing viable microorganisms be it bacteria, fungus, or virus as these radiations can directly damage its DNA. UV-C band having wavelength 200−280 nm is considered as the best suitable band for germicidal effect than UV-A and UV-B band. Three times higher radiation dose is required for the inactivation of bacterial spores than for polio and rotaviruses (Chang et al., 1985). Kierat et al. designed a sterilizer for deactivating the pathogens present on the face masks or any surface using the UV germicidal disinfection (UVGI) method (Kierat et al., 2020).According to the chamber design, a mask can be sterilized on average within 15 min giving a radiation dose of 1 J/cm2 three times without destroying the filtration properties. But non-transparent stiffening on the facemask was observed which inhibited the penetration of radiation to the next layers. One approach to solve this problem involves the use of an additional sterilization method. Based on the solution suggested, a study involved iodine use along with UV radiation for bacterial and fungal spore inactivation on AHU, as many spores residing on the filters of AHU can form colonies (Nakpan, Yermakov, Indugula, Reponen, & Grinshpun, 2019). Out of the three interventions, simultaneous application UV + Iodine, two sequential applications, UV followed by iodine (UV, Iodine) and Iodine followed by UV (Iodine, UV); (UV, Iodine) was considered the best method for killing the germicides as UV effectively damaged the coating layers of bacteria/fungus and iodine efficiently penetrated for complete DNA damage, thus inactivating bacteria. Flat filters were better than deep-bed filters as the type of filter and combined treatment implemented significantly impacts the inactivation of spores.

  • d

    Ionization air purifier

Ionization air purifiers are competent to bring down the concentration of contaminants, odors, airborne pathogens, and VOCs present in indoor air. Ionizers emit negatively charged ions using high dc voltage through corona discharge. The airborne particles are then electrically charged by emitted ions, which either repel, agglomerate or deposit on the surfaces by gravitation or static electrification, thereby purifying the air (Grabarczyk, 2001).

Ionic air purifiers can be either stationary or wearable devices. The study examining wearable ionizers (Grinshpun et al., 2001) discovered 80% removal efficiency of particles after 30 min and 100% after 1.5 h in a 2 m3 chamber. Stationary ionic air purifiers in a 2.6 m3 chamber demonstrated 100% removal efficiency of PM having a size between 0.3 and 3.0 μm within 10−12 min (Grinshpun et al., 2005). One of the studies (Shiue, Hu, & Tu, 2011) quantifying the relative impact of air mixing, distance, and height on removal efficiency of ionizer showed that air mixing enhances removal efficiency up to 90% for the particles having a size less than 0.1 μm and more than 0.5 μm and decreases up to 65–90% for particles of size 0.2–0.4 μm. The particle removal efficiency decreases as the horizontal distance increases and is maximum at a height above 60 cm. But the higher ionization rate can also charge the surfaces and can create an adverse impact on human health. Accordingly, a double-blind, crossover study (Dong et al., 2019) examining the effect of ionization air purifiers on the cardio-respiratory health of students aged 11–14 in a school showed that IAQ improved to a great extent but the high levels of negative air ions can harm cardiac autonomic function. Collectively, the results suggest, implementing unipolar ionic air purifiers in confined spaces having a high surface-to-volume ratio can efficiently reduce aerosol exposure.

  • e

    PCO (Photo-Catalytic Oxidation)

PCO is one of the promising energy-efficient air purification techniques that break down a wide range of pollutants into non-toxic by-products like CO2 and H2O. PCO owes properties like combined treatment of diverse pollutant mixture, easy operation and maintenance, and complete reaction, which can improve IAQ (Zhao & Yang, 2003). Photocatalysts used for oxidation can be pure or doped metal oxide semiconductors like TiO2, ZnO, CdS, etc (Hoffmann, Martin, Choi, & Bahnemann, 1995). Among all, titanium dioxide (TiO2) is the most widely used material owing to its high photocatalytic activity, non-toxicity, stability, and relatively low price. TiO2 film has higher photocatalytic activity than commercial TiO2 powder (Huang et al., 1999). Porous silica can also be used to support TiO2, mainly for indoor air purification, so that the intermediates formed during the reaction can be adsorbed and are eliminated (Obuchi, Sakamoto, Nakano, & Shiraishi, 1999). UV lights with a wavelength of 300−370 nm are used as a light source, as they possess a dramatic effect on the degradation of reactants. The rate of reaction also depends on the configuration of reactors. Reactor having large volume and low-pressure drop is highly recommended. There are three reactor designs namely, honeycomb monolith reactor, fluidized bed reactor, and annular reactor. The Honeycomb monolith reactor is used for automobile exhaust emission control and NOx reduction in power plant gases. It poses a low-pressure drop and a high surface area to volume ratio. The fluidized bed reactor can treat high gas feed rates and low-pressure drops. They can make efficient contact with UV photons, solid catalysts, and gaseous reactants. Two concentric cylinders forming an annular region by a certain gap makes an annular reactor. They exhibit high gas flow velocity because the cross-sectional area of the cylinder is small. The reaction rate of PCO depends on the efficiency of the reaction which is highly influenced by light intensity, contaminant concentration, oxygen concentration, humidity, and flow rate (Zhao & Yang, 2003). VUV-PCO consisting of PCO unit, nanoporous TiO2 film, and an ozone removal unit having Mn-Fe catalyst and a radial fan to remove the TVOC concentration in a sealed room was constructed by (Xu, Zheng, & Zhang, 2018) which on operating resulted that VUV-PCO works efficiently in removing total VOCs mainly formaldehyde, toluene, and ketones. The VUV-PCO air purifier can remove benzene homologs with high efficiency. Further, it also reduces the concentration of ozone which is produced as a by-product and itself regenerates Mn-Fe catalyst up to a significant and permissible level.

  • f

    Recent innovations

Some of the recent technologies include biomaterials like soybean which are cost-effective and biodegradable. SPI is the best protein of all three forms derived from soybean due to its high protein content (90%) and its low cost (Roy, Mishra, Jain, & Solanki, 2018). Due to dipole attractions and electrostatic force of attraction, SPI can attract PM particles. SPI combines with Bacterial Cellulose (BC) synthesized during fermentation of gluconacetobacterxylinus possessing a 3D nano-network that helps to filter PM particles physically. Removal efficiency for PM2.5 and PM10 can be in the range of 99.4% and 99.95% respectively by using SPI and BC in an appropriate ratio.

Another recent filter is the SOP filter, having the potential to filter, inactivate aerosolized viruses, and self-disinfect (Versoza, Heo, Ko, Kim, & Park, 2020). SOP filters can be implemented in face masks and HVAC systems to limit the transmission of airborne and aerosolized viruses. SOP filters are highly enriched oxygen-generating neutralizing compounds, which convert the air pollutants into oxygen. Hydrogen peroxide is one of the by-products of SOP filters which can disable or kill bacteria and viruses due to its instability.

Liu et al. (2015) researched polyacrylonitrile filters composed of nano-polymer material working on the principle of particle adhesion for curbing PM2.5 pollutants. The filter being translucent can be installed on the windows as it is the part of the house that remains unutilized technically. Moreover, it allows natural light to enter the room with additional benefits of good optical transparency, lightweight, low resistance to airflow, and high filtering efficiency. More than 95% efficiency can be achieved for PM2.5 filtration varying according to the surface chemistry of production of the polymer filter as well as the transparency to be achieved.

The analysis done for all the filtration techniques depicting their specifications, field of application, and the key findings from the reviewed articles are represented in Table 4 . It is observed that activated carbon is the conventional method used for purification and it works on the principle of adsorption. HEPA filters are the most common filters used as they promise to remove PM2.5 pollutants with a percentage of 99.97% but are expensive. UV filters can kill the germicidal pollutants and can find their application in residential sectors, but these filters are to be coupled with some other pre-filter for the removal of dirt or larger size particles. In current times, UV is in high demand as it has the capability of self-disinfecting and can kill the virus from its DNA. The latest emerging filter is PCO using TiO2 as the oxidizing agent, efficient in removing every type of pollutant but it releases ozone as a by-product. Recent filter technologies like biodegradable SPI, having PM2.5 absorbing efficiency of 92.3%, transparent PAN filters, SOP owning properties like self-disinfection, and inactivating aerosolized viruses; are also making their space in the market, thus providing IAQ.

Table 4.

Analysis of air purifiers.

Filter types Specifications Applications Key findings References
Activated carbon Obtained from carbonaceous materials, have a large surface area and porosity. Find its application in adsorbing NO2 and VOCs. Cost friendly, possess good chemical, thermal and mechanical stability, cannot completely remove contaminants. (Molina-Sabio & Rodríguez-Reinoso, 2004; Mondal & Saha, 2019; Nowicki et al., 2009)
HEPA filter Removes up to 99.97% of particles that pass through. Used worldwide in cleaning medical rooms and are placed in AHU for filtration of dust. Costly, very efficient, Regular filter replacements, cannot remove particles size 200−300 nm, require pre-filters. (Bolashikov & Melikov, 2007; Dey et al., 2017; Vijayan et al., 2015; Yang, 2012)
PCO Uses metal-oxide semiconductors having high photocatalytic activity. For the combined treatment of diverse pollutants Complete reaction, ease of operation and maintenance, release ozone as a by-product (Bolashikov & Melikov, 2007; Destaillats et al., 2012; Xu et al., 2018; Zhao & Yang, 2003)
Germicidal UV Uses UV-C band wavelength radiation. Widely used in hospitals for disinfecting surfaces. Directly damages DNA of pathogens, releases ozone gas, require pre-filters (Chang et al., 1985; Kierat et al., 2020; Nakpan et al., 2019; Wielick et al., 2021)
Ionization filter Use high dc voltage through corona discharge In industries and as portable purifiers in residential buildings Low energy costs,
reduced formation of harmful emissions, potential health benefits, excessive electrostatic discharge charges objects, O3 emissions
(Dong et al., 2019; Grabarczyk, 2001; Shiue et al., 2011)

6. Discussion and hypothesis

COVID-19 pandemic has made unprecedented impacts not only on health but also on the lifestyle, economy, and environment. This pandemic came up with certain questions such as its origin, affecting parameters and remedies to cure this situation, and prevention methods for the future as it is neither the first of its kind nor the last. The whole scientific community is engaged in finding the answers to these questions. Alongside, temperature and humidity, air quality is one such parameter that correlates with both COVID-19 and occupant health in indoor environment.

In ambient air, majorly PM2.5 and NOX were found to exacerbate the exposure to infection as COVID-19 is considered airborne by various studies and experiments (Ferguson et al., 2020; Wang & Li, 2021). These parameters not only worsen the situation in the outdoor environment, but also indoors as household air pollution is found to be 4–5 times more than outdoors and people spend most of their time in confined spaces. To alert people about the prevailing conditions of air quality, AQI is one of the important parameters that help society procure self-care decisions of stepping out. Different prediction models, numerical and statistical methodologies are used for accessing AQI across the globe. In the era of communication and advance technology, IoT and hybrid models have taken place in the market of forecasting owing to their precision and accuracy. The increasing AQI reveals escalating pollutant concentration which indirectly intensifies the prevailing pandemic (Barcelo, 2020). The pollutants increase in confined spaces, attributable to socio-cultural activities besides the temperature and relative humidity of conditioned space and prevailing climatic conditions. Moreover, the indoor environment can be degraded if proper ventilation is not provided in the buildings, urging for the sustainable development of the society by exploring the control methodologies for improving the air quality and eyeing on the safety of occupant’s health considering this scenario.

The improvement methodologies discussed in this review paper are categorized into non-pharmaceutical measures and engineering controls. The detailed analysis of all the improvement techniques consisting of the characteristics of the applications namely facemasks, lockdown, social distancing, ventilation, and air purifiers, their advantages and disadvantages is represented in Table 5 .

Table 5.

Analysis of the IAQ improvement techniques.

Applications Characteristics Advantages Disadvantages References
Face masks Personal protective equipment helps prevent transmission from the infected droplets. Cost-friendly, seals face properly, filter out the microparticles effectively. Causes irritation in the eyes, hampers volume of speech, prolonged usage can cause hypercapnia and hypoxia in sensitive groups. (Abboah-Offei et al., 2021; Rader et al., 2021; Gondim, 2021; Li et al., 2020; Ahmad et al., 2020; Scheid et al., 2020)
Lockdown A particular country or a city undergoes shutdown and stays at home. Efficient reduction in infection rates; improves air quality as pollutants get diluted and reduced. Travel issues and can cause an economic recession if implemented for a long duration. (Latif et al., 2021; Kumari & Toshniwal, 2020; Mahato et al., 2020)
Social distancing Maintaining a physical distance of 1–3 m from other individuals. Helps in delaying the peak of disease, reduces the required ventilation rate in confined space, better compared to facemasks for sensitive groups in indoor spaces. Adversely affects mental health, conflicts with ethical and religious sentiments, monitoring violates an individual’s privacy. (Sun & Zhai, 2020; Qureshi et al., 2020; Guo, Qin et al., 2021; Cato et al., 2020; Marroquín et al., 2020)
Ventilation Inside-outside air exchange for diluting contaminants in confined spaces. Provide required ventilation rate, thermal comfort, and maintains the health of occupants. Extracting 100% fresh consumes more energy,
lacks self-disinfecting capability
(Ge et al., 2020; Megahed & Ghoneim, 2020b; Morawska et al., 2020; Schoen, 2020)
Air purifiers Filters the contaminants from indoor spaces. Reduces the risk of household contagion, some can filter PM and others can kill the pathogens. High installation cost, high energy consumption, only cleans the air that passes through it. (Chang et al., 1985; Chen et al., 2010; Dey et al., 2017; Grabarczyk, 2001; Mondal & Saha, 2019; Roy et al., 2018; Shiue et al., 2011; Yang, 2012)

The non-pharmaceutical measures include using facemasks, following lockdown regulations, and maintaining the social distance between the occupants in indoor spaces. These measures have helped enormously in dropping down the peak of infected cases. Facemasks differing in materials are used extensively at workplaces, hospitals, and in residential, which may decrease the exposure risk to SARS-CoV-2, but its prolonged usage can cause risk to sensitive groups and those engaged in workouts. The excessive use of mask restricts the airflow, creating a high concentration of CO2 in the body resulting in acidic nature of blood which causes hypercapnia and hypoxia that can be lethal. Moreover, it stipulates a fictitious feeling of protection paying no heed to much better safety measures like social distancing, hand sanitization, or use of face shields. The face shield can be an alternative to facemasks which can maintain CO2 and O2 exchange and can equally protect from exposure to the virus. Simulation results (Lindsley, Noti, Blachere, Szalajda, & Beezhold, 2014), showed 96% reduction in virus exposure as compared with facemask and even social distancing could decrease exposure by 92%. Moreover, it can be sanitized and be reused leading to environmental benefits. Also, one-time use and throw masks create medical waste which is harmful from an environmental perspective (Si, Shen, Liu, & Wu, 2021). So, more trials and studies of using face shields can help in better understanding its adaptation.

The lockdown imposed by the government of the countries, highly affected by the pandemic has twisted the concentration of the pollutants to a great extent at the early stages of the first wave of the pandemic, reducing pollutant concentration in the regions by 30–50%. But this measure did not provide a long-term solution due to its impact on the economy (Rahman et al., 2020).

Proper social distancing at an early stage can play a pivotal role in reducing the frequency of transmission. Additionally, it can help in delaying the peak of disease, thereby reducing the burden on the health care system and providing more time for implementation of countermeasures. It can also cause some negative impacts on the economy and individual freedom due to quarantine, isolation, travel restrictions, and border control. Contact tracing or real-time monitoring also violates people’s privacy and can conflict with ethical and religious principles due to the cancellation of mass gatherings. Although social distancing can cause some negative impacts, they play a crucial role in reducing the severity of a pandemic, especially in indoor spaces.

Engineering control strategies include providing proper ventilation rate indoors and adopting cleansing measures or technologies for removing both the pollutants and pathogens from the confined areas, stemming healthy IAQ giving rise to the sustainability of cities and society. Passive designs are being approached for prevention against air pollution and disease control. However, these should be complemented with outdoor ventilation and air cleaners (Leng, Wang, & Liu, 2020). The use of air conditioning systems in pandemic has been a controversial topic as some suggested, its usage can exacerbate the situation while others recommended using an HVAC system for diluting the contaminants in indoor spaces. But the solution lies in its optimal designing and usage method. Recirculation of air in the HVAC system can be the source of infection which can be solved either by extracting 100% fresh air by using a mechanically ventilated heat recovery system or by using self-disinfecting filters like UVGI in the system itself.

Air cleaners or air purifiers are one of the most common improvement technologies suggested in this pandemic. Air purifiers are available in varieties based on the filter medium used. The most appropriate filters suggested for the current scenario are HEPA filters, ionizers, and UVGI filters. These filters can be portable or can be combined with the ventilation system. The portable filters can remove contaminants from the surroundings only. So, the optimization of the arrangement of people and placing the air purifiers accordingly in confined space can be beneficial.

Overall, the pandemic urges us to adopt a new, better, and sustainable lifestyle for the betterment of ourselves, humankind, and nature. The change in the style of working, by avoiding crowding at offices and work from home, providing more space for residencies than commercial buildings, and paving the way towards smart cities is the urgent need (Beria & Lunkar, 2021).

7. Conclusion and remarks

The astonishing speed of contagion of peculiar global pandemic COVID-19 made scientists dissect the factors aiding the exacerbation of the pandemic and assess all the possible preventive measures to combat the disease. This review paper scrutinized the relativity of air quality and COVID-19 and IAQ improvising techniques. The key inferences from the reviewed articles and recommendations for the development of sustainable society and environment are briefed underneath:

  • AQI has been of great advantage for the public as it makes them aware of the pollution level in their region and acts accordingly. So far, AQI is forecasted considering 5 parameters, PM10, NO2, O3, CO, and SO2; but the small number of toxic compounds in the air can also probably result in critical issues. Consequently, it is desirable to consider the toxic compounds while forecasting AQI.

  • The positive connection between air pollutants (PM2.5 and NO2) and COVID-19 contagion urges to level the air quality index. Employing preventive measures to mitigate air pollution can kill two birds with a stone, reducing exposure rate as COVID-19 is airborne and fight against climate change. Thus, accomplishing two of the sustainable development goals.

  • The health of occupants in confined spaces should be of utmost priority. The reviewed articles inferred that IAQ can be enhanced using non-pharmaceutical measures and engineering controls, but both have their pros and cons. The best way is to find a middle ground for all the techniques that can help reduce infection risk.

  • It can be concluded from the review that facemasks are beneficial in outdoor spaces or crowded places. But its prolonged usage indoors can cause hypercapnia and hypoxia, especially in sensitive groups. Face shields are one of the alternatives that can be focused, as they allow better airflow and are reusable, thus decreasing medical waste.

  • Lockdown was widely implemented across the globe to slump the peak of rising cases. Also, it benefited the environment in its early phase, but it cannot be considered a potential solution for the long- term due to its adverse impact on the economy.

  • Social distancing has been one of the effective non-pharmaceutical measures in indoor areas and can considerably reduce infection risk. Although, social distancing was quite difficult to maintain attributable to low-income households, socio-cultural sentiments, and mental health; Government, IoT, learning-based models, and various social media platforms helped to make this possible. Social distancing can be encouraged by providing incentives and monitoring public places. Moreover, medical robots, unmanned aerial vehicles can be utilized to reduce human presence in essential tasks.

  • From the viewpoint of engineering controls, ventilation can help dilute contaminants and reduce infection risk. As suggested, air should not be recirculated, and using 100% fresh air can consume more energy . It is now time to move towards smart city design models where hygiene ventilation can be done using 100% fresh air with efficient energy consumption for sustainability.

  • Air purifying filters having self-disinfecting capabilities have been proved beneficial to bring down the transmission of potential airborne or aerosolized COVID-19. UV germicidal filter, ionization filters, PCO, or newly emerging SOP can be of good help for the inactivation of the virus in residential and public buildings. But they are not able to protect the people from direct and indirect exposure.

  • There is an urgent need to modify the HVAC system used in indoor spaces by integrating mechanical ventilation with air purifying techniques like UVGI to protect occupants from future bio-attacks like the one we are facing.

Overall, it can be seen that all the solutions are condition-specific and implementing only one or two of these measures may not help in limiting the COVID-19 cases. However, approaching these techniques together or integrating them can account for a feasible solution that may help mitigate the present condition and prevent an alike situation in the future. As the world is trying to come back at its normal pace, it is recommended to reduce the occupancy density and adopt smart building designs for a sustainable future.

Disclosure

The work reported in this article forms a part of the Post Graduation work of the first author being carried out at CSIR-CBRI, Roorkee. The article is published with the permission of the Director, CSIR-Central Building Research Institute, Roorkee.

Declaration of Competing Interest

The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.

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