Skip to main content
PLOS One logoLink to PLOS One
. 2021 Apr 15;16(4):e0248044. doi: 10.1371/journal.pone.0248044

Self-referential encoding of source information in recollection memory

Ross Lawrence 1,*, Xiaoqian J Chai 2
Editor: Barbara Dritschel3
PMCID: PMC8049320  PMID: 33857141

Abstract

Information that is encoded in relation to the self has been shown to be better remembered, yet reports have disagreed on whether the memory benefit from self-referential encoding extends to source memory (the context in which information was learned). In this study, we investigated the self-referential effect on source memory in recollection and familiarity-based memory. Using a Remember/Know paradigm, we compared source memory accuracy under self-referential encoding and semantic encoding. Two types of source information were included, a “peripheral” source which was not inherent to the encoding activity, and a source information about the encoding context. We observed the facilitation in item memory from self-referential encoding compared to semantic encoding in recollection but not in familiarity-based memory. The self-referential benefit to source accuracy was observed in recollection memory, with source memory for the encoding context being stronger in the self-referential condition. No significant self-referential effect was observed with regards to peripheral source information (information not required for the participant to focus on), suggesting not all source information benefit from self-referential encoding. Self-referential encoding also resulted in a higher ratio of “Remember/Know” responses rate than semantically encoded items, denoting stronger recollection. These results suggest self-referential encoding creates a richer, more detailed memory trace which can be recollected later on.

1 Introduction

Self-referential encoding, when information is encoded with reference to the self (e.g. “What is your opinion of this object?”, “Does this adjective describe you?”), has been shown to lead to better memory performance compared to other encoding strategies, including semantic and other-referent encoding [1, 2]. This facilitation in memory from self-referential encoding is known as the Self-Referencing Effect (SRE). The improvement in memory performance due to SRE is not limited to particular types of stimuli. A meta-analysis of SRE research reported that although approximately 80% of all studies used personality trait words, SRE has been documented across a variety of stimuli, from trait adjectives and nouns [2], to photographic objects [3]. Proposed theoretical explanations for the SRE posit that there exist well-established networks of knowledge/memories related to the self that self-referential processing taps into, allowing for more organized and elaborate processing than other information processing methods [2, 46].

Historically, research into SRE has focused more on item recognition, with fewer studies investigating the accompanying source information of the item being encoded. Source information pertains to any and all features that, collectively, describe the conditions under which the memory was formed. This information can include spatial, temporal, visual, and/or the delivery method of the stimuli [7]. Several studies have examined self-referential encoding in source memory paradigms but the results have been inconsistent. Beneficial SRE on item and source memory was observed as improved accuracy in determining the background image displayed with the object and/or the proper encoding prompt [812]. A recent study reported self-referential facilitation of source information involving the spatial location of words, but not the color the words were displayed as [13]. Another study by Durbin, Mitchell, and Johnson [14] suggested that the SRE on source memory may depend on the valence (positive/neutral/negative association) of the items being processed. While self-referential encoding enhanced item recognition for positive, negative and neutral words, source memory (remembering what prompt accompanied the word, “Me?” or “Story?”) was facilitated by self-referential encoding only in positive words, not in neutral or negative words. When the experiment was repeated with pictures, self-referential encoding actually resulted in worse source memory for neutral and negative pictures compared to non-self-referentially encoded pictures. While it is known that both positive and negative stimuli are better remembered than neutral stimuli [1517], the interaction between valence and SRE has not been consistently reported. In D’Argembeau, Comblain, et al. [18] the SRE only improved the retrieval of positive emotional information, not the negative information, and only influencing free recall but not recognition. Fossati, Graham, et al. [19] observed a contradictory phenomenon, with young adults recognizing more negative words than positive ones regardless of the encoding condition. Other studies have found no significant interaction between valence and SRE [17, 20].

One key distinction to be made with reference to source memory is whether the source information being tested for is inherent to the encoding activity as opposed to additional encoding context. The majority of studies regarding source memory use tasks in which the source information is required to be processed by the participant, for example, what encoding activity (e.g., self-encoding versus semantic encoding) was coupled with the stimuli [3, 14, 21]. The few studies that did monitor additional source information still required participants to explicitly allocate attention to the source information. For example, Leshikar and Duarte [9] conducted a study in which the participants were show images on one of two backgrounds and asked “Is this object-scene pairing pleasant?” (self-referential) or “Is the dominant color of the object found in the background?” (self-external). The resulting source memory performance was based off of the recollection of the prompt and the background, two pieces of information that the participant had to pay attention to in order to perform the task. SRE’s influence on peripheral information, information not necessary to properly preform the task (such as background not referenced by any prompt, or color of another object presented with the stimuli), during encoding has sparsely been tested, if at all.

Another line of research has focused on SRE in recollection vs. familiarity-based memory, which measures an individual’s subjective recollection. Subjective recollection refers to when a person determines whether or not they are able to remember any episodic details while recalling information. The Remember/Know paradigm, where “Remember” denotes a conscious recollection of specific details relating to the item and accompanying details of its prior occurrence, and “Know” denotes only a familiarity without said episodic information, has commonly been used to investigate recollection [22, 23]. Conway and Dewhurst [24] reported that adults had similar overall recognition rates for both self-referentially and semantically encoded words. However, analysis of recognition in terms of numbers of correct “Remember”/”Know” responses revealed significantly higher ratio of “Remember” responses to “Know” responses for self-referential encoding compared to non-self-referential encoding. Similar results were found by later studies [25, 26]. This supports a possible interaction between SRE and subjective recollection independent of overall item recognition. The link between SRE and subjective recollection may be invariant to the stimuli valence as well, as Lalanne, et al. [21] found that SRE improved recognition performance in young adults and significantly influenced the proportion of “Remember” responses, with the proportion not varying according to whether the adjectives were positive or negative.

It is so far unclear how the subjective recollection experience influences SRE on source memory. Recollection, relative to familiarity-based memory, presumably contains more source details. The goal of the current study was to investigate the SRE on source memory in recollection, with self-referential encoding being compared with semantic encoding in an incidental encoding source memory task, using the “Remember/Know” paradigm [22]. Our design included two types of source information, a “peripheral” source which was not inherent to the encoding activity, and source information about the encoding context (encoding question). This would allow us to examine whether self-referential encoding has different effects on these different types of source information.

2 Methods

2.1 Ethics statement

This study was approved by the Johns Hopkins School of Medicine IRB, Approval Number: IRB00151734. IRB approved written consent was collected from each participant. Individuals aged 18–35 were recruited for participation in this study due to its focus on memory in neurotypical adults.

2.2 Participants

52 healthy adults between 18 and 35 years of age participated in the study (25 females and 27 males, mean age = 23.64 ± 4.94). Participants were recruited from the Johns Hopkins University community and the Baltimore area. All participants were native English speakers, right-handed, had normal or corrected-to-normal vision, with no history of psychiatric, neurological, or developmental disorder. Informed consent from was obtained prior to the study. All participants were given a Kaufman Brief Intelligence Test-2 (K-bit) during the visit. The range of participant IQ scores were 98 to 138 (mean = 119.33 ± 9.92).

2.3 Behavioral task

2.3.1 Encoding task

The encoding part of the study took place as part of a larger study involving the collection of MRI data using an MRI scanner. Before going inside the MRI scanner, all participants signed the consent forms and were thoroughly explained the encoding activities they would be doing during the study [S1 Text]. The memory test portion of the study was omitted from this explanation, only being mentioned as a “third activity”. Before beginning the encoding task, instructions were reviewed with the participant.

Encoding stimuli consisted of 4 blocks of 40 color images of commonly known, visually distinct, objects overlaid on top of one of two backgrounds (Fig 1). Object images fell under 1 of 7 categories (animal, clothing, fruit, vegetable, toy, tool, instrument), and were approximately 320x320 pixels. Background images consisted of a forest background and a beach background, both 800x640 pixels with similar pixel intensity range. Below each background were two symbols indicting the question the participant must answer. The two potential questions were “Do you like this object or dislike/not care about it?”, indicated by a smiling cartoon face and a neutral cartoon face, or “Is this a living or not living object”, indicated by a leaf and a leaf with a red X through it. The positive options (smile or leaf) were always displayed on the left half of the screen, while the negative options were always displayed on the right. This “like/do not like” paradigm was similar to methods used by several previous studies on self-referential effects. [9, 26, 27]. The background and questions were randomly assigned to each object, ensuring that each category had an equal distribution of the 4 background/question combinations.

Fig 1. Encoding task example.

Fig 1

Example images shown to the participants taken from the encoding task. The leaf symbols indicate the “living/non-living” question (semantic encoding). The face symbols indicated the “I like it / do not like or do not care about” question (self-referential encoding).

The task consisted of 4 blocks of the encoding activity, where the participant would be shown one set of stimuli images inside the scanner. Each image was shown for 3 seconds, followed by a fixation screen, consisting of a while “+” symbol on a black background, for 1 to 9 seconds. Using two buttons, one in each hand, participants were instructed to press the button that corresponded to their answer as quickly and accurately as they could before the next image was shown.

2.3.2 Kaufman Brief Intelligence Test-2

Immediately after the memory encoding sessions, participants completed the Kaufman Brief Intelligence Test-2 (Kbit-2). The Kbit-2 was administered by researchers for the purpose of obtaining a brief, reliable, and well-normed assessment of intelligence that measured verbal and nonverbal abilities. A time limit of 30 minutes was placed on the administering of the test in control the amount of time between encoding and testing. If a participant took longer than 30 minutes, the activity was stopped and resumed after the administration of the Memory Testing task. Memory Testing Task.

2.3.3 Memory testing task

Upon the completion of the Kbit-2, participants were then tested on what they recalled from the Encoding task. Participants were not informed that they would be tested on their memory of the Encoding task. This task consisted of 3 blocks of 80 images either from the encoding task or new images from the same categories, totalling 240 images (80 new, 160 previously seen during the Encoding task). Images were displayed in pseudorandom order, with no more than three consecutive images from either the new image set or from the encoding activity. For each image, participants were asked to first determine whether they remembered seeing the object during the encoding activity and also remember specific details (e.g., what the image looked like on the screen, what they were thinking at the time etc.), didn’t remember seeing the object, or thought the object was familiar but could not confidently recall additional details (denoted by the options “Remember”, “New”, and “Familiar” respectfully). We have included a copy of the detailed instructions in the [S1 Text]. The RK instructions followed closely to Gardiner (1988) [28]. If the participant chose either “Remember” or “Familiar”, they were then asked to answer which of the two backgrounds the object was shown with, followed by being asked which of the two question prompts (living/non-living, or like/don’t like) the object was shown with. The test was administered on a laptop with no expressed time limit and broken into 3 blocks. Participants completed a short practice test to make sure they understood the task and researchers monitored the participants for the duration of each block of the test.

2.4 Statistical analysis

The trials were categorized based on the answers provided during the testing task into “Hits” (old objects correctly identified as “Remember” or “Familiar”), “Miss” (forgotten objects), “False Alarm” (new objects falsely identified as “Remembered” or “Familiar”) and “Correct Rejection” (new objects identified as “New”). Hits were further divided into Remember and Familiar based upon the participants answer. Using the Independence Remember/Know procedure (IRK) [29], familiar rates were estimated by dividing the rate of Familiar responses by 1-(rate of Remember responses). Remember and Familiar trials were further divided into those with correct source information (background image correct, encoding question correct, or both source correct), and those without source information (item-only memory). Source memory were calculated by dividing the number of correct answers by the total number of either correct Remember responses as the denominator. Because source judgements following a Familiar response are likely to contain mostly guesses and there were very few Familiar responses overall (<10%), we decided to conduct source memory analyses on Remember trials only. Source accuracy was estimated by subtracting the proportion of Remember trials with incorrect source from trials with both source correct, following Leshikar et al. [30], and Duarte et al. [31]. False Alarm (FA) answers were separated by the erroneous information each participant gave, namely Remember or Familiar, beach or garden background, and self-referential or semantic encoding question. Due to the use of the IRK model for estimation of familiarity, which utilizes the recognition rate in its calculation, the independence of the rates of each memory type is compromised. This questionable independence effects the validity of the corresponding ANOVA, which is why it was not performed on the memory test results.

To further analyse the psychological processes that went into the answers provided by participants, the use of multinomial processing trees (MPT) were implemented. MPT models attempt to estimate latent parameters from observed category frequency counts. In the case of this analysis, the latent parameters represent to the theoretical psychological steps taken by participants when answering a question on the recognition test. The rates at which each participant answered the different questions from the test, grouped by the source information presented with the item, were used as the category frequency counts in the MPT model. The MPT analysis program multitree [32] was used to perform this analysis. Each participant’s MPT results were then analysed using t-tests and ANOVA methods to determine significant differences in answering patterns.

3 Results

3.1 Overall memory performance

Memory accuracy was calculated by subtracting the percentage of False Alarms from the percentage of Hits [33], excluding items in which the participant failed to answer encoding question in time. Across all participants, overall mean accuracy rate of item recognition (Hit-FA) was 0.57 ± 0.16. The mean accuracy rate for Remember trials, calculated by taking the rate of correctly answering Remember and subtracting the rate of False alarms in which the participant erroneously said Remember for a new item, was 0.53 ± 0.17. The mean accuracy rate for Familiar trials (Familiar rate–FA Familiar rate) was 0.16 ± 0.14. Of the New objects displayed to the participant during the memory test, the rate of false alarm answers in which the participant said they “Remembered” the object was 0.061 ± 0.073 and rate they said the object was “Familiar” was 0.052 ± 0.06. False alarm rate did not differ between “Remembered” and “Familiar” trials (p = .4).

3.2 SRE on recollection versus familiar-based memory

The raw proportion of trials with each memory outcome (Remember, Familiar, Forgotten/Miss for studied items; false alarm and correction rejection for unstudied items) under the self- and semantic- encoding conditions are listed in Tables 1 and 2. Recollection and familiarity memory accuracy scores for item recognition were calculated as the rate of Remember or estimated Familiar responses for the studied items (estimated by the independent RK or IRK procedure) minus the corresponding rate of False Alarms (where an answer of Remember or Familiar was given for the unstudied items).

Table 1. Remember and Familiar trial results for studied items.

Studied Items
Remember Familiar Miss
Unaltered Estimated
Self .70(.20) .08(.10) .24(.22) .22(.16)
Living .48(.17) .11(.09) .21(.16) .42(.16)
2-source Task-only Background-only 0-source 2-source Task-only Background-only 0-source
Self .33(.14) .24(.10) .08(.05) .06(.04) .03(.05) .02(.03) .01(.02) .01(.02)
Living .20(.09) .15(.07) .07(.05) .06(.04) .05(.05) .03(.04) .02(.03) .02(.02)

Raw mean proportion (standard deviation) of Remember and Familiar trials from studied trials. The rate of successful recollection for none, one, or both pieces of source information is displayed for items of Remember and Familiar trials. Estimated familiar rates were calculated using the independent Remember/Know procedure [29].

Table 2. Remember and Familiar trail results for unstudied items.

Unstudied Items
Remember Familiar New
Unaltered Estimated
Self .030 (.04) .02(.03) .02 (.04)
Living .031 (.04) .03(.04) .03 (.04) .89 (.11)
Total .06 (.07) .05 (.06) .06 (.07)

Raw mean proportion (standard deviation) of Remember and Familiar trials from unstudied trials. Estimated familiar rates were calculated using the independent Remember/Know procedure [29].

t-tests of the memory accuracy scores were performed using the IRK estimated familiarity values. Memory accuracy for Remember items was significantly higher in the self-referential encoding condition compared to semantic encoding condition (t(51) = 11.86, p < 0.001) (Fig 2). Memory accuracy for Familiar items was not significantly better when encoded self-referentially compared to those encoded semantically (t(51) = 2.00, p = 0.051). The ratio of the Remember / Familiar rates was significantly higher for self-referential encoding compared to semantic encoding (t(51) = 2.72, p = .009). This larger ratio supports the claim of SRE’s effect on memory, indicating the increased detail to which a participant believed that they remembered an item.

Fig 2. Remember and Familiar mean accuracy.

Fig 2

Mean memory accuracy rates for “Remember” and “Familiar” trials from the self-referential and semantic encoding conditions. Accuracy was calculated as the rate of “Remember” and “Familiar” trials minus the false alarm rate for “Remember” and “Familiar” respectively. Familiar rate was estimated with the IRK procedure. Error bars denote the standard errors of the mean. * p < .001.

There was no significant difference between the proportion of false alarms that were followed by a self-encoding task judgement compared to false alarms that were followed by a semantic encoding task judgement for either Remember (p = .8) or Familiar (p = .3) false alarms.

3.3 SRE on source memory

Source memory analysis was restricted to studied trials with a “Remember” response. Source accuracy for getting both source information (encoding question and background) correct was significantly higher in the self-referential condition compared to the semantic encoding condition (t(51) = 2.44, p = .018) (Fig 3) (Table 3). Self-referential encoding compared to semantic encoding resulted in a significant higher percentage of trials out of the Remember trials with correct source (one or both source correct) or lower percentage of item-only trials (incorrect source) (t(51) = 2.81, p = 0.007).

Fig 3. Mean source accuracy.

Fig 3

Source accuracy estimate for getting both source information correct for Remember responses from studied trials, categorized by encoding condition (Self vs Semantic). Error bars denote the standard errors of the mean. * p < 0.05.

Table 3. Mean source memory.

2-source Encoding Question Background Item-only
Self .45(.11) .77(.12) .58(.09) .08(.37)
Semantic .42(.12) .71(.14) .56(.09) .13(.59)

Mean proportion (standard deviation) of trials with correct source and incorrect source (item-only) in studied trials recognized as “Remember”.

Across both the self- and semantic encoding conditions, the proportion of trials with correct judgement on the background image was lower than trials with correct encoding question (t(51) = 9.26, p < .001). The proportion of trials with correct response for encoding question was significantly greater in the self-encoding condition compared to the semantic encoding condition (t(51) = 2.46, p = 0.0175) (Fig 4). The percentage of trials with correct judgement of the background image was not significantly greater in the self-encoding condition compared to the semantic condition (t(51) = 0.728, p = 0.470) (Fig 4).

Fig 4. Mean background accuracy.

Fig 4

Mean proportion of trials with correct judgement of the background image or encoding question in Remember trials. Error bars denote the standard errors of the mean. * p < 0.05.

3.4 False alarms

A two-factor repeated measures ANOVA of the answers provided by participants during a False Alarm showed that there was no significant interaction between memory type (Remember vs. Familiar), background source (beach vs. garden), or encoding condition (Self vs. Semantic) (F(51) = 0.627, p = 0.432). False Alarm rates were calculated by dividing the number of a given answer combination (Remember/estimated Familiar, Beach/Garden, Self/Semantic) divided by the total number of FA of the given memory type. None of the factors had a significant main effect, and a t-Test of the effect of the participant’s answers for encoding question found no significant difference (Table 4). These results support the idea that there is no significant bias in the participants’ answering patterns, and thus reinforce the accuracy of the data collected.

Table 4. False alarm results.

  Self  Semantic  p (Self vs. Semantic 
Remember-Garden Background  15.97 ± 3.40  13.98 ± 3.23  0.598 
Remember Beach Background  12.51 ± 2.26  14.20 ± 3.73  0.623 
Familiar_Garden Background  8.82 ± 2.47  12.23 ± 2.47  0.318 
Familiar_Beach Background  9.99 ± 2.53  11.48 ± 4.16  0.691 

t-Test results for the effect of encoding question on False Alarm (FA) answer rates as percentages. The rate of answering a specific combination was calculated by dividing the quantity by the total number of FA. No significant difference was observed between a participant’s likelihood to select the self or semantic answer based on their answer for memory type and background.

3.5 Reaction time

During encoding, reaction time for self-referential trials was slower than the semantic condition (t(51) = 9.57, p < .001). Mean reaction time was 1441ms ± 235.6 for the self-referential condition and 1283ms ± 229.2 for the semantic encoding condition. There was no significant correlation between reaction time and memory accuracies (ps > .2).

3.6 MPT analysis

Two MPT models were created for each participant, each modelling the same test results but with the location of both types of source memory in the tree swapped [S2 Text]. A t-test of the MPT results for each participant found no significant trend in answering patterns of participants for erroneously recollected items (False Alarms). The rate at which each participant answered a given combination of source memory answers was not statistically more likely than any other combination, denoting the lack of a bias. ANOVA analysis of the False Alarm results also found no significant interaction between the answering patterns.

Significant differences were noted between the initial recognition rate of an item, i.e. whether they answered that a previously encoded item was New, based on the encoding prompt. These differences were observed between the recognition rates of items self-referentially encoded with a garden background (0.781 ± 0.166) and items semantically encoded with both the garden (0.588 ± 0.187) and beach (0.578 ± 0.151) background (t(51) = 9.771, p < 0.001 and t(51) = 9.956, p<0.001, respectfully). The same trend was seen between items self-referentially encoded with the beach background (0.783 ± 0.172) and items semantically encoded with both the garden and beach background (t(51) = 9.555, p < 0.001 and t(51) = 10.535, p<0.001, respectfully). There was notably no significant difference between the recognition rates of items with the same encoding prompt, regardless of background. This was reflected in the ANOVA test of recognition which found that the encoding prompt had a main effect on the rate of recognition (F(51) = 132.136, p < 0.001), while the background did not.

Using the two unique MPT models, we were able to observe any significant interactions between the two types of source information given the accuracy of the participant in correctly answering the other source. The results of said conditional probabilities can be found in Table 5 and Fig 5. ANOVA analysis of the different conditional probabilities found no significant interaction between the background and prompt presented during encoding on the success rate of a source given the other source success.

Table 5. MultiTree results.

Source Combination
Remember Garden & Self Garden & Semantic Beach & Self Beach & Semantic
Bcorrect if Pcorrect 0.61 ± 0.17 0.62 ± 0.20 0.56 ± 0.17 0.54 ± 0.21
Bcorrect if Pincorrect 0.68 ± 0.23 0.60 ± 0.29 0.55 ± 0.31 0.43 ± 0.28
Pcorrect if Bcorrect 0.73 ± 0.17 0.70 ± 0.23 0.84 ± 0.13 0.78 ± 0.19
Pcorrect if Bincorrect 0.77 ± 0.22 0.70 ± 0.25 0.80 ± 0.18 0.70 ± 0.22
Familiar Garden & Self Garden & Semantic Beach & Self Beach & Semantic
Bcorrect if Pcorrect 0.52 ± 0.27 0.56 ± 0.32 0.50 ± 0.30 0.49 ± 0.32
Bcorrect if Pincorrect 0.50 ± 0.23 0.52 ± 0.31 0.53 ± 0.30 0.49 ± 0.32
Pcorrect if Bcorrect 0.62 ± 0.26 0.65 ± 0.31 0.52 ± 0.25 0.59 ± 0.35
Pcorrect if Bincorrect 0.62 ± 0.29 0.60 ± 0.36 0.56 ± 0.24 0.55 ± 0.34

Results for the effect of the rate of successful recollection of one source type given the other source information is either correct of incorrect. The “B if P” or “P if B” denote the rate at which a source is correct given the other source is correct/incorrect, with B representing background and P representing encoding prompt. For a visual representation of the multitree models, see Fig 5.

Fig 5. MPT conditional probabilities.

Fig 5

Mean (standard deviation) conditional probabilities of all participants’ test results, organized by source memory. Each box represents an answer option on the memory test.

A t-test between the rate of successfully recollecting the background given the encoding prompt was successfully or unsuccessfully recollected found almost no significant difference in outcome based on the background and prompt displayed during encoding. The exemption of this trend were items semantically encoded with the beach background. The rate of correct background recognition was significantly higher when the prompt was also successfully recollected (t(51) = 2.335, p = 0.024). Items encoded with this background and prompt also had significantly higher rate of correctly recollecting the prompt given the background was successfully recollected (t(52) = 2.361, p = 0.022). No other significant difference was observed in the success rate of correct prompt recollection given the background was also correctly recollected for items displayed with the other combinations of backgrounds and prompts.

Due to the large quantity of results from the MultiTree analysis, the.mpt files used in the calculation, containing the results of each participant’s model, can be found in the OSF repository in the MPT folder. In that folder is also a detailed explanation of how to read the.mpt file notation.

4 Discussion

We investigated the interaction of the subjective recollection experience and the self-referential effect on source memory. Self-referential benefits on memory accuracy were observed in recollection but not in familiarity-based memory. Self-referential facilitation on familiarity was marginal and only trended toward statistical significance. This SRE facilitation on memory accuracy extended to source memory accuracy. In regards to the two different types of source information, self-referential encoding resulted in better recollection of the encoding context, but did not facilitate the recollection of a peripheral source (background image) which was not tied to the encoding task. This difference in source memory between the two encoding conditions supports the idea that SRE facilitates recollection of source information that is explicitly processed during the encoding episode. As this benefit is not extended to peripheral source memory, different mechanisms may be utilized when encoding this information.

The encoding method also significantly affected the ratio of Familiar to Remember judgements, shown through the difference between the rate of each memory type, even after the use of the IRK method to estimate familiarity, similar to what was seen in Conway and Dewhurst [24]. Self-referentially encoded objects had a higher chance of being judged as “Remember” than objects semantically-encoded, suggesting self-referential encoding enhances subjective recollection. Our findings replicate those of previous studies, with the overall item recognition (regardless of source correctness) for self-referentially encoded stimuli significantly higher than that of semantically encoded stimuli. Consistent with prior investigations [21, 30], this SRE facilitation for memory was observed in recollection but not in familiarity-based memory.

Our analysis of false alarms suggests that there were no biases in selecting either encoding question or either of the background images. It was not more likely to attribute the encoding context to the self-referential condition after a Remember judgement was made. This was supported by the results of our Multi-tree analysis, which found no significant trend in the answering patterns of participants for false alarms.

Our MPT analysis found that the success rates for each source type were largely independent from each other, with no significant influence on success rates present between sources. The likelihood of a participant correctly recollecting one piece of source information did not significantly vary based on whether they had correctly or incorrectly recalled the other source information. This alludes to a separation of peripheral source memory and memory of required source information. Not all types of source memory benefit from the self-referential effect. The encoding method did, however, have a significant effect on the rate of item recollection. Items encoded self-referentially had a higher rate of recollection, independent of the background displayed with the item.

Our findings contribute to and expand upon the knowledge of SRE in several ways. First, our findings suggest that self-referential encoding has different effects on source memory in recollection and familiarity-based memory. The majority of previous SRE studies on source memory have not differentiated recollection vs familiarity-based memory. It is possible, without separating out familiarity-based memory, the SRE on source memory can be attenuated, which could have contributed to some of the inconsistencies in previous studies. Second, we used emotionally neutral images in our study. Contrary to the work of Durbin, et al. [14], which only found SRE in positive pictures, we observed a beneficial SRE in source memory for neutral stimuli. A potential cause of this difference in findings could come from the nature of the task, with Durbin et al. asking if an adjective was self-describing, while we asked participants whether they like/don’t like an object. Third, our study, to the best of our knowledge, is the only to uniquely include source information that is not directly tied to the encoding activity. Participants were not asked any question about the background image or asked to pay attention to it, resulting in a source memory metric not directly intertwined with item recollection by necessity to complete the encoding activity. Our results suggest that the self-referential benefits on source accuracy was only restricted to the source information directly tied to the task or information that participants were explicitly processing during the task.

Reaction time for the self-referential encoding was significantly longer than semantic encoding. However, reaction time did not correlate with any metric of memory accuracy, unlike the significant correlation between encoding prompt and reaction time that has been observed in other studies [17]. This suggests that SRE could not be simply explained by the length of exposure to the stimuli. Instead, our results and other previous findings suggest that self-referential encoding creates a richer, more detailed memory trace compared to semantic encoding that can be recollected on later.

There are a few limitations to this study that should be noted. First, our study did not manipulate the valence of the stimuli. Although most of our stimuli were neutral, a small percentage of them could be perceived as positive in valence for certain individuals (e.g., a sunflower). Therefore, we could not completely rule out the possibility that some positively-valanced stimuli were contributing to the SRE effect. However, we believe that this influence is most likely not significant due to the small portion of the stimuli that could be perceived as positive in valence. Second, it was possible that some unusual association between the object and the background (e.g., a fish being shown on a forest background) helped the memory for those trials due to their novelty. However, we do not believe that the SRE we found were influenced by this as the object-background pairing was random and the two background images were evenly distributed across the two encoding conditions. Post-hoc inspection of the stimuli identified about 20 out of the 160 images with potentially “odd” pairing, with 9 in self-referential condition and 10 in semantic condition.

In summary, our investigation into the interaction between SRE and recollection/familiarity-based memory found both the predicted universal improvement in item memory due to SRE and unique results with source memory. Our findings suggest that self-referential encoding facilitates recollection of source information that is explicitly processed during the encoding episode. This facilitation is not extended to peripheral information, and may denote a separation in memory mechanisms. These results suggest self-referential encoding creates a richer, more detailed memory trace which can be recollected later on, which also improves one’s own judgment of their memory capabilities.

Supporting information

S1 Text. Procedure and script for participants.

Provides the steps and script used while conducting the experiment.

(DOCX)

S2 Text. Guide for interpreting MultiTree model.

Explains the labeling structure used for the MultiTree models used in the MPT analysis.

(DOCX)

Acknowledgments

We thank Pat Ourand, Jessica Cheng and Melissa Eustache for their help in subject recruiting and testing, and Cristiana Camardella for her support in subject recruiting. We’d also like to thank Terri Brawner, Kathleen Kahl, and Ivana Kusevic for assistance with running participants.

Data Availability

All behavioral result files are available from the corresponding OSF database (https://osf.io/w43my/).

Funding Statement

X.C.: Therapeutic Cognitive Neuroscience Fund Grant Number: 80026224. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

References

  • 1.Rogers T. B., Kuiper N.A., and Kirker W.S. Self-reference and the encoding of personal information. Journal of Personality and Social Psychology. 1977; 35(9), 677–688 10.1037//0022-3514.35.9.677 [DOI] [PubMed] [Google Scholar]
  • 2.Symons C.S., and Johnson B.T. The self-reference effect in memory: A meta-analysis. Psychological Bulletin. 1997; 121(3), 371–394. 10.1037/0033-2909.121.3.371 [DOI] [PubMed] [Google Scholar]
  • 3.Hamami A., Serbun S.J., and Gutchess A.H. Self-referencing enhances memory specificity with age. Psychology and aging. 2011; 26(3), 636–646. 10.1037/a0022626 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 4.Keenan J.M., Golding J.M., and Brown P. Factors controlling the advantage of self-reference over other-reference. Social Cognition. 1992; 10(1), 79–94. 10.1521/soco.1992.10.1.79 [DOI] [Google Scholar]
  • 5.Klein SB., and Nelson CR. The effects of self-reference on memory: A conceptual and methodological review of inferences warranted by the self-reference effect. In: Perfect TJ, Lindsay DS, editors. The sage handbook of applied memory. 2014; pp. 256–272. [Google Scholar]
  • 6.Klein S.B. Self, Memory, and the Self-Reference Effect: An Examination of Conceptual and Methodological Issues. Personality and Social Psychology Review. 2012; 16(3), 283–300. 10.1177/1088868311434214 [DOI] [PubMed] [Google Scholar]
  • 7.Johnson M.K., Hashtroudi S., and Lindsay D.S. Source monitoring. Psychological Bulletin. 1993; 114(1), 3–28. 10.1037/0033-2909.114.1.3 [DOI] [PubMed] [Google Scholar]
  • 8.Leshikar E.D., and Duarte A. Medial prefrontal cortex supports source memory for self-referenced materials in young and older adults. Cognitive, affective & behavioral neuroscience. 2014; 14(1), 236–252. 10.3758/s13415-013-0198-y [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 9.Leshikar E.D., and Duarte A. Medial prefrontal cortex supports source memory accuracy for self-referenced items. Social neuroscience. 2012; 7(2), 126–145. 10.1080/17470919.2011.585242 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 10.Kalenzaga S., Sperduti M., Anssens A., Martinelli P., Devauchelle A.D., Gallarda T., et al. Episodic memory and self-reference via semantic autobiographical memory: Insights from an fMRI study in younger and older adults. Frontiers in Behavioral Neuroscience. 2015; 8, Article 449. 10.3389/fnbeh.2014.00449 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 11.Serbun S.J., Shih J.Y., and Gutchess A.H. Memory for details with self-referencing. Memory. 2011; 19(8), 1004–1014. 10.1080/09658211.2011.626429 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 12.Dulas M.R., Newsome R.N., and Duarte A. The effects of aging on ERP correlates of source memory retrieval for self-referential information. Brain Research, 1377. 2011; 84–100. 10.1016/j.brainres.2010.12.087 [DOI] [PubMed] [Google Scholar]
  • 13.Yin X., Ma Y., Xu X., and Yang H. The effect of self-referencing on memory for different kinds of source information. Memory. 2019; 27:4, 519–527. 10.1080/09658211.2018.1532009 [DOI] [PubMed] [Google Scholar]
  • 14.Durbin K.A., Mitchell K.J., and Johnson M.K. Source memory that encoding was self-referential: the influence of stimulus characteristics. Memory (Hove, England). 2017; 25(9), 1191–1200. 10.1080/09658211.2017.1282517 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 15.Buchanan T.W., and Adolphs R. The role of the human amygdala in emotional modulation of long-term declarative memory. Advances in Consciousness Research, Vol. 44. Emotional cognition: From brain to behavior. 2002; 9–34. 10.1075/aicr.44.02buc [DOI] [Google Scholar]
  • 16.Hamann S. Cognitive and neural mechanisms of emotional memory. Trends in Cognitive Sciences. 2001; 5(9):394–400. 10.1016/s1364-6613(00)01707-1 [DOI] [PubMed] [Google Scholar]
  • 17.Yoshimura S., Ueda K., Suzuki S., Onoda K., Okamoto Y., and Yamawaki S. Self-referential processing of negative stimuli within the ventral anterior cingulate gyrus and right amygdala. Brain and Cognition. 2009; 69(1):218–225. 10.1016/j.bandc.2008.07.010 [DOI] [PubMed] [Google Scholar]
  • 18.D’Argembeau A., Comblain C., and Van der Linden M. Affective valence and the self‐reference effect: Influence of retrieval conditions. British Journal of Psychology. 2005; 96: 457–466. 10.1348/000712605X53218 [DOI] [PubMed] [Google Scholar]
  • 19.Fossati P., Hevenor S., Graham S., Grady C., Keightley M., Craik F., et al. In Search of the Emotional Self: An fMRI Study Using Positive and Negative Emotional Words. The American journal of psychiatry. 2003; 160, 1938–45. 10.1176/appi.ajp.160.11.1938 [DOI] [PubMed] [Google Scholar]
  • 20.Pauly K., Finkelmeyer A., Schneider F., and Habel U. The neural correlates of positive self-evaluation and self-related memory. Social cognitive and affective neuroscience. 2013; 8(8), 878–886. 10.1093/scan/nss086 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 21.Lalanne J., Rozenberg J., Grolleau P., and Piolino P. The self-reference effect on episodic memory recollection in young and older adults and Alzheimer’s disease. Current Alzheimer Research, 2013; 10(10), 1107–1117. 10.2174/15672050113106660175 [DOI] [PubMed] [Google Scholar]
  • 22.Tulving E. Memory and consciousness. Canadian Psychology/Psychologie Canadienne. 1985; 26(1), 1–12. 10.1037/h0080017 [DOI] [Google Scholar]
  • 23.Gardiner J.M., Ramponi C., and Richardson-Klavehn A. Recognition memory and decision processes: A meta-analysis of remember, know, and guess responses. Memory. 2002; 10:2, 83–98, 10.1080/09658210143000281 [DOI] [PubMed] [Google Scholar]
  • 24.Conway M.A., and Dewhurst S.A. The self and recollective experience. Appl. Cognit. Psychol. 1995; 9: 1–19. 10.1002/acp.2350090102 [DOI] [Google Scholar]
  • 25.Kalenzaga S., Bugaiska A., and Clarys D. Self-Reference effect and Autonoetic consciousness in Alzheimer disease: evidence for a persistent affective self in Dementia patients. Alzheimer Dis. Assoc. Disord. 2012; 27, 116–122. 10.1097/WAD.0b013e318257dc31 [DOI] [PubMed] [Google Scholar]
  • 26.Cunningham S.J., Brebner J.L., Quinn F., and Turk D.J. The Self‐Reference Effect on Memory in Early Childhood. Child Dev, 2014, 85: 808–823. 10.1111/cdev.12144 [DOI] [PubMed] [Google Scholar]
  • 27.Gusnard D.A., Akbudak E., Shulman G.L., Raichle M.E. Medial prefrontal cortex and self-referential mental activity: Relation to a default mode of brain function. Proceedings of the National Academy of Sciences Mar 2001; 98 (7) 4259–4264; 10.1073/pnas.071043098 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 28.Gardiner JM. Functional aspects of recollective experience. Memory & Cognition. 1988; 16, 309–313, 10.3758/bf03197041 [DOI] [PubMed] [Google Scholar]
  • 29.Yonelinas A.P., and Jacoby L.L. The relation between remembering and knowing as bases for recognition: Effects of size congruency. Journal of Memory and Language. 1995; 34:5, p.622. [Google Scholar]
  • 30.Leshikar E. D., Dulas M. R., and Duarte A. Self-referencing enhances recollection in both young and older adults. Neuropsychology, development, and cognition. Section B, Aging, neuropsychology and cognition. 2015; 22(4), 388–412. 10.1080/13825585.2014.957150 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 31.Duarte A., Henson R.N., Graham K.S. The effects of aging on the neural correlates of subjective and objective recollection. Cerebral Cortex. 2008;18(9):2169–2180. 10.1093/cercor/bhm243 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 32.Moshagen M. multiTree: A computer program for the analysis of multinomial processing tree models. Behavior Research Methods. 2010; 42, 42–54. 10.3758/BRM.42.1.42 [DOI] [PubMed] [Google Scholar]
  • 33.Snodgrass J.G., and Corwin J. Pragmatics of measuring recognition memory: Applications to dementia and amnesia. Journal of Experimental Psychology: General. 1988; 117(1), 34–50. 10.1037/0096-3445.117.1.34 [DOI] [PubMed] [Google Scholar]

Decision Letter 0

Barbara Dritschel

15 Apr 2020

PONE-D-20-04302

Self-referential encoding of source information in recollection memory

PLOS ONE

Dear  Dr. Lawrence,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Both reviewers and myself agree that the topic of your paper is very interesting. Your introduction highlights the novelty of the work. The major problem concerns the analyses and presentation of results.  You have analysed remember and know responses within the same ANOVA.  This approach is problematic as these two measures are not independent.  Both reviewers have suggested an alternate approach for analysing this data based on methods used by Yonelinas & Jacoby, 1995. Reviewer 2 raises questions about how source memory was calculated. Reviewer 2 has made further suggestions for analyses which could strengthen your paper. based on Boywitt et al. (2012; Psychology and Aging.  Further reviewer one asks you to justify why guess responses were not analysed. There are problems with how you  presented your data in Table 1 as well as your figures.  In this type of research it is also extremely important that your methods are well-described.  Both reviewers and myself felt that the description fo your methods could be more detailed.  In your revision you must address the analysis issues raised by both reviewers as well as the other issues raised.   

We would appreciate receiving your revised manuscript by June 30 2020. I hope that you, your colleagues and family are doing well.  if you need more time, particularly in light fo the Covid- 19 crisis, please  let us know.. When you are ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter.

To enhance the reproducibility of your results, we recommend that if applicable you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). This letter should be uploaded as separate file and labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. This file should be uploaded as separate file and labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. This file should be uploaded as separate file and labeled 'Manuscript'.

Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out.

We look forward to receiving your revised manuscript.

Kind regards,

Barbara Dritschel, PhD

Academic Editor

PLOS ONE

Journal Requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at

https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and

https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

2. Thank you for including your ethics statement: "Johns Hopkins School of Medicine IRB Approval Number: IRB00151734. Form of consent: Written"

Please amend your current ethics statement to confirm that your named institutional review board or ethics committee specifically approved this study.

Once you have amended this/these statement(s) in the Methods section of the manuscript, please add the same text to the “Ethics Statement” field of the submission form (via “Edit Submission”).

For additional information about PLOS ONE ethical requirements for human subjects research, please refer to http://journals.plos.org/plosone/s/submission-guidelines#loc-human-subjects-research

3. We note that you have stated that you will provide repository information for your data at acceptance. Should your manuscript be accepted for publication, we will hold it until you provide the relevant accession numbers or DOIs necessary to access your data. If you wish to make changes to your Data Availability statement, please describe these changes in your cover letter and we will update your Data Availability statement to reflect the information you provide.

4. Thank you for stating the following in the Acknowledgments Section of your manuscript:

"This study was supported by the Johns Hopkins Cognitive Neurology Departmental Fund to XJC."

We note that you have provided funding information that is not currently declared in your Funding Statement. However, funding information should not appear in the Acknowledgments section or other areas of your manuscript. We will only publish funding information present in the Funding Statement section of the online submission form.

Please remove any funding-related text from the manuscript and let us know how you would like to update your Funding Statement. Currently, your Funding Statement reads as follows:

"X.C.:

Therapeutic Cognitive Neuroscience Fund

Grant Number: 80026224

URL: N/A

The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript."

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: No

Reviewer #2: Partly

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: No

Reviewer #2: No

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: No

Reviewer #2: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: There are both strengths and weaknesses in this paper. It is an interesting research question that may help explain some autobiographical memory (assuming that much of our autobiographical memory is based on self-referential processing). However, I don’t think the paper should be published in its current form. I note the reasons for my opinion below, in the spirit of improving the research.

The most important issue is that R and K (or F) responses cannot be entered into a single ANOVA with response type as a factor. R and K responses are mutually exclusive, so they are not independent from each other and therefore violate the assumptions of ANOVA. The only way they can be compared to each other is by using the IRK (independent RK) method described by Yonelinas & Jacoby, 1995 (The relations between remembering and knowing as bases for recognition: Effects of size congruency). This creates a probability estimate of familiarity. As a result of the way the analyses were done, it is difficult to review the conclusions because it’s possible that the results will change. Regardless of the publication decision here, these data have to be reanalyzed before submitting again.

Pleasantness judgments are typically thought of as deep processing, rather than being self-referential. Is there evidence about this? That is, I was under the impression that self-referential processing produced better memory than pleasantness judgments.

Many people who use the RK procedure actually use and advocate for the RKG (guess) method. Was there a specific reason to exclude the guess response?

The RK instructions need to be described in a lot of detail, given that brief instructions without practice can lead to a confusion of how to use the responses. A copy of the instructions would be appropriate (perhaps in an appendix if they are long). This will be important for further review of the manuscript.

Having a source question after an F judgment implies to subjects that they should/could have source available. By definition of the procedure though, remember responses include details and know responses do not. If there is recollected detail in a know response, it’s arguable that the procedure is just not being followed correctly. This has implications for whether or not we can conclude that subjects had some accurate source memory (and that it differed between conditions) for familiarity-based memory. This should be discussed.

p should be reported as p = .xxx, unless it’s less than .001, which can be reported as p < .001.

Reviewer #2: Review of “Self-referential encoding of source information in recollection memory”

First and foremost, I wish the authors well in this unprecedented time and hope that they and their families remain safe and healthy.

This paper presents a single experiment examining the effect of self-referential encoding on item and source memory. Participants incidentally encoded objects overlaid on a scene background and were prompted to make a self-referential (pleasantness) or semantic (living/nonliving) judgment for each trial. At test, participants first made a Remember/Familiar/New judgment for old and new objects. Objects attracting a R or F responses were further probed for source memory of the peripheral detail (background scene) and central detail (self vs. semantic). Self-referential encoding increased the accuracy of Remember responses and decreased the accuracy of Familiar responses. Self-referential effects were observed for the peripheral and central details, which was particularly evident for Remember trials. These findings are taken as evidence that self-referential encoding creates a more elaborate and rich memory trace that supports recollection for many different features of an event.

The Introduction does a good job outlining the gaps in the literature about the effects of self-referential encoding on source memory. The experiment was also well designed and to my read there are no major flaws in the design that would confound interpretation of the results. I particularly like the inclusion of peripheral versus central source details in the design, which does help expand research on this topic. I do have some concerns regarding the analysis, particularly the calculation of memory measures, and interpretation of the results that I express below, along with some minor suggestions.

Major Points:

1) The proportion of Remember and Familiar responses are directly compared in the item memory analysis, which is problematic because these proportions are not independent of one another. A higher proportion of R responses reduces the highest proportion of F responses that can be observed. With this analysis approach, it is difficult to determine if different encoding tasks are leading to the trade off or if the difference is simply a statistical artifact. To be clear, this criticism does not apply to the self-referential encoding advantage on the R Hit-FA score reported in the paper, but mainly to the F accuracy measure. I would recommend recomputing the familiarity measures using the Yonelinas & Jacoby (1995; Journal of Memory and Language) independent remember/know correction to provide estimates of recollection and familiarity. I computed these measures using the mean data reported in the paper, and it seems as though self-referential encoding increases both recollection and familiarity relative to semantic encoding. The corrected familiarity measure using the Yonelinas & Jacoby formulas was .207 and .148 for self-referential and semantic encoding, respectively. However, whether this holds in the individual data remains to be seen. I do believe addressing this is something that will add to the literature and increase the potential impact of this paper.

2) I was unclear as to how source memory was calculated. It seems to be calculated based on the number of trials with the correct source judgment divided by the total number of old trials (separately the self-referential and semantic types). That is, for example, for the ‘Familiar’ source accuracy in the self-referential encoding task, source memory for the background scene was determined as the number of trials receiving an accurate ‘Familiar’ and source memory response divided by the number of old items in self-referential encoding. This is the only way the numbers shown in Table 1 and the Figures make sense, given they are quite low (which would be below chance). Source memory should not be calculated in this way because it confounds item memory with source memory. The most appropriate way to compute these source accuracy measures is to use the number of correctly identified items (e.g., all ‘familiar’ hits) as the denominator and the numerator as the number of correctly identified items labeled familiar that also attracted an old response. Otherwise, it cannot be easily discerned if the source memory results are just a reflection of the pattern of results observed in the item memory measure.

Minor Points:

3) The data reported in Table 1 is not entirely clear. The Remembered (R) data is not the raw proportion of remember responses but is instead the Hits – FA for R responses. This should be made clear, as well as the other columns. I would also recommend including a table of the total proportions of each cell formed by crossing RKN response with source accuracy (e.g., both correct, encoding task only, background scene only). This will help readers be able to make additional comparisons in the group data and will be helpful in identifying potential response bias effects (i.e., were false alarms more likely to be followed by a self-referential task judgment relative to a semantic task judgment). In fact, it would be helpful to report source misattributions.

4) The y-axis on the figures can use a line with tick marks. It was difficult to determine the values. Also, the y-axis label ‘% correct’ is a little misleading. Hits – FA for R and F are not % correct, but instead are accuracy or discriminability measures.

5) The presentation of the source memory results was confusing. The post-hoc comparisons for the background and encoding task measures were reported in the ‘Both Source Correct’ section. These should be moved to their respective sections to facilitate ease of reading.

6) What version of the RF instructions were used? There is a lot of variability in this task, and including the instructions in the OSF repository (or as an appendix in the paper) will help readers understand how the task was done and allow for better replication of the method.

Suggestion:

7) My last comment is not something that needs to be addressed unless the authors wish to pursue it. It is simply a suggestion based on a thought I had while reading the paper. As I noted above, a strength of this paradigm is the inclusion of multiple source details. As the authors noted, self-referential encoding may lead to the formation of richer memory traces that support subsequent recollection, as evident by the reported increase in the proportion of trials where both sources was remembered. One way to formally test this would be to use multinomial processing tree model of the RKN and source memory data similar to Boywitt et al. (2012; Psychology and Aging). This approach allows for estimation of a parameter that reflects the degree to which multiple source detail are recollected bound or independent of one another (separately for R and F trials). I think this would be interesting and would help get around the issue I mentioned above regarding estimation of source accuracy measures and potentially provide an informative insight into how self-referential encoding supports recollection (i.e., by increasing binding amongst multiple elements, both central and peripheral, to an event).

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files to be viewed.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email us at figures@plos.org. Please note that Supporting Information files do not need this step.

Decision Letter 1

Barbara Dritschel

8 Dec 2020

PONE-D-20-04302R1

Self-referential encoding of source information in recollection memory

PLOS ONE

Dear Dr. Lawrence, 

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process

You have done a good job in addressing points raised by both reviewers.  However there are some additional changes that are required before your manuscript can be accepted.  You need to make adjustments to Tables 1 and 4 .  For example Table 1 contains a lot of information and so two tables may be a better option.  The  description of the results could be clearer. You need to state whether all analyses are IRK based analyses. The discussion could be expanded to discuss if differences between source  memory as a function of conditions has implications for our understanding of source memory in general. Reviewer1 raised  some further points which need to be addressed.

Please submit your revised manuscript by  January 7 2021. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols

We look forward to receiving your revised manuscript.

Kind regards,

Barbara Dritschel, PhD

Academic Editor

PLOS ONE

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: (No Response)

Reviewer #2: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

Reviewer #2: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: The authors have dealt with my concerns sufficiently. I have just a few more points.

The supplementary material is sufficient (in fact, you could probably just include the study and test instructions). I think that one limitation that should be mentioned is that there was no practice with feedback session with the R and F responses prior to beginning the test.

Table 1 is hard to read. Try reorganizing it (maybe break into two tables?).

Based on the language used, it’s hard to tell if all the analyses are restricted to IRK-based analyses or if there are still some F-based analyses in there. When referring to the IRK-based values, refer to them as familiarity estimates (also, corrected remember rates should also be called remember estimates). I found this on page 12 and again on page 15 for the false alarm section.

Table 4 is well-organized, but the information provided (Pcorrect if Bcorrect) is hard to picture. An actual figure of the MPT with the values would be far better than the table. Even if the program doesn’t output a figure, it can easily be done even in powerpoint (although it is a bit time-consuming).

The idea that the ratio of Remember to Familiar judgment changed across conditions seems repetitive in that the ANOVA showed that there were differences, and so this second analysis seems unnecessary. This comes through especially in the second paragraph in the discussion. If this is adding information above and beyond the ANOVA with R and F estimates, then spell it out explicitly so the reader can’t be confused.

What does the difference in source memory between conditions tell us about source memory in general?

Reviewer #2: Review of “Self-referential encoding of source information in recollection memory”

I want to thank the authors for their careful consideration of my prior comments. They addressed all of them and I believe the manuscript is now much clearer and stronger. These results are indeed interesting and expand on our understanding of the SRE effect.

I only have one relatively minor comment related to the analysis of IRK estimates of recollection and familiarity. I still do not think it appropriate to include both measures in an ANOVA (though I am sure other papers have done so previously) given that the data are derived from non-independent trials. I would recommend dropping this and just focusing on the t-tests presented to decompose the interaction. That being said, I do not think anything major hinges on this, and I am happy to let the authors determine whether or not they want to address it.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

Decision Letter 2

Barbara Dritschel

19 Feb 2021

Self-referential encoding of source information in recollection memory

PONE-D-20-04302R2

Dear Dr. Lawrence,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Barbara Dritschel, PhD

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Acceptance letter

Barbara Dritschel

23 Mar 2021

PONE-D-20-04302R2

Self-referential encoding of source information in recollection memory

Dear Dr. Lawrence:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Barbara Dritschel

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Text. Procedure and script for participants.

    Provides the steps and script used while conducting the experiment.

    (DOCX)

    S2 Text. Guide for interpreting MultiTree model.

    Explains the labeling structure used for the MultiTree models used in the MPT analysis.

    (DOCX)

    Attachment

    Submitted filename: Response to Reviewers.docx

    Data Availability Statement

    All behavioral result files are available from the corresponding OSF database (https://osf.io/w43my/).


    Articles from PLoS ONE are provided here courtesy of PLOS

    RESOURCES