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. 2021 Apr 15;16(4):e0249994. doi: 10.1371/journal.pone.0249994

Modeling impacts of faster productivity growth to inform the CGIAR initiative on Crops to End Hunger

Keith Wiebe 1,*, Timothy B Sulser 1, Shahnila Dunston 1, Mark W Rosegrant 1, Keith Fuglie 2, Dirk Willenbockel 3, Gerald C Nelson 4
Editor: Gideon Kruseman5
PMCID: PMC8049331  PMID: 33857244

Abstract

In 2017–2018, a group of international development funding agencies launched the Crops to End Hunger initiative to modernize public plant breeding in lower-income countries. To inform that initiative, USAID asked the International Food Policy Research Institute and the United States Department of Agriculture’s Economic Research Service to estimate the impacts of faster productivity growth for 20 food crops on income and other indicators in 106 countries in developing regions in 2030. We first estimated the value of production in 2015 for each crop using data from FAO. We then used the IMPACT and GLOBE economic models to estimate changes in the value of production and changes in economy-wide income under scenarios of faster crop productivity growth, assuming that increased investment will raise annual rates of yield growth by 25% above baseline growth rates over the period 2015–2030. We found that faster productivity growth in rice, wheat and maize increased economy-wide income in the selected countries in 2030 by 59 billion USD, 27 billion USD and 21 billion USD respectively, followed by banana and yams with increases of 9 billion USD each. While these amounts represent small shares of total GDP, they are 2–15 times current public R&D spending on food crops in developing countries. Income increased most in South Asia and Sub-Saharan Africa. Faster productivity growth in rice and wheat reduced the population at risk of hunger by 11 million people and 6 million people respectively, followed by plantain and cassava with reductions of about 2 million people each. Changes in adequacy ratios were relatively large for carbohydrates (already in surplus) and relatively small for micronutrients. In general, we found that impacts of faster productivity growth vary widely across crops, regions and outcome indicators, highlighting the importance of identifying the potentially diverse objectives of different decision makers and recognizing possible tradeoffs between objectives.

Introduction

The world’s food systems face the challenge of meeting demands for food commodities that are projected to rise by 50% or more by mid-century [14], even as climate change slows yield growth for many crops and regions [58]. Achieving the Sustainable Development Goals and other policy objectives will require going beyond meeting food demand to eliminating poverty and hunger, improving nutrition and health, and reducing environmental impacts. Achieving these multiple goals will require multiple approaches, including dietary change [9], reductions in food losses and waste [10, 11], and improvements in agricultural productivity. Productivity growth has been key to increasing food production over the past half century and will be even more important in meeting these broader challenges in the future [1214]. Sources of on-farm productivity growth include adoption of new varieties, improved inputs, and better management techniques. Increased investment in agricultural research and knowledge transfer to farmers will play a critical role, particularly in developing countries.

In 2017–2018, a group of international development funding agencies, including the United States Agency for International Development (USAID), the Bill & Melinda Gates Foundation (BMGF), the UK Department for International Development (DFID), the German Federal Ministry for Economic Cooperation and Development (BMZ) and the Australian Centre for International Agricultural Research (ACIAR), launched a program to modernize public plant breeding in lower-income countries. The Crops to End Hunger (CtEH) initiative seeks to “accelerate and modernize the development, delivery and widescale use of a steady stream of new crop varieties… for the staple crops most important to smallholder farmers and poor consumers” [15]. To inform that initiative, USAID asked the International Food Policy Research Institute (IFPRI) and the United States Department of Agriculture’s Economic Research Service (ERS) to estimate the impacts of faster productivity growth for selected food crops on income and other key indicators in developing countries in 2030.

Approach

Fig 1 gives an overview of the approach used to derive estimates of potential impacts of accelerated yield growth in target crop commodities. We first prepared estimates of the total value of production for each crop in each of the 106 countries for a “parity model” analysis [16] using data from FAOSTAT [17]. We then used IFPRI’s International Model for Policy Analysis of Agricultural Commodities and Trade (IMPACT) [18, 19] and the GLOBE general equilibrium model [20] to estimate changes in the total value of production of those crops to 2030 in the reference case, as well as changes in economy-wide income (or economic surplus) that would result under scenarios of faster crop productivity growth. The scenarios of accelerated productivity growth reported in this paper explore the impacts of a hypothetical 25% increase in the annual rate of yield growth above “baseline” yield growth in farmers’ fields over the period 2015–2030. (This could result from increased investment in new crop varieties or from other sources of on-farm productivity growth, but we did not analyze the source of the acceleration.) Potential impacts on poverty were determined by weighting the estimates of production value and income by the extent and depth of poverty in each country. Scenario results from IMPACT were also used to estimate potential impacts on hunger and selected indicators of nutrient adequacy.

Fig 1. Summary of methods used.

Fig 1

Source: The authors.

In consultation with USAID and experts associated with the CtEH initiative, we selected as the focus of our analysis 20 CGIAR mandate crops, including cereals, root crops and legumes (Table 1), in 106 countries–including most countries in Africa, Asia, and Latin America except for China, Brazil, and southern cone countries of South America. Brazil and China are both large, upper-middle-income countries; Southern Cone countries (Chile, Argentina, Paraguay and Uruguay) are middle- or high-income countries that lie mostly in temperate areas. Therefore, these countries are not a primary focus of the CGIAR (see Table 2 and Fig 2 for the countries included and regional definitions).

Table 1. Crops included in the analysis.

Cereal grains Barley, maize, millet, rice, sorghum, wheat
Roots, tubers & bananas Banana, cassava, plantain, potato, sweet potato, yams
Oilseeds & pulses Beans, chickpea, cowpea, groundnuts, lentil, pulses (aggregate), pigeonpea, soybean, other pulses

Table 2. Countries and regions included in the analysis.

Latin America & Caribbean Belize, Bolivia, Colombia, Costa Rica, Cuba, Dominican Republic, Ecuador, El Salvador, Guatemala, the Guyanas, Haiti, Honduras, Jamaica, Mexico, Nicaragua, Panama, Peru, Venezuela, Other Caribbean
Sub-Saharan Africa Central: Cameroon, Central African Republic, Chad, Congo, DR Congo, Equatorial Guinea, Gabon
Eastern: Burundi, Djibouti, Eritrea, Ethiopia, Kenya, Rwanda, Somalia, Sudan and South Sudan, Uganda
Southern: Angola, Botswana, Lesotho, Madagascar, Malawi, Mozambique, Namibia, South Africa, Swaziland, Tanzania, Zambia, Zimbabwe
Western: Benin, Burkina Faso, Côte d’Ivoire, Gambia, Ghana, Guinea, Guinea-Bissau, Liberia, Mali, Niger, Nigeria, Senegal, Sierra Leone, Togo
West Asia & North Africa Algeria, Egypt, Iran, Iraq, Israel, Jordan, Lebanon, Libya, Mauritania, Morocco, Palestine, Saudi Arabia, Syria, Tunisia, Turkey, Yemen, Rest of Arabia
Central Asia Armenia, Azerbaijan, Georgia, Kyrgyzstan, Tajikistan, Turkmenistan, Uzbekistan
South Asia Afghanistan, Bangladesh, Bhutan, India, Sri Lanka, Nepal, Pakistan
Southeast Asia Cambodia, Fiji, Indonesia, Laos, Malaysia, Myanmar, Papua New Guinea, Philippines, Solomon Islands, Thailand, Timor Leste, Viet Nam, Vanuatu, Other Southeast Asia

Fig 2. Countries and regions included in the analysis.

Fig 2

The boundaries and names shown and the designations used on this map do not imply official endorsement or acceptance by the International Food Policy Research Institute (IFPRI). Source: The authors, using an adapted world country boundary map in the ArcWorld Supplement from ESRI, DeLorme Publishing Company, Inc. and created for display here using the free and open source QGIS [21].

Analysis using the parity model

Parity or congruence models have often been used as guides or starting points for deciding how to allocate research resources in multi-commodity systems [16, 22, 23]. The “congruence rule” allocates research expenditures across commodities in proportion to each commodity’s contribution to the total value of agricultural products. Under the assumptions that, first, opportunities for productivity scientific effort are equivalent in each commodity, and second, the value of a scientific or technical innovation is proportional to the value of the commodity, then an efficient allocation of research expenditures (one that maximizes returns to research) would imply that the research intensity (the ratio of production value to research expenditure) for all commodities should be the same [16]. In the absence of complete and consistent data on the current allocation of research, a parity ratio–the value share of a commodity in the total value of the commodities in question–provides equivalent information, so setting the research expenditure share equal to the value share would assure that the research intensities are equal. Ruttan [16] noted that the congruence or parity rule by itself is insufficient information for an optimal allocation of research resources, as neither of the two underlying assumptions noted above are likely to be true in practice. He did stress, however, that parity rules provide a solid starting point for research resource allocation and that an explicit justification should be developed for any departure from a parity rationale.

One justification for a departure from parity could be distributional or equity concerns. Rather than maximizing the total economic benefits from research, one could focus on the benefits likely to be gained by certain target populations, such as those whose incomes fall below a poverty line. “Weighted” models would give higher weight to benefits enjoyed by these target groups (or, equivalently, by discounting the value of benefits going to non-target groups). Another justification for a departure from parity could be to address nutritional concerns. To the extent that nutrient quality is not fully valued in commodity prices, the parity rule could lead to overinvestment in quantity- or calorie-based outcomes.

While a precise analysis of the welfare effects is not possible given the data available, we can draw some general conclusions by looking at the extent of poverty in the countries where significant economic impact was achieved. We premise this approach on the assumption that the economic benefits from accelerated productivity growth in crop staples are widely shared across income classes within a country. Technology adoption raises incomes of farm adopters and, through market-level effects, reduces prices paid by consumers for food. The crops affected are produced predominantly by small-holders, who tend to cluster at the lower end of the income scale. For consumers, income elasticities for these food staples are likely to be positive but small, meaning that per capita levels of consumption do not vary much across income classes (and, as a percentage of total expenditure, are higher for poor households). Thus it is reasonable to assume that benefits are roughly evenly distributed across the income strata of a country, and therefore the share of benefits accruing to those below a poverty line will be correlated with the poverty headcount index for that country at the time these impacts occurred.

In this exercise, the parity model is applied to CGIAR crop commodities using the gross value of commodity production from FAO. This is the total quantity of production averaged over 2014–2016 and valued at global average commodity prices averaged over 2004–2006 (i.e., in constant 2005 international dollars) as reported in FAOSTAT [17]. (These were the latest available at the time the study was done, and they are also consistent with IMPACT’s base year of 2005.) The advantage of using this set of prices is that they provide a standardized, revenue-weighted set of commodity prices, expressed in purchasing-power-parity dollars per ton, which value quantities of crops produced around the world in a consistent way. FAO derives this set of prices using the Geary-Khamis method applied to national producer prices from around the world and uses them to construct its index of “Gross Production Value” of every crop in every country in constant international dollars. Prices are based on fresh weight, i.e., using the same measure that FAO uses to report the quantity of production. (We back out these prices by dividing the FAO Gross Production Value by total quantity produced in a year.) (Although FAO recently updated its Gross Production Value index using prices from 2014–2016, a comparison of 2014–2016 prices with 2004–2006 prices reveals that relative crop prices–the value of a ton of wheat relative to a ton of beans, for example–remained quite stable between the two periods despite fluctuations in some years. Thus, while using more recent prices would shift the nominal value of all crops upward, it would have little or no effect on relative values of production or productivity changes across crops, determination of which is the primary objective of this study.)

We applied three weighting schemes to the value of the commodities:

  1. The gross value of commodity production is summed across all countries;

  2. The gross value of commodity production in each country is first multiplied by the country’s $1.90/day/capita poverty rate [24], then summed across countries;

  3. The gross value of commodity production in each county is multiplied by the country’s $1.90/day/capita poverty rate and its $1.90/day/capita poverty gap [24], then summed across countries.

The weights given to the value of production in (2) and (3) are based on the Foster-Greer-Thorbecke [25] poverty weights that have been widely used in social welfare analysis (although data coverage varies across countries and years). Assuming that per capita consumption of a commodity is roughly equivalent among poor and non-poor, measure (2) essentially only counts commodity consumption by those living below the poverty line. Measure (3) also only counts consumption by these poor but gives higher weight to consumption of the very poor–those living further below the poverty line.

A second departure from the standard parity model is to use projected future values of commodity production rather than current production. Over time, growth in commodity production and utilization are likely to be uneven, as consumer demands change to include more diversified diets such as meat products and processed foods. Since research investments may take a decade or more to achieve their full impact in farmers’ fields, it might be preferable to base today’s research and development (R&D) investments on how crop production and utilization are expected to evolve in the future. We used IMPACT to model the value of production of each commodity in each country in 2015 (as a consistency check with FAO data) and to estimate how it might change in 2030 under baseline or “business as usual” assumptions about future socioeconomic and climate change.

Scenarios of faster productivity growth

A third departure from the simple parity model is to explore how scenarios of accelerated crop yield growth might affect future incomes. While parity calculations are based on commodity production, the IMPACT model also explores how commodities are used and consumed. Faster productivity growth can result in lower prices and wider utilization and trade of commodities in food systems. Importantly, through international trade and price changes, productivity growth in one country can affect (positively or negatively) income in another country. Building on earlier analysis of the impacts of agricultural R&D investments on productivity [26], we used IMPACT to explore how faster productivity growth in each crop might affect future incomes in each of the 106 countries, as a separate and complementary approach to the parity analysis of current and future baseline values of production. For each crop in turn, we ran a scenario in which the baseline rates of productivity growth assumed in the IMPACT model were increased by 25% in the 106 focus countries. For example, if the baseline annual growth rate for rainfed maize yields in a particular country and year was 1.0%, that growth rate was increased to 1.0% x 1.25 = 1.25% per year in the productivity enhancement scenario. Baseline productivity growth rates in IMPACT (available at https://github.com/IFPRI/IMPACT) vary by crop, country, and year (the global weighted average is between 0.7% and 2.2% per year), and each was adjusted accordingly (for both rainfed and irrigated areas) in these scenarios. Yield increases were applied to one commodity at a time, holding other crops to their baseline rate of yield growth. Given that agricultural total factor productivity growth rates in developing countries have averaged about 2% per year since the 1990s [27], a 25% increase in the rate of growth seems like an attainable goal with increased investment in agricultural research and knowledge transfer to farmers.

The simulations thus provide a measure of the potential impact on national income of a similar yield shock applied to each of the 20 commodities. Estimates of income changes were also weighted by the country poverty indices to give greater importance to income gains in countries with larger concentrations of poor people. These income and poverty effects were then aggregated across regions. A data limitation is that we do not have estimates of future poverty rates to weight future income gains, so our best approximation is to assume that present poverty rates are likely to persist for the next decade or so.

Analysis using the IMPACT model

IMPACT is an integrated system of models linking climate, water, and crop models with a partial equilibrium, multi-market economic model [18, 19]. IMPACT uses assumptions about key drivers such as population, income, technology, policy and climate (described in the next paragraph) to simulate changes in agricultural demand, production and markets for 60 commodities in 158 countries to 2050 (and for intervening years). IMPACT benefits from close interactions with scientists at all 15 CGIAR research centers through the Global Futures and Strategic Foresight (GFSF) program [28, 29], and with other leading global economic modeling efforts around the world through the Agricultural Model Intercomparison and Improvement Project (AgMIP) [3032].

In this study the productivity enhancement scenarios for each crop were first run in IMPACT to derive a set of preliminary changes (relative to the baseline) in crop prices, quantities supplied and demanded, harvested areas, and trade for all countries to 2030. Each scenario assumes changes in population and income according to the “Shared Socioeconomic Pathway 2” (SSP 2) [33, 34], which is widely used by global modeling groups as a “business as usual” scenario, and changes in climate based on rapid growth in greenhouse gas emissions according to “Representative Concentration Pathway 8.5” (RCP 8.5) [3537].

The crop yield changes simulated by IMPACT were passed to the GLOBE general equilibrium model [20] to estimate their broader economy-wide effects. The effects on aggregate household income generated by GLOBE were then passed back to IMPACT to assess the resulting changes in food demand and the associated final changes in prices, supply, area harvested and trade.

Analysis using the GLOBE model

To capture the broader economy-wide effects of changes in crop productivity, this analysis used an extended dynamic version of the GLOBE model originally developed by McDonald, Thierfelder and Robinson [38]. The model consists of a set of individual region blocs that together provide complete coverage of the global economy and that are linked through international trade and capital flows. Each region bloc represents the whole economy of that region at a sectorally disaggregated level. All sectors are considered simultaneously and the model takes consistent account of economy-wide resource constraints assuming full employment of all resources, intermediate input-output linkages and interactions between markets for goods and services on the one hand and primary factor markets including labor markets on the other. The model simulates the full circular flow of income in each region from (i) income generation through productive activity, to (ii) the primary distribution of that income to workers, owners of productive capital, and recipients of land and other natural resource rents, to (iii) the redistribution of that income through taxes and transfers, and to (iv) the use of that income for consumption and investment. The model version used for the present study is calibrated to the GTAP 9 database [39] and distinguishes 22 production sectors and 15 regions. A detailed description of the model is provided in Willenbockel et al. [20].

The dynamic baseline of GLOBE exactly replicates the aggregated GDP, population and agricultural land supply growth rates as well as the supply price projections for linked agricultural commodity groups of the IMPACT baseline scenario. Moreover, the GLOBE household demand system is calibrated such that the GLOBE income elasticities of demand for food commodities are consistent with the corresponding aggregated IMPACT elasticities [20, 40].

The agricultural productivity enhancements from the various scenarios simulated in IMPACT enter the GLOBE model in the form of shifts of the total factor productivity parameters in the agricultural production functions for the target regions. These productivity shifts affect aggregate household income primarily via their impact on wages, capital and land returns [41]. Employment in the target sectors declines marginally in response to the rise in productivity, as less labor and capital is required than before to satisfy the demand for the targeted crops, given that crop demand is relatively price- and income-inelastic. In economic terms, the drop in the price of crops relative to non-agricultural goods pulls labor and capital from crop production to non-agricultural production–a beneficial side effect from an economic development perspective. This analysis therefore generates projections of the impacts of agricultural productivity growth on economy-wide household income and GDP in addition to the direct impacts in the agricultural sector.

Analysis of hunger and selected nutrient indicators

While economic metrics such as income or economic surplus have often been used to evaluate research priorities, other metrics are needed for various types of malnutrition. A final departure from the simple parity model is to consider such metrics. We estimated the number and percentage of children under five years of age who are undernourished based on projections of per-capita calorie consumption from IMPACT combined with assumptions about trends in female access to secondary education, the quality of healthcare, schooling, and access to clean water, using coefficients from Smith and Haddad [42]. We estimated the prevalence of hunger (i.e. the share of the total population at risk of hunger) based on an empirical relationship between the availability of food and the minimum food requirement for each country adapted from Fischer et al. [43].

We also estimated the impact of the productivity enhancement scenarios on availability and adequacy of key nutrients. Nutrient availability is based on the availability of commodities for food (i.e. after excluding animal feed, industrial and other uses, and accounting for imports and exports). With regard to adequacy, medical researchers and health organizations around the world have developed recommendations for needed intake of macro and micronutrients. For this report, we used the U.S. Recommended Dietary Allowance (RDA), the minimum average daily intake of a nutrient needed for the maintenance of good health, as estimated by the Food and Nutrition Board of the U.S. National Academies of Sciences, Engineering, and Medicine [44]. The RDA varies by age and gender and for women who are pregnant or lactating. The Food and Nutrition Board reports RDAs for three macronutrients, 15 minerals and 14 vitamins and other organic micronutrients [44]. We focused on the following:

  • Macronutrients (3)–carbohydrates, protein, total fiber

  • Minerals (6)–calcium, iron, magnesium, phosphorus, potassium, and zinc

  • Vitamins (9)–Vitamin A RAE (i.e., measured as retinol activity equivalents), Vitamin B6, Vitamin B12, Vitamin C, Vitamin D, Vitamin E, Vitamin K, folate, and niacin

We estimated the 2030 Adequacy Ratio (AR)–the ratio of average nutrient availability to RDA for a representative consumer (i.e., adjusted for differences in age and gender requirements) in 2030 –as our metric of sufficient nutrient intake. A value of one indicates adequacy for the average consumer. Our estimates of daily food availability are based on projections of dietary changes over time driven by scenario-specific changes in population, income and other factors [45]. We did not directly estimate the effects of excess energy intake resulting in overweight or obesity. We return to this issue in our discussion of Fig 3A and 3B, which report on the adequacy ratio for the nutrients mentioned above.

Fig 3.

Fig 3

Adequacy ratios in the reference case in 2030 for (a) selected macronutrients and minerals, and (b) selected vitamins. Adequacy ratios = 1 where the average daily availability of a nutrient is equal to the RDA for a representative consumer. Source: The authors, based on results from the IMPACT model, using a modeling approach detailed in Nelson et al. [45] with Natural Earth map files (https://www.naturalearthdata.com/) using ggplot2 [47] in R [48].

Results

Total value of production

Table 3 shows the total value of production in 2015 and 2030 for the selected countries as a group. Results for 2015 are shown both as estimated by the parity model (average for 2014–2016), and as modeled by IMPACT. Results for 2030 are modeled by IMPACT (for the reference case, i.e. before the productivity enhancement scenarios are applied). The modeled IMPACT estimates for 2015 broadly match FAO data for this period. (The values for 2015 modeled by IMPACT are broadly similar but not identical to those estimated directly from FAO data because IMPACT first applies an algorithm to reconcile inconsistencies in the FAO data, and because IMPACT models a “trend” value for 2015 whereas observed values reflect fluctuations from year to year, even when averaged over several years.)

Table 3. Parity model results: Gross production value from FAOSTAT in 2015, and as modeled by the IMPACT model for 2015 and 2030.

    PARITY MODEL from FAO Data: 2015 PARITY MODEL with IMPACT MODEL PROJECTIONS: 2015 PARITY MODEL with IMPACT MODEL PROJECTIONS: 2030 IMPACT PARITY
  Commodity Gross Production Value (million $) Value Share (VS) (%) VS weighted by Gross Production Value (million $) Value Share (VS) (%) VS weighted by Gross Production Value (million $) Value Share (VS) (%) VS weighted by Ratio of 2030 GPV to 2015 GPV
  poverty count (%) poverty gap (%) poverty count (%) poverty gap (%) poverty count (%) poverty gap (%)
Cereal Grains              
  Rice 119,883 36.4 25.8 14.8 95,953 28.8 20.7 11.4 129,227 26.0 18.8 11.9 1.3
  Maize 27,693 8.4 7.9 8.6 28,715 8.6 7.3 7.8 47,633 9.6 7.8 7.9 1.7
  Wheat 32,768 10.0 6.1 2.1 55,993 16.8 9.4 3.0 80,665 16.2 9.2 2.9 1.4
  Sorghum 4,515 1.4 2.2 1.9 8,797 2.6 3.9 4.4 13,401 2.7 4.0 4.3 1.5
  Millet 7,607 2.3 2.8 3.0 7,037 2.1 3.9 4.2 10,753 2.2 4.0 4.2 1.5
  Barley 2,738 0.8 0.3 0.1 3,847 1.2 0.2 0.1 5,024 1.0 0.2 0.1 1.3
Roots, Tubers & Bananas          
  Potato 19,503 5.9 4.5 3.0 20,277 6.1 4.8 3.5 34,515 7.0 5.0 3.0 1.7
  Cassava 25,639 7.8 13.1 23.0 22,355 6.7 12.2 21.0 31,682 6.4 11.6 19.7 1.4
  Yams 17,096 5.2 12.1 18.3 17,925 5.4 12.7 18.8 29,991 6.0 13.6 19.5 1.7
  Sweet potato 2,126 0.6 1.2 1.7 2,149 0.6 1.2 1.7 3,333 0.7 1.2 1.7 1.6
  Banana 22,400 6.8 6.5 5.7 27,562 8.3 7.3 6.5 46,410 9.3 8.1 6.9 1.7
  Plantain 8,580 2.6 2.9 3.4 11,040 3.3 4.8 5.9 19,526 3.9 5.5 6.3 1.8
Oilseeds & Pulses          
  Pulses, total 22,576 6.9 8.0 7.5 22,975 6.9 7.8 7.2 32,924 6.6 7.5 7.1 1.4
  Beans 11,622 3.5 3.7 3.9 8,772 2.6 2.6 2.6 11,986 2.4 2.3 2.5 1.4
  Chickpea 5,292 1.6 1.6 0.7 5,513 1.7 1.4 0.5 8,191 1.6 1.4 0.5 1.5
  Cowpea 2,038 0.6 1.5 2.0 2,516 0.8 1.9 2.7 4,617 0.9 2.2 3.1 1.8
  Pigeonpea 2,430 0.7 0.9 0.8 2,671 0.8 0.8 0.5 4,050 0.8 0.8 0.5 1.5
  Lentil 824 0.3 0.2 0.1 1,166 0.4 0.2 0.1 1,401 0.3 0.2 0.1 1.2
  other pulses 369 0.1 0.1 0.1 2,337 0.7 0.8 0.7 2,679 0.5 0.6 0.5 1.1
  Groundnuts 10,826 3.3 5.1 6.0 7,223 2.2 3.3 4.2 9,988 2.0 3.1 4.2 1.4
  Soybean 5,180 1.6 1.5 0.9 1,188 0.4 0.5 0.4 1,509 0.3 0.4 0.4 1.3
Totals by region          
  SSA 83,992 25.5 57.0 87.9 84,513 25.4 57.9 88.6 139,735 28.1 60.6 89.6  
  LAC 23,805 7.2 1.8 0.4 27,563 8.3 1.9 0.4 42,951 8.6 1.9 0.4  
  Asia 194,440 59.1 40.9 11.7 180,751 54.3 39.7 10.9 256,892 51.7 37.0 10.0  
  WANA-CAC 26,892 8.2 0.4 0.0 40,210 12.1 0.5 0.0 57,002 11.5 0.5 0.0  
Total for all crops 329,129 100.0 100.0 100.0 333,036 100.0 100.0 100.0 496,579 100.0 100.0 100.0  

Notes: 1. Results from FAO for 2015 are averages for 2014–2016, using global average commodity prices from 2004–06 (i.e., in constant 2005 international dollars). 2. Value weighted by poverty headcount: Value in each country is multiplied by its $1.9/day poverty headcount index (share of population earning less than $1.9/day). 3. Value weighted by poverty gap: Value in each country is multiplied by its poverty headcount index times its poverty gap index (the difference between $1.9 and the mean income of the poor in a country, expressed as a percent of $1.9).

Sources: The authors, based on FAOSTAT (production value), IFPRI (IMPACT projections), PovcalNet (poverty measures, latest available year).

Not surprisingly, total values are highest for the major staple crops, especially rice, wheat and maize, reflecting the scale of their production and consumption. Between 2015 and 2030, maize, potato, yams, banana, plantain and cowpea production are projected to grow by 70% or more in value terms, while rice, barley, lentils, other pulses and soybean are projected to grow by 35% or less (see last column of Table 3). Even so, changes in each crop’s share of the total value of production over this period are relatively small. The value share of rice, the largest crop of the group in terms of value of production, is expected to fall from 28.8% to 26.0%.

When values are weighted by World Bank poverty measures, the share of some crops declines (e.g. for rice, wheat, potato) and the share of other crops increases (e.g. for cassava, yams, cowpea, and groundnuts), reflecting the latter crops’ importance for poorer consumers and countries.

The crops accounting for the largest share of the value of production in 2015 vary by region (Table 4). Cassava and yams dominate in Sub-Saharan Africa, followed by maize. In South Asia the largest values are for rice and wheat, followed by potato; in Southeast Asia rice dominates by far, followed by cassava; in WANA-CAC wheat and potato; and in LAC maize and banana, followed by rice. Shares also vary across sub-regions within Sub-Saharan Africa (Table 5). Cassava and plantain dominate in Central Africa, followed by groundnut; in Southern Africa maize and cassava have the highest value, followed by banana; and in Western Africa yams and cassava lead, followed by rice. Crop shares are more evenly distributed in Eastern Africa, with maize, pulses (especially beans), banana and millet all representing 10–20% of total value.

Table 4. Parity model results: Gross production value from FAOSTAT in 2015, by region.

    Sub-Saharan Africa South Asia Southeast Asia West Asia, North Africa, and Central Asia Latin America and Caribbean (excl. Brazil, Southern Cone)
    Gross Production Value (million $) Value Share (VS) (%) VS weighted by Gross Production Value (million $) Value Share (VS) (%) VS weighted by Gross Production Value (million $) Value Share (VS) (%) VS weighted by Gross Production Value (million $) Value Share (VS) (%) VS weighted by Gross Production Value (million $) Value Share (VS) (%) VS weighted by
Commodity poverty count (%) poverty gap (%) poverty count (%) poverty gap (%) poverty count (%) poverty gap (%) poverty count (%) poverty gap (%) poverty count (%) poverty gap (%)
Cereal Grains            
  Rice 7,045 8.4 9.7 10.7 49,295 44.7 45.4 45.7 57,827 68.6 65.0 48.9 2,687 10.0 11.6 2.3 3,028 12.7 10.5 8.5
  Maize 9,299 11.1 9.9 9.2 4,708 4.3 3.9 3.8 5,820 6.9 8.1 7.0 2,553 9.5 11.9 6.9 5,313 22.3 18.2 13.1
  Wheat 1,209 1.4 1.0 0.5 19,923 18.1 16.0 15.4 25 0.0 0.0 0.0 10,941 40.7 31.3 17.1 670 2.8 2.0 0.8
  Sorghum 2,319 2.8 2.6 1.9 2,129 1.9 2.1 2.1 44 0.1 0.1 0.0 22 0.1 1.0 3.9 0 0.0 0.0 0.0
  Millet 4,280 5.1 4.4 3.3 811 0.7 0.8 0.8 45 0.1 0.1 0.1 1,311 4.9 6.9 23.6 1,161 4.9 4.0 2.9
  Barley 302 0.4 0.3 0.1 308 0.3 0.2 0.2 2 0.0 0.0 0.0 1,990 7.4 4.8 2.3 136 0.6 0.4 0.1
Roots, Tubers & Bananas          
  Potato 2,218 2.6 2.3 2.3 9,580 8.7 8.8 8.7 406 0.5 0.6 0.4 5,344 19.9 21.4 22.1 1,956 8.2 7.3 4.9
  Cassava 16,133 19.2 21.8 25.9 626 0.6 0.6 0.6 8,263 9.8 6.2 6.5 0 0.0 0.0 0.0 616 2.6 3.1 4.7
  Yams 16,689 19.9 21.0 20.7 0 0.0 0.0 0.0 113 0.1 0.8 5.3 0 0.0 0.0 0.0 294 1.2 3.1 7.3
  Sweet potato 1,493 1.8 1.9 1.8 97 0.1 0.1 0.1 389 0.5 0.9 3.3 32 0.1 0.2 0.0 115 0.5 1.0 2.5
  Banana 4,681 5.6 5.3 5.2 7,243 6.6 7.2 7.3 4,650 5.5 9.0 21.9 600 2.2 4.6 10.0 5,226 22.0 25.0 25.3
  Plantain 4,898 5.8 4.6 3.8 159 0.1 0.0 0.0 1,037 1.2 1.7 1.3 0 0.0 0.0 0.0 2,486 10.4 9.9 9.7
Oilseeds & Pulses          
  Pulses, total 6,780 8.1 7.9 7.4 9,070 8.2 8.8 8.9 3,992 4.7 5.3 3.7 1,108 4.1 5.4 11.6 1,627 6.8 8.7 12.6
  beans 3,847 4.6 4.2 4.0 2,570 2.3 2.5 2.6 3,342 4.0 4.4 3.1 426 1.6 2.0 1.5 1,438 6.0 6.9 8.6
  chickpea 323 0.4 0.3 0.2 4,196 3.8 4.0 4.1 275 0.3 0.4 0.3 428 1.6 2.8 8.8 70 0.3 0.2 0.1
  cowpea 1,975 2.4 2.6 2.3 5 0.0 0.0 0.0 39 0.0 0.1 0.0 3 0.0 0.0 0.0 17 0.1 0.2 0.6
  pigeonpea 455 0.5 0.6 0.7 1,581 1.4 1.6 1.6 322 0.4 0.4 0.3 0 0.0 0.0 0.0 73 0.3 1.3 3.4
  lentil 63 0.1 0.1 0.0 522 0.5 0.5 0.5 0 0.0 0.0 0.0 234 0.9 0.5 1.1 5 0.0 0.0 0.0
  other pulses 117 0.1 0.1 0.1 197 0.2 0.2 0.2 14 0.0 0.0 0.0 17 0.1 0.1 0.2 23 0.1 0.1 0.1
  Groundnuts 5,997 7.1 6.9 6.4 3,214 2.9 3.2 3.2 1,228 1.5 1.7 1.3 209 0.8 0.7 0.2 176 0.7 0.9 1.2
  Soybean 651 0.8 0.7 0.6 3,023 2.7 3.0 3.1 412 0.5 0.5 0.4 95 0.4 0.2 0.1 999 4.2 5.9 6.3
Totals        
Cereal Grains 24,453 29.1 27.8 25.7 77,175 70.0 68.5 68.1 63,763 75.7 73.3 56.0 19,504 72.5 67.6 56.1 10,309 43.3 35.1 25.4
Roots, Tubers & Bananas 46,111 54.9 56.8 59.9 17,705 16.1 16.6 16.7 14,857 17.6 19.2 38.6 5,976 22.2 26.2 32.1 10,694 44.9 49.4 54.4
Oilseeds & Pulses 13,428 16.0 15.4 14.4 15,307 13.9 14.9 15.2 5,633 6.7 7.5 5.4 1,412 5.3 6.3 11.8 2,802 11.8 15.5 20.2
Total for all crops 83,992 100.0 100.0 100.0 110,187 100.0 100.0 100.0 84,252 100.0 100.0 100.0 26,892 100.0 100.0 100.0 23,805 100.0 100.0 100.0

Notes: 1. Results from FAO for 2015 are averages for 2014–2016, using global average commodity prices from 2004–06 (i.e., in constant 2005 international dollars). 2. Value weighted by poverty headcount: Value in each country is multiplied by its $1.9/day poverty headcount index (share of population earning less than $1.9/day). 3. Value weighted by poverty gap: Value in each country is multiplied by its poverty headcount index times its poverty gap index (the difference between $1.9 and the mean income of the poor in a country, expressed as a percent of $1.9).

Sources: The authors, based on FAOSTAT (production value), PovcalNet (poverty measures, latest available year).

Table 5. Parity model results: Gross production value from FAOSTAT in 2015, by subregion in Sub-Saharan Africa.

    SSA, Central SSA, Eastern SSA, Southern SSA, Western
    Gross Production Value (million $) Value Share (VS) (%) VS weighted by Gross Production Value (million $) Value Share (VS) (%) VS weighted by Gross Production Value (million $) Value Share (VS) (%) VS weighted by Gross Production Value (million $) Value Share (VS) (%) VS weighted by
Commodity poverty count (%) poverty gap (%) poverty count (%) poverty gap (%) poverty count (%) poverty gap (%) poverty count (%) poverty gap (%)
Cereal Grains        
  Rice 163 2.5 3.1 3.4 194 1.3 1.5 1.8 1,968 11.6 15.7 20.8 4,719 10.3 10.1 9.2
  Maize 479 7.4 9.0 9.9 2,105 14.5 12.2 8.7 3,863 22.7 18.4 16.4 2,852 6.2 6.4 6.4
  Wheat 1 0.0 0.0 0.0 857 5.9 5.7 3.4 332 2.0 0.9 0.5 19 0.0 0.0 0.0
  Sorghum 30 0.5 0.6 0.6 440 3.0 2.3 1.2 98 0.6 0.6 0.4 1,751 3.8 3.8 3.1
  Millet 195 3.0 3.7 4.0 1,753 12.0 9.0 4.6 234 1.4 1.3 1.1 2,098 4.6 4.9 4.8
  Barley 0 0.0 0.0 0.0 254 1.7 1.8 1.0 48 0.3 0.1 0.0 0 0.0 0.0 0.0
Roots, Tubers & Bananas    
  Potato 71 1.1 1.3 1.5 797 5.5 5.1 6.5 1,070 6.3 5.3 4.9 280 0.6 0.7 0.7
  Cassava 2,334 35.9 43.8 48.1 1,005 6.9 11.1 17.3 3,287 19.3 22.3 25.2 9,507 20.7 20.4 21.2
  Yams 359 5.5 6.7 7.4 340 2.3 2.3 1.5 4 0.0 0.0 0.0 15,985 34.8 35.9 38.4
  Sweet potato 56 0.9 1.0 1.1 499 3.4 4.0 4.4 543 3.2 3.3 3.1 395 0.9 1.0 1.0
  Banana 411 6.3 2.7 0.7 1,814 12.5 16.4 24.6 2,208 13.0 11.6 9.0 247 0.5 0.4 0.3
  Plantain 1,386 21.3 8.8 2.2 1,043 7.2 7.8 5.2 238 1.4 1.7 1.7 2,231 4.9 3.4 2.8
Oilseeds & Pulses    
  Pulses, total 455 7.0 8.5 9.4 2,415 16.6 16.3 17.6 1,727 10.1 10.9 10.0 2,183 4.8 5.0 4.6
  beans 365 5.6 6.8 7.5 1,818 12.5 13.3 15.8 1,178 6.9 6.9 5.6 486 1.1 0.9 0.8
  chickpea 0 0.0 0.0 0.0 241 1.7 1.7 1.0 82 0.5 0.6 0.6 1 0.0 0.0 0.0
  cowpea 85 1.3 1.6 1.8 90 0.6 0.1 0.1 106 0.6 0.7 0.7 1,693 3.7 4.1 3.8
  pigeonpea 3 0.0 0.1 0.1 130 0.9 0.1 0.1 322 1.9 2.4 2.8 0 0.0 0.0 0.0
  lentil 0 0.0 0.0 0.0 62 0.4 0.4 0.3 1 0.0 0.0 0.0 0 0.0 0.0 0.0
  other pulses 2 0.0 0.0 0.0 74 0.5 0.6 0.4 39 0.2 0.3 0.3 3 0.0 0.0 0.0
  Groundnuts 556 8.5 10.4 11.5 972 6.7 3.9 1.7 1,061 6.2 6.6 5.9 3,408 7.4 7.4 7.0
  Soybean 12 0.2 0.2 0.3 77 0.5 0.6 0.5 353 2.1 1.2 0.9 209 0.5 0.5 0.6
Totals    
Cereal Grains 869 13.3 16.3 17.9 5,602 38.5 32.5 20.8 6,544 38.4 37.1 39.3 11,438 24.9 25.4 23.4
Roots, Tubers & Bananas 4,617 70.9 64.5 61.0 5,498 37.8 46.7 59.5 7,350 43.1 44.2 43.9 28,645 62.4 61.7 64.4
Oilseeds & Pulses 1,024 15.7 19.2 21.1 3,465 23.8 20.8 19.7 3,141 18.4 18.7 16.8 5800 12.6 12.9 12.2
Total for all crops 6,509 100.0 100.0 100.0 14,565 100.0 100.0 100.0 17,035 100.0 100.0 100.0 45,883 100.0 100.0 100.0

Notes: 1. Results from FAO for 2015 are averages for 2014–2016, using global average commodity prices from 2004–06 (i.e., in constant 2005 international dollars). 2. Value weighted by poverty headcount: Value in each country is multiplied by its $1.9/day poverty headcount index (share of population earning less than $1.9/day). 3. Value weighted by poverty gap: Value in each country is multiplied by its poverty headcount index times its poverty gap index (the difference between $1.9 and the mean income of the poor in a country, expressed as a percent of $1.9). 4. SSA subregions are as defined in Table 2.

Sources: The authors, based on FAOSTAT (production value), PovcalNet (poverty measures, latest available year).

Note that applying poverty weights to crop values significantly affects the relative importance of crops across regions but the effect is less within regions. For example, the value share of cassava for the selected countries as a group is estimated to be 7.8% in 2015 based on FAO data, but when weighted by the poverty gap it rises to 23.0%. Within Sub-Saharan Africa, cassava’s value share is 19.2%, which rises to 25.9% when weighted by the poverty gap. This reflects the larger differences in poverty rates across regions.

Changes in economy-wide income (economic surplus)

For the selected countries as a group, projected changes in economy-wide income (economic surplus) between 2015 and 2030 due to productivity enhancement are largest for rice, wheat and maize (reflecting the scale of their production and consumption), followed by yams and banana (Table 6). Faster productivity growth in rice, wheat and maize increased economy-wide income in the selected countries in 2030 by 59 billion USD, 27 billion USD and 21 billion USD (about 11 USD, 5 USD and 4 USD per capita) respectively, followed by banana and yams with increases of 9 billion USD each. As was true for the total value of production, for the selected countries as a group, the income results change when weighted by the poverty headcount or poverty gap. Poverty-weighted income shares decline for rice and wheat, for example, reflecting the dominance of richer countries in the production and utilization of those crops, and increase for crops such as sorghum, millet, yams, and groundnut, which are relatively more important in poorer countries. Poverty weighting also increases the share of increased income (i.e., the share of total benefits accruing to poor households) accounted for by Sub-Saharan Africa, while decreasing it in the other regions. Growth in unweighted economy-wide income was largest in South Asia, but when weighted by the poverty gap, the largest increase was estimated to have occurred in Sub-Saharan Africa.

Table 6. Economic surplus model results: Change in economy-wide income in 2030 from faster productivity growth, as modeled by the IMPACT model.

    ECONOMIC SURPLUS MODEL
    Economic Surplus (ES) (million $) ES share (ESS) (%) ESS weighted by
Commodity/Scenario poverty count (%) poverty gap (%)
Cereal Grains  
  Rice 59,256 35.6 29.3 23.4
  Maize 20,722 12.4 10.8 10.7
  Wheat 26,560 15.9 12.8 5.6
  Sorghum 8,011 4.8 8.7 13.8
  Millet 6,219 3.7 7.0 11.1
  Barley 2,802 1.7 1.6 0.8
Roots, Tubers & Bananas  
  Potato 4,607 2.8 2.1 1.0
  Cassava 4,310 2.6 3.3 4.9
  Yams 9,104 5.5 8.7 13.6
  Sweet potato 708 0.4 0.4 0.5
  Banana 9,342 5.6 4.8 2.1
  Plantain 3,000 1.8 1.9 2.5
Oilseeds & Pulses  
  Pulses, total 7,464 4.5 4.3 3.2
  Beans 1,547 0.9 0.8 0.5
  Chickpea 2,681 1.6 1.4 0.6
  Cowpea 1,187 0.7 1.0 1.6
  Pigeonpea 1,137 0.7 0.6 0.3
  Lentil 413 0.2 0.2 0.1
  other pulses 499 0.3 0.2 0.2
  Groundnuts 4,257 2.6 4.0 6.5
  Soybean 181 0.1 0.2 0.3
Totals by region  
  SSA 35,930 21.6 46.5 82.0
  LAC 2,961 1.8 0.3 0.1
  Asia 113,959 68.4 52.9 17.9
  WANA-CAC 13,692 8.2 0.3 0.0
Total for all crops 166,541 100.0 100.0 100.0

Notes: 1. ES weighted by poverty headcount: ES in each country is multiplied by its $1.9/day poverty headcount index (share of population earning less than $1.9/day). 2. ES weighted by poverty gap: ES in each country is multiplied by its poverty headcount index and its poverty gap index (the difference between $1.9 and the mean income of the poor in a country, expressed as a percent of $1.9). 3. Totals are indicative because the crop scenarios were run separately for each crop, i.e. ES for crop i is estimated separately for each crop scenario i. 4. Total ES is the sum of ES for all crops estimated separately, and ESS is the share of total ES that is accounted for by each crop or region.

Sources: The authors, based on IFPRI (economic surplus projections), PovcalNet (poverty measures, latest available year).

Rice, maize, sorghum, yams and millet represent the largest shares of economic surplus in 2030 in Sub-Saharan Africa (Table 7); rice and wheat in South Asia and WANA-CAC; rice in Southeast Asia; and maize followed by rice and wheat in LAC. Economic surplus is highest for maize, rice and cassava in Central Africa (Table 8); for maize, sorghum, millet, wheat and plantain in Eastern Africa; for maize in Southern Africa; and for rice, yams and sorghum in Western Africa. Poverty weighting makes less difference in the results within regions and sub-regions, as progressively smaller country groupings become more homogeneous.

Table 7. Economic surplus model results: Change in economy-wide income in 2030 from faster productivity growth, as modeled by the IMPACT model, by region.

    Sub-Saharan Africa South Asia Southeast Asia West Asia, North Africa, and Central Asia Latin America and Caribbean (excl. Brazil, Southern Cone)
    Economic Surplus (ES) (million $) ES share (ESS) (%) ESS weighted by Economic Surplus (ES) (million $) ES share (ESS) (%) ESS weighted by Economic Surplus (ES) (million $) ES share (ESS) (%) ESS weighted by Economic Surplus (ES) (million $) ES share (ESS) (%) ESS weighted by Economic Surplus (ES) (million $) ES share (ESS) (%) ESS weighted by
Commodity/Scenario poverty count (%) poverty gap (%) poverty count (%) poverty gap (%) poverty count (%) poverty gap (%) poverty count (%) poverty gap (%) poverty count (%) poverty gap (%)
Cereal Grains            
  Rice 7,051 19.6 20.6 21.0 32,283 36.2 35.1 34.0 16,132 65.4 64.7 58.6 3,400 24.8 24.2 15.1 389 13.1 11.4 8.6
  Maize 5,420 15.1 12.2 10.9 7,874 8.8 8.9 9.1 4,044 16.4 15.6 17.5 1,911 14.0 19.1 25.3 1,474 49.8 53.5 63.2
  Wheat 1,023 2.8 2.1 1.6 20,533 23.0 23.8 24.4 207 0.8 0.6 0.6 4,465 32.6 19.6 6.1 331 11.2 9.1 3.9
  Sorghum 5,412 15.1 16.0 16.3 2,086 2.3 2.4 2.5 163 0.7 0.0 0.0 324 2.4 5.3 8.8 26 0.9 0.7 0.3
  Millet 4,383 12.2 13.0 13.1 1,665 1.9 1.9 2.0 43 0.2 0.1 0.0 106 0.8 6.0 20.4 22 0.7 0.6 0.2
  Barley 157 0.4 0.3 0.3 2,492 2.8 2.9 3.0 52 0.2 0.2 0.2 95 0.7 0.9 1.1 6 0.2 0.2 0.2
Roots, Tubers & Bananas            
  Potato 231 0.6 0.5 0.5 3,465 3.9 3.6 3.6 208 0.8 0.8 0.7 626 4.6 4.1 4.7 78 2.6 2.4 2.0
  Cassava 1,720 4.8 5.2 5.7 1,431 1.6 1.4 1.4 826 3.3 3.4 4.4 310 2.3 2.1 2.8 23 0.8 0.7 1.3
  Yams 4,961 13.8 15.2 15.9 2,555 2.9 2.8 2.9 935 3.8 5.4 8.3 586 4.3 4.0 5.3 68 2.3 2.8 4.3
  Sweet potato 244 0.7 0.6 0.6 269 0.3 0.3 0.3 126 0.5 0.4 0.4 56 0.4 0.4 0.5 13 0.4 0.4 0.4
  Banana 465 1.3 0.9 0.7 7,267 8.1 8.6 8.7 956 3.9 4.7 5.1 565 4.1 5.9 4.3 89 3.0 2.9 2.3
  Plantain 1,252 3.5 3.1 2.9 961 1.1 0.9 0.9 312 1.3 1.0 1.0 221 1.6 1.5 2.0 253 8.6 9.9 9.7
Oilseeds & Pulses            
  Pulses, total 937 2.6 2.6 2.6 5,426 6.1 6.2 6.2 402 1.6 1.7 1.7 532 3.9 3.9 2.4 166 5.6 4.8 3.1
  beans 169 0.5 0.4 0.3 1,035 1.2 1.2 1.2 134 0.5 0.5 0.5 117 0.9 0.7 0.6 93 3.1 2.7 1.5
  chickpea 63 0.2 0.1 0.1 2,379 2.7 2.7 2.7 77 0.3 0.2 0.2 139 1.0 0.6 0.6 22 0.7 0.6 0.3
  cowpea 592 1.6 1.8 1.9 316 0.4 0.3 0.3 112 0.5 0.6 0.7 137 1.0 1.8 0.5 31 1.0 1.0 0.9
  pigeonpea 32 0.1 0.1 0.1 1,045 1.2 1.2 1.3 28 0.1 0.2 0.2 26 0.2 0.2 0.2 5 0.2 0.1 0.1
  lentil 15 0.0 0.0 0.0 332 0.4 0.4 0.4 14 0.1 0.0 0.0 49 0.4 0.2 0.1 4 0.1 0.1 0.1
  other pulses 66 0.2 0.2 0.1 319 0.4 0.3 0.3 38 0.2 0.1 0.1 64 0.5 0.5 0.4 11 0.4 0.4 0.3
  Groundnuts 2,527 7.0 7.3 7.7 965 1.1 1.1 1.1 256 1.0 1.3 1.2 486 3.6 2.8 0.7 23 0.8 0.6 0.3
  Soybean 147 0.4 0.3 0.3 15 0.0 0.0 0.0 10 0.0 0.1 0.2 9 0.1 0.2 0.4 1 0.0 0.0 0.1
Totals            
Cereal Grains 23,446 65.3 64.2 63.2 66,933 75.0 75.1 74.9 20,641 83.7 81.3 77.1 10,301 75.2 75.0 76.9 2,247 75.9 75.5 76.5
Roots, Tubers & Bananas 8,872 24.7 25.6 26.2 15,949 17.9 17.7 17.7 3,363 13.6 15.7 19.9 2,363 17.3 18.1 19.6 524 17.7 19.1 19.9
Oilseeds & Pulses 3,611 10.1 10.2 10.6 6,406 7.2 7.3 7.4 667 2.7 3.1 3.1 1,027 7.5 6.9 3.5 189 6.4 5.5 3.6
Total for all crops 35,930 100.0 100.0 100.0 89,288 100.0 100.0 100.0 24,671 100.0 100.0 100.0 13,692 100.0 100.0 100.0 2,961 100.0 100.0 100.0

Notes: 1. ES weighted by poverty headcount: ES in each country is multiplied by its $1.9/day poverty headcount index (share of population earning less than $1.9/day). 2. ES (weighted by poverty gap: ES in each country is multiplied by its poverty headcount index and its poverty gap index (the difference between $1.9 and the mean income of the poor in a country, expressed as a percent of $1.9). 3. Totals are indicative because the crop scenarios were run separately for each crop, i.e. ES for crop i is estimated separately for each crop scenario i. 4. Total ES is the sum of ES for all crops estimated separately, and ESS is the share of total ES that is accounted for by each crop or region.

Sources: The authors, based on IFPRI (economic surplus projections), PovcalNet (poverty measures, latest available year).

Table 8. Economic surplus model results: Change in economy-wide income in 2030 from faster productivity growth, as modeled by the IMPACT model, by subregion in Sub-Saharan Africa.

    SSA, Central SSA, Eastern SSA, Southern SSA, Western
    Economic Surplus (ES) (million $) ES share (ESS) (%) ESS weighted by Economic Surplus (ES) (million $) ES share (ESS) (%) ESS weighted by Economic Surplus (ES) (million $) ES share (ESS) (%) ESS weighted by Economic Surplus (ES) (million $) ES share (ESS) (%) ESS weighted by
Commodity/Scenario poverty count (%) poverty gap (%) poverty count (%) poverty gap (%) poverty count (%) poverty gap (%) poverty count (%) poverty gap (%)
Cereal Grains        
  Rice 362 15.4 14.2 13.1 210 5.4 5.1 5.7 220 11.2 16.2 22.2 6,258 22.6 22.2 22.0
  Maize 543 23.0 21.1 17.0 1,092 28.1 26.4 30.3 1,043 53.2 48.6 43.5 2,742 9.9 9.0 8.4
  Wheat 25 1.1 1.1 1.1 435 11.2 13.0 11.6 219 11.1 6.5 2.5 344 1.2 1.3 1.3
  Sorghum 127 5.4 4.8 3.2 510 13.1 12.1 9.1 25 1.3 1.0 0.8 4,750 17.1 17.7 18.1
  Millet 122 5.2 5.3 4.4 444 11.4 11.9 9.9 28 1.4 1.1 0.8 3,790 13.7 14.1 14.4
  Barley 36 1.5 1.5 1.4 84 2.2 2.0 2.3 21 1.1 2.0 2.8 15 0.1 0.1 0.0
Roots, Tubers & Bananas        
  Potato 39 1.6 1.5 1.5 52 1.3 1.2 1.4 51 2.6 2.3 2.0 89 0.3 0.3 0.3
  Cassava 313 13.3 16.0 21.0 84 2.2 2.6 2.9 72 3.7 5.4 6.9 1,251 4.5 4.6 4.7
  Yams 42 1.8 1.5 1.6 64 1.6 1.6 1.3 26 1.3 1.0 0.7 4,829 17.4 17.8 18.1
  Sweet potato 38 1.6 1.4 1.3 39 1.0 0.9 1.1 17 0.9 1.2 1.6 149 0.5 0.5 0.4
  Banana 200 8.5 7.4 5.5 73 1.9 1.8 2.5 47 2.4 2.3 2.2 144 0.5 0.4 0.3
  Plantain 143 6.1 6.2 7.2 399 10.3 12.9 14.6 48 2.4 3.2 3.9 662 2.4 2.2 2.1
Oilseeds & Pulses        
  Pulses, total 94 4.0 3.8 3.6 132 3.4 3.5 3.6 42 2.2 2.5 2.8 668 2.4 2.4 2.4
  beans 55 2.3 2.1 1.8 45 1.2 1.1 1.3 20 1.0 1.2 1.3 49 0.2 0.2 0.1
  chickpea 7 0.3 0.3 0.2 33 0.9 1.1 1.0 5 0.3 0.3 0.3 18 0.1 0.1 0.0
  cowpea 17 0.7 0.8 0.9 12 0.3 0.2 0.2 6 0.3 0.3 0.3 558 2.0 2.1 2.1
  pigeonpea 6 0.3 0.3 0.3 11 0.3 0.2 0.2 3 0.2 0.3 0.3 11 0.0 0.0 0.0
  lentil 1 0.0 0.0 0.0 8 0.2 0.3 0.3 1 0.0 0.0 0.0 5 0.0 0.0 0.0
  other pulses 9 0.4 0.4 0.4 22 0.6 0.6 0.6 7 0.3 0.4 0.5 28 0.1 0.1 0.1
  Groundnuts 264 11.2 13.9 18.1 249 6.4 4.7 3.1 75 3.8 4.7 5.3 1,939 7.0 7.1 7.2
  Soybean 11 0.4 0.3 0.3 11 0.3 0.3 0.6 27 1.4 2.0 2.2 98 0.4 0.3 0.2
Totals        
Cereal Grains 1,215 51.5 48.0 40.1 2,775 71.5 70.5 68.9 1,555 79.3 75.5 72.5 17,901 64.5 64.4 64.2
Roots, Tubers & Bananas 775 32.8 33.9 38.1 711 18.3 21.0 23.8 261 13.3 15.4 17.2 7,126 25.7 25.7 25.9
Oilseeds & Pulses 368 15.6 18.1 21.9 392 10.1 8.5 7.3 144 7.4 9.1 10.2 2,706 9.8 9.8 9.9
Total for all crops 2,359 100.0 100.0 100.0 3,879 100.0 100.0 100.0 1,960 100.0 100.0 100.0 27,732 100.00 100.00 100.00

Notes: 1. ES weighted by poverty headcount: ES in each country is multiplied by its $1.9/day poverty headcount index (share of population earning less than $1.9/day). 2. ES weighted by poverty gap: ES in each country is multiplied by its poverty headcount index and its poverty gap index (the difference between $1.9 and the mean income of the poor in a country, expressed as a percent of $1.9). 3. SSA subregions are as defined in Table 2. 5. Totals are indicative because the crop scenarios were run separately for each crop, i.e. ES for crop i is estimated separately for each crop scenario i. 4. Total ES is the sum of ES for all crops estimated separately, and ESS is the share of total ES that is accounted for by each crop or region.

Sources: The authors, based on IFPRI (economic surplus projections), PovcalNet (poverty measures, latest available year).

Faster productivity growth generates economic surplus shares that are generally higher than the parity model’s shares of production value for cereals, broadly similar for oilseeds and pulses, and lower for roots, tubers and bananas. Economic surplus shares for the 20 crops in total are higher than parity model shares in Asia, and lower in the other regions. These patterns likely reflect the relative roles of crops in value-added food systems, and the relative importance of cereals in Asia and parts of Africa. Cereal grains are easily stored and traded and widely used by animal feed, food manufacturing and biofuel industries, and thus may have larger multiplier effects in the general economy.

Hunger and nutrient indicators

Malnutrition today includes substantial populations that suffer from risk of insufficient intake of both energy and micronutrient-rich foods side by side with populations that overconsume energy-rich foods resulting in overweight and obesity [46].

Table 9 presents impacts of the productivity scenarios on the number of undernourished children (suffering from energy intake deficiencies) and the population at risk of hunger in the selected countries in 2030. Improvements (i.e. reductions) are greatest for rice and wheat, which is not surprising since these two measures are based on availability of dietary energy. The plantain, cassava, sorghum, maize and millet scenarios also reduce the population at risk of hunger by a million or more, with roughly proportionate reductions in child undernourishment.

Table 9. Change in undernourished children and population at risk of hunger in 2030 from faster productivity growth.

    Change from Reference Scenario in 2030
    Undernourished Children Population at Risk of Hunger
Commodity/Scenario (% change) (‘000s) (% of total) (% change) (‘000s) (% of total)
Cereal Grains      
  Rice -0.29 -360.6 35.97 -2.06 -10,602.0 38.62
  Maize -0.04 -55.5 5.53 -0.29 -1,490.7 5.43
  Wheat -0.16 -205.8 20.53 -1.15 -5,903.8 21.51
  Sorghum -0.05 -61.0 6.08 -0.31 -1,580.2 5.76
  Millet -0.05 -64.3 6.42 -0.26 -1,315.7 4.79
  Barley 0.00 -2.0 0.20 -0.01 -76.1 0.28
Roots, Tubers & Bananas      
  Potato -0.01 -9.5 0.95 -0.06 -315.0 1.15
  Cassava -0.06 -72.0 7.18 -0.34 -1,763.8 6.43
  Yams -0.03 -43.4 4.33 -0.09 -481.6 1.75
  Sweet potato -0.01 -9.0 0.90 -0.06 -313.2 1.14
  Banana -0.01 -15.7 1.56 -0.09 -470.4 1.71
  Plantain -0.05 -62.1 6.20 -0.39 -2,018.6 7.35
Oilseeds & Pulses      
  Pulses, total -0.02 -27.8 2.77 -0.15 -765.6 2.79
  beans -0.01 -10.6 1.05 -0.08 -404.5 1.47
  chickpea 0.00 -4.7 0.47 -0.04 -223.7 0.81
  cowpea -0.01 -6.7 0.67 0.01 46.0 -0.17
  pigeonpea -0.01 -9.4 0.94 -0.05 -242.9 0.88
  lentil 0.00 4.7 -0.47 0.02 115.3 -0.42
  other pulses 0.00 -1.1 0.11 -0.01 -55.8 0.20
  Groundnuts -0.01 -10.2 1.02 -0.05 -256.1 0.93
  Soybean 0.00 -3.5 0.35 -0.02 -98.5 0.36
Total for all crops   -1,002.5 100.00   -27,451.5 100.00

Note: For ease of comparison, the “% of total” scales the relative size of the change in the number of undernourished children or population at risk of hunger associated with each crop so that they sum to 100. Totals are indicative because the crop scenarios were run separately.

Source: The authors, based on results from the IMPACT model.

Fig 3 illustrates adequacy ratios in 2030 for a variety of key nutrients (as distinct from total caloric intake) in the reference case without faster productivity growth. In Fig 3(A), almost every country has an adequacy ratio of 3 or greater for carbohydrates, i.e. at least three times the RDA. (Note that because there are three primary sources of caloric intake in a diet–carbohydrates, fats, and protein–it is possible for an individual to consume amounts of carbohydrates well above RDA levels and still have a shortfall in intake of total calories or other essential nutrients.) Protein has adequacy ratios of 3 or above in many countries in the northern hemisphere and above 1 in almost all countries in the world. Calcium, iron, potassium and zinc stand out for global deficiencies. In Fig 3(B), vitamins A, B12, D, E and K, and folate all have widespread deficiencies. Variation is large across nutrients and between countries, highlighting the need for country-specific interventions.

Investments to increase productivity of a particular crop will increase the aggregate availability of the nutrients it contains. Table 10 reports changes to the adequacy ratios due to faster crop productivity growth for 3 macronutrients and 9 micronutrients that are deficient in many countries. Even for the largest crops we see relatively small changes in the adequacy ratios for any of these 12 micronutrients as dietary sources of any nutrient are varied. However, for regions that rely heavily on one staple, the carbohydrate adequacy ratio sees relatively large increases (e.g., rice in Asia and cassava in Sub-Saharan Africa). Crops that have high content of a particular micronutrient can see a substantial increase in its adequacy ratio even with a relatively small share of overall contribution to the diet (e.g., folate from millet, Vitamin E from groundnuts, Vitamin C from cassava and Vitamin A from sweet potato, all in Sub-Saharan Africa). Note that regional aggregation hides the importance of some crops for a specific nutrient in a country. For specific nutrients, we note that:

Table 10. Change in selected nutrient adequacy ratios in 2030 from faster productivity growth.

Crop Region Carbo-hydrate Protein Total Fiber Iron Phos-phorus Potas-sium Zinc Vitamin A (RAE) Vitamin B6 Vitamin C Vitamin E Folate
Percentage change relative to the reference scenario in 2030
Cereal Grains
Maize LAC 0.09 0.07 0.11 0.12 0.09 0.06 -0.01 0.03 0.08 0.00 0.04 0.05
Maize SSA 0.09 0.09 0.10 0.12 0.10 0.05 0.00 0.03 0.10 0.01 0.05 0.04
Millet SSA 0.12 0.13 0.15 0.13 0.15 0.05 0.00 -0.01 0.11 0.01 0.02 0.16
Rice EAP 0.73 0.37 0.27 0.24 0.36 0.21 0.07 0.08 0.33 0.11 0.15 0.21
Rice LAC 0.19 0.10 0.05 0.06 0.09 0.05 0.02 0.03 0.09 0.03 0.03 0.05
Rice SAS 0.48 0.31 0.20 0.15 0.26 0.23 0.06 0.18 0.33 0.21 0.15 0.18
Rice SSA 0.26 0.19 0.09 0.11 0.16 0.08 0.05 0.04 0.13 0.06 0.07 0.07
Wheat SAS 0.33 0.37 0.59 0.46 0.40 0.30 0.09 0.11 0.33 0.09 0.33 0.27
Wheat SSA 0.13 0.15 0.21 0.16 0.16 0.09 0.05 0.01 0.10 0.01 0.11 0.10
Roots, Tubers & Bananas
Cassava SSA 0.38 0.11 0.21 0.15 0.10 0.31 0.07 0.01 0.17 0.58 0.11 0.31
Plantain SSA 0.11 0.02 0.08 0.13 0.03 0.16 0.01 0.22 0.17 0.14 0.01 0.03
Sweet potato SSA 0.01 0.00 0.02 0.01 0.01 0.02 0.00 0.50 0.02 0.00 0.01 0.01
Yam SSA 0.12 0.05 0.19 0.14 0.08 0.34 0.03 0.06 0.22 0.19 0.09 0.13
Oilseeds & Pulses
Groundnuts SSA 0.02 0.06 0.04 0.05 0.05 0.03 0.01 0.02 0.03 0.01 0.15 0.08

Note: EAP = East Asia and Pacific, LAC = Latin American and Caribbean, SAS = South Asia, SSA = Sub-Saharan Africa.

Source: The authors, based on results from the IMPACT model, using a modeling approach detailed in Nelson et al. [45] with Natural Earth map files (https://www.naturalearthdata.com/) using ggplot2 [47] in R [48].

  • None of the yield increases change the zinc adequacy ratios by more than a very small amount because these crops have relatively small zinc content.

  • In Asia, rice and wheat yield growth improves the adequacy ratios for many nutrients because they make up a large share of total consumption. None of the other yield increases contribute much.

  • In Latin American and the Caribbean, wheat yield growth improves adequacy ratios for many nutrients because of its importance as a staple. Maize increases benefit a few adequacy ratios. Rice increases have very little impact on any adequacy ratios.

  • In Sub-Saharan Africa, cassava yield growth improves adequacy ratios for many nutrients. Cowpeas, millet, plantain, sorghum, wheat and yams also make improvements in some adequacy ratios. Rice yield increases have little effect on SSA adequacy ratios.

Beyond contributions to adequacy of nutrient intake, agricultural productivity investments can also affect dietary diversity. Several measures of diversity are available. For this report, we use the non-staple share of energy intake, which is widely used in the nutrition literature [49]. Fig 4 clearly shows the heavy dependence on starchy staples for dietary energy in most of Africa and parts of Central Asia. Impacts of the productivity scenarios on this indicator are generally small. Most of the crops considered in this analysis are in the staple category, so increasing their productivity (and reducing their prices) relative to the other crops generally increases their consumption and decreases the non-staple share of energy intake. The only yield increases that raise the non-staple share more than 0.01 percent are for groundnuts in SSA (0.08 percent) and bananas in Asia and SSA (0.03 and 0.04 respectively). (In this analysis bananas are considered a non-staple, while plantains are considered a staple.)

Fig 4. Non-staple share of dietary energy intake in the reference case in 2030 (percent).

Fig 4

Source: The authors, based on results from the IMPACT model, using a modeling approach detailed in Nelson et al. [45] with Natural Earth map files (https://www.naturalearthdata.com/) using ggplot2 [47] in R [48].

Comparing results across different indicators

Fig 5 and Table 11 summarize the different metrics explored in this analysis and help illustrate their implications for R&D allocation. For each of the metrics presented, a “parity rule” would suggest that the share of that metric represented by a particular crop could help inform an efficient R&D allocation. Importantly, the metrics help illustrate how different system goals might influence R&D allocation decisions. The crop value and economic surplus value shares give greater emphasis to total income growth; economic surplus weighted by the poverty indices gives greater emphasis to poverty reduction; while the metrics for undernourished children and population at risk of hunger give greater emphasis to food security. (Other nutrient outcomes are not shown.) While rice comes out as the highest-ranked crop under these metrics at the global level (reflecting the scale of its production and consumption), the relative importance of crops differs across metrics and regions. For example, weighting income by the poverty gap index raises the profile of sorghum, millet, yam, and groundnuts (particularly in Sub-Saharan Africa), and reduces that of wheat, potato, and to some extent rice. Other crops are not highly ranked for any of the metrics or regions examined in this study, but might well be ranked more highly for different criteria, locations, or population groups.

Fig 5. Relative impacts of faster productivity growth on income, poverty and food security indicators (all 106 countries).

Fig 5

Source: The authors, based on FAOSTAT (2015 production value), IFPRI (IMPACT projections to 2030), PovcalNet (poverty measures, latest available year).

Table 11. Relative impacts of faster productivity growth on income, poverty and food security indicators: Highest-ranked crops in selected regions.

Metric Region Highest-ranked crops Table
Crop Value in 2015 (FAO) 106 countries rice, wheat, maize, cassava, pulses, banana 3
South Asia rice, wheat, potato, pulses, banana, maize 4
Sub-Saharan Africa yams, cassava, maize, rice, pulses, groundnuts 4
Crop Value in 2030 (IMPACT) 106 countries rice, wheat, maize, banana, potato, pulses 3
South Asia rice, wheat, potato, banana, pulses, maize
Sub-Saharan Africa yams, cassava, maize, plantain, pulses, sorghum
Economic Surplus (ES) in 2030 Global rice, wheat, maize, banana, yams, sorghum 6
South Asia rice, wheat, maize, banana, pulses, potato 7
Sub-Saharan Africa rice, maize, sorghum, yams, millet, groundnuts 7
ES weighted by poverty headcount in 2030 106 countries rice, wheat, maize, yams, sorghum, millet 6
South Asia rice, wheat, maize, banana, pulses, potato 7
Sub-Saharan Africa rice, sorghum, yams, millet, maize, groundnuts 7
ES weighted by poverty gap in 2030 106 countries rice, sorghum, yams, millet, maize, groundnuts 6
South Asia rice, wheat, maize, banana, pulses, potato 7
Sub-Saharan Africa rice, sorghum, yams, millet, maize, groundnuts 7
Change in number of undernourished children in 2030 106 countries rice, wheat, cassava, millet, plantain, sorghum 9
South Asia rice, wheat, millet, pulses, maize, chickpeas
Sub-Saharan Africa rice, cassava, plantain, sorghum, millet, wheat
Change in population at risk of hunger in 2030 106 countries rice, wheat, plantain, cassava, sorghum, maize 9
South Asia rice, wheat, millet, pulses, maize, chickpeas
Sub-Saharan Africa rice, plantain, cassava, wheat, sorghum, maize

Note: Pulses include beans, chickpeas, cowpeas, pigeonpeas, lentils, and other pulses (but exclude groundnuts and soybeans). Further details on each metric are provided in Tables 39.

Sources: The authors, based on FAOSTAT (2015 production value), IFPRI (IMPACT projections to 2030), PovcalNet (poverty measures, latest available year).

Discussion

This analysis examines the economic impacts of faster crop productivity growth, considering market interactions across multiple commodities and countries, as well as changes in biophysical and socioeconomic factors over time. As such, it offers insights beyond those that can be obtained by considering individual crops or countries in isolation. Nevertheless, it is still a partial perspective addressing specific questions using a particular methodology, and it is important to recognize the limitations inherent in this approach. In this section we comment briefly on the results we found, the methods we used, the process we followed, and implications for further research and decision making.

Results

We found that increased investment to accelerate crop productivity growth in developing countries can have large impacts on important development indicators. For example, faster productivity growth in rice, wheat and maize was estimated to increase economy-wide income in the selected countries in 2030 by 59 billion USD, 27 billion USD and 21 billion USD respectively (reflecting the scale of their production and consumption), followed by banana and yams with increases of 9 billion USD each. By way of comparison, these amounts are less than 1% of projected GDP in the 106 targeted countries in 2030, but they are 2–15 times current levels of public R&D spending on food crops in developing countries (about 4 billion USD per year, based on estimates from Beintema et al. [50] and ASTI [51]). Income growth was largest in South Asia, but when weighted by poverty measures, the largest increase in income occurred in Sub-Saharan Africa. Faster productivity growth in rice and wheat reduced the population at risk of hunger by 11 million people and 6 million people respectively (representing reductions of 1–2 percent relative to baseline levels in 2030), followed by plantain and cassava with reductions of about 2 million people each. Changes in adequacy ratios for protein and carbohydrates were relatively large, while those for micronutrients were relatively small. As these examples illustrate, the estimated impacts of faster crop productivity growth vary widely across crops, regions, and outcome indicators. This highlights the importance of identifying potentially diverse objectives of different decision makers, recognizing possible tradeoffs between different objectives, and understanding the methods used to generate these results.

Methods: Models

First, the parity model is relatively simple, intuitive, and well-established, but it focuses on current conditions and historic data. The IMPACT-GLOBE system of models allows exploration of future interactions across crops and countries in the context of changing biophysical and socioeconomic conditions, and is unique among global economic models in covering the 20 crops of interest, but lacks subnational detail (for example, in terms of income classes, rural-urban location, farm size, age, or gender). We note also that GLOBE operates at a different (coarser) level of spatial aggregation than IMPACT, so there is a need to downscale GLOBE results to the IMPACT country level. Downscaling in model ensembles that work at different scales is not an exact science and requires additional assumptions. This means that the income results reported here for broad region aggregates are more reliable than the detailed IMPACT country level results (except for cases like China and India, where the GLOBE-IMPACT mapping is 1:1). In relation to nutrient modeling, we note that nutrient availability from crops as estimated here is just one aspect of a more complete characterization of nutrition [45].

Methods: Assumptions

Second, we considered one specific set of assumptions about changes in population, income and climate (based on SSP2 and RCP8.5). These are standard assumptions by the global modeling community but may not match expectations for particular countries. Different assumptions would generate different results, although the relative economic surplus levels are likely to be robust across the plausible range of parameters. Baseline productivity growth rates in IMPACT are based on the principles laid out by Evenson and Rosegrant [52] and Evenson et al. [53]. These have been subsequently adjusted based on expert opinion and in consultations with other CGIAR Centers that have expertise on particular crops. However, there is always room for improvement, particularly with minor crops, where knowledge gaps are still greater than with the staple cereals. Assumptions about demand elasticities are important for the consumption side of the modeling presented here. IMPACT’s elasticities are originally based on USDA’s international database [54] and subsequently adjusted through consultations and feedback from commodity experts in the CGIAR, AgMIP [55], and elsewhere. Alternative elasticities would lead to different outcomes, but again, relative rankings are likely to be similar across the plausible range of elasticities.

Methods: Scenarios

Third, based on discussion with USAID and the multi-funder group, we focused on stylized scenarios that posit a uniform acceleration of productivity growth for each of 20 selected crops. (Fruits, vegetables, forage crops, and animal source foods were not included in this analysis.) This has the advantage of simplicity and allows comparison of the impacts of a proportionate increase in yields across crops, but is not linked to data or assumptions about costs, rates of technology adoption, or specific investment levels needed to achieve such increases, or how those would likely differ by crop or region. We also examined the impacts of faster productivity growth for each crop individually (while holding productivity growth rates for other crops at their baseline levels), which may have missed potentially interesting interaction effects.

Methods: Indicators

Fourth, we examined impacts of faster productivity growth on the value of production, economic surplus, nutrient availability and hunger. We did not explore impacts on other outcomes, including costs of production, net returns, employment, wages, resilience, health or nutrition (including the rise in overweight and obesity among both adults and children, including in developing countries). Lack of data on the costs of achieving faster productivity growth meant we were not able to adequately capture the impact of investments in crops and locations where yields are well below their potential but could be improved relatively cheaply (e.g., through improved management practices) relative to investments in crops and locations that generate high levels of economic surplus but for which further productivity growth might be relatively expensive. Nor did we examine how impacts might vary by gender, age, rural-urban location, farm size, or different weighting schemes. Some of these are within the capabilities of existing models, and some would require further model development, data, or links to other analytical approaches.

Process

This analysis was demand-led, with specific questions and methods clearly defined and agreed in discussion with the multi-funder group who commissioned the analysis, recognizing the limited time and resources available. Results were shared with the multi-funder group and the CGIAR’s Excellence in Breeding Platform in 2018, with two subsequent presentations for clarification and discussion. The analysis was intended to inform dialog and decision making related to the Crops to End Hunger initiative, but we note that the results of this analysis are only one set of inputs to a larger decision-making process that also draws on other analyses and criteria. While intended for a particular audience and purpose, the results may also be of wider interest.

Implications: Results

As noted above, outcomes for particular crops reflect the scale of their production and consumption, but do not consider the costs of achieving the assumed productivity increases, which may vary significantly across crops and regions. Results of this analysis thus provide an indication of the direction and magnitude of impacts of proportionate increases in productivity growth rates, but can only offer a partial perspective on resource allocation decisions. A more complete perspective would require further analysis with a number of refinements in methods and process.

Implications: Methods

This type of analysis could be refined and extended in a number of ways to better inform decision making by donor agencies, national governments, and other development partners. First, additional scenarios could be explored, including a wider range of assumptions about socioeconomic and climate pathways, and different scenarios of productivity growth. Second, underlying model parameters such as baseline productivity growth rates and elasticities of supply and demand would benefit from further review and updating. Third, additional crops (such as fruits, vegetables, and forage crops) and animal source foods could be included. Fourth, additional outcome indicators could be examined, including measures of employment, nutrition, health, greenhouse gas emissions and other environmental indicators. Fifth, targeted model improvements would allow analysis of sub-national variations in outcomes for different population groups, including by income, gender, age, or rural-urban location. Sixth, improved data on the costs of technology development and dissemination–including both public and private R&D–would allow estimation of rates of return in addition to impacts of alternative policy and investment options. And seventh, valuable extensions of this analysis could include estimating differential elasticities of productivity growth with respect to investments in crop breeding or improved management for different types of crops. This could also be supplemented by expert opinion on the probability of success of crop breeding or improved management for different crops relative to expenditures on these crops. This additional analysis could be embedded in the modeling or could be used by decision-makers to further inform investment decisions, taking account of the probability of success and the cost per unit of productivity gain and the resulting impacts on key indicators.

Implications: Process

In addition to improvements in analytical methods, our experience also suggests several ways in which the process of analysis to inform decision making could be improved. First, the more attention that can be given early in the process to identifying relevant stakeholders (including funders, researchers, decision makers, and others who will be affected by any resulting decisions) along with their various interests and questions, the better focused the analysis can be and the more useful its results. Second, to enhance the transparency, technical quality and credibility of future work, it would be beneficial to develop a systematic process to review and update the models and parameters used in this analysis on an on-going basis, in collaboration with experts across the CGIAR and beyond. Third, to increase relevance, understanding, and confidence in results, it would be helpful to establish an on-going process for iteration between users and providers of this type of analysis to allow for dialog on results, discussion, revisions, new questions, and further analysis. Finally, we recognize that these steps are costly and resources are limited, but we believe that investment in a systematic and iterative process would generate improvements in the speed, transparency, quality, credibility and relevance of future analysis to inform decision making in this area.

Acknowledgments

This paper builds on a project note originally delivered to USAID by the authors in June 2018, parts of which were subsequently summarized in a CGIAR System Council document in October 2018 [56]. Feedback from partners in the Crops to End Hunger initiative is gratefully acknowledged. We also thank Olaf Erenstein, Gideon Kruseman, and four anonymous reviewers for their helpful comments. The views and findings presented here are those of the authors, and may not be attributed to IFPRI, ERS, USAID or other affiliated institutions.

Data Availability

Data are available on GitHub at https://github.com/IFPRI/IMPACT.

Funding Statement

KW, TBS, SD, and MWR received funding from the United States Agency for International Development (USAID; https://www.usaid.gov). DW and GCN received funding from the International Food Policy Research Institute (IFPRI; https://www.ifpri.org/). Funding for model development and maintenance was provided by the CGIAR Research Program on Policies, Institutions, and Markets (PIM; http://pim.cgiar.org/). USAID participated in the selection of crops and countries to be studied and the identification of scenarios to be modeled.

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Decision Letter 0

Gideon Kruseman

23 Jun 2020

PONE-D-20-06988

Modeling impacts of faster crop productivity growth to inform the CGIAR initiative on Crops to End Hunger

PLOS ONE

Dear Dr. Wiebe,

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PLOS ONE

Additional Editor Comments:

Making assumptions explicit and explaining the rationale for making assumptions that have a direct impact om key outcomes is essential for any modeling exercise and is reiterated by the reviewers of the manuscript. 

One way of addressing some of the concerns raised is adding through supplementary documentation the sensitivity analysis results related to contested parameter choices.

It is also essential to make all the underlying data and model results publicly available. Not only is this a prerequisite for publication of a manuscript in PLOSone, this also facilitates peer review of results and helps identify inadvertent errors. The prepublication of the manuscript on SocArXiv [osf.io/preprints/socarxiv/h2g6r] brought a calculation error to the fore that you have since remedied.

Looking forward to the revised version of the manuscript addressing the important comments by the reviewers.

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Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Partly

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Reviewer #1: Yes

Reviewer #2: N/A

Reviewer #3: Yes

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Reviewer #1: No

Reviewer #2: No

Reviewer #3: Yes

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Reviewer #2: Yes

Reviewer #3: Yes

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5. Review Comments to the Author

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Reviewer #1: This is a sound paper that addresses an important issue. It is ambitious and sometimes goes beyond the analytical capacity of the models.

Major comments

This is a sound analysis of an important problem—how to determine priorities among many CGIAR crops.

The discussion covers a number of limitations of the analysis but there are others as well. Also quality of data need to be addressed. Finally, the conclusions should be sharpened. See details below.

1. The high value of yams and bananas deserves more discussion. How are FAOSTAT prices for these crops determined. Are they farmgate prices or market prices that include high transport margins?

2. No distinction is made between food and feed uses of crops. Clearly, feed uses contribute less to energy and would favor richer consumers.

3. The analysis is for the public sector only. We know that for some crops, maize and potatoes, for example, private R&D is important and growing.

4. Table 7 on rankings deserves more discussion and sharper conclusions. Rice is clearly the number one priority in all cases. Wheat is also ranked high under most assumptions. At the same time, some crops are clearly low priority under all assumptions—barley and several of the legumes. The conclusions should clearly state these outliers and also that more data and more in depth analysis would be unlikely to change these conclusions.

Other comments

44. Needs to specify the base year

138. this is a big assumption and deserves more attention in the discussion.

Table 2. No rationale is given for the selection of countries. China and Brazil are not included but India is.

Reviewer #2: The authors conduct an interesting analysis about priorities and benefits of agricultural productivity enhancements. There are many things I like about the analysis. However, the following comments will focus on potential weaknesses or shortcomings. I spend about 3 hours reading the paper. If I misinterpret some things, the authors should not hesitate to correct me.

My main criticism is that the analysis seems somewhat incomplete and inconsistent.

1) The link between IMPACT and GLOBE seems to be a single feedback loop. I did not see a statement that this suffices to achieve consistency between the two models. It would find it sensible to iterate information between the two models until consistency is achieved. I don't think that it would take a lot of iterations but it would be useful to have some information about this in an appendix. Especially in poorer countries where agriculture contributes substantially to GDP, a single feedback may still leave biases.

2) Parity analysis seems to provide only a demand value for productivity improvements. However, the cost of productivity improvements may differ greatly. For example, if a crop is not managed well in a certain region, parity analysis will suggest a lower priority (resulting from lower production quantities). However, the cost of productivity improvement may be much lower for low-yield situations (large yield gaps) than for crops which are already well managed and closer to some natural limits. The authors state clearly that they do not look into the cost of productivity improvements. However, I think they should at least discuss the issue of the yield gap a little bit better to avoid a misinterpretation of their results. Again, all other things equal, lower existing yields would with the applied method result in lower research priorities. I think, the lower existing yields (higher yield gaps) increase the attractiveness for research spending.

To remedy this, the authors could use two alternative accounting schemes: a) price x area -> this switches off the yield impact, b) price x area x yield gap -> this would give priority to crops with higher yield gaps. The yield gap, ideally, should be calculated taking into account the regional distribution of soil-climate conditions. I believe there are already several studies which estimate regionally resolved yield gaps at global level.

3) The authors estimate research spending priorities based on a single independent experiment for each crop where they raise the productivity of this crop by 25% (I believe globally). It would be very interesting to see what happens when a certain research budget is allocated simultaneously to regions and crops according to the estimated priorities. This would truly make the analysis complete and would consider the interactions between the crops. Then, they could trace out a response function where regionally diverse benefits of productivity increases are estimated against the regionally and crop specific expenses for different levels of budget. This, in my opinion would make the analysis really useful to policy makers.

Other comments

The poverty weighting schemes are good in principal but a bit crude. The crudeness comes from using the 1.90 $/day value as a black and white discrimination between poor and not poor. I would find it more sensible, if the authors would use an integral under an income distribution function. However, this would then also need additional assumptions on how to weight levels of poverty.

The authors state that the results data will be freely available and accessible. However, if I understand the policy of the journal correctly, they should also disclose the input data of the model.

Where is the information referred to in these statements:

".. baseline rates of productivity growth assumed in the IMPACT"

"IMPACT uses assumptions about key drivers such as population, income, technology, policy and climate to simulate changes in agricultural demand, production and markets for 60 commodities in 158 countries"

Reviewer #3: This paper is a follow-up of a study carried out by IFPRI and USDA-ERS for USAID to inform the Crops to End Hunger (CtEH) initiative. The latter is a development aid program which seeks to modernize public plant breeding in lower-income countries. The IFPRI-ERS study was aimed at assessing the impacts of faster productivity growth for selected food crops on income and other key indicators in developing countries in 2030.

The paper describes the method used and the main findings of this study. The method used is not original: this is a simulation exercise of a +25% increase of crop yields (crop by crop) in developing countries, carried out with the IMPACT model coupled with the GLOBE model (this coupling is already used in Mason-D’Croz et al., 2019, World Development); outputs are the impacts on economic surplus, prevalence of hunger and availability and adequacy of key nutrients (like in Nelson et al., 2018, Nature Sustainability). Results are unsurprising: as the yield increase applied successively to each crop is of the same magnitude (+25% relative to the baseline), the most important crops in terms of production value induce the strongest effects in terms of income and the most important crops in the diets induce the highest effects on food and nutritional security.

The paper is well-written and reports a competent work. But, I wonder what is the actual value added of the paper. Linked to this question, I have several concerns that I describe below.

1. Major issues

i) I don’t understand why the authors refer to the parity model. This is very confusing and, as far as I can understand, it adds nothing to the analysis.

It is very confusing because, as mentioned by the authors, the parity model is commonly used to allocate R&D resources in multi-commodity systems. So initially the reader may imagine that the budget of the CtEH is allocated among the different crops in a first stage, that, in the second stage, the study estimates the impacts of additional R&D efforts on each crop yield and that, in the last stage, the study examines the impact of the induced differentiated yield changes in terms of income and food and nutritional security. In fact the study does not do that at all and the starting point is not the parity model but the assumed +25% yield increase for all crops. This +25% yield increase is simulated crop by crop and the induced impact in terms of income and food and nutritional security indicators are compared and analysed. Maybe I’ve missed something but in such approach, I don’t see what the parity model actually adds.

We can imagine that the parity model analysis could indicate which crops should receive higher shares of R&D resources. Then the simulation results would inform on which crops induce the highest income and food and nutritional effects following a x% increase in its yield. And finally we could examine whether the most efficient crops (in terms of increasing income and food and nutritional security) are also the ones which should receive higher shares of R&D resources according to the parity model (using alternative rules through poverty weights). But, once again as far as I understand, this is not was is done neither, otherwise authors would not state that “The scenarios of accelerated productivity growth reported in this note assume that investment in new varieties and other sources of on-farm productivity growth will increase sufficiently to result in a 25% increase in the annual rate of yield growth above “baseline” yield growth in farmers’ fields over the period 2015-2030” (li 77 to 80) or “A third departure from the simple parity model is to determine how accelerated crop yield growth might affect future incomes” (li 155-156).

Once again this is very confusing: are we in the first approach (impacts of R&D on yields, and impacts of yield changes on income and food and nutrition security), but in this case why a uniform +25% yield increase? Or are we in the second approach (impacts of yield changes on income and food and nutritional security and comparison with recommandations of R&D resource allocation according to the parity model), but in this case why justifying the 25% yield increase as resulting from additional R&D resources?

ii) If the +25% yield increase results from additional R&D resources (from theCtEH I guess?), the paper should explain what are the bases of this assumption (empirical, literature, expert knowledge?). This is not done at all in the paper (which makes me think that we are rather in the second approach which does not require to explain the retained level of yield increase. This level could be 1%, 10%, 20%, etc., applying the same percentage to all crops being the only requirement in this case).

iii) If I can understand that the authors use poverty rates to weight production values in the parity model I don’t understand why the same weights are applied to the simulated economic surplus from the accelerated productivity growth scenarios.

Once again if we are in the second approach, simulation results should be used as an estimation of the relative efficiency of each crop in increasing income and food and nutritional security and then should be compared to recommendations resulting from the parity model. The use of poverty weights makes sense in the parity model since it allows to show how the R&D resource allocation should change if we want to put emphasis on the poorest population. But, as far as I can understand, applying poverty weights to the simulation results of the accelerated productivity growth scenarios makes no sense in this case.

iv) Choosing clearly between the first or the second approach would provide a more clear grid for analysing results and highlighting the main findings, which is not the case currently.

Currently the analysis of scenarios’ simulation results are a mix between what it would be under the first option and what it would be under the second option. As a result, it is very difficult for the reader to see what these results really add.

Minor issues

i) Introduction

- The paper should be situated relative to the existing literature and its originality, contribution and value added regarding existing knowledge should be described.

- Li 48 to 51. Changing diets and reducing food waste have also been advocated as part of the solution. This should be mentioned and related literature added.

- Li 65-66: “This paper briefly describes how we did that and what we found”: this looks like a summary of a study report not like a research paper. This relates to the above-described major issues: what is the research question authors are dealing with? What do they want to show? This should be specified.

ii) Approach

- It should be made clear for what purpose the parity model is used (see major issues, first or second approach).

- Li 77-80: It should be made clear why the authors retained scenarios involving a uniform +25% yield increase? For what purpose such scenarios have been defined?

iii) Analysis using the parity model

- Li 127-128: Explain why production quantities averaged over 2014-2016 are valued at international prices averaged over 2004-2006.

iv) Scenarios of faster productivity growth

- Li 155-156: I don’t understand this sentence.

- Explain the 25% level of yield increase. Explain whether there is a link between these +25% and additional R&D resources from the CtEH program. Explain whether there is a link between these +25% and the parity model. The current version of the text is very confusing and it is difficult to understand where the +25% are coming from and what are they dedicated to show?

v) Analysis using the IMPACT model

- Li 198-202: the iteration process between IMPACT and GLOBE should be described in more details. Only one iteration is mentioned: from IMPACT to GLOBE and then from GLOBE to IMPACT. Does it mean that only one iteration is sufficient to reach a consistent global equilibrium in both models?

vi) Analysis using the GLOBE model

- Li 222-225: the way the “agricultural productivity enhancement from the various scenarios … in IMPACT” are translated into “shifts of the factor productivity parameters in the agricultural production functions” should be described in more details. Are these productivity shifts also affecting land rents (only wages and capital returns are mentioned)?

vii) Results

- Li 348-350: “Growth in unweighted economy-wide income was largest in South Asia, but when weighted by the poverty gap, the largest increase occurred in Sub-Saharan Africa.”. Maybe “occurred” is not the right verb.

- Table 4a: instead of totals computed as the sum of the values obtained from each crop scenario, a “true” total reporting the effect of a +25% yield increase for all crops considered simultaneously would bring additional information on the interaction between crop markets and cross effects of additional R&D resources allocated to various crops.

- Table 4c: Could be moved to additional information or appendix.

**********

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Reviewer #2: No

Reviewer #3: No

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Decision Letter 1

Gideon Kruseman

27 Oct 2020

PONE-D-20-06988R1

Modeling impacts of faster productivity growth to inform the CGIAR initiative on Crops to End Hunger

PLOS ONE

Dear Dr. Wiebe,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

You may notice we have added a new reviewer. We chose this reviewer from a set of scholars that had provided some feedback to me regarding the prepublication version on SocArXiv (https://doi.org/10.31235/osf.io/h2g6r). The remarks provided by this scholar are in line with the remarks by the other reviewers, but provide suggestions that can benefit the revision.

Please submit your revised manuscript by Dec 11 2020 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

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If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols

We look forward to receiving your revised manuscript.

Kind regards,

Gideon Kruseman, Ph.D.

Academic Editor

PLOS ONE

Additional Editor Comments (if provided):

The fundamental issue with any paper based on a modeling exercise that may be used beyond the bubble of modelers that know and understand the inner workings of a model is to provide sufficient context to allow the model outcome analysis results to be used in a meaningful way. The results presented in the paper will be variously used without necessarily a full understanding of the limitations.

This requires some modesty is presentation. It also requires providing clear delimitation of scope and related to that what key assumptions have been made at the model level and at the scenario level. The best way to do this is to provide adequate supplementary material spelling out explicitly assumptions, data sources, standards and definitions used.

Providing (a link to) the data used in the analysis is a prerequisite for publication in PLOS One anyway. Not all data are easily accessible.

There are numerous other papers using the same suite of models by largely the same set of authors. This paper potentially adds value but needs to be more transparent about some of the issues raised by the reviewers. In any case, the paper is already available in SocArXiv (https://doi.org/10.31235/osf.io/h2g6r) so this version when (/if) published should try to address remaining issues for the benefit of all.

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: (No Response)

Reviewer #3: (No Response)

Reviewer #4: (No Response)

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2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #3: Yes

Reviewer #4: Partly

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3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #3: Yes

Reviewer #4: N/A

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4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #3: Yes

Reviewer #4: No

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5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #3: Yes

Reviewer #4: Yes

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6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: (No Response)

Reviewer #3: Thank you for your point-by-point responses to my first round comments. I agree with most of your responses but I still have one concern that I detail below.

I think I’ve finally found why I had difficulties to connect the parity model approach and the IMPACT-GLOBE simulation approach proposed here: the production value share indicator used in the parity model approach is very different from the ES value share indicator used in the IMPACT-GLOBE simulation approach. And I even wonder if both indicators can be compared, from an economic point of view.

Therefore, I think the authors should explain the exact meaning of their ES (economic surplus) share indicator. When dealing with the value shares, we refer to an initial situation (FAO data 2015) or to a single scenario (IMPACT model 2015 or IMPACT model 2030 reference scenario). In that case, the value share of each crop is the production value of that crop divided by the sum of all crop production values in the same situation or scenario.

When dealing with the ES shares, the situation is very different. If I understand well the so-called Economic surplus (ES) of each crop (Tab. 4a) is the welfare change induced by the +25% productivity improvement simulated for that crop relative to the reference scenario. Thus the ES of each crop results from different scenarios (ES rice is the welfare change resulting from the rice productivity improvement scenario, the maize ES is the welfare change resulting from the maize productivity improvement scenario and so on). In such a case, what is the meaning of the sum of ES over all crops (the sum of the welfare changes obtained from the individual crop productivity improvement scenarios, which is clearly different from the welfare change resulting from the all crops productivity improvement scenario)? Furthermore, what is the meaning of the ES share of each crop? Once again, I am not sure I understood correctly, but the ES share of one crop is the welfare change resulting from that crop productivity improvement scenario divided by the sum of the welfare changes resulting from all individual crop productivity improvement scenarios. I am not sure I get exactly what does this ES share indicator mean. Is this indicator consistent from an economic point of view? Can it be compared with the production value share indicator used in the parity model? It would be consistent and comparable to the production value share indicator if the ES share of one crop was the welfare change resulting from that crop productivity improvement scenario divided by the welfare change resulting from the scenario involving simultaneous productivity improvement of all crops (the ES share of one crop would measure the contribution of that crop productivity improvement to the global welfare change obtained from the productivity enhancement of all crops).

Maybe I’ve missed something and I’ll be happy to get some explanation from the authors. But if I understood correctly, at least this point should be made clear to the reader and implications should be discussed.

Reviewer #4: Review PONE-D-20-06988R1

The revised paper has been variously updated in response to reviewer comments. Overall, this has improved and clarified a number of issues raised. Yet a number of issues remain. Given the complexity of the modeling and associated assumptions and implications of the results do see the need to address these issues clearly. Some readers may use the quantitative results at face value – especially as many will not understand or easily find the many underlying and sometimes substantial assumptions.

Some major issues:

1. Crop prices used: The paper uses “global average commodity prices from 2004-06 (i.e., in constant 2005 international dollars)”. Various reviewers took issue with these outdated prices and the authors did add but not resolve the issue. The paper and Tables value the different commodities using FAO 2014-16 production data and these 2004-06 average prices (a decade earlier!). Tables and scenarios always refer to “2015” (e.g. Table headings: “Gross production value from FAOSTAT in 2015”), yet using outdated prices which is then mentioned in the footnotes. This is not only confusing but also particularly problematic:

a. As prices are 1 of the 2 key factors determining the relative commodity values in the baseline year.

b. The world has had a global food crisis during this interlaying decade with prices for some of these food crops showing significant movements and being at the heart of the crisis. It seems rather simplistic to just use the outdated prices and assume that there may not have been any relative shift in prices since.

c. The models and scenarios subsequently project to 2030. For such 15 year projections one would expect to use indicators/trends as close to the 2015 base year as possible – and not add another decade of noise and potential bias with outdated prices …

The authors add some text (incl that FAO uses the Geary-Khamis method to derive a set of average global commodity prices in purchasing-power-parity dollars per metric ton) and refers to FAOStat . The text states “no such internationally comparable average producer prices exist for a more recent period” – yet the referred to FAOStat does includes more recent price data. Further effort should be made to really use 2015 as a base year for projections – not as an ambiguous and confounding base year that combines prices for a decade earlier (2004-06!) with production data from 2015.

2. Clarifying critical assumptions in additional tables: One could argue over a number of the underlying assumptions. But much of the models remain a black box – with limited insight in what is actually happening. In the responses authors mention uploading the data to GitHub and providing the relevant access information prior to publication. But one would expect to at least be able to access some of the critical assumptions before deciding on publication and the utility of the paper – also for subsequent users. The paper is pretty long – but it would not hurt to add a few tables with the critical assumptions as they apply to each of the studied crops – in the supplementary data section if preferred. The authors do variously mention the intention to improve on these results in the discussion – why not then at least share the underlying key assumptions …? For instance:

a. Baseline productivity growth rates assumed in the IMPACT model: The paper states the authors use these base rates and then increase these with a flat 25% and project to 2030. In the current version these basic historic rates are a key driver for 2030 impacts and would be good to clarify and make these underlying rates clearly accessible or point to full details if available elsewhere … Now such statements on p. 34 as “Baseline productivity growth rates in IMPACT are based on the principles laid out” in the literature. “These have been subsequently adjusted based on expert opinion and in consultations”. “However, there is always room for improvement”. If the underlying growth rate was negligible – 25% increase may not do much. Please just be specific and transparent and list them out.

b. p. 34-5 “Demand elasticities are important”. “Alternative elasticities would lead to different outcomes, but again, relative rankings are likely to be similar across the plausible range of elasticities.” Again, please just be specific and transparent and list them out.

3. Avoiding ambiguous indicators:

a. Clarifying the base reference: In a number of instances the 2030 implications are presented as changes relative to a base – but no actual base reference numbers are provided to at least gauge the relative magnitude. A clear example is Table 5. The proposed scenarios would lift a potential aggregate of 27.5M out of hunger relative to the “reference scenario in 2030”. So what was the projected hunger rate in 2030 as well as the current/base rate? Same for undernourished children.

b. “Adequacy ratios”: Fig 3 presents adequacy ratios for the reference case in 2030 for selected nutrients and vitamins. For a number of countries some adequacy ratios exceed 3, and for carbohydrates this is nearly global. This seems high vis-à-vis concerns of feeding the world. It also contradicts earlier published findings by many of the same authors using the same underlying models. E.g. Mason-D’Croz et al., 2019, World Development Fig 8 depicts average food supply (kilocalorie per person per day) in 2010 and 2030 with global average supply typically approaching the recommended daily consumption of an active 20 to 35-year-old male. Please cross-check what is going on and update as needed. Suggest to drop Fig 3.

c. “dietary diversity”: p. 30 states “Several measures of diversity are available. For this report, we use the non-staple share of energy intake.” This is a rather questionable choice. Dietary diversity primarily relates to diverse food groups to ensure adequate intake across nutrients. Staples are a good and generally cheaper source of energy – diversity is needed to ensure adequacy in relation to other nutrients. Also questions arise around what the authors define as “staples”. E.g. surprised to note that banana’s are not considered staples: “The only yield increases that raise the non-staple share more than 0.01 percent are for groundnuts in SSA (0.08 percent) and banana in Asia and SSA (0.03 and 0.04 respectively)”. Also questions about what is actually included in the “nonstaple” share of kCals in much of the Global North (>60%). Drop Fig 4 given this ambiguity.

d. Fig 5 has a rather unclear legend for the metrics presented as they represent different years (2015, 2030) and scope (some seemingly share in the total metric for the year – others like undernourished children and hunger share in the change of the metric?). Crop value clearly relates to 2 different years/estimates; but ES – to which year does this relate (2030?). Also reference to “shocks” in the title – whereas ones assumes this relates to the assumed 25% productivity increase for each crop? Table 7 – same issue with metrics as Fig 5.

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7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

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Reviewer #1: No

Reviewer #3: No

Reviewer #4: No

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Decision Letter 2

Gideon Kruseman

9 Feb 2021

PONE-D-20-06988R2

Modeling impacts of faster productivity growth to inform the CGIAR initiative on Crops to End Hunger

PLOS ONE

Dear Dr. Wiebe, dear Keith

Thank you for resubmitting your manuscript to PLOS ONE. After careful consideration, we feel that it is almost there but requires some finishing touches. Therefore, we invite you to submit a revised version of the manuscript that addresses the final three points raised during the review process.

  1. Reviewer number 3 has a valid point about the note with Table 4. Please clarify.

  2. Value based analyses depend critically on prices used. Prices are notoriously tricky values in global statistics because there is not always clarity about what product the price refers to. For instance roots and tubers are harvested with high moisture content reflected in production statistics, prices sometimes refer to the wet product and sometimes to dried product. The overly high values of for instance cassava in west Africa can be attributed to this issue. Without delving into details, a note of caution about values is warranted. The Geary-Khamis method does not solve this. This implies a word of caution about the statement in lines 390-393. 

  3. The weighing scheme based on $1.90/day/capita poverty rate [24] see line 173 assumes comparable data. Not all countries are covered and the data for different countries come from different years. A note of caution is therefore warranted besides the warning in line 221.

Please submit your revised manuscript by Mar 26 2021 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols

We look forward to receiving your revised manuscript.

Kind regards,

Gideon Kruseman, Ph.D.

Academic Editor

PLOS ONE

Additional Editor Comments (if provided):

A word of caution is warranted about the data used that may pose some problems. This was raised earlier in the review process as well. two examples stand out:

  1. weighing with poverty rates is not completely unproblematic, when this data is missing for some countries.

  2. Prices for roots and tubers sometimes refer to fresh produce and sometimes to dried commodities. For instance for cassava in west Africa this is an issue.

Addressing these data issues always has an arbitrary component to it. That is not a problem as long as you are transparent about this.

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #3: (No Response)

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #3: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #3: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #3: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #3: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: (No Response)

Reviewer #3: I think the explanation added as a note to Table 4 (a, b and c)( for ease of comparison ...) is not useful and may be confusing. What I requested was a clear explanation that ESS=ES share = ES cropi/Sum over cropi (EScropi) and that EScropi is a different scenario for each cropi. So that ES crop1 is Economic surplus for scenario1 and ES share crop1= ES scenario1/ES scenario1+ES scenario2+ES scenario3+...

In addition if you decide to keep the sentence "For ease of comparison ..." It should come after the definition of ESS. This is not the case currently.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #3: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

Decision Letter 3

Gideon Kruseman

30 Mar 2021

Modeling impacts of faster productivity growth to inform the CGIAR initiative on Crops to End Hunger

PONE-D-20-06988R3

Dear Dr. Wiebe,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Gideon Kruseman, Ph.D.

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Note that reference 29 states "in press" while it has been published since, also the title is slightly different. That will need to be rectified before publication. https://acsess.onlinelibrary.wiley.com/doi/full/10.1002/csc2.20114

Reviewers' comments:

Acceptance letter

Gideon Kruseman

5 Apr 2021

PONE-D-20-06988R3

Modeling impacts of faster productivity growth to inform the CGIAR initiative on Crops to End Hunger

Dear Dr. Wiebe:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Gideon Kruseman

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    Attachment

    Submitted filename: Response to reviewers - PONE-D-20-06988.docx

    Attachment

    Submitted filename: Response to reviewers-PONE-D-20-06988R1.docx

    Attachment

    Submitted filename: Response to reviewers-PONE-D-20-06988R2.docx

    Data Availability Statement

    Data are available on GitHub at https://github.com/IFPRI/IMPACT.


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