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. 2021 Apr 26;16(4):e0250794. doi: 10.1371/journal.pone.0250794

Do more stress and lower family economic status increase vulnerability to suicidal ideation? Evidence of a U-shaped relationship in a large cross-sectional sample of South Korean adolescents

Tay Jeong 1,*
Editor: Vincenzo De Luca2
PMCID: PMC8075251  PMID: 33901265

Abstract

It is widely held in socio-behavioral studies of suicide that higher levels of stress and lower levels of economic status amplify suicidal vulnerability when confronted with a proximal stressor, reflecting the traditionally prevalent understanding in health psychology and sociology that associates adverse life circumstances with undesirable mental health outcomes. However, upon reflection, there are strong theoretical reasons to doubt that having more stress or being in a more stressful environment always increases suicidal vulnerability given the occurrence of a crisis. Using large nationally representative public survey data on South Korean adolescents, I show that the association between recent psychosocial crisis and suicidal ideation often gets stronger with more favorable levels of perceived stress and improving levels of family economic status. Overall, the increase in the probability of suicidal ideation from recent exposure to a psychosocial crisis is consistently the smallest around medium levels of stress or family economic status and larger at low or high levels. A supplementary exercise suggests that the identified moderation effects operate mainly in virtue of individual-level stress or family economic status in the relative absence of contextual influences at the school level. The findings present preliminary evidence of the stress inoculation hypothesis with regard to suicidal ideation. Research on suicidal vulnerability could benefit from increased attentiveness to the mechanisms through which being in an adverse or unfavorable life situation could protect against the suicide-inducing effects of proximal stressors.

Introduction

Traditionally, suicide research tended to study the effect of risk factors one by one, and a wide variety of risk factors have been identified and confirmed across multiple domains. In the past couple of decades, however, there has been an increasing interest in interactions between risk factors of suicidal behavior [1]. The stress-diathesis model is an influential theoretical framework that guides research on interactions between risk factors of psychiatric outcomes and has been widely adopted in the study of suicide [25]. The stress-diathesis model in suicidology posits that suicidal outcomes are triggered by proximal stressors, which can be a psychosocial crisis or psychiatric disorder [6, 7]. Whether being affected by such proximal stressors leads to suicide or related outcomes depends on a range of predisposing conditions that constitute a person’s vulnerability or “diathesis” to suicide [8, 9]. While diathesis is sometimes conceptualized dichotomously (i.e. it was present if it jointly brought about the outcome, absent if it did not), many studies work with a continuous concept of diathesis, assuming that predisposing conditions come in grades rather than breaks (i.e. as yes-or-no conditions) [7]. As such, a background risk factor can be conceptualized as a diathesis (or vulnerability, or predisposing condition) if it amplifies the effect of a proximal stressor on a suicidal outcome measured on a probabilistic or graded scale. In a regression context, diathesis or vulnerability is often operationalized as interaction effects between an explanatory variable of interest and a proximal stressor for predicting a suicidal outcome.

Although the concept of a medical diathesis originally focused on biological traits produced by genetic expression, the concept has been expanded to include psychological and social dispositions [7]. Studies of psychological dispositions to suicidal thought or behavior have frequently targeted specific psychometric constructs that measure a person’s ability to overcome or endure a crisis. Diverse measures such as problem-solving skills [10, 11], coping skills [12], enhancing attributional style [13], optimistic explanatory style [14], grit [15], emotional intelligence [16], and cognitive vulnerability [17] have been found to affect a person’s vulnerability to suicidal ideation, attempt, or depression so that a better score on these cognitive or personality traits is associated with a milder association between psychosocial crisis and suicide-related outcomes. In a similar vein, research generally reported that various forms of social support that offer relief in times of episodic stress decrease diathesis to suicidal outcomes. Support from family [18], friends, schoolmates [19], and local religious organizations [20] have been found or argued to mitigate the suicide-inducing effects of recent negative life events. These psychological attitudes/dispositions and social environments are sometimes called “internal” and “external” protective factors, respectively [21].

Other research on vulnerability to suicide-related outcomes takes interest in aspects of well-being or living circumstances rather than psychological or social traits specifically intended to measure a person’s psychological or emotional durability. Contemporary studies of this orientation have commonly reported that people living in a more stressful state are more prone to suicide-related symptoms following recent negative life events or other important risk factors. It has been reported that the association between exposure to school bullying and suicidal ideation is increased with higher levels of perceived stress [22]; higher life stress amplifies the effect of loneliness and irrational beliefs on suicidal ideation among inmates [23], and the association between negative life events and suicidal attempt is increased in neighborhoods with higher levels of poverty [24]. It was also found that the effect of depression–a major correlate of suicidal ideation and a proximal stressor of suicide–on suicide attempt is stronger in neighborhoods where violence is prevalent [4]. Analogous patterns have been reported with depression as the outcome: Higher perceived stress was associated with a stronger association between recent negative life event and depression [25]; the effect of negative life events on depression was stronger among people with a lower SES [26] and living in a poorer neighborhood [27].

It should be noted that stress plays an important role in the existing literature for interpreting the relationship between(socio)economic status and vulnerability to suicidal outcomes. Most existing research of this type relies on the understanding that a person already under more stress or duress is less able to stave off the suicide-inducing effects of proximal stressors as can be seen in Kuiper, Olinger, and Lyons’ statement that “individuals with a high level of global stress may perceive a general inability to cope with additional negative events and may view these events as completely overwhelming” [25]. Dupéré, Leventhal, and Lacourse, in their theoretical explanation of the positive interaction effect between neighborhood poverty and recent negative life event for predicting suicidal attempt, argued that “[y]outh who are otherwise at risk for suicide could be more likely to exhibit suicidal thoughts and to attempt suicide when they are exposed daily to a stressful environment that is less likely to provide strong emotional, social and institutional resources in the face of a crisis” [24]. The common idea is that being under a lot of stress depletes one’s mental resources to cope successfully with a sudden increase in stress from a traumatic episode. Such an understanding is consistent with the traditionally prevalent view in psychology that negative life circumstances entail undesirable mental health outcomes while well-being protects against them [28, 29]. Reflecting such an understanding, Zimmerman even interpreted the stress-diathesis model in suicidology as a framework that holds that “a risk factor (e.g. depression) has a greater likelihood of causing suicide under a condition of high stress” [4].

It is hard to deny in terms of theory as well as empirical data that being in a stressful or undesirable life circumstance may work as a diathesis to suicidal thought or behavior. However, there are strong theoretical reasons to think that this may not always be the case. The prevalent understanding that more stress or adversity leads to higher suicidal vulnerability pays little attention to the former’s cumulative effect on the latter. In particular, the large accumulation of evidence for the stress inoculation hypothesis in recent one to two decades provides a strong theoretical reason to rethink the monotonic relationship described above.

It is now well-established that repeated exposure to stress and adversity not only leads to mental attrition and but possibly to resilience [2935]. Such a “steeling” effect has been found for a wide range of adverse mental health outcomes among young adults or adolescents. For example, higher levels of work stress during adolescence mitigated the deleterious effect of work stress on self-esteem, self-efficacy, and depressed mood among young adults [36]. Notably, it has been repeatedly (but not always) found that psychological resilience draws a U-curve by childhood adversity: A nurturing and stable rearing environment as well as a deprived and stressful one leads to low resilience, while moderate exposure to adversity results in high resilience due to steeling effects. Such a quadratic pattern in stress inoculation among adolescents or young adults is reported for global distress, functional impairment, life satisfaction, post-traumatic stress symptoms [37], and depressive symptoms [38]. These findings are consistent with repeated findings from laboratory studies of dampened physiological reactivity among adolescents with moderate childhood adversity and heightened reactivity among those with low or high childhood adversity [3942]. Research on adolescent/young adult life adversity and physiological stress reactivity have also reported a U-shaped pattern by different levels of family socioeconomic status [43], suggesting that ecological hardships during childhood contribute to or at least are correlated with psychological steeling. The effect of psychological steeling through life adversity has not yet been systematically explored for suicidality, but its known applicability to a wide range of adverse mental health outcomes demands that it be seriously considered in the study of suicidal vulnerability.

Stress inoculation theory in developmental and health psychology provides the most developed and proximate support for the possibility of a non-conventional relationship between psychological or economic adversity and suicidal vulnerability in the face of a crisis, but a related insight is also present in General Strain Theory from criminology [44]. General Strain Theory identifies the gap between expectation and reality as an important source of strain, which causes a range of negative emotions such as anger, depression, disappointment, and fear, ultimately precipitating delinquent behavior [44]. The thesis that a gap between expected and actual outcomes may cause delinquent behavior has been supported in empirical studies [45].

In general, better life circumstances tend to be associated with higher expectations of the positive states or the absence of negative states that one is entitled to in life. For example, people who have experienced a lot of stress and adversity will be less likely to expect a life with few negative events, and socioeconomic status among adolescents is positively associated with their expectation of general life success [46]. It can therefore be conjectured that having had a life with fewer/milder adversity and accordingly having better expectations sometimes increases strain when confronted with a major crisis that at least temporarily reduces reality to a very adverse state. This is especially so considering that the negative emotions caused by strain such as depression and anger not only explain deviance and crime but are also known to affect certain psychopathological outcomes including suicide. These insights are already visible in (an oft-neglected part of) Durkheim’s writing on anomic suicide, which, contrary to most recent research, stated that “poverty protects against suicide because it is a restraint in itself,” and the rich are more prone to suicide than the poor in an economic disaster because “something like a declassification occurs which suddenly casts certain individuals into a lower state than their previous one” [47].

In sum, both stress inoculation theory and General Strain Theory provide potential reasons for which people in adverse life circumstances may at least in some cases be more mentally resilient in the face of severe episodic stress. The former posits that people living a (moderately) rough life may have had more opportunities to grow resilience through repeated exposure; the latter posits that they are likely to have lower life expectations and would therefore be less likely to be emotionally overwhelmed even when life suddenly falls to a very adverse state. It is a largely unexplored question how much these two separate strains of theory from psychology and criminology can be reduced to the same principle. At present, the stress inoculation hypothesis arguably provides a more developed challenge to the prevalent understanding on suicidal vulnerability and stress/adversity since it is backed by a substantial volume of empirical research on various psychiatric outcomes including depression, contrary to General Strain Theory that has rarely seen any empirical application beyond explaining crime and deviance.

The above review of theory and previous research suggests that the relationship between stress and vulnerability to suicidal outcomes in the face of a crisis is likely governed by multiple mechanisms, some of which may exert opposite effects. Since stress inoculation theory has never been seriously explored for suicidal outcomes, and as the U-curve model is not always identified even in stress inoculation research, it is hard to posit any particular relationship (e.g. increasing, decreasing, U-shape, И-shape [48]) with confidence at a purely theoretical level. Still, it would not be surprising to find systematic deviations from the conventional understanding that adolescents with higher levels of stress or living in a worse ecological environment would in general be more vulnerable to suicidal outcomes in the face of proximal stressors. Based on a very large nationally representative sample of South Korean adolescents, this article explores how people with different levels of perceived stress and family economic status vary in their association between recent psychosocial crisis and suicidal ideation with special attention to identifying non-monotonic interaction effects—something that previous studies of the same kind did not take into consideration. The analysis is intended to present a theory-backed empirical challenge to the prevalent but insufficiently substantiated understanding that those living in more stressful or underprivileged conditions are generally more vulnerable to suicidal outcomes in the face of a psychosocial crisis.

Materials and methods

Data

The statistical analysis is based on the Korea Youth Risk Behavior Survey (KYRBS), a nationally representative annual cross-sectional survey of middle and high school students in South Korea published by Korea Center for Disease Control and Prevention. The sampling has a stratified cluster design, in which the nation is divided into 110 strata, and each stratum is allocated a sampling quota based on the number of secondary schools and classes. This way, a total of 800 schools are sampled each year from a little more than 5600 schools in the population. Within each sampled school, one class is sampled from each of the three grades, and the entire class gets to fill out an online survey in the school computer room. The average response rate in each class was around 95%. For increased power, I combine the data for 2017–2019, which produces a dataset with 179619 students nested in 2399 schools. The median number of students sampled in a school was 75, with 56 and 92 representing the .1 and .9 quantiles, respectively. Most variables in the dataset, including all those that were used for the statistical analysis of this paper, had no missing values since students were required to answer all questions in the online survey except in 2019 when students were allowed to skip a handful of highly confidential questions. Given the excellent data availability, variable choice was not affected by concerns about missing data.

Variables

Recent suicidal ideation

The dependent variable is a dichotomous measure of recent suicidal ideation based on the survey question, “In the past 12 months, have you ever seriously thought of committing suicide?” with a yes/no response.

Perceived usual stress

This variable is based on a five-point Likert-scale response to the survey question, “Normally, how much stress do you feel?”, with possible responses being “do not feel any,” “not much,” “some,” “high”, and “very high.” Despite the word “normally” (or “usually”), responses to this question are most likely strongly affected by the adolescent’s recent perceived stress at the time of the survey; yet, psychological well-being, of which stress is a major component, is known to have a strong diachronic continuity [49], and this variable is likely indicative of the cumulative psychological adversity experienced by each adolescent.

Self-rated family economic status

This variable is based on a five-point Likert-scale response to the survey question, “How is the economic status of your family?”, with possible responses being “low,” “mid-low,” “mid,” “mid-high,” and “high.” This will be only a rough indicator of the objective amount of wealth possessed by the family, but it is expected that it would more closely reflect the quality of the ecological environment that the adolescent had been brought up in.

Recent experience of severe grief or despair

This variable is based on the survey question, “In the past 12 months, have you ever experienced grief or despair severe enough to stop you from having a normal life for two weeks?” with a yes/no response.

Recent experience of receiving clinical treatment after exposure to violence

This variable is based on the survey question, “In the past 12 months, have you ever received treatment in a clinic or hospital due to violence from friends, senior students, or adults?” In the survey, there are seven possible responses to choose from, each indicating the number of times of receiving treatment, ranging from never to six times or more. I transform this into a dummy variable with zero indicating the absence of such an experience and one the presence thereof. Despite some loss of information, several reasons justify the binary coding: The log-odds of suicidal ideation soar going from never to once but increases slowly thereafter; sample size rapidly decreases as the number of times increases; the statistical interaction with stress or family economic status—each coded as a categorical variable with four dummies—calls for a relatively simple coding of the proximal stressor. This variable can be expected to measure relatively traumatic cases of being affected by violence since receiving medical treatment indicates nontrivial physical injury and likely incurs considerable social stress for adolescents.

It is unlikely that there is any important class discrepancy in access to medical treatment in South Korean society, especially concerning the kind of treatment one would need for most cases of violence. Universal healthcare and a series of equalizing policies implemented over the past couple of decades greatly increased healthcare accessibility for lower classes [50]. A 2014 study found a high degree of class equality in the frequency of receiving medical treatment even after adjusting for need [51].

Four additional variables are used as covariates in all regression models. Self-rated health is a five-point Likert-scale item ranging from “very bad” to “very good.” As the effects were roughly linear, it was coded as a continuous variable and standardized. Female is a dummy variable with zero indicating boys and one indicating girls. The sex ratio was nearly even in the overall sample. Grade has six levels in total (grades 7–12, typically 13–18 years old). Although the effects of grade were not linear or even strictly monotonic, there were negligible differences in model fit or the coefficients of the focal independent variables depending on whether grade is included as a continuous variable or as a categorical variable, so the former coding was chosen for simplicity. There were minimal differences in the number of students in each grade. Finally, residential type–coded as a four-category nominal variable with possible values being “living with family,” “living away from home in a dormitory/studio,” “living in a relative’s house,” and “living in a nursery/orphanage” was included as a covariate. Living with family, which was set as the reference category, was by far the most common residential type applicable to around 95 percent of the respondents (dorm/studio 4.48%; relative’s house 0.67%; nursery/orphanage 0.26%). Additional individual- and group-level control variables were explored such as academic performance, school type by vocational curricula, school urbanicity, short-term sleep deprivation, and physical exercise but excluded from the final presentation due to very small effect sizes and the lack of change in the coefficients of the independent variables of theoretical interest.

Analytical strategy

A series of logit regressions are conducted with particular attention to the interaction between perceived usual stress and each type of psychosocial crisis. The results of population-averaged models are first presented, followed by analogous multilevel models. The population-averaged models identify the associations that hold across the national adolescent population and establish the main finding of this paper. The multilevel models are a supplementary exercise that checks whether the same pattern also holds within more local groupings and whether stress has any “contextual” effects on suicidal vulnerability at the school level. The same analyses are repeated with self-rated family economic status instead of stress, and the results are presented side-by-side for easy comparison at each stage of the analysis. A supplementary file contains an annotated, fully replicable R script displaying the output for all quantitative analyses included in this paper starting from raw data.

Results

Population-averaged models

Table 1 and Fig 1 summarize the distribution of and correlations among the key variables. Using this data, five population-averaged models were fitted with the svyglm() command in the “survey” package for R [52]. Model (1) contains all independent variables with no interaction term; model (2) adds interaction terms between perceived usual stress and experience of severe despair in the past 12 months; model (3) repeats the previous one but uses recent experience of violence as the type of crisis; models (4) and (5) repeat the previous two models using family economic status in lieu of stress. Stress and economic status were entered into the regressions as categorical variables with the middle category (“some” stress and “mid” economic status) as the reference. This coding choice results from the theoretical postulation that it is currently impossible to assume with confidence any particular shape of the interaction effects–I am leaving it as an open question that is to be determined by the large data (because of the very large sample size, there was an ample number of observations in each cross-section. Even the smallest cross-section—recent experience of violence and no stress—had 333 observations). The equation for, for example, model (3), which involves an interaction between violence in the past 12 months and usual stress, can be written as:

logit(P(Y=1))=β0+β1VIOLENCE+β2STRESSveryhigh+β3STRESShigh+β4STRESSlow+β5STRESSnone+β6VIOLENCE*STRESSveryhigh+β7VIOLENCE*STRESShigh+β8VIOLENCE*STRESSlow+β9VIOLENCE*STRESSnone+othercovariates (1)

The right-hand side of Eq 1 can be rearranged to highlight the “slope” of violence more clearly:

logit(P(Y=1))=(β1+β6STRESSveryhigh+β7STRESShigh+β8STRESSlow+β9STRESSnone)*VIOLENCE+β2STRESSveryhigh+β3STRESShigh+β4STRESSlow+β5STRESSnone+othercovariates (2)

Table 1. Polychoric correlation among key variables.

Variables (1) (2) (3) (4) (5)
(1). (DV) Suicidal Ideation 1
(2). Recent Despair/Grief 0.698 1
(3). Recent Violence 0.352 0.286 1
(4). Perceived Stress 0.538 0.532 0.107 1
(5). Self-rated Family Economic Status -0.124 -0.099 -0.004 -0.142 1

Fig 1. Distribution of key variables.

Fig 1

The regression results are presented in Table 2. The model without any interactions (model 1) had the worst fit but provides a simple model that allows easy comparison with previous research. The results of model 1 (main effects only) reveal that experience of severe grief or despair and receiving medical treatment due to violence in the past 12 months, qua proximal stressors, strongly increase the odds of suicidal ideation as is consistent with theoretical expectations as well as previous research [4, 53]. In addition, there is a nearly monotonically positive relationship between stress and suicidal ideation, confirming the common understanding that higher stress is a risk factor for suicidal thought [5, 25]. Likewise, lower perceived economic status was generally associated with higher odds of suicidal ideation [5], although there were negligible differences among the top three categories (“mid,” “mid-high,” and “high”). This is consistent with previous research that identified poverty as a risk factor for suicidal outcomes [24, 54, 55]. Overall, the main-effects-only model presents no surprise and repeats conventional knowledge.

Table 2. Population-averaged models, output.

Dependent variable: logit(P(Suicidal Ideation = 1))
(1) (2) (3) (4) (5)
Recent despair/grief 1.90*** 2.20*** 1.88*** 1.87*** 1.90***
(1.86, 1.93) (2.14, 2.27) (1.85, 1.92) (1.82, 1.92) (1.86, 1.93)
Recent violence 1.14*** 1.05*** 1.41*** 1.13*** 1.03***
(1.05, 1.22) (0.97, 1.13) (1.27, 1.56) (1.05, 1.22) (0.89, 1.17)
STRESS “none” -0.15* -0.80*** -0.46*** -0.14* -0.16*
(-0.28, -0.03) (-1.04, -0.56) (-0.63, -0.28) (-0.27, -0.01) (-0.29, -0.04)
STRESS “low’ -0.61*** -0.92*** -0.72*** -0.60*** -0.61***
(-0.70, -0.52) (-1.05, -0.79) (-0.82, -0.62) (-0.69, -0.52) (-0.70, -0.52)
STRESS “high” 0.87*** 1.17*** 0.90*** 0.87*** 0.87***
(0.83, 0.91) (1.11, 1.24) (0.86, 0.94) (0.83, 0.91) (0.83, 0.91)
STRESS “very high” 1.58*** 1.94*** 1.63*** 1.58*** 1.58***
(1.53, 1.63) (1.86, 2.02) (1.58, 1.68) (1.53, 1.63) (1.53, 1.63)
Econ Status “low” 0.47*** 0.45*** 0.46*** 0.41*** 0.45***
(0.38, 0.56) (0.36, 0.54) (0.37, 0.55) (0.26, 0.57) (0.35, 0.54)
Econ Status “mid-low” 0.31*** (0.26, 0.36) 0.30*** (0.25, 0.35) 0.31*** (0.26, 0.35) 0.40*** (0.32, 0.48) 0.31*** (0.26, 0.36)
Econ Status “mid-high” 0.01 0.01 0.01 -0.06+ 0.01
(-0.03, 0.05) (-0.03, 0.05) (-0.03, 0.05) (-0.12, 0.01) (-0.03, 0.04)
Econ Status “high” 0.07* 0.07* 0.07* -0.06 0.04
(0.01, 0.13) (0.01, 0.12) (0.01, 0.13) (-0.16, 0.04) (-0.02, 0.10)
Perceived health -0.24*** -0.24*** -0.24*** -0.24*** -0.24***
(-0.26, -0.22) (-0.25, -0.22) (-0.25, -0.22) (-0.26, -0.22) (-0.26, -0.22)
School grade -0.11*** -0.11*** -0.11*** -0.11*** -0.11***
(-0.12, -0.10) (-0.12, -0.10) (-0.12, -0.10) (-0.12, -0.10) (-0.12, -0.10)
Female 0.22*** 0.22*** 0.22*** 0.22*** 0.22***
(0.18, 0.26) (0.18, 0.25) (0.18, 0.25) (0.18, 0.26) (0.18, 0.25)
Living in relative’s house 0.48*** 0.43*** 0.39*** 0.48*** 0.50***
(0.31, 0.65) (0.26, 0.60) (0.23, 0.56) (0.31, 0.65) (0.33, 0.67)
Living in a dorm/studio 0.14*** 0.12** 0.12** 0.14*** 0.14***
(0.06, 0.22) (0.04, 0.20) (0.04, 0.20) (0.06, 0.22) (0.06, 0.22)
Living in a nursury/orphange 0.26+ 0.20 0.24+ 0.25+ 0.23+
(-0.002, 0.53) (-0.06, 0.46) (-0.01, 0.49) (-0.01, 0.52) (-0.04, 0.50)
Despair x stress “none” 1.45*** (1.12, 1.78)
Despair x stress “low” 0.83***
(0.65, 1.01)
Despair x stress “high” -0.52***
(-0.60, -0.43)
Despair x stress “very high” -0.56***
(-0.65, -0.46)
Violence x stress “none” 0.88***
(0.53, 1.22)
Violence x stress “low” 0.91***
(0.62, 1.20)
Violence x stress “high” -0.61***
(-0.82, -0.41)
Violence x stress “very high” -0.70***
(-0.90, -0.51)
Despair x Econ Status “low” 0.08
(-0.11, 0.26)
Despair x Econ Status “mid-low” -0.14**
(-0.24, -0.04)
Despair x Econ Status “mid-high” 0.10*
(0.01, 0.18)
Despair x Econ Status “high” 0.20***
(0.08, 0.32)
Violence x Econ Status “low” 0.26+
(-0.04, 0.55)
Violence x Econ Status “mid-low” -0.03
(-0.29, 0.23)
Violence x Econ Status “mid-high” 0.06
(-0.16, 0.28)
Violence x Econ Status “high” 0.37**
(0.14, 0.60)
Constant -3.65*** -3.80*** -3.65*** -3.63*** -3.64***
(-3.69, -3.60) (-3.86, -3.75) (-3.69, -3.60) (-3.68, -3.58) (-3.68, -3.60)
Observations 179,619 179,619 179,619 179,619 179,619
Akaike Inf. Crit. 101,007.60 100,505.80 100,810.50 100,988.00 101,003.30

Note

+ p<0.1

* p<0.05

** p<0.01

*** p<0.001.

When interaction effects are added to the base model, however, the results start to appear more surprising. Models 2–3 show that, when either type of psychosocial crisis occurs, having a higher level of perceived stress does not necessarily lower the odds of suicidal ideation, and models 4–5 show similar results for self-rated economic status (The regression coefficients of the interaction terms, analogous to β69 in Eqs 1 and 2, are visualized in S1 Fig). Fig 2 visualizes the predicted probability of suicidal ideation for each category of stress or economic status, in the presence and absence of crisis exposure in the past 12 months, with all non-interacted covariates set to zero or the reference category. For model 2, for example, this amounts to a hypothetical student with no experience of receiving medical treatment due to violence in the past 12 months, “mid” perceived family economic status, average perceived health, male, living with family, and in 9th or 10th grade (15–16 years of age). In all four models, what looks like a slightly bent downward-sloping line in the absence of severe despair in the past 12 months is transformed into a clear quadratic shape in the presence thereof. It is to be noted that, in all four models, the absolute probability of suicidal ideation is still the highest among those with the highest stress and lowest economic status.

Fig 2. Predicted probabilities for each category of stress and economic status.

Fig 2

All variables not involved in the interaction were set to zero or the reference category. Error bars indicate 90% confidence intervals.

Figs 3 and 4 directly visualize additive and multiplicative interaction effects in a probability scale using the results shown in Fig 2. Insofar as suicidal vulnerability can be operationalized as interaction effects, Figs 3 and 4 represent two alternative conceptions of suicidal vulnerability. Fig 3 repeats Fig 2 but with relative rather than absolute risk. It shows the ratio of the dot below to the dot above in Fig 2 and represents multiplicative interaction effects in a probability scale. Relative risk increases strongly and nearly monotonically as one goes from the highest to the lowest level of stress, indicating that exposure to either type of crisis, compared to non-exposure, multiplies the probability of suicidal ideation by a larger number at lower levels of usual stress. A similar pattern is seen for family economic status, although there is an abrupt reversal in the worst (lowest) category. Note that the pattern in relative risk is similar to the pattern in the regression coefficients of the interaction terms presented in Table 1 and S1 Fig.

Fig 3. Relative risk for each category of stress and economic status.

Fig 3

All covariates not involved in the interaction were set to zero or the reference category. Standard errors were estimated with the delta method. The error bars indicate 90% confidence intervals.

Fig 4. Risk difference for each category of stress and economic status.

Fig 4

All covariates not involved in the interaction were set to zero or the reference category. Standard errors were estimated with the delta method. Error bars indicate 90% confidence intervals.

Fig 4 plots the difference in the predicted probabilities shown in Fig 2, i.e. the distance between the dot above and the dot below. This represents additive interaction effects in a probability scale. The difference tends to be the smallest at or near the middle category and gets wider towards the extremes, indicating that exposure rather than non-exposure to a crisis increases the probability of suicidal ideation by the smallest margin at or near the middle category and by larger margins at the lowest and highest categories.

Several diagnostics were conducted to check the robustness of the findings. First, two additional models that interact each type of crisis with both stress and economic status were run and plotted (plot shown in S1 Code). The patterns presented so far remained largely unchanged. Second, the above-visualized interaction effects were checked by dropping control variables one at a time. The general shape of the interaction graphs remained largely similar throughout the variation in the controls. In addition, an examination of variance inflation factors (VIF) revealed low levels of data-based collinearity, and even most interaction terms had unproblematic levels of VIF (<5). The interaction terms between the two highest categories of perceived usual stress and severe despair in the past 12 months had a VIF that slightly exceeded 5 (5.6 and 5.9, respectively).

Multilevel models

The above analysis reveals how the association between crisis and suicidal ideation varies by different levels of stress and by different levels of economic status across the national population. Does the same pattern also hold within more local groupings? When a population is divided into clusters, the variation in a raw individual-level variable is a conflation of within-cluster and between-cluster variation, and the corresponding regression coefficient will also reflect a blend of within-group and between-group relationships [56]. For example, it is conceivable that the above population-averaged analysis found adolescents with high perceived economic status to be especially vulnerable to a crisis at the national level because adolescents going to schools with a high proportion of students who think they are well-off are more vulnerable to a crisis than those going to schools where lots of students feel poor, without there being the same kind of association within each school or neighborhood.

To examine how much the pattern observed in the national population is repeated within schools, I rerun models 2–5 as multilevel models. In each, the binary crisis variable is cluster-mean centered to reflect within-cluster variation screened off from between-cluster variation [56, 57]. The coefficient of the cluster-mean-centered variable for recent violence, for example, now represents the within-school association between suicidal ideation and recent violence. The five-category moderating variables, on the other hand, were entered into the regressions as raw dummies together with the school mean. Model (2), which was expressed by Eq 2 in the previous section, is now modified as:

logit(P(Y=1))=(β1+β7STRESSveryhigh+β8STRESShigh+β9STRESSlow+β10STRESSnone+β11STRESSsch.mean+u1j)*VIOLENCEwithin+β2STRESSveryhigh+β3STRESShigh+β4STRESSlow+β5STRESSnone+β6STRESSsch.mean+othercovariates+u0j (3)

The “slope” S of within-cluster centered violence, i.e. the part within parentheses, is now a function of not just individual-level stress but also school-mean stress (plus the school-specific slope random effect u1j). β7 through β10 represent the moderating effect of each stress category (vis-à-vis the reference category) on the within-school association between exposure to violence and suicidal ideation. β11–the interaction coefficient between school mean stress and within-cluster centered violence–represents the moderating effect of school mean stress above and beyond the moderating effect of individual-level stress [58], analogous to what is often called “contextual effect” in multilevel modeling, except that it is now applied to a moderation context. The school mean was computed by treating stress as a continuous variable (and likewise for economic status).

This modeling strategy marks a contrast with many previous works that employed multilevel regression to analyze the effect of “contextual” variables (such as group-mean stress) on suicidal vulnerability. Virtually all previous research of this kind examines the moderating effect of a contextual or climate variable by allowing the slope of the proximal stressor to vary as a function of the group-mean of the moderator variable but not the disaggregated individual-level moderator variable, that is, by having a cross-level interaction between the aggregated moderator variable and the individual-level proximal stressor without a corresponding individual-level interaction term [20, 24, 27, 59]. In Eq 3, this would correspond to omitting the four individual-level dummies for stress from the interaction with violence, i.e. fixing β7 – β10 to zero, and making inferences about the school-level contextual effect of stress on suicidal vulnerability based on β11. Such a modeling strategy is completely unable to discriminate between the scenario in which the association between suicidal ideation and the proximal stressor varies in response to individual-level stress while remaining indifferent to the climate measured by group-mean stress and an alternative scenario in which it varies in response to such a climate while remaining indifferent to individual-level stress. Eq 3 is designed to capture the moderating effect of group-mean stress while accounting for the moderating effect of individual-level stress: If β11 in Eq 3 is nonzero, it would indicate that two adolescents who have the same individual-level perceived stress but who differ in the average stress of their schoolmates would systematically differ in their strength of the association (as operationalized by the “slope” in Eq 3) between the recent occurrence of the proximal stressor and suicidal ideation.

The group means (required for group-mean centering) of the dummy variables for each type of crisis were estimated under partial pooling rather than computed as an arithmetic average under no pooling to avoid bias [60]. One way to estimate them under partial pooling is to run an intercept-only two-level logit regression and take the group-level residuals uj [20, 61, 62].

For individual i in school j,

CrisisijBernoulli(pij) (4)
logit(pij)=αj=α¯+uj
ujNormal(0,σ)

Likewise, the cluster means of stress and economic status were estimated by coding them as continuous variables and running a two-level intercept-only mixed-effects regression similar to Eq 4 but with an identity link instead of logit. The cluster means of stress and economic status were standardized to have a standard deviation of 1.

Each crisis variable was allowed a random slope, which is represented by the random effect u1j in Eq 3. Estimation was implemented with the “brms” package, a convenient R interface to Stan [63, 64]. Convergence was not an issue, with all R-hat values well under 1.05. Weakly regularizing priors were used for all regression parameters.

Fig 5 shows the predicted probabilities for each crisis-stress and crisis-economic status interaction. There is little difference between Figs 2 and 5, indicating that the unexpected interaction effects seen in the national population also hold within local groupings. Indeed, the regression coefficient of the interaction term involving school mean stress or school mean economic status (analogous to β11 in Eq 3), as well as the corresponding main effects (analogous to β6 in Eq 3), were close to zero in all four models. The full results of the multilevel models are shown in S1 Code.

Fig 5. Predicted probability by each category of stress and economic status, multilevel models.

Fig 5

All covariates not involved in the interaction terms were set to zero or the reference category. Random effects were set to zero. Error bars indicate 90% credible intervals.

Overall, the above population-averaged and multilevel analysis suggests that stress, and to a lesser but still considerable extent economic status, statistically interact with psychosocial crisis and moderate its association to suicidal ideation. Contra Durkheim, their moderating effects seem to be operating mainly in virtue of individual-level perceived stress and economic status, and school-average perceived stress or economic status provides relatively little information on an adolescent’s vulnerability to suicidal ideation once the corresponding individual-level variable is taken into account.

Discussion

Previous research on suicidal vulnerability largely worked under the assumption that adolescents living in adverse psychosocial circumstances are generally more vulnerable to the suicide-inducing effects of a crisis. Within suicidology, this paper presents a first attempt to pose a theoretical and empirical challenge to such an assumption. Starting from the theoretical intuition that such a relationship may not always hold, using a large nationally representative sample of South Korean adolescents, I ran a series of logit regressions with a special focus on exploring non-linear interactions between a proximal stressor and self-rated stress or self-rated family economic status for predicting suicidal ideation. The most basic model without any interaction terms reconfirmed the conventional knowledge that higher stress and lower family economic status increase the risk of adolescent suicidal ideation. Yet, an exploration of complex and nonlinear interaction effects showed that lower usual stress strengthens the association between exposure to severe despair or violence in the past 12 months and suicidal ideation when the association is conceptualized in terms of relative risk (Fig 3). A largely similar pattern was observed with self-rated family economic status in lieu of stress except for the sudden reversal in the lowest category. Speaking in terms of absolute probability, for both stress and economic status, the predicted probability of suicidal ideation made a clear U- or J-shape given the occurrence of either type of crisis (Figs 2 and 5). This is in stark contrast with the predicted probabilities in the absence of a crisis that (nearly) monotonically decreases with improving levels of stress or economic status. The difference in the predicted probabilities is the smallest somewhere around the middle category of stress and economic status and gets wider closer to the extremes, indicating a U-shaped additive interaction effect (Fig 4). In sum, both in terms of relative risk and risk difference, it is not necessarily the case (or, it is often not the case) that being in a higher stress category or having a lower perceived family economic status strengthens the association between recent crisis and suicidal ideation.

These results may potentially be explained by the burgeoning psychological literature on stress inoculation: Having been exposed to considerable psychological or ecological life adversity results in mental resilience in the face of adverse stimuli, except at sufficiently high levels of exposure that tend to result in vulnerability rather than resilience. The general upward trend in relative risk by improving levels of stress or economic status (Fig 3) is consistent with the theory that having lived a life with low levels of adversity and few opportunities for steeling leads to vulnerability for adolescents. The sudden reversal at the lowest category of economic status is indicative of mental attrition for adolescents who are continuously exposed to the worst socioeconomic circumstances that do not allow for steeling, a finding that is especially salient considering the high base rate of suicidal ideation in this category. The pattern in risk difference (Fig 4) is also consistent with the insight that moderate levels of life adversity lead to steeling, while extremities in either direction result in weakness.

These findings unmistakably go against the prevalent understanding of suicidal vulnerability, but its discrepancy with the existing empirical literature should not be overstated. As for stress, there is a paucity of empirical research that directly examines the relationship between stress and vulnerability to suicide-related outcomes in the face of a crisis, and the widespread understanding of a monotonically positive association appears to be an assumption rather than knowledge with a thorough empirical justification. There is a slightly more sizable accumulation of research on how one’s vulnerability to suicidal outcomes (or depression) in the face of proximal stressors are moderated by one’s (socio)economic status. However, these works either focus on poverty [24, 27] or study the effect of economic status across its entire range but model interaction effects linearly [26]. The finding that a low (when measured in relative risk/odds) or low and medium-low (when measured in risk difference) level of self-rated family economic status strengthens the association between recent crisis and suicidal ideation is consistent with previous research that found that poverty is positively associated with suicidal vulnerability.

Finally, a mention should be made about the KYRBS dataset used for this study. It has a clear advantage over most other public health surveys in terms of size, response rate, and missing values. The large size enabled fitting a complicated regression model without having to assume any particular shape of the main and interaction effects ex-ante. However, it is also the source of many of the limitations of this paper. The most conspicuous problem is that it lacks the precise and/or time-varying measurements compared to many other public health datasets and offers relatively rough measurements at the individual level. Notably, some variables such as family suicide and previous suicide attempt were unavailable. Although the stability of the U-shaped pattern through a large variety of controls suggests this is a robust relationship, the lack of certain controls leaves room for additional verification. As a related issue, the proposed causal mechanisms responsible for the rather surprising findings are speculative and will require a dataset with more purposefully designed variables for verification. All these limitations call for further research using different datasets collected from other populations. Still, the clarity and consistency of the patterns in the absolute and relative probabilities of suicidal ideation for each category of perceived stress and economic status reported above strongly suggests that the relationship between psychological or economic adversity and vulnerability to suicidal outcomes is more complex than is often assumed in the existing literature.

Supporting information

S1 Fig. Logit regression coefficients of interaction terms.

(TIF)

S1 Code. Annotated R script presentation in.html format for replication.

(HTML)

Acknowledgments

I would like to thank Prof. Matthew Lange, Prof. Peter McMahan, Prof. Eran Shor, and Prof. Axel van den Berg (in alphabetical order) for their helpful comments on earlier drafts of this paper.

Data Availability

The data can be publicly downloaded at http://www.kdca.go.kr/yhs/ after entering basic personal details. The authors do not possess the right to directly distribute the data.

Funding Statement

The author received no specific funding for this work.

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Decision Letter 0

Vincenzo De Luca

15 Feb 2021

PONE-D-20-36724

Do More Stress and Lower Family Economic Status Increase Vulnerability to Suicidal Ideation? Evidence of a U-shaped relationship in a Large Cross-sectional Sample of South Korean Adolescents

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: No

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: This is a great study examining the relationship between stress, SES, and suicidal ideations in a sample of Korean adolescents. A few minor revisions recommendations. Please clarify what "Grades rather than breaks" mean in more detail in Line 56 of your introduction. It is a bit jargony at times and difficulty for the lay-audience to understand. Please also speak a little more to the stress inoculation literature and hypothesis in your discussion. Please discuss how your current findings fit in with the existing literature, and any differences/additions that this study contributes. In your data analysis, I would recommend including sample descriptive statistics in relation to demographic data (i.e., specific SES/income distributions; age range; number of females to males; etc). Did you control for family history of suicides given that family history and prior suicide attempts are strong predictors of current suicidal ideations and plans? Please describe more how you have statistically controlled for or taken these variables into account. Overall, great findings. It was a pleasure to review.

Reviewer #2: This manuscript reports on an interesting and innovative analysis. The findings suggest that associations between environmental stressors (i.e., stress/SES), the experience of social loss or violence, and suicidal ideation are complex. Intriguingly, in the presence of social loss/violence, the risk of suicidal ideation may be lowest when there is some stress or at mid-levels of SES (and not when there is no perceived stress or at highest SES levels, which is what one might expect).

This study has strengths, such as its large sample size, which allows for investigation into nonlinear or interaction effects. Exploring these effects is not common and very much lacking in this type of work. I hope this paper, if published, would encourage other researchers to replicate and extend on the author’s finding. However, my main concern with this manuscript is the clarity of the writing and description, which I believe needs to be addressed prior to publication.

1. Is the manuscript technically sound, and do the data support the conclusions?

The analytical strategy appears to be sound (and the author takes care to explain and justify analytical decisions). In some places, however, the technical soundness is somewhat difficult to assess, which may be due to the lack of clarity in the writing (more on this in #4 below).

For example, I generally understand that lines 294-320 describe the novel finding that being in a higher economic category or having less stress increases the likelihood of suicidal ideation when paired with social loss or violence in the past year. However, I found the description (and Figure 2) hard to follow (and in fact, found consulting S1 to be useful, though S1 has a typo, where Despair x Econ Status “mid-high” appears twice, and should be “high” in one instance).

I find Figure 3 most useful and interesting (more than Figure 2, which may fit better in the Supplement). Figure 3 still demonstrates those with low SES/very high stress, paired with an experience of social loss or violence, are at highest likelihood of suicidal ideation, which can be acknowledged a bit more (or more clearly). But the U or J-shaped pattern at remaining levels of SES/stress (paired with despair/violence) is fascinating and depicted well with this Figure.

For Figure 5, it can be described more explicitly that a smaller distance/difference indicates lower risk of suicidal ideation (with middle categories of stress or SES at lowest risk).

Little descriptive information about the sample is provided. It would be useful to present this information in a table along with the covariate information (e.g., to indicate M (SD) or N’s and %’s for age, sex, grade, residential type, etc.) In fact, information from Figure 1 might also be better presented as part of this table, rather than separate graphs for each variable of interest.

The explanation for how and why the multilevel models are conducted is a bit hard to follow – what are “like associations”? How does this analysis assess whether stress has contextual effects on suicidal ideation? Also, I understand that the author quantified these variables at school-level (e.g., mean stress), and included this as an interaction with social loss or violence in the models. I also see that this does not change the main findings, but perhaps some of the technical details about this in the results can be moved to the statistical analysis section to make these results easier to read and follow.

The analysis was not replicated in a different dataset and given that this paper reports on a secondary analysis, perhaps this is not a barrier to publication. However, the author might note in the discussion that the findings require replication.

A major strength of this paper is the demonstration that considering interaction and nonlinear effects is valuable and provides insight into more complex relationships between adversity and suicidal ideation (since the main effects reported are what one would expect, but when interactions are considered, there are some surprising and interesting effects). I think this could be noted or highlighted more in the discussion.

Finally, some of the language in the discussion may be a bit stigmatizing (e.g., the term “mental weakening” to imply suicidal ideation).

*2. Has the statistical analysis been performed appropriately and rigorously?

Yes, this appears to be the case. The author conducted diagnostics to ensure the results from the regression models were sound (and that findings were not different in multilevel models is useful to know).

*3. Have the authors made all data underlying the findings in their manuscript fully available?

Yes, the R code is provided, as well as a description of how to access the raw data.

*4. Is the manuscript presented in an intelligible fashion and written in standard English?

In my view, this is the weakest part of the manuscript, as the writing and descriptions of the methods, statistical analysis, and results is unclear.

The author should not interpret the variables and just report them as they are (e.g., instead of saying “more favourable levels of perceived stress” or “better stress category” or “improving levels of family SES”, say “lower levels of perceived stress” or “higher levels of family SES”)

The author refers to suicidal ideation or severe grief/despair as being “recent” whereas the time range should just be reported as is (i.e., “over the past year/12 months”)

The author refers to the variables inconsistently (“psychosocial crisis/grief/despair/violence” or “suicidal ideation/vulnerability”). I would recommend selecting one term for each variable and using it consistently throughout.

In line 222, “well-being” is introduced, but it hasn’t been explained or defined (unless this refers to the “stress” variable? Or “self rated health”?)

Some of the statements are unclear, e.g., in the abstract, the author writers “a supplementary exercise suggests that the identified moderation effects operate mainly in virtue of individual level traits in the relative absence of contextual influences at the school level”, which is hard to follow or understand what was done.

The paragraph on strain theory (lines 136-145) assumes that readers are familiar with classical strain theory, whereas this theory should be defined and explained more. It is also a bit unclear why this distinction between expectation and reality as a strain is mentioned here. Please make a clearer link to stress inoculation earlier on.

Lines 156-160 present concepts/ideas that are not too clearly explained (does the author just mean to say that people who are financially well off have more to lose in a financial crisis?)

The word choice used in some cases is a bit strange, e.g., line 74 (“a smaller group of research”), line 78 (“more severely”) …etc.

In general, the writing could be more concise and could use editing. There are some grammatical issues (with plurals, e.g., in the abstract “using a large survey data”, an “and” missing on line 65, lines 90-91, line 117 and line 485 seem to have errors or typos, some sentences are long and hard to read/follow, e.g., lines 136-140)

Line 126 – PTS is introduced but not explained (do you mean post traumatic stress?)

Much of the information about statistical analyses is currently described in the “Results” and may fit better in the “Statistical analysis” section.

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2021 Apr 26;16(4):e0250794. doi: 10.1371/journal.pone.0250794.r002

Author response to Decision Letter 0


25 Mar 2021

PONE-D-20-36724

March 24, 2021

Dear Dr. Vencenzo De Luca,

Editor of PLOS ONE,

Thank you for allowing me to revise and improve my manuscript. I was lucky to receive helpful comments from the two anonymous reviewers. This letter describes the changes I have made to the manuscript in response to the reviewers’ comments. It also explains why I did not make the proposed revisions regarding a couple of issues.

This letter is organized in two parts: The first part broadly describes the content of the revision without citing each point made by the two reviewers. The second part quotes reviewer comments one by one and presents my response.

Part 1

Most of the criticisms I received from the reviewers were related to the clarity/efficiency of writing and presentation. To list some of the notable changes I made, I

1. Deleted several paragraphs near the beginning of the section “Population-averaged models” (lines 319-346 in the markup draft), which had originally explained how to interpret regression coefficients of the interaction terms. The discussion of the models with interaction effects now leads directly to the predicted probability plot (Fig 2), which one reviewer said was the most helpful and interesting;

2. Moved the regression coefficient plot in this part (previously Fig 2) to the supplementary material section following the suggestion of the second reviewer;

3. Added a paragraph briefly summarizing the stress inoculation theory and General Strain Theory for additional clarity (lines 169-177);

4. Brought the regression table (previously S1 Table) into the main text and made it Table 1 following Requirement 3 in your decision email and the second reviewer’s comments;

5. The first reviewer asked me if I controlled for family suicide and prior suicide attempt in my study and suggested that I describe this clearly in the text. This information was unfortunately not available in this dataset, so it was not possible to add them as additional controls. In response, I acknowledged this as a limitation of the study in the “Discussion” section and related it to the need for further research and verification.

6. Made a number of other minor modifications throughout the text according to the very detailed recommendations of the second reviewer and PLOS ONE format requirements. In particular, I standardized/unified terminologies and deleted confusing terms (e.g. well-being).

There were also a couple of instances in which I, for the time being, did not follow the recommendation of at least one reviewer.

First, instead of adding a separate table showing the descriptive statistics for all variables used, I added this information directly to the relevant parts of the main text of the “Variables” section. All key variables used in this study were categorical variables, and I think their distributions are more effectively communicated through histograms rather than tables. The distribution of the remaining (control) variables could easily be communicated in the main text without having to add a separate table.

Second, I kept the statistical/technical discussion in the section “Multilevel models” roughly the same length despite one reviewer’s suggestion to either shorten it and/or move it to a new section. In my humble opinion, laying out the technical details constitute an integral part of the presentation here, especially considering the complexity of the models used and the sensitivity of the results/interpretations to model specification. Instead of cutting or relocating, I modified the corresponding text to increase clarity and readability.

Part II

Reviewer 1

Please clarify what "Grades rather than breaks" mean in more detail in Line 56 of your introduction.

- Added a clarifying phrase in parentheses

Please also speak a little more to the stress inoculation literature and hypothesis in your discussion.

- Added a paragraph summarizing the main idea behind the stress inoculation hypothesis and General Strain Theory. I could have given more references and go into more detail for each theory but decided not to for the time being as I feared it would distract the reader.

Please discuss how your current findings fit in with the existing literature, and any differences/additions that this study contributes.

- I initially thought this was already quite clear, but the reviewer’s comments made me realize it may not have been spelled out in enough clarity and visibility. I modified the discussion in a way that more explicitly describes the contribution of this article.

Did you control for family history of suicides given that family history and prior suicide attempts are strong predictors of current suicidal ideations and plans? Please describe more how you have statistically controlled for or taken these variables into account.

- I could not address fully address this issue as the limitations were “baked in” the dataset itself. I added a couple of sentences in the discussion (lines 548-554) to acknowledge this limitation more clearly and suggest that the findings of this research, while robust within the available range of controls, could benefit from further verification and research.

Reviewer 2

For example, I generally understand that lines 294-320 describe the novel finding that being in a higher economic category or having less stress increases the likelihood of suicidal ideation when paired with social loss or violence in the past year. However, I found the description (and Figure 2) hard to follow (and in fact, found consulting S1 to be useful, though S1 has a typo, where Despair x Econ Status “mid-high” appears twice, and should be “high” in one instance).

- I removed the part that includes lines 294-320 for simplicity. I relocated Fig 2 to the supplementary materials section and brought S1 Table into the main text as Table 1. I corrected the typo.

Figure 3 still demonstrates those with low SES/very high stress, paired with an experience of social loss or violence, are at highest likelihood of suicidal ideation, which can be acknowledged a bit more (or more clearly).

- In the revised draft I acknowledged this explicitly in the text (lines 356-358 of the manuscript with track changes).

For Figure 5, it can be described more explicitly that a smaller distance/difference indicates lower risk of suicidal ideation (with middle categories of stress or SES at lowest risk).

- I added several lines for additional clarification to the corresponding part.

Little descriptive information about the sample is provided. It would be useful to present this information in a table along with the covariate information (e.g., to indicate M (SD) or N’s and %’s for age, sex, grade, residential type, etc.) In fact, information from Figure 1 might also be better presented as part of this table, rather than separate graphs for each variable of interest.

- As mentioned in Part 1 of this letter, I addressed the issue by adding the relevant information directly into the main text (lines 384-393 in the revised manuscript with tracket changes).

The explanation for how and why the multilevel models are conducted is a bit hard to follow – what are ‘like associations’? How does this analysis assess whether stress has contextual effects on suicidal ideation? Also, I understand that the author quantified these variables at school-level (e.g., mean stress), and included this as an interaction with social loss or violence in the models. I also see that this does not change the main findings, but perhaps some of the technical details about this in the results can be moved to the statistical analysis section to make these results easier to read and follow.

- I modified ambiguous word choices such as “like associations.” I tried to add clarity to the model by using a more intuitively clear Equation (Equation 3). I also added several lines throughout this part to explain and justify my model specification. I found it somewhat hard to specify the model and interpret the results without a moderate degree of technical discussion and chose not to relocate it to a separate section for statistical methods for the time being. Lines 459-471 (in the manuscript with track changes) could probably be safely moved to a different section without compromising the flow in this section, but I thought it is a bit too short to be included as a separate section

However, the author might note in the discussion that the findings require replication.

- Added a line in the last paragraph of the “Discussion” section.

A major strength of this paper is the demonstration that considering interaction and nonlinear effects is valuable and provides insight into more complex relationships between adversity and suicidal ideation (since the main effects reported are what one would expect, but when interactions are considered, there are some surprising and interesting effects). I think this could be noted or highlighted more in the discussion.

- Added several lines in the first paragraph of the “Discussion” section to more clearly summarize the unique contribution of this article.

Finally, some of the language in the discussion may be a bit stigmatizing (e.g., the term “mental weakening” to imply suicidal ideation).

- I changed “weakening” to “attrition.” Although synonymous, I thought avoiding the word “weak” might still make it sound less stigmatizing.

The author should not interpret the variables and just report them as they are (e.g., instead of saying “more favourable levels of perceived stress” or “better stress category” or “improving levels of family SES”, say “lower levels of perceived stress” or “higher levels of family SES”)

- I got rid of confusing expressions like “favorable stress” or “better economic status.”

The author refers to suicidal ideation or severe grief/despair as being “recent” whereas the time range should just be reported as is (i.e., “over the past year/12 months”)

- I switched “recent” to “in the past 12 months” in multiple locations. I kept recent in a few places where adding “in the past 12 months” is a bit too wordy in the context. In my humble opinion, I think it would not be too problematic to use it when it is clear from the surrounding context that it refers to the past 12 months, especially as it has been defined as such in the “Variables” section.

The author refers to the variables inconsistently (“psychosocial crisis/grief/despair/violence” or “suicidal ideation/vulnerability”). I would recommend selecting one term for each variable and using it consistently throughout.

- Psychosocial crisis is a broader event category to which severe despair and experience of violence belong, so I would say that they are not the same. Suicidal ideation and vulnerability are also different concepts, as the latter captures how much the effect of a proximal stressor on suicidal ideation is amplified/dampened by a background factor. Regarding the latter point, I added a line in the first paragraph of the introduction to clarity that vulnerability is to be understood as an interaction effect.

In line 222, “well-being” is introduced, but it hasn’t been explained or defined (unless this refers to the “stress” variable? Or “self rated health”?)

- I deleted the word well-being.

Some of the statements are unclear, e.g., in the abstract, the author writers “a supplementary exercise suggests that the identified moderation effects operate mainly in virtue of individual-level traits in the relative absence of contextual influences at the school level”, which is hard to follow or understand what was done.

- I thought the lack of clarity comes from the phrase “individual-level traits.” (What individual-level traits? Hard to know before reading the main text). I changed it to “individual-level stress or family economic status.”

The paragraph on strain theory (lines 136-145) assumes that readers are familiar with classical strain theory, whereas this theory should be defined and explained more. It is also a bit unclear why this distinction between expectation and reality as a strain is mentioned here. Please make a clearer link to stress inoculation earlier on. Lines 156-160 present concepts/ideas that are not too clearly explained (does the author just mean to say that people who are financially well off have more to lose in a financial crisis?)

- Classical strain theory does not have a direct application to the case under consideration, so I fear that describing it would only distract the reader from the main flow of the article. I think the reviewer made this criticism because I mentioned classical strain theory without any introduction at all. In retrospect, it was not necessary to introduce classical strain theory in my discussion of general strain theory. I therefore simply deleted any mention of classical strain theory.

- I also added a paragraph briefly summarizing the main idea of the stress inoculation hypothesis and general strain theory. I think this may also add a bit more clarity to lines the part that the reviewer mentioned (which is line 166-169 in the revised manuscript with track changes).

The word choice used in some cases is a bit strange, e.g., line 74 (“a smaller group of research”), line 78 (“more severely”) …etc. In general, the writing could be more concise and could use editing. There are some grammatical issues (with plurals, e.g., in the abstract “using a large survey data”, an “and” missing on line 65, lines 90-91, line 117 and line 485 seem to have errors or typos, some sentences are long and hard to read/follow, e.g., lines 136-140)

- I modified the words/sentences appropriately and ran another round of grammar check, both manual and automatic.

Line 126 – PTS is introduced but not explained (do you mean post traumatic stress?)

- I changed it to “post-traumatic stress symptoms.”

Much of the information about statistical analyses is currently described in the “Results” and may fit better in the “Statistical analysis” section.

- This relates to some of the points I made earlier in this letter. Currently, there is no section that specifically lays out and explains technical details of the statistical methods used. After deleting a large portion in the section “Population-averaged models” (lines 319-346 in the manuscript with track changes), I thought there is not much content left that could be relocated to an entirely new section. This is something I could change if necessary, but my current judgment is that it might be better not to add a separate section that only contains technical details.

I would like to thank Dr. De Luca again for considering my article for publication in PLOS ONE and the two reviewers for their helpful comments.

Yours sincerely,

Tay Jeong

Attachment

Submitted filename: Response to Reviewers1.docx

Decision Letter 1

Vincenzo De Luca

6 Apr 2021

PONE-D-20-36724R1

Do More Stress and Lower Family Economic Status Increase Vulnerability to Suicidal Ideation? Evidence of a U-shaped relationship in a Large Cross-sectional Sample of South Korean Adolescents

PLOS ONE

Dear Dr. Jeong,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please submit your revised manuscript by May 21 2021 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

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  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.

We look forward to receiving your revised manuscript.

Kind regards,

Vincenzo De Luca

Academic Editor

PLOS ONE

Journal Requirements:

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: (No Response)

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Thank you for submitting the revised manuscript and incorporating many of the comments/edits that the reviewers have recommended. It is a significantly improved draft. I just have 2 minor edits for you to address:

1) Line 206: Please describe how you handled the missing values for those variables that had them? What were the statistical decisions made for those variables with missing values?

2) Lines 476/480: See if you can rephrase the "harder" and "softer" referenced in this paragraph of the discussion section. It is too colloquial and contains certain judgements/connotations that did not fit the rigour of a scientific discussion. I understood what you meant by it, but see if you can reword it and explain it in a different way for the lay audience.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2021 Apr 26;16(4):e0250794. doi: 10.1371/journal.pone.0250794.r004

Author response to Decision Letter 1


7 Apr 2021

Response to Reviewers

PONE-D-20-36724R1

April 6, 2021

Dear Dr. Vincenzo De Luca,

Editor of PLOS ONE,

I have received minor but apt criticisms from the anonymous reviewer and made certain changes to the manuscript. Listed below are direct citations of the reviewer’s comments followed by my responses.

1) Line 206: Please describe how you handled the missing values for those variables that had them? What were the statistical decisions made for those variables with missing values?

Author’s Response: Thank you for pointing this out. In response to this comment, I explained that there are almost no missing values in the entire dataset because students were required to answer all questions in the online survey, and that the rare cases of missing responses come from a handful of confidential questions in the 2019 survey. I also clearly declared that missing data posed no concerns for variable choice given the excellent availability of virtually all relevant variables.

2) Lines 476/480: See if you can rephrase the "harder" and "softer" referenced in this paragraph of the discussion section. It is too colloquial and contains certain judgements/connotations that did not fit the rigour of a scientific discussion. I understood what you meant by it, but see if you can reword it and explain it in a different way for the lay audience.

Author’s Response: I deleted these words and used expressions that I believe are more suitable for academic communication.

I would like to thank Dr. De Luca and the anonymous reviewer again for helping me improve and (potentially) publish my paper at PLOS ONE.

Yours sincerely,

Tay Jeong

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 2

Vincenzo De Luca

14 Apr 2021

Do More Stress and Lower Family Economic Status Increase Vulnerability to Suicidal Ideation? Evidence of a U-shaped relationship in a Large Cross-sectional Sample of South Korean Adolescents

PONE-D-20-36724R2

Dear Dr. Jeong,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Kind regards,

Vincenzo De Luca

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

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Reviewer #1: All comments have been addressed

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Reviewer #1: Yes

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Reviewer #1: Yes

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Reviewer #1: Yes

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Reviewer #1: Yes

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Reviewer #1: No

Acceptance letter

Vincenzo De Luca

16 Apr 2021

PONE-D-20-36724R2

Do more stress and lower family economic status increase vulnerability to suicidal ideation? Evidence of a U-shaped relationship in a large cross-sectional sample of South Korean adolescents

Dear Dr. Jeong:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Vincenzo De Luca

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Fig. Logit regression coefficients of interaction terms.

    (TIF)

    S1 Code. Annotated R script presentation in.html format for replication.

    (HTML)

    Attachment

    Submitted filename: Response to Reviewers1.docx

    Attachment

    Submitted filename: Response to Reviewers.docx

    Data Availability Statement

    The data can be publicly downloaded at http://www.kdca.go.kr/yhs/ after entering basic personal details. The authors do not possess the right to directly distribute the data.


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