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PLOS One logoLink to PLOS One
. 2021 May 3;16(5):e0250837. doi: 10.1371/journal.pone.0250837

Hydrodynamical effect of parallelly swimming fish using computational fluid dynamics method

Keisuke Doi 1, Tsutomu Takagi 2, Yasushi Mitsunaga 1, Shinsuke Torisawa 1,*
Editor: Roi Gurka3
PMCID: PMC8092777  PMID: 33939762

Abstract

Fish form schools because of many possible reasons. However, the hydrodynamic mechanism whereby the energy efficiency of fish schools is improved still remains unclear. There are limited examples of fish models based on actual swimming movements using simulation, and the movements in existing models are simple. Therefore, in this study, we analyzed the swimming behavior of Biwa salmon (Oncorhynchus sp., a salmonid fish) using image analyses and formulated its swimming motion. Moreover, computational fluid dynamics analysis was carried out using the formulated swimming motion to determine the fluid force acting on the fish body model with real fish swimming motion. The swimming efficiency of the fish model under parallel swimming was obtained from the calculated surrounding fluid force and compared for different neighboring distances. The flow field around the fish model was also examined. The swimming efficiency of two fish models swimming parallelly was improved by approximately 10% when they were separated by a distance of 0.4L, where L is the total length of the model. In addition, the flow field behind the fish body was examined under both inphase and antiphase conditions and at inter-individual distances of 0.8L and 1.2L. The apparent flow speed in the distance range of 0.5–2.0L from the midpoint of the snouts of the two individuals was lower than the swimming speed. The pressure distribution on the fish model showed an elevated pressure at the caudal fin. Interestingly, we obtained an isopleth map similar to that of a caudal peduncle. To avoid a negative thrust, the aft part of the body must be thin, as shown in the isopleth map obtained in this study.

Introduction

Many fish form schools, for reasons such as avoidance of predators [1], higher feeding efficiency, and better reproductive opportunities [2]. Various studies have been conducted on fish shoaling behavior and the relationships between individuals. From a hydrodynamical viewpoint, swimming in schools improves the energy efficiency compared to swimming individually [3,4]. To understand the hydrodynamic mechanism underlying the high energy efficiency of this type of swimming behavior, Weihs [5] conducted a pioneering work on the energy efficiency of schooled fish in terms of the vorticities generated in the wake region via the potential theory. Regarding fish migration mechanisms, Lighthill [6] quantitatively assessed the swimming efficiency of aquatic organisms. Wu [7] discussed fish propulsion mechanisms from a hydrodynamic perspective, whereas Webb [8] attempted to explain fish migration mechanisms from both hydrodynamic and physiological perspectives. Using a pair of swimming fish robots, Li et al. [9] hypothesized that energy savings could be achieved using vortex phase-matching.

With the development of computer technology, computational fluid dynamics (CFD) has increasingly been applied to study the swimming mechanisms of aquatic organisms. In this method, a space is divided into many small elements, and the basic fluid equations for each element are solved numerically to obtain an approximate solution. Liu et al. [10] described the propulsive mechanism of tadpole migration using CFD analysis. Adkins and Yan [11] performed CFD analysis of a fish model in a viscous fluid. Takagi et al. [12] quantitatively evaluated the energy-saving swimming behavior of bluefin tuna (Thunnus orientalis) using CFD analysis. Many studies have investigated the hydrodynamic interaction mechanisms for energy saving in fish swimming side by side [1316]. Hemelrijk et al. [17] applied a particle simulation (multi-particle collision dynamics) method to elucidate the increased energy efficiency of a 2D model when swimming in a school.

Regarding schools of live fish, the European sea bass (Dicentrarchus labrax) expends less energy during schooling than during solo swimming [18]. However, it is not possible to isolate and measure the force acting on a fish body in detail in a live fish experiment. Dabiri et al. [19] used an algorithm to determine the pressure distribution from the velocity field to obtain the pressure coefficient. Hemelrijk et al. [17] used multi-particle collision dynamics (MPCD) to estimate the thrust and drag forces acting on a fish body model. Limited work has been done to determine the thrust and drag forces acting on a fish body model using these methods.

In this study, we derived the swimming motions of salmonids from sample fish and applied the motions to a 3D rectangular plate fish body model in order to evaluate the pressure distribution on the lateral surface of the body. The National Advisory Committee for Aeronautics (NACA) 4-digit series was used as the wing section of the fish body model. This is a vertically symmetrical wing type, which has been used as a fish body model in previous studies [20]. Eels are anguilliform, meaning that the entire body moves in waves; tuna are tunniform, meaning that only the tail vibrates; salmonids are subcarangiform, meaning that half of the body moves in waves [21].

The purpose of this study was to clarify the effect of parallel swimming in a group of fish by evaluating the flow field and swimming efficiency around the fish body using CFD analysis from a hydrodynamics viewpoint. Hiraishi et al. [22] analyzed the swimming motion of rainbow trout (Oncorhynchus mykiss, a salmonid) and expressed it as a mathematical formulation. Videler and Hess [23] examined the swimming movements of saithe (Pollachius virens) and mackerel (Scomber scombrus). We analyzed the images of swimming motions of salmonids. By formulating the swimming motion, we calculated the fluid force acting on the fish body model by CFD analysis. There are several examples of body wave functions applied to CFD, but their lateral excursion is simple. The body wave functions used had amplitudes such that the simple envelopes became larger as they approached the tail tip [16,17]. To confirm the effect of parallel swimming on the swimming efficiency, we calculated the swimming efficiency by extracting the drag and thrust forces acting on the fish model, and compared them for different neighboring distances; the flow field around the fish was also examined.

Materials and methods

This study was specifically approved by Kindai University Committee on Animal Research and Bioethics (Permit Number: KAAG-30-001) and was carried out in strict accordance with the Guiding Principles for the Care and Use of Research Animals.

Formulation of swimming motion

We caught a Biwa salmon (Oncorhynchus sp.) in Lake Biwa, Shiga Prefecture, Japan, and used it as the one test fish (Table 1) in our study. The test fish was allowed to swim at one point in a circulating tank (PT-110 (modified), volume: 0.396 m3, observation section: 1.1 m wide, 0.3 m deep, 0.2 m high, West Japan Fluid Engineering Laboratory Co., Ltd.), and it was recorded from the top of the tank using a digital video camera (HDC-TM750, Panasonic Corporation) at 60 fps.

Table 1. Test fish parameters.

TL (cm) FL (cm) BL (cm) BW (kgf) Swimming Speed (BL s-1) Date of Capture
44.9 42.8 39.7 0.806 1.01 1.26 1.52 1.76 2.02 August 31, 2015

TL, total length; FL, fork length; BL, body length; BW, body weight.

We obtained time-series 2D positional coordinates of 13 points on the fish body from the snout to the tip of the caudal fin based on the filmed video data. The coordinates were extracted using software developed in the laboratory. The points on the body axis were set from the points on the fish body where the position could be identified from the images. Each point was assigned to the snout (a), eyes (b, c), base of the pectoral fin (d, e), posterior end of the pectoral fin (f, g), root of the dorsal fin (h), posterior end of the dorsal fin (i), root of the adipose fin (j), root of the caudal fin (k), or posterior end of the caudal fin (l, m). Moreover, we considered the midpoints of b–c, d–e, f–g, and l–m as points on the body axis, namely n, o, p, and q, respectively (Fig 1). For the posterior end of the caudal fin, the midpoint between the upper and lower ends of the caudal fin was set as the position of the caudal fin tip.

Fig 1. Points on the body axis.

Fig 1

The amplitudes were calculated along the body axis from the 2D positional coordinates of each point on the body axis, and the frequencies and wavelengths of the traveling waves on the body axis were determined.

Hiraishi et al. [22] expressed the swimming motion of rainbow trout as follows (Eqs 13).

h(x,t)=f(x)g(x,t) (1)
f(x)=aebx+cedx (2)
g(x,t)=cos{2π(ftxλ)} (3)

where h(x, t) is the displacement in the direction perpendicular to the direction of travel of the cross-section of the fish body; where x (BL) is the distance from the snout over the body length that is parallel and opposite to the direction of travel of the fish; t (s) is the time, f is the frequency, and λ (BL) is the wavelength of the traveling wave. In addition, a, b, c, and d are the parameters representing the shape of the swimming motion. The relationship between the position x and amplitude on the body axis can be expressed as the sum of two exponential functions: aebx and cedx. The thrust force of swimming is mainly generated by the vibration of the tail, the part represented by cedx, and because the tail is slightly affected by the amplitude near the head while the amplitude near the head is affected by the amplitude of the tail, aebx was calculated from the value of x in cedx minus the value obtained by substituting the value near the head [22]. To obtain the unknown parameters c and d in Eq 2, the amplitude values for x > 0.4 were logarithmically transformed and linearly approximated using the least-squares method. In the part where x < 0.25, the values of cedx at the point where x < 0.25 were obtained, and the unknown constants a and b in Eq 2 were estimated by subtracting these values from the amplitude values and approximating them in the same manner.

CFD analysis of solitary swimming

The model used in the CFD analysis was a rectangular plate model with symmetrical wings. The length (L), height, and maximum wing thickness of the fish model were set to 43.9, 8.93, and 4.51 cm, respectively, based on the NACA 4-digit series wing (Fig 2), so that they are equal to the measured data of the Biwa salmon. 3D computer-aided design (CAD) software (AutoCAD 2017, Autodesk) was used for model creation.

Fig 2. Model used in the CFD analysis.

Fig 2

The Navier–Stokes equation of motion for an incompressible viscous fluid can be expressed as follows (Eqs 4 and 5):

Ut+(U)U=F1ρp+μρ2U (4)
U=0 (5)

The solution to these equations can be obtained by satisfying the continuous equations (Eqs 4 and 5). In the equation, U is the velocity vector, t is time, F is the force vector per unit volume, ρ is the fluid density, p is the pressure, and μ is the viscosity coefficient.

In this study, a 3D thermo-fluid analysis system (SCRYU/Tetra V14, Software CRADLE CO., LTD.) was used to numerically solve the Navier–Stokes equation and continuity equation via the finite volume method and to calculate the physical quantities.

We used the swimming motion function derived from the actual swimming motion of a Biwa salmon as a condition for the movement of elements in the fish model. The element movement condition is a condition for moving the contacts that make up the elements in a movement vector with respect to the volume domain using the arbitrary Lagrangian–Eulerian (ALE) method [24] when performing fluid analysis of moving objects or objects with varying boundary shapes. In the present analysis, the CFD analysis was performed by moving the nodal points of each element in the fish body model during the swimming motion using the derived swimming motion function.

The following conditions were set for the CFD analysis of solo swimming. The analysis area was set to 5.0L in the axial direction, 4.0L in the lateral direction, and 2.0L in the vertical direction, considering the shape change of the fish model from left to right, the view of the backwaters, and the influence of the wall. L is the total length of the fish model.

A steady-state current with five levels of flow was inflowed from the front face of the fish model and outflowed from the rear face with constant pressure and flow direction. The inflow velocities were the same as the velocities used in the live fish experiments, and the swimming motion functions were calculated based on the swimming motion at each velocity recorded in each of the live fish experiments (Fig 3).

Fig 3.

Fig 3

Analytical area for CFD analysis of solitary swimming: (a) Top view and (b) side view.

It was assumed that the wall conditions were free slip and unaffected by frictional stress for all the surfaces except for the inflow and outflow planes in the analysis region. The fluid temperature, fluid density, viscosity coefficient, and thermal conductivity were assumed to be 20°C, 998 kg m−3, 1.02×10−3 (Pa·s), and zero, respectively. The Reynolds number and Strouhal number of the 3D fish model were 2.60×105 and 0.34, respectively. To account for the effects of turbulence, the AKN k–ε model [25] was used, which is suitable for the analysis of unsteady turbulence in the low-to-high Reynolds number range.

In a CFD analysis, the analysis area is divided into small elements, and the solution is obtained by solving the fluid equations for each. Fig 4 shows the mesh partitioning in our CFD analysis. The tetra element size was in the range of 2–64 mm, and the size of the model nearest neighbor element was divided such that the tetra element size was 2 mm so that it became finer when approaching the fish body model. The total number of elements in the analysis area was 1.20×106. In the actual flow, a flow velocity gradient is created between the fluid and the wall due to the frictional stress from the wall, and a thin layer of flow is formed, called the boundary layer. By inserting a layer parallel to the surface of the fish, called the boundary layer element (prism layer), which represents the gradient of the flow velocity in this boundary layer, we can increase the accuracy of the turbulence analysis. The boundary layer elements were inserted to cover the surface of the fish model in three layers at a rate of change of 1 with a thickness of 0.4 mm for the first prism layer.

Fig 4. Mesh partitioning in CFD analysis of solitary swimming.

Fig 4

In the CFD analysis, the fluid forces acting on each element on the model surface can be converted into arbitrary components. Therefore, it is possible to calculate the fluid force acting on the surface of the fish body model, with the component in the forward direction as the thrust force and the opposite component as the drag force acting on the swimming fish body model. In this analysis, among the fluid forces acting on the fish model in the body axial direction, the thrust force was defined as the thrust direction component of the pressure. The drag force was defined as the sum of the drag direction component of the pressure and the frictional drag force.

CFD analysis of parallel swimming

Two parallel fish models were set up in the analysis area to observe the changes in the backwaters when they migrated in parallel. The polymerized grid method was used to avoid calculation divergence due to the deformation of the mesh during the motion of the two individuals. In an overlapping lattice method, a single analysis space is represented by superimposing a mesh called a dependent region on a mesh called an independent region. The advantage of this method is that it is possible to set the movement conditions for each region and analyze complex objects in terms of their movement and collision.

The model used for the parallel swimming was a rectangular plate model with the same cross-sectional shape of symmetrical wings as the model used for the solo swimming. For the swimming motion, the swimming motion function applied was the same as that applied to the solo swimming.

The conditions for the CFD analysis were as follows. The analysis area was large enough to consider the left and right motions of the fish body model (Fig 5). The inflow velocities used in the analysis were the ones determined from the CFD analysis of solo swimming. At this time, the frequency of caudal fin oscillation was varied so that the thrust and drag forces were largely balanced under each analysis condition. It was assumed that the wall conditions were free slip and unaffected by frictional stress for all the surfaces except for the inflow and outflow planes in the analysis region. The fluid temperature, fluid density, viscosity coefficient, and thermal conductivity were assumed to be 20°C, 998 kg/m3, 1.02×10−3 (Pa·s), and zero, respectively. The Reynolds number of the 3D fish model was 2.60×105. The Strouhal number of the 3D fish model was 0.42 to 0.44. The AKN k–ε model [25], which is suitable for analyzing unsteady turbulence in the low-to-high Reynolds number range, was used as the turbulence analysis model.

Fig 5.

Fig 5

Analytical area for CFD analysis of parallel swimming: (a) Plan view and (b) side view.

To compare the distances between individuals in the parallel swimming model under the same analytical conditions from close proximity to solo swimming, we set the distances to 0.4, 0.6, 0.8, 1.2, 1.6, and 2.0L, and analyzed the cases where the amplitude motion phases were inphase and antiphase, respectively. The inlet flow speed was set to 1.52 BL s−1.

Fig 6 shows the mesh partitioning in this analysis. The size of the tetra element was in the range of 2–32 mm, and the size of the model nearest neighbor element was divided such that the tetra element size was 4 mm so that it became finer when approaching the fish body model. The boundary layer elements were inserted to cover the surface of the fish model in eight layers at a rate of change of 1.1 with a thickness of 0.8 mm for the first prism layer.

Fig 6. Mesh partitioning in CFD analysis of parallel swimming.

Fig 6

Swimming efficiency

We attempted to calculate an index to compare the efficiency during swimming. A measure called the Froude efficiency is often used to assess the swimming efficiency of fish [26,27]. Hemelrijk et al. [17] reported the hydrodynamic advantages of swimming in groups based on the Froude efficiency.

The thrust and lateral forces can be calculated by decomposing the force acting on the model surface into its components. The power of the lateral force can be determined by the product of the lateral component of the velocity of the tail swinging motion and the lateral component of the pressure acting on the surface of the fish body model. The lateral component represents the direction perpendicular to the direction of swimming (the Y direction). In this study, we focused on the surface elements of a fish body model. The ratio of useful power to total power was calculated from the fluid force acting on the surface elements. The swimming efficiency was used as an indicator to compare different conditions.

The internal product of the forces and velocities acting in the direction of travel and in the lateral direction were determined for each element that makes up the surface of the fish body using the pressure distributions calculated from the CFD analysis, as shown in Fig 7. Accordingly, the powers of the thrust and lateral forces were calculated, and the Froude efficiency was obtained for each condition (Eqs 68).

η=PTPT+PS (6)
PT=iFTiui (7)
PS=iFSivi (8)

where η is the swimming efficiency, PT is the time-averaged power of the thrust, PS is the time-averaged power of the lateral force, FTi is the time-averaged thrust force per element, FSi is the time-averaged lateral force per element, ui is the swimming direction velocity of the element, and vi is the lateral velocity of the element.

Fig 7. Decomposition of force Fi on elements of the fish body surface.

Fig 7

U is the inlet flow speed, V0 is the velocity of the element, ui is the velocity of the element in the direction of travel, vi is the velocity of the element in the lateral direction, FTi is the thrust acting on the element, and FSi is the lateral force acting on the element.

We evaluated the swimming efficiency after the thrust and drag values were balanced, as suggested by Borazjani and Sotiropoulos [28].

Results

Formulation of swimming motion

The unknown parameters a, b, c, and d in Eq 2 were obtained by an exponential approximation using the values of the amplitude at each point on the body axis. Table 2 lists the unknown constants of Eq 2, along with the values of λ and f in Eq 3, which were used to determine the swimming motion function at each flow speed. The BL of the swimming speed was based on the body length of the test fish. The time-series data of each point on the body axis of the fish were compared to the measured data and those data obtained from the swimming motion function at a swimming speed of 1.52 BL s−1, as shown in Fig 8 (R2 = 0.96).

Table 2. Constants a, b, c, and d in Eq 2 and wavelength (λ) and frequency of caudal fin (f) in Eq 3.

Swimming Speed (BL s-1) a b c d λ (BL) f (Hz)
1.01 0.0105 -5.13 0.00440 2.69 1.00 2.00
1.26 0.0175 -5.30 0.00460 2.72 1.02 1.89
1.52 0.0187 -5.96 0.00630 2.65 1.05 2.12
1.76 0.0173 -4.01 0.00490 2.73 1.03 2.55
2.02 0.0235 -4.51 0.00530 2.86 1.03 2.55

Fig 8. Time-series of the data for each point on the body axis of the fish.

Fig 8

A comparison is shown between the measured data (solid line) and the results obtained from the swimming motion function (dashed line) at a swimming speed of 1.52 BL s−1.

CFD analysis of solitary swimming

Fig 9 shows the thrust and drag forces acting on the surface of the fish model during four strokes of tail beating at a swimming speed of 1.52 BL s−1. We note a periodicity in the changes in the thrust and drag forces. Moreover, there is a phase difference between the maximum amplitude points at the tip of the caudal fin and the points at which the thrust force are maximum.

Fig 9. Thrust and drag acting on the fish model surface.

Fig 9

These forces acted during three strokes of tail beating at a swimming speed of 1.52 BL s−1.

To compare the thrust and drag values, the time-averaged values of the thrust and drag forces were defined as FT and FD, respectively, and compared at each swimming speed (Table 3). All the swimming motion functions used in the present analysis were determined by conducting a biological experiment in which the test fish steadily swam in a circulatory tank at a constant velocity; thus, the thrust and drag were balanced in this state. At the five swimming speeds analyzed in the CFD calculation, the FT/FD ratio was closest to 1 when the swimming speed was 1.52 BL s−1 (Table 3). Fig 10 shows the pressure distributions on the model surface at the maximum speed of the tail tip of the caudal fin at a swimming speed of 1.52 BL s−1.

Table 3. Time-averaged values of thrust and drag (defined as FT and FD, respectively) compared at each swimming speed.

Swimming Speed (BL s-1) FT (N) FD (N) FT / FD
1.01 0.201 0.133 1.51
1.26 0.177 0.183 0.967
1.52 0.300 0.290 1.04
1.76 0.351 0.373 0.942
2.02 0.420 0.580 0.720

Fig 10. Model surface pressure distributions.

Fig 10

These show the right (1) and left (2) sides of the caudal fin tail tip at maximum speed (a) at a swimming speed of 1.52 BL s−1.

CFD analysis of parallel swimming

Fig 11 shows the flow fields around the fish during parallel swimming at individual distances of 0.4 and 0.8L in both inphase and antiphase cases.

Fig 11.

Fig 11

Velocity distribution around the model: (a) individual distance of 0.4L and inphase; (b) individual distance of 0.4L and antiphase; (c) individual distances of 0.8L and inphase; (d) individual distance of 0.8L and antiphase; (e) individual distance of 1.2L and inphase; and (f) individual distance of 1.2L and antiphase.

In Fig 12, the horizontal axis represents the distance from the origin on a dotted line parallel to the x-axis, with the midpoint of the snout of the two individuals as the origin at an inter-individual distance of 0.8L and under antiphase. As shown in Figs 11 and 12, under both inphase and antiphase conditions, at an individual distance of 0.4L, the apparent flow speed in the distance range of 0.5–2.0L from the midpoint of the snout of the two individuals is higher than the inlet flow speed. In contrast, under both phases at inter-individual distances of 0.8L and 1.2L, the apparent flow speed at the aforementioned distance range is lower than the inlet flow speed.

Fig 12. Velocity value at each point of the velocity distribution.

Fig 12

The horizontal axis represents the distance from the origin on a dotted line parallel to the x-axis with the midpoint of the snout of the two individuals as the origin at an individual distance of 0.8L and under antiphase condition. The vertical axis represents the velocity values on the dotted line. The long-dashed line indicates the inlet flow speed (1.52 BL s−1).

We compared the swimming efficiency of two individuals separated under inphase and antiphase conditions (Fig 13). No significant changes can be found under the inphase conditions. However, under the antiphase conditions (dashed line) and at a distance of 0.4L, the swimming efficiency improved by approximately 10% (Fig 13).

Fig 13.

Fig 13

Swimming efficiency of two individuals swimming in parallel under inphase (solid line) and antiphase (dashed line) conditions.

Discussion

In the pressure distribution of the fish model shown in Fig 10, the pressure at the caudal fin in plane 2 is elevated. Interestingly, on plane 1, an isopleth map similar to that of a caudal peduncle can be observed. Wu [7] reported that the caudal fin is propelled to generate a force, and the aft part of the body must be thin to avoid a negative thrust.

In the wake after the fish bodies, a low-velocity distribution area is generated when the distance between the individuals is 0.8L, as shown in Fig 12. It has been reported that in order to achieve maximum savings, the fish should swim continuously in an antiphase tail motion [3,5]. Thus, the apparent flow speed in the wake could be lower than the actual swimming speed when an individual follows the two fish. This implies that the following fish realizes energy savings after a certain distance of travel.

The drag force is proportional to the square of the swimming speed, and the power is proportional to the cube of the swimming speed. When the lateral distance between the individuals was 0.8L and in antiphase, the current velocity of the distance from the snout in the 1–2L range on the midline between two individuals is approximately 0.969 times for one cycle of tail-beating. Therefore, the power required for swimming is approximately 0.910 times, and it is estimated that there is energy-saving effect. The current velocity behind the fish body is 0.974 times, where the distance from the snout is in the range of 1–2L under the inphase condition.

If an individual is at a distance of 1–2L from the snout of the fish, and even if it changed from antiphase to inphase, the fish would have some gain. In contrast, the apparent flow speed was 1.03 times at a distance of 2–3L from the snout even in the antiphase condition. As a school, it is better to have a backward-swimming individual in the distance range of 1–2L, so that the fish can save energy. If the distance between individuals is 1.2L, the actual swimming speed behind the fish is approximately 0.98 times. In this case, the energy savings will not be as high as that when the distance between the individuals is 0.8L. Thus, when the distance between the individuals is 0.8L, it is believed that the following swimmers gain energy. If the distance between the individuals approaches 0.4L, the apparent flow speed could be greater than that of the solitary swimmer, and the load could increase. Therefore, there is no energy saving.

Weihs [5] reported that a diamond-shaped array of fish school is beneficial for increasing the energy savings of the following individuals in theory; however, the value under lateral swimming in this study was approximately 9% of the save rate, and the gain is not as high as that reported in [5]. This may be because Weihs performed the calculation from a simple superposition of vortex arrays by applying the potential theory, which does not adequately reflect the effects of real viscous fluids. This could also be caused by the shape of the 3D body model, as we did not copy the morphology. Verma et al. [29] reported that swimming off-center rather than in a single line can be beneficial.

The swimming efficiency was highest at a distance of 0.4L between the individuals and in the antiphase condition. This may have resulted in a high thrust force owing to the surface pressure contour plot at the maximum velocity of the caudal fin amplitude motion, as shown in Fig 14. Bao et al. [13] reported that two fluttering foils moving in antiphase can induce a Bénard–von Kármán vortex street due to wake interference and improve propulsive performance. A similar phenomenon may have influenced the results of this study. In addition, individuals do not always maintain the phase of the caudal fin oscillation. Therefore, they may repeatedly experience durations of high gain and no gain. However, in terms of the total balance, positive energy gains would be obtained during swimming.

Fig 14.

Fig 14

Surface pressure contour plot at the maximum velocity of caudal fin amplitude motion: (a) Inter-individual distance of 0.4L, (b) individual distance of 2.0L.

During the live fish experiments, the schools tended to aggregate and synchronize their movements with those of other individuals during fast swimming [30]. This report may support our result that a school of fish with more lateral-side compactness can gain more energy.

Swimming in a fish school is not the only way to save energy. Combining the burst-and-glide swimming [31] and energy saving of each individual can help further increase the total energy saving.

In addition, this study did not consider the acceleration and deceleration of the individuals. It will be necessary to calculate the efficiency considering the acceleration and deceleration of the individuals using CFD analysis in the future.

By further analyzing the 3D structure of schools of fish, we will be able to simulate the fluid dynamics interaction between individuals in fish schools more accurately.

Acknowledgments

We are grateful to Mr. K. Sasagawa for providing the video images of swimming Biwa Salmon.

Data Availability

All relevant data are within the manuscript.

Funding Statement

a Grant-in-Aid for Scientific Research (C) from JSPS, Japan [grant number 20K04355]

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Decision Letter 0

Roi Gurka

18 Nov 2020

PONE-D-20-26743

Hydrodynamical energy-saving analysis of parallelly swimming fish

PLOS ONE

Dear Dr. Torisawa,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please make sure to address the concern of code validation in your response in a detailed manner,.

Please submit your revised manuscript by Jan 02 2021 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

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We look forward to receiving your revised manuscript.

Kind regards,

Roi Gurka

Academic Editor

PLOS ONE

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[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: N/A

Reviewer #2: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: No

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Thanks for the oppertunety to review this paper.

This paper applied the kinematic equations extracted from real fish to CFD to study how fish can improve efficiency in groups. Detail analyses of the conducting and analysing the CFD are given. It is great to see this study improve the accuracy of the CFD by including the real fish's kinematics. The main issues of this current versions are:

1. In the abstract and title claim that this paper talks about the energy-saving, however, most of the paper focused on the CFD method and verifications of the CFD results. The report of the energy-saving in schools is very limited and simple. The mechanism of energy saving (gaining higher efficiency reported in this paper) is not given. There are many papers report the hydrodynamic interaction mechanism of energy saving in schooling fish swimming side-by-side. This paper did not have a detail comparisons, discussions and analyses with them. e.g.

Huertas-Cerdeira, C., B. Fan, and M. Gharib, Coupled motion of two side-by-side inverted flags. Journal of Fluids and Structures, 2018. 76: p. 527-535.

Bao, Y., et al., Dynamic interference of two anti-phase flapping foils in side-by-side arrangement in an incompressible flow. Physics of Fluids, 2017. 29(3): p. 033601.

Dewey, P.A., et al., Propulsive performance of unsteady tandem hydrofoils in a side-by-side configuration. Physics of Fluids, 2014. 26(4): p. 041903.

Li, G., et al., On the energetics and stability of a minimal fish school. PLoS ONE, 2019. 66(2): p. 596023.

Dong, G.-J. and X.-Y. Lu, Characteristics of flow over traveling wavy foils in a side-by-side arrangement. Physics of Fluids, 2007. 19(5): p. 057107.

2. Another main issue is the writing. I recommend the authors rewrite the title and abstract to summarise this paper's work accurately, and reorganise the paragraphs according the to the nice logic. For example, Page 18 Line 291-294, those body wave comparisons should be given near the Section Formulation of swimming motion. Introduction should be more related to the novelty in this paper, (to me it is applying real fish kinematics to CFD, if the authors give the new mechanism of energy-saving, then it should be this).

minor comments:

1. An extral space at "Biwa salmon ( Oncorhynchus)" in the abstract in the system.

2. Page 2 Line 21-25, sentence is too long.

3. Page 5 Line 66 It says "the purpose of this study was to clarify the effect of parallel swimming in a group ...", this seems different from the title and abstract. Please change to keep consistent.

4. Table. 1, how many fish are measured? And move the description of the permit at Page 16 Line 262 here, as these should be given in the methods instead of CFD results.

5. Page 7 Eqs. 1-3, clarify the unit of the varibles.

6. Page 8 Line 121 what is the unit of 0.25? BL or meter?

7. Page 8 Line 123, Should "x<0.25" be "x>0.25"?

8. Page 14 Line 214, report Renoylds number

9. Page 14 Line 222, report flow speed in CFD

10. Page 16 Line 256, you also need to point out Froude efficiency mainly works if the fish is accelerating or decelerating. See a nice paper discussed this problem: Maertens, A.P., M.S. Triantafyllou, and D.K.P. Yue, Efficiency of fish propulsion. Bioinspiration & Biomimetics, 2015. 10(4): p. 046013.

11. Page 17 Line 274 Please also report the R value for the fitting. or any other values which can tell how good the fitting is.

12. Page 18 Line 280, from which figure we can get this claim? What is the phase shift value?

13. Page 18 Line 291 add the table ref or the value for the claim "was closest to 1"

12. Page 20 Line 320, new paragraph after the caption of the figure

13. Page 21 Line 328, report which line shows the "10%" energy saving?

14. Page 21 Line 339-341, this is the point of Weihs (1973 Nature) paper, please cite. Also, you need to mention this is valid when two fish swim out-of-phase.

15. Page 23 Line 366, this can also be due to the 3D body shape as you did not copy the morphology. And 3D effect of simulation can also be an explanation. See this paper, Verma, S., G. Novati, and P. Koumoutsakos, Efficient collective swimming by harnessing vortices through deep reinforcement learning. Proceedings of the National academy of Sciences of the United States of America, 2018. 115(23): p. 5849-5854.

16. Page 24 Line 383 what are the "new insights"?

Check the references carefully. Some have dois (e.g. [1]), some do not (e.g. [2]). Some even have different font size (e.g. [11]).

Fig.1 give information of the view angle, side view or top view?

Fig.9 give line legend

Fig. 11 add the coordinate to show the direction of x

Fig. 13 line legend is missing

Reviewer #2: The study does not provide the non-dimensional number such as Reynolds number and Strouhal number

There are also grammatical and spelling mistakes in the manuscript.

There are no validations for the code

**********

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Reviewer #1: No

Reviewer #2: No

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While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2021 May 3;16(5):e0250837. doi: 10.1371/journal.pone.0250837.r002

Author response to Decision Letter 0


29 Jan 2021

Dear Editor and Reviewers:

Thank you very much for your helpful suggestions and comments. We are enclosing a revised version of our manuscript, along with our responses to your comments and suggestions regarding the document.

The manuscript has been carefully rechecked and appropriate changes have been made in accordance with the suggestions received. The major changes made are highlighted in yellow in the revised document. The responses to your comments have also been prepared and are attached herewith.

We thank you for your thoughtful suggestions and insights, which have enriched the manuscript and produced a more balanced and better account of the research. We hope that the revised manuscript is now suitable for publication in PLOS ONE.

Thank you for your consideration. We look forward to hearing from you.

Yours sincerely,

Shinsuke Torisawa

To Reviewer #1

1. In the abstract and title claim that this paper talks about the energy-saving, however, most of the paper focused on the CFD method and verifications of the CFD results. The report of the energy- saving in schools is very limited and simple. The mechanism of energy saving (gaining higher efficiency reported in this paper) is not given. There are many papers report the hydrodynamic interaction mechanism of energy saving in schooling fish swimming side-by-side. This paper did not have a detail comparisons, discussions and analyses with them. e.g.

Huertas-Cerdeira, C., B. Fan, and M. Gharib, Coupled motion of two side-by-side inverted flags. Journal of Fluids and Structures, 2018. 76: p. 527-535.

Bao, Y., et al., Dynamic interference of two anti-phase flapping foils in side-by-side arrangement in an incompressible flow. Physics of Fluids, 2017. 29(3): p. 033601.

Dewey, P.A., et al., Propulsive performance of unsteady tandem hydrofoils in a side-by-side configuration. Physics of Fluids, 2014. 26(4): p. 041903.

Li, G., et al., On the energetics and stability of a minimal fish school. PLoS ONE, 2019. 66(2): p. 596023.

Dong, G.-J. and X.-Y. Lu, Characteristics of flow over traveling wavy foils in a side-by-side arrangement. Physics of Fluids, 2007. 19(5): p. 057107.

Response

Thank you for your useful comments. Accordingly, we have changed the title from “Hydrodynamical energy-saving analysis of parallelly swimming fish” to “Hydrodynamical effect of parallelly swimming fish by using CFD method.” We have also reviewed added the references you suggested (Page 4 Lines 48-49), and added to the Discussion section (Page 24 Lines 380-383).

2. Another main issue is the writing. I recommend the authors rewrite the title and abstract to summarise this paper's work accurately, and reorganise the paragraphs according the to the nice logic. For example, Page 18 Line 291-294, those body wave comparisons should be given near the Section Formulation of swimming motion. Introduction should be more related to the novelty in this paper, (to me it is applying real fish kinematics to CFD, if the authors give the new mechanism of energy-saving, then it should be this).

Response

Thank you for your useful comments. In response to your suggestion, we have changed the title as we mentioned above.

We moved the “The time-series data of each point on the body axis of the fish were compared between the measured data and that obtained from the swimming motion function at a swimming speed of 1.52 BL s−1, as shown in Fig 9.” mentioned in the CFD analysis to the Section “Formulation of swimming motion” (Page 17 Lines 276-279).

We have added “In other words, we applied the real fish kinematics to CFD analysis.” to Introduction (Page 5 Lines 75-76). The abstract was revised to state “with real fish swimming motion” (Page 2 Line 16).

minor comments:

1. An extral space at "Biwa salmon ( Oncorhynchus)" in the abstract in the system.

Response

Thank you. It has been corrected.

2. Page 2 Line 21-25, sentence is too long.

Response

Thank you for your useful comment. We have revised “Page 2 Lines 21-25” to split it into two sentences.

3. Page 5 Line 66 It says "the purpose of this study was to clarify the effect of parallel swimming in a group ...", this seems different from the title and abstract. Please change to keep consistent.

Response

Thank you for the suggestion; we have changed the title from “Hydrodynamical energy-saving analysis of parallelly swimming fish” to “Hydrodynamical effect of parallelly swimming fish by using CFD method.”

4. Table. 1, how many fish are measured? And move the description of the permit at Page 16 Line 262 here, as these should be given in the methods instead of CFD results.

Response

Thank you for this comment. We experimented with one test fish over five different flow rates. We have also moved the permit text to “Page 9 Lines 128-130.”

5. Page 7 Eqs. 1-3, clarify the unit of the varibles.

Response

We appreciate your comment on this point. We have indicated the units as you pointed out (Page 8 Lines 113-115).

6. Page 8 Line 121 what is the unit of 0.25? BL or meter?

Response

We appreciate your comment on this point. We have indicated the units as you pointed out (Page 8 Line 113).

7. Page 8 Line 123, Should "x<0.25" be "x>0.25"?

Response

Thank you for this comment. The text has been revised to explain correctly the method of fitting function forms (Pages 8-9 Lines 122-127).

8. Page 14 Line 214, report Renoylds number

Response

Thank you for your useful comment. We have denoted the Reynolds number (Page 14 Lines 218-219).

9. Page 14 Line 222, report flow speed in CFD

Response

Thank you for your useful comment. We have denoted the flow speed (Page 14 Lines 227-228).

10. Page 16 Line 256, you also need to point out Froude efficiency mainly works if the fish is accelerating or decelerating. See a nice paper discussed this problem: Maertens, A.P., M.S. Triantafyllou, and D.K.P. Yue, Efficiency of fish propulsion. Bioinspiration & Biomimetics, 2015. 10(4): p. 046013.

Response

We appreciate your comment on this point. The following text has been added to the discussion section. “In addition, this study did not consider the acceleration and deceleration of the individuals. It will be necessary to calculate the efficiency considering the acceleration and deceleration of the individuals using CFD analysis in the future.” (Page 25 Lines 397-399)

11. Page 17 Line 274 Please also report the R value for the fitting. or any other values which can tell how good the fitting is.

Response

Thank you for your useful comment. We have added coefficient of determination (Page 17 Line 279).

12. Page 18 Line 280, from which figure we can get this claim? What is the phase shift value?

Response

Thank you for this question. We have modified and indicated the figure (Fig 9).

13. Page 18 Line 291 add the table ref or the value for the claim "was closest to 1"

Response

Thank you for your useful comment. We have attached a table reference (Page 19 Line 302).

14. Page 20 Line 320, new paragraph after the caption of the figure

Response

We are uncertain as to the exact section being referred to. However, we have changed the font to make the figure caption clearer.

15. Page 21 Line 328, report which line shows the "10%" energy saving?

Response

Thank you for this question. We have added a figure legend and specified that the value of the inverse phase is the dashed line (Page 21 Lines 335-336).

16. Page 21 Line 339-341, this is the point of Weihs (1973 Nature) paper, please cite. Also, you need to mention this is valid when two fish swim out-of-phase.

Response

Thank you for this comment. We have reviewed and cited the paper (Weihs, 1973;1975). We have also added it to the discussion section (Page 22 Lines 345-347).

17. Page 23 Line 366, this can also be due to the 3D body shape as you did not copy the morphology. And 3D effect of simulation can also be an explanation. See this paper, Verma, S., G. Novati, and P. Koumoutsakos, Efficient collective swimming by harnessing vortices through deep reinforcement learning. Proceedings of the National academy of Sciences of the United States of America, 2018. 115(23): p. 5849-5854.

Response

We highly appreciate your suggestion on this point. We have added it and cited it in the discussion section (Pages 23-24 Lines 374-376).

18. Page 24 Line 383 what are the "new insights"?

Response

Thank you for this question. We have revised and added that information to the discussion section (Page 25 Lines 400-401).

Check the references carefully. Some have dois (e.g. [1]), some do not

(e.g. [2]). Some even have different font size (e.g. [11]).

Response

Thank you for your useful comment. For those that have been assigned a doi, it is listed, but for those that are unknown (e.g. [2]), it is not. We have also fixed the font size.

Fig.1 give information of the view angle, side view or top view?

Response

Thank you for your useful comment. It is top view. We have revised Fig 1.

Fig.9 give line legend

Response

Thank you for your useful comment. We have revised Fig 8 (Previous Fig 9).

Fig. 11 add the coordinate to show the direction of x

Response

Thank you for your useful comment. We have revised Fig 11.

Fig. 13 line legend is missing

Response

Thank you for your useful comment. We have revised Fig 13

Reviewer #2:

The study does not provide the non-dimensional number such as Reynolds number and Strouhal number

Response

We highly appreciate your comment on this point. The Reynolds number has been added to the text (Page 14 Line 219). It is 2.60×105. The Strouhal number of the 3D fish model was 0.19 to 0.20.

There are also grammatical and spelling mistakes in the manuscript.

Response

Thank you for this comment. The revised paper has been proofread by a professional English language editing service, with experienced scientific editors. This has improved the grammar and stylistic expression of the paper.

There are no validations for the code

Response

Thank you for this comment. We have added the reference (Page 10 Line 149). Please refer to the following study, which confirms the calculation results of the software used in this study:

Shiino Y, Kuwazuru O. Comparative experimental and simulation study on passive feeding flow generation in 'Cyrtospirifer'. Memoirs of the Association of Australasian Palaeontologists. 2011:1-8.

Best regards,

Shinsuke Torisawa

Decision Letter 1

Roi Gurka

12 Feb 2021

PONE-D-20-26743R1

Hydrodynamical effect of parallelly swimming fish by using CFD method

PLOS ONE

Dear Dr. Torisawa,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please address adequately the reviewer concern and make a proper connection between the simulations, fish and previous research work in this field.

Please submit your revised manuscript by Mar 29 2021 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols

We look forward to receiving your revised manuscript.

Kind regards,

Roi Gurka

Academic Editor

PLOS ONE

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: (No Response)

Reviewer #2: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: (No Response)

Reviewer #2: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Dear editor and authors,

Thanks for the opportunity to review this paper. And thank the authors addressed my most comments. But sorry, I can not accept as this because I still do not think the reviewer did nicely summarise the major contribution of the work.

I do not agree that the major contribution is “applied the real fish kinematics to CFD analysis ”. Because the authors did not really apply the kinematics of real fish frame by frame. Instead, they extract the key parameters from the real fish system and then simulated by the fitted body wave function. This is done by many recent works such as:

Li, G., Kolomenskiy, D., Liu, H., Thiria, B. and Godoy-Diana, R., 2019. On the energetics and stability of a minimal fish school. PloS one, 14(8), p.e0215265.

Li, L., Nagy, M., Graving, J.M., Bak-Coleman, J., Xie, G. and Couzin, I.D., 2020. Vortex phase matching as a strategy for schooling in robots and in fish. Nature communications, 11(1), pp.1-9.

And the authors mentioned that “there are no published studies on the calculation of the thrust and drag forces from the pressure distribution on the body …” However, the truth is there are many. For example:

Dabiri, J.O., Bose, S., Gemmell, B.J., Colin, S.P. and Costello, J.H., 2014. An algorithm to estimate unsteady and quasi-steady pressure fields from velocity field measurements. Journal of Experimental Biology, 217(3), pp.331-336.

Gemmell, B.J., Colin, S.P., Costello, J.H. and Dabiri, J.O., 2015. Suction-based propulsion as a basis for efficient animal swimming. Nature communications, 6(1), pp.1-8.

Lentink, D., Haselsteiner, A.F. and Ingersoll, R., 2015. In vivo recording of aerodynamic force with an aerodynamic force platform: from drones to birds. Journal of The Royal Society Interface, 12(104), p.20141283.

I would really suggest the authors do read the related literatures and summary nicely about the contribution in the abstract and introduction.

Reviewer #2: Dear Writer

The strouhal number should be in the manuscript. It is not mentioned in the manuscript.

**********

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Reviewer #1: Yes: Liang Li

Reviewer #2: No

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PLoS One. 2021 May 3;16(5):e0250837. doi: 10.1371/journal.pone.0250837.r004

Author response to Decision Letter 1


13 Apr 2021

Dear Editor and Reviewers:

Thank you very much for your helpful comments. We are enclosing a revised version of our manuscript, along with our responses to your suggestions regarding the document.

The manuscript has been carefully rechecked and appropriate changes have been made in accordance with the suggestions received. The major changes made are highlighted in yellow in the revised document. Detailed responses to all comments have also been prepared and are attached herewith.

We thank you for your thoughtful suggestions and insights, which have enriched the manuscript and produced a more balanced and better account of the research. We hope that the revised manuscript is now suitable for publication in PLOS ONE.

Thank you for your consideration. We look forward to hearing from you.

Yours sincerely,

Shinsuke Torisawa

To Reviewer #1

Q1. I do not agree that the major contribution is "applied the real fish kinematics to CFD analysis". Because the authors did not really apply the kinematics of real fish frame by frame. Instead, they extract the key parameters from the real fish system and then simulated by the fitted body wave function. This is done by many recent works such as:

Li, G., Kolomenskiy, D., Liu, H., Thiria, B. and Godoy-Diana, R., 2019. On the energetics and stability of a minimal fish school. PloS one, 14(8), p.e0215265.

Li, L., Nagy, M., Graving, J.M., Bak-Coleman, J., Xie, G. and Couzin, I.D., 2020. Vortex phase matching as a strategy for schooling in robots and in fish. Nature communications, 11(1), pp.1-9.

Response

A1. Thank you for your useful comments. The following text has been added to the abstract: “There are limited examples of fish models based on actual swimming movements using simulation, and the movements in these models are simple.” (Page 2 Lines 12-13)

We have also cited the previous study of Li et al. (2019 [16]) that Reviewer #1 suggested, and the following text has been added to the introduction section. “There are several examples of body wave functions applied to CFD, but their lateral excursion is simple. The body wave functions used had amplitudes such that the simple envelopes became larger as they approached the tail tip [16, 17].” (Page 6 Lines 81-82)

In addition, the following text has been added to the introduction section. “Using a pair of swimming fish robots, Li et al. [9] hypothesized that energy savings could be achieved using vortex phase-matching.” (Pages 3-4 Lines 42-44)

Q2. And the authors mentioned that “there are no published studies on the calculation of the thrust and drag forces from the pressure distribution on the body”; However, the truth is there are many. For example:

Dabiri, J.O., Bose, S., Gemmell, B.J., Colin, S.P. and Costello, J.H., 2014. An algorithm to estimate unsteady and quasi-steady pressure fields from velocity field measurements. Journal of Experimental Biology, 217(3), pp.331-336.

Gemmell, B.J., Colin, S.P., Costello, J.H. and Dabiri, J.O., 2015. Suction-based propulsion as a basis for efficient animal swimming. Nature communications, 6(1), pp.1-8.

Lentink, D., Haselsteiner, A.F. and Ingersoll, R., 2015. In vivo recording of aerodynamic force with an aerodynamic force platform: from drones to birds. Journal of The Royal Society Interface, 12(104), p.20141283.

I would really suggest the authors do read the related literatures and summary nicely about the contribution in the abstract and introduction.

Response

A2. Thank you for your useful comments and introducing these useful papers. The following text has been added to the introduction section. “Dabiri et al. [19] used an algorithm to determine the pressure distribution from the velocity field to obtain the pressure coefficient. Hemelrijk et al. [17] used multi-particle collision dynamics (MPCD) to estimate the thrust and drag forces acting on a fish body model. Limited work has been done to determine the thrust and drag forces acting on a fish body model using these methods.” (Pages 4-5 Lines 60-64)

However, Lentink et al. (2015) proposed a methodology of measuring thrust in a non-invasive manner, and Gemmell et al. (2015) focused on the functionality of thrust generation in aquatic animals such as jellyfish that swim mainly by suction. Therefore, we think it appropriate not to cite these two papers.

To Reviewer #2:

Q1. The strouhal number should be in the manuscript. It is not mentioned in the manuscript.

Response

A1. We highly appreciate your comment on this point. The Strouhal number of the 3D fish model has been estimated and is given in the revised manuscript. (Pages 12 Line 182-184, Page 14 Lines 231-232)

Changes other than those the reviewers pointed out:

The abbreviation (CFD) in the title of the paper has been changed to computational fluid dynamics. Thus, the title has been updated: "Hydrodynamical effect of parallelly swimming fish using computational fluid dynamics method"

The ethics statement was replaced Page 9 Line129-131 into Page 6 Lines 89-91 as the staff of PLOS ONE Office suggested.

Attachment

Submitted filename: 2021-03-30_Response_to_reviewers_Doi-et-al.docx

Decision Letter 2

Roi Gurka

15 Apr 2021

Hydrodynamical effect of parallelly swimming fish using computational fluid dynamics method

PONE-D-20-26743R2

Dear Dr. Torisawa,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Roi Gurka

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

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The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: N/A

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

**********

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PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: I thank the authors for their answers to my comments. The quality has been greatly improved. Therefore, I support to publish.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

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Reviewer #1: Yes: Liang Li

Acceptance letter

Roi Gurka

19 Apr 2021

PONE-D-20-26743R2

Hydrodynamical effect of parallelly swimming fish using computational fluid dynamics method

Dear Dr. Torisawa:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Roi Gurka

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    Attachment

    Submitted filename: 2021-03-30_Response_to_reviewers_Doi-et-al.docx

    Data Availability Statement

    All relevant data are within the manuscript.


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