Abstract
We apply the helioseismic methodology of Fourier Legendre decomposition to 88 months of Dopplergrams obtained by the Helioseismic and Magnetic Imager (HMI) as the basis of inferring the depth variation of the mean meridional flow, as averaged between 20° and 60° latitude and in time, in both the northern and southern hemispheres. We develop and apply control procedures designed to assess and remove center-to-limb artifacts using measurements obtained by performing the analysis with respect to artificial poles at the east and west limbs. Forward modeling is carried out using sensitivity functions proportional to the mode kinetic energy density to evaluate the consistency of the corrected frequency shifts with models of the depth variation of the meridional circulation in the top half of the convection zone. The results, taken at face value, imply substantial differences between the meridional circulation in the northern and southern hemispheres. The inferred presence of a return (equatorward propagating) flow at a depth of approximately 40 Mm below the photosphere in the northern hemisphere is surprising and appears to be inconsistent with many other helioseismic analyses. This discrepancy may be the result of the inadequacy of our methodology to remove systematic errors in HMI data. Our results appear to be at least qualitatively similar to those by Gizon et al., which point to an anomaly in HMI data that is not present in MDI or GONG data.
1. Introduction
Meridional circulation is a crucial but poorly constrained component of magnetic flux transport and dynamo models (e.g., Wang et al. 1991, 2002; Choudhuri et al. 1995; Dikpati & Gilman 2006, 2007). In many types of flux transport models, for example, it plays an important role in determining the period or amplitude of the solar cycle (e.g., Hathaway et al. 2003; Upton & Hathaway 2014). In Babcock–Leighton-type dynamo models, the meridional circulation provides the “conveyor belt” that submerges the surface poloidal field of a given solar cycle deep into the convection zone to be sheared by differential rotation and advected toward the equator by the meridional return flow (e.g., Charbonneau 2020). The meridional flow is also an important dynamical element in theoretical and numerical models of solar and stellar differential rotation and convection (e.g., Glatzmaier & Gilman 1982; Brun & Toomre 2002; Rempel 2005; Miesch 2007).
Measurements of the surface manifestation of meridional circulation have typically indicated poleward flows between 10 and 20 m s−1 (e.g., LaBonte & Howard 1982; Topka et al. 1982; Hathaway et al. 1996; Schou 2003; Rightmire-Upton et al. 2012). Meridional circulation is difficult to measure accurately, since its amplitude is considerably smaller than, say, solar rotation. Helioseismic analyses of the subsurface properties of this flow are particularly challenging. The frequencies of global p modes are insensitive to first order to the meridional circulation, unlike the rotational splitting that has facilitated the successful determination of the subsurface properties of rotation (e.g., Brown et al. 1989; Schou et al. 1998). However, meridional flows have been measured and modeled with a variety of local seismic methods. Many studies have mostly focused on the meridional circulation near the surface (e.g., within a few tens of megameters below the surface), where the sensitivity of helioseismic measurements to flows is highest (e.g., González Hernández et al. 1999; Haber et al. 2002; Hughes & Thompson 2003; Zhao & Kosovichev 2004; González Hernández et al. 2008; Komm et al. 2015a, 2015b, 2018).
Probing the deeper properties of the meridional circulation is difficult due in large part to expected low signal-to-noise values of the measurements (Braun & Birch 2008) and the presence of systematic artifacts (e.g., Duvall & Hanasoge 2009; Zhao et al. 2012). Nonetheless, numerous studies involving measurements and inferences of the deeper properties of the meridional flow have been carried out (e.g., Giles et al. 1997; Braun & Fan 1998; Chou & Ladenkov 2005; Mitra-Kraev & Thompson 2007; Schad et al. 2013; Woodard et al. 2013; Zhao et al. 2013; Kholikov & Hill 2014; Kholikov et al. 2014; Liang & Chou 2015; Rajaguru & Antia 2015; Liang et al. 2018; Gizon et al. 2020). The last decade in particular has seen a renewal of interest in probing the deep meridional circulation, making use of the long-duration data sets provided by the ground-based Global Oscillation Network Group (GONG) instruments (Harvey et al. 1996, 1998) and the Helioseismic and Magnetic Imager (HMI) instrument (Scherrer et al. 2012; Schou et al. 2012) on board the Solar Dynamics Observatory (SDO) spacecraft (Pesnell et al. 2012). However, there is not yet a consensus on the general structure and properties of the meridional circulation, especially in the deeper two-thirds of the convection zone.
The purpose of this study is to perform a follow-up to the meridional flow measurements carried out by Braun & Fan (1998). In that study, we applied the method now known as Fourier Legendre decomposition (FLD) to 1 month of GONG data and 8 days of Dopplergrams from the Michelson Doppler Imager (MDI) instrument (Scherrer et al. 1995) on board the Solar and Heliospheric Observatory. With various modifications, the FLD method has been employed in a number of subsequent studies of solar meridional circulation (Krieger et al. 2007; Doerr et al. 2010) and undergone development and validation studies (Roth et al. 2016; Hecht & Roth 2018). We note that the method used by Mitra-Kraev & Thompson (2007) is closely related to FLD analysis but applied selectively to waves propagating along the central meridian. Novel aspects of the present work include the development of procedures to assess and remove the center-to-limb artifact, the application of FLD to a long duration (7.3 yr) of HMI Dopplergrams, a comparison and assessment of different ridge-peak finding methods, and an assessment of the sensitivity of the measurements to azimuthal order. We apply an updated version of the forward-modeling approach employed by Braun & Fan (1998) in order to infer the latitude-averaged meridional flow for each hemisphere in the top half of the convection zone.
2. Data Analysis
2.1. Fourier Legendre Decomposition
The basic concept of FLD is similar to ring-diagram analysis (Hill 1988) and infers subsurface flows by measuring and modeling the Doppler distortion in the power spectra. Compared to most ring-diagram methods, the FLD technique is optimized for the detection of meridional flows by properly accounting for spherical geometry and using combinations of Legendre functions of the first and second kind to characterize poleward or equatorward propagating waves. The basis for the technique is the expansion of the observed Dopplergram signal δV, a function of colatitude θ, azimuthal angle ϕ, and time t, into traveling wave components,
| (1) |
where ν is the temporal frequency, ℓ is the degree, and m is the azimuthal order. Here Aℓmν and Bℓmν are the complex amplitudes of poleward and equatorward waves, respectively, and is a normalized function,
| (2) |
where and are Legendre functions of the first and second kind, respectively, and is a normalization factor. The expansion of waves in terms of propagating functions has been utilized for many decades in nuclear and quantum physics (e.g., Nussenzveig 1965; Fuller 1975), where the operation is called “nearside–farside decomposition.” In helioseismology, the first application of this expansion was carried out by Bogdan et al. (1993) as an extension to the spherical coordinates of Fourier Hankel decomposition (e.g., Braun et al. 1987, 1988) and used to measure the absorption and scattering of p modes by sunspots.
The functions are orthogonal such that
| (3) |
over the annular domain (θ1, θ2), where δij is the Kronecker delta function. As Bogdan et al. (1993) noted, the condition described by Equation (3) generally requires noninteger values of ℓ. For practical purposes, such as the ability to compute Legendre functions using recursion relations (Press et al. 1992), a restriction to integer values of degree renders Equation (3) approximately true for a subset of equally spaced ℓ. Furthermore, the orthogonality condition restricts the range of azimuthal order m for each degree ℓ, such that
| (4) |
Physically, this condition selects waves that propagate at least to the highest latitudes λ = ±(90° − θ1) in the annular domain. The normalization function
| (5) |
where Δθ ≡ θ2 − θ1. The choice of θ1 and θ2 under the constraint of Equation (3) restricts the independence of the coefficients Aℓmν and Bℓmν to degrees separated by
| (6) |
(Bogdan et al. 1993; Hecht & Roth 2018).
The operations needed to estimate the coefficients Aℓmν and Bℓmν are
| (7) |
and
| (8) |
where W is the spatial window function and T = t2 − t1 is the duration of the time interval (t1, t2) as determined from observational constraints.
For the measurement of meridional circulation, the pole (θ = 0) is placed at either the north or south pole of the Sun, and the resulting distortion between power spectra of poleward (|Aℓmν|2) and equatorward (|Bℓmν|2) propagating waves is typically characterized as a “frequency shift” (at fixed degree and azimuthal order) of the relevant f- or p-mode peak. For short-lived “local” modes with typically high degrees or frequencies and for which peaks in the power spectra are blended into continuous ridges in the (ℓ, ν) domain, this frequency shift can be readily identified as a shifting of the ridge position. Longer-lived “global” modes, typically at low degrees and frequencies, show isolated peaks whose frequencies are not affected to first order by meridional flow (Gough & Hindman 2010). Instead of a frequency shift of a ridge, the distortion in this regime represents a redistribution of power between modes of nearby degrees through mode coupling caused by the meridional flow (Roth et al. 2016). Our determination of frequency shifts is discussed further in Section 3.
2.2. Observations and Initial Analysis
We use full-disk Dopplergrams, taken with a temporal cadence of once per 45 s, obtained from the HMI instrument on board the SDO over an 88 month interval spanning 2010 June through 2017 September. Initial processing of the HMI full-disk Dopplergrams includes removal of the line-of-sight component of solar rotation using a fit to a plane function. The residual is divided by the cosine of the heliocentric angle to account for the (primarily) radially oscillating waves. To avoid foreshortening and other effects of the extreme limb, we mask out the data beyond a heliocentric angle of 60°. A remapping of the line-of-sight Doppler signal to spherical coordinates is performed using bilinear interpolation. The coordinate grid has a spacing of 0°.3 in both latitude and longitude, which is close to the HMI pixel size at disk center and oversamples the image elsewhere. The range of latitudes considered in our analysis is between 20° and 60° in the northern hemisphere and −60° and −20° in the southern hemisphere. At the surface, this latitude range comfortably straddles the peak of the meridional circulation as directly inferred in the photosphere (e.g., Hathaway & Rightmire 2010). This latitude range excludes many, but not all, active regions. No masking of active regions (e.g., Liang & Chou 2015) was performed, and we note that there is no consensus on the use of this operation.
2.3. Center-to-limb Artifacts and Control Measurements
One of the first manifestations of artifacts, or systematic effects in local helioseismology mistakenly identified as flows, appears to be the high-latitude “countercells” of opposite direction from the poleward flows inferred at lower latitudes (Haber et al. 2002). These features were demonstrated to be of spurious origin by González Hernández et al. (2006). More generalized large-scale artifacts (hereafter “pseudoflows”) that vary with distance from disk center have subsequently been detected (e.g., Braun & Birch 2008; Duvall & Hanasoge 2009; Zhao et al. 2012; Greer et al. 2013; Kholikov et al. 2014; Chen & Zhao 2017, 2018). As noted by Duvall & Hanasoge (2009), light from the limb of the Sun will arrive 2.3 s after that emitted from disk center. This has the consequence of decreasing the observed travel time of waves propagating from the limb toward disk center while increasing the times for waves propagating in the opposite direction. This should give rise to an apparent radially symmetric pseudoflow directed toward disk center. It has been suggested (Baldner & Schou 2012; Zhao et al. 2012) that spatial asymmetries between upward and downward convective motions can cause pseudoflows of either direction (toward disk center or the limb) that depend on the heliocentric angle and choice of observable (e.g., Dopplergram or continuum intensity) or instrument.
Pseudoflows have been observed with a variety of helioseismic methods, including holography (Braun & Birch 2008), time–distance helioseismology (e.g., Duvall & Hanasoge 2009; Zhao et al. 2012; Rajaguru & Antia 2015; Chen & Zhao 2017, 2018), and ring-diagram analysis (e.g., Greer et al. 2013). From studies such as these, it appears that pseudoflows exhibit complex variations (including sign changes) with disk position, instrumentation, and mode properties, including both frequency and wavenumber. Rajaguru & Antia (2020) suggested that the inference of the deep meridional circulation using time–distance analyses may vary significantly with the choice of temporal frequency of the pseudoflow measurements. This may help to explain discrepancies in inferences obtained from different groups using the same data sets.
A starting point to correct the data is the assumption that the pseudoflows are symmetric about the Sun–observer axis. For the case of travel-time differences inferred using time–distance methods, a method first suggested by Duvall & Hanasoge (2009) and subsequently carried out by others (e.g., Zhao et al. 2012; Kholikov et al. 2014) involves subtracting the travel-time differences, measured along the axis connecting the east and west limbs, from the measured north–south differences along the central meridian.
In this work, we apply a analogous procedure suitable for the FLD method. Specifically, a set of control analyses are performed with the geometry rotated 90° from the true north (or south) poles to analogous locations at the east and west limbs (Figure 1). So that the annular regions covered by these control measurements sample a similar but rotated spatial distribution of pixels at all times, the positions of the poles of these analyses (hereafter referred to as “pseudopoles”) should mirror the yearly oscillation of the true poles toward or away from the observer. As discussed further in Section 3.1, control analyses at both the east and west limbs are necessary to separate the effects of the pseudoflow from those due to solar rotation. Furthermore, since we are interested in analyzing the meridional flows in both hemispheres, we require a pair of control analyses specifically designed for each hemisphere, as illustrated in Figure 1. If the positions of the pseudopoles were not tracked to follow solar rotation, the solar photosphere would rotate substantially across the annular regions in the control analyses over any reasonable analysis time frame. The rotational signal introduced would be up to 2 orders of magnitude greater than the desired pseudoflow signals, and the resulting distortion of the power spectra would be detrimental to the analysis. Rotating the positions of the pseudopoles at a mean Carrington rate alleviates most of this distortion while leaving a smaller effect due to deviations of solar differential rotation from the Carrington rate. The cost of this procedure is the requirement to limit the duration of the analyses such that the geometry does not substantially change over the chosen time span. All of these considerations suggest a strategy whereby control measurements are made over short intervals while the position of the pseudopoles is tracked at the Carrington rate and reset back to its initial position on the solar disk at the start of each interval. Figure 1 illustrates the change in the annular regions over 8 hr, which is the interval chosen for this analysis.
Figure 1.

Regions of the Sun for which nominal and control FLD measurements are performed. For this figure, the north pole of the Sun is tilted toward the observer. The solid black lines in the left (right) panel show the nominal latitude ranges employed in the northern (southern) hemisphere. The boundaries indicate latitudes of +20° to +60° in the north (left panel) and −60° to −20° in the south (right panel). The red lines in both panels indicate the regions analyzed in the control measurements used to correct the nominal measurements for center-to-limb artifacts. The solid (dashed) red lines indicate the start (end) of an 8 hr interval over which the annular control regions are tracked with a Carrington rotation rate. The green circle indicates a heliocentric angle of 60°, beyond which Dopplergram pixels are excluded from the analysis.
We use the term “nominal” to indicate the measurements used to infer the meridional flow in the northern and southern hemispheres and distinguish them from the “control” measurements described above. For the nominal measurements, which use coordinates aligned with the north and south poles, we remap from Dopplergram coordinates to Carrington coordinates, thereby applying the same tracking. Unlike the control measurements, we are free to consider longer time intervals for the nominal measurements without unwelcome distortions of the power spectra due to rotation. For this study, we consider power spectra constructed over time intervals of 8 hr (as in the control measurements), as well as over 1 month intervals. This allows an assessment of potential issues arising from the 8 hr limitation of the control measurements. For the 1 month power spectra, we extract and pad data from each calendar month with zeros as necessary to compute spectra over a fixed duration of 31.0 days. The nominal measurements are obtained over the full 88 month duration, while the control measurements were carried out using the first 24 months of the time interval. Prior assessments of the pseudoflow (Liang et al. 2018, see their Figure 4) suggest that this systematic effect changes little with time.
Figure 4.

Sample fit to a slice (at ℓ = 99) of the 88 month average (8 hr interval) power spectra shown in the left panel Figure 2. The observed power spectra are shown as black error bars, with the error determined from year-to-year fluctuations in the spectra. The red curve shows the resulting fit. The p-mode ridges are labeled as “pn,” where n is the radial order. The blue curve shows the residuals (observations minus fit) with the same error bars as observed in the power spectra. The residuals and their error bars have been multiplied by a factor of 5 for clarity.
The symmetry between the east and west control measurements allows the contribution of solar differential rotation to be assessed and removed from the center-to-limb-aligned pseudoflow, since the former has opposite effects between the two measurements while the latter has the same sense in both measurements. This is analogous to the pseudoflow assessment used in some time–distance analyses designed to extract the antisymmetric component of the east-to-west travel-time shifts within a narrow equatorial strip (Zhao et al. 2013). Our control measurements are by design not confined to the equatorial regions but instead require an identical but rotated annulus that includes relatively high-latitude contributions (see, for example, the control annuli in red shown in Figure 1). Unfortunately, this results in a small but significant component of the true meridional flow leaking (equally) into both control measurements in a fashion that is nontrivial to separate from the pseudoflows. To see this, we use the terms “outward” and “inward” to describe the directional sensitivity of the control measurements in analogy to the “equatorward” and “poleward” directions in the nominal measurements. The leakage of meridional flows into the control measurements results from the fact that, away from disk center, meridional lines connecting the nominal north and south poles are not perpendicular to the meridional lines connecting the pseudopoles at the east and west limbs. Consequently, a fraction of the poleward-directed flow in either hemisphere leaks into the control annuli as an outward-directed flow with respect to either (east or west) pseudopole. Alternately, an equatorward flow from either (true) pole produces an inward-directed leakage in the control measurements. We estimate the magnitude of this leakage (which is on the order of 20%) and discuss its mitigation in Section 3.2.
2.4. Power Spectra
The coefficients Aℓmν and Bℓmν are computed from Equations (7) and (8) using numerical integration over azimuthal angle ϕ and colatitude θ and the use of fast Fourier transforms (specifically, the FFTW library) in time. The window function W is determined from the latitude ranges and 60° limb cutoff illustrated in Figure 1, within which the data are apodized with a Welch window in θ and a raised cosine bell with a width of 12° in ϕ. We compute coefficients for degrees 9 ⩽ ℓ ⩽ 999 and azimuthal orders −25 ⩽ m ⩽ 25, except for modes with degree ℓ ⩽ 45, for which the highest order is determined from Equation (4). The contribution from low frequencies is reduced by taking successive differences in time of the relevant integrand for each ℓ and m. Potentially compromised Dopplergrams (e.g., due to cosmic rays or other issues) are identified from an examination of the variation in time (over each 8 hr or 31 day interval) of the sum over ℓ and m of the squared values. Anomalous values of this parameter, defined as less than half of or greater than twice the median over the interval, identify problematic Dopplergrams, which are then removed from the time series through substitution with zeros. Over the 88 month interval, only about 6.6% of HMI Dopplergrams were either rejected through this criterion or otherwise missing from the time series.
Power spectra for poleward (|Aℓmν|2) and equatorward (|Bℓmν|2) traveling waves are summed over azimuthal order,
| (9) |
| (10) |
where μ = min[25, floor(θ1ℓ)] and the floor function is the greatest integer less than or equal to its argument. This summation is justified, since the sensitivity of the frequency shifts is very nearly independent of m, as discussed further in Section 4. Spectra for each 8 hr or 31 day interval are then summed over time. The nominal measurements are summed over the entire 88 month duration and also over 1 yr intervals for each calendar year 2011–2016. The latter are used to estimate errors in the frequency-shift measurements (Section 3) and examine the temporal variation of the shifts (Section 5). Figure 2 shows power spectra for poleward traveling waves over the northern hemisphere and averaged over the 88 month duration as determined over 8 hr and 31 day intervals. It is difficult to ascertain the differences between the two spectra when displayed as images with similar scales and dimensions, so line plots of the spectra of selected degrees are directly compared in Figure 3.
Figure 2.

Power spectra of poleward traveling waves in the northern hemisphere computed using Fourier transforms over 8 hr (left panel) and 31 day (right panel) intervals and summed over a total duration of 88 months. Spectra are summed over azimuthal order as described in the text and averaged over the 88 month duration. The gray scale shows the power in arbitrary units on a logarithmic scale. Lines of constant phase speed (ν/ℓ) are overlaid, corresponding to wave lower-turning depths of 25 (yellow), 50 (blue), 100 (red), and 200 (white) Mm. Horizontal black lines indicate slices that are shown in Figure 3.
Figure 3.

Slices extracted from the power spectra shown in Figure 2 for several values of ℓ as indicated in each panel. The lines connecting filled circles indicate the power (in a logarithmic scale) observed in the 8 hr spectra, while lines without circles indicate the power from the 31 day spectra. Red fiducial marks indicate tabulated mode frequencies for different radial orders. The units are arbitrary, and the curves have been displaced vertically from each other for clarity.
To extract the frequency shifts for inferring the meridional circulation, we have chosen to use the 8 hr power spectra. This ensures that the shifts are determined uniformly for both the nominal and control measurements, the latter requiring the primary limitation on the temporal duration as described earlier. The comparison of the spectra between the 8 hr and 31 day intervals is instructive, however. For modes with degrees greater than about 150, there is little difference in the appearance of the mode ridges other than the difference in the frequency sampling. This can be seen in the top panel of Figure 3, for example. As one examines the spectra at successively lower ℓ, it becomes apparent that global peaks are resolved in the 31 day spectra but not in the 8 hr spectra. These multiple narrow peaks represent modes with nearby ℓ that leak into the power spectra due to the window function that isolates a 40° strip in latitude. Distinct, if blended, ridges corresponding to different radial orders are visible in the 8 hr spectra above the red line in Figure 2, which corresponds to a constant phase speed ν/ℓ = 0.039 mHz. This phase speed corresponds to a lower turning point depth of 100 Mm, or about midway in the convection zone. The middle panel of Figure 3 shows an example of the power spectra in this regime. Below the red line in Figure 2, it is clear that distinct ridges for each order are not resolved (e.g., bottom panel of Figure 3). This is due to the overlap of the leaked modes between neighboring radial orders, which is more readily observed in the 31 day spectra.
2.5. Multiridge Fitting
To extract the frequency shifts between poleward and equatorward traveling waves from the power spectra (as well as the inward and outward traveling waves in the control spectra), we compared three different methods. These included (1) determining the difference between the centroid frequencies of poleward and equatorward ridges (e.g., as carried out by Braun & Fan 1998), (2) finding the peak in the cross-correlation function between the two ridges, and (3) fitting the power spectra to models that account for the shape of the ridges and their shifts in frequency. Comparison of the different methods, as well as tests with artificial power spectra, are described in Appendix A. These tests demonstrated the presence of systematic biases in the first two methods above that are due to the contamination from ridges with neighboring radial orders. Methods that simultaneously fit multiple ridges can account for the blending of nearby ridges in a manner not possible with those that fit isolated ridges (e.g., Greer et al. 2014).
To carry out multiridge fitting (MRF), we first extract the power at each ℓ as a function of frequency. Using lookup tables of mode frequencies, we identify the number of ridges, N, with differing radial order n present below 5 mHz. We then fit the power to a sum of N Gaussians with free parameters of amplitude, width, and central frequency and a background term consisting of a cubic polynomial. The frequency shift of interest is
| (11) |
where νA and νB are the central Gaussian frequencies from the fits to spectra PA and PB, respectively, for the ridge of degree ℓ and radial order n. The fitting code employs MPFIT routines (Markwardt 2009) that carry out a nonlinear least-squares fit with uniform weighting. Fits using a weighting by the inverse of the square of the error, as determined from year-to-year fluctuations in the spectra, were also attempted. These fits generally underestimated the peak values and were judged inferior to fits using uniform weighting. Fits to Lorentzian functions were also attempted, but these tended to greatly overestimate the troughs between the ridge peaks and forced a negative background term. This suggests that the Lorentzian functions have line wings that are too large compared to the observed spectra. Initial guesses for the Gaussian parameters were obtained from fitting individual Gaussian functions to isolated ridges for each radial order. Constraints on the fits include keeping (1) the Gaussian amplitudes and widths positive and (2) the central frequencies within a window spanning the midpoints to adjacent radial orders. Figure 4 shows an example of our modeling result for degree ℓ = 99. In some instances, ridges at a high temporal frequency could not be fit satisfactorily. An example of this failure is illustrated by the p14 ridge in Figure 4.
3. Frequency Shifts
The frequency shift in Equation (11) denotes the difference between the central ridge frequency of the poleward (or inward) traveling waves minus that of the equatorward (or outward) traveling waves. It is convenient (particularly in regard to the modeling efforts described in Section 4) to define a scaled frequency shift U,
| (12) |
where R⊙ is the solar radius. The unit of U is that of speed (e.g., m s−1), and U/R⊙ has a physical meaning as the equivalent uniform (i.e., “solid-body”) angular rotational speed of a shell of a star needed to yield a given frequency shift Δν of waves fully confined within the shell. In the application here, it is useful to think of this hypothetical shell as roughly spanning the solar surface to the depth of the lower turning point of a given mode (ℓ, n). Inferring the actual radius (depth) dependence of the flow from the collection of measurements U(ℓ, n) is discussed in Section 4, but, at least for modes with shallow turning points (e.g., large ℓ), U provides an estimate of the local flow speed as experienced by those waves. The sign of the frequency shift is such that a positive value of U indicates a flow (or pseudoflow) that is directed poleward (or inward).
Errors in the determination of U were obtained by dividing the 88 month data set into yearly intervals and defining the errors to be the year-to-year rms fluctuations in the frequency shifts divided by the square root of the total time interval in years. In general, the errors at phase speeds below about 0.015 mHz are of order 1 m s−1 but increase sharply with increasing phase speed to nearly 10 m s−1. A common mode set, consisting of nominal measurements with an error less than 10 m s−1 for both hemispheres, was established. This mode set spanned a range in degree 81 ⩽ ℓ ⩽ 999, frequencies between 2.0 and 5.0 mHz, and radial orders from n = 0 to 12. Among the 565 modes in the final data set, the deepest penetrating modes have phase speeds around 0.04 mHz and lower turning point depths around 100 Mm below the surface.
3.1. Control Measurements
Figure 5 shows the scaled frequency shifts for the east and west control analyses, which were designed to mirror the (rotated) position of the latitude annulus to correct the northern hemisphere measurements. We refer to these east and west control measurements as UE/N and UW/N, respectively. Results for the control analyses designed for the southern hemisphere (not shown) are similar. For phase speeds below 0.02 mHz, UE/N and UW/N have opposite signs and exhibit linear trends with phase shift that have slopes of opposite sign. The sign of these shifts is indicative of a net eastward-directed flow, which is retrograde with respect to solar rotation, and can be identified as the residual effect of differential rotation relative to the tracked Carrington rate. At phase speeds above 0.02 mHz, the results for both control measurements show positive shifts approaching nearly 50 m s−1.
Figure 5.

Scaled frequency shifts for the east and west limb control analyses, as designed to correct the northern hemisphere, as a function of the phase speed ν/ℓ. The top (bottom) panel shows the results UE/N (UW/N) for the west (east) control measurements, respectively. Different values of radial order n are designated with colors and symbols as indicated. Error bars are shown for a selected sample of modes and only for phase speeds above 0.015 mHz for clarity. Errors for measurements at lower phase speeds are on the order of the symbol size.
Adding the frequency shifts for the east and west control measurements cancels out the effects of rotation such that the remaining shifts are primarily caused by the center-to-limb effect. However, an alternative way of achieving this is to sum the relevant inward or outward power spectra over both control measurements and extract the frequency shifts, UCN, from the resulting combined spectra. This method results in incrementally less noise than frequency-shift subtraction and was employed here. Figure 6 shows UCN plotted as functions of phase speed (top panel) and mode frequency (bottom panel). Results for the two control measurements designed for the southern hemisphere (not shown) are similar. The pseudoflow revealed by these measurements contains both outward- and inward-directed components. As the phase speed of the modes increases, the pseudoflow increases from inward-directed with amplitudes around −2 m s−1 to outward-directed with amplitudes reaching up to 50 m s−1 for the deepest modes. Viewed as a function of frequency, each radial order shows pseudoflows that decrease and become inflows with increasing frequency. Many of the radial orders converge to a common function of frequency above 4.5 mHz. A remarkably similar result for the frequency and phase speed variation of the center-to-limb effect was found by Greer et al. (2013) using a ring-diagram analysis of HMI data with 30° tiles. The frequency variation of the center-to-limb effect has also been explored using a Fourier analysis of time–distance correlations (Chen & Zhao 2018). Our results are at least qualitatively similar to these results, which include a change of sign of the pseudoflow near 5 mHz.
Figure 6.

Scaled frequency shift UCN for the combined (east and west) control analyses designed for the northern hemisphere. The top panel shows the results as a function of phase speed, while the bottom panel shows the results as a function of mode frequency. Colors and symbols show different radial orders, as indicated in Figure 5.
3.2. Corrected Frequency Shifts
Figure 7 shows the nominal frequency-shift measurements for the northern hemisphere before and after a correction for the center-to-limb effect. The shallowest modes show raw frequency shifts of around 15 m s−1, which can be identified with the meridional flow. However, the entirety of the measurements resemble those obtained from the control measurements (top panel of Figure 6) but offset vertically. Subtracting the latter from the raw measurements removes most of the center-to-limb effect, but this operation alone fails to account for the leakage of the true meridional flow signal into the control measurements, as discussed at the end of Section 2.3.
Figure 7.

Nominal frequency-shift measurements for the northern hemisphere. The top panel shows the raw frequency shifts without correction for the center-to-limb effect. The bottom panel shows the results after a subtraction of the frequency shifts as determined from the east and west control measurements and multiplication by a constant that takes into account the leakage of the meridional flow signal into the control measurements (see text). Vertical lines show the phase speeds corresponding to the mode lower-turning depth. The colors and symbols show different radial orders, as indicated in Figure 5.
To appropriately include this effect in our correction, we assume that the control measurements UCN and UCS contain a component due to leakage that is proportional by a factor flk to the signal produced by the meridional circulation in the nominal measurements. As discussed in Appendix B, this suggests a modified operation to retrieve the desired shifts due to meridional circulation, , from the raw shifts UN:
| (13) |
We assume flk = −0.19, which is estimated from an evaluation of surface measurements of the meridional circulation and the assumption that the leakage does not vary with phase speed among the mode set. This estimate is discussed and justified in Appendix B. The consequences of a deviation of flk from this constant value on our derived meridional flow profiles are discussed in Section 6. The bottom panel of Figure 7 shows the results of our correction for the northern hemisphere (similar results for the southern hemisphere are not shown) and represents the frequency shifts we consider in our forward-modeling efforts.
4. Forward Modeling
The goal of the modeling is to infer the depth variation of the latitude-averaged meridional flow,
| (14) |
in each hemisphere. The flow is related to the frequency shifts Umc, with the subscript N or S omitted but understood, as
| (15) |
where the kernels Kℓn(r) represent the kinetic energy density (Gough & Toomre 1983; Birch et al. 2007) and have been used in prior FLD modeling (Braun & Fan 1998; Roth et al. 2016). The function S(ℓ, m) describes the sensitivity of the shifts with azimuthal order (see Appendix C), while the angular brackets around the ratio S(ℓ, m)/S(ℓ, 0) represent an average over the same azimuthal orders m used to sum the power spectra from which the scaled shifts were extracted. Figure 8 shows some examples of the kernels Kℓn(r).
Figure 8.

Some examples of the depth variation of the kernels, which are proportional to mode kinetic energy density. The depth z is defined as z = R⊙ − r. From top to bottom, the panels show the kernels for successively deeper penetrating modes, with mode properties as indicated in each panel.
We employ a forward-modeling approach whereby the observed frequency shifts are directly compared with results obtained from Equation (15) using different choices of the flow 〈vθ〉. We first average the measurements in narrow bins in phase speed to obtain the mean and its standard error. The bins are chosen to isolate groups of 20 frequency-shift measurements. Figure 9 shows the averaged values, with error bars given by the standard error of the mean. The averaging reveals systematic differences between the two hemispheres. At phase speeds below 0.01 mHz, the corrected shifts in the northern hemisphere exceed those in the south by an amount just under 1 m s−1. At a phase speed near 0.01 mHz, the shifts for both hemispheres are in agreement, but at higher phase speeds, the shifts in the northern hemisphere are significantly smaller than in the south, with the difference increasing with phase speed. At a phase speed near 0.03 mHz, the results differ by about 4 m s−1, with the results in the south being roughly twice that in the north. The biggest difference between hemispheres occurs at the highest phase speed bin, where the northern shift is of opposite sign from that in the south.
Figure 9.

Averages of the corrected scaled frequency shifts computed within narrow bins in phase speed, with error bars defined by the standard error of the mean. The blue (red) points with errors show the results for the northern (southern) hemisphere.
For each hemisphere, two flow profiles were obtained by trial and error. The goal is that the two flow functions represent plausible fits to the upper and lower limits of the mean shifts as determined by their standard errors. In general, the predicted scaled shifts corresponding to the 565 observed modes for a given flow lie with very little scatter around a relatively smooth and continuous function of phase speed (Figure 10). This facilitates a rapid assessment of a candidate flow through visual inspection of plots such as Figure 10.
Figure 10.

Black filled circles represent averages of the corrected scaled frequency shifts computed within narrow bins in phase speed, with error bars defined by the standard error of the mean. The top (bottom) panel shows the results for the northern (southern) hemisphere. In each panel, the colored dots show the predicted scaled shifts from a pair of flows selected to straddle the range of the observations caused by the standard errors. Vertical lines indicate different lower turning point depths.
We use a characterization of the flow that consists of a cubic spline interpolation between three prescribed anchor points spanning depths between 0.5 Mm above the photosphere and approximately 25 Mm below the photosphere (this lower depth varied somewhat among the four fits). The speed at the three anchor points was determined through trial and error and involved fixing the shallowest points first and adjusting successively deeper values until suitable matches between the observed and predicted frequency shifts were obtained. Below the deepest anchor point, the flow function was assumed for simplicity to consist of a sum of exponential and linear terms. The flow speed at the deepest anchor point fixes the amplitude of the exponential term, while the linear term is set to zero at this depth. Consequently, there are two free parameters (the decay scale of the exponential and the slope of the linear term) that determine the depth dependence of the flow below this depth. Figure 11 shows the final four flows, from which the predicted shifts shown in Figure 10 were obtained. For the results in the northern hemisphere, the (negative) bin-averaged shift at the highest phase speed in Figure 10 was ignored, as no reasonable flow model considered could reproduce this apparently anomalous measurement. The model flows shown in Figure 11 are similar between hemispheres over the shallow regime over which the flows were characterized by cubic splines. However, significant differences are observed below 25 Mm, with the most surprising result being the onset of a relatively shallow equatorward return flow in the northern hemisphere at around 40 Mm. Results for the southern hemisphere are consistent with a decrease in speed with depth but remain poleward over the depths considered.
Figure 11.

Final four meridional flow functions whose predicted scaled frequency shifts are shown in Figure 10. The depth z is defined as z = R⊙ − r. The two red (blue) curves show plausible limits of the flows in the southern (northern) hemisphere roughly consistent with the errors of the observations.
5. Temporal Variations
To further explore the apparent hemispheric differences in the frequency shifts illustrated in Figure 9, we compare the variation of this difference with the hemispheric differences in solar activity. As discussed in Section 2.4, errors were estimated from frequency shifts assessed from power spectra averaged over yearly intervals for each calendar year. These year-to-year measurements also allow their temporal variations to be determined. To clearly see general trends while maintaining some discrimination with mode depth, the shifts are averaged over mode sets corresponding to three ranges in phase speed. We establish three sets, such that the phase speed ν/l ranges from 0 to 0.01 mHz in the “shallow” set, 0.01 to 0.02 mHz in the “intermediate” set, and 0.02 to 0.04 mHz in the “deep” set. We note that the year-to-year frequency shifts are not corrected for either the center-to-limb effect or the leakage, which does not affect the relative temporal changes we are interested in examining.
Figure 12 shows the results of this averaging, which is done for both hemispheres, along with the monthly smoothed sunspot numbers (SSNs; SILSO World Data Center 2021). The shallow and intermediate mode-averaged shifts for both hemispheres show gradual increases above the errors over the 6 yr examined, while the shifts for the deepest set remain constant within the errors. This variation is plausibly related to solar-cycle changes in the meridional circulation in this cycle (e.g., Zhao et al. 2014). Of particular relevance is that the hemispheric differences that were found in the total 88 month set are present for most, if not all, of the period shown. The tendency for the shallow mode shifts in the north to exceed those in the south is observed for most of the interval, although this difference nearly disappears for the last 2 yr. On the other hand, the north–south discrepancy in the deepest mode shifts is notably present with a similar magnitude (roughly 2 s) during all 6 yr. During the same interval, solar cycle 24 was initially dominated by a distinct peak of sunspot numbers in the northern hemisphere, followed over 2 yr later by a peak in sunspot numbers in the south. This would argue against the hemispheric differences in the frequency-shift measurements being related in a simple way to asymmetries in the distribution of magnetic regions.
Figure 12.

Time variation of nominal, uncorrected, frequency-shift measurements averaged over different mode sets (top panel) and SSNs for each hemisphere (bottom panel). The frequency-shift measurements are made over 1 yr intervals spanning 6 calendar yr and averaged over phase speed intervals as indicated by the legend. Deep, intermediate, and shallow mode-set averages are represented by magenta, green, and orange lines, respectively, with solid (dashed) lines indicating results for the northern (southern) hemisphere. The SSN is shown for each hemisphere.
6. Discussion
Taken at face value, the results as illustrated by Figures 10 and 11 are unexpected in that the shallow return flow present in the northern hemisphere appears to be inconsistent with most prior determinations of the meridional circulation that employ multiyear observations and attempt to remove the effects of center-to-limb related artifacts. Specifically, most analyses involving modeling time–distance travel-time perturbations show a poleward flow in both hemispheres that persists from the surface down to approximately 0.9 R⊙ (i.e., about 70 Mm below the surface). This includes the analyses of Zhao et al. (2013), Jackiewicz et al. (2015), Rajaguru & Antia (2015), and Chen & Zhao (2017). A notable exception is the recent analysis of Gizon et al. (2020), which is discussed below. In general, uncertainties in the inference of the flow increase with the depth of those inferences. This makes the discrepancy with other helioseismic analyses at a relatively shallow depth all the more puzzling. If we assume that the results for at least the northern hemisphere are spurious, then the challenge is to understand the cause of what appears to be an uncorrected artifact. Of course, real hemispheric differences in the meridional circulation may very well exist, but it is worth considering the possible nature of pseudoflows, which are themselves asymmetric.
The comparison of the time variation of the frequency shifts with the sunspot numbers for both hemispheres (Figure 12) indicates that the observed hemispheric differences in the 88 month interval persist regardless of the level of solar activity or its preference for one hemisphere over the other. While this does not rule out the presence of real solar-cycle variations in flows (e.g., Chou & Dai 2001; Zhao & Kosovichev 2004; González Hernández et al. 2008; Hathaway & Rightmire 2010) or potential pseudoflow artifacts related to magnetic regions (e.g., Liang & Chou 2015), there is no direct correlation between hemispheric differences in solar activity and the differences in the frequency shifts.
Errors in the control measurements due to uncertainties of the leakage discussed in Appendix B appear to be too small to account for the hemispheric differences observed in Figure 9. In particular, we note that likely errors in the leakage factor (1 − flk)−1 amounting to 20% of the selected value of 0.84 (see Appendix B) cause uncertainties in the scaled frequency shifts of the deepest modes of around 1 m s−1. These are smaller than the standard errors of the observations shown in Figure 9 and substantially smaller than the 4 m s−1 discrepancy observed at the highest phase speeds.
It is plausible that the results may be compromised by incorrect assumptions regarding the azimuthal invariance of the center-to-limb correction. At the deepest phase speeds, the frequency shifts due to the pseudoflow shown in the top panel of Figure 6 have amplitudes that exceed by about a factor of 10 the expected shifts due to meridional circulation in the nominal measurements (bottom panel of Figure 7). Thus, relative differences between the pseudoflow at either true pole and the east and west limbs amounting to only 5%–10% could produce 50%–100% uncertainties in the corrected shifts and are sufficient to account for an anomalous hemispheric difference consistent with observations.
Of particular relevance is the recent analysis of Gizon et al. (2020), which compared inferences of the meridional circulation obtained from three data sources (MDI, GONG, and HMI). While they generally found that the results obtained from MDI and GONG were consistent with a single circulation cell in both hemispheres, with a return flow present at 0.8 R⊙ (approximately 140 Mm below the surface), they also found systematic errors unique to the measurements using HMI data. Specifically, this consisted of significantly shorter north–south travel-time differences in the northern hemisphere than the southern hemisphere that appear at least qualitatively similar to the hemispheric differences between FLD frequency shifts presented here. Our results therefore provide some qualified confirmation of this HMI-specific anomaly while not directly addressing the differences between the results of Gizon et al. (2020) and other HMI-based analyses (e.g., Zhao et al. 2013; Rajaguru & Antia 2015; Chen & Zhao 2017). Understanding the source of this anomaly is critical, and, to this end, employing FLD methods with GONG and/or MDI observations would be highly useful.
In addition to the need to resolve this HMI-based mystery, other improvements to the FLD technique as applied to the study of the meridional circulation seem warranted. Probably the most important is extending the method to model the low-ℓ global-mode spectra required to infer flows in the bottom half of the convection zone. As discussed in Section 2.4, the issue at hand is the blending of power ridges of adjacent radial order. It is clear from the results shown here that employing time intervals of 8 hr duration for the analysis is not sufficient to resolve the relevant low-ℓ power spectra (e.g., Figure 3). Longer-duration spectra are readily obtainable for the nominal measurements, but this is not the case for the control observations, for which shorter-duration intervals were required to minimize rotation effects. Consequently, extending the FLD analysis deeper may require novel methods of correcting the frequency shifts for center-to-limb artifacts.
We are grateful to Lisa Upton for providing unpublished measurements of the surface meridional flow. This work is supported by the NASA Heliophysics Division through its Heliophysics Supporting Research (grant 80NSSC18K0066), Guest Investigator (grant 80NSSC18K0068), and Living With a Star (grant 80NSSC20K0187) programs and the Solar Terrestrial program of the National Science Foundation (grant AGS-1623844). Y.F.ʼs work is supported by the National Center for Atmospheric Research, which is a major facility sponsored by the National Science Foundation under cooperative agreement No. 1852977.
Appendix A
Ridge-peak Finding Comparisons
We tested different peak finding methods to extract the frequency shifts shown in Section 3. In addition to the MRF method described in Section 3, we test two other methods. First, we employed the centroid method used by Braun & Fan (1998), whereby the frequency shift between poleward and equatorward traveling waves is
| (A1) |
where [ν1(ℓ, n), ν2(ℓ, n)] is a frequency window surrounding a ridge with degree ℓ and radial order n. The other method involves the cross-correlation function evaluated between PA and PB,
| (A2) |
where the frequency shift between poleward and equatorward traveling waves is given by the value of δν that maximizes C. Typically, the frequency shift is small compared to the spacing in frequency over which the cross-correlation function is computed discretely. Consequently, it is necessary to model and interpolate the peak of the cross-correlation function in some fashion. The main free parameters in these methods include the choice of the individual frequency windows and, for the cross-correlation method, the means by which the peak in the correlation is identified. Estimation and removal of simple “background” power may be carried out as well. For example, Braun & Fan (1998) inferred and subtracted a simple linear term between high and low frequencies, in an admittedly ad hoc fashion, before measuring the centroid frequencies.
In addition to comparing the results obtained using different methods applied to the observed poleward and equatorward power spectra, we also tested each method using artificial power spectra. Specifically, to make these tests relevant to the applications at hand, we use the fits of the MRF method (Section 3), without noise, as spectra to test the centroid (hereafter referred to as CENT) and cross-correlation (hereafter XCORR) methods. Not surprisingly, the MRF method applied to these noiseless spectra returns the expected input parameters to high precision. Tests on the artificial spectra were made with and without the cubic background term.
The results of these comparisons and tests are shown in Figures 13 and 14. Undeniably, the most disappointing results from these tests are that both the centroid and cross-correlation methods show significant systematic differences from the MRF results in a manner that is readily reproduced with the noiseless artificial spectra. For example, the centroid method consistently underestimates the shifts relative to MRF applied to solar spectra (Figure 13) and likewise underestimates the true shifts in the artificial spectra. The similarity between the left and right panels in this figure is a reflection of how well the artificial spectra capture the relevant properties of the actual solar power spectra in these tests. Of particular note is the systematic bias, which increases in magnitude with increasing phase speed. The cause of this is the contamination of power from nearby ridges, which becomes worse as the frequency spacing between ridges decreases with a higher phase speed. Systematic differences at a lower phase speed (i.e., less than 0.02 mHz) are also observed and, in the case of the artificial spectra, identified as contamination from the cubic background term in those spectra. The interpretation of this background is uncertain in the context of the solar spectra and may result from either an actual contribution of low-frequency convective signal or an inadequacy of the MRF method to describe the properties of the mode spectra (for example, a failure of Gaussian functions to reproduce the wings of the ridges). Whatever its meaning, it is clear that its presence adds to the contamination problem experienced at higher phase speeds due to the narrow ridge separation. Unfortunately, tests with different frequency windows, e.g., making them narrower than the default values that span the midpoints to neighboring ridges, produced little or no change in the bias.
Figure 13.

Tests of the centroid ridge-peaking method as described in the text. The left panel shows the difference of the scaled frequency shifts U as determined between the CENT method and the MRF as applied to the 88 month solar power spectra in the northern hemisphere. The abscissa is the phase speed ν/ℓ, and the ordinate is the frequency shift (poleward minus equatorward) obtained from the CENT method minus the shift obtained by the MRF method. The right panel shows the difference between the CENT frequency shifts obtained for the artificial power spectra and the expected (“true”) shifts in the model. Systematic offsets between the results for the different methods, applied to solar spectra, are observed that closely resemble the difference between the measured and expected values obtained from the artificial spectra.
Figure 14.

Same as Figure 13 but for the XCORR method. The left panel shows the scaled frequency-shift differences between the XCORR and MRF methods applied to the solar power spectra, while the right panel shows the difference between the XCORR results applied to the artificial spectra from the expected values.
Figure 14 shows the results obtained using the cross-correlation method. These results were obtained by fitting the five points bracketing the observed maximum in C to the sum of coaligned quadratic and quartic functions,
| (A3) |
where δνfit is the desired frequency shift, and C0, C2, and C4 are constants. Some improvement over the centroid method is apparent in Figure 14 at lower phase speeds, although systematics still exist. At higher phase speeds, we observe rapidly increasing differences (left panel) and departures from true values (right panel) in the artificial spectra. Improvements (i.e., ΔU approaching zero) are observed at lower phase speeds in the right panel when the background terms are removed, as was the case with the centroid method. Changes in the choice of frequency windows or fitting function (e.g., using Gaussian functions instead of Equation (A3)) produced little or no improvement in the general results shown in Figure 14.
In conclusion, we find that the systematic discrepancies encountered with the centroid and cross-correlation methods render them useless in preference to methods (such as MRF) that can explicitly account for the presence and potential contamination of neighboring ridges and possible background (convective) power.
Appendix B
Leakage of Meridional Flow into the Control Measurements
We consider the control measurements UCN and UCS and how to include the effects of leakage of the meridional flow signal in our center-to-limb correction. We assume that the control shifts UCN consist of components due to the center-to-limb pseudoflow, which we designate , and components due to leakage. We assume the latter is proportional by a factor flk to the signal produced by the meridional circulation in the nominal measurements. Therefore, we have
| (B1) |
where are the expected nominal frequency shifts due to meridional circulation alone. This are related to the raw shifts UN via a subtraction of the true center-to-limb shifts:
| (B2) |
Eliminating from Equations (B1) and (B2) yields a modified correction operation:
| (B3) |
We expect from a consideration of geometry (as discussed in Section 2.3) that the leakage is of opposite sign than the nominal meridional flow shifts (flk < 0) so that the raw difference UN − UCN overestimates the desired shifts and is corrected by multiplication by a “leakage factor” (1 − flk)−1 that is less than 1.
To constrain the leakage factor, we first consider the shallowest modes (i.e., small phase speeds) and estimate the leakage caused by surface values of the meridional flows. For this purpose, we acquired latitudinal profiles (L. Upton 2021, private communication) of the surface meridional flows averaged over each Carrington rotation over our 88 month interval and determined from feature tracking (Hathaway & Rightmire 2010; Rightmire-Upton et al. 2012). The profiles take the form of coefficients to polynomial fits to the flow up to fifth order in sin(λ). For each profile, we perform a coordinate transformation on the vector flow field as viewed in the nominal coordinate system (aligned to the rotation axis) to determine its “inward/outward” component in the coordinate system aligned to the pseudopoles used in the control measurements. The leakage ratio flk is then given by the spatial average of this component over the observed window function W divided by the average of the north/south component in the original coordinate system over the same window. Over the relevant time frame, we obtain the mean and standard deviations of flk, as well as the factor (1 – flk)−1. These values, labeled as flow “SF,” are listed in the first line of Table 1.
Table 1.
Leakage Factors for Different Flow Assumptions
| Flow | flk | (1 - flk)−1 |
|---|---|---|
| SF | −0.19 ± 0.01 | 0.84 ± 0.01 |
| obs (N) | ⩽−0.13 | ⩽0.89 |
| obs (S) | ⩽−0.15 | ⩽0.87 |
| a | −0.28 | 0.78 |
| b | −0.26 | 0.79 |
| c | −0.24 | 0.81 |
| d | −0.19 | 0.84 |
| e | −0.17 | 0.85 |
| f | −0.17 | 0.85 |
Prior observations have suggested that the center-to-limb pseudoflow trends toward zero amplitude as the phase speed (or, equivalently, skip distance in time–distance measurements) decreases (e.g., Greer et al. 2013; Chen & Zhao 2017). Our own observations (e.g., Figure 6) uniquely show negative values of the control shifts UCN and UCS for the f and p1 modes at the smallest phase speeds that plausibly are due to the leakage discussed here. Under the assumption that approaches zero for the shallowest modes, we assess the ratios of UCN/UN and UCS/US as averaged over phase speeds <0.004 mHz. These values, listed in Table 1 and labeled “obs (N)” and “obs (S),” respectively, represent upper limits to flk, thus allowing some small positive center-to-limb contribution , but are consistent with the expectation from the surface flows “SF.”
The remaining task is to estimate the leakage expected for the deeper measurements. It is tempting to consider the possibility that the leakage is invariant (or at least sufficiently so) over our range of frequency-shift measurements, which enables us to multiply all shifts with a simple constant in the correction (Equation (B3)). To this end, it is worth considering what conditions might produce large variations in the leakage with depth. It is clear from the geometry of the control measurements that the range in λ sampled by the control annulus extends to the equator, unlike the nominal measurements, which are cut off for |λ| < 20°. Thus, a redistribution of the flow in latitude with increasing depth needs to be considered. Using the same coordinate transformation and integration described above, we compute the variation of the factor (1 − flk)−1 among different toy models of the λ dependence. Some assumptions that help to constrain possible profiles include (1) the meridional circulation remains nearly antisymmetric about the equator, and (2) its variation with latitude is smooth and maintains the same sign (poleward or equatorward) over each hemisphere. Using the simple functions illustrated in Figure 15, we obtain the results listed in Table 1. We note that a flow given by a multiplication of the functions shown in Figure 15 by a constant with either sign will produce the same leakage. Thus, these results are equally relevant for poleward and equatorward (e.g., return) flows. The smallest (largest) values of the leakage factor occur when the relative contributions of the flow are concentrated more at the lower (higher) latitudes. However, variations of the leakage parameter remain comfortably modest over all of the cases considered.
Figure 15.

Simple functions used to estimate the leakage of the meridional flow signal into the control shifts. The labels refer to the functions used to produce the leakage factors listed in Table 1.
On the basis of these results, we assume for our inferences here that the leakage factor has a nominal value of 0.84. However, in evaluating the results inferred in Section 4, we consider the possibility that this factor varies with mode depth within a conservative range of 0.75–0.90, which represents a net uncertainty of about 20%.
Appendix C
Sensitivity Functions
The sensitivity of the frequency shift Δν(ℓ, m, n) to an interior flow ν(θ, r), which is steady over the time interval T of the analysis and smooth in θ and r, can be derived by a perturbation analysis of the wave equation in the presence of the flow (Gough & Toomre 1983). In spherical coordinates, one obtains
| (C1) |
where ρ is the density, and ξℓn and ηℓn are related to the components of the eigenmodes
| (C2) |
where “±” distinguishes between poleward and equatorward traveling wave modes, and νθ is the component of the flow ν in the meridional direction θ. We can rewrite Equation (C1) in terms of the scaled frequency shift U,
| (C3) |
where 〈νθ〉 is the average of the meridional flow component (Equation (14)), Δθ ≡ θ2 − θ1, and the kernel Kℓn is given by the mode kinetic energy density:
| (C4) |
The function S(ℓ, m) contains the terms on the right-hand side of Equation (C1) that depend on the azimuthal order m,
| (C5) |
and S(ℓ, 0) ≈ (πℓ/2Δθ) to a good approximation. The ratio S(ℓ, m)/S(ℓ, 0) gives the sensitivity of the frequency shift to azimuthal order, relative to m = 0, and is shown in the left panel of Figure 16. The ratio reduces to a single-valued function of |m|/ℓ, sometimes referred to as the “impact parameter” in scattering theory, except when this parameter approaches and exceeds the limit imposed by Equation (4). The right panel of Figure 16 shows the average of this ratio over the azimuthal orders for which the power spectra were summed in this work. For the modes used in the forward modeling (81 ⩽ ℓ ⩽ 999), the values of this ratio are between about 0.97 and 1.0. In the modeling (Section 4), we compare the frequency shifts from the m-summed power spectra with predictions made using Equation (C3) with the ratio replaced by the averages shown in the right panel of Figure 16.
Figure 16.

Sensitivity of the frequency shifts to a meridional directed flow for a mode with degree ℓ and azimuthal order |m|, relative to a mode with the same degree but m = 0. The left panel shows the dependence of the function defined by Equation (C5) on |m|/ℓ. The different curves represent different values of ℓ, as indicated. The vertical line represents |m|/ℓ = 0.5236, which is the limit imposed by Equation (4). The right panel shows the average of this function over the azimuthal orders for which power spectra were summed (see Equation (10)). The filled circles indicate values of mode degree that were used in the forward modeling (Section 4), while open circles indicate modes that were not used.
Footnotes
Unified Astronomy Thesaurus concepts: Helioseismology (709); Solar meridional circulation (1874); Solar interior (1500)
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