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. 2021 May 6;16(5):e0251130. doi: 10.1371/journal.pone.0251130

Aerial survey estimates of polar bears and their tracks in the Chukchi Sea

Paul B Conn 1,*, Vladimir I Chernook 2, Erin E Moreland 1, Irina S Trukhanova 3, Eric V Regehr 4,5, Alexander N Vasiliev 2, Ryan R Wilson 4, Stanislav E Belikov 6, Peter L Boveng 1
Editor: André Chiaradia7
PMCID: PMC8101751  PMID: 33956835

Abstract

Polar bears are of international conservation concern due to climate change but are difficult to study because of low densities and an expansive, circumpolar distribution. In a collaborative U.S.-Russian effort in spring of 2016, we used aerial surveys to detect and estimate the abundance of polar bears on sea ice in the Chukchi Sea. Our surveys used a combination of thermal imagery, digital photography, and human observations. Using spatio-temporal statistical models that related bear and track densities to physiographic and biological covariates (e.g., sea ice extent, resource selection functions derived from satellite tags), we predicted abundance and spatial distribution throughout our study area. Estimates of 2016 abundance (N^*) ranged from 3,435 (95% CI: 2,300-5,131) to 5,444 (95% CI: 3,636-8,152) depending on the proportion of bears assumed to be missed on the transect line during Russian surveys (g(0)). Our point estimates are larger than, but of similar magnitude to, a recent estimate for the period 2008-2016 (N^*=2,937; 95% CI 1,522-5,944) derived from an integrated population model applied to a slightly smaller area. Although a number of factors (e.g., equipment issues, differing platforms, low sample sizes, size of the study area relative to sampling effort) required us to make a number of assumptions to generate estimates, it establishes a useful lower bound for abundance, and suggests high spring polar bear densities on sea ice in Russian waters south of Wrangell Island. With future improvements, we suggest that springtime aerial surveys may represent a plausible avenue for studying abundance and distribution of polar bears and their prey over large, remote areas.

Introduction

Polar bears (Ursus maritimus) are distributed throughout the circumpolar Arctic in 19 partially discrete subpopulations [1]. In 2008, the species was listed as threatened under the U.S. Endangered Species Act due to loss of sea-ice habitat resulting from climate change [2]. Currently, population trends of the 19 subpopulations is variable due to a number of factors, including geographic variation in sea-ice conditions and ecosystem function [3, 4]. Subpopulation-specific data are required to understand the effects of climate change and inform localized conservation solutions, including management of subsistence harvests that provide nutritional, cultural, and economic benefits to Indigenous people [5, 6]. However, accurate and timely population data are difficult and expensive to collect because polar bears inhabit remote regions in low densities. For instance, previous estimates of springtime (April) density obtained from mark-recapture analysis ranged from 0.001-0.01 (mean 0.004) bears/km2 in the Canadian Arctic [7], and 0.003 bears/km2 for the Chukchi Sea [8]. Aerial survey estimates of polar bear densities are often conducted in late summer and early fall when polar bears are in higher concentrations because of reduced sea ice; densities at this time of year have ranged from 0.001 bears/km2 in the Barents Sea [9] where there is still substantial sea ice, to 0.02 bears/km2 in Southern Hudson Bay when sea ice has melted completely and bears are confined to land [10].

The Chukchi Sea (CS) polar bear subpopulation (also referred to as the Alaska-Chukotka population, with different boundaries) ranges widely on sea ice of the northern Bering, Chukchi, and East Siberian seas [11] and is managed under a bilateral treaty between the U.S. and Russia [1]. The first estimates of Alaska-Chukotka polar bear abundance (2,000-5,000 bears) were published in the early 1990s, based on both expert opinion and the number of maternal dens counted on Wrangel Island, Russia (inflated to account for breeding females comprising 8-10% of the population) [12, 13]. Live-capture research in the U.S. between 2008 and 2016 suggested that CS bears displayed good nutritional condition [14, 15] and productive demography [8] despite sea-ice loss. An integrated population model fitted to these data and extrapolated to the CS region produced an estimate of 2,937 (95% CI 1522-5944) bears. Capture research is unlikely to be performed annually in the future, however, because of high costs and human safety concerns due to progressive deterioration of spring sea-ice conditions. Alternative study methods are needed to understand the mechanisms through which sea-ice loss is affecting CS bears and to periodically update population data according to a harvest management framework adopted in 2018 [16].

Aerial surveys have been used to estimate polar bear subpopulations in a number of regions, and are typically conducted in late summer and early fall when there is less sea ice and bears are most concentrated [9, 10, 17]. However, another possible approach is to conduct aerial surveys during the spring; although bears will be spread over a larger area, this approach allows one to study their distribution over the sea ice, and to simultaneously study the distribution of seal populations (the primary prey of polar bears) when they are engaged in pupping and molting and are therefore most available to be sampled [18]. Conducting surveys in spring also allows for the potential of instrument-based approaches in which infrared cameras and coordinated digital color photography can be used to detect the warm bodies of animals on sea ice and classify species. Such surveys have proven extremely effective for estimating ice-associated pinniped abundance [1921], but have yet to be applied to polar bears (except to detect dens [22]).

To better understand the distribution and abundance of seals and polar bears in the CS region, we conducted a comprehensive, instrument-based aerial survey in April and May of 2016. Although our survey generated count data for multiple species (including seals), here we focus on polar bears, including direct observations of animals and observations of tracks in snow accumulated on sea ice. We provide an overview of the survey area and study design, including technical specifications of survey equipment and data processing protocols, and describe novel statistical methods. We then use our methods to estimate the distribution and abundance of polar bears in the CS region.

Materials and methods

Aerial surveys were conducted under National Marine Fisheries Service permit Permit No. 19309 and U.S. Fish & Wildlife Service Permit No. MA212570-1.

Study area

We conducted aerial surveys over the Chukchi Sea between April 7 and May 31, 2016. Our study area was bounded to the south by the Bering Strait, to the north by the U.S. and Russian Exclusive Economic Zone boundaries, to the east by the 156° W line, and to the west by a line extending north from Chaunskaya Bay, Russia (Fig 1). We divided our study area into grid cells that were approximately 25 km by 25 km, based on a variant of the Lambert azimuthal equal-area projection. We chose this scale because it corresponded to the resolution of sea ice imagery downloaded from the National Snow & Ice Data Center (NSIDC; see Explanatory covariates, below) and for consistency with previous analyses of ice-associated seals in the Bering Sea [21]. Removing portions of grid cells that included land, the total area of our study area was 798,049 km2. Our study area included all marine habitat within this region, including open water and areas covered by sea ice (though we set polar bear abundance to zero in cells with no ice; see Models and model fitting). U.S. survey flights were conducted out of Kotzebue, Alaska, U.S.A. and Utqiaġvik, Alaska, U.S.A., whereas Russian flights operated out of Pevek, Chukotka, Russia, and Provideniya, Chukotka, Russia.

Fig 1. Chukchi Sea study area.

Fig 1

A map of the study area used in 2016 aerial surveys for seals and polar bears. Black lines represent aerial survey tracks, while small blue circles represent locations of bear tracks. Breaks in transect lines represent times where survey crew went “off effort” because of dense fog. Red triangles represent thermal detections of polar bear groups, and orange squares represent additional groups seen by human observers (U.S. and Russia) or in post hoc examination of photographs (Russia only). The ≈625km2 grid cells used for abundance estimation appear in the background (beige lines). Land masses (gray) include Alaska, U.S.A. to the east and Russia, to the west. The blue shading represents the area associated with the Chukchi subpopulation of polar bears as determined by the polar bear specialist working group (PBSG), while yellow shading shows the area where a long term capture-recapture study of polar bears [8] was previously conducted. For an animation depicting survey effort and observations overlayed on sea ice as a function of survey day, see S1 Video.

Ambient conditions varied considerably during the survey period. Weather at Utqiaġvik and in the northeast quadrant of the study area started off cold, clear, and windy, with temperatures often < −10°C with average windspeeds near 10 m/s. This pattern changed to one with warmer temperatures (up to 7°C by the end of May), with less wind, but with persistent fog that often hampered survey efforts during the second half of our surveys. Weather in Kotzebue, Provideniya, and in the southeast quadrant of our survey area was more benign, with average daytime highs near 0°C in April, climbing to near 16°C by the end of May. In Pevek, wind was calm but temperatures cold (-18 to -5°C) up until May 6, when temperatures rose slowly to day time highs near 0°C by mid-May. Most of our study area was covered in sea ice at the beginning of our surveys, but by the end of May there were large ice free areas north of the Bering Strait and near coastal Alaska (S1 Video).

Aerial survey platform and protocols

We used two aircraft with different observation platforms to conduct aerial surveys. In U.S. airspace, surveys were flown in a King Air A90, crewed with a pilot, a copilot, and two scientists. The King Air A90 was configured with three downward facing, cooled long wavelength infrared (LWIR) cameras (FLIR A6750sc SLS) with 25 mm lenses mounted in the bellyport. An uncooled LWIR microbolometer (FLIR A645sc) was used as a backup camera for a portion of the survey. The thermal cameras had a viewing angle of 24.9° and temperature sensitivity of 0.03°C. Each of these thermal cameras was paired with a machine vision 29 megapixel camera (Prosilica GT6600c) fitted with a 100 mm lens which provided matching color images. Camera pairs were mounted in an array with the center pair in a nadir position, and side pairs mounted at 25.5° angles inward, providing an overall field of view of 76° for the thermal cameras. Flying at a target altitude of 305 m, the ground resolution of the thermal cameras was 20-23 cm/pixel with a swath width of 470 m. The ground resolution of the color cameras was 1.71-2.13 cm/pixel with a footprint that closely matched (but did not completely cover) the thermal footprint of each camera. Image collection between the color and thermal cameras was synchronized and images were collected continuously at a rate of approximately 2 frames per second (fps), providing forward moving overlap of images when flying at 222-259 km/hr. In addition to collecting automated color and thermal imagery, the U.S. survey team recorded visual observations of bears that occurred outside the range of the thermal swath.

In Russia, surveys were flown using an AN-26 Arctica aircraft, with a crew of 7 (pilot, copilot, infrared (IR) scanner operator, and four visual observers). The aircraft was equipped with a Malachite-M IR scanner with a wide viewing angle of 88° and temperature sensitivity of 0.2°C. An Optris PI 450 thermal camera was used as a backup. Flying at an average speed of 296 km/hr and a target altitude of 250 m, the IR ground footprint was 483 m and was completely covered by three digital color 36 megapixel cameras with 50 mm lenses. The IR image resolution at the target altitude was ≈11 cm/pixel and the resolution of color cameras was 2.27 cm/pixel. Color cameras could be triggered by any of the following events: 1) a real-time IR hot spot detection algorithm triggered the cameras; 2) IR-scanner operator (a technician monitoring the IR-video stream in real-time) detected an anomaly (possible hot spot, not strong enough to be picked up by the detection algorithm) on the screen and manually triggered the color cameras; or 3) one of the visual observers saw an object of interest on ice (e.g., animal, tracks, kill site, water access hole) and manually triggered the color cameras. Additionally, the color cameras collected photographs at a set interval of 20 sec (for May flights only). In addition to imagery, four visual observers (two on each side of the aircraft) made continuous observations through bubble windows and used hand-held inclinometers to determine the angle at which an object of interest was observed in order to estimate detection distance. Visual observations included areas both within, and extending beyond, the thermal swath boundary.

Aerial surveys of wildlife often use design-based statistical inference to estimate abundance. This approach requires survey planners to define a sampling frame of all possible transects, and to sample amongst those (often using systematic random sampling [23]) prior to conducting the survey. By contrast, model-based estimation, including modern density-surface models applied to data from line transect surveys [24] does not suffer from this requirement (though randomization guards against subjective decisions that have potential to bias survey results through preferential sampling [25, 26]). Model-based estimation has the key ramification that transect placement does not need to be allocated prior to the survey, permitting flexibility in decisions about when and where to survey, which is invaluable for modifying surveys when weather (e.g., fog) precludes surveying in certain areas.

A previous study examining alternative transect placement strategies for aerial surveys in the eastern Chukchi Sea [27] suggested reasonable precision and lack of bias when applying model-based estimation procedures to simulated polar bear count data. In that study, spreading effort out evenly over space resulted in slightly improved inference compared to stratified designs. This result was similar to what has been observed when fitting spatial models to environmental pollutant data: space-filling designs (in which sampling effort is spread evenly over space) tend to be optimal [28]. Given this finding, our primary philosophy when making and altering flight plans (as sea ice conditions and weather changed, for instance) was to spread out sampling effort over time and space. We avoided surveying grid cells that were 100% open water, but otherwise attempted to structure transects to sample representative habitat within grid cells that did have ice.

U.S. and Russian survey protocols differed substantially, mostly owing to the constraints imposed by the survey platforms used. In the U.S., pre-survey flight planning supposed 21 flights totalling 20,950 km of “on effort” data collection (777-1280 km per flight). Planned flights consisted of 2.6-4.3 hrs of survey effort, centered on solar noon to maximize the number of seals that would be encountered [18]. However, variable weather conditions resulted in opportunistic survey effort and transects that varied considerably from these targets (see Results). The Russian survey team initially planned to fly 8 transects covering 13,000 km of transect line over 43 “on effort” flight hours (roughly 1625 km and 5.4 hours per flight).

To avoid potential for bias due to preferential sampling [25, 26] crews of both aircraft were instructed to avoid fine scale targeting of ice habitat (e.g. following leads) or areas of high seal density when making and altering flight plans as sea ice and weather conditions changed. Owing to less flexibility in modifying transects while in flight, the Russian aircraft largely followed predetermined flight lines, while U.S. aircraft frequently made adjustments to sample areas that had not previously been sampled, or to avoid areas where visibility was poor (Fig 1).

Data and data processing

Hot spot detection & post hoc searching of photographs

After surveys were completed, U.S. analysts used a general outlier algorithm to detect warm heat signatures of animals on sea ice and matched IR detections with paired color photographs (Fig 2). Due to high false-positive rates of the algorithm, manual review of detections was implemented to eliminate hot spots caused by features other than animals (e.g., melt pools, dirty ice). Since the infrared scanner on the Russian aircraft appeared not to detect many bears, Russian analysts opted to manually examine each color photograph for presence of polar bears. For each bear detected in Russian surveys, analysts calculated the distance of the bear from the transect line using standard trigonometry.

Fig 2. Paired infrared and color imagery of a polar bear.

Fig 2

Color (right) and IR (left) imagery collected from 300 m during the 2016 aerial surveys from the U.S. platform containing a polar bear (zoomed inset). The IR image collected with the long wavelength infrared cooled camera (FLIR A6750sc SLS) provides a visual representation of apparent temperature in greyscale where darker shades are cool and lighter shades are warm. The paired color image, collected with the Prosilica GT6600c fitted with a 100 mm Zeiss lens, confirms that the heat signature detected in the IR image is from a polar bear.

Polar bear tracks

Polar bear tracks were frequently encountered in our surveys, and we summarized the frequency of polar bear tracks as a potential correlate for polar bear density. For U.S. flights, we reviewed every 20th color image from our port-side camera and recorded whether or not it included tracks. In Russian flights, we summarized the number of tracks recorded by human observers in each surveyed grid cell.

Polar bear detection trials

Previous studies of ice-associated seals documented high (e.g., p = 0.96) detection probabilities using the same thermal detection algorithm applied to the U.S. data set [21]. However, aerial thermal imagery was not available to evaluate the accuracy of the algorithm for detecting polar bears prior to this survey effort. Despite the high emissivity of polar bear hair [29], the thermal signature of bears was likely to differ from that of seals based on the texture of the bears fur and the shape of the animal [30]. To determine the detection probability of polar bears in U.S. survey flights, we conducted experimental flyovers. Specifically, each time a polar bear was detected from the air by a human observer, we continued on transect past the bear and then went “off effort” and conducted focused fly overs while recording thermal imagery and digital photography. We also conducted flights over polar bears congregating near whale carcasses close to the village of Utqiaġvik, Alaska. In each case, a technician manually reviewed digital photographs with time stamps associated with our fly-overs in an effort to locate polar bears. In some cases, technicians had also participated in survey flights, and in some cases had not. Such polar bear detections became trials with which to estimate detection probability of our thermal detection algorithm. In total, we documented 12 unique polar bears in flyovers from the manual photograph review. Of these, we detected 8 with our thermal detection algorithm and manual hot spot review, for an apparent detection probability of p^us=0.67 (SE 0.14).

The Russian aircraft was considerably less maneuverable than the U.S. King Air so focused flyovers were not tenable. Further, the Malachite-M thermal scanner appeared to have trouble detecting bears. No bears were detected in temperatures < −5°C (temperatures typical of April survey flights). Even when temperatures were > −5°C, the thermal scanner detected just 1 out of 9 visually detected bears. Due to the unreliability of the Russian thermal sensor for bear detection, we relied on distance sampling to estimate detection probability within the Russian portion of the survey area (see Polar bear counts, below).

Explanatory covariates

We assembled a number of environmental and landscape covariates that we thought might help to predict the density of polar bears and their tracks, including.

  • dist_land: distance from the centroid of each grid cell to the closest point of land (Alaska or Russia);

  • ice: daily remotely sensed sea ice concentration values, as obtained from the NSIDC, Boulder, Colorado, USA;

  • RSF: an estimate of the relative density of space use obtained by fitting resource selection functions (RSFs) to data from fixes of satellite-collared female polar bears. We followed the same procedure as Wilson et al. (2016) [11], updating their RSFs with environmental data from 2016 (see S1 Appendix for further details and representative maps);

  • easting: standardized longitude-like values in projected geographic space;

  • northing: standardized latitude-like values in projected geographic space;

  • Water99: a binary indicator for whether or not sea ice concentrations were less than 1%.

The ice covariate was often missing or unreliable in grid cells that bordered mainland Alaska or Russia. For these cells, values of ice were interpolated via kriging using the autoKrige function in the automap library [31] within the R programming environment [32]. Absolute correlations between explanatory covariates were all <0.5, with exception of northing and dist_land, which had a correlation of 0.75.

We included

dist_land

because seal densities (the primary prey of polar bears) are often highest close to land [18], and also because maternal polar bear dens are often located on land [33] with high concentrations on Wrangel Island, Russia [34] and along the northern Alaska coast [35]. Since mothers and cubs emerge from dens in late winter and early spring (March-early April) we suspected there may be higher densities of bears along coastlines. We included ice since it has repeatedly been demonstrated to be an important determinant of polar bear habitat selection [3638]. Similarly, we included Water99 as a way to restrict polar bear use of habitat to those grid cells with >1% ice. Although bears can swim long distances, it was impossible to detect bears in the water and the proportion swimming at any one time is thought to be extremely low. The RSF distribution was a measure of habitat use developed from adult females; if habitat preferences of these bears mirror that of the population, we expected it would be a reasonable correlate for overall polar bear densities. Although the easting and northing covariates have little ecological meaning, we included them in models for polar bear counts because they enabled us to model coarse-grained spatial autocorrelation (clustering) in bear densities, as common in geostatistics and spatio-temporal statistical models [39]. Previous research [38] found that polar bear resource selection can also depend on additional covariates such as proportion of landfast ice, ocean depth, variability of sea ice concentration, and average spring-fall chlorophyll concentration. Although we did not directly include these covariates in our models, most were implicitly included in our RSF covariate (see S1 Appendix). For a description of which covariates were used in models for polar bear tracks and count data, see Models and model fitting, below.

Statistical analysis

We fitted several spatio-temporal statistical models to polar bear track and count data. In each case, we modeled track and count data simultaneously and aggregated them into discrete grid cells ≈25 × 25 km2 (Fig 1) prior to analysis.

Polar bear tracks

In order to derive a single covariate describing density of polar bear tracks, we jointly modeled U.S. and Russian track data. This was challenging since these data were summarized on different scales, requiring a common currency to describe both binary detection data in photographs (U.S.) and total number of tracks observed by human observers (Russia). We start by making the simplifying assumption that the distribution of tracks are governed by a “blocky” spatial Poisson point process with rate parameter Zs,t that is assumed constant for surveys of grid cell s at time t. According to this model, the probability of observing Y = y tracks in an arbitrary area B is

Pr(Y=y)=(BZs,t)yy!exp(-BZs,t).

Technically this model assumes spatial independence of tracks, which is surely not satisfied since tracks are often continuous circuitous features left by a relatively small number of animals. However, we were willing to accept some level of model misspecification and attendant overdispersion in order to come up with a joint predictive covariate, because neither absolute track density nor accurate estimation of its variance are needed to construct a track density index.

Using this formulation for track density, and setting B = 0.012 km2 (the average ground footprint of an examined photograph), the probability of observing one or more tracks in a U.S. photograph is

ϕs,t=Pr(Y>0)=1-exp(-0.012Zs,t).

We then modeled the number of U.S. photographs with polar bear tracks in cell s at time t (Ts,t,us) as

Ts,t,us|Ps,tBinomial(Ts,t,us;Ps,t,ϕs,t),

where Ps,t gives the number of photographs examined in cell s at time t.

For Russian track detections, we modeled the number of tracks recorded by human observers in cell s at time t (Ts,t,rus) as

Ts,t,rusPoisson(Ls,tηZs,t), (1)

where Ls,t gives the length (km) of the transect flown over cell s at time t. We included an additional scaling parameter, η, in Eq (1) because (i) there was uncertainty about the effective strip width for tracks since distances were not recorded, and (ii) we were uncertain about how separate tracks were delineated. For instance, it might be possible for a single set of polar bear tracks to encompass a large area. This scaling parameter thus helps to spatially align U.S. and Russian datasets.

We imparted spatio-temporal variation in Zs,t using the construction

log(Zs,t)=xs,tβ,

where xs,t is a column vector of predictive covariates for cell s at time t and β is vector of regression coefficients. For details on specific models fit, see Models and model fitting.

Polar bear counts

When the goal of a survey is to estimate absolute abundance, several avenues exist for modeling spatio-temporal variation in animal counts [40]. However, when data are sparse (as in the case of polar bear counts), considerable stability is introduced by assuming a population closure assumption, whereby abundance is assumed constant in a study area but animals are allowed to redistribute themselves as conditions change (e.g., as ice melts) [40, 41].

We adopted such a dynamic redistribution model for polar bear abundance, but focus on the number of distinct polar bear groups (typically 1-3 bears) and employ a separate model for group size (see below). In particular, we assumed a fixed number of N polar bear groups were present in the study area on each day of the survey, and that the number of bear groups in each grid cell s (s = 1, 2, …, S) at time t (t = 1, 2, …, T), Ns,t, could be described as

Ns,t=Nπs,t.

Here, πs,t gives the probability a polar bear group is in grid cell s at time t (note that ∑s πs,t = 1.0). We specify a multinomial link function for πst, such that

πs,t=Asexp(νs,t)/sAsexpνs,t,

where νs,t represents a linear predictor (without an intercept), and As denotes the proportion of grid cell s that is composed of saltwater habitat (sea ice and water, but not land). Predictive covariates are introduced within a linear modeling construct, such that

νs,t=ys,tα,

where ys,t is a vector of predictive covariates for grid cell s at time t and α is a vector of regression parameters.

We modeled polar bear group counts with a Poisson distribution, such that

Cs,t|Ns,t,ps,tPoisson(Ns,tps,t).

where ps,t = θs,t as,t is a compound detection probability that represents a number of components, including (i) imperfect detection of bears on ice (θs,t), and (ii) incomplete coverage of aerial surveys over grid cell s, such that as,t represents the proportion of salt water habitat in grid cell s that is surveyed during transects on day t. For U.S. surveys, we limited thermal detections to those where species were confirmed on photographs, so we calculated as,t using the total ground footprint of photographs. For Russian surveys, we calculated as,t = Ls,t * 1.2/As,t, where Ls,t was the length of transect flown in cell s at time t, and the 1.2 represents a fixed width of 0.6 km on either side of the aircraft (which is motivated by the distribution of observed polar bear distances; see below). We set θs,t = pus for U.S. surveys and θs,t = prus for Russian surveys, which are detection probability of bears for U.S. and Russian surveys, respectively.

For U.S. surveys, information about detection probability, pus was obtained from experimental flyovers of polar bears. In particular, we assumed that the number of detected bears in experimental flyovers (D) was binomially distributed with an index equal to the number of first flyovers (n = 12) and success probability pus:

DBinomial(n,pus).

For Russian surveys, we used distance sampling ideas to model detection probability. In particular, we write

prus=g(0)0wh(x)wh(0)dx,

where h(x) is a probability density function describing the distribution of observed distances (using either in situ observations of distance made using an inclinometer or post hoc examination of photographs) from the transect line, and g(0) gives the probability of detection on the transect line. We fitted a number of detection functions to distance data, and determined that the half normal distribution adequately characterizes the decline in detections as a function of distance (S2 Appendix). Note that our comparison of detection functions included an option for a uniform-half normal mixture, where the uniform distribution applied to distances of 350 m from the aircraft and the normal distribution applied out to the truncation distance of w = 600 m. Since photographs were only obtained up to a fixed distance from the aircraft (median = 350 m) depending on altitude, one might expect this mixture detection function to better apply to our data (photographs + human observers), but the half-normal was favored by AIC (ΔAIC = 1.6). We thus used it as the functional form of h, treating log(σ) (the log of the half normal standard deviation) as an unknown parameter.

The primary challenge with this approach is that data were not gathered in a manner amenable to estimating g(0), the proportion of animals that are seen on the transect line (i.e., underneath the aircraft). Although g(0) from other polar bear surveys are available (and most are close to 1.0; S2 Appendix), most of these studies used helicopters traveling at substantially slower speeds and lower altitudes than the fixed wing aircraft used in Russian surveys. Many of these surveys were also conducted in fall over snow-free land where bears are more visible (S2 Appendix). For these reasons, in situ detection probability of human observers was potentially much lower than reported in the literature. On the other hand, we also incorporated detections of bears from post hoc examinations of photographs into our distance sampling analysis which markedly increased sample size and raised g(0) relative to its value had we just used in situ observations. Given these confounding factors, it is difficult to make an objective determination of a likely value for g(0). We thus considered a range of values including g(0) = 0.6, 0.8, and 1.0.

If we limited analysis to counts made by thermal cameras while “on effort” for U.S. surveys we would be limited to n = 3 sightings. However, we also had access to an additional n = 5 detections of bear groups that were detected visually while on transects (often beyond the swath of our thermal scanners). However, we did not collect distance measurements in U.S. surveys, so there was no way to calculate effective strip width [42]. As such, we did not know the effective area surveyed nor have a good idea of detection probability for this class of observations. Nevertheless, these data are clearly informative about the locations and habitats where bears were detected and we wished to use them to improve estimation of density-habitat relationships. To incorporate these data, we modeled these auxiliary bear group counts (Us,t) as

Us,tPoisson(ξusNπs,tps,t),

where ξus is an estimated parameter representing the relative detectability of auxiliary counts relative to thermal detections in U.S. surveys. We assumed this ratio remained constant over the course of the survey.

Thus far, we have described models for the abundance of polar bear groups, as opposed to total abundance. This is because we treated groups as the primary sampling unit when analyzing transect data [42]. We estimated absolute abundance, N*, as N* = μg N, where μg is a parameter representing mean group size. We modeled observed group size (gi) for each of i = 1, 2, ⋯, 49 groups as a realization from a zero-truncated Poisson process; that is,

(gi-1)Poisson(μg-1).

Models and model fitting

We fitted three different models to count and detection data, corresponding to three assumed values for g(0) in Russian surveys: 0.6, 0.8, or 1.0. The model for polar bear tracks was relatively simple and used simple polynomial regression such that xs,t included an intercept, linear and quadratic effects of distance from land, linear and quadratic effects of sea ice concentration, and a linear effect of the resource selection function value (RSF) for a given cell.

Models for latent polar bear abundance were considerably more complex, as we wanted the data to “speak for themselves” by allowing smooth effects of covariates similar to the generalized additive modeling (GAM) framework [43] commonly employed in modern density surface modeling of species distributions [24]. To that end, we adopted a penalized spline formulation for smooth effects [44]. First, we used the mgcv package [43] in the R programming environment [45] to construct cubic smoothing bases and penalty matrices. We set the maximum basis dimension for each covariate to six to reduce dimensionality; each smooth effect thus included six parameters. Following the approach implemented in the ‘jagam’ function in the mgcv package [46]. we implemented penalties by imposing prior distributions on the regression coefficients, α. In particular,

αMultivariatenormal(0,Σ),

where Σ is a block diagonal matrix with block entries given by λi Si. Here, Si gives a penalty matrix output from mgcv and λi is a parameter that controls the degree of smoothing. As in the ‘jagam’ function, we assigned Gamma prior distributions to the λi parameters:

λiGamma(0.05,0.005).

In bear count models, we included latent polar bear track intensity (Zs,t) as an additional linear fixed effect. Inference about N thus properly accounts for uncertainty in the relative frequency of bear tracks. In order to prevent our model from predicting polar bears or tracks in grid cells without (or with very little) sea ice, we included the covariate Water99 in all models fitted, and set the corresponding regression coefficient equal to -50.0. For reference, all but two sightings of polar bears occurred in grid cells with sea ice concentrations >80% (although one bear was observed in a cell with ≈3% ice).

In order to propagate uncertainty from track, count, detection probability, and group size models into final abundance estimates, we based statistical inference for polar bear abundance on the joint marginal likelihood

L=αλLtLcLuLpLgPαPλdαdλ,

where Lt represents the likelihoods for U.S. and Russian polar bear tracks, Lc denotes Poisson likelihoods for instrument-based and distance-sampling counts (for U.S. and Russian surveys, respectively), Lu denotes a Poisson likelihood for U.S. human observer counts, Lp denotes binomial and half normal likelihoods for U.S. flyovers and Russian distance data, Lg is the zero-truncated Poisson likelihood for group size, and Pα and Pλ give prior distributions for spline parameters α and λ, respectively. We treated spline parameters as random effects, and integrated them out of the likelihood using the Laplace approximation capability in Template Model Builder [47] (see Software below).

Log and logit link functions were used on bounded parameters to allow unbounded optimization. Point estimates and Hessian-based standard errors were used to construct 95% log-based confidence intervals [42, 48] for total abundance.

Goodness-of-fit

To examine the fit of track and bear count submodels, we examined distributions of randomized quantile residuals (RQRs) [49]. Such residuals are especially useful for discrete random variables, where it can be difficult to assess lack-of-fit visually because of “clumping” at fixed values. For an arbitrary datum yi, randomized quantile residuals were simulated as

Ri=F(yi|μ^i)+uif(yi|μ^i),

where F() gives a cumulative distribution function (CDF) with mean μ^i, ui is a uniform random deviate, and f() is a probability mass function (PMF). For example, for a Poisson count model, yi represents an observed count, μ^i represents a predicted count, and F() and f() give the Poisson CDF and PMF, respectively. If a model fits the data well, RQRs computed in this way should be uniformly distributed on (0,1). To assess uniformity, we calculated chi-squared test statistics with 10 equally sized bins for each count or track submodel.

Software

We programmed our joint likelihood in the templated C++ code structure required to conduct inference with the TMB package [47] for the R computing environment [32].

Results

In the U.S., we flew 15720 km and photographed 5830 km2 of sea ice habitat during “on effort” portions of U.S. surveys (e.g., excluding thick fog or banking turns) between April 7 and May 31, 2016. Mean “on effort” flight length was 629 km (range 45-1293 km), in flights that averaged 4.4 hrs each (range 2.6-5.5 hr). Although the U.S. survey crew abstained from flying in extremely poor weather conditions, flying in marginal conditions with patchy fog often resulted in relatively long flights (e.g., 2.6 hrs) that yielded relatively little data (e.g., 45 km of “on effort” flight tracks) (Fig 1, S1 Video). We detected three groups of polar bears in U.S. waters using our thermal detection algorithm, and visually detected another five groups (Fig 1).

The Russian survey team largely limited flights to pre-planned routes, selecting days to fly based on good flight conditions. After removing one transect in which persistent low lying fog precluded consistent observations, the thermal swath of the Russian infrared scanner covered ≈5414km2 in seven flights totalling 11604 km. Russian survey flights detected five groups of bears using thermal sensors, and another 44 groups using a combination of human visual detections and manual searches of photographs.

Mean group size of polar bears in U.S. surveys was 1.25 (SE 0.25) and 1.39 (SE 0.10) in Russian surveys. For mothers with dependent young, the mean number of observed dependents was 1.4 (SE 0.13).

In U.S. thermal detection trials, our thermal detection algorithm correctly identified 8 of 12 bear groups for a detection probability of p^=0.67. The Malachite-M thermal sensor used in Russian surveys did not detect any bears when temperatures were < −5°C; even in warmer temperatures it only detected 1 of 9 bear groups that were seen by human observers and deemed to be within the thermal detection swath.

Our joint models for polar bear abundance and tracks produced abundance estimates ranging from N^*=3,435 (95% CI: 2,300-5,131) to N^*=5,444 (95% CI: 3,636-8,152) depending on the proportion of bears assumed to be missed on the transect line during Russian surveys (Table 1). Our models fit polar bear counts well, but considerable lack-of-fit was discernible in models for bear tracks (Fig 3). Such lack-of-fit was likely an artifact of trying to join different types of observations (on the U.S. side: systematic sampling of photographs; on the Russian side: subjective determinations of the number of distinct tracks made by human observers). Although the spatial distribution of polar bear tracks looked similar to estimated bear densities (Fig 4), it did not help explain bear abundance better than other physiographic variables. In particular, after accounting for effects of other covariates (Fig 5), confidence intervals for track effect estimates considerably overlapped zero (e.g., αtracks = 0.19, SE 0.67). However, the correlation between the estimated track surfaces and estimated polar bear density surfaces was ρ = 0.63, higher than any of the other individual covariates (ρ = −0.45 for dist_land; ρ = −0.45 for northing; ρ = −0.40 for easting; ρ = 0.25 for RSF; ρ = 0.15 for ice).

Table 1. Estimates of polar bear abundance for different regions and assumptions about g(0) in Russian survey flights, along with 95% log-based confidence intervals.

Regions include the full study grid (‘Chukchi’), mean (i.e., time-averaged) abundance for those cells of the survey grid with centroids in U.S. waters (‘U.S.’), mean abundance in Russian waters (‘Russia’), mean abundance in the portions of our study area that overlapped the polar bear specialist group boundary (‘PBSG’), and an estimate for the area used for capture and release of bears in a mark-recapture study of polar bears in the Chukchi Sea (‘Regehr’ [8]). For a map of the study area and related regions, see Fig 1).

Region g(0) N^* 95% CI
Chukchi 1.0 3435 (2300-5131)
Chukchi 0.8 4196 (2807-6273)
Chukchi 0.6 5444 (3636-8152)
U.S. 1.0 340 (144-801)
U.S. 0.8 362 (155-848)
U.S. 0.6 393 (169-914)
Russia 1.0 3095 (2054-4666)
Russia 0.8 3834 (2541-5784)
Russia 0.6 5051 (3344-7629)
PBSG 1.0 3104 (2099-4590)
PBSG 0.8 3798 (2565-5623)
PBSG 0.6 4936 (3327-7322)
Regehr 1.0 126 (52-306)
Regehr 0.8 133 (55-323)
Regehr 0.6 143 (59-347)

Fig 3. Goodness-of-fit diagnostics.

Fig 3

Randomized quantile residuals (RQRs) for assessing goodness-of-fit for models fit to polar bear encounter data. RQRs should be uniformly distributed on (0,1) for a well-fitting model. Also presented are χ2 test p-values to assess uniformity.

Fig 4. Spatio-temporal maps of sea ice and predicted polar bear distribution.

Fig 4

Remotely sensed sea ice concentration values (top row), estimated polar bear track index (middle row), and predictions of polar bear abundance at the beginning, middle, and end of 2016 aerial surveys of the eastern Chukchi Sea (g(0) = 0.8 scenario). The polar bear track index is an estimate of the proportion of photographs that would contain polar bear tracks had photographs been taken in all grid cells and on all days of the survey. Predicted abundance is calculated as N^s,t=N^π^s,tμg. Note that the scale of shading on abundance plots is nonlinear (i.e., low densities are visible as light blue and teal colors).

Fig 5. Covariate effects.

Fig 5

Estimated smooth effects of covariates on polar bear abundance (black line), together with 95% confidence intervals (grey shading). Note that distance from land, easting, and northing effects were standardized to have a mean of 1.0 prior to analysis. Polar bear tracks were modeled as a simple linear effect on abundance so do not appear here.

Distribution maps suggested higher abundance and track densities within several hundred kilometers from land when sea ice is present (Fig 4), and relatively low densities far out on the pack ice. Our models predicted polar bear abundance to be substantially (close to ten times) higher in Russian than U.S. waters (Table 1). Point estimates of abundance in the Regehr et al. (2018) intensive capture-recapture study area were 126-133 depending upon g(0) assumption (Table 1). By contrast, an integrated population model produced a posterior mean of 78 (95% credible interval 36-138) bears in this region [8], which was within the confidence intervals of our predictions.

Translation of polar bear abundance to density is somewhat complicated by the fact that sea ice changed considerably throughout the survey (S1 Video). Calculating the area of sea ice habitat as icet = ∑s icest for time t and spatial grid cell s leads to values ranging from 824,000 km2 at the beginning of the study to 610,000 km2 at the end of the study. Conservative point estimates of densities (i.e., for g(0) = 1.0) therefore ranged from 0.004 bears/km2 of sea ice habitat at the beginning of the study to 0.006 bears/km2 at the end of the study. Making this same calculation with respect to international boundaries results in conservative point estimates of 0.011—0.020 bears/km2 of sea ice in Russian waters and 0.001-0.002 bears/km2 in U.S. waters during spring of 2016.

Discussion

Our study represents the first comprehensive attempt at using aerial surveys to estimate polar bear abundance in the Chukchi Sea region. Polar bears are difficult to enumerate because they occur at low densities over large geographical areas with few human settlements from which to execute surveys. Long-term (i.e., approximately 35 years, which corresponds to three polar bear generations [50]) population trends are only available for 7 of 19 subpopulations worldwide [51]. Previous estimates of polar bear abundance have primarily been based on intensive physical or genetic capture-recapture surveys conducted over multiple years [5255], or on autumn distance sampling surveys using helicopters in regions where polar bears occur at high densities on land [9, 10, 17]. Instead, our surveys were conducted with fixed wing aircraft at faster speeds, higher altitudes, and with greater fuel capacity. Conducting instrument-based surveys in the spring provided a permanent record of fine-scale sea-ice habitat and data on distribution and abundance of key prey species such as ringed (Pusa hispida) and bearded (Erignathus barbatus) seals. Such surveys (ideally using automated LWIR detection) are therefore an attractive option, given the potential for increased efficiency, longer ranges, reduced disturbance to bears, increased safety of survey personnel, and comprehensive data collection. At the same time, it is important to note that bear densities, as well as sample sizes, will be lower in the spring relative to late summer or fall surveys when the quantity of polar bear habitat (and therefore the size of potential study areas) is reduced [56].

Our intention was to base estimation on infrared detections made throughout the surveyed area. However, the thermal sensors employed in U.S. and Russian surveys performed differently. The algorithm applied to thermal imagery collected during U.S. surveys detected 67% of polar bear groups in experimental trials, whereas the Malachite-M sensor used in the Russian survey never detected bears when ambient temperature was below −5°C; even above −5°C, very few bears were registered in the IR imagery compared to other modes of detection (e.g., visual detections by crew, post hoc manual examination of photographs). As such, we used distance sampling methods to model detection of bears in Russian surveys. This approach requires assumptions about the proportion of bears detected on the transect line (g(0)), for which empirical estimates were unavailable.

Our model-based estimates of abundance varied considerably based on the g(0) value assumed for Russian surveys. For example, under the optimistic scenario that 100% of bears were detected on the transect line (g(0) = 1.0), total estimated abundance was 3,435 (95% CI: 2,300-5,131) for an area bounded by Chaunskaya Bay, Russia, to the west and Point Barrow, Alaska to the east (Fig 1). We suggest this confidence interval represents a minimum plausible estimate given that lower values of g(0) will always produce higher abundance estimates. For example, use of g(0) = 0.6 produced an estimate of 5,444 (95% CI: 3,636-8,152). Although these values vary considerably, they are of similar magnitude to that produced by a recent integrated population model fitted to data from a 2018-2016 live-capture study on sea ice west of Kotzebue, Alaska, USA, and extrapolated to other portions of the CS subpopulation boundary (N^=2,937; 95% CI 1,522-5,944) [8]. The integrated population model was presumably most reliable in the area where physical marking and recapture events took place. Aerial survey estimates in this smaller region (Fig 1, Table 1) were similar to (though slightly larger than) those estimated from the integrated population model (78 bears [8]). Considering changes in sea-ice area during the survey, and conservatively assuming g(0) = 1.0, estimates of absolute density ranged from 0.004–0.006 bears/km2 in our combined study area (U.S. + Russia). These values are similar to a mean estimate of 0.0036 (95% credible interval = 0.0019–0.0073) for the period 2008–2016 within the CS subpopulation boundary, based on an integrated population model with density extrapolation [8]. Estimated densities of bears over U.S. waters from our analysis (≈0.001 bears/km2) were lower than estimated from springtime aerial surveys in the northern Bering, eastern Chukchi, and western Beaufort seas conducted in 1987 (0.002 bears/km2; [56]), and for late summer and fall surveys in these regions (0.005-0.007 bears/km2; [56, 57]).

Given the impact of g(0) on abundance estimation, it is important to review available data that might inform a likely range of values. Multiple-observer polar bear surveys reported in the literature have typically resulted in high g(0) values (e.g., 0.85—0.90), although these estimates are mostly based on helicopters flying at lower speeds, lower altitudes, and over land (S2 Appendix). Detection rates from these studies were thus likely to be higher than those for in situ observations made during Russian survey flights because helicopter observers are closer to animals and have increased visual contrast compared to observations made fixed wing aircraft flying over sea ice. However, in addition to human detections made from the air (which would be expected to have lower g(0) values than reported in the literature), we also detected a relatively large number of bears through post hoc visual inspection of photographs and incorporated these into our distance sampling analysis. Conditions being equal, this process should increase g(0) relative to multiple observer surveys. Owing to the differences in survey protocols used here versus reported in the literature, we are currently unable to provide advice on which value of g(0) is most appropriate, and suggest it be a topic for future research.

Our analysis incorporated covariates such as sea ice, RSFs, and polar bear track indices as predictors of polar bear density within a generalized additive modeling framework. Even though none of the covariates had strong correlations with estimated density by themselves, the combined suite predicted polar bear counts well (Fig 3). Development of track indices required their own modeling exercise; however, we propagated uncertainty in the estimated index into the analysis for bear abundance through a joint likelihood modeling framework. To our knowledge, this is the first attempt to use tracks to predict polar bear abundance. However, it is important to note that polar bear tracks indicate presence of bears at some point in time, but the longevity, visibility, and location of tracks was likely a function of many factors including sea-ice dynamics, surface characteristics (e.g., hard ice vs. deep snow), and weather. Although further investigation with more consistent track sampling protocols would be worthwhile, the lack of support for a track density effect as a predictor of polar bear abundance suggests that their utility for population monitoring (i.e., as a relative abundance index) may be limited. On the other hand, our estimated track index did have the highest correlation with estimated abundance among predictive covariates (ρ = 0.63). Interestingly, RSFs had a low correlation with estimated polar bear abundance (ρ = 0.25). Comparing maps of RSFs (S1 Appendix) to abundance maps, it is evident that RSFs do a poor job of predicting the high densities of polar bears we observed in Russian waters south of Wrangell Island. It is important to realize that these RSFs were developed based on a relatively small sample of non-denning adult females fitted with radiocollars [11], in a relatively small area near Kotzebue, Alaska, and may not represent habitat use of the larger subpopulation. Alternatively, there may be substantial interannual variability in polar bear distribution throughout the Chukchi Sea so that average space use does not always reliably predict relative densities in individual years.

Our experiences with instrument-based aerial surveys for polar bears led to several suggestions for future improvement. First, infrared sensors do not all reliably detect polar bears and the instrument used in Russian surveys should be replaced with a more sensitive model. Second, we suggest that for a given sensor or sensor array (e.g., IR and UV) a designed study should be performed to obtain a reliable estimate of detection probability for use in abundance estimation. In U.S. surveys, we conducted experimental flyovers of bears which yielded a serviceable estimate. However, in Russian surveys no independent estimate was available. Third, if future surveys use distance sampling methods, mark-recapture distance sampling with two observers [5860] may provide an estimate of g(0). However, such methods require statistical independence of observations, at least at a single distance value (if point independence is assumed [59, 61]), which may be violated if both observers key into unique features of animals to aid detection (e.g., distinctiveness, movement). As such, an independent estimate of g(0) derived from a different detection approach is highly desirable. For instance, if infrared detections are automated, the proportion of animals also detected by human observers provides an independent estimate of detection probability. Unfortunately, in our surveys, all forms of detection in Russian surveys were dependent (for instance, photographs were often triggered when human observers detected animals) and such “double sampling” estimates of detection probability would have been inappropriate. If double sampling is used in future surveys to estimate detection probability, some level of autonomy is needed between infrared detections, photographs, and human observers. Finally, we did not originally intend to collect data on polar bear tracks, which led to different protocols in U.S. and Russian surveys. Ideally, the same protocol (e.g., systematic sampling of automated photographs as used on the U.S. side) would be used to collect data on polar bear tracks. Although we used a spatial point process model to join these two data sources, the fit of this model was poor, particularly for Russian track data (Fig 3).

Additional limitations and potential impact on estimates

Several other assumptions of our modeling approach deserve further discussion, especially as they relate to reliability of abundance estimates. For instance, we assumed that the total number of bears within our study area was constant as surveys were being conducted. Our modeling framework allowed bears to redistribute with changing conditions (e.g., as sea ice melted), but not to move in or out of the study area. Simulation studies have shown this assumption helps stabilize abundance estimates [40], and was crucial in this application given the low degrees of freedom. As such, our estimates are best interpreted as the average number of bears in the study area while sampling was being conducted.

We also assumed that bears selected for experimental flyovers were representative of the population with respect to infrared detectability. We were initially concerned that estimates of detection probability were biased high because detection trials were performed for a small number of animals visible to human observers (e.g., trial bears were usually moving and more often on flat ice than rubble). However, subsequent testing of infrared cameras (using captive bears and during additional flights in 2019) suggest that bears are similarly detectable in different behavioral states except after recently emerging from water (E. Moreland, unpublished data). Potential methods to improve automated detection include additional sensors (e.g., UV spectrum) and approaches to find and classify bears in multispectral imagery (e.g., artificial intelligence).

Our results are predicated on a relatively small sample size. First, although sample sizes were greater (49 polar bear groups in Russia, 8 on the US side) than for previous pilot aerial surveys in the Chukchi Sea [56, 57], they were smaller than would be ideal for fitting density surface models. Distance sampling texts (e.g. [42]) recommend 60-80 detections for estimating the parameters of a detection function, and we were somewhat under this mark. The fact that two different types of survey approaches needed to be combined within the same model only served to increase the number assumptions that needed to be made and the number of parameters that needed to be estimated. These elaborations decrease the overall reliability of our estimates relative to a survey with consistent technology and methodology throughout.

Finally, abundance estimates relied on estimated relationships between covariates and polar bear density, which can be problematic when extrapolated past the range of observed data [62, 63]. In our case, there were relatively few bears estimated to be in regions where we did not sample (e.g., the north and west edges of our study area). For instance, a time-averaged estimate of polar bear abundance restricted to grid cells outside of the PBSG boundary was 331 bears (with the conservative g(0) = 1.0 scenario). Therefore, it does not seem that extrapolations near study area boundaries are driving the magnitude of our estimates. Nevertheless, this is something to be aware of when applying spatio-temporal models to survey data in other settings.

Conclusion

Despite the methodological and technical challenges in this initial application, we are optimistic about the use of instrument-based aerial surveys for polar bears. Our approach has the potential to estimate distribution and abundance with minimal disturbance to bears and less risk to human safety relative to existing methods such as live-capture and genetic sampling using biopsy darts. The increased range of fixed-wing aircraft used in our surveys could increase access to very remote subpopulations where sample sizes from helicopter-based studies have been small (e.g., Kane Basin [64]). Furthermore, instrument-based surveys provide information on the distribution and abundance of ice-dependent seals, the primary prey of polar bears [65]. Recent studies have shown that relationships between sea-ice conditions and polar bear demography are variable in time and space [55, 66, 67], emphasizing that additional data on trophic relationships and ecosystem function are important to understanding the effects of climate change on polar bears. Refinement of future survey protocols, implementation of detection algorithms trained specifically on polar bears, and improved estimates of detection probability will increase the reliability and precision of abundance and distribution estimates derived from instrument-based aerial surveys.

Supporting information

S1 Appendix. Description of the development of polar bear resource selection layers for inclusion in model to estimate the number of polar bears in the Chukchi Sea polar bear subpopulation.

(DOCX)

S2 Appendix. Supplementary information on distance sampling.

(DOCX)

S1 Video

(MP4)

Acknowledgments

We thank all researchers and technicians who participated in ChESS surveys, processed imagery, and organized data. In the U.S, this included G. Brady, S. Brown, M. Cameron, C. Christman, S. Dahle, S. Hardy, B. Hou, C. Johnson, E. Richmond, and A. Willoughby. In Russia, this included D. Glazov (Severtsov Institute) and Dr. D. Litovka (Government of Chukotka). We thank N. Chernook and V. Asyutenko (ANO Ecofactor) for image processing and Dr. N. Platonov (Severtsov Institute) for survey on-the-ground support. Dr. V. Burkanov (NPWC) provided overall supervision of the Russian survey planning and implementation. Views and conclusions in this article represent the views of the authors but do not necessarily represent findings or policy of the U.S. National Oceanic and Atmospheric Administration or U.S. Fish & Wildlife Service. Any use of trade, firm, or product names is for descriptive purposes only and does not imply endorsement by the U.S. Government.

Data Availability

Code and data to recreate the analyses are located at https://github.com/pconn/ChukchiPolarBear and permanently archived on Zenodo at doi: 10.5281/zenodo.4708335.

Funding Statement

Funding for surveys was provided primarily by the U.S. National Oceanic and Atmospheric Administration (NOAA) and the U.S. Fish & Wildlife Service (USFWS). These funders provided support in the form of salaries for authors [PC, EM, ER, RW, and PB], but did not have any additional role in the study design, data collection and analysis, decision to publish, or preparation of the manuscript. The specific roles of these authors are articulated in the ‘author contributions’ section. Support for Russian surveys was provided by NOAA through the North Pacific Wildlife Consulting, LLC (http://www.northpacificwildlife.com/). Portions of the analysis were supported by joint subaward NA17NMF4720289, project 1813, from the North Pacific Research Board and The Prince William Sound Oil Spill Recovery Institute (https://www.nprb.org/core-program/about-the-program/; PL, ER, IT, EM, and PC were principal or co-investigators). Additional support for data processing and survey logistics on the Russian side was provided by USFWS, the RPO Marine Mammal Council (https://marmam.ru/en/) and WWF Russia (https://wwf.ru/en/about/) in funding agreements with VC. External funders (e.g., NPRB, WWF Russia) had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

André Chiaradia

2 Oct 2020

PONE-D-20-23811

Aerial survey estimates of polar bears and their tracks in the Chukchi Sea

PLOS ONE

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[Funding for surveys was provided primarily by the U.S. National Oceanic and Atmospheric Administration (NOAA) and the U.S. Fish & Wildlife Service (USFWS).  Support for Russian surveys was provided by NOAA through the North Pacific Wildlife Consulting, LLC (http://www.northpacificwildlife.com/). Portions of the analysis were supported by joint subaward NA17NMF4720289, project 1813, from the North Pacific Research Board and The Prince William Sound Oil Spill Recovery Institute (https://www.nprb.org/core-program/about-the-program/; PL, ER, IT, EM, and PC were principal or co-investigators).  Additional support for data processing and survey logistics on the Russian side was provided by USFWS, the RPO Marine Mammal Council (https://marmam.ru/en/) and WWF Russia (https://wwf.ru/en/about/) in funding agreements with VC.  External funders (e.g., NPRB, WWF Russia) had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.].

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Reviewer #1: Partly

**********

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Reviewer #1: I Don't Know

**********

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Reviewer #1: Yes

**********

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Reviewer #1: Yes

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Reviewer #1: Overall I feel this is an interesting paper, particularly creative in dealing with disjointed datasets and finding statistical procedures to overcome problems. I am not qualified to comment on the appropriateness of the details of the statistical procedures taken, though it seems to me the results are reasonable given the data collection/management situation.

Regardless of my inability to comment on the specifics of the stats, I found the paper to be quite confusing and though it's detailed and long I still found some information lacking. For example, why do the study in the spring in the first place? Surely there is a solid reason but it wasn't clear. Second, I'd prefer to see clear justification for the variables used in modeling; for example, a pet peeve of mine is using human-defined latitude and longitude information to describe animal populations, densities, behaviors, etc. Surely there is a more meaningful set of variables to use? Third, how was the statistical design of the transects made? Did it cover various types of habitat, when did you fly certain areas, etc.? I also think a clearer description of the study area would be good as well.

The various ways in which data were gathered, plus the complications, plus the two different countries make following exactly what you did - and why - difficult. Unfortunately I don't have a creative solution to help due to my still being fuzzy as to the details (sorry!).

My remaining comments are within the PDF but in general this seems to be an interesting statistical approach to dealing with a situation where lots of things didn't work as planned and the authors were able to work with that. However, it needs to be explained more plainly and clearly, I think, with the recognition that most readers won't know a lot of the terms you use or the biology of the bear, the climate of the region, etc. Don't take all that knowledge for granted!

**********

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Attachment

Submitted filename: PONE-D-20-23811_reviewer1.pdf

PLoS One. 2021 May 6;16(5):e0251130. doi: 10.1371/journal.pone.0251130.r002

Author response to Decision Letter 0


17 Nov 2020

Please see attached document for proper formatting. We are copying our response document in this field for completeness.

POINT-BY-POINT RESPONSES TO REVIEWER COMMENTS

Here we provide point-by-point responses to reviewer comments (our responses are in blue). We thank the reviewer for the time they took to examine our manuscript –it is evident that the reviewer spent a lot of time with our paper and we’re grateful for it. We think the following edits in responses to their comments will help clarify study design, survey conditions, and methodology, and make the paper more accessible to readers less familiar with polar bear biology.

Reviewer: 1

Reviewer #1: Overall I feel this is an interesting paper, particularly creative in dealing with disjointed datasets and finding statistical procedures to overcome problems. I am not qualified to comment on the appropriateness of the details of the statistical procedures taken, though it seems to me the results are reasonable given the data collection/management situation.

Yes, the disjointed nature of the data sets was challenging to deal with, but we’re happy with the product and are glad the reviewer was of a similar mindset.

Regardless of my inability to comment on the specifics of the stats, I found the paper to be quite confusing and though it's detailed and long I still found some information lacking.

The level of detail and length was a function of how complicated the model was, and we feel is necessary so that readers would be able to duplicate our analysis. But we’ll make every effort to include information that is lacking.

For example, why do the study in the spring in the first place? Surely there is a solid reason but it wasn't clear.

If this was entirely a polar bear survey, there would definitely be reasons to conduct the survey when sea ice has retreated and bears are more concentrated. However, this survey started off as a “seal” survey and was targeted at spring because this is the time of year when seals are molting and pupping and are thus most “available” to be counted. Doing the survey at this time of year will also allow us [in a future manuscript] to examine the spatial relationships between polar bear density and seal density (their primary prey). We agree that this could have been articulated a bit better, though. We have revised the second-to-last paragraph of the introduction to read

“Aerial surveys have been used to estimate polar bear subpopulations in a number of regions, and are typically conducted in late summer and early fall when there is less sea ice and bears are most concentrated (Aars et al. 2009, Stapleton et al. 2014, Obbard et al. 2015}. However, another possible approach is to conduct aerial surveys during the spring; although bears will be spread over a larger area, this approach allows one to study their distribution over the sea ice, and to simultaneously study the distribution of seal populations when they are engaged in pupping and molting and are therefore most available to be sampled. Conducting surveys in spring also allows for the potential of instrument-based approaches in which infrared cameras and coordinated digital color photography can be used to detect the warm bodies of animals on sea ice and confirm species identity.”

Second, I'd prefer to see clear justification for the variables used in modeling; for example, a pet peeve of mine is using human-defined latitude and longitude information to describe animal populations, densities, behaviors, etc. Surely there is a more meaningful set of variables to use?

We agree that using biologically meaningful covariates is best when good covariates are available. This helps both with ecological interpretation and (a bit more tenuously) with prediction (i.e., if covariates change, how would distributions be predicted to change). However, in our case, we are primarily interested in unbiased estimation of abundance. Use of covariates like latitude and longitude (or their 2-D projections), when applied in a flexible GAM-like modeling framework, can be used to fit spatio-temporal surfaces similar to those commonly employed in geostatistics and spatio-temporal statistics (see e.g. Wikle et al. 2019, section 4.5 @ https://spacetimewithr.org/). The advantage here is that one can account for spatial autocorrelation (clustering) of animals that can’t be accounted for with other covariates. If the goal is accurate estimation of animal distributions, we think this approach is best, particularly because none of our covariates (including RSF distributions that implicitly included other covariates like landfast ice proportions, ocean depth, and standard deviation of ice concentration) were especially effective at predicting survey counts. Given the magnitude of the different effect sizes (see Fig 4) it appears that easting and northing are some of the most impactful predictors here.

For now, we have added the following paragraph to the “Explanatory covariates” subsection:

We included dist_land because seal densities (the primary prey of polar bears) are often highest close to land (Bengtson et al. 2005), and also because maternal dens are often located on land (Harington 1968) with high concentrations on Wrangel Island, Russia (Uspenski 1972) and along the northern Alaska coast (Durner et al. 2003). Since mothers and cubs emerge from dens in late winter and early spring (March-early April) we suspected there may be higher densities of bears along coastlines. We included ice since it has repeatedly been demonstrated to be an important determinant of polar bear habitat selection (Arthur et al. 1996, Durner et al. 2009, Wilson et al. 2014). Similarly, we included Water99 as a way to restrict polar bear use of habitat to those grid cells with >1% ice. Although bears can swim long distances, it was impossible to detect bears in the water and the proportion swimming at any one time is thought to be extremely low. The RSF distribution was a measure of habitat use developed from adult females; if habitat preferences of these bears mirror that of the population, we expected it would be a reasonable correlate for overall polar bear densities. Although the easting and northing covariates have little ecological meaning, we included them in models for polar bear counts because they enabled us to model coarse-grained spatial autocorrelation (clustering) in bear densities, as common in geostatistics and spatio-temporal statistical models (Wikle et al. 2019). Previous research (Wilson et al. 2014) found that polar bear resource selection can also depend on additional covariates such as proportion of landfast ice, ocean depth, variability of sea ice concentration, and average spring-fall chlorophyll concentration. Although we did not directly include these covariates in our models, most were implicitly included in our RSF covariate. For a description of which covariates were used in models for polar bear tracks and count data, see Models and model fitting, below.”

We have also updated our description of the RSF covariate with the statement

“Note that this covariate implicitly includes effects of landfast ice proportion, ocean depth, and standard deviation of ice concentration.”

Hopefully these changes adequately address the reviewer’s concerns; however, we are amenable to including additional covariates in our modeling efforts if the reviewer thinks it would be helpful.

Third, how was the statistical design of the transects made? Did it cover various types of habitat, when did you fly certain areas, etc.?

We have added two additional paragraphs to the Aerial survey platform and protocols subsection (and modified a third) so that there is now much more detail on design considerations.

Aerial surveys of wildlife often use design-based statistical inference to estimate abundance. This approach requires survey planners to define a sampling frame of all possible transects, and to sample amongst those (often using systematic random sampling (Buckland et al. 2004) prior to conducting the survey. By contrast, model-based estimation, including modern density-surface models applied to data from line transect surveys (Miller et al. 2013) does not suffer from this requirement (though randomization can guard against subjective decisions that have potential to bias survey results through preferential sampling (Diggle et al. 2010, Conn et al. 2017). Model-based estimation has the key ramification that transect placement does not need to be allocated prior to the survey, permitting flexibility in decisions about when and where to survey, which is invaluable for modifying surveys when weather (often in our case, fog) precludes surveying in certain areas.

A previous study examining alternative transect placement strategies for aerial surveys in the eastern Chukchi Sea (Conn et al. 2016) suggested reasonable precision and lack of bias when applying model-based estimation procedures to simulated polar bear count data. In that study, spreading effort out evenly over space resulted in slightly improved inference compared to stratified designs. This result was similar to what has been observed when fitting spatial models to environmental pollutant data: space-filling designs (in which sampling effort is spread evenly over space) tend to be optimal. Given this finding, our primary philosophy when making and altering flight plans (as sea ice conditions and weather changed, for instance) was to spread out sampling effort over time and space. We avoided surveying grid cells that were 100% open water, but otherwise attempted to structure transects to sample representative habitat within grid cells that did have ice.

U.S. and Russian survey protocols differed substantially, mostly owing to the constraints imposed by the survey platforms used. In the U.S., pre-survey flight planning supposed 27 flights with a mean range of 1293 km (range 1107-1365 km), with flights averaging 5.0 hrs each (range 4.3-5.3 hrs) centered on solar noon to maximize the number of seals that would be encounterd (Bengtson et al. 2005). However, variable weather conditions resulted in opportunistic survey effort and transects that varied considerably from these targets (see Results). The Russian survey team initially planned to fly 8 transects covering 13,000 km over 43 flight hours (roughly 1600 km and 5.4 hours per flight).

To avoid potential for bias due to preferential sampling (Diggle et al. 2010, Conn et al. 2017) crews of both aircraft were instructed to avoid fine scale targeting of ice habitat (e.g. following leads) or areas of high seal density when making and altering flight plans as sea ice and weather conditions changed. Owing to less flexibility in modifying transects while in flight, the Russian aircraft largely followed predetermined flight lines, while U.S. aircraft frequently made adjustments to sample areas that had not previously been sampled, or to avoid areas where visibility was poor (Fig 1).

This does not necessarily address the reviewer’s questions on when the different transects were flown. Our approach was to try to spread effort out over time (e.g. on the US side, fly out of Kotzebue, AK for a week, then fly transects out of Utqiaġvik (formerly Barrow), Alaska, and then head back to Barrow again). In this way, spatial and temporal effects on polar bear counts are less confounded. To help visualize where and when flights occurred, we produced a video that we now include as a supplementary file (“S1 Video”) that shows flight lines and observations for each day of the survey, superimposed on daily sea ice concentrations for the region.

I also think a clearer description of the study area would be good as well.

We have added in the sentence

“Our study area included all marine habitat within this region, including open water and areas covered by sea ice and open water (though we set polar bear abundance to zero in cells with no ice; see Models and model fitting.)”

We also indicate that

“U.S. survey flights were conducted out of Kotzebue, Alaska, U.S.A. and Utqiaġvik, Alaska, U.S.A., whereas Russian flights were made from Pevek, Chukotka, Russia, and Provideniya, Chukotka, Russia.”

We’ve also followed a number of suggestions that were made on the PDF mark up (see numbered responses below.

The various ways in which data were gathered, plus the complications, plus the two different countries make following exactly what you did - and why - difficult. Unfortunately I don't have a creative solution to help due to my still being fuzzy as to the details (sorry!).

My remaining comments are within the PDF but in general this seems to be an interesting statistical approach to dealing with a situation where lots of things didn't work as planned and the authors were able to work with that. However, it needs to be explained more plainly and clearly, I think, with the recognition that most readers won't know a lot of the terms you use or the biology of the bear, the climate of the region, etc. Don't take all that knowledge for granted!

We believe we’ve now made things clearer while addressing remaining comments in the PDF. Here is a list of things of changes we’ve made in response to comments made directly on the PDF:

1) We changed “large ranges” in the abstract to “expansive, circumpolar distribution.” [the reviewer questioned whether we were referring to home ranges]

2) In response to the reviewer’s point about polar bear densities (“This depends on the time of year, age class, and location, doesn't it? And the question you're asking (with regard to accuracy and cost)? I'd like to see a little more information and updated data, rather than just referencing a single 25-year old paper to make your point.”), we now indicate

“For instance, previous estimates of springtime (April) density obtained from mark-recapture analysis ranged from 0.001-0.01 (mean 0.004) bears/km2 in the Canadian Arctic (Taylor and Lee 1995}, and 0.003 bears/ km2 for the Chukchi Sea (Regehr et al. 2018). Aerial survey estimates of polar bear densities are often conducted in late summer and early fall when polar bears are in higher concentrations because of reduced sea ice; densities at this time of year have ranged from 0.001 bears/km2 in the Barents Sea (Aars et al. 2009) where there is still substantial sea ice, to 0.02 bears/ km2 in Southern Hudson Bay when sea ice has largely receded and bears are confined to land (Obbard et al. 2015).”

We are reluctant to conduct a completely thorough review of previous studies at this point, but hopefully this addition gives the reader a sense of how densities can vary by time of year and for different subpopulations.

3) On line 36, in response to a comment asking us to be more specific about “data”, we now indicate that “Although our survey generated count data for multiple species (including seals) . . . ”

4) We appreciated the comment “How many aerial surveys, how long per day, how many people were involved? Were people who surveyed the same people who searched the images?” but think this information is better placed in other sections than Study area. We now include information about crew size for each aircraft, as well as the number and duration of survey days. There were considerable differences in actual survey effort compared to planned survey effort (particularly for US surveys), so this information is spread out between the Aerial survey platform and protocols subsection and Results. We also indicate that the people who searched images were sometimes the same, and sometimes different from, those who flew the surveys (this information is included in the Data and data processing section subsection).

5) Lines 47-49. With reference to the queries about projection and grid cell resolution, we now include

“We chose this scale because it corresponded to the resolution of sea ice imagery downloaded from the National Snow & Ice Data Center (NSIDC; see Explanatory covariates, below) and for consistency with previous analyses of ice-associated seals in the Bering Sea (Conn et al. 2014).”

In response to the comment “Also, is there a reason detail about the actual study area was left out? Average temperatures, sea ice conditions, wind, etc. so the reader can assess what you had to work in? I say this because later you mention the temperatures the cameras work in, OK so what temperatures are typical for the area at this time?”

The only reason that this information was left out was for brevity, but we now provide information about temperatures, sea ice conditions, and wind in the form of an additional paragraph to the survey area section. We also show sea ice as a function of survey date now in a supplementary video (“S1 Video”).

The comment “Why did you choose this time of year for your surveys? I think it would be good to spend a few more sentences prior to here talking about why spring vs. summer or fall when detections would possibly be easier (or maybe not?). If it's because of wanting to learn more about bears and sea ice in particular, say that more clearly. Trying to detect white animals on white ice seems pretty risky, so make more clear that this is either a pilot project to see if the tech works, or clarify why you needed to do the work in the spring time (most readers won't know this!).” was addressed previously in response to one of the general comments. [we included an additional paragraph in the introduction to address survey timing]

6) How did you design the survey transects and why?

We addressed this in the general comments section. The short answer is we added two additional paragraphs to this section to address survey design.

7) Can you provide examples of what photos look like from each of these cameras?

We now include an extra figure showing what polar bears look like on infrared and color images (see what is now Figure 2).

8) Was fps defined earlier? Maybe frames per second is obvious to readers, but if not, please define. Now defined.

9) Ok so more polar bear tracks would likely correlate with greater polar bear density, I think that's what you're saying but why would tracks help explain the spatial variation in density? Wouldn't there be some other underlying physical (e.g., sea ice condition easier to traverse) or biological (near ice floe edge) reason for spatial variation?

Perhaps this was stated poorly on our part. Because we expected tracks to correlate with density, our hope was using tracks would be a useful predictor of abundance (in the sense of increasing R2 of a standard regression analysis). But it isn’t really a causal mechanism, more of a correlative one. We’ve revised this to describe tracks as “. . . a potential correlate for polar bear density.” Although the reviewer’s other physical/biological covariates may indeed be better reasons for spatial variation, they are difficult to quantify as explanatory covariates from e.g. remotely sensed sea ice concentration rasters. This is a key point; we need to be able to have values for covariates for each grid cell for use in prediction. How to quantify, e.g. ice rugosity or ice floe edge density is not very straightforward.

10) My preference would be to justify a little more clearly the reasons for each of the variables. Why is distance to land important to polar bears? Resource selection function, etc.?

We now include a (rather long) additional paragraph summarizing our reasoning for including these covariates, and one additional paragraph talking about covariates that we did not use.

11) Ok but what characteristics of the sea ice? Presence, concentration, thickness (if that's even available)?

We stuck with concentration, as well as presence (through the Water99 covariate), as it has been the dominant covariate used in habitat selection analysis. Although sea ice products are increasing in sophistication, we are not aware of a reliable ice thickness product at present time.

12) What would easting and northing help you explain about the bear's biology and detection probability?

I see folks use lat or long as a covariate often; and often, when asked about why its being considered as a covariate, there is a more ecologically-relevant variable that isn't being considered but should be... bears (animals in general) don't know or care about lat/long no matter how we record it... so I have to ask here, what is it you're actually interested in knowing? In other words, what are easting and northing proxies for in the polar bear world? Temperature?

Wind? (Is it colder or windier in certain places than others); Sea ice concentration, ocean temperature, etc.?

As we noted in our response to some of the ‘general comments,’ we view easting and northing (and more specifically, a GAM-type smooth representation) of these covariates as allowing us to account for spatio-temporal autocorrelation not explainable by other covariates. In a perfect world, animal distributions would be explainable entirely by causal predictors, but rarely in ecology are we so lucky. These covariates serve to account for areas of high (and low) abundance that are not predicted given the other covariates. We’ve included our reasoning in a large new paragraph justifying covariate inclusion.

13) I assume you kept distance to land, then, and got rid of northing?

Actually, we retained both, which should be evident in the Models and model fitting section. This information was just provided as a summary.

14) With reference to polar bear tracks, Why was the hope to derive a single covariate, rather than allow for mulitple covariates?

The issue is that if we developed one “track” covariate for the U.S. and another for the Russian part, there would be a discontinuity at the border; both with regard to the track model, and also with regard to estimates of polar bear density (in models where the discontinuous track covariate was used as a correlative predictor of polar bear densities). Since both likely vary smoothly (why would there be a country effect?), we preferred to try to join the two types of track observations with a single, underlying model for the density of tracks.

15) If you don't have detection probabilities, strip widths (and thus, area) how can you say anything other than that you have a minimum count of bears?

Wouldn't you be technically limited in saying that you have only presence data for a given 25 x 25 km cell?

The reviewer is correct that we don’t have a detection probability or strip width for auxiliary bear counts, but that doesn’t mean we can’t come up with a way to model those counts (especially since we *do* have detection probability and strip width for IR counts). In this case, we’re estimating a scalar parameter, ξ, that relates auxiliary bear counts to the IR bear counts. In our case, we had 3 sightings on effort with a known detection probability, and 5 additional counts where bears were visible from the plane but out of the IR strip. Not surprisingly, the estimate of ξ comes out to 5/3. So in general what this says is that if we expect to get a count of C in a grid cell from the IR, we would expect, on average, to get a count of U=5/3*C auxiliary sightings. Please let us know if this explanation makes sense, or if we should add an explanation in the ms.

16) Were all detections in a single habitat type and did every grid with that habitat type have a bear detection?

We’re not quite sure what the reviewer is getting at with this question. There were very few grid cells that had observations, so clearly not every grid cell with the same habitat type had a bear detected. Four out of the five “auxiliary” detections occurred in habitat with leads close to the Bering Strait, while one was up closer to Utqiaġvik with more solid ice coverage (Fig 1). To our mind, it was useful to include these observations because it provided the model with the information that there *are* bears in the southeast portion of the study area.

17) Over how many search hours? How much time elapsed from the time of the first survey to the time of the last survey? How many transects? Please provide more detail.

We now provide information on the number of transects and number of search hours. The time frame (April 7 – May 31) was previously stated in the Methods section, but we restate it here as well now.

18) I still don't understand how you can calculate density if you don't have a way of knowing the total area over which you flew?

Well, we do know the total area over which we flew (for the IR in the US, and for the photo/visual distance sampling in Russia), and have a detection probability for both. Is the reviewer referring to the “Auxiliary counts” of bears on the US side? We’re hoping that we sufficiently clarified this in response to (15) above; but please let us know if there is still something that doesn’t make sense.

19) Why weren't these variables included in the modeling? If you gathered fine-scale habitat and prey data, wouldn't that help describe presence and density of bears?

There are several issues here. First, in order to do this type of Chukchi-wide population modeling, covariates need to be available for each grid cell in the study area. To use seal data in this manner, we would thus need to fit a similar model to seal counts to come up with seal population density maps. This is in the works, but not completed, and we eventually intend to try to relate polar bear and seal distributions in a subsequent paper. But the story is not quite as clear as one would like. For instance, ringed seal abundance is by far the highest in the land-fast ice of Kotzebue sound, where there are no polar bears (whether ringed seals use that area because it is a refugia from bears or for some other reason is not fully understood). So using seal density as a predictor of polar bear abundance is not as useful as one might think.

Eventually it would also be nice to conduct modeling efforts with fine scale habitat data – e.g. extrapolating from in situ observations to sea ice conditions over the whole Chukchi Sea (perhaps using different ice type categorizations) but this type of modeling has not been conducted yet and would require collaboration with oceanographers and others who study sea ice.

20) Scientific names? Added

21) I think this is besides the point, the two different methods of gathering data tell us different things. As an aside, there seems to be a lot of worry among field biologists that "remote" methods of understanding populations like this would somehow replace MR studies and I think that's ridiculous. The sentiment here sounds like you're trying to ward off that notion/criticism and I don't think you need to.

We removed this sentence from the manuscript.

22) Regarding mention of GAM-like modeling framework in Discussion, the reviewer wrote ‘I think there could be more information or clarity about this in the methods section, it's not totally clear how this was employed.’

We were simply alluding to the smooth effects of covariates implemented using splines. We now state in the Models and model fitting section that “Models for latent polar bear abundance were considerably more complex, as we wanted the data to ``speak for themselves" by allowing smooth effects of covariates similar to the generalized additive modeling (GAM) framework (Wood 2017) commonly employed in modern density surface modeling of species distributions (Miller et al. 2013).”

23) Regarding poor fit of the track model: “can you remind what "poor fit" means here? We now refer to Fig. 3 here. These plots should be approximately uniform for a model that fits the data well; the low p-values and under- and over-predictions particularly for the Russian track data are indicative of lack-of-fit).

24) Figure needs scale bar at a minimum, and a legend preferably.

We added a scale bar and a north arrow to Fig. 1

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 1

André Chiaradia

2 Feb 2021

PONE-D-20-23811R1

Aerial survey estimates of polar bears and their tracks in the Chukchi Sea

PLOS ONE

Dear Dr. Conn,

Thank you for submitting your manuscript to PLOS ONE. Also, thanks for your patience as the decision has taken longer than usual. We have received a new reviewer’s report on your revision 1. Like the report on your original submission, the reviewers feel your manuscript makes a useful contribution but needs more caution on the analysis and interpretation. I agree with them while aware of the difficulty to collect data on this species. However, the dataset and its treatment are still an issue that needs to be addressed. I have been pondering between an open rejection or major revision. I have decided for a major revision if you can address the reviewer’s concerns by revising your analysis and toning down your conclusions. If you go ahead with further review, your revision number 2 will be sent to peer-review. In summary, we feel that your manuscript has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. We invite you to submit a revised version of the manuscript that addresses the review process concerns.

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Reviewers' comments:

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Reviewer #2: This is an interesting attempt to estimate polar bear abundance in the Chukchi Sea. The major constraint on the study is the very small sample size. Only 8 groups were observed in US waters and 49 groups in Russian waters. By most standards, analyzing such a small sample would be of questionable merit given that 2 different platforms, different observation methods used, and varying conditions / habitats. I put little credibility in the actual results of abundance but the approach taken is rigorous (it’s unfortunate that more sightings weren’t made). My major concern with the study is the determination of the area to which the density estimates were applied: this is virtually a non-issue for the manuscript and totally ignored. The beige lines in Figure 1, if I’ve understood correctly, show the area to which the density estimates were applied. I suspect the large estimate is associated in part with applying the density to northern areas that may be almost unused at this time of year. I doubt the northern areas of the study area have a similar density to those nearshore but that is simply speculation (based on polar bear ecology and marine productivity) but the RSF may improve that fit although I found the description of how the RSF was applied cryptic. If the RSF is for only the period of the study, OK, that helps but I didn’t see much discussion on this point and all I know is that it’s inside the GAM. I’m not overly convinced that tracks are a useful component – they are incredibly dependent on snow conditions and weather.

On balance, I don’t really put much credence in the numbers produced but the authors have made the best of weak data and try to put the incredibly expensive data to use. As such, the study warrants presentation in a peer-reviewed journal so that others can learn of the various problems of conducting such a survey.

I think, however, a more cautious statement of caveats would be useful. Most of the major limitations of the study (e.g., sample size, extrapolation of RSFs, tracks, area of application) are glossed over.

Abstract (no line #)

“are larger than” – I suggest adding “point estimates” – there is no statistical difference between the earlier and current estimates (although it’s almost impossible to have a difference given the large confidence intervals

it’s unclear why the lower bound is considered useful but I’m OK with leaving it in – I don’t believe, however, that it is very useful as everyone will use the point estimates

2 - binomial name

5 – what does “demographic status” mean? This is an odd bit of wording.

17-8 – superscripts missing

106 & 113 – SI units (km/h) for speed

366 – it’s to its

385 – it is unusual to have groups as the primary sampling unit. Subadults, adult males, and solitary females would make up >50% of the population.

499-400 “Translation of polar bear abundance to density is somewhat complicated by the fact that sea ice changed considerably throughout the survey” This is only one aspect. It is extremely likely that the density estimate does not apply over the whole area shown in Figure 1 (beige grid). That the density along the coast was similar to the north areas does not fit well for what is known about polar bears. Relying on Regehr et al. 2018 is of questionable merit as there is little basis for extrapolating those estimates to the whole population. In essence, a major peril in density extrapolation to obtain a population estimate is knowing how density varies over the area. Without such insight, the population could be increased or decreased to any size based on the area to which density is applied. The RSF may assist as a proxy for density and the results are unclear on how much influence this had on the population estimate.

The caveat of area and density variation over the study area is pretty much a non-issue in the manuscript. This needs attention. The lack of context for the density results appears to be a major oversight. Comparing only to a single paper in the same area is questionable.

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PLoS One. 2021 May 6;16(5):e0251130. doi: 10.1371/journal.pone.0251130.r004

Author response to Decision Letter 1


18 Mar 2021

Please see attached document for proper formatting. A text-only version of our responses to reviewer comments is copied here for completeness but color is needed for optimal reading.

POINT-BY-POINT RESPONSES TO REVIEWER COMMENTS

Here we provide point-by-point responses to all reviewer comments (our responses are in blue). We thank the reviewer for the time they took to examine our manuscript. We believe the changes we have made in response to these comments will clarify the modeling description and more accurately convey key uncertainties of our analysis.

Reviewer #2: This is an interesting attempt to estimate polar bear abundance in the Chukchi Sea. The major constraint on the study is the very small sample size. Only 8 groups were observed in US waters and 49 groups in Russian waters. By most standards, analyzing such a small sample would be of questionable merit given that 2 different platforms, different observation methods used, and varying conditions / habitats. I put little credibility in the actual results of abundance but the approach taken is rigorous (it’s unfortunate that more sightings weren’t made).

We agree with the reviewer that the sample size obtained in these surveys was not ideal for estimating animal abundance. Distance sampling, for instance, often suggests 60-80 encounters to be able to estimate the detection function accurately (see e.g. https://workshops.distancesampling.org/online-course/lecturepdfs/Ch4/L4-3%20Sample%20Size.pdf); our study used 49 for the Russian surveys, which is slightly under this recommendation. However, we do note that there are many examples in the published literature that use smaller samples to make inference about polar bear density from aerial surveys. For example, Evans et al. (2003) used a sample of 25 polar bear groups to estimate Chukchi-Beaufort polar bear density; McDonald et al. (1999) conducted inference using 15 polar groups; and Wiig and Derocher (1999) conducted inference using 29 bears. The low sample size is mostly attributable to the low densities of polar bears in these areas and are typical of springtime on-ice densities in much of the Arctic. In fact, our total survey effort (27,327 km) was greater than all 9 published studies we reviewed that use distance sampling to study polar bear abundance (Aars et al. 2009, 2017; Dyck et al. 2017; Evans et al. 2003; McDonald et al. 1999; Obbard et al. 2015; Stapleton et al. 2014, 2016; Wiig and Derocher 1999 – see S2 Appendix for citations), where the range of transects were all between 3,756 and 20,975 km. Our point is that while small, our sample sizes on the Russian side were comparable (and sometimes greater than) those in the peer-reviewed literature and that our study represents an unprecedented amount of survey effort compared to other polar bear surveys. The 49 groups counted on the Russian side allowed reasonable estimation of a detection function. The 8 groups observed on the US side were certainly not ideal and would be too few to estimate a detection function, but the additional 12 fly-over trials generated a reasonable estimate of detection probability that was independent of the main survey effort. The reviewer’s final point about varying conditions (specifically, sea ice melt) probably did impact the quality of our estimates near the Bering Strait where most melt occurred, but this was not an area where abundance was estimated to be high; in many areas (especially where abundance was estimated to be the highest), the quantity of sea ice was roughly constant during the period where surveys were conducted.

We made several changes and additions to the manuscript to ensure these comments are thoroughly addressed. First, we added text to the abstract and discussion emphasizing that the two survey platforms and other considerations meant that the methods used to generate abundance estimates depended on multiple assumptions:

“. . . a number of factors (e.g., equipment issues, differing platforms, low sample sizes, size of the study area relative to sampling effort) required us to make a number of assumptions to generate estimates . . .”

Regarding sample size, we added the following to the discussion:

“At the same time, it is important to note that bear densities, as well as sample sizes, will be reduced in the spring relative to late summer of fall surveys when the quantity of polar bear habitat (and therefore the size of potential study areas) is reduced (McDonald et al. 1999).” (Lines 529-532)

Finally, we included a new section in the discussion, “Additional limitations and potential impact on estimates” as a place to collect the many, varied caveats associated with our analysis, including sample size, changing habitat, and different platforms/observation methods.

My major concern with the study is the determination of the area to which the density estimates were applied: this is virtually a non-issue for the manuscript and totally ignored. The beige lines in Figure 1, if I’ve understood correctly, show the area to which the density estimates were applied. I suspect the large estimate is associated in part with applying the density to northern areas that may be almost unused at this time of year. I doubt the northern areas of the study area have a similar density to those nearshore but that is simply speculation (based on polar bear ecology and marine productivity) but the RSF may improve that fit although I found the description of how the RSF was applied cryptic. If the RSF is for only the period of the study, OK, that helps but I didn’t see much discussion on this point and all I know is that it’s inside the GAM.

There are two points here, one concerning possible extrapolations in the northern part of our study area, and one about the use of RSFs (and lack of a detailed description thereof) in the paper.

First, the reviewer is correct that there is potential for extrapolation bias in areas that are not surveyed. However, since our estimates are spatially explicit (see last row of Fig 4), one can calculate what abundance estimates are for certain areas in order to assess whether extrapolations should be regarded as problematic. For instance, taking a look for the estimate for the PBSG specialist group boundary (blue shading in Fig 1 that also overlaps with the beige grid), we get a time-averaged estimate of 3104 bears, compared to the estimate of the “full grid” of 3435 bears; stated another way, the abundance estimated in the unshaded area (primarily the northern and western portions of the study area, encompassing 32% of the study area) was estimated to be 331 bears. When looking at RSF plots which we now include in a new S1 Appendix, there appears to be predicted use in the far north of the study area. Therefore, we do not find evidence extrapolation is driving the magnitude of abundance estimates. Rather, it is the large number of encounters made in the southern half of the study area, particularly on the Russian side, that is driving the estimate.

Perhaps part of the confusion is that the maps of estimated abundance (Fig 4, bottom row) have a nonlinear color scaling such that predicted abundance has to get very close to zero to achieve a blue hue; this was a result of us wanting to show regions with low abundance (e.g. light blue) in addition to regions with high abundance (yellow). We have now included the following text in the figure caption, which should hopefully clarify this:

“Note that the scale of shading on abundance plots is nonlinear (i.e., very low densities are visible as light blue colors).”

Nevertheless, we agree with the reviewer’s broader point that our estimates are partially dependent on extrapolating to unsurveyed locations, which is potentially problematic if density-covariate relationships are unreliable in certain areas (e.g., the northern part of our study area). This is now addressed in the new subsection in the Discussion, entitled “Additional limitations and potential impact on estimates.”

Second, we agree with the reviewer that the RSF covariate development was cryptically described and that the manuscript would benefit from a fuller treatment. We have thus included a new appendix (S1 Appendix) that describes how the RSF was developed, and provides plots of predicted space use during our surveys. Briefly, RSFs were developed using data from multiple years of satellite telemetry records from adult female polar bears equipped with radiocollars. We then used the RSF, together with environmental covariate values from each day of our aerial surveys, to predict relative habitat utilization in each grid cell. As indicated in our cover letter, this revealed a data formatting error in how RSF distributions were entered into the original analysis. Previously, just 1 RSF surface was used instead of the full suite of daily RSF distributions. Correction of this error decreased abundance point estimates by about 3%. The plots in this appendix are useful for comparing RSF distributions to density predictions from our model, as well as to raw maps of polar bear sightings. In particular, it is evident that RSFs based on telemetered bears do not adequately predict the high densities of bears observed in Russian waters south of Wrangell Island. The low correlation between RSFs and our estimated density surface (ρ=0.25) suggests that the RSFs, which were based on dta from a sample of females that were collared near Kotzebue, Alaska may not accurately reflect spatial habitat use of the entire Chukchi subpopulation, at least in 2016. We have introduced additional text to the discussion to expand on this point.

I’m not overly convinced that tracks are a useful component – they are incredibly dependent on snow conditions and weather.

Given the susceptibility of tracks to environmental conditions and our findings that the track effect confidence interval considerably overlapped zero (line 488), we agree to a limited extent. However, we haven’t seen other studies that have tried to relate polar bear density to track density in the literature. If one could use track density to predict polar bear density it would be quite advantageous, since it is much easier to encounter tracks than it is bears themselves. As such, we treated it as a hypothesis worthy of investigation. To address the reviewer’s point and provide context to this, the discussion now states:

“Although further investigation with more consistent track sampling protocols would be worthwhile, the lack of support for a track density effect as a predictor of polar bear abundance suggests limited utility for population monitoring (i.e., as a relative abundance index). On the other hand, correlation between polar bear density estimates and track density was 0.63, higher than any other individual covariate.” (Lines 596-601)

We also indicate that

“. . . it is important to note that polar bear tracks indicate presence of bears at some point in time, but the longevity, visibility, and location of tracks was likely a function of many factors including sea-ice dynamics, surface characteristics (e.g., hard ice vs. deep snow), and weather.” (Lines 592-596)

On balance, I don’t really put much credence in the numbers produced but the authors have made the best of weak data and try to put the incredibly expensive data to use. As such, the study warrants presentation in a peer-reviewed journal so that others can learn of the various problems of conducting such a survey.

The reviewer is certainly correct that the data obtained during this study were imperfect, especially with equipment issues on the Russian side. We tried to do our best given the data available and are glad the reviewer sees value in this. We also agree with the reviewer that an important aspect of our paper is to communicate the difficulties encountered with our approach, such that method might be improved in the future. Given the difficulty and expense of studying ice seals and polar bears, and the fact that diminishing sea ice is making live-capture studies for polar bears more difficult, we anticipate that aerial survey methods for these species will see increased application in the future.

I think, however, a more cautious statement of caveats would be useful. Most of the major limitations of the study (e.g., sample size, extrapolation of RSFs, tracks, area of application) are glossed over.

We think this is a good suggestion and appreciate the reviewer’s attention to these important details. As mentioned earlier, we now devote a new subsection of the discussion to ``Additional limitations and potential impact on estimates” where we talk more specifically about sample size, extrapolation, and area of application. We also allude to these issues in the abstract now, indicating that

“. . . a number of factors (e.g., equipment issues, differing platforms, low sample sizes, size of the study area relative to sampling effort) required us to make a number of assumptions to generate estimates . . .”

Abstract (no line #)

“are larger than” – I suggest adding “point estimates” – there is no statistical difference between the earlier and current estimates (although it’s almost impossible to have a difference given the large confidence intervals

Changed

it’s unclear why the lower bound is considered useful but I’m OK with leaving it in – I don’t believe, however, that it is very useful as everyone will use the point estimates

We believe that the credible interval of the abundance estimate using g(0) = 1 does indeed provide useful information on the likely lower bound of abundance in this region, and so have retained the original text.

2 - binomial name

Added

5 – what does “demographic status” mean? This is an odd bit of wording.

We agree that this was unclear. Changed to “population trends”

17-8 – superscripts missing

Fixed

106 & 113 – SI units (km/h) for speed

Changed

366 – it’s to its

Fixed

385 – it is unusual to have groups as the primary sampling unit. Subadults, adult males, and solitary females would make up >50% of the population.

Using groups as the sampling unit is standard in aerial survey / distance sampling literature. The reason is that detections are made of groups of bears rather than individual bears independently. Assuming that individual bears are detected independently would inflate sample size and artificially increase precision. As such, detections are often modeled at the group (or “cluster”) level and then a separate model for group size is used to expand to the total number of individuals in the population. We now cite Buckland et al. (2001) as support for this procedure. (line 386)

499-400 “Translation of polar bear abundance to density is somewhat complicated by the fact that sea ice changed considerably throughout the survey” This is only one aspect. It is extremely likely that the density estimate does not apply over the whole area shown in Figure 1 (beige grid). That the density along the coast was similar to the north areas does not fit well for what is known about polar bears. Relying on Regehr et al. 2018 is of questionable merit as there is little basis for extrapolating those estimates to the whole population. In essence, a major peril in density extrapolation to obtain a population estimate is knowing how density varies over the area. Without such insight, the population could be increased or decreased to any size based on the area to which density is applied. The RSF may assist as a proxy for density and the results are unclear on how much influence this had on the population estimate.

The caveat of area and density variation over the study area is pretty much a non-issue in the manuscript. This needs attention. The lack of context for the density results appears to be a major oversight. Comparing only to a single paper in the same area is questionable.

Please see previous responses to “general comments.” In particular, we think the reviewer may have been misinterpreting our density plots (Final row of Fig 4.) which show how estimated density varies over the landscape. These estimated densities are a direct result of the GAM-like modeling framework where polar bear counts are related to environmental covariates, and these covariates are used to predict a density surface of bears in the study area (which varies spatially as well as temporally). Nevertheless, we provide additional context and collect caveats of the estimation process in a new section, “Additional limitations and potential impact on estimates”

It is difficult to provide many other comparisons of density in the study area because of the general lack of studies that have quantified density in this region, particularly in Russian waters. However, we now make comparisons to two pilot aerial surveys conducted in part over the U.S. portion of the Chukchi Sea (Evans et al. 2003; McDonald et al. 1999) – see lines 564-568. We also provide additional text in the Discussion comparing RSF distributions to our estimated density surfaces (Lines 602-610).

Attachment

Submitted filename: Response to Reviewers2.docx

Decision Letter 2

André Chiaradia

21 Apr 2021

Aerial survey estimates of polar bears and their tracks in the Chukchi Sea

PONE-D-20-23811R2

Dear Dr. Conn,

Thanks for your thoughtful reply while addressing concerns raised during the review process. The small sample size is a significant issue, but your caution on limitations of the study gave a good balance to have this hard-to-get data published. Without further ado, we are pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Assoc Prof André Chiaradia

Academic Editor

PLOS ONE

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Reviewers' comments:

Acceptance letter

André Chiaradia

26 Apr 2021

PONE-D-20-23811R2

Aerial survey estimates of polar bears and their tracks in the Chukchi Sea

Dear Dr. Conn:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

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on behalf of

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Appendix. Description of the development of polar bear resource selection layers for inclusion in model to estimate the number of polar bears in the Chukchi Sea polar bear subpopulation.

    (DOCX)

    S2 Appendix. Supplementary information on distance sampling.

    (DOCX)

    S1 Video

    (MP4)

    Attachment

    Submitted filename: PONE-D-20-23811_reviewer1.pdf

    Attachment

    Submitted filename: Response to Reviewers.docx

    Attachment

    Submitted filename: Response to Reviewers2.docx

    Data Availability Statement

    Code and data to recreate the analyses are located at https://github.com/pconn/ChukchiPolarBear and permanently archived on Zenodo at doi: 10.5281/zenodo.4708335.


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