Abstract
Objective
To determine whether an association exists between career duration or position played and the presence of chronic traumatic encephalopathy (CTE) at autopsy in a series of elite football and hockey players.
Methods
This retrospective cohort study analyzed postmortem brains of 35 former football or hockey players (29 professional, 6 university varsity/major junior), with the presence of CTE at autopsy as the primary outcome. Position played (highest level), age at retirement (indicator of lifetime exposure to sport), and hockey fighting/penalization histories (surrogate marker for role/style of play) were collected. A blinded neuropathologic evaluation of each participant was performed, providing an assessment for neurodegenerative diseases including CTE, based on the 2015 National Institute of Neurological Disorders and Stroke/National Institute of Biomedical Imaging and Bioengineeringconsensus paper.
Results
In total, 17 of 35 former players (48.6%) showed pathologic evidence of CTE. There was no correlation found between position played and CTE presence, nor between hockey fighting/penalization histories and CTE, in either the football or hockey groups (p > 0.75, Mann-Whitney-Wilcoxon). Similarly, there was no association between age at retirement and CTE presence (p > 0.5, Mann-Whitney-Wilcoxon). In 24 of 35 cases (68.6%), other neuropathologies were present, 13 of 24 (54.2%) of which were coexistent with CTE.
Conclusion
In this cohort of 35 former collision sports athletes, no significant associations were found between career duration, position or role played, and CTE presence at autopsy. Although limited by the small and nonrepresentative sample studied, these findings suggest that nonsport factors may be important to understand differing susceptibilities among athletes to CTE.
Mild traumatic brain injury (TBI) is common in collision sports such as American football and ice hockey,1–3 sustained through tackling, blocking, and rushing collisions4 in football and open-ice or board collisions and fighting5–7 in hockey. The National Football League (NFL) reported 224 concussions in 2019,4 and the National Hockey League (NHL) reported a mean of 71.2 to 74.3 concussions per season between 1997 and 2010,8,9 although these are likely underestimates.8,9 Whereas some individuals experience transient symptoms, including headache, fatigue, and memory loss,10 a considerable proportion of concussed individuals have persistent symptoms lasting months or years after injury,11 including depression, anxiety, and a propensity for neurodegenerative diseases.12
Head trauma has been associated with the progressive neurodegenerative disease chronic traumatic encephalopathy (CTE).13–15 Pathologically, CTE diagnosis requires perivascular accumulation of hyperphosphorylated tau in neurons, astrocytes, and cell processes in the depths of cortical sulci.16 Various prevalence rates of CTE have been reported in football and hockey players, ranging from 50%16 to 99%18,19 in football and 80%20 in hockey. In football, the likelihood of sustaining a concussion differs depending on playing position: offensive and defensive linemen experience more frequent concussions but at lower impact forces compared to other positions.21,22 In hockey, forwards sustain significantly more concussions than defensemen or goaltenders.8,23 It is unclear whether this association extends to the risk of CTE. In addition, longer career duration has been significantly associated with an increased number of reported concussions24 and has been suggested to increase the odds of developing CTE in life.18 The objective of this study was to assess the association between career duration and position played and the pathologic presence of CTE at autopsy.
Methods
Participants
The 35 participants were male former elite-level (defined here as professional or university varsity or Canadian major junior) football or hockey players. Informed consent for study participation and brain autopsy was given by the participants' next of kin. The former players studied were selected from a larger brain bank composed of individuals with premortem histories of mild TBI from diverse etiologies. The selected participants represented all of the former elite football and hockey players. Many of the football players from this brain bank were recruited through the Canadian Football League Alumni Association, where the next of kin, or players themselves if consenting premortem, consented to brain donation as part of a longitudinal study of long-term effects of sports-related concussion. Others were recruited through approaches made to family members of recently deceased players shortly after the time of death (often indicated in media reports). For professional hockey players, cases were similarly recruited by approaching the family shortly after death. For university varsity athletes and Canadian major junior hockey players, families approached us to donate the brain for autopsy and consented to brain donation through the Canadian Concussion Centre's website (uhn.ca/KNC/Research/Projects/Canadian_Concussion_Centre/Pages/donate_your_brain.aspx), which is open to the public.
Online databases were used to collect all information on playing career duration, age at retirement from competitive sport, playing position at the highest level, fighting history (hockey players only), and penalty minutes (hockey players only). The most frequently used databases included pro-football-reference.com, cflapedia.com, statscrew.com, justsportsstats.com, profootballarchives.com, cfl.ca, nfl.com, nhl.com, hockeydb.com, hockey-reference.com, and hockeyfights.com. Individual team or university websites were also consulted in certain cases. In addition, next of kin were specifically asked about the nature and severity of TBI exposure, including possible incidences of moderate TBI (e.g., loss of consciousness >30 minutes, posttraumatic amnesia >24 hours) or severe TBI (e.g., loss of consciousness >24 hours, posttraumatic amnesia >7 days). The players in this study were all exposed to mild TBI through their respective sport but had no known history of more severe TBI. Cause of death for each individual in this study is not included in order to protect the identity of participants. All of the participants had presented during life with neurologic or neuropsychiatric symptoms ranging from minor mood disorders to severe dementia. The quantitative details of this clinical information are currently being collected and will be addressed in a future publication.
Neuropathologic Diagnoses
Each brain was fixed in formalin and sampled in accordance with the National Institute on Aging–Alzheimer’s Association guidelines for the neuropathologic assessment of Alzheimer disease (AD) and other neurodegenerative diseases,25 as was used in the CTE diagnostic consensus article.16 Up to 25 sample blocks were taken from each case, including cortical, subcortical, cerebellar, and brainstem regions. These blocks included the 12 regions listed in the CTE diagnostic consensus report as being critical for CTE diagnosis but also included all other areas within the National Institute on Aging–Alzheimer’s Association guidelines because these cases underwent general brain autopsy in addition to examination for CTE diagnosis. If no pathology was captured, more samples were taken from CTE-relevant areas, including the frontal lobe (bilateral middle, parasagittal, and orbitofrontal), superior and inferior temporal cortex, peri-Rolandic cortex, mesial cortex, occipital/striatal cortex, and parietal cortex. Subcortical areas were also extensively sampled. This sampling methodology ensures that our CTE diagnostic methods are comparable to those of previously published groups and the official CTE diagnostic criteria. Each sample was processed and embedded in paraffin to make formalin-fixed paraffin-embedded blocks. The formalin-fixed paraffin-embedded blocks were then cut with a microtome into 6-μm sections and mounted on glass slides.
Each slide was stained for Luxol fast blue and hematoxylin-eosin, followed by a full neuropathologic assessment with the following antibodies: phospho-tau (p-tau; Ser199, Ser202) (polyclonal rabbit, No. 44-768 G: Thermo Scientific [Waltham, MA], 1:1,000), TAR DNA-binding protein 43 (TDP-43; polyclonal rabbit, No. PA5-29949, Thermo Scientific, 1:500), β-amyloid (monoclonal mouse, Dako [Glostrup, Denmark], M0872, 1:50), and α-synuclein (monoclonal rabbit, No. 701085, Thermo Scientific, 1:500). Each case was blindly and independently assessed by both a staff neuropathologist and a neuropathology resident to confirm a final diagnosis for each case at autopsy.
Specifically, the diagnosis of CTE was based on the 2015 consensus study by McKee et al.16 with the National Institute of Neurological Disorders and Stroke/National Institute of Biomedical Imaging and Bioengineering, in which the absolute requirement for CTE diagnosis is the presence of p-tau aggregates in neurons, astrocytes, and cell processes around small vessels in the depths of cortical sulci. The supportive microscopic criteria listed in the consensus study include p-tau pretangles and neurofibrillary tangles preferentially in superficial cortical layers (II, III) over deep layers (IV, V), in CA2 and CA4 hippocampal regions over CA1 and subiculum, p-tau in subcortical nuclei, p-tau–positive thorny astrocytes in the glial limitans in subpial and periventricular regions, p-tau–positive large grain-like or dot-like structures, and TDP-43–positive neuronal cytoplasmic inclusions and dot-like structures in the hippocampus, anteromedial temporal cortex, and amygdala. Macroscopic supportive criteria include disproportionate dilation of the third ventricle, septal abnormalities, mammillary body atrophy, and contusions or other signs of previous traumatic injury.16 Because these diagnostic criteria do not specify different stages of disease or burdens of pathologic inclusions, we limited our diagnostic assessment to the presence or absence of CTE pathology without quantitatively evaluating the pathologic burden.
Statistical Analysis
The independent variables in this study were defined as age at retirement, position played (at the highest level), fighting history (expressed as the number of fights per season per player, in the hockey group only), and penalization history (in the hockey group only). For football players, the positions played were subsequently grouped as follows: offensive/defensive linemen, offensive/defensive backfield/receivers, and tight ends/linebackers. For hockey players, positions were classified as either forward or defense (there were no goaltenders in the study cohort). The dependent variable of this study was defined as the presence of CTE; a secondary outcome measure was the presence of other neuropathology at autopsy.
Statistical analysis was performed with the R software package (R Foundation for Statistical Computing, Vienna, Austria). Two-sided Mann-Whitney (Wilcoxon rank sum) tests were performed to determine whether cases with CTE-positive and CTE-negative neuropathology differed significantly with respect to age at retirement, playing position, fighting history (hockey group only), and penalization history (hockey group only).
Standard Protocols, Registrations, and Patient Consents
This study was approved by the Ethics Review Board at the Hospital for Sick Children (REB No. 1000059400). Written informed consent was obtained from all next of kin in this study, and these records are on file.
Data Availability
Due to the nature of the study and to respect the privacy and identities of individuals in this study, data outside of what are presented in this article are not publicly available.
Results
Cohort Demographics and Sport History
This study included a total of 35 male participants, of whom 24 (68.6%) were former football players and 11 (31.4%) were former hockey players. The mean age at death for all 35 participants was 62.7 years (SD 17.5 years). The mean age at death for football players (68.5 years, SD 14.8 years) was significantly higher than for hockey players (50.0 years, SD 16.9 years) (p = 0.002, Student t test). Stratified by the presence or absence of CTE at autopsy, the mean age at death was 59.9 years (SD 18.4 years) for those with CTE and 65.22 (SD 16.8 years) for those without CTE. There was no significant difference in age between cases with CTE and without CTE in the overall cohort (p = 0.38, Student t test) or when the cohort was stratified by sport (football: 67.5 [SD 14.8] years vs 69.1 [SD 14.9] years, p = 0.80; hockey: 44.3 [SD 13.1] years vs 56.8 [SD 19.8] years, p = 0.27). Twenty-nine of the former players (82.9%) in this cohort played professionally (Canadian Football League, NFL, or NHL); for 6 players (17.1%), the highest level was university varsity or major junior (hockey) (table). Specifics regarding cause of death are not presented, but in general, it can be said that a majority of players in this cohort died of diverse age-related chronic diseases, whereas the younger individuals tended to die unexpectedly of suicide or drug overdose. More detailed clinical information for some of these individuals will be explored in a future publication.
Table.
Neuropathologic Diagnosis of CTE
Within this cohort of former elite football and hockey players, 17 of 35 (48.6%) were neuropathologically diagnosed with CTE at autopsy. Cases with CTE included 11 of 24 (45.8%) football players and 6 of 11 (54.5%) hockey players. Cases with CTE diagnoses were all characterized by the presence of clusters of perivascular p-tau deposits in the cerebral cortex with preferential depth of sulcus distribution in frontoparietal areas. P-tau foci were distributed within neurons and astrocytes, in concordance with the currently accepted criteria for pathologic CTE diagnosis. There was a spectrum of load of pathology. In some cases, the pathology was very focal and scanty and was limited to small perivascular deposits in the depth of sulci (figure 1, A–C). In cases with more widespread pathology, perivascular pathology could be recognized, but additional findings included involvement of superficial cortical layers (figure 2, A and B), subpial and periventricular (figure 2C), as well as white matter P-tau deposits (figure 2D). Deep gray matter structures such as nucleus basalis of Meynert, substantia nigra, and locus ceruleus were also variably involved with P-tau tangles. In these cases, other proteinopathies were also frequently encountered and included synucleinopathy (figure 2E), TDP-43 cytoplasmic deposits (figure 2F), and β-amyloid plaques (not shown). Aging-related tau astrogliopathy (ARTAG) was also frequently noted (figure 1F). Two of the 17 cases of CTE (1 football player, 1 hockey player) had pathologic evidence of diffuse axonal injury; no other gross or histologic pathology indicative of more severe TBI (e.g., hemorrhage, encephalomalacia) was identified.
Other neuropathologic diagnoses were present in 24 (68.6%) individuals in this cohort. These included 15 cases (62.5%) of AD, 7 cases (29.2%) of athero/arteriolosclerosis, 5 cases (20.1%) of ARTAG, and 3 cases (12.5%) of synucleinopathy. Among these 24 cases with other neuropathologic diagnoses, 11 (45.8%) were coexistent with CTE, whereas 13 (54.2%) were not coexistent with CTE.
Position Played Did Not Correlate With CTE Diagnosis at Autopsy
Among the 24 football players assessed, there were 5 offensive backs/receivers (including running backs, quarterbacks, and receivers), 3 defensive backs, 6 tight ends/linebackers, and 10 offensive/defensive linemen. CTE diagnoses were made in 3 of 5 (60%) offensive backfield/receivers, 1 of 3 (33.3%) defensive backs, 3 of 6 (50%) tight ends/linebackers, and 4 of 10 (40%) linemen. There was no significant correlation between the main groups (defined in Methods) of positions played at the highest level and CTE presence at autopsy in football players (p > 0.75, Mann-Whitney-Wilcoxon).
Among the 11 ice hockey players, there were 7 forwards and 4 defensemen. CTE diagnoses were made in 4 of 7 (57.1%) forwards and 2 of 4 (50%) defensemen. There was no significant correlation between position played at the highest level and CTE presence at autopsy in hockey players (p > 0.75, Mann-Whitney-Wilcoxon).
Fighting and Penalization Histories in Hockey Did Not Correlate With CTE Diagnosis at Autopsy
Within the group of 11 hockey players, the mean number of fights per season per player (excluding 1 university varsity player whose highest-level league did not permit fighting) was 7.6 (SD 6.6), and the mean number of penalty minutes per season per player was 103.7 (SD 41.5). Stratified by CTE status, the mean number of fights per season per player at the highest level of play was 7.2 (SD 6.6) for those with CTE pathology and 8.0 (SD 7.3) for those without CTE pathology. Similarly, with respect to penalization histories, stratified by CTE status, the mean number of penalty minutes per season per player was 98.5 (SD 34.6) for those with CTE pathology and 110 (SD 52.2) for those without CTE pathology. Overall, no significant association was found between fighting/penalization history and CTE presence at autopsy in hockey players (p > 0.75, Mann-Whitney-Wilcoxon).
Age at Retirement Did Not Correlate With CTE Diagnosis at Autopsy
The mean age at retirement within this cohort was 31.1 years (SD 5.1 years). Because elite football or hockey players will have started playing their respective sports competitively at a young age, age at retirement was used as an indicator of overall career duration, that is, lifetime competitive exposure to either hockey or football. In cases with CTE diagnosis at autopsy (n = 17), age at retirement was normally distributed with a skewness of 0.17 and kurtosis of 0.39. Age at retirement was not associated with CTE diagnosis at autopsy (p > 0.5, Mann-Whitney-Wilcoxon).
Discussion
In this study, we found an overall CTE prevalence of 48.6% in a cohort of former elite-level football and hockey players. The prevalence of CTE in the football group was 45.8% and in the hockey group was 54.5%. This prevalence is considerably lower than the 84% to 89% reported in 2 studies on football players by Mez et al.18,19 Other studies concentrating on professional football players have reported CTE prevalence rates from 88% to 97%,26,27 again much higher than the prevalence found here in a comparable population. Similarly, the prevalence of CTE in former hockey players has been previously reported as up to 80%,26 again much higher than the prevalence rate found in this study. Other studies, however, have estimated a lower prevalence of CTE in former contact and collision sports athletes.28,29 Twenty-four of 35 (68.6%) of the individuals in our cohort had other neuropathologic diagnoses at autopsy, 11 (45.8%) of which were coexistent with CTE.
Our findings add to the variation reported in prevalence of CTE across other studies. It is likely that this variation is due in part to disparities in the criteria for the neuropathologic diagnosis of CTE, which are still preliminary and contain features not specific to CTE. In our opinion, the true prevalence of CTE may be lower than that reported in previous studies. Indeed, some of the pathologic features, in particular deposition of p-tau, listed in the CTE diagnostic criteria are found in other neurodegenerative diseases, including AD and frontotemporal lobar dementia, which can make it difficult to discern CTE from other comorbid conditions.27 CTE is thought to be distinguishable from AD on the basis of the distribution of p-tau in the depths of cortical sulci and relative absence of β-amyloid plaques.16 However, in a large case series of football players reported by Mez et al,18 β-amyloid was reported in 44.1% of the diagnosed cases of CTE, a finding contradictory to the currently accepted diagnostic criteria, which both accentuates the overlap between CTE and other neurodegenerative diseases16 and calls into question the specificity of the current diagnostic criteria for CTE. The line between a diagnosis of CTE and AD in former athletes becomes especially blurred with old age because many of these elderly individuals may have features of both diseases. Similarly, it has been suggested that some cases of CTE may simply be misdiagnosed cases of ARTAG,31 a neuropathologic condition marked by an age-related accumulation of p-tau in astrocytes, particularly in the subpial, subependymal, and perivascular white and gray matter regions.32 These features overlap significantly with the diagnostic criteria for CTE, and a clear distinction between these 2 pathologic findings is controversial. In particular, CTE and ARTAG overlap in their areal distribution in the brain—in the depths of cortical sulci and in subpial and perivascular regions—with the main difference being that ARTAG involves mostly astrocytes whereas CTE involves both neurons and astrocytes. In the absence of tau-containing neurons, astrocytic tau may indicate ARTAG. However, it is important to note that the current diagnostic criteria of CTE are preliminary and may become more specific as guided by future studies. The present study found the diagnosis of other neuropathologies in 11 of 17 (64.7%) CTE cases, including AD and ARTAG, further emphasizing this issue in CTE diagnoses and supporting the argument that previous reports may have overestimated CTE prevalence.
We did not find an association between age at retirement and the pathologic presence of CTE at autopsy (p > 0.5, Mann-Whitney-Wilcoxon). This finding is consistent with reports that age at first exposure to football does not correlate with CTE presence or severity.19,22 Although age at first exposure and overall career duration are different variables, both a lower age at first exposure and a later age at retirement imply a greater exposure to head trauma over time. This is especially true for a cohort of elite football and hockey players, who would have started playing competitively at a similar early age (particularly in the case of hockey). Although we found no association in our study, Mez et al.19 recently reported a direct correlation between duration of football play and CTE. Perhaps relatedly, Alosco et al.33 have suggested that although a younger age at exposure is not associated with severity of CTE pathology, it may reduce an individual's resiliency to late-life neuropathology in general. However, there is currently no evidence to support this hypothesis.
We also found no association between primary playing position or, in hockey, the role played (i.e., fighting history [e.g., “enforcer” role] or general roughness [with penalty minutes serving as a surrogate measure of a rough, more collision-prone style of play]) and the pathologic presence of CTE at autopsy (p > 0.75, Mann-Whitney-Wilcoxon). These findings are particularly interesting because several studies have reported significantly different rates of concussions when stratified by playing position. In 2016, Yengo-Kahn et al.34 reported that the greatest concussion rates in football players were found in quarterbacks and linebackers. In contrast, Baugh et al.35 reported that offensive linemen had the highest number of undiagnosed concussions and more frequent postimpact symptoms and suggested that positions in which players experience low-intensity but frequent impacts present a higher risk for concussions. Clinically, no significant difference was found in suicide mortality rate between football players of different playing positions.36 Although studies suggest significant differences in concussion rates between playing positions, the relationship between positions and the pathologic presence of CTE remains unclear. In the 2 series of football players reported by Mez et al.,18,19 information about playing positions for each athlete was assessed, but no significant interactions were reported between position and CTE pathology. No studies to date have assessed the relationship between CTE pathology and position played in hockey. However, it has been shown that forwards sustain significantly more concussions than other playing positions.8,23
Whether impact frequency or impact severity is a more important risk factor for CTE is an unresolved question. Certain collision sport playing positions, for example, quarterback or wide receiver in football, are more subject to low-frequency, yet high-severity, impacts. The same may also be true for forwards in hockey.8 In contrast, other playing positions such as football linemen might experience numerous, frequent impacts but at lower impact velocities. Nonetheless, this study and other published case series18,19 did not find significantly different rates of CTE associated with playing position. This discrepancy highlights the complexity of the relationship between reported number, or even severity, of concussions and CTE presence at autopsy. It may be the case that a low number of high-velocity impacts is equivalent to a high number of low-velocity impacts with respect to the potential to cause CTE later in life. If this is the case, then the number of reported concussions, as is often used as an independent variable in case series, may not be a reliable indicator of CTE risk.
It is important to acknowledge the limitations posed by our relatively small sample size and the possibility that the failure to identify associations between playing position and CTE diagnosis might represent false-negative, type II errors. For example, to detect a 50% difference in CTE diagnosis between groups with 80% power, a sample size of ≈14 is needed, a target not quite met by some of our comparative analyses. Detection of smaller differences in risk would of course require even more subjects; thus, future studies including more individuals and ultimately meta-analyses will be needed to address these limitations. Another limitation of our study, mentioned here for completeness, pertains to a heterogeneity within the group of professional hockey players; specifically, protective helmet use was not mandatory for players entering the NHL until 1979, and 4 of the 8 former NHL players in our cohort played without head protection for at least part of their NHL careers (1 of these 4 players was diagnosed with CTE at autopsy).
It should also be acknowledged that our methods could not entirely exclude the possibility that 1 or more of the former elite athletes in this group may have suffered a head injury more severe than concussion. Although next of kin were specifically asked about the historical occurrence of signs diagnostic of moderate or severe TBI, a validated TBI screening tool was not used for this questioning. Indeed, 2 individuals did show diffuse axonal injury pathology, compatible with moderate to severe TBI, and both individuals had a CTE diagnosis. Nonetheless, more definitive pathologic evidence of moderate-severe TBI (e.g., hemorrhage, encephalomalacia) was not found in any of the cases, with or without a CTE diagnosis.
Another important caveat to the present study is the absence of a control group of individuals who played elite-level football or hockey but who did not have any neurologic symptoms in life. Patients and next of kin are significantly more likely to participate in brain donation programs if they are already concerned that they have the disease being studied.37 This referral bias is inherently present in every retrospective CTE study, including the present study, and thus the current data are relevant predominantly to the population of elite-level athletes who have experienced neurologic symptoms, ranging from mood disorders to dementia or movement disorders.
The limitations of a small and nonrepresentative sample notwithstanding, the findings of this study suggest that other factors not assessed in the present study, outside of sport exposure and playing position, might contribute in an important way to an individual athlete's susceptibility to CTE. Elite collision sport athletes may differ from the general population in many ways besides exposure to repetitive head trauma, including strenuous exercise routines, body habitus, the use of ergogenic or recreational drugs, and other personal and sociological factors. Indeed, genetic predispositions, alcohol and drug use, stress, or systemic comorbid conditions may significantly affect an individual's propensity for—or relative protection from—the development of CTE later in life.
Glossary
- AD
Alzheimer disease
- ARTAG
aging-related tau astrogliopathy
- CTE
chronic traumatic encephalopathy
- NFL
National Football League
- NHL
National Hockey League
- p-tau
phospho-tau
- TBI
traumatic brain injury
- TDP-43
TAR DNA-binding protein 43
Appendix. Authors
Contributor Information
Nicole Schwab, Email: nicole.schwab@sickkids.ca.
Richard Wennberg, Email: richard.wennberg@uhn.ca.
Karl Grenier, Email: karl.grenier@mail.mcgill.ca.
Carmela Tartaglia, Email: carmela.tartaglia@uhn.ca.
Charles Tator, Email: charles.tator@uhn.ca.
Study Funding
Study funded by donations through the Canadian Concussion Centre at the Toronto Western Hospital.
Disclosure
L.-H. Hazrati acknowledges research funding from the Canadian Institutes of Health Research and the National Institute of Neurological Disorders and Stroke. She has served pro-bono as a consultant and expert witness in the area of neurotrauma and neuropathology. The other authors report no disclosures relevant to the manuscript. Go to Neurology.org/Nhttps://n.neurology.org/lookup/doi/10.1212/WNL.0000000000011668 for full disclosures.
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Data Availability Statement
Due to the nature of the study and to respect the privacy and identities of individuals in this study, data outside of what are presented in this article are not publicly available.