Abstract
Focal segmental glomerulosclerosis (FSGS) is not a specific disease entity but a lesion that primarily targets the podocyte. In a broad sense, the causes of the lesion can be divided into those triggered by a presumed circulating permeability factor, those that occur secondary to a process that might originate outside the kidneys, those caused by a genetic mutation in a podocyte or glomerular basement membrane protein, and those that arise through an as yet unidentifiable process, seemingly unrelated to a circulating permeability factor. A careful attempt to correctly stratify patients with FSGS based on their clinical presentation and pathological findings on kidney biopsy is essential for sound treatment decisions in individual patients. However, it is also essential for the rational design of therapeutic trials in FSGS. Greater recognition of the pathophysiology underlying podocyte stress and damage in FSGS will increase the likelihood that the cause of an FSGS lesion is properly identified and enable stratification of patients in future interventional trials. Such efforts will facilitate the identification of effective therapeutic agents.
Subject terms: Focal segmental glomerulosclerosis, Nephrology, Kidney diseases
Focal segmental glomerulosclerosis is a histopathological lesion that has heterogeneous causes. In this Perspectives article, the authors outline a rationale for the stratification of focal segmental glomerulosclerosis based on current understanding of the pathophysiology of podocyte stress and damage and propose that such an approach will improve the rational design and success of therapeutic trials.
Introduction
Focal segmental glomerulosclerosis (FSGS) is a histopathological ‘pattern of injury’ seen on light microscopy (LM) — not a specific disease entity. It is conventionally defined as the consolidation of a portion (segmental) of the glomerular capillary tuft that is attached to Bowman’s capsule and in late stages contains an accumulation of extracellular matrix, involving a subset (focal) of glomeruli1,2. The principal abnormality on electron microscopy (EM) is a variable degree of podocyte foot process effacement (FPE) and gaps in the podocyte cover of the glomerular basement membrane (GBM). Immune deposits are not present, but trapping of IgM and complement component C3 within the segmental sclerotic areas can be observed on immunofluorescence microscopy. The cardinal clinical feature is a variable degree of proteinuria with or without the nephrotic syndrome.
The FSGS lesion has heterogeneous causes3. The common initiation event is podocyte damage, which ultimately results in podocyte depletion, and hence FSGS is considered to be a podocytopathy. It can be subdivided into four general categories: presumed permeability factor-related FSGS (ppfFSGS), secondary, genetic and unclassifiable (also termed FSGS of unknown cause) forms4,5.
A careful attempt to correctly stratify patients with FSGS based on their clinical presentation and pathological findings on kidney biopsy is essential for sound treatment decisions in individual patients and for the rational design of therapeutic trials in FSGS. Unfortunately, a number of clinical trials have failed to meet this dictum, and have enrolled a mixed population of FSGS categories without proper stratification. As a result, little progress has been made in the development of effective therapies. This Perspectives article provides a rationale for the stratification of FSGS based on current understanding of the pathophysiology of podocyte stress and damage. We envisage that the stratification of patients according to these categories will increase the likelihood that the cause of a FSGS lesion is properly identified, and improve the rational design and success of therapeutic trials.
FSGS categories
Presumed permeability factor-related FSGS
The form of FSGS traditionally termed ‘primary FSGS’ is presumed to be caused by a circulating permeability factor (or factors) that trigger(s) sudden and generalized injury to podocytes5. Given the causative role of the presumed permeability factor, we hereafter refer to this form of FSGS as ppfFSGS. Notably, despite intensive efforts, a definitive causative factor has not been conclusively identified, although several candidate molecules have been proposed, including cardiotrophin-like cytokine factor 1 (CLCF-1), soluble urokinase-type plasminogen activator receptor (suPAR), anti-CD40 antibody, apolipoprotein A1 and a soluble form of calcium/calmodulin-serine protein kinase (CASK)6,7. A number of in vitro assays have indirectly demonstrated the presence of a circulating permeability factor in plasma from patients with active ppfFSGS, although these assays have not been validated and their use is currently limited to the experimental setting8,9. This form of FSGS is most commonly treated with immunosuppressive drugs, including glucocorticoids and calcineurin inhibitors (CNIs)10 or with plasmapheresis or immunoadsorption. Whether the effects of the immunosuppressant drugs on proteinuria are due to a systemic or a local effect on podocytes remains uncertain (see below). Data from observational trials suggest that about 40–70% of patients with ppfFSGS respond to glucocorticoids or CNIs11, but these studies may have included patients with secondary and genetic forms of FSGS. We estimate that at least 70% of correctly classified patients with ppfFSGS should respond to a sufficiently long course of immunosuppression. Renin–angiotensin system (RAS) blockade is generally ineffective in reducing proteinuria in patients with ppfFSGS12. The recurrence rate of ppfFSGS is 70–80% in initial transplants when genetic and secondary causes are excluded13. It has been hypothesized that minimal change disease and ppfFSGS are part of the same disease spectrum, where both are associated with circulating permeability factors, but ppfFSGS represents a more advanced and often more therapy-resistant phenotype and minimal change disease a less severe and usually glucocorticoid-sensitive phenotype14.
Secondary FSGS
Secondary FSGS is an umbrella term for FSGS lesions caused by a diverse array of pathogenic events and can be subdivided in maladaptive FSGS, drug-induced FSGS, viral-induced FSGS and FSGS lesions superimposed on other glomerular diseases. Most patients traditionally classified as having maladaptive FSGS have a distinctive and specific causative factor (for example, unilateral renal dysplasia or agenesis, congenital nephropenia or low nephron endowment, morbid obesity, a surgical reduction of renal mass or reflux nephropathy), but many others do not15. At least some of those individuals for whom a specific causative factor has not been identified may have an unidentified genetic form of FSGS, for example, caused by APOL1 risk alleles. Maladaptive forms of secondary FSGS are characterized by relative podocytopenia, resulting from a reduction in the number of functioning nephrons or from a normal nephron population subjected to an abnormal haemodynamic stress. In conditions associated with enlarged glomeruli (such as obesity-related glomerulopathy or congenital nephropenia), the ratio of functioning podocytes to glomerular tuft surface area is decreased. Treatment of maladaptive FSGS is aimed at reducing injurious glomerular capillary hypertension, typically with RAS inhibitors; glucocorticoids and other immunosuppressive drugs are ineffective. Weight loss and caloric restriction reduce proteinuria in patients with obesity-related FSGS.
Other forms of secondary FSGS result from the direct effects of toxins (for example, bisphosphonates, interferons and androgens) or viral insults (for example, HIV, HCV and SARS-CoV-2) on podocytes16. FSGS lesions might also be seen in other glomerular diseases (for example, sclerotic lesions in IgA nephropathy, membranous nephropathy, lupus nephritis and ANCA-associated vasculitis), but the clinical phenotype is usually dominated by the primary disease. Secondary FSGS does not recur after transplantation.
Genetic FSGS
Defects in vital podocyte and GBM proteins are increasingly recognized as causes of FSGS (Table 1). Genetic FSGS may ensue from mutations in the nuclear genes that encode podocyte proteins involved in slit diaphragm structure and function, actin cytoskeleton architecture and regulation, nuclear function and cellular metabolic pathways and adhesion to the GBM17. Even more commonly, mutations in the structural GBM glycoproteins of the collagen IV lineage are causes of FSGS18. Future studies will probably identify causative mutations in novel genes, such as those involved in mitochondrial function or maintenance of the endothelial glycocalyx19.
Table 1.
Function of the gene product | Gene |
---|---|
Slit diaphragm proteins | NPHS1, NPHS2, CD2AP, CRB2, TRPC6, FAT1 |
Actin binding | PLCE1, ACTN4, MYO1E, MYH9, INF2, ANLN, AVIL |
Actin regulation | ARHGDIA, ARHGAP24, KANK1, KANK2, KANK4, MAGI2, DLC1, ITSN1, ITSN2, DAAM2 |
Nuclear transcription factors | LMX1B, WT1, SMARCAL1, NXF5 |
Nuclear pore complex proteins | NUP93, NUP85, NUP107, NUP133, NUP160, NUP205, XPO5 |
Mitochondrial proteins | COQ2, COQ6, COQ8B (ADCK4), PDSS2, MTTL1 |
KEOPS complex (tRNA modification) | OSGEP, TP53RK, TPRKB, LAGE3 |
Lysosomal proteins | SCARB2 |
Adhesion proteins | ITGA3, ITGB4, LAMB2 |
Glomerular basement membrane proteins | COL4A3, COL4A4, COL4A5, COL4A6, LAMA5 |
Other | SGPL1, CUBN, PTPRO, WDR73, EMP2, DGKE, ALG1 |
Genetic FSGS is common in infants and young children and has been reported in up to 60% of children with steroid-resistant nephrotic syndrome20. However, adults with FSGS lesions can also harbour pathogenic mutations21. Large gene panels or whole exon sequencing can detect potentially pathogenic mutations in as many as 30% of adults with FSGS lesions22. Proteinuria is variable but can be high. Most adult patients with persistent moderate-to-severe proteinuria progress to kidney failure, at variable rates17. Many patients with genetic FSGS — including those with mutations in COL4 genes — respond favourably to RAS inhibitors23. Genetic FSGS is typically resistant to immunosuppression. Interestingly, patients with mutations in EMP2 (the protein product of which regulates CAVEOLIN-1 levels)24 or in proteins that interact with Rho-like small GTPase, a key regulator of the actin cytoskeleton25, respond at least partially to glucocorticoids, suggesting that glucocorticoids can exert direct effects on podocyte function. Similarly, some mutations may respond to CNIs, although complete remissions are rare26,27. Whether these therapeutic responses were the result of direct actions of CNI on the podocyte actin cytoskeleton, for example, through regulation of synaptopodin phosphorylation28, or secondary to the haemodynamic effects of CNI, is unknown. It is tempting to speculate that the variable effectiveness of CNIs among the genetic forms of FSGS relates to differences in the underlying podocyte abnormality. The most favourable response was observed in patients with mutations in WT1 (ref.27), which encodes a transcription factor that is essential for stabilization of the podocyte actin cytoskeleton. By definition, genetic FSGS does not recur after kidney transplantation. Rare cases of ‘recurrent’ proteinuria have been described in patients with mutations in NPHS1 (encoding nephrin), owing to the development of anti-nephrin antibodies following kidney transplantation29.
A number of susceptibility genes confer an increased risk of FSGS that manifests only when additional genetic or environmental ‘second hits’ occur. The best known of these are the G1 and G2 gain-of-function polymorphisms in the APOL1 gene30. The remarkably high allele frequency in patients of sub-Saharan African ancestry is explained by the protective effects of these polymorphisms against trypanosomiasis. The APOL1 G1 and G2 variants increase the risk of progressive kidney disease in all conditions associated with podocyte injury, including FSGS, HIV-associated nephropathy, focal global glomerulosclerosis (FGGS), severe lupus nephritis and sickle cell nephropathy30. The terms APOL1 nephropathy and APOL1 podocytopathy have been coined to describe the phenotypical expressions caused by APOL1 gain-of-function mutations5,30. Mitochondrial dysfunction can also underlie increased podocyte susceptibility to injury. Mitochondrial cytopathies can cause adolescence-onset FSGS31. Moreover, in patients with estimated glomerular filtration rate (eGFR) >60 ml/min/1.73 m2, low mitochondrial DNA copy number — indicative of mitochondrial dysfunction — was associated with a higher risk of developing chronic kidney disease and microalbuminuria32. Mitochondrial dysfunction may thus prove to be a susceptibility factor similar to the APOL1 risk variants.
FSGS of undetermined cause
Despite extensive evaluation, a clear aetiology cannot be determined for many patients with an FSGS lesion. The clinical presentation and EM findings of these patients are often similar to those of patients with maladaptive FSGS. A study of patients with FSGS in Olmsted County, MN, USA, showed that the cause of the lesion remained unknown in >60% of patients with features characteristic of secondary FSGS15. We propose that such lesions are classified as FSGS of undetermined cause (FSGSuc)10. The term ‘idiopathic’ FSGS for this or any other form of FSGS should be strictly avoided, as it gives rise to confusion with primary FSGS (which we now propose to term ppfFSGS).
Podocyte pathobiology
Podocytes are highly specialized and terminally differentiated cells that help to govern the permselectivity of the glomerular filtration barrier. Their foot processes interdigitate with those of neighbouring cells and connect with specialized gap junctions that form the slit diaphragm. Any disturbance of this unique structure is consistently associated with loss of glomerular barrier function, leading to proteinuria. Podocytes are tethered to the underlying GBM by cell attachment molecules, such as integrins, but their continuous exposure to primary filtrate flow makes them vulnerable to detachment and loss in the urine. Podocytes are unable to proliferate and compensate for lost cells, and although it was once assumed that neighbouring podocytes could hypertrophy and/or migrate to cover denuded areas of the GBM, there is currently no evidence that gaps in the podocyte cover of the GBM are ever repaired33. Rather, it seems that neighbouring podocytes, and subsequently their neighbours as well, will be affected by podocyte loss, and ultimately detach, until the entire capillary loop is abandoned in a scarring process, resulting in the FSGS lesion33. Activated parietal epithelial cells may proliferate and deposit extracellular matrix, thus also contributing to the formation of sclerotic lesions in FSGS34. Conversely, a subset of parietal epithelial cells may transdifferentiate towards podocytes and participate in a form of repair process with variable efficiency35,36. The balance between the regenerative and deleterious contributions of parietal epithelial cells might determine whether or not an FSGS lesion is formed.
Podocytes can be damaged through a variety of mechanisms, including toxin-mediated injury, viral infections, mechanical stress or through the effects of genetic mutations on podocyte or GBM function37. Podocytes respond to stress initially through loss of the interdigitating foot process pattern, termed FPE (Fig. 1)38. This process represents a survival strategy to increase broad and firm adhesion of the podocyte to the underlying GBM and prevent detachment33. The elaborate podocyte actin cytoskeleton provides mechanical stability, enabling attachment of the podocyte to the GBM, but also allowing podocytes to rapidly change shape. FPE starts with closing of the filtration slits between neighbouring cells and proceeds with retraction, shortening and widening of the foot processes and attachment of the podocyte soma directly to the GBM, ultimately resulting in a continuous and flattened cytoplasmatic sheet that covers the GBM (Fig. 2)39. Our understanding of the way in which podocytes respond to different stressors provides a rationale to use information about the distribution and speed of FPE as a means of differentiating between subtypes of FSGS40.
Maladaptive FSGS occurs in conditions associated with hyperfiltration, glomerular capillary hypertension and glomerular hypertrophy. Although increased hydrostatic pressure was initially thought to be the main stressor of podocytes under these scenarios, we now understand that podocytes are particularly sensitive to shear stress41. In contradistinction to hydrostatic pressure, shear stress is unevenly distributed in the glomerular capillary, being highest in the initial segments and decreasing toward the end. This uneven distribution of shear stress explains why FPE is a slowly developing and heterogeneously distributed phenomenon in maladaptive FSGS15,42 (Fig. 3).
In ppfFSGS, on the other hand, a putative circulating permeability factor causes prompt generalized podocyte dysfunction and the resultant cytoskeletal dysregulation ensues in rapidly evolving and diffuse FPE (Fig. 3)15,42. In genetic FSGS, mutations in slit diaphragm or actin cytoskeleton proteins might directly induce dysfunctional changes in the cytoskeleton and cause diffuse FPE, whereas other mutations might render the podocyte more vulnerable to mechanical stress, resulting in segmental FPE17. In adults, mutations usually cause slowly developing podocyte injury and segmental FPE, whereas in children, defects in the slit diaphragm are generally more severe, resulting in diffuse FPE.
Although FPE and proteinuria are pathophysiologically linked, the precise mechanism of their relationship is undefined. No protein leakage can occur through the effaced cytoplasmic portions of the foot processes. However, gaps of unprotected GBM between the retracting foot processes may lead to non-selective and excessive filtration and proteinuria. The presence of proteinuria can therefore be interpreted as an undesirable consequence of the survival strategy of podocytes. In the later stages of the scarring process, however, FPE may reinforce the attachment of already damaged podocytes to the GBM and limit protein leakage across naked areas of GBM even if the defect will never be closed. This dual effect of FPE might explain why the degree of FPE and the level of proteinuria are only weakly correlated15. In contrast, a strong association exists between the degree of FPE and presence or absence of nephrotic syndrome. The overwhelming majority of patients with diffuse FPE have nephrotic syndrome, whereas nephrotic syndrome occurs only rarely if at all in patients with limited and heterogeneous FPE.
The widespread, toxic effects of the putative permeability factor(s) in patients with ppfFSGS are expected to affect practically every podocyte, resulting in generalized loss of the permselectivity barrier. This process is in line with our understanding of the clinical presentation of ppfFSGS, often characterized by sudden onset of severe nephrotic syndrome and oedema. On the other hand, patients with maladaptive FSGS may have nephrotic range proteinuria (>3.5 g per 24 h), but serum albumin is usually normal and oedema is absent or develops gradually43,44. The cause of an FSGS lesion can be particularly difficult to determine in obese individuals45. In contradistinction to ppfFSGS, obesity-related FSGS is not associated with nephrotic syndrome even in the presence of massive proteinuria (>10–15 g per day)46. Thus, serum albumin concentration is essential for differentiating between ppfFSGS and maladaptive FSGS in these cases. Why patients with maladaptive FSGS do not develop hypoalbuminaemia remains unclear. One possibility is that the slow development of proteinuria in maladaptive FSGS enables the activation of compensatory mechanisms to counterbalance the loss of protein. Patients with genetic FSGS — particularly young children — can present with nephrotic syndrome. Clinical characteristics of adult patients with genetic FSGS are less well defined17, but adult patients can present with variable degrees of slowly developing proteinuria, and nephrotic syndrome is unusual18. In addition, adult patients with genetic FSGS often present with kidney function impairment and hypertension. Toxic and viral forms of secondary FSGS are usually associated with marked proteinuria, and nephrotic syndrome is also frequently present.
Diagnostic evaluation of a FSGS lesion
Light microscopy
The Columbia classification categorizes FSGS lesions into five mutually exclusive types: collapsing, tip, cellular, perihilar and not otherwise specified1. This classification is based on LM examination only and does not take into account the degree of FPE on EM. Although the Columbia classification has potential prognostic relevance, it should not be used as a tool to differentiate the different pathophysiological forms of FSGS. The not-otherwise-specified lesion, the most common subtype, can be present in all forms of FSGS. The collapsing subtype, associated with the worst prognosis, can occur in ppfFSGS, viral-induced or drug-associated FSGS. A tip lesion, generally found in therapy-responsive phenotypes and associated with the best prognosis, is thought to be the pathological corollary of heavy proteinuria and can appear in both ppfFSGS and maladaptive FSGS. Moreover, a specific lesion (for example, a perihilar lesion) associated with a certain pathophysiological state (such as hyperfiltration) can evolve over time into other lesions47. The collapsing and tip subtypes are generally associated with diffuse FPE on EM, but this association is not absolute. Taken together, LM alone cannot reliably distinguish ppfFSGS from the other forms of FSGS45, as epitomized by the presence of different lesions in a single biopsy (Fig. 4).
Electron microscopy
As described above, the (diffuse versus segmental) distribution of FPE is very useful in discriminating between the different forms of FSGS. EM is also a useful approach for ruling out other conditions that may erroneously be interpreted as a podocytopathy by LM alone (Fig. 5).
Of note, FPE cannot be reliably assessed by examination of glomeruli with advanced glomerulosclerosis. In addition, interpretation of FPE is rendered uncertain if the biopsy is taken during or after immunosuppressive treatment, particularly if partial remission has occurred. Also of note is the fact that even with EM it can be nearly impossible to determine if ppfFSGS has developed superimposed on other conditions associated with heavy proteinuria and FPE, such as diabetic nephropathy.
Although the importance of EM in the diagnostic work-up of an FSGS lesion cannot be overestimated, no standardized approach to the evaluation of FPE currently exists. A first glance at a low-power magnification (×600–1,000) of 1–2 glomeruli gives a good indication of the overall extent of FPE and should be followed by a closer look at a high magnification (×1,800–5,000) for confirmation and evaluation of ultrastructural changes. Most pathologists perform a visual semi-quantitative estimation of the grade of FPE in the total available glomerular capillary surface in 5% or 10% increments (Vivette D’Agati, personal communication). Alternatively, pathologists may assess 10 capillary loops and estimate how many are affected by FPE (for example, ≥8 of 10 loops with complete FPE is indicative of diffuse FPE). Exact measurements of foot process width across the total glomerular capillary surface has also been performed42,48. However, as EM is infrequently used outside the renal pathology setting, a declining number of institutions are willing to invest in the required infrastructure. Alternative microscopic techniques to evaluate podocyte foot processes are therefore being developed. For example, in the past few years, super-resolution imaging with 3D structured illumination microscopy (3D-SIM) has been used to visualize individual foot processes in human biopsy samples49,50. Quantification was achieved with software named Podocyte Exact Morphology Measurement Procedure50.
Proteinuria
The cardinal clinical feature of FSGS is proteinuria with or without nephrotic syndrome (traditionally defined as proteinuria >3.5 g per day with serum albumin level <35 g/l (<3.5 g/dl)51, although some sources use <30 g/l (<3 g/dl) as the cut-off value for hypoalbuminaemia12,42,43. The lack of standardization of albumin assays complicates the classification of patients with FSGS and hinders between-study comparisons. For instance, bromocresol green assays markedly overestimate albumin level in patients with hypoalbuminaemia52. Pending standardization of albumin assays, we propose defining nephrotic syndrome as proteinuria >3.5 g per day, with serum albumin <35 g/l (<3.5 g/dl) when measured using bromocresol green assay, and <30 g/l (<3.0 g/dl) when measured using bromocresol purple or immunonephelometric methods. If EM is unavailable, a reduced serum albumin level may be a surrogate marker for diffuse FPE.
A clinicopathological approach
A ‘gold-standard’ plasma or urinary biomarker that reliably identifies ppfFSGS and differentiates it from other causes of FSGS does not currently exist. The molecular nature of a putative circulating permeability factor(s) has also not yet been unequivocally identified5,53. Transcriptome and proteome profiling of whole glomeruli or single podocytes has been applied to unravel signalling pathways induced by podocyte stress54 and may enable the identification of patient subgroups that have a common underlying pathophysiology and respond to a specific therapeutic intervention55. However, the translation of these findings into clinical practice remains an area for future study.
At present, patient stratification through the identification of prototypical clinical and pathological characteristics of the different FSGS subtypes is flawed. The absence of sound diagnostic criteria with which to identify patients in epidemiological and mechanistic studies and enrol patients in therapeutic trials inherently invalidates the conclusions from these studies. As a consequence, the development of a ‘gold-standard’ diagnostic test and targeted therapies is undermined. It could be argued that in the absence of specific biomarkers, a diagnosis of a specific FSGS lesion on kidney biopsy cannot be established. This view, although technically correct, has the potential to lead to nihilism in the approach to patients with FSGS. To interrupt a vicious circle of diagnostic and therapeutic uncertainty, we propose a number of axioms derived from insights into the pathophysiology of podocyte injury (Table 2). We suggest that these axioms, although unproven, can serve as a starting point for further study and reasoning. This approach has potential to move the field forward, pending the availability of ‘gold-standard’ biomarkers with which to stratify patients according to their underlying pathophysiology.
Table 2.
Axiom | Presumed permeability factor-related FSGS (ppfFSGS) | Maladaptive FSGSa | Genetic FSGS | FSGS of undetermined cause |
---|---|---|---|---|
Onset of disease | Sudden | Insidious; progression occurs over many years | Dependent on the type of mutation and its interaction with other genetic and environmental factors; often insidious in adults | Insidious; progression occurs over many years; often a history of hypertension |
Extent of proteinuria | Typically NS level | Variable, can be high; NS is typically absent | Variable; NS is common in children but rare in adults | Variable, can be high; NS is typically absent |
Findings on LM (beyond the FSGS lesion) | Generally, no other damage unless late in disease course | Often FGGS; varying degrees of chronic damage, perihilar lesions or glomerulomegaly may be present but are not diagnostic in themselves | Varying degrees of chronic damage | Often FGGS; varying degrees of chronic damage |
Extent of foot process effacement on EM | Generalized (>80%) in non-sclerotic glomeruli | Mild and segmental | Either segmental or diffuse. GBM alterations may be prominent in type IV collagenopathies | Mild and segmental |
Recurrence rate after kidney transplantation | High (>70%). | Low | Nil, although proteinuria may develop due to recipient versus donor immune response | Low |
Response to RAS inhibition (or sparsentan) | Poor | Excellent | May be good, but has not been rigorously tested | Good |
Glucocorticoids and CNIs | May induce remission | Ineffective and potentially harmful | Ineffective. Response to CNIs is anecdotal | Ineffective |
Genetic tests and family history | Unrevealing | Unrevealing | May reveal mutations in podocyte or GBM proteins. Negative tests do not exclude a genetic cause | Unrevealing |
Underlying cause | No evidence of a causative factor (e.g. cancer, auto-immunity, viral infection, toxins) | Evidence of a causative factor or process (e.g. unilateral renal dysplasia or agenesis, sickle cell disease, reflux nephropathy, obesity, healing phase of proliferative glomerulonephritis) is present | Mutations in genes that encode proteins involved in glomerular filtration barrier structure and function | Cannot be established, despite comprehensive evaluation |
CNIs, calcineurin inhibitors; EM, electron microscopy; FGGS, focal global glomerulosclerosis; FSGS, focal segmental glomerulosclerosis; GBM, glomerular basement membrane; LM, light microscopy; NS, nephrotic syndrome; RAS, renin–angiotensin system. aToxic and viral forms of secondary FSGS can usually be differentiated from maladaptive FSGS by a careful history and serological studies.
ppfFSGS is a clinico-pathological diagnosis, derived after a comprehensive evaluation of clinical characteristics, laboratory findings and careful review of the kidney biopsy sample, always including EM. We strongly submit that the diagnosis ‘biopsy-proven primary FSGS’ cannot be made using examination by LM alone. All too often, a label of ‘primary FSGS’ has been erroneously given when identifiable causes of secondary FSGS were excluded and a genetic analysis yielded negative results. Maladaptive FSGS can be strongly suspected based on morphological findings. Toxic and viral forms of secondary FSGS can resemble ppfFSGS, but can be differentiated by a careful history and serological studies. Genetic FSGS must be suspected in all cases of FSGS that are unresponsive to steroids, in which biopsy findings reveal pathological alterations in GBM structure, or that involve a family history of proteinuria. FSGSuc accounts for a substantial but variable fraction of patients with an FSGS lesion, depending on the vigour of the evaluation, and is a diagnosis of exclusion.
Categories of therapeutic agents
The key to a successful intervention trial in FSGS lies in the recruitment of only those patients who are expected to respond to the agent under study. On this premise, we can apportion potential therapeutic agents into six main categories based on their cellular target. We discuss which FSGS subtypes may derive benefit from treatment with these agents and why some trials have yielded disappointing or misleading results. Of note, individual agents — such as sparsentan, steroids, CNIs, rituximab, adrenocorticotropic hormone (ACTH) and abatacept — may belong in more than one category.
A major drawback in the development of novel therapies for FSGS is a lack of animal models that are representative of the different FSGS subtypes. Thus, when a particular signalling pathway associated with podocyte stress is identified in an experimental setting, it remains unclear whether interference with this pathway will be non-selectively beneficial in all podocytopathies or only affect a specific subtype. This uncertainty reinforces the unassailable importance of proper patient stratification in clinical trials.
Targeting the permeability factor(s)
Treatments in this first category (category I) are developed to remove or inhibit the action of putative permeability factor(s) underlying ppfFSGS. By definition, they are expected to show benefit in ppfFSGS without any benefit in secondary or genetic FSGS.
This category includes extracorporeal treatment procedures that share the objective of removing the putative permeability factor(s). In patients with post-transplantation recurrence of FSGS, plasmapheresis56 and immunoadsorption57 have achieved high remission rates and are currently part of the standard treatment regimen. Selective LDL apheresis, although primarily intended to rapidly correct dyslipidaemia in patients with nephrotic syndrome, has been shown to reduce proteinuria in patients with FSGS — an effect that was attributed to removal of the putative permeability factor(s)58. The technique has been applied mainly in therapy-resistant FSGS, yielding mixed results58. Similarly, unselective immunoadsorption was successful in only a minority of patients with refractory FSGS58. The inconsistent outcome of extracorporeal treatment procedures in native FSGS can probably be attributed to the inclusion of unrecognized genetic forms of FSGS, which are highly prevalent among patients with therapy-resistant disease or due to the initiation of treatment in late-stage disease, when podocyte depletion has reached a point of no return.
It has been hypothesized that the putative permeability factor(s) may have a lectin-like interaction with sugars of the podocyte glycocalyx leading to signal transduction in podocytes. Free galactose has been reported to bind and inactivate the putative permeability factor(s)59. In one randomized controlled trial (RCT) of galactose versus standard medical therapy in patients with ‘biopsy-confirmed primary FSGS’, only 2 of 7 patients treated with galactose reached the primary end point of a 50% reduction in proteinuria — a proportion that was identical to that achieved with standard therapy60. Our review of the patient characteristics suggests that several patients did not have nephrotic syndrome at baseline and therefore may not have had ppfFSGS.
CD40 antagonism might also have a role in the treatment of ppfFSGS. CD40 is a co-stimulatory protein that is expressed by antigen-presenting cells and is also constitutively expressed by podocytes. Blocking interaction of CD40 with its ligand CD40L has protective effects in animal models of FSGS61. Serum of patients with recurrent FSGS post-transplantation contains anti-CD40 antibodies that are activating and pathogenic in vitro and in vivo, whereas a commercial anti-CD40 antibody inhibits this effect62. A phase 2 trial is currently underway to investigate the efficacy of the anti-CD40 monoclonal antibody bleselumab in preventing post-transplantation recurrence of FSGS (NCT02921789).
Suppressing permeability factor formation
A second category of agents (category II) are those intended to interfere with the innate or adaptive immune response and suppress formation of the putative permeability factor(s). Agents in this category would be expected to be effective in the treatment of ppfFSGS only, without benefit in secondary or genetic FSGS.
Glucocorticoids are the current cornerstone of treatment in ppfFSGS10 and indeed, glucocorticoid responsiveness identifies an FSGS lesion as ppfFSGS. CNIs are standard therapy for patients with contraindications or intolerance to glucocorticoids and in patients who are glucocorticoid-resistant10. The mechanism of action of glucocorticoids and CNIs in ppfFSGS is not well understood, but it is presumed that these agents interfere with the cellular sites at which the putative permeability factors are produced. Direct effects on podocytes have also been suggested. Although glucocorticoid sensitivity is fairly specific for ppfFSGS, it is unfortunately not a very sensitive marker of ppfFSGS. The discrimination of glucocorticoid-resistant ppfFSGS from secondary FSGS, genetic FSGS and FSGSuc, which by definition are glucocorticoid-resistant, is challenging. Glucocorticoid resistance is a common but unfortunately variably defined, entry criterion for clinical trials of potential ppfFSGS therapies. For example, a RCT conducted in 138 patients aged 2–40 years with glucocorticoid-resistant FSGS did not find a difference in remission rates between a 12-month course of cyclosporine (n = 72) or a combination of oral pulse dexamethasone and mycophenolate mofetil (n = 66)63. No EM evaluation of biopsy samples was performed. Rather, this trial and a descriptive follow-up study64 assessed treatment effects using LM evaluation of the FSGS lesion as a starting point. Moreover, levels of proteinuria and albuminemia at inclusion suggest that a substantial proportion of participants did not have nephrotic syndrome, and therefore were unlikely to have ppfFSGS. 70% of patients were younger than 18 years of age, 10% had a family history of kidney disease and 38% were African American, suggesting that many participants may have had unrecognized genetic FSGS or an APOL1 risk variant. In addition, glucocorticoid resistance was determined after only 4 weeks of prednisone therapy rather than the recommended 16 weeks, allowing inclusion of patients with ppfFSGS who had a slow response to steroids. Taken together, this study probably included a heterogeneous group of patients with different forms of FSGS, including ppfFSGS with partial remission to steroids, secondary FSGS and genetic FSGS. As such, true differences in treatment efficacy in patients with ppfFSGS may have been obscured.
Although not proven, the anti-CD20, B cell-depleting antibody rituximab may reduce the elaboration of putative permeability factor(s) or have direct beneficial effects on podocytes. However, patients with steroid-resistant FSGS usually also fail to respond to treatment with rituximab65. Rituximab has not been studied as initial therapy for ppfFSGS, but it has beneficial effects in relapsing minimal change disease and in post-transplantation recurrent FSGS66,67.
Targeting haemodynamic abnormalities
A third category of therapeutic agents (category III) are intended to correct the haemodynamic abnormalities that promote podocyte shear stress, and are expected to be primarily but not exclusively beneficial for maladaptive FSGS.
RAS inhibitors non-specifically attenuate proteinuria in all forms of FSGS (but least effectively in ppfFSGS), primarily by reducing the transglomerular hydraulic pressure gradient. Their effects are short lived and lasting remission requires continued administration. RAS inhibitors might also have direct effects on podocytes, as these cells possess a full complement of RAS components68.
Sparsentan is a dual endothelin type A (ETA) and angiotensin II type 1 receptor antagonist. Podocytes express both ETA and ETB receptors, and treatment with endothelin receptor antagonists prevents disruption of the actin cytoskeleton in experimental FSGS69. Thus, sparsentan may be of benefit in patients with FSGS beyond its blood pressure and intraglomerular pressure-lowering effects. The effects of sparsentan on FSGS were assessed in the DUET study, which randomly assigned 109 patients with biopsy-proven FSGS or with a disease-causing mutation associated with FSGS and urine protein-to-creatinine ratio (UPCR) >1 g/g to receive either sparsentan or the angiotensin II type 1 receptor antagonist irbesartan70. Patients were 8–75 years of age and average BMI was 28.5 kg/m2 indicating the recruitment of obese patients. Mean UPCR was low (3.40 g/g) and serum albumin level was high (35 g/l (3.5 g/dl)). 34 patients were also on immunosuppressive therapy. After 8 weeks of treatment, sparsentan-treated patients had achieved greater reductions in UPCR and blood pressure than irbesartan-treated patients, and a higher proportion of sparsentan-treated patients achieved partial remission. The beneficial effect of sparsentan on proteinuria reduction was most prominent when baseline proteinuria was low. Specifically, patients with a UPCR <3.5 g/g achieved a mean decrease in proteinuria of 10.8% with irbesartan versus 46.0% with sparsentan, whereas patients with UPCR ≥3.5 g/g achieved a mean decrease in proteinuria of 29.3% with irbesartan and 39.7% with sparsentan. The available evidence suggests that the DUET study population consisted of a heterogeneous group of patients with ppfFSGS, maladaptive FSGS and genetic FSGS. Indirect evidence suggests that the main benefit of sparsentan was seen in the non-ppfFSGS group and that the larger blood pressure reduction observed with sparsentan may have been primarily responsible for the observed effects. Failure to stratify the results according to FSGS subtype probably resulted in a missed opportunity to separate the haemodynamic from the presumed ‘podocyte protective’ effects of sparsentan. A follow-up phase III trial is currently ongoing (DUPLEX, NCT03493685) and it is intended to recruit 300 patients with FSGS71. The eligibility criteria are the same as for the DUET study.
Targeting genetic mutations
A fourth category of agents (category IV) are those developed to correct or ameliorate the injurious effects of a genetic mutation on podocyte or GBM structure or function. Such agents would potentially inhibit gain-of-function mutations or replace defective genes and would by definition only be effective in FSGS that results from a genetic cause or predisposition. These approaches include gene silencing strategies such as antisense oligonucleotides and small interfering RNAs, involve CRISPR-Cas9 technology or the transplantation of stem cells.
The G1 and G2 variants that are responsible for APOL1 nephropathy are unique in that they cause damage to the kidneys, despite the fact that the APOL1 gene does not seem to be essential for kidney development or physiological function30. Thus, the abnormal gene can probably be disabled without too much fear of untoward consequences (except perhaps an increased vulnerability to trypanosomiasis). Treatment of APOL1-transgenic mice with an APOL1-targeted antisense oligonucleotide inhibited kidney and liver expression of APOL1 and reduced proteinuria72, providing proof-of-concept that antisense oligonucleotides can effectively silence the abnormal gene. An ongoing clinical trial is aimed at evaluating the efficacy, safety and pharmacokinetics of an oral APOL1 inhibitor, VX-147, in patients with an FSGS lesion and a documented APOL1 G1/G1, G2/G2 or G1/G2 genotype (NCT04340362).
Protecting podocytes and promoting regeneration
Agents that are intended to non-specifically protect injured podocytes or promote podocyte regeneration (category V) are expected to have beneficial effects in all forms of FSGS.
Several lines of experimental evidence support the notion that glucocorticoids and CNIs exert direct, protective effects on podocytes73. Glucocorticoids regulate actin cytoskeleton and slit diaphragm proteins, attenuate apoptosis and restore podocyte differentiation markers after injury74, whereas CNIs stabilize the actin cytoskeleton by protecting synaptopodin from degradation28. Although these direct effects may have a role in certain circumstances, their clinical relevance is debatable, as ppfFSGS can rapidly recur post-transplantation — a scenario in which the standard rejection prophylaxis regimen includes glucocorticoids and CNIs — and because these drugs are ineffective in maladaptive forms of FSGS. Off-target effects on podocytes have also been described for rituximab. Part of the efficacy of rituximab in preventing post-transplantation recurrence of ppfFSGS has been attributed to restoration of the expression of sphingomyelin phosphodiesterase acid-like 3b (SMPDL-3b), which is required for correct cytoskeleton function73.
ACTH stimulates the secretion of glucocorticoids from the adrenal cortex, but is also an endogenous agonist of the melanocortin hormone system. Melanocortin receptors are abundantly expressed in the kidney, including in podocytes; stimulation of the melanocortin-1 receptor (MC1R) in podocytes stabilizes the actin cytoskeleton75. Protective effects of melanocortin agonism independent of MC1R stimulation have also been demonstrated, including prevention of apoptosis, actin cytoskeleton derangement and podocyte hypermotility, in an animal model of FSGS76. ACTH therefore has potential to reduce proteinuria through combined systemic immunomodulation and direct protection of podocytes. In an uncontrolled study of patients with ‘biopsy-proven idiopathic FSGS’ who were resistant to glucocorticoids (and in some instances, to other immunosuppressive agents) ACTH induced partial or complete remission in 29% of patients (5 partial remissions and 2 complete remissions, in a total of 24 patients)77. Nephrotic syndrome was an inclusion criterium, but was present in only 12 of 24 patients (10 patients had UPCR <3.5 g/g and 6 patients had normal serum albumin) and no EM data were provided. As all patients were resistant to glucocorticoids, any observed effect of ACTH would be expected to be related to melanocortin agonism. However, the cohort consisted of a heterogeneous group of patients, many of whom probably had secondary FSGS. Delineating which patients may benefit from melanocortin agonism is therefore not currently possible.
Abatacept is a cytotoxic T-lymphocyte-associated protein 4 (CTLA-4)–immunoglobulin fusion molecule that targets CD80 (B7-1) on antigen-presenting cells to disrupt T-cell activation. Experimental studies suggest that upregulation of CD80 on podocytes might have a role in the pathogenesis of nephrotic syndrome, independent of T-cell activation78. Abatacept might thus represent an attractive treatment option in ppfFSGS, through its simultaneous effects on the adaptive immune response and cellular pathways of podocyte damage. However, a number of studies have been unable to locate B7-1 in podocytes or reproduce the podocyte response to abatacept, questioning the experimental data supporting this hypothesis78. A phase II RCT of abatacept in patients with therapy-resistant FSGS and MCD has now been completed, but the study findings have not yet been reported (NCT02592798).
Activation of the small GTPase RAC1 induces translocation of transient receptor potential canonical-5 (TRPC5) ion channels to the podocyte cell membrane, where they are activated by receptors such as the angiotensin II type 1 receptor79. This activation further stimulates RAC1, and sets in motion cytoskeletal changes that lead to FPE, podocyte loss and proteinuria80. Inhibition of TRPC5 reduced proteinuria in animal models of FSGS79,81. A novel TRPC5 channel inhibitor has recently completed phase I evaluation in healthy volunteers (NCT03970122). A phase IIa study (NCT04387448) is recruiting patients with diabetic nephropathy, FSGS and treatment-resistant minimal change disease — a heterogeneous mix of diseases that have very different clinical phenotypes and risk of progression, therefore requiring different surrogate end points for appropriate evaluation of the inhibitor that are not accounted for in the study design.
The regenerative potential of mesenchymal stem cells has also been demonstrated in animal models of FSGS82,83 and it is tempting to speculate that mesenchymal stem cells may help to replenish the pool of podocytes during stress or damage. In a patient with recurrent FSGS after kidney transplantation not responsive to conventional therapy, human allogeneic bone marrow mesenchymal stem cell infusions improved proteinuria to the point that plasmapheresis could be discontinued84. A single group intervention trial of stem cell therapy in patients with FSGS (NCT02693366) has recently been completed.
Targeting inflammation and fibrosis
Agents that are intended to suppress the inflammatory, pro-fibrotic component of the FSGS lesion (category VI) are expected to be most beneficial in the inflammatory and scarring phase of FSGS and thus be advantageous in all forms of FSGS.
The recruitment of C-C chemokine receptor type 2 (CCR2)-expressing macrophages by C-C motif chemokine 2 (also known as MCP-1) produced by tubule cells might contribute to glomerular and interstitial scarring in FSGS. Podocytes also express CCR2 and respond to MCP-1 with increased cellular motility, rearrangement of the actin cytoskeleton, and increased permeability to albumin85. Deficiency86 or inhibition87 of CCR2 has shown benefits in animal models of FSGS, and several trials are currently underway to evaluate the effects of CCR2 inhibitors in patients with FSGS (NCT03649152, NCT03536754, NCT03703908).
Nuclear factor erythroid 2-related factor 2 (Nrf2) is a transcription factor that regulates the expression of several hundreds of genes involved in defence against oxidative stress and inflammation through mechanisms that include suppression of nuclear factor-κB (NF-κB) transcription88. These broad cytoprotective mechanisms suggest that activators of Nrf2 may be beneficial in any condition in which oxidative stress and inflammation are part of the underlying pathophysiology. A phase II trial of the potent Nrf2 activator bardoxolone in several nephropathies, including FSGS (defined as ‘biopsy-confirmed FSGS not due to known secondary causes’) (NCT03366337) was completed in January 2019, but to our knowledge the results have not been published. A separate phase II RCT of CXA-10 (10-nitro-octadec-9-enoic acid) — a nitro fatty acid that also acts as a Nrf2 activator — in primary FSGS was completed in July 2020 (NCT03422510). Again, the findings have not yet been reported.
The Slit2-Roundabout (Robo) signalling pathway exerts anti-inflammatory effects by regulating leukocyte and fibroblast cytoskeletal organization, inhibiting leukocyte recruitment and inhibiting TGF-β-induced collagen synthesis by fibroblasts89,90. A phase II trial is currently underway to assess the effects of a Slit-2 antagonist — PF-06730512 — on FSGS in patients receiving 1–3 classes of immunosuppressants and UPCR >1.5 g/g (NCT03448692).
Losmapimod is a p38 mitogen-activated protein kinase (MAPK) inhibitor that blocks the production of inflammatory cytokines and TGF-β-induced fibrosis. In animal models of FSGS, inhibition of p38 MAPK prevents podocyte injury, proteinuria and glomerulosclerosis91. However, losmapimod failed to reduce proteinuria in a single-arm phase II trial conducted in adults with FSGS92. We concur with the authors’ statement that ‘study population heterogeneity may have contributed to the negative findings’, which highlights the need to properly phenotype patients before recruitment.
Expression of TNF pathway genes is increased in a subset of patients with FSGS93. In a phase I study of patients with therapy-resistant FSGS, adalimumab — a monoclonal antibody to TNF — reduced proteinuria by ≥50% in 4 of 10 patients after 16 weeks of treatment94. However, in a subsequent phase II trial, none of the 7 patients achieved that goal after 26 weeks of treatment60. A phase II trial of adalimumab that is aimed at recruiting 8 patients with FSGS or therapy-resistant minimal change disease is currently underway (NCT04009668).
A path forward for future trial design
In our view, future treatment strategies for patients with an FSGS lesion should combine a compound that targets the cause of the lesion (those in categories I–IV) with a compound that non-specifically protects or regenerates podocytes (category V) or prevents downstream damage (category VI). Clinical trials of new therapeutic agents should add the study drug to standard pharmacological therapy (single or dual RAS blockers) and non-pharmacological approaches (dietary salt restriction), titrated to maximize proteinuria reduction and ensure blood pressure control (systolic blood pressure ≤120 mmHg)10.
Trials should only recruit patients with the FSGS subtype that is expected to derive benefit from the agent under study. If patients with different FSGS subtypes are eligible, patients should be stratified at randomization to ensure that the pathophysiological subtypes of FSGS are appropriately balanced between the active and comparator groups. Proper patient characterization at entry requires serum albumin measurements with specification of the biochemical assay, at least two measurements of proteinuria to account for technical and collection errors, EM with evaluation of FPE, and genetic analysis using the most recent FSGS gene panels or whole exon sequencing. Measurement of urinary protein excretion using a 24-h urine collection is preferred to UPCR on a random ‘spot’ urine sample, but a reasonable compromise is measurement of UPCR on a spot sample of an ‘intended’ 24-h urine collection10,95,96. Only patients with eGFR >30 ml/min/1.73 m2 should be recruited, to exclude those with irreversible kidney damage that will likely progress, despite appropriate therapy. Proteinuria, medication use and eGFR should be stable for 3 months prior to trial entry. The delay between the kidney biopsy and enrolment should be minimal and not greater than 1 year.
We propose that trial participants should be stratified into categories of FSGS based on their clinicopathological characteristics (Table 2). As described earlier, no ‘gold-standard’ biomarker yet exists to reliably identify different subtypes of FSGS, for instance, ppfFSGS from other forms of FSGS. Until such biomarkers are available, we propose that a combination of clinical, laboratory and morphological features can be used to stratify patients. The heterogeneous population of glucocorticoid-resistant FSGS may be particularly challenging to stratify. We propose defining glucocorticoid-resistant ppfFSGS as FSGS with the following features: the presence of diffuse FPE on EM; persistence of nephrotic syndrome with <20% reduction of proteinuria from baseline after 8 weeks or <50% reduction of proteinuria from baseline after 16 weeks, despite treatment with prednisolone at a dose of 1 mg/kg; an absence of a family history of proteinuric kidney disease and no detection of a pathogenic variant with advanced genetic testing.
Despite the existence of some controversy, decline in proteinuria remains an accepted surrogate marker of the slowing of progression to kidney failure in clinical trials of proteinuric kidney disease97,98. In patients with FSGS, the approach to proteinuria reduction should depend on the subtype of FSGS under study, to account for the different disease courses and baseline levels of proteinuria. For patients with ppfFSGS, a response can be defined as complete remission if proteinuria is ≤0.3 g/24 h, partial remission if proteinuria is >0.3 but <3.5 g/24 h and no remission if proteinuria remains ≥3.5 g/24 h within 16 weeks, provided that eGFR remains relatively stable. It can be misleading to use the percentage in proteinuria decline from baseline to define response to therapy, as the absolute level of baseline proteinuria can vary greatly. For patients with maladaptive and genetic forms of FSGS, a 30–40% reduction in proteinuria99,100 and preservation of eGFR101,102 seem appropriate surrogate markers and therapeutic targets. Trials should have follow-up times of at least 2–3 years. A repeat biopsy at the end of the trial does not seem to be useful, because the pathological changes (such as sclerotic lesions and FPE) are not validated surrogate markers and the response to therapy can be adequately assessed by the changes in proteinuria and kidney function.
Conducting sufficiently powered RCTs in FSGS is a challenge. This challenge is particularly great for ppfFSGS, because, contrary to common belief, this is a rare disease15. Open label studies and shared control groups could help patient recruitment, provided the stringent criteria of study design outlined in the present paper are applied. Propensity score matching103 and cluster randomized trials104 are alternative means of making it easier to conduct trials in FSGS.
Conclusions
A correct differential diagnosis between ppfFSGS, secondary (maladaptive, viral or toxic) and genetic FSGS in adults requires a clinico-pathological approach. Future work should aim to identify biomarkers that will more precisely reflect the underlying pathophysiological processes, but until such biomarkers are available, stratification of patients based on clinico-pathological criteria is essential, not only to facilitate sound treatment decisions for individual patients but also to facilitate the rational design of therapeutic trials. We propose that the enrolment of heterogeneous patient populations with differing underlying causes of disease has contributed to the failure of several clinical trials. The misclassification of patients in therapeutic trials invalidates conclusions from these trials and clinicians should be aware of this. We propose a model for future trial design where identification of the target population follows categorization of the compound under study and target patient recruitment is organized subsequent to a comprehensive clinicopathological assessment of the enrolled individuals.
Author contributions
A.S.D.V and F.C.F. wrote the article. All authors researched data for the article, contributed substantially to discussion of the content and reviewed and/or edited the manuscript before submission.
Competing interests
The authors declare no competing interests.
Footnotes
Peer review information
Nature Reviews Nephrology thanks J. Kopp and the other, anonymous, reviewer(s) for their contribution to the peer review of this work.
Publisher’s note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
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