Recent studies have reported high efficacy and safety for a number of COVID-19 vaccines for protection against severe disease. Healthcare workers, particularly those in patient-facing roles, are at highest risk of contracting infection due to SARS-CoV-2 virus, having severe outcomes and at risk of spreading the virus to patients and staff. Healthcare workers have been prioritised to receive the COVID-19 vaccine in many countries, including the UK.1 However, recent reports have suggested low uptake of the COVID-19 vaccine among healthcare workers in UK and the USA. A study from a large NHS Trust in England showed that overall uptake of the vaccine was only 64.5% among healthcare workers with a significantly lower uptake among ethnic minority populations with 58.5% of South Asians and 36.4% of Black individuals having the vaccine compared to 70.9% of White healthcare workers. In the USA, in view of high rates of infections and deaths in patients in institutionalised settings, residents and staff in long-term facilities have been prioritised for vaccination.2 However, a recent study reported that among institutionalised facilities, 77.8% of residents were vaccinated but only 37.55% of staff were vaccinated.2
Vaccine hesitancy among healthcare staff is not new and has been reported with influenza vaccine.3 The low uptake, described as vaccine hesitancy, among healthcare workers, is certainly of major concern, including potentially increasing vaccine hesitancy among the general population. There are, however, nuanced differences between vaccine hesitancy and vaccine refusal. Overall, the low uptake in the majority of healthcare workers is due to vaccine hesitancy. Reasons for vaccine hesitancy for the COVID-19 vaccine are complex and include scepticism, low perceived risk, fears about adverse effects, concerns about infertility among young women, tendency to postpone the vaccine until further data are available, concerns that the vaccines have been fast-tracked, cultural and religious beliefs, and general low trust, particularly among ethnic minority populations.4,5 There has also been increasing mistrust in the healthcare system with ethnic minority healthcare workers being disproportionately impacted by COVID-19 and feeling less protected.6,7
In view of their high risk, it is not surprising that there are already discussions about making the COVID-19 vaccination mandatory for healthcare workers. A strong case for making any vaccination mandatory (or compulsory) can be made if four conditions are met: there is a grave threat to public health; the vaccine is safe and effective; mandatory vaccination has a superior cost/benefit profile compared with other alternatives; and the level of coercion is proportionate.8 There is already a case for some individuals being contractually obligated for the hepatitis B vaccine, particularly healthcare workers in high-risk settings. The government has previously said that COVID-19 vaccines will not be compulsory for healthcare workers9; however, recent leaked cabinet documents have revealed that care home workers will be required by law to have a COVID-19 vaccine. It may also be practically and ethically problematic to introduce a mandatory policy, at least initially, and indeed employers could put themselves at risk of discrimination.10 Mandating vaccination is viewed unfavourably as this does not address many concerns of healthcare workers. Many healthcare organisations do not support mandating vaccination to staff and are totally against staff vaccination being part of staff contracts, terms and conditions of employment or linked to pay.10,11 So are there more attractive alternatives?
Evidence suggests there are a number of strategies that could improve vaccine uptake without mandating vaccinations. Instead of mandating vaccination, initial approaches should include an open dialogue that addresses specific concerns including sharing information about vaccine safety and efficacy, risk perceptions and perceived need of vaccination, and use of trusted, credible sources. The vaccine should be reoffered as hesitancy is linked with uncertainty of outcomes, which may diminish over time as more people are vaccinated. Perception of support from family and friends is also associated with increased vaccine uptake8 and wider community engagement efforts are likely to create opportunities in the wider network of healthcare workers to reduce hesitancy. In addition, supportive workplace policies to address practical barriers such as having vaccinations available onsite, ensuring safety with adequate personal protective equipment, ease of appointments, adequate time to attend vaccination and active promotion by employers may increase vaccine uptake in healthcare workers.
Vaccine hesitancy in healthcare workers could create operational challenges for delivering safe care in health and social care. However, some of these issues are not unsurmountable. For example these individuals can still contribute through working in green zones12 and having regular lateral flow testing. Remote consultations are also likely to continue, not only during the pandemic but even when we are back to some form of normal working.13
A mandatory COVID-19 vaccination programme could be seen as discriminatory and may cause stigmatisation, further loss of trust and overall widen the inequalities already seen during the pandemic. We should at all costs avoid mandatory vaccination of healthcare workers until we get further information on the vaccine that addresses the concerns of healthcare workers.
Acknowledgements
KK is supported by the National Institute for Health Research (NIHR) Applied Research Collaboration East Midlands (ARC EM) and the NIHR Leicester Biomedical Research Centre (BRC). MP acknowledges funding from the MRC-UK Research and Innovation (MR/V027549/1) and the Department of Health and Social Care through the National Institute for Health Research (NIHR) rapid response panel to tackle COVID-19. Core funding was also provided by?NIHR Biomedical Research Centres. MP is supported by a NIHR Development and Skills Enhancement Award.
Footnotes
ORCID iDs: Kamlesh Khunti https://orcid.org/0000-0003-2343-7099 Amanda Griffiths https://orcid.org/0000-0003-1413-4328
Declarations
Competing Interests: KK reports as Chair of the SAGE Ethnicity Sub-panel. AK is participant of SPI-B and the Ethnicity sub-group of SAGE.
Funding: None declared.
Ethics approval: Not applicable.
Guarantor: KK.
Contributorship: KK wrote the first draft and all authors made critical revisions.
Provenance: Not commissioned; editorial review.
References
- 1.GOV.UK. Independent Report Joint Committee on Vaccination and Immunisation: Advice on Priority Groups for COVID-19 Vaccination, 30 December 2020. See https://www.gov.uk/government/publications/priority-groups-for-coronavirus-COVID-19-vaccination-advice-from-the-jcvi-30-december-2020/joint-committee-on-vaccination-and-immunisation-advice-on-priority-groups-for-COVID-19-vaccination-30-december-2020 (last checked 29 January 2021).
- 2.Dooling K, McClung N, Chamberland M, Marin M, Wallace M, Bell BP; et al. The Advisory Committee on Immunization Practices’ Interim Recommendation for Allocating Initial Supplies of COVID-19 Vaccine – United States, 2020. MMWR Morb Mortal Wkly Rep 2020; 69: 1857–1859. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 3.Hogan V, Lenehan M, Hogan M, Natin DP. Influenza vaccine uptake and attitudes of healthcare workers in Ireland. Occup Med (Lond) 2019; 69: 494–499. [DOI] [PubMed] [Google Scholar]
- 4.Royal College of Nursing. COVID-19 and Vaccination FAQs. See https://www.rcn.org.uk/get-help/rcn-advice/COVID-19-and-vaccination (last checked 10 March 2021).
- 5.GOV.UK. Factors Influencing COVID-19 Vaccine Uptake Among Minority Ethnic Groups. See https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/952716/s0979-factors-influencing-vaccine-uptake-minority-ethnic-groups.pdf (last checked 19 March 2021).
- 6.Mahase E. Covid-19: ethnic minority doctors feel more pressured and less protected than white colleagues, survey finds. BMJ 2020; 369: m2506–m2506. [DOI] [PubMed] [Google Scholar]
- 7.Razai MS, Osama T, McKechnie DGJ, Majeed A. Covid-19 vaccine hesitancy among ethnic minority groups. BMJ 2021; 372: n513–n513. [DOI] [PubMed] [Google Scholar]
- 8.Savulescu J. Good reasons to vaccinate: mandatory or payment for risk? J Med Ethics 2021; 47: 78–85. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 9.Rigby J. ‘Strong case' for making Covid-19 vaccine mandatory for healthcare workers, says Sage scientist. The Telegraph, 7 January 2021.
- 10.BMA Law. COVID-19: Vaccinations, Employees and the Law. See https://bmalaw.co.uk/can-employers-force-the-vaccine (last checked 10 March 2021).
- 11.Royal College of Nursing. RCN Position on Whether Staff Must Have the COVID-19 Vaccine. See https://www.rcn.org.uk/COVID-19/rcn-position/whether-staff-must-have-the-COVID-19-vaccine (last checked 2 March 2021).
- 12.Khunti K. et al. Risk Reduction Framework for NHS Staff at Risk of COVID-19 Infection. See https://www.fom.ac.uk/wp-content/uploads/Risk-Reduction-Framework-for-NHS-staff-at-risk-of-COVID-19-infection-12-05-20.pdf (last checked 9 March 2021).
- 13.Levene LS, Seidu S, Greenhalgh T, Khunti K. Pandemic threatens primary care for long term conditions. BMJ 2020; 371: m3793–m3793. [DOI] [PubMed] [Google Scholar]