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PLOS One logoLink to PLOS One
. 2021 May 27;16(5):e0252154. doi: 10.1371/journal.pone.0252154

Hydrological and topographic determinants of biomass and species richness in a Mediterranean-climate shrubland

Samantha Díaz de León-Guerrero 1, Rodrigo Méndez-Alonzo 1,*, Stephen H Bullock 1, Enrique R Vivoni 2
Editor: Wang Li3
PMCID: PMC8158923  PMID: 34043686

Abstract

Background

In arid and semiarid shrublands, water availability directly influences ecosystem properties. However, few empirical tests have determined the association between particular soil and hydrology traits with biodiversity and ecosystem biomass at the local scale.

Methods

We tested if plant species richness (S) and aboveground biomass (AGB) were associated with soil and topographic properties on 36 plots (ca. 12.5 m2) in 17 hectares of chaparral in the Mediterranean-climate of Valle de Guadalupe, Baja California, México. We used close-to-the-ground aerial photography to quantify sky-view cover per species, including all growth forms. We derived an elevation model (5 cm) from other aerial imagery. We estimated six soil properties (soil water potential, organic matter content, water content, pH, total dissolved solids concentration, and texture) and four landscape metrics (slope, aspect, elevation, and topographic index) for the 36 plots. We quantified the biomass of stems, leaves, and reproductive structures, per species.

Results

86% of AGB was in stems, while non-woody species represented 0.7% of AGB but comprised 38% of S (29 species). Aboveground biomass and species richness were unrelated across the landscape. S was correlated with aspect and elevation (R = 0.53, aspect P = 0.035, elevation P = 0.05), while AGB (0.006–9.17 Kg m-2) increased with soil water potential and clay content (R = 0.51, P = 0.02, and P = 0.04). Only three species (11% of total S) occupied 65% of the total plant cover, and the remaining 26 represented only 35%. Cover was negatively correlated with S (R = -0.38, P = 0.02). 75% of AGB was concentrated in 30% of the 36 plots, and 96% of AGB corresponded to only 20% of 29 species.

Discussion

At the scale of small plots in our studied Mediterranean-climate shrubland in Baja California, AGB was most affected by soil water storage. AGB and cover were dominated by a few species, and only cover was negatively related to S. S was comprised mostly by uncommon species and tended to increase as plant cover decreased.

Introduction

Water availability is linked to critical ecosystem properties and functions [1]. Exploring how plant species richness (S) and aboveground biomass (AGB) are associated with water-related substrate properties is critical to quantifying the potential of ecosystems to store carbon and their vulnerability to anthropogenic stressors [24]. At the continental and regional scales, vegetation biomass and species diversity are correlated and co-vary with climate variables, such as solar irradiance and precipitation [57]. At local scales, two hypotheses have been proposed to explain the biodiversity and ecosystem function relationship: a) the mass-ratio hypothesis [8] indicates that resource dynamics is a function of the structural and physiological traits of the dominant set of species, such that ecosystem properties, including biomass, depend on keystone species; and, b) the niche complementary hypothesis [9] indicates that resources are progressively partitioned across species, such that the highest S maximizes ecosystem functions. Other factors contributing to S are elevation [10], landscape heterogeneity, field management, habitat composition [11], competition between species, and different disturbance levels [12].

Across global drylands, the aboveground net productivity variability is a linear function of precipitation [13], and S determines several ecosystem functions, such as nutrient cycling and carbon storage, yet the relationship between biodiversity to productivity remains unclear [14]. At the regional scale in Mediterranean-climate drylands, S varies in response to the abiotic conditions and microclimates due to topography and soil characteristics [15, 16]. Similarly, AGB in different dryland environments of Europe and the Americas is positively related to greater biodiversity [17], while regional studies have found a positive relationship with annual precipitation [18] and with soil water storage over 0 to 100 cm depths [19]. However, at the plot scale, evidence demonstrates that S and AGB are unrelated [20], suggesting that different environmental drivers operate locally to promote these two ecosystem properties.

In drylands, hydrological networks determine the spatial distribution of vegetation and the landscape ecology of arid vegetation mosaics [21]. In such conditions, higher species diversity and biomass may be promoted by positive-reinforcement processes, such as tree establishment reducing bare soil evaporation, thus helping maintain soil moisture which increases the probability of plant establishment, particularly in locations where water accumulates or where the phreatic level is close to the surface [2225]. In addition, vegetation patches typically have higher infiltration capacity than bare soils and deep-rooted plants can increase shallow soil moisture by redistributing water from deeper soil layers by an ecophysiological mechanism termed hydraulic lift [26, 27]. These synergistic processes may promote soil heterogeneity and reinforce vegetation growth, analogous to the formation of islands of fertility dispersed across the landscape [28]. This type of facilitative interactions caused by species diversity of functional groups are relevant to the understanding of the long-term population dynamics and the accumulation of biomass within drylands [2931].

There are still gaps in our understanding of the relationship between S and productivity or accumulated biomass in semiarid environments. Few studies have explored how S and AGB of drylands are associated with hydrologic and soil properties within field settings [3, 4]. Greenness [32] and productivity depend in part on soil moisture [33], which is affected by topography, soil, and geology [34]. The relation of S to local topographic variation is scarcely known [35, 36], as previous work has focused on associations and species across regional settings [37]. However, with the advent of new remote sensing technologies and geostatistical methods, it is feasible to test how S, AGB, soil properties, and terrain attributes co-vary across small distances [38]. In particular, high-resolution remote sensing obtained from unmanned aerial vehicles (UAVs) and near ground digital cameras may allow generating spatial distributions of S, AGB, and digital elevation models [3941]. In conjunction with geospatial techniques [42], these tools are useful to explore the set of factors that may influence the abundance and distribution patterns of plant species in shrublands.

In this study, we quantified the relationships between S, AGB, soil, and terrain variables in 36 plots within a ca. 17-hectare site in a chaparral of the Valle de Guadalupe in Baja California, México, a region with high variability in rainfall, characterized by a long dry season from April to November, and a rainy period between December and March. The chaparral, a type of semiarid shrubland of California and Baja California mainly composed of evergreen sclerophyllous, short-stature perennial plants, varies in physiognomy and diversity due to precipitation and radiation [43]. It has recently been negatively affected by an extraordinary drought spanning over ten years [44, 45]. However, covariation between AGB and S in chaparral is not fully understood, nor are the patterns of association between AGB-S with abiotic factors, such as water availability, soil texture, or topographic indices. Our primary hypothesis follows the niche complementarity hypothesis, as we expect that both S and AGB would increase with higher water availability: plots with higher water content would sustain more species and would also support a larger AGB [3, 7, 46, 47] due to the complementarity of functional groups. If this latter hypothesis is supported, we would expect S and AGB to increase with higher soil water and nutrient availability, quantified by the soil water potential, organic matter content, soil water content, pH, total dissolved solids concentration, and percent of sand, clay and silt, and S and AGB would also increase in sites protected from solar radiation, and where water accumulates (determined by the slope, aspect, elevation, and topographic index). In conjunction, our results would allow the identification of the putative abiotic determinants of S and AGB in chaparrals and other drylands.

Materials & methods

Study site

The study was conducted in private property, with express permission from the owner. Owner is acknowledged in the text (Mrs. Natalia Badan, Valle de Guadalupe, Mexico). No endangered species were collected in this study. Our study site is a 17 ha plot in chaparral within Rancho El Mogor (32° 1’49.95" N, 116°36’16.56" W) in the Valle de Guadalupe, Baja California, México, 16.5 km from the Pacific coast (Fig 1A). The Valle de Guadalupe has a semiarid Mediterranean climate with warm, dry summers and cool, moist winters [48] and Csa Köppen-type climate (hot-dry summers Mediterranean-type climate [49]). The mean annual temperature has been 17.9 °C (ranging from 12.2 to 24.9 °C), and the mean annual precipitation was 298 mm (1986–2016 from El Porvenir and Agua Caliente meteorological stations, ca. 15 km distant), with most rainfall occurring from December through March [32]. Mean monthly precipitations in winter were 18–63 mm (from November thru April), and 1–6 mm in the dry summers (May thru October) for the period of 1980–2009 [50]. We located our study site on the transition from steep hilly terrain on granitic rocks to the valley floor, with a generally West aspect and inclination of 7.5°. The site was at the sharp border between large expanses of native shrubland composed of chaparral and coastal scrub [51] and agricultural land use. It was last burned in 1988 and has been traversed or browsed a few days of the year by a small herd of cattle inclined to forage in surrounding areas that are more verdant or tended. The site approximates the core of the footprint area of an eddy covariance CO2 flux study [52] that has micrometeorological records including soil water content (but lacking replicates to compare with our samples).

Fig 1. Location of the study site and distribution of 36 sampling plots at Rancho El Mogor, Baja California, México.

Fig 1

A: 36 plots were on the intersections of a 50 m rectangular grid; B: experimental design to quantify species richness (S) and vegetation cover in our plots (2 m radius, ca. 12.5 m2). Aboveground biomass (AGB) was harvested in one square meter located at the North edge of the sampling plots. At the center of the square, one soil sample was extracted to 25 cm depth. Interpolation maps of C: S, and D: AGB (kg m-2) based on Empirical Bayesian Kriging. The individual pictured in Fig 1 has provided written informed consent (as outlined in PLOS consent form) to publish their image alongside the manuscript.

Initial mapping

To delimit our study site at the beginning of the experiment, we produced a digital elevation model (DEM) with 5 cm horizontal and vertical resolution, derived from 108 geotagged photographs taken at 40 m height (Sony EXMOR RGB 12.4-megapixel camera, 20 mm 94° FOV lens) from a UAV (Phantom 3, FC300S, DJI, Shenzhen, China), during a single flight in October, 2016. Photographs were mosaicked and ortho-corrected with the coordinates from 14 checkpoints obtained from a GPS survey (Pathfinder model ProXH, Trimble, Sunnyvale, CA, USA). The DEM was produced using the Lastools software [53]. Contour lines were obtained with ArcGIS [54].

Additionally, we used a DEM at 5 m resolution from the National Institute of Statistics, Geography and Informatics, México [55]. With the use of QGIS 3.12 [56], we extracted the elevation, aspect, contour lines, slope, and a topographic index, which is a relative measure of moisture at a pixel where water accumulation is due to the upslope contributing hydrologic network and the slope of the pixel itself [57, 58]. The plots (N = 36) for species presence and cover, and adjacent AGB and soil sampling, were set on the intersections (at 50 m) of a rectangular grid to facilitate geospatial analysis (Fig 1A). The sampling plots were all within the chaparral area of the ranch. The elevation ranged from 395.6 to 429 m.a.s.l., with the aspect inclined to face 166° to 301°, and slope ranged from 4° to 26°. The topographic index showed values from -0.39 to 0.21 (Table 1, S1 Table).

Table 1. Variables used in the study.

Set of variables measured on 36 plots in 17 hectares of native shrubland in Rancho El Mogor, Baja California, México.

Variable Abbreviation Units Mean Min Max Median Standard Deviation
Richness S Number of species 3.2 1 7 3.22 1.45
Aboveground biomass AGB kg m-2 1.15 0.006 9.17 0.69 1.69
Cover Cover % per plot 62.43 19.71 93.6 0.63 18.4
Height H M 1.47 0.89 2.42 1.35 0.42
Soil water potential Ψsoil MPa -37.94 -71.47 -5.66 -32.26 19.47
Soil organic matter OM % 5.54 2.2 15.2 4.93 2.73
pH pH Log H+ 6.42 6.09 6.97 6.45 0.21
Total Dissolved Solids TDS mS 29.15 10.67 188.58 21.25 29.25
Soil Water Content SWC % 0.0002 0 0.0013 0.000085 0.003
Leaf Area LA m2 m-2 0.76 0.02 4.92 0.57 0.88
Sand Sand % 74.87 67.1 88.2 74.1 4.93
Clay Clay % 9.77 6.54 13.18 9.9 1.64
Silt Silt % 15.35 1.62 22.04 16.16 4.14
Elevation Elev m.a.s.l. 408.8 395.6 429.2 407.7 8.75
Aspect Aspect ° 228.1 166.1 301.8 228.3 27.75
Slope Slope ° 8.9 4.08 26.08 7.85 4.03
Topographic index TopoIndex Unitless -0.04 -0.39 0.21 -0.03 0.13

Species presence and cover

S for each plot was determined by direct observation (April 2017), including all growth forms. In our study site, November to April is the time of the year when greenness rises and peaks [32, 50]. During the same sampling, species cover was quantified using close-to-the-ground vertical images, taken at 5 m aboveground, centered over the plot, with a 5-megapixel camera (J5 Smartphone, Samsung Electronics, Seoul, Korea). Within an area of 2 m radius (ca. 12.5 m2) per each plot, species cover was roughly delimited in the field and later refined using ImageJ ([59] Fig 1B). The individual pictured in Fig 1 has provided written informed consent (as outlined in PLOS consent form) to publish their image alongside the manuscript. This photographic procedure, similar to intra-site photography in archaeology [60] allowed us to calculate the shrub canopy area more precisely than the conventional calculations of canopy area based on the quantification of major ratio vs. minor ratio [61, 62]. In addition, discrimination among species occupying the canopy was feasible due to the resolution and of colors of the images. We also measured individual plant heights in the area. The timing corresponded to the end of the wet season when the maximum number of species would be evident. The nomenclature of plant species follows Rebman, Gibson, and Rich [63].

Aboveground biomass (AGB) harvesting

AGB was harvested manually during from one square meter located 2.2 m North of the center of each of the 36 plots (Fig 1B), during February 2018, corresponding to the period of peak biomass at our study site [32, 64]. All material was transported to the laboratory within the same day and was separated by plot and species into stems, leaves, litter, and reproductive structures (flowers, fruits, and floral buds). The majority of species had flowers and floral buds, but there was only one species that was already in the transition from flowers to fruit (Cneoridium dumosum). Litter was almost all easily classified to species as well as tissue (leaves, twigs or woody fragments). Fresh weight was obtained the same day of collection, and the material was oven-dried at 70 °C for three days to quantify the dry weight, using an electronic scale with a resolution of 0.1g (Polder KSC-348-95US, China). Leaf area was estimated from the dry leaf mass, considering the specific leaf area of each species harvested according to Pérez-Harguindeguy et al. [65]. Eight of the species encountered in the survey of S were not found in the AGB sampling, including herbaceous perennials (Xanthisma junceum and a vine Marah macrocarpa), one acaulescent rosette perennial (Hesperoyucca whipplei), and deciduous shrubs (Romneya trichocalyx, Trichostema parishii, Bahiopsis laciniata, and Encelia californica).

Soil properties

Soil samples were extracted during August 2018, corresponding to the late dry season when water availability becomes most limiting for plants. In particular, 2018 was an abnormally dry year in Baja California, with total precipitation of 95 mm in the Valle de Guadalupe, and no rain for 109 days before the sampling (data from a CICESE station ca. 3.3 km distant, 32° 0’0.00 N, 116°36’10.00" W). Samples were extracted to 25 cm depth inside the harvested square meter (Fig 1B) using a soil auger, avoiding rocks and visible organic matter accumulations. Soil samples were sealed in plastic bags and transported to the laboratory the same day. In the laboratory, soil water potential was determined using a dew-point potentiometer (WPC-4 Dew Point Potential, Meter Group, Pullman WA, USA). pH and TDS were measured in a soil solution of 1:3 soil: water weight ratio. pH was measured with Oakton pH 450 (Oakton Instruments, Vernon Hills, IL, USA). Total dissolved solids (TDS) conductivity in solution was measured with a conductivity meter (Starter 300C, Ohaus, Parsippany, NJ, USA). Soil water content was measured by the difference of fresh mass and dry mass divided by the dry mass, after 72 hours at 70 °C. Organic matter was measured by the difference of weight after ignition in a furnace at 300 °C for three hours (2–525, J.M. NEY furnace, Tucson, AZ, USA). Soil particle size distribution was obtained by the hydrometer method [66] following adaptations from USDA [67]. See Table 1 for measurements and their units.

Statistical analyses

Species accumulation curves were employed to evaluate the sampling effort. S of the study site was calculated via sample-based rarefaction [68] and compared with three asymptotic estimators of total richness (Fig 2A): Incidence-Based Coverage Estimator (ICE), a non-parametric adjustment model based on first-order Jackknife (Jackknife 1) and an asymptotic adjustment model (Chao1). ICE is based on the number of rare species (those present in less than ten plots), Chao 1 is an estimator based on rare species abundance, and Jackknife 1 is a function of the number of species found in only one plot [69].

Fig 2. Ecologic diversity in El Mogor, Valle de Guadalupe, Baja California, México.

Fig 2

A: Estimation of S of a chaparral community based on three asymptotic estimators: ICE, Chao 1, and Jackknife 1. B: Inequality of the distribution of AGB (kg m-2) among the plots with plots ranked by AGB. C: Inequality of the distribution of relative cover (%) among the 29 species across the 36 plots. Species abbreviations in S2 Table.

S and AGB spatial distributions were displayed via interpolation with Empirical Bayesian Kriging using ArcGIS [54]. We used linear regression models to test for S and AGB relations and the relationship with soil and terrain properties, vegetation height, and plant cover with Pearson Correlation in JASP 0.8.6.0 [70]. To explore the set of abiotic variables associated with AGB and S, stepwise regression analyses were performed using the ‘mass’ [71] package (S1 Appendix) in R [72].

To quantify if the spatial distribution of S and AGB is concentrated in patches or homogeneously distributed, we calculated Gini coefficients (G) per each property. The Gini coefficient is an econometric indicator of data accumulation and skewness, where G = 1, indicates the highest inequality, implying that a single plot concentrated 100% of the property on the landscape [73]. In the opposite case, G = 0 would indicate that all measured plots have exactly the same amount of the property, e.g., denoting a perfectly uniform distribution of S or AGB. G for species relative cover, leaf area, and AGB per plot and per species were calculated using the ‘ineq’ (S2 Appendix) package [74] in R [72]. All graphical plots were generated using Sigma Plot 11.0 (Systat Software, San Jose, CA, USA).

Results

Variation in soil properties across the landscape

Soil water potentials ranged from -5.66 MPa in plots under Quercus berberidifolia to -71.47 MPa under various species, including Ornithostaphylos oppositifolia, Eriodictyon sessilifolium, and Ceanothus greggii. Soil organic matter ranged between 2.2 and 15.2%, and the samples were slightly acidic, with pH variation from 6.09 to 6.97. Total dissolved solids (TDS) varied between 10.67 and 188.58 mS. Sand content ranged from 67 to 88%, while clay and silt varied from 6 to 13 and 1 to 22%, respectively (Table 1, S1 Table).

We found no differences in soil texture classification among all samples collected (S1 Fig). Organic matter was positively related with soil water potential (R = 0.47, P = 0.004), TDS (R = 0.45, P = 0.006), soil water content (R = 0.82, P < 0.001; Table 2), but did not correlate with sand, clay or silt proportion, nor topographic variables. Also, soil water potential had positive relationship with soil water content (R = 0.37, P = 0.02) but did not correlate with the other soil and topographic variables. pH only co-varied negatively with the topographic index (R = -0.39, P = 0.016). TDS had a positive relation with soil water content (R = 0.46, P = 0.004; Table 2), but did not correlate with the other soil and topographic variables. Sand and silt were not related with the other soil and topographic variables, but clay did correlate with slope (R = 0.37, P = 0.02). Elevation had a positive relationship with slope (R = 0.41, P = 0.01), but not with the remaining topographic measurements (S3 Table).

Table 2. Species diversity and aboveground biomass relationships with biotic and abiotic variables.

S AGB Stem mass Cover H Ψsoil OM SWC TDS LA
S - 0.11 0.1 -0.38 -0.25 -0.19 0.07 -0.02 0.03 0.19
AGB 0.99** 0.17 0.36 0.39 0.74** 0.67** 0.25 0.86**
Stem mass 0.18 0.37 0.39 0.74** 0.67** 0.24 0.84**
Cover 0.43* 0.37 0.33 0.36 0.13 0.08
H 0.46* 0.52* 0.47* 0.33 0.31
Ψsoil 0.47* 0.37 0.05 0.33
OM 0.82** 0.45* 0.72*
SWC 0.46* 0.62**
TDS 0.33

Patterns of correlation among species richness (S), aboveground biomass (AGB), stem dry mass, plant cover per plot (Cover), average shrub height (H), soil water potential (Ψsoil), soil organic matter (OM), soil water content (SWC), soil conductivity due to total dissolved solids in solution (TDS), and leaf area (LA) on 36 plots in 17 hectares of native shrubland in Rancho El Mogor, Baja California, México. Bold: P < 0.05;

* P < 0.01;

**, P < 0.001.

Species richness, cover, and local distribution

We found 29 species in the 36 plots (S2 Table), comprising 19 woody, nine herbaceous species, and one annual herbaceous plant species. Our estimation of the species richness (S), via the species accumulation curve and the asymptotic estimators of S, converged at ca. 30 species (Fig 2A). Individual plots had between one and seven species (Table 1). Q. berberidifolia, Ceanothus greggii, and Acourtia microcephala were found on only one plot, while O. oppositifolia, Eriogonum fasciculatum, Adenostoma fasciculatum, and Gutierrezia sarothrae occurred on 12 or more plots (frequency in S2 Table). According to the survey and the derived Empirical Bayesian Kriging interpolation map, plots with the highest S were mostly located in the highest elevations of the study site (Fig 1C). These plots contained a mixture of both woody and herbaceous species.

Plant cover per plot (19–93%, Table 1) and S were negatively associated (R = -0.38, P = 0.02; Table 2), and S was not correlated to any other biotic variable. The plot with the highest plant cover (93%) had only one species (Q. berberidifolia), had the least negative soil water potential (-5.66 MPa), the highest soil water content (0.0013%) but was second in order of the highest organic matter (11%; S1 Table). When considering abiotic variables from multiple regression analysis, we found that S was weakly affected by terrain aspect and marginally by elevation (multiple R = 0.53, aspect P = 0.035, elevation P = 0.05).

Only three species (O. oppositifolia, A. fasciculatum, and E. fasciculatum, i.e., 11% of total S) comprised 65% of the total plant cover, and the remaining 26 represented only 35% (G = 0.68; Fig 2C). Plant cover per plot was evenly distributed across the landscape (G = 0.16), and was significantly related to average plant height (0.89–2.42 m, Table 1; R = 0.43, P = 0.009; Table 2), organic matter (R = 0.33, P = 0.04), soil water content (R = 0.37, P = 0.03), and negatively related with aspect (R = -0.37, P = 0.03), but showed no significant relations with AGB and the remaining variables (Table 2 and S3 Table).

Spatial aggregation of aboveground biomass within the landscape

AGB per plot varied from 0.006 kg m-2 to 9.17 kg m-2, with a median of 0.69 kg m-2 for the study site (ca. seven-ton ha-1). Leaf litter on the ground varied from 0.027 kg m-2 to 4.76 kg m-2, with a median of 0.19 kg m-2 (Table 1). Across the landscape, AGB distribution was not homogeneous. The higher AGB plots were located on a few of the lowest elevations, according to the harvesting and the Empirical Bayesian Kriging (Fig 1D). The plot with the greatest biomass (9.17 kg m-2, the outlier) was dominated by Malosma laurina, but included another four species. The subsequent AGB dominant plots had less than 4 kg m-2, including large shrubs such as O. oppositifolia, M. laurina, and Q. berberidifolia. Moreover, 75% of AGB was concentrated in just 30% of the plots (11 plots; G = 0.6; Fig 2B). Without the outlier, inequality in the distribution of AGB also remained high (G = 0.54). Leaf litter had a positive correlation with AGB (R = 0.45, P = 0.006), organic matter (R = 0.43, P = 0.009), soil water content (R = 0.48, P = 0.003), and leaf area (R = 0.56, P < 0.001; S3 Table).

The estimated leaf area per plot ranged from 0.02 to 4.9 m2 m-2, with a median of 0.56 m2 m-2 (Table 1). 55% of leaf area was concentrated in 22% of the sampling plots (eight plots; G = 0.49, and G = 0.42 without the AGB outlier), so leaf area was less concentrated than AGB. In addition, 87% of the total leaf area was distributed in six species (O. oppositifolia, M. laurina, E. fasciculatum, A. fasciculatum, Cneoridium dumosum, and Q. berberidifolia; G = 0.71, S4 Table). Leaf area was not correlated with S (R = 0.19, P = 0.2), but was strongly related to AGB (R = 0.86, P < 0.001), soil water potential (R = 0.33, P = 0.05), soil organic matter (R = 0.72, P < 0.001), TDS (R = 0.33, P = 0.04), soil water content (R = 0.62, P < 0.001), and dry stem mass (R = 0.83, P < 0.001; Table 2).

Dry stem mass per plot varied from 0.004 to 8.416 kg m-2, with a median of 0.57 kg m-2 (S1 Table). It was positively related with soil water potential (R = 0.39, P = 0.01), but negatively correlated to clay (R = -0.35, P = 0.03, S3 Table). Dry stem mass represented 86.4% of the total AGB, followed by leaves (12.7%) and reproductive structures (0.8%) from all species (Fig 3A). The same six species that contributed 87% of leaf area also contributed 95% of AGB, mainly due to dry stem mass. These species comprised 28% of the harvested species (G = 0.76; Fig 3B). M. laurina had the most massive input to AGB (29%), although it had a low relative cover (9th species rank cover, Fig 2C). Dry stem mass per species ranged from 0.003 to 10.5 kg, dry leaf mass from 0.0001 to 1.59 kg, and dry reproductive mass varied from 0.0001 to 0.14 kg. The largest sum of leaf and reproductive mass was from O. oppositifolia (S4 Table).

Fig 3. Aboveground biomass (AGB) distribution between species.

Fig 3

A: Partitioning of AGB (kg) according to organs (stem, leaves, and reproductive structures) for all species and for species with highest AGB. Species abbreviations in S2 Table. B: Distribution of AGB among harvested species. Inequality of AGB per species (G = 0.76). C: Correlation between AGB and the relative cover of each sampled species. Red points are herbaceous species and black points correspond to woody species.

Patterns of correlation among species richness, aboveground biomass, and landscape metrics

There was a positive relation between relative cover and AGB by species (R = 0.59, P = 0.005; Fig 3C). Stem dry mass per species had a positive relationship with relative cover (R = 0.52, P = 0.015), as well as with dry leaf mass per species (R = 0.73, P < 0.001). Relative cover had a positive relationship with dry reproductive mass per species (R = 0.64, P = 0.002), dry leaf mass per species (R = 0.93, P < 0.001), and leaf area per species (R = 0.79, P < 0.001). Leaf area per species was highly correlated with dry stem mass per species (R = 0.81, P < 0.001; S5 Table).

AGB was not correlated with S (R = 0.11, P = 0.5; Fig 4A), but it was positively correlated with canopy height (R = 0.36, P = 0.03), soil water potential (R = 0.39, P = 0.01; Fig 4B), soil organic matter (R = 0.74, P < 0.001; S2 Fig), and soil water content (R = 0.67, P < 0.001; Table 2, S3 Fig), but negatively related with clay (R = -0.35, P = 0.04; S3 Table). Soil water potential was significantly related to plant height (R = 0.46, P = 0.004), soil organic matter (R = 0.47, P = 0.004; Table 2), and pH (R = 0.42, P = 0.01), as well as with percentage of clay (R = 0.50, P = 0.04). Soil organic matter was significantly related to vegetation height (R = 0.51, P = 0.001), soil water content (R = 0.82, P < 0.001), TDS (R = 0.5, P = 0.006; Table 2), and surface litter (R = 0.43, P = 0.009; S3 Table). Although stepwise analysis showed that the full combination of soil water potential, sand, clay, elevation, aspect, slope and topographic index was associated with AGB (R = 0.51, P = 0.02, AIC = 43.5), the best predictors of AGB were clay and soil water potential (multiple R = 0.50, soil water potential P = 0.02, clay P = 0.04, AIC = 36.1). Metadata per plot and species are shown in S6 and S7 Tables.

Fig 4. Species richness and aboveground biomass relationship.

Fig 4

A: Lack of correlation between S versus AGB (kg m-2) for 36 plots. B: Relationship between soil water potential (MPa) and AGB (kg m-2) per plot at the study site.

Discussion

By integrating field surveys and geostatistical analysis, we tested the edaphologic and hydrologic correlates of aboveground biomass (AGB) and species richness (S) at the local level in a semiarid shrubland. The use of close-to-the-ground remote sensing and geostatistics allowed us to infer S and AGB’s spatial distributions, and to show how these were affected by landscape heterogeneity or soil properties. Our results indicate that AGB and S are strongly clustered in discrete areas of the landscape and highlight the role of water availability as a control on AGB, which undoubtedly includes positive feedbacks. This situation was not observed with S, which was associated with hillslope aspect and terrain elevation, and lack of extensive shrub cover. The lack of support for any S-AGB relation may be due to the influence of different environmental factors on S and AGB, on differences in species size and form, and non-quantified biotic factors controlling S.

Species richness: Patterns of distribution and landscape heterogeneity

Our species pool was comprised of 29 species, some of which (some herbaceous species) may wither early in the dry season. Reduced water availability during the dry season may gradually diminish S, hiding species that cannot withstand environmental stress and competition (e.g. Marah macrocarpa and Chlorogalum parviflorum) and that only flourish early in the year, as in other sites in California [15]. We showed that terrain aspect was the only abiotic variable associated with the spatial distribution of S within this landscape. Four dominant species occupied nearly 71% of our measured vegetation cover, and each of these species entirely covered some plots. However, most species were relatively rare across the landscape. Our results coincide with previous research in chaparral, showing low S, also influenced by scale, season and stand age [75, 76].

Cowling et al. [75] affirmed that “few generalizations emerge from the many studies on local diversity in Mediterranean-climate vegetation”. These authors attribute the variability and low species diversity found in chaparrals to the diverse types of Californian soils and inter-fire intervals. However, it is a flora that is functionally diverse due to the diversity of adaptations to cope with post-fire regimes, the variety of life-histories and life spans, high permanence of some species as part of the seed bank, and the capacity to resprout following fires, among other characteristics [77]. Similarly, our study site still preserves open ground of 6% to 38% on our small plots, 30 years after the last fire, and S was moderately correlated with openness (R = 0.38, the inverse of plot cover). This can occur under lower productivity in a drier climate, lower soil N and P [78], perhaps shorter fire intervals [79], and with maintenance of some open space by light pastoral use which has been found to reduce shrub cover in the short term, and at longer terms may reduce the probabilities of fires [80]. Fires and drought interactively shape the composition of chaparrals stands by shrub mortality [81], enhancing the occurrence of herbaceous or pioneering species, which composed 38% of S in our study.

Our study finds that landscape geometry affects S, even with 50 m spacing of the small plots, reflecting the irregular patchy vegetation patterns commonly found in semiarid areas (e.g., [32, 82]). In other arid sites, water availability in soils is the main driver for canopy cover, because of lower soil evaporation by shade, enhancing the opportunity for seedling establishment close to facilitator trees, promoting density dependent-plant community associations [24]. As shown by many studies in drylands at the scale of our plots, the presence of shrubs is associated with less evaporation due to more shade, less air movement and more litter due to less solar radiation [83], which may have promoted facilitation processes allowing the establishment of rare species. North-facing slopes have higher species richness than south-facing slopes in the watershed that includes Rancho El Mogor [32]. Previous studies have found that higher values of Normalized Difference Vegetation Index (NDVI) are located in north-facing slopes due to a combination of less exposition to solar radiation, which cascades into higher water infiltration in soils, higher vegetation density, and overall greenness (e.g., [32, 34, 84]). As our sampling plots were located on a gentle north-facing slope, we could not discriminate by comparing S across hills. Still instead, we found correlations of S with terrain aspect despite shallow relief.

The spatial distribution of S is related to local topographic heterogeneity in our study site due to terrain aspect and elevation. Other studies have also found that S increased with increasing topographic heterogeneity and moderately with soil fertility in California [75]. Topographic heterogeneity may induce different environmental conditions, from different radiation levels to varying runoff intensity, promoting a mosaic of colonization opportunities for local species. However, at different spatial scales, from hundreds to thousands of km2, S is mainly associated with water availability [7, 15, 85]. For instance, S was associated with relative humidity due to reduced evapotranspiration across an altitudinal gradient of 1700 m in Chile, and in the Spanish Mediterranean Basin, S was negatively associated with altitude across a range of 500 m [16].

Aboveground biomass: Skewed distribution across the landscape

Our results of average AGB per square meter (median value of 0.69 kg m-2) were lower than other 30-year-old Californian shrublands with similar annual rainfall (2.7–4.9 kg m-2 [4, 86]) and the hillsides of the Sonoran Desert Scrub vegetation (1.146 kg m-2; [25]). Even with this relatively low value, the calculation of AGB is probably overestimated, as the most widely used protocols suggest drying biological material for 72 hours at 70 °C [65]. However, given that wood has exceptional characteristics of water retention, it is necessary to use a drying temperature of 101–105 °C for at least 24 hours [87]. Adopting the new protocol is clearly a priority for studies in all ecosystems with significant abundance of woody plants, to properly represent ecosystem structure and function.

In dry environments at larger scales, precipitation, temperature, and soil texture are the main factors that explain AGB [88]. At the scale of square meters to hectares at our study site, AGB is related to soil water potential, soil organic matter, soil water content, and soil clay content. Our results, therefore, support the hypothesis that AGB of plants from drought-limited regions responds to increased water availability [4, 6, 7] with corresponding supporting structure and higher leaf area index. Moreover, these plants also contribute to soil organic matter and probably to soil moisture in positive feedbacks [27].

AGB correlates with the proportion of clays in soils and soil water potential in our study site. Although our study site is only 17 hectares, its inherent heterogeneity includes varying topography, influencing soil depth. Perhaps in correspondence, we found AGB relationships with soil moisture metrics, such as soil water potential and soil water content, and other indications of soil accumulation, such as clay content. Our higher AGB plots showed higher organic matter content, lower clay content, and higher soil moisture, which is coincident with other studies [89]. Vegetation presence can create further feedbacks to this causal relationship, as larger plants in this environment may develop deeper root systems, which could promote hydraulic redistribution to topsoil layers [26, 90] and probably deeper development of the soil. Unfortunately, soil depth has not been mapped at our site and surveys have been frustrated by shallow stoniness. Nearby outcrops suggest that fissuring of the rock underlying our site, which could provide scattered water reserves [91].

In our study site, Malosma laurina had the highest proportion of AGB per species, although its relative cover was not the largest (S1 Table). It was also one of the tallest and widest spreading shrub species along with Ornithostaphylos oppostifolia (the species with the highest relative cover, S2 Table). M. laurina had the largest proportion of AGB per species due to its more massive stems. Given that M. laurina and Quercus spp. are able to resprout after fires and being likely to suffer less droughts than species like Adenostoma fasciculatum or Ceanothus spp. [92] due to their deeper root systems, they may achieve larger relative growth rates and higher survival probability than other species.

Lack of support for S and AGB relationships at the local scale in Mediterranean shrublands

In our study, water availability determines AGB, but not S. We found a positive relation of AGB with soil water potential as identified in other drylands [27], and non-significant associations between S and AGB within the study site [93]. Diversity ranged from one to seven species at the plot-scale (ca. 12.5 m2), and species were highly unequal in relative abundance, as three species were disproportionately dominant. Given the variability in individual size among species, AGB was also unequal and unrelated with S. For example, in the plots harboring the highest species richness, we found AGB of 0.64 kg m-2; for those plots having six species, there was 0.96 and 1.65 kg m-2, and for those of five species, we found 0.11, 0.98, and 9.17 kg m-2, the highest AGB plot. In other sclerophyllous forests, S and functional richness promote higher wood production [94], thus implying complementarity among species to increase AGB. However, at the scale of small plots, our data did not show such a relationship. We showed that different abiotic controls determine the lack of associations between S and AGB within this chaparral, at the range of square meters to hectares. In fact, disturbance of AGB accumulation may favor S. A plausible factor favoring S, beyond the scope of our study, may be that disturbance from feeding and activity by small (rabbits, squirrels) or large (deer, cattle) mammals limits dominance and promotes heterogeneous microsite conditions, favoring richness [95].

We also found that the distribution of AGB and leaf area were highly unequal among plots and species (G = 0.6 and 0.76 for AGB, respectively, and G = 0.49 and 0.71 for leaf area by plots and species, respectively), but highly correlated with each other. Although plant cover was much more homogeneous (G = 0.16), our results suggest AGB accumulation, and to a lesser extent leaf area, were very heterogeneous across the site, perhaps analogous to islands of fertility in other ecosystems (e.g., [96]). Two shrub species (Ornithostaphylos oppositifolia and Eriogonum fasciculatum) covered 30 and 18% of total plant cover in our study site. Four other species occupied nearly 71% of the total vegetation cover, and each of these species entirely covered some plots, generating a complex mosaic of species richness across the landscape (Fig 1). In consequence, in our study site, AGB patterns seems to be influenced by a few dominant species, a result according to the mass-ratio hypothesis [8].

Conclusions

Our study shows that different biotic and abiotic conditions correlated with AGB and S within a 17 ha site of semi-arid shrubland in Baja California, México. Both aboveground biomass (mostly stem mass) and species richness were highly clumped across the landscape but in different areas. The substantial spatial heterogeneity of these ecological properties can be partially attributed to various environmental controls: AGB is most strongly linked to water availability, and S to terrain heterogeneity and vegetation dynamics, in particular, to plant cover, hillslope aspect, and elevation. Whether these associations are pervasive in shrublands across the larger watershed and the bioregion, at similar scales and different locations, remains to be seen.

Supporting information

S1 Appendix. Script to obtain the regression stepwise analysis.

(TXT)

S2 Appendix. Script to obtain the level of inequality via ´ineq´ package.

(TXT)

S1 Table. Data obtained by plot.

(CSV)

S2 Table. Table of species abbreviation (Abb) list and their contribution with relative cover, life form, life cycle, height in meters (H), relative stem mass, relative leaf area, frequency and plant habit.

NA = not available, the date that could not be encountered, or species that were seen outside the plot.

(DOCX)

S3 Table. Correlation matrix of all measurements taken by plot.

(XLSX)

S4 Table. Data obtained by species.

(CSV)

S5 Table. Correlation matrix of all measurements taken by species.

(CSV)

S6 Table. Metadata from the data obtained by plot.

(XLSX)

S7 Table. Metadata from the data obtained by species.

(XLSX)

S1 Fig. Soil texture triangle of 36 plots across 17 hectares of semiarid shrubland in Rancho El Mogor, Baja California, México.

(TIF)

S2 Fig. Map of interpolation of species richness (S), aboveground biomass (AGB), soil water potential (water potential) and organic matter (OM) of 36 sampling plots at Rancho El Mogor, Baja California, México.

(TIF)

S3 Fig. Map of interpolation of species richness (S), aboveground biomass (AGB), shrub cover (plant cover) and soil water content of 36 sampling plots at Rancho El Mogor, Baja California, México.

(TIF)

Acknowledgments

This study was performed by SDDL as a partial pre-requisite for a doctoral degree in Life Sciences at the Posgrado de Ciencias de la Vida, CICESE. We thank N. Badan-Dangón for providing access and facilities at the Rancho El Mogor. We acknowledge field support from E. López, M. Salazar, L. Tellechea, R. Santos-Cobos, Y. Romero-Toledo, J. L. Sánchez-Dahlinger, P. López-Sarmiento, and E. Pérez-Robles. Comments on previous versions and advice on analysis was provided by F.W. Ewers, and S. Ceccarelli. We appreciate the comments by E. Alvarez Davila and two anonymous reviewers on a previous version. ERV thanks the U.S. Fulbright-Garcia Robles program for providing support during his sabbatical period at CICESE.

Data Availability

All relevant data are within the paper and its Supporting information files.

Funding Statement

RMA 278755 Fondo Sectorial CONACYT INEGI Website: https://www.inegi.org.mx/investigacion/conacyt/default.html SDDLG 274874 CONACYT Scholarship for PhD students NO: The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Wang Li

23 Feb 2021

PONE-D-20-36492

Hydrological correlates of biomass and species richness in a Mediterranean-climate shrubland

PLOS ONE

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Reviewer #3: Yes

**********

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**********

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Reviewer #1: Yes

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Reviewer #3: Yes

**********

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Reviewer #3: Yes

**********

5. Review Comments to the Author

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Reviewer #1: The authors studied a chaparral ecosystem to understand drivers of aboveground biomass and plant species richness, and their relationship. The authors found a positive relationship between aboveground biomass and water availability, while species richness covaried with landscape properties and reduced shrub cover. These are interesting findings, although the positive effect of increased water availability on biomass is no surprise, as well as the evidence for spatial heterogeneity of physical environment increasing the importance of species richness. I further suggest in my comments, some analyses and illustrations that would enhance the scope of the paper.

Reviewer #2: This is a valuable study of an important region and it would fit in this journal. The authors put a good deal of time in the field investigation, I have several comments on the result and discussion part. This paper should be accepted with major revisions.

1) In the result part, the description on landscape and environmental characteristics (Lines 230-237) is suggested to put into the method part.

2) The rest of the results section should be divided into three or four sections, and each with a subtitle.

3) Accordingly, the discussion part should also be done according to three or four sub themes in the result part.

Reviewer #3: In general, León-Guerrero et al. carried out an original analysis and present novel results on the effect of local scale environmental gradients on vegetation in semi-arid regions. However, I have some comments regarding the methods, which may affect the results. I recommend adjusting the introduction and discussion to make these concerns visible.

a) The emphasis from the beginning on the relationship between plant productivity and aerial biomass is not relevant to the study. 

In lines 91-93, the authors state that aboveground biomass is a PROXY of plant productivity and rely on the publication of Alder et al. (2011). However, the Alder et al. (2011) study uses peak annual biomass, which can be an efficient measure of productivity in herbaceous communities, especially when herbivory is low. Given that in the community studied by León-Guerrero et al. the woody component has 80% of the biomass and has been affected by grazing, the quote does not really justify anything. 

On the other hand, studies indicate that the relationship between biomass-productivity can be highly variable in the same site, from negative to positive or none, depending on the age of the plants, successional stage, herbivory, senescence or type of disturbance (Terhorst and Munguia 2008). Other studies in tropical forests show that the relationship between productivity and biomass is not clear (Keeling and Phillips, 2007). 

b) The methods used leave doubts about the accuracy of biomass estimates. First, the plots used to quantify species richness and vegetation cover were 12.5 m2, but biomass was measured in one square meter located at the northern edge of each plot. This may generate biases since biomass is spatially distributed in patches. It would have been important to have several 1 m2 samples for destructive harvesting within each plot, rather than just one. Another alternative is the use of allometric equations for shrubs in semi-arid zones that are based on crown measurements of individuals (Conti et al. 20013). Other equations for shrubs and herbs can be found in Alamgir & Al-Amin (2008). In other words, it is possible to find in the literature models that allow estimating plot biomass with less uncertainty.

Finally, the biomass samples were dried at 70 oC, which can lead to overestimation of biomass, especially woody biomass. According to Williamson and Wiemann (2010), kiln drying requires temperatures above 100 oC, because wood contains bound water and free water that cannot be fully expelled at lower temperatures. 

 

• Adler PB, Seabloom EW, Borer E 538 T, Hillebrand H, Hautier Y, Hector A, et al. Productivity is a poor predictor of plant species richness. Science (80- ). 2011;333(6050).

• Alamgir, M., & Al-Amin, M. (2008). Allometric models to estimate biomass organic carbon stock in forest vegetation. Journal of forestry research, 19(2), 101.

• Conti, G., Enrico, L., Casanoves, F. et al. Shrub biomass estimation in the semiarid Chaco forest: a contribution to the quantification of an underrated carbon stock. Annals of Forest Science 70, 515–524 (2013). https://doi.org/10.1007/s13595-013-0285-9)

• Keeling, H. C., & Phillips, O. L. (2007). The global relationship between forest productivity and biomass. Global Ecology and Biogeography, 16(5), 618-631.

• TERHORST, C.; MUNGUIA, P. Measuring ecosystem function: consequences arising from variation in biomass-productivity relationships. Community Ecology, 2008, vol. 9, no 1, p. 39-44.

• Williamson, G. B., & Wiemann, M. C. (2010). Measuring wood specific gravity… correctly. American Journal of Botany, 97(3), 519-524.

**********

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Reviewer #1: No

Reviewer #2: No

Reviewer #3: Yes, Esteban Alvarez-Davila

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Attachment

Submitted filename: reviewer_comments_MS_PONE-D-20-36492.docx

PLoS One. 2021 May 27;16(5):e0252154. doi: 10.1371/journal.pone.0252154.r002

Author response to Decision Letter 0


30 Apr 2021

Response to Editor and Reviewers MS PONE-D-20-36492

Diaz de Leon et al. "Hydrological correlates of biomass and species richness in a Mediterranean-climate shrubland"

Dear Prof. Wang Li,

Academic Editor

PLOS ONE

Many thanks for allowing us the opportunity to re-submit a corrected version of our manuscript Attached to this e-mail, please find the following items:

A letter that responds to each point raised by the academic editor and reviewer(s).

Reviewers Response PONE-D-20-36492.docx

A marked-up copy of our manuscript.

DiazdeLeon PONE-D-20-36492 R1 TRACK CHANGES.docx

An unmarked version of our revised paper.

DiazdeLeon PONE-D-20-36492 R1 CLEAN.docx

We expect this new version will respond to the concerns raised by the Editor and reviewers, and fulfill the criteria of quality expected for PLoS ONE.

Sincerely,

Rodrigo Méndez-Alonzo

Corresponding author

Journal Requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at

https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and

https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

Response: We have double-checked that our MS complies with the templates.

2. Thank you for stating the following in the Acknowledgments Section of your manuscript:

"Funding: this work was supported by CONACYT Doctoral scholarship (274874), CONACYT487

INEGI (278755), and CICESE (681-117)."

We note that you have provided funding information that is not currently declared in your Funding Statement. However, funding information should not appear in the Acknowledgments section or other areas of your manuscript. We will only publish funding information present in the Funding Statement section of the online submission form. Please remove any funding-related text from the manuscript and let us know how you would like to update your Funding Statement.

Response: We have deleted the statements regarding funding information from the Acknowledgments section.

Please include your amended statements within your cover letter; we will change the online submission form on your behalf.

Response: Many thanks for modifying our Funding statements within the online submission system. The amendments are (now included in the cover letter):

"RMA 278755 Fondo Sectorial CONACYT INEGI

Website: https://www.inegi.org.mx/investigacion/conacyt/default.html

SDDLG 274874 CONACYT Scholarship for PhD students

NO: The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript."

3. We note that Figure 1 in your submission contain map images which may be copyrighted. All PLOS content is published under the Creative Commons Attribution License (CC BY 4.0), which means that the manuscript, images, and Supporting Information files will be freely available online, and any third party is permitted to access, download, copy, distribute, and use these materials in any way, even commercially, with proper attribution. For these reasons, we cannot publish previously copyrighted maps or satellite images created using proprietary data, such as Google software (Google Maps, Street View, and Earth). For more information, see our copyright guidelines: http://journals.plos.org/plosone/s/licenses-and-copyright.

Response: Many thanks for noting this. We have changed our Figure 1 to include as background an image from USGS National Map Viewer, not subject to copyright (also included in Supplementary figures S2 and S3 Fig)

Review Comments to the Author

Reviewer #1: The authors studied a chaparral ecosystem to understand drivers of aboveground biomass and plant species richness, and their relationship. The authors found a positive relationship between aboveground biomass and water availability, while species richness covaried with landscape properties and reduced shrub cover. These are interesting findings, although the positive effect of increased water availability on biomass is no surprise, as well as the evidence for spatial heterogeneity of physical environment increasing the importance of species richness. I further suggest in my comments, some analyses and illustrations that would enhance the scope of the paper.

R: We appreciate the reviewer’s opinion, and expect this new version will respond to her (his) concerns.

Reviewer #2: This is a valuable study of an important region and it would fit in this journal. The authors put a good deal of time in the field investigation, I have several comments on the result and discussion part. This paper should be accepted with major revisions.

R: We appreciate the reviewer’s opinion, and expect this new version will respond to her (his) concerns.

1) In the result part, the description on landscape and environmental characteristics (Lines 230-237) is suggested to put into the method part.

R: We appreciate the suggestion by the reviewer. The landscape characteristics (elevation, aspect, and slopes) are now in Lines 162-164. We maintain the results from our quantification of soil properties in the results section, as these were novel measurements from our study and allow the readers to understand further results.

2) The rest of the results section should be divided into three or four sections, and each with a subtitle.

R: Many thanks for this suggestion. Results section now divided in four sections.

3) Accordingly, the discussion part should also be done according to three or four sub themes in the result part.

R: Many thanks for this suggestion. Discussion section now divided in three sections.

Reviewer #3: In general, León-Guerrero et al. carried out an original analysis and present novel results on the effect of local scale environmental gradients on vegetation in semi-arid regions. However, I have some comments regarding the methods, which may affect the results. I recommend adjusting the introduction and discussion to make these concerns visible.

a) The emphasis from the beginning on the relationship between plant productivity and aerial biomass is not relevant to the study.

In lines 91-93, the authors state that aboveground biomass is a PROXY of plant productivity and rely on the publication of Alder et al. (2011). However, the Alder et al. (2011) study uses peak annual biomass, which can be an efficient measure of productivity in herbaceous communities, especially when herbivory is low. Given that in the community studied by León-Guerrero et al. the woody component has 80% of the biomass and has been affected by grazing, the quote does not really justify anything.

R: We appreciate the reviewer’s observation. In response, we have re-written our Introduction, to be more focused on arid environments, and deleted the reference to the Adler et al study from this section.

On the other hand, studies indicate that the relationship between biomass-productivity can be highly variable in the same site, from negative to positive or none, depending on the age of the plants, successional stage, herbivory, senescence or type of disturbance (Terhorst and Munguia 2008). Other studies in tropical forests show that the relationship between productivity and biomass is not clear (Keeling and Phillips, 2007).

R: We agree with the reviewer, as several ecosystem processes may interfere with the observation of any biomass-species richness association. We now review the matter specifically for drylands, in lines 63-72.

b) The methods used leave doubts about the accuracy of biomass estimates. First, the plots used to quantify species richness and vegetation cover were 12.5 m2, but biomass was measured in one square meter located at the northern edge of each plot. This may generate biases since biomass is spatially distributed in patches. It would have been important to have several 1 m2 samples for destructive harvesting within each plot, rather than just one.

R: We apologize for not being clear enough on this point. 1. We agree with the reviewer that biomass is aggregated across the landscape, and we quantified this aggregation by using the Gini coefficient (G, an econometric indicator of inequality and accumulation of data regularly used for wealth comparisons across nations). Using this metric allowed us to directly quantify the intensity of aggregation of AGB within this landscape. This index has been used previously to quantify skewness in plant size (Dixon et al. 1987). We have clarified this point in the Methods section (L. 236-242). Our calculations of G are presented in the Results section (L. 306-308 and Fig. 2B), showing the spatial aggregation and heterogeneity in biomass.

2. Although we had one AGB plot per each plot, overall we had 36 biomass plots. This sample size allowed us to interpolate the patterns of biomass accumulation across the landscape, as shown in our figures 1, S2, and S3. In addition, the sample allowed us to discuss bias of biomass by species.

Dixon, P. M., Weiner, J., Mitchell-Olds, T., & Woodley, R. (1987). Bootstrapping the Gini coefficient of inequality. Ecology 68(5), 1548-1551.

Another alternative is the use of allometric equations for shrubs in semi-arid zones that are based on crown measurements of individuals (Conti et al. 20013). Other equations for shrubs and herbs can be found in Alamgir & Al-Amin (2008). In other words, it is possible to find in the literature models that allow estimating plot biomass with less uncertainty.

R: We appreciate the concern raised by the reviewer. We opted not to use allometric equations for this study because multi-species equations would require validation for each species (as shown in Conti et al. 2013), before applying in our study. The validation would require an experimental design and data processing apart from our study.

Finally, the biomass samples were dried at 70 oC, which can lead to overestimation of biomass, especially woody biomass. According to Williamson and Wiemann (2010), kiln drying requires temperatures above 100 oC, because wood contains bound water and free water that cannot be fully expelled at lower temperatures.

R: We agree with this observation by the reviewer, that the calculation of the specific gravity of wood requires drying samples at 101-105 C to evaporate bound water from wood. In our samples to determine aboveground biomass, we had a combination of leaves, fruits and wood, and thus we followed the protocols of Perez-Harguindenguy et al. (2013), who recommended oven-drying samples at 70 C for 72 hours (page 207, Perez-Harguindenguy et al. 2013, and corrigendum in Australian Journal of Botany, 2016, 64:715–716), considering the calculation of specific wood gravity only a special case to employ temperatures of 101-110 C.

As the reviewer correctly points, this procedure would overestimate wood biomass, which was clearly the great majority our samples. We now indicate this over-estimation in the Discussion section, suggesting that new protocols worldwide convey the criterion of 101-105 C (L. 424-430).

• Adler PB, Seabloom EW, Borer E 538 T, Hillebrand H, Hautier Y, Hector A, et al. Productivity is a poor predictor of plant species richness. Science (80- ). 2011;333(6050).

• Alamgir, M., & Al-Amin, M. (2008). Allometric models to estimate biomass organic carbon stock in forest vegetation. Journal of forestry research, 19(2), 101.

• Conti, G., Enrico, L., Casanoves, F. et al. Shrub biomass estimation in the semiarid Chaco forest: a contribution to the quantification of an underrated carbon stock. Annals of Forest Science 70, 515–524 (2013). https://doi.org/10.1007/s13595-013-0285-9)

• Keeling, H. C., & Phillips, O. L. (2007). The global relationship between forest productivity and biomass. Global Ecology and Biogeography, 16(5), 618-631.

• TERHORST, C.; MUNGUIA, P. Measuring ecosystem function: consequences arising from variation in biomass-productivity relationships. Community Ecology, 2008, vol. 9, no 1, p. 39-44.

• Williamson, G. B., & Wiemann, M. C. (2010). Measuring wood specific gravity… correctly. American Journal of Botany, 97(3), 519-524.

REVIEWER B Comments:

The authors studied a chaparral ecosystem to understand drivers of aboveground biomass and plant species richness, and their relationship. The authors found a positive relationship between aboveground biomass and water availability, while species richness covaried with landscape properties and reduced shrub cover. These are interesting findings, although the positive effect of increased water availability on biomass is no surprise, as well as the evidence for spatial heterogeneity of physical environment increasing the importance of species richness. I further suggest in my comments, some analyses and illustrations that would enhance the scope of the paper.

Title

Lines5-6: Should title instead be something like “Determinants of biomass and species richness in a Mediterranean-climate shrubland” since species richness best correlated with other variables?

R= We thank the reviewer for this suggestion. Following her (his) advice, we changed the title to “Hydrological and topographic determinants of biomass and species richness in a Mediterranean-climate shrubland”

Introduction

Line 62-63: state clearly that water availability is one of the main factors influencing plant species richness. Other factors, such as community assembly factors (e.g., seed propagule) or disturbance, could also influence plant species richness.

R= This sentence is now in Line 60-62, and we added other factors that have been found to contribute plant species richness (Huston, 1979; Bassa et al., 2012; Xu et al., 2016).

Lines 64-65: The connection between aboveground net productivity and precipitation to plant species richness is not clear in this sentence. Perhaps authors meant to say something like “Although, plant species richness has been related to several ecosystem functions in drylands, association to productivity remains unclear”.

R= We thank the reviewer for this clarification, now in Line 63-67.

Lines 75-76: What does “Positive-reinforcementprocesses” mean in this context?

R=We apologize for not being clear enough on this point. We explain further on Line 74-78. This positive reinforcement process has been explained by Scanlon et al. (2007) as positive spatial feedbacks, where the probability of establishment increases with more tree density, like water availability which is the main driver of plant establishment, but also the canopy itself helps to maintain soil moisture because of more shade, leading to reduced bare soil evaporation.

Line 93-95: including facilitative relationships in some cases. See

Species diversity enhances ecosystem functioning through interspecific facilitation

BJ Cardinale, MA Palmer, SL Collins

Nature 415 (6870), 426-429

R=We added a comment about the facilitation process from species diversity in the previous paragraph (Line 83-85) that refers to the positive reinforcement process like shading and less soil evaporation at more canopy cover, permitting less drought-tolerant species to coexist, therefore, having more diversity.

Lines 103-104: replace “tests” for “studies” and add “in this system” after abiotic factors. Also, authors mention that the relationship between AGB and S is not fully understood, but what is known in this system?

R=We restructured the sentence to explain further the need for studying this type of vegetation. (line 106-108). We explained what is known in systems similar to our study site in lines 88-91.

Line 118: add reference that supports hypothesis

R=Thank you for the observation, we have added two references supporting the hypothesis that the relationship of species richness and biomass may be influenced by water availability (Line 59-60 and 108-111 Including Li et al 2013).

Lines 118-122: and what is the hypothesis for these other variables with the relationship between S-ABG, and for each (S and ABG)?

R=To clarify this section, we have re-written the final paragraphs of our introduction to establish a set of specific hypotheses. Please find the new hypotheses on lines 55-60.

Line 222: I didn’t see variable scaling in the authors code (see S2 Appendix stepwise analysis Data plot.txt), considering that variables had different units. Does variables scaling influence the outcome of the results?

R= Following reviewer’s suggestion, we ran the analyses again with normalized data, to check if there was any effect of data scaling. P values and multiple R2 remained the same with normalized data. Appendix S1 now includes normalized data.

Lines 122-123: how will generated maps of AGB and S by interpolation techniques support statistical analysis in this study?

R= We consider the interpolation maps to be visual aids that allow better comprehension of the statistical analysis. We also recognize that these sentences were confusing, and they have been deleted from the introduction. Please check our re-written introduction, with a new set of predictive hypotheses and more theory to predict the role of species in ecosystem functioning.

Methods

Line 127: In figure 1, authors refer to 36 sampling plots and later in line 158 first mention them in the methods, however, it is unclear why 36 plots were chosen.

R= We clarified this important point in Lines 159-161. We selected the 36 plots because our study area was a polygon of ca. 17 hectares. To cover this area homogeneously, we first generated a grid of 50 x 50 m using GIS. The number of intersections on the grid was 36. The selected area (17 hectares) is a natural preserve within a private property, and corresponds to a geomorphic unit and to the footprint area for an eddy covariance tower.

Lines 132-134: Because this system has such marked seasons, can authors provide means for precipitation broken down by dry and wet seasons within the same time range (1986-2018)? Time range should include the period of observations.

R= Published data and open databases are not up-to-date. We have changed the citation to one with a slightly older record (1980-2009) that specifies the mean annual precipitation and also monthly precipitations in the rainy winter season (18-63 mm), as well as the dry summers (1-6 mm) (León et al., 2014) now on Line 129-131.

Line 138: in “has been sporadically used by cattle”, did cattle have access to the plots for grazing? If so, it should be acknowledged that study plots were eventually grazed since this can influence the outcome of plant richness and biomass.

R= We have improved the statement as possible, and added the acknowledgement: the site “has been traversed or browsed a few days of the year by a small herd of cattle inclined to forage in surrounding areas that are more verdant or tended.” It is possible they may have had patchy affects on openness and species composition, particularly in the early post-fire years, now inlines 134-136.

Lines 138-139: clarify why this information is relevant.

R= We added that this tower, which also helped delimit our study zone because there are previous landscape studies (Line 136-138).

Line 146: why was initial mapping done and how often? Was it for site characterization in table 1? If so, say this up front in this paragraph.

R= It was done only once, at the very beginning of the study to delimit our study area and mark the plots, now in Line 147-151.

Lines 161: Explain why only one observation was performed. Is there any previous knowledge of the system (e.g., no change in species composition within and across seasons) that would justify one observation in April?

R= In our study site, November to April is the period of the year, during the rainy season, when most growth occurs, as documented from satellite imagery (Del Toro-Guerrero et al. 2019) and known by more than twenty years of experience of some of our personnel. Protocols indicate that “biomass must be sampled at peak of the growing season and no less than 3 mo disturbance-free … i.e. no mowing, haying, grazing or fire. It is important to point out that prior disturbance, even if it is sustained and/or intense, is irrelevant in terms of site selection”. (Fraser et al., 2014). Now described in L. 166-167, 176-177, 180-182.

Lines 162-164: I am not familiar with this technique to assess plant cover. How precise were authors in determining plant cover by using images obtained 5m from the ground? Especially for short plants and considering various layers of the vegetation. If available, provide citations for the use of this technique and explain how species-specific cover was quantified from images.

R= The set of photographs taken at 5 m height allowed us to calculate the shrub canopy area more precisely than the conventional calculations of from two or three dimensions (e.g. major and minor axes, Conti et al. 2013). Using Image J as image processing software, we measured canopy areas directly on the photographs. Also, the resolution and colors of the images allowed us to discriminate among species. As the reviewer correctly points, undercanopy plants could not be quantified (but are uncommon in chaparral). The idea to use this method was obtained from intrasite photography in archaeology, were mast-photography is a widely-used method (reference now provided in paragraph). Now in Lines 170-176.

Line 168: nomenclature for what? Clarify this in the text.

R= Now in Line 176-177, we clarify that nomenclature for plant taxa was based on the recent authoritative publication (cited).

Line 170: clarify why AGB was harvested in February 2018 and in how many replicates. Was February the peak of biomass for this system?

R= Now in Line 180-182, we state that biomass sampling must be done near the peak biomass of the year (Fraser et al., 2014), before the end (March or April) of the rainy season at our site. We also want to specify that we did not make replicate subsamples of biomass per plot, relying on destructive sampling of n=36 plots of 1 m2. We did not establish any hypotheses concerning intra-plot variability, as this would involve different research questions and experimental design and methods.

Line 173-174: clarify what authors meant by “species origin ofthe remains”. Was it dead biomass?

R= Yes, the litter was dead leaves, twigs and wood fragments, almost always identifiable to species (Line 185-186).

Lines 178-182: Do the authors have any information about how abundant (average cover) these groups species are and if their absence in the harvested plots would influence sampled AGB values?

R= The information on the relative cover of every species we measured is now given by species in Tables S2 and S4. The herbaceous, parasitic and vines species would be trivial in individual and total biomass. The shrubs are persistent, but those species are small (or spindly and semi herbaceous) and were very patchy and of low contribution to cover on our site. Their absence in the harvested plots was not surprising or a cause for concern about AGB results.

Lines 206-208: how did authors get to the best estimator of plant richness?

R= Now in Line 218-224. We based our choice of estimators on the recommendations in Colwell and Coddington (1994).

Results

It would be veryhelpful and it would add to the paper if authors could add other layers to the map in Figs 1C and 1D for the distribution of key soil properties and shrub cover – i.e. key variables driving AGB and S. For example, mark areas in the map where soil watercontent was highand low.

R= We thank the reviewer for this suggestion. In response, we now include new maps of soil organic matter and soil water potential (Figure S2), as well as plant cover and soil water content (Figure S3).

Line 310: there’s only mention to dry fruit mass, were all or most of the species in this reproductive stage? If so, how much information in terms of biomass and greenness was potentially missed if vegetation sampling was done past flowering? I would expect peak of greenness or productivity to occur prior reproductive events. This would be related to resource accumulation for investment in reproductive structure. Or does this does not apply to this system? Please clarify.

R= Now we use the term “reproductive dry mass”, to include flowers, flower abortions, and fruits, ranging from 0.0001 to 0.14 kg per sp among the 36 sampling sites (in Table S4), and 0.056 kg per m2 combining all species per plot (in Table S2). We do not have precise information on the reproductive phenology of each species, but there are notable differences. One or two common species were probably underrepresented in reproductive dry mass. And the interannual variation of reproduction in some species is notorious (and as yet unquantified). Of course, annual carbon allocation budgets would be far beyond our scope. However, it is apparent that reproductive mass is minor compared to leaves and stems.

Discussion

Lines 453:355: not sure if authors are trying to say this, but reduced species number could also be part of species phenology, meaning that the timing of activity occurs in the wet season and plants senesce before the dry season. This makes me wonder if ‘filtered species’ could have contributed significantly to the species number during measurements.

R= We agree that phenology is important, as commented also in Methods. We have modified the text (Lines 375-378) and noted two examples.

Lines 371-372: is there any influence of cattle grazing here? Grazing normally increases species richness. If so, how grazed is this study site?

R=We comment on Lines 472-475 on the significance of “open” ground (with various references), some effected by cattle (probably abetted by rabbits, squirrels, and physical forces!). We commented on the cattle incursion on Lines 134-136. There are no data, historic or recent, with precise quantification on incursion (to an area of c. 50 ha), so our comments in the text are about as much as can be said.

Lines 434 and line 443: a suggestion to better explore AGB-S relationship: because unequal relative abundance is so marked in this study site, authors would benefit from using Community Weighted Means (CWMs) at the plot-level. This analysis wouldweight the relative abundance of species into AGB and then authors could test the CWM AGB-S relationship. See package FD, function functcompin R.

R= We appreciate the suggestion by the reviewer. In our design, we established area-based measurements. However, we do not have biomass for replicated single shrubs per species, and thus we are unable to calculate CWM. We did quantify the skewness of the distribution of biomass and species richness using the Gini index of inequality (in this case of plots, for S and AGB). This metric allowed us to show the intensity of aggregation of AGB within this landscape. This index has been previously used to quantify skewness in plant size (Dixon et al. 1987). We have clarified this point in the Methods section (Lines 236-242).

Dixon, P. M., Weiner, J., Mitchell-Olds, T., & Woodley, R. (1987). Bootstrapping the Gini coefficient of inequality. Ecology, 68(5), 1548-1551.

Line 452: what type of disturbance? Grazing?

R= We specify now as “feeding and activity” and include smaller and larger mammals, Lines 472-475.

Supporting information

S1 Table species abbreviation – add a column for species life cycle (perennial, annual or biannual)

R = Done.

Attachment

Submitted filename: Reviewers response PONE-D-20-36492.docx

Decision Letter 1

Wang Li

11 May 2021

Hydrological and topographic determinants of biomass and species richness in a Mediterranean-climate shrubland

PONE-D-20-36492R1

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Acceptance letter

Wang Li

18 May 2021

PONE-D-20-36492R1

Hydrological and topographic determinants of biomass and species richness in a Mediterranean-climate shrubland

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Appendix. Script to obtain the regression stepwise analysis.

    (TXT)

    S2 Appendix. Script to obtain the level of inequality via ´ineq´ package.

    (TXT)

    S1 Table. Data obtained by plot.

    (CSV)

    S2 Table. Table of species abbreviation (Abb) list and their contribution with relative cover, life form, life cycle, height in meters (H), relative stem mass, relative leaf area, frequency and plant habit.

    NA = not available, the date that could not be encountered, or species that were seen outside the plot.

    (DOCX)

    S3 Table. Correlation matrix of all measurements taken by plot.

    (XLSX)

    S4 Table. Data obtained by species.

    (CSV)

    S5 Table. Correlation matrix of all measurements taken by species.

    (CSV)

    S6 Table. Metadata from the data obtained by plot.

    (XLSX)

    S7 Table. Metadata from the data obtained by species.

    (XLSX)

    S1 Fig. Soil texture triangle of 36 plots across 17 hectares of semiarid shrubland in Rancho El Mogor, Baja California, México.

    (TIF)

    S2 Fig. Map of interpolation of species richness (S), aboveground biomass (AGB), soil water potential (water potential) and organic matter (OM) of 36 sampling plots at Rancho El Mogor, Baja California, México.

    (TIF)

    S3 Fig. Map of interpolation of species richness (S), aboveground biomass (AGB), shrub cover (plant cover) and soil water content of 36 sampling plots at Rancho El Mogor, Baja California, México.

    (TIF)

    Attachment

    Submitted filename: reviewer_comments_MS_PONE-D-20-36492.docx

    Attachment

    Submitted filename: Reviewers response PONE-D-20-36492.docx

    Data Availability Statement

    All relevant data are within the paper and its Supporting information files.


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