Summary
Mitigation of cross-contamination of fresh-cut food products at the washing step was studied by investigating how the vat design would affect the biofilm contamination surfaces. Hygienic design features such as no horizontal surfaces and only open angles exceeding 100° were proposed. The flow organization (velocity streamlines, wall shear stresses, and dynamics of the flow) was identified by means of computational fluid dynamics (CFD) calculation. Pseudomonas fluorescens PF1 biofilm growth kinetics were then mapped. The change in some geometrical features induced a better flow organization reducing “dead zones”. This significantly changed the biofilm growth kinetics, delaying the detection of biofilms from 20 hr to 24 hr. Critical areas such as welds, corners, and interfaces appeared far less prone to strong bacterial development. This would mean milder or less chemicals required at the washing step and faster and easier cleaning.
Subject areas: Microbiofilms, Food biotechnology, Food microbiology, Food safety
Graphical abstract

Highlights
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Pseudomonas fluorescens biofilm growth kinetics strongly related to the vat design
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Improved design lead to 24hr lag time before the biofilm exponential growth phase
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Corners, welds, and wetting front areas contamination could be largely mitigated
Microbiofilms; Food biotechnology; Food microbiology; Food safety
Introduction
In agro-food industrial environments, such as breweries, dairies, poultry or meat processing factories, as well as fresh-cut industries, surfaces have been reported to be contaminated by a range of microorganisms, including pathogenic and spoilage bacteria (Srey et al., 2013). Once introduced, many bacteria are able to persist on the contaminated surfaces, or even to form biofilms if environmental conditions are suitable. This may lead to cross-contamination of food and beverages at all food processing stages. For example, it has been proven that an outbreak of Listeria monocytogenes in Washington State (USA) was due to the contamination of a milkshake machine (Kase et al., 2017). Indeed, the ability of L. monocytogenes to survive cold temperatures or desiccation, together with its capability to form biofilms or to integrate pre-existing biofilms, improves its chances of colonizing and persisting in food processing environments (Pang et al., 2019). This phenomenon has been demonstrated in both dairy (Melero et al., 2019) and ready-to-eat food processing facilities (Henriques et al., 2014). Among the numerous abiotic parameters affecting biofilm formation, equipment design and material surface properties comprising topography and physico-chemistry, would play major roles (Faille et al., 2018). Indeed, biofilms are often found in specific areas including those with surface irregularities (e.g., weld features, groves, and scratches) and those affecting flow patterns (e.g., obstacles, dead ends). When biofilms are formed under dynamic conditions, their 3D structures are deeply affected by the flow pattern (Cunault et al., 2015, 2019; Manz et al., 2005;Simões et al., 2006). More compact and less porous biofilms have been observed under turbulent flows than under laminar flow conditions (Stoodley et al., 1999a; Vieira et al., 1993). In recent work (Cunault et al., 2018, 2019), surface contamination by Pseudomonas fluorescens PF1 biofilms has been studied using pilot scale washing tanks with the standard design features encountered in the fresh-cut vegetable processing industry. It has been found that biofilm growth dynamics (Cunault et al., 2018) and structures (Cunault et al., 2019) depend on the location in the tanks, which could range from discontinuous monolayer biofilms to biofilms with large, thick clusters. Poor design features encountered in such tanks make surface contamination difficult to remove. These include horizontal surfaces, right angles, and sometimes, poor quality welds and the presence of closed corners at the vat bottom and are critical in terms of hygiene.
Many efforts have been made to control biofilm development by preventive and curative approaches (Amin et al., 2020; Muhammad et al., 2020; Rajab et al., 2018; Srey et al., 2013; Whitehead et al., 2015). Among the preventive approaches, several strategies have been developed in attempts to prevent biofilm installation, primarily by acting on surface material properties or equipment design (Faille et al., 2018). Today, hygienic food equipment design is now fully recognized as a key to mitigate surface contamination and biofilm installation, as well as allowing efficient cleaning (Faille et al., 2018). Numerical fluid mechanics approaches assist in improving cleanability when designing food equipment or installing accessories (Asteriadou et al., 2006; Blel et al., 2009; Cunault et al., 2015; Kawale and Chandramohan, 2017). Such tools allow the evaluation of some relevant parameters, such as the local mean shear stress which impacts both soiling (Cunault et al., 2015) and cleaning (Kawale and Chandramohan, 2017). Unfortunately, computational fluid dynamics (CFD) methods do prove to be time-consuming (Blel et al., 2009).
Consequently, the aim of this study was to investigate how the application of some hygienic design guidelines (www.ehedg.org), regarding open angles and corners, wall inclination or the suppression of horizontal surfaces, could radically change the dynamics of biofilm growth on equipment surface. For this purpose, a series of mock-ups of industrial washing tanks for the fresh-cut food industry as recently proposed by (Cunault et al., 2018) was used to study the contamination patterns of P. fluorescens PF1 biofilms. Such biofilms might also support the growth of pathogenic bacteria such as L. monocytogenes on inert surfaces found in food processing equipment (Carpentier and Chassaing, 2004).
Results
CFD analysis of the flow organization in the vats
The velocity streamlines are presented for both orthogonal and modified geometries in Figure 1.
Figure 1.
Velocity streamlines generated by the impeller for the two vats
(A) cubic – commonly encountered features;
(B) improved geometry.
The flow is clearly homogeneous in the alternative geometry as demonstrated by the disappearance of the large recirculation zones observed at the four corners of the vat with an orthogonal configuration.
This was confirmed by comparing the Videos S1 and S2 (supplemental information) visualizing the flow dynamics created by a complete impeller rotation. The Video S1 described the velocity vector variation of a slice perpendicular to the inlet flow, showing the appearance of small recirculation zone on the left (132° internal angle) and which disappeared on the right (100° angle). However, such recirculation phenomenon appeared minor when compared to the significant down-pumping and recirculation area in the orthogonal configuration described in (Cunault et al., 2015) (Video S2). The modified geometry appeared to drastically reduce what can be called ‘dead zones’.
At each swabbed area of both vat geometries the minimum and the maximum average WSS (WSSavmin and WSSavmax) were calculated over a complete impeller rotation. The data obtained are presented in Figure 2.
Figure 2.
Box plots displaying the distribution of the average minimum and of the average maximum values of the WSS calculated over a complete rotation of the impeller per selected swabbing areas against (1) the aperture (90°, 100° and 132°); (2) the surface feature: border CI (side wall close to the impeller), border W (side wall), corner, interface, and weld; or (3) the inclination for the different zones.
On comparing the three different apertures, it is clear that the alternative geometry presents more homogeneous WSS values. However, all corners, whatever the vat, appeared to present the lowest WSS values. In addition, the proximity to the impeller imposed the largest WSS variations. Indeed, the WSS reached 4 Pa for the average minima and 5 Pa for the average maxima compared to general variations for the other zones only ranging from 0.001 to 1 Pa. Nevertheless, these high shear stress values of 4 and 5 Pa were only observed in the orthogonal vat, as maxima reached in modified geometry vats were only 1.19 and 1.31 Pa for the average minimum and the average maximum respectively. The dynamics of the WSS fluctuations for all areas were visualized by the Videos S1 and S2. These show that the WSS fluctuations imposed by the Rushton impeller decreases rapidly the farther the measurement from the impeller in both geometries.
Biofilm growth curves
The surface microbial load (SML) were represented with a box plot over time for all trials together, according to sample location. Curve fittings from the Baranyi model were also plotted, considering all the data obtained. The results in Figures 3 and 4 respectively presented growth curves on either corners and welds or on vat walls.
Figure 3.
Growth curves observed for corners and welds
Figure 4.
Growth curves obtained for all flat surfaces
Comparing 90° apertures to 100° and 132°, strong differences in growth curve shapes can be seen. In fact, at 90° aperture, the growth curves reached a plateau value at 48 hr of growth for corners and horizontal welds. Such a plateau exists neither for corners nor for horizontal welds at 100° and 132° apertures or for any other areas tested. More interestingly, for both 100° and 132°apertures, the biofilm growth only started visibly after 24 hr corresponding to a lag phase except for corners (100° aperture) and for inclined welds 4° and 16° not directly affected by the flow induced by the proximity of the impeller. Such remote welding zones, whatever the aperture, were prone to a quick contamination of between 1 and 2 Log10 cm−2, as was observed for the other areas, but this was then followed by an exponential growth phase. It is thus surprising to notice such a marked difference in the growth curves on 85° and 65° inclined welds, which presented lag phases respectively of around 24 hr and 30 hr. The flat surfaces (Figure 4) could be presented in three groups, the bottom walls, the border walls, and the air/liquid/wall interfaces areas. In all cases with the 100° and 132° apertures, the biofilm growth started after at least a 24-hr apparent lag phase in contrast to those of 90° aperture. Interface areas were also affected by this phenomenon, with an apparent lag phase of 24 hr for both 100° and 132° apertures.
Box plots of the variation of the three parameters λ, μmax and N0 against the aperture, the different features and the angles were presented in Figure 5.
Figure 5.
Boxplots of the distribution of the kinetics parameters according to (1) the aperture 90°, 100° and 102°, (2) the following features, border (BD) or bottom walls (BT), corners (C) and weld (W) and (3) the inclination from 0° up to 85°. The ANOVA procedure (boxplots) and Tukey’s Studentized Range (HSD) Test was applied for the initial surface contamination (czero) and the maximum growth rate (mu). The Kruskal-Wallis rank sums tests were followed by a Pairwise two-sided multiple comparison analysis for the apparent lag phase (lag) presented with the distribution of Wilcoxon scores. Common letters meaning no significant differences.
The observed wide variability in the λ data appeared to be explained by the role of the other selected explanatory variables, such as the aperture, the surface feature, and the wall inclination according to the Kruskal-Wallis rank sums tests followed by a Pairwise two-sided multiple comparison analysis. When considering only the apertures, a significant difference was observed between the alternative vat geometries (100° and 132°) and the orthogonal one where the median value of λ being null. In addition, significant differences were observed between inclinations of 55°, 65°, 80° (the largest λ with a median value of over 30 hr) or 85° and those of the orthogonal vat (0° and 90°). The two slighter inclinations 4° and 16° (bottom part, modified vat geometries whatever the proximity to the impeller) appeared to be different from the inclination 65°. λ values also varied greatly with some geometry features when comparing vat border walls, bottom walls, corners, and welds. On biofilms grown on the vat border walls, λ was found to be significantly higher than for corners and welds, although not in the bottom areas.
An opposing trend was observed to a lesser extent for the maximum growth rate μmax, observed in modified geometries and allowing higher growth rates. In addition, the μmax was found to be significantly lower on corners and border walls, as they are apparently prone to the greatest biofilm growth after the lag phase.
The modeledN0 did not depend on its position in relation to the impeller. However, an aperture of 90° led to significantly higher initial contamination than the 100° and 132°apertures tested. In addition, corners and welds presented significantly higher initial contaminations. Only the inclination of 0° (horizontal surfaces, orthogonal vats) was found to be significantly different from the other inclinations with a N0 over 2 log10 cm−2 (median value).
Discussion
CFD has been used with greater and greater success for the study of flow in complex systems, thanks to validation through experimentation. In addition, flow induced by a Rushton impeller has been extensively studied in the literature and CFD approaches are now common (Torotwa and Ji, 2018). Previous work allowed us to validate the CFD modeling through experimentation on the orthogonal vat (Cunault et al., 2015) and this approach was developed here to describe the changes in both the flow organization and wall shear stress repartition induced by modified geometry. Significant flow changes were observed, including better mixing in the modified tank and a quite homogeneous WSS repartition, corners excepted. However, such geometrical features of the orthogonal vat can be automatically ruled out in terms of design according to EHEDG guidelines (available at www.ehedg.org). In current fresh-cut food industries washing tanks, although no impeller is used, flow organization homogeneity could be sought, as this limits the possibility of recirculation areas which are again considered to be a design-induced hygienic shortcoming. Previous works have highlighted the importance of preventing such recirculation zones to avoid both the trapping of the contamination and to improve cleaning efficiency (Blel et al, 2009, 2010, 2013).
The contamination scheme in the alternative vat geometries were compared to previous experiments (Cunault et al., 2015, 2018) carried out on vats designed to be close to those encountered in the fresh-cut food industry. The alternative geometries were chosen as they comply with EHEDG principles (EHEDG Document number 8, 2018 third edition), having open angles, no horizontal surfaces thereby inducing good drainage and no recirculation areas.
Biofilm growth kinetics were mapped inside the vat modified surfaces and compared to those mapped in the orthogonal ones. An increase from 106 up to 5 107CFU/mL was observed after 72 hr in the circulating liquid as detailed previously (Cunault et al., 2018) for the orthogonal vat. The huge differences observed within the SML growth kinetics of the areas tested whatever the vat geometry could not be explained by this increase of the circulating contamination. In consequence, the vat design clearly impact the SML and the biofilm development. The literature reports numerous studies on how the flow conditions affect biofilm formation. Some authors mainly working with flow cells (Chmielewski and Frank, 2003; Dunsmore et al., 2002; Hödl et al., 2014; Purevdorj et al., 2002; Stoodley et al., 1999b) have shown that adequate flow design reduces biofilm development as migrating cells and cluster spatial coalescence are inhibited.
The major effect observed in this study was the presence of a lag phase, which affected most areas except for the welds. Even corners with an opening of 132° showed a lag phase that lasted for at least 10 hr. This time period is sufficient for a standard production time in a fresh-cut food factory.
This phenomenon was discussed previously (Cunault et al., 2018) as it is observed at a much lower extent on the orthogonal vat. The lag period occurred after a short period of initial adhesion of the planktonic form (their physiological state being that of the exponential phase). Thus, the biofilm lag periods could not be related to any lag phase of the former planktonic cells. When no lag phase, this initial adhesion could be significant (from 102 up to 103CFU/cm2) on most of the areas of the orthogonal vats followed by an exponential increase in the biofilm load as observed on the kinetics growth curves.
A quantitative estimate of P. fluorescens AR 11 biofilms development (Recupido et al., 2020) was carried out under three different flow conditions (stagnant, shaken fluid, or controlled laminar conditions) for 72 hr. Under stagnant conditions, 24 hr was sufficient to reach a plateau after a rapid increase during the first 5 hr. Under shaken conditions, the main difference was a higher biomass amount obtained than for static conditions. Conversely, under flow cell conditions, an erosion-induced lag phase was observed lasting at least 24 hr which can be considered in line with our work observations.
Another recent study (Bucs et al., 2018) stated that the biofilm control strategies in spiral-wound membranes should focus on delaying the biofilm formation, thereby permitting more efficient removal by further cleaning strategies. This delay in the biofilm development depended in that case, as in our work, largely on the flow conditions. It was shown (Moreira et al., 2013) a reduced Escherichia coli biofilm formation under higher shear stress conditions because the adverse effects of the shear stress were more significant than the improvement of nutrient mass transfer. Here this is more the dynamics induced by the flow than the absolute value of the shear stress which plays a role on the presence of an apparent lag phase. A similar trend was observed previously on the impact of the flow organization on bacteria removal in closed systems (Blel et al., 2010, 2013).
In this study, the growth rate was clearly reduced in corners, despite a significantly higher initial adhesion and almost no lag phase. For the other areas, the higher growth rate observed was probably induced by better mixing in the near wall region being favorable for the biofilm development. When comparing high shear with low shear zones, apparently no difference in the growth rate could be observed, with the high shear areas likely to be prone to biofilm erosion phenomenon.
Hydrodynamics are known to affect cell density and biofilm matrix composition. The fluid velocity field in contact with the attached microbial layer is widely considered as one of the most important factors affecting not only the biofilm’s structure but also its activity (Araújo et al., 2016; Liu and Tay, 2002; Pereira et al., 2002). This greatly exceeds the influence of factors, such as biofilm age, suspended cell concentration, pH, and surface roughness of the substratum (Chen et al., 2005). Indeed, biofilm volumetric density and EPS volume increase with the shear stress, resulting in increased biofilm cohesion (Garny et al., 2008; Simões et al., 2010). Such statements were confirmed with a stronger resistance to shear (Cunault et al., 2019) observed for biofilms grown on the vertical walls of the orthogonal vat compared, e.g., to corners.
Specificity for the biofilms grown at the interface air/material/water (ALW) (Cunault et al., 2019) was observed in terms of structure and resistance to the mechanical or chemical actions. The observed higher resistance was the result of the conditions encountered during biofilm formation at the air-liquid-substratum interface, along with the periodic wetting induced by the impeller rotation. Indeed, it is largely observed that thick biofilms often preferentially develop at the air-liquid-substratum interface, rather than in wholly submerged areas. Recently, the same P. fluorescens strain (Jha et al., 2020) was used and compared to three other strains E. coli, Bacillus cereus, and Bacillus subtilis to form biofilms in static conditions at the ALW interface on four materials with very different topographic and hydrophilic/hydrophobic properties (stainless steels with 2R or 2B finishes, polypropylene and glass). After one day of incubation in a bacterial suspension, all but B. cereus was found to form large amounts of biofilm, easily observable to the naked eye with a 3D structure at the interface corresponding to the meniscus area. After a standard cleaning-in-place treatment involving NaOH 0.5% at 60°C, cultivable cells were only detected from B. cereus biofilms (growth on agar), while biofilms were also still visible on coupons contaminated with P. fluorescens. Furthermore, most residual biofilms on the coupons after cleaning appeared orange by epifluorescence microscopy after staining with orange acridine suggesting the presence of many viable but non-culturable cells within the residual biofilms. All these results highlighted the importance of biofilms at the ALW interfaces in the control of surface hygiene, particularly in the food industry.
It is interesting here to note that significant lag phases were observed for these specific areas (>30 hr) with both apertures 100° and 132°. This means that the issue represented by the interface in this particular case could be solved by modifying the geometry.
The improvement in the mitigation of the biofilm development for at least the first 24 hr (apparent lag phase), demonstrated the importance of hygienic design principles (Hofmann et al., 2018) which states that both horizontal surfaces and corners should be avoided. In a previous work (Cunault et al., 2019), resistance to cleaning for weld areas was largely lowered when these were placed vertically (vat with 90°aperture), given that welds could be considered as a minor shortcoming, with the right geometry.
Considering horizontal welds in orthogonal vats, the biofilm growth kinetics reached a plateau after 48 hr and obviously no lag phase was observed. Nevertheless, a marked change was observed for horizontal welds in the presence of 100° and 132° apertures. Indeed, a lag phase of around 20 hr was observed. One can note that inclined welds at 4° and 16° presented no lag phase. These areas thus seemed to be less affected by the flow induced by the impeller not explained by the wall shear stress, which was close or even higher than for most of the other areas. Previous papers have stated that there are no clear relationships between welding zones and bacterial adhesion (Casarin et al., 2014) or bacterial colonization (Tide et al., 1999), but the flow organization as shown here could either improve the initial adhesion (from 3 to 1 Log10 cm−2 in case of horizontal welds) or accelerate the bacterial colonization scheme, through different biofilm growth kinetics including lag phases.
In conclusion, we have previously demonstrated, in conditions close to those encountered in vegetable processing industry, that some specific areas within industrial washing tanks are prone to allowing a strong bacterial contamination and generating a further high resistance to rinsing/cleaning processes. However, the change in some geometrical features (mainly angles) induced a better flow organization, i.e., better homogeneous mixing deeply changed the biofilm growth kinetics and rendered critical areas (welds, corners, and interfaces) far less prone to bacterial development within a reasonable time lapse for potential industrial applications. Modifications to the design of open machineries (e.g., open angles, no horizontal surfaces) would thus significantly change the contamination scheme and eventually improve the ease of cleaning. This would allow industrialists to envisage the use of more environmentally friendly washing steps (reduction in the use of chemicals) and possibly allow milder cleaning procedures complying with new environmental constraints.
Limitations of the study
All the limitations were mentioned in the transparent methods and discussion parts.
Resource availability
Lead contact
Further information and requests for resources and materials should be directed to and will be fulfilled by the lead contact, Thierry Bénézech (thierry.benezech@inrae.fr).
Material availability
The tested items and the bacteria strain are available on request to the lead contact.
Data and code availability
A finite volume CFD simulation of the alternative geometry tank was achieved under an open source software: OpenFOAM 6 (© OpenCFDLtd,2019;ESI Group).
Methods
All methods can be found in the accompanying transparent methods supplemental file.
Acknowledgments
We thank Jacky Six for his technical assistance and helpful discussions. This work was undertaken under the European Research Project SUSCLEAN (contract number FP7-KBBE-2011-5, project number: 28514) and was supported by the Interreg programme V France-Wallonie-Vlaanderen Veg-I-Tec project.
Author contributions
L.B. conducted the CFD calculations with H.D. and participated in the writing of the paper regarding CFD. C.C. conducted the experiments and biofilm growth modeling and with C.F. participated to the writing of the paper regarding microbiology. L.W. was in charge to the building of the whole experimental set-up and items. T.B. was responsible for the research and wrote the paper with L.B., C.C. and C.F.
Declaration of interests
The authors declare no competing interests.
Published: June 25, 2021
Footnotes
Supplemental information can be found online at https://doi.org/10.1016/j.isci.2021.102506.
Supplemental information
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
A finite volume CFD simulation of the alternative geometry tank was achieved under an open source software: OpenFOAM 6 (© OpenCFDLtd,2019;ESI Group).





