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Annals of Translational Medicine logoLink to Annals of Translational Medicine
. 2021 May;9(10):913. doi: 10.21037/atm-20-5032

Matched pair analysis for comparison of survival outcome of alternative regimens to standard three-weekly cisplatin-based concurrent chemoradiation of head and neck cancer

Hye Ri Han 1,^, Sung Jun Ma 2,^, Gregory M Hermann 2,^, Austin J Iovoli 2,^, Kimberly E Wooten 3, Hassan Arshad 3, Vishal Gupta 3, Ryan P McSpadden 3,^, Moni A Kuriakose 3, Michael R Markiewicz 3,4,5, Jon M Chan 3, Mary E Platek 2,6,7, Andrew D Ray 6, Fangyi Gu 6,^, Wesley L Hicks Jr 3,^, Anurag K Singh 2,^,
PMCID: PMC8184429  PMID: 34164547

Abstract

Background

To compare head and neck cancer (HNC) patients treated with three-weekly versus weekly cisplatin-based or other chemotherapy-based concurrent chemoradiation (CRT) and CRT with versus without induction chemotherapy (ICT) to investigate differences in overall survival (OS) and cancer-specific survival (CSS).

Methods

HNC patients treated with definitive or adjuvant CRT at Roswell Park Comprehensive Cancer Center between 2003 and 2017 were retrospectively reviewed. Propensity score matching was performed to obtain three sets of balanced matched pairs: three-weekly and weekly cisplatin CRT, three weekly and non-cisplatin CRT, CRT with and without ICT. Multivariate Cox regression and Kaplan-Meier analyses were used to estimate and compare survival outcomes.

Results

A total of 623 patients received either definitive (81%) or post-operative (19%) RT. Of these, 283 patients concurrently received three-weekly cisplatin (45%); 189 patients (30%) received weekly cisplatin; 151 patients (24%) received non-cisplatin regimen. Median follow-up was 55.4 months (interquartile range, 38.0–88.7). Patients who received CRT alone and those who received ICT and CRT had no difference in 5-year OS (51.5% and 41.0% respectively, P=0.53) and CSS (64.9% and 49.7% respectively, P=0.21). Compared to patients who received three-weekly cisplatin, patients who received weekly cisplatin had no difference in 5-year OS (59.3% vs. 54.1%, P=0.35) and CSS (70.3% vs. 62.4%, P=0.09); patients who received non-cisplatin CRT also had no difference in 5-year OS (54.5% vs. 58.3%, P=0.51) and CSS (67.5% vs. 64.7%, P=0.45).

Conclusions

No significant difference in OS and CSS was observed in any of the three pairs of CRT regimens. ICT prior to CRT did not improve survival of CRT alone. Non-cisplatin and weekly cisplatin regimens did not prove to be inferior to the standard three-weekly cisplatin.

Keywords: Head and neck cancer (HNC), concurrent chemoradiation (CRT), cisplatin, induction chemotherapy (ICT), overall survival (OS)

Introduction

Concurrent chemoradiation (CRT) with high-dose cisplatin (HDC) (three cycles of 100 mg/m2 given once every 3 weeks) produces better locoregional control (LRC) and overall survival (OS) compared to radiotherapy (RT) alone in several randomized trials of head and neck cancer (HNC) (1-7). Compared to RT alone, however, CRT with HDC reports roughly 20–40% greater rate of high-grade toxicity that significantly deters up to 40% of patients from completing the aggressive treatment (3-8).

Low-dose cisplatin (LDC) (30–50 mg/m2 given once weekly) regimens show promising LRC, OS, and cancer-specific survival (CSS) with acceptable rate of severe acute toxicity (9-11). Several retrospective analyses suggest comparable efficacy and improved toxicity profile with LDC (12-15). Three randomized trials, however, report conflicting data that HDC versus LDC (16,17) and LDC versus HDC (18) is superior in the post-operative setting.

Multiple non-cisplatin based regimens have been tested but have not supplanted HDC (19-24). Induction chemotherapy (ICT), despite its efficacy compared to RT alone in larynx preservation (25,26) and reduction of distant metastases (1,4,25,26), does not improve survival compared to CRT alone (27,28).

In this study, we aimed to compare HNC patients treated with (I) ICT and CRT vs. CRT alone, (II) HDC- vs. LDC-based CRT, (III) HDC- vs. other chemotherapy-based CRT to determine whether there is a significant difference in OS and CSS.

We present the following article in accordance with the STROBE reporting checklist (available at http://dx.doi.org/10.21037/atm-20-5032).

Methods

Patient population

An institutional database of HNC patients treated with definitive or post-operative CRT between 2003 and 2017 at Roswell Park Comprehensive Cancer Center was retrospectively reviewed. Patients who received CRT were included regardless of dosing schedule and chemotherapy agent; those who received RT alone or treatment with non-curative intent were excluded. Patients who received ICT followed by CRT were included; those who received ICT alone or ICT with RT were excluded. Length of follow-up, for those still alive, was defined as length of time between date of diagnosis to last date of follow-up visit.

Statistical analysis

Multivariate (MVA) logistic regression analysis was performed using backward selection (α<0.20) of potential confounders to identify patient factors and treatment factors associated with survival. All P values were two-sided and factors with P values ≤0.05 were considered statistically significant. MVA Cox regression analysis was performed to identify factors that are associated with OS and CSS. Kaplan-Meier analysis was used to estimate survival of matched cohorts.

Propensity score matching was performed in patients with (I) CRT with and without ICT, (II) HDC-CRT and LDC-CRT, (III) HDC-CRT and non-cisplatin CRT. Survival outcomes were compared. Baseline characteristics, including age, gender, pre-RT weight, smoking status, p16 status, tumor staging, primary tumor site, and treatments received were matched to construct well-balanced pairs. Propensity score matching was performed using the nearest neighbor matching without replacement method in 1:1 ratio with a caliper width of 0.1 of the standard deviation of the logit (29). SAS (SAS Institute, Cary, NC, USA) and R (version 3.6.1, R Project for Statistical Computing, Vienna, Austria) software were used.

Ethical statement

The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013). The study was approved by the institutional review board of Roswell Park Comprehensive Cancer Center (EDR-103707) and individual consent for this retrospective analysis was waived.

Results

Baseline characteristics

We analyzed a total of 623 patients, of whom 506 were males (81%) and 117 were females (19%) with a median age at time of diagnosis of 61 years [interquartile range (IQR), 50.4–66.6]. About 95% [593] of these HNC patients had squamous cell carcinoma. The most common site of primary tumor was oropharynx (42%). Median follow-up was 55.4 months (IQR, 38.0–88.7 months). All patients received either definitive (81%) or post-operative (19%) RT, median dose 70 Gy (IQR, 70–70 Gy) for all cohorts.

Standard regimen of three-weekly HDC was concomitantly used to treat 283 patients (45%); weekly LDC (30–50 mg/m2 once weekly) was given to 189 patients (30%); 151 patients (24%) received other chemotherapy regimen which included weekly cetuximab, weekly carboplatin, platinum regimen not otherwise specified, and crossover to carboplatin or cetuximab. Total or mean cumulative dose in each cohort is unknown due to incomplete information in the database. Prior to matching, median OS for HDC cohort was 40.3 months (IQR, 26.2–63.5), LDC was 42.4 months (IQR, 19.8–78.4), and other chemotherapy was 37.9 months (IQR, 13.8–69.2). Taxane-based ICT was given to 70 patients (11%). Median OS before matching for this cohort was 34.6 months (IQR, 16.5–65.3). The baseline patient and treatment characteristics before matching are summarized in Table 1.

Table 1. Baseline characteristics before matching.

Variable Cis q3wk Cis q1wk Other P
N % N % N %
Gender 0.29
   Male 234 83 156 83 116 77
   Female 49 17 33 17 35 23
   Total 283 100 189 100 151 100
Age (yrs) <0.001
   <61 173 61 91 48 60 40
   ≥61 110 39 98 52 91 60
   Total 283 100 189 100 151 100
Smoker 0.008
   Never 71 25 37 20 26 17
   Former 147 52 87 46 93 62
   Current 65 23 65 34 32 21
   Total 283 100 189 100 151 100
HPV 0.007
   Negative 47 17 50 26 33 22
   Positive 121 43 59 31 42 28
   NA 115 41 80 42 76 50
   Total 283 100 189 100 151 100
Comorbidity (no.) 0.05
   0 63 22 42 22 17 11
   1 87 31 51 27 41 27
   2 69 24 48 25 44 29
   3+ 64 23 48 25 49 32
   Total 283 100 189 100 151 100
T stage <0.001
   X 1 0 0 0 2 1
   0-2 145 51 79 42 68 45
   3-4 136 48 109 58 71 47
   NA 1 0 1 1 10 7
   Total 283 100 189 100 151 100
N stage <0.001
   0-1 78 28 61 32 67 44
   2-3 203 72 127 67 74 49
   NA 2 1 1 1 10 7
   Total 283 100 189 100 151 100
M stage <0.001
   0 277 98 182 96 135 89
   1 5 2 4 2 5 3
   NA 1 0 3 2 11 7
   Total 283 100 189 100 151 100
Primary site 0.03
   NA 23 8 27 14 26 17
   Oral cavity 25 9 22 12 9 6
   Nasopharynx 14 5 2 1 2 1
   Oropharynx 130 46 70 37 63 42
   Hypopharynx 15 5 14 7 9 6
   Glottis 33 12 21 11 19 13
   Salivary 5 2 3 2 2 1
   Other 0 0 3 2 5 3
   Unknown 22 8 15 8 9 6
   Multiple 16 6 12 6 7 5
   Total 283 100 189 100 151 100
Histology <0.001
   Squamous 278 98 182 96 133 88
   Other 5 2 7 4 18 12
   Total 283 100 189 100 151 100
RT type 0.63
   Definitive 230 81 149 79 125 83
   Adjuvant 53 19 40 21 26 17
   Total 283 100 189 100 151 100
RT total dose (Gy) 0.15
   Median 70 70 70
   IQR 70–70 70–70 70–70
RT start year 0.01
   <2011 72 25 50 26 58 38
   ≥2011 211 75 139 74 93 62
   Total 283 100 189 100 151 100
RT complete 0.02
   No 3 1 10 5 8 5
   Yes 278 98 178 94 141 93
   NA 2 1 1 1 2 1
   Total 283 100 189 100 151 100
Treatment response <0.001
   No response 6 2 7 4 11 7
   Partial 237 84 142 75 92 61
   Complete 23 8 22 12 30 20
   NA 17 6 18 10 18 12
   Total 283 100 189 100 151 100
Surgery 0.51
   No 225 80 147 78 125 83
   Yes 58 20 42 22 26 17
   Total 283 100 189 100 151 100
Induction chemo 0
   No 264 93 156 83 133 88
   Yes 19 7 33 17 18 12
   Total 283 100 189 100 151 100
Nutrition support 0.07
   No 122 43 62 33 55 36
   Yes 161 57 127 67 96 64
   Total 283 100 189 100 151 100
Hospitalized 0.97
   No 215 76 142 75 112 74
   Yes 67 24 46 24 39 26
   NA 1 0 1 1 0 0
   Total 283 100 189 100 151 100
WBC count 0.11
   Normal 242 86 153 81 113 75
   Low 5 2 5 3 5 3
   High 25 9 20 11 17 11
   NA 11 4 11 6 16 11
   Total 283 100 189 100 151 100
Hemoglobin (g/dL) <0.001
   ≥12 229 81 132 70 86 57
   <12 43 15 46 24 49 32
   NA 11 4 11 6 16 11
   Total 283 100 189 100 151 100

Cis, cisplatin; q3wk, once every 3 weeks; Q1wk, once every week; HPV, human papilloma virus; NA, not available; RT, radiotherapy; IQR, interquartile range; Chemo, chemotherapy; WBC, white blood cell.

Survival outcome

MVA showed no significant association between alternative chemotherapy regimen and survival. In comparison to standard HDC dosing, neither non-cisplatin nor weekly LDC was associated with any significant change in OS [hazard ratio (HR) 0.95, 95% confidence interval (CI), 0.70–1.28, P=0.72] or CSS (HR 1.14, 95% CI, 0.79–1.65, P=0.48). ICT was also not associated with any significant change in OS (HR 1.28, 95% CI, 0.89–1.82, P=0.18) or CSS (HR 1.41, 95% CI, 0.93–2.13, P=0.10). The results of MVA on survival outcome are organized in Table 2.

Table 2. Cox regression analysis of survival outcome.

Variable Overall survival Cancer-specific survival
UVA MVA UVA MVA
HR 95% CI P HR 95% CI P HR 95% CI P HR 95% CI P
Chemo
   Cis q3wk 1 Ref 1 Ref 1 Ref 1 Ref
   Cis q1wk 1.36 1.03–1.79 0.03 0.97 0.72–1.30 0.82 1.69 1.21–2.36 0.002 1.17 0.81–1.70 0.4
   Others 1.79 1.36–2.37 <0.001 1.04 0.75–1.42 0.83 2.03 1.44–2.87 <0.001 1.05 0.70–1.57 0.81
ICT
   No 1 Ref 1 Ref 1 Ref 1 Ref
   Yes 1.54 1.12–2.12 0.007 1.29 0.90–1.85 0.17 1.8 1.25–2.59 0.002 1.46 0.96–2.23 0.07
Gender
   Male 1 Ref 1 Ref
   Female 1.13 0.85–1.50 0.41 1.08 0.76–1.53 0.66
Age (yrs)
   <61 1 Ref 1 Ref 1 Ref 1 Ref
   ≥61 1.57 1.24–1.97 <0.001 1.56 1.22–1.99 <0.001 1.57 1.19–2.08 0.001 1.68 1.25–2.26 <0.001
Smoker
   Never 1 Ref 1 Ref 1 Ref 1 Ref
   Former 1.92 1.36–2.72 <0.001 1.51 1.04–2.18 0.03 1.91 1.25–2.91 0.003 1.31 0.84–2.06 0.23
   Current 2.53 1.75–3.67 <0.001 2.23 1.51–3.30 <0.001 2.49 1.59–3.90 <0.001 1.98 1.23–3.17 0.005
HPV
   Negative 1 Ref 1 Ref 1 Ref 1 Ref
   Positive 0.51 0.37–0.71 <0.001 0.92 0.65–1.30 0.63 0.58 0.39–0.86 0.006 1.2 0.79–1.82 0.39
   NA
Comorbidity (no.)
   0 1 Ref 1 Ref
   1 0.8 0.56–1.13 0.21 0.74 0.49–1.12 0.15
   2 1.1 0.78–1.55 0.59 0.94 0.63–1.41 0.78
   3+ 1.23 0.88–1.73 0.23 0.99 0.66–1.48 0.97
T stage
   X 2.43 0.34–17.43 0.38 3.75 0.52–27.16 0.19
   0–2 1 Ref 1 Ref 1 Ref 1 Ref
   3–4 2.32 1.81–2.97 <0.001 1.87 1.44–2.41 <0.001 2.95 2.15–4.05 <0.001 2.33 1.69–3.21 <0.001
N stage
   0–1 1 Ref 1 Ref
   2–3 0.95 0.74–1.22 0.69 1.14 0.84–1.55 0.41
   NA
M stage
   0 1 Ref 1 Ref 1 Ref 1 Ref
   1 3.89 2.17–6.95 <0.001 1.02 0.49–2.14 0.96 3.87 1.98–7.59 <0.001 0.77 0.35–1.70 0.52
   NA
Histology
   Squamous 1 Ref 1 Ref 1 Ref 1 Ref
   Other 2 1.31–3.06 0.001 0.87 0.46–1.63 0.66 2.3 1.42–3.74 <0.001 0.98 0.43–2.21 0.96
Primary site
   NA 1 Ref 1 Ref 1 Ref 1 Ref
   OC 0.84 0.54–1.31 0.44 0.93 0.56–1.54 0.77
   NP 0.68 0.32–1.44 0.32 0.77 0.34–1.73 0.53
   OP 0.43 0.30–0.61 <0.001 1.13 0.73–1.73 0.59 0.39 0.26–0.59 <0.001 1.08 0.63–1.83 0.78
   HP 0.95 0.59–1.54 0.84 0.89 0.50–1.58 0.68
   Glottis 0.8 0.52–1.22 0.3 0.68 0.41–1.15 0.15
   Salivary 0.78 0.35–1.73 0.54 0.96 0.40–2.27 0.92
   Other 0.33 0.08–1.34 0.12 0.46 0.11–1.91 0.29
   Unknown 0.39 0.22–0.69 0.001 1.07 0.54–2.12 0.84 0.29 0.13–0.61 0.001 0.86 0.35–2.12 0.75
   Multiple 1.15 0.70–1.87 0.59 0.93 0.51–1.70 0.81
RT total dose (Gy)
   <70 1 Ref 1 Ref 1 Ref 1 Ref
   ≥70 0.66 0.50–0.86 0.002 0.82 0.60–1.11 0.2 0.57 0.42–0.78 <0.001 0.72 0.51–1.03 0.07
RT start year
   <2011 1 Ref 1 Ref
   ≥2011 0.91 0.71–1.17 0.49 0.97 0.72–1.31 0.84
RT complete
   No 1 Ref 1 Ref 1 Ref 1 Ref
   Yes 0.16 0.10–0.25 <0.001 0.53 0.33–0.86 0.01 0.12 0.08–0.20 <0.001 0.44 0.27–0.71 0.001
Response
   None 1 Ref 1 Ref 1 Ref 1 Ref
   Partial 0.08 0.05–0.12 <0.001 0.08 0.05–0.13 <0.001 0.05 0.03–0.08 <0.001 0.05 0.03–0.08 <0.001
   Complete 0.5 0.31–0.81 0.005 0.45 0.27–0.75 0.002 0.46 0.28–0.76 0.002 0.46 0.28–0.77 0.003
Surgery
   No 1 Ref 1 Ref
   Yes 0.86 0.64–1.16 0.34 0.92 0.65–1.31 0.66
Nutrition support
   No 1 Ref 1 Ref 1 Ref
   Yes 1.29 1.01–1.65 0.04 0.95 0.72–1.26 0.74 1.29 0.96–1.74 0.09
Hospitalized
   No 1 Ref 1 Ref 1 Ref 1 Ref
   Yes 1.65 1.28–2.12 <0.001 1.52 1.17–1.98 0.002 1.49 1.09–2.02 0.01 1.31 0.95–1.81 0.1
WBC count
   Normal 1 Ref 1 Ref 1 Ref 1 Ref
   Low 2.55 1.39–4.68 0.002 1.61 0.85–3.08 0.15 2.94 1.50–5.76 0.002 1.84 0.89–3.80 0.1
   High 2.04 1.47–2.82 <0.001 1.27 0.89–1.80 0.18 2.35 1.62–3.41 <0.001 1.36 0.90–2.06 0.14
Hemoglobin (g/dL)
   ≥12 1 Ref 1 Ref 1 Ref 1 Ref
   <12 2.38 1.86–3.06 <0.001 1.36 1.05–1.77 0.02 2.5 1.86–3.36 <0.001 1.05 0.75–1.47 0.78

Chemoradiation with and without ICT

A total of 51 pairs were matched, with all variables well balanced (Table 3). Median overall follow-up was 71.7 months (IQR, 43.4–98.4). Median OS was 35.3 months (IQR, 14.3–74.2) and 36.0 months (IQR, 17.7–60.0) for non-ICT and ICT cohorts, respectively (P=0.53). OS at 5 years was 51.5% (95% CI, 39.1–67.7%) for patients who did not receive ICT and 41.0% (95% CI, 28.8–58.5%) for patients who received ICT (P=0.53, Figure 1). CSS at 5 years was 64.9% (95% CI, 52.2–80.7%) for non-ICT cohort and 49.7% (95% CI, 36.2–68.3%) for ICT cohort (P=0.21, Figure 2).

Table 3. Baseline characteristics after matching.

Variable Cis q3wk Cis q1wk P Cis q3wk Other P No ICT ICT P
N % N % N % N % N % N %
Gender 0.89 0.86 0.36
   Male 153 84 151 83 74 79 76 81 47 92 43 84
   Female 30 16 32 17 20 21 18 19 4 8 8 16
   Total 183 100 183 100 94 100 94 100 51 100 51 100
Age (yrs) 0.30 0.88 1
   <61 101 55 90 49 46 49 44 47 33 65 33 65
   ≥61 82 45 93 51 48 51 50 53 18 35 18 35
   Total 183 100 183 100 94 100 94 100 51 100 51 100
Smoker 0.40 0.45 0.42
   Never 45 25 35 19 16 17 14 15 14 27 8 16
   Former 83 45 85 46 63 67 58 62 17 33 20 39
   Current 55 30 63 34 15 16 22 23 20 39 23 45
   Total 183 100 183 100 94 100 94 100 51 100 51 100
HPV 0.20 0.93 0.82
   Negative 37 20 49 27 18 19 20 21 12 24 15 29
   Positive 73 40 59 32 30 32 31 33 18 35 17 33
   NA 73 40 75 41 46 49 43 46 21 41 19 37
   Total 183 100 183 100 94 100 94 100 51 100 51 100
Comorbidity (no.) 0.82 0.89 1
   0 41 22 41 22 11 12 10 11 12 24 13 25
   1 57 31 49 27 27 29 26 28 17 33 16 31
   2 43 23 47 26 30 32 27 29 11 22 10 20
   3+ 42 23 46 25 26 28 31 33 11 22 12 24
   Total 183 100 183 100 94 100 94 100 51 100 51 100
T stage 0.46 0.61 1
   X 0 0 0 0 0 0 1 1 0 0 0 0
   0–2 89 49 77 42 46 49 50 53 17 33 17 33
   3–4 93 51 105 57 47 50 43 46 32 63 33 65
   NA 1 1 1 1 1 1 0 0 2 4 1 2
   Total 183 100 183 100 94 100 94 100 51 100 51 100
N stage 0.71 0.66 1
   0–1 50 27 58 32 42 45 39 41 10 20 11 22
   2–3 132 72 124 68 51 54 55 59 39 76 39 76
   NA 1 1 1 1 1 1 0 0 2 4 1 2
   Total 183 100 183 100 94 100 94 100 51 100 51 100
M stage 1 1 1
   0 178 97 178 97 91 97 91 97 47 92 48 94
   1 4 2 4 2 2 2 3 3 2 4 2 4
   NA 1 1 1 1 1 1 0 0 2 4 1 2
   Total 183 100 183 100 94 100 94 100 51 100 51 100
Primary site 0.97 0.99 1
   NA 18 10 26 14 11 12 9 10 6 12 7 14
   Oral cavity 22 12 21 11 9 10 7 7 2 4 2 4
   Nasopharynx 2 1 2 1 3 3 2 2 1 2 2 4
   Oropharynx 77 42 70 38 47 50 46 49 24 47 19 37
   Hypopharynx 12 7 14 8 4 4 4 4 5 10 7 14
   Glottis 20 11 20 11 11 12 13 14 2 4 3 6
   Salivary 2 1 3 2 1 1 2 2 1 2 1 2
   Other 0 0 0 0 0 0 0 0 1 2 1 2
   Unknown 17 9 15 8 5 5 7 7 4 8 4 8
   Multiple 13 7 12 7 3 3 4 4 5 10 5 10
   Total 183 100 183 100 94 100 94 100 51 100 51 100
Histology 1 1 1
   Squamous 178 97 177 97 90 96 91 97 49 96 50 98
   Other 5 3 6 3 4 4 3 3 2 4 1 2
   Total 183 100 183 100 94 100 94 100 51 100 51 100
RT type 0.90 1 NA
   Definitive 147 80 145 79 79 84 79 84 51 100 51 100
   Adjuvant 36 20 38 21 15 16 15 16 0 0 0 0
   Total 183 100 183 100 94 100 94 100 51 100 51 100
RT total dose (Gy) 0.53 0.83 0.69
   Median 70 70 70 70 70 70
   IQR 70–70 70–70 70–70 70–70 70–70 70–70
RT start year 1 0.88 0.84
   <2011 48 26 47 26 29 31 31 33 25 49 23 45
   ≥2011 135 74 136 74 65 69 63 67 26 51 28 55
   Total 183 100 183 100 94 100 94 100 51 100 51 100
RT complete 0.08 0.62 1
   No 2 1 9 5 2 2 1 1 2 4 2 4
   Yes 179 98 173 95 91 97 93 99 49 96 49 96
   NA 2 1 1 1 1 1 0 0 0 0 0 0
   Total 183 100 183 100 94 100 94 100 51 100 51 100
Treatment response 0.65 0.86 0.97
   No response 5 3 6 3 6 6 4 4 4 8 3 6
   Partial 148 81 138 75 69 73 69 73 35 69 37 73
   Complete 17 9 21 11 9 10 12 13 8 16 8 16
   NA 13 7 18 10 10 11 9 10 4 8 3 6
   Total 183 100 183 100 94 100 94 100 51 100 51 100
Surgery 1 0.71 1
   No 142 78 142 78 75 80 78 83 50 98 51 100
   Yes 41 22 41 22 19 20 16 17 1 2 0 0
   Total 183 100 183 100 94 100 94 100 51 100 51 100
ICT 0.16 1 NA
   No 164 90 154 84 85 90 84 89 51 100 0 0
   Yes 19 10 29 16 9 10 10 11 0 0 51 100
   Total 183 100 183 100 94 100 94 100 51 100 51 100
Chemotherapy NA NA 1
   Cis q3wk 183 100 0 0 94 100 0 0 18 35 18 35
   Cis q1wk 0 0 183 100 0 0 0 0 22 43 22 43
   Other 0 0 0 0 0 0 94 100 11 22 11 22
   Total 183 100 183 100 94 100 94 100 51 100 51 100
Nut support 0.38 0.46 1
   No 68 37 59 32 40 43 34 36 21 41 21 41
   Yes 115 63 124 68 54 57 60 64 30 59 30 59
   Total 183 100 183 100 94 100 94 100 51 100 51 100
Hospitalized 0.86 0.62 1
   No 140 77 136 74 71 76 67 71 45 88 44 86
   Yes 42 23 46 25 23 24 27 29 6 12 7 14
   NA 1 1 1 1 0 0 0 0 0 0 0 0
   Total 183 100 183 100 94 100 94 100 51 100 51 100
WBC count 0.64 0.32 0.79
   Normal 157 86 149 81 81 86 76 81 37 73 40 78
   Low 1 1 3 2 3 3 2 2 1 2 2 4
   High 16 9 20 11 5 5 12 13 8 16 5 10
   NA 9 5 11 6 5 5 4 4 5 10 4 8
   Total 183 100 183 100 94 100 94 100 51 100 51 100
Hgb (g/dL) 0.37 0.86 0.83
   ≥12 140 77 128 70 71 76 69 73 28 55 31 61
   <12 34 19 44 24 18 19 21 22 18 35 16 31
   NA 9 5 11 6 5 5 4 4 5 10 4 8
   Total 183 100 183 100 94 100 94 100 51 100 51 100

Cis, cisplatin; q3wk, once every 3 weeks; Q1wk, once every week; IC, induction chemotherapy; HPV, human papilloma virus; NA, not available; RT, radiotherapy; IQR, interquartile range; ICT, induction chemotherapy; Nut, nutrition; WBC, white blood cell; Hgb, hemoglobin

Figure 1.

Figure 1

Overall survival for chemoradiation with vs. without induction after matching.

Figure 2.

Figure 2

Cancer-specific survival for chemoradiation with vs. without induction after matching.

HDC and LDC chemoradiation

A total of 183 pairs were matched, with all variables well balanced (Table 3). Median overall follow-up was 60.4 months (IQR, 38.0–88.4). Median OS was 38.7 months (IQR, 24.8–61.5) and 44.8 months (IQR, 20.8–78.6) for HDC and LDC cohorts, respectively (P=0.35). OS at 5 years was 59.3% (95% CI, 51.9–67.7%) for patients treated with HDC and 54.1% (95% CI, 46.9–62.2%) for patients treated with LDC (P=0.35, Figure 3). CSS at 5 years was 70.3% (95% CI, 63.0–78.4%) for HDC cohort and 62.4% (95% CI, 55.2–70.5%) for LDC cohort (P=0.09, Figure 4).

Figure 3.

Figure 3

Overall survival for three-weekly cisplatin (cis q3wk) vs. weekly cisplatin (cis q1wk) chemoradiation after matching.

Figure 4.

Figure 4

Cancer-specific survival three-weekly cisplatin (cis q3wk) vs. weekly cisplatin (cis q1wk) chemoradiation after matching.

HDC and non-cisplatin chemoradiation

A total of 94 pairs were matched, with all variables well balanced (Table 3). Median overall follow-up was 52.3 months (IQR, 39.1–94.5). Median OS was 37.7 months (IQR, 21.4–60.5) and 42.6 months (IQR, 19.9–70.9) for HDC and other chemotherapy cohorts, respectively (P=0.51). OS at 5 years was 54.5% (95% CI, 44.7–66.4%) for patients treated with three-weekly HDC and 58.3% (95% CI, 48.6–69.8%) for patients treated with non-cisplatin CRT (P=0.51, Figure 5). CSS at 5 years was 67.5% (95% CI, 57.8–78.9%) for HDC cohort and 64.7% (95% CI, 55.0–76.0%) for non-cisplatin cohort (P=0.45, Figure 6).

Figure 5.

Figure 5

Overall survival for three-weekly cisplatin (cis q3wk) vs. non-cisplatin (other) chemoradiation after matching.

Figure 6.

Figure 6

Cancer-specific survival for three-weekly cisplatin (cis q3wk) vs. non-cisplatin (other) chemoradiation after matching.

Discussion

Analysis of well-balanced matched pairs of CRT regimens found: (I) ICT does not show to increase survival benefit of CRT alone, (II) HDC may not be the optimal dose as LDC shows insignificant difference in survival, and (III) non-cisplatin regimens fail to improve survival compared to HDC but may be an effective alternative for patients who are unfit to tolerate cisplatin. These findings are consistent with the literature.

We controlled for variables such as current smoking status, older age, advanced tumor stage, unexpected hospitalization, and nutrition support (Table 2) that are known to be associated with worse survival in our patients as well as other variables by performing propensity score matching in three groups of patients and created well-balanced matched-pairs (Table 3). Compared to patients who received ICT prior to CRT, patients who did not receive ICT had no difference in 5-year OS (51.5% vs. 41.0%, P=0.53, Figure 1) and CSS (64.9% vs. 49.7%, P=0.21, Figure 2). Compared to patients who received HDC-CRT, patients who received LDC had no difference in 5-year OS (59.3% vs. 54.1%, P=0.35, Figure 3) and CSS (70.3% vs. 62.4%, p=0.09, Figure 4); patients who received non-cisplatin also had no difference in 5-year OS (54.5% vs. 58.3%, P=0.51, Figure 5) and CSS (67.5% vs. 64.7%, P=0.45, Figure 6).

ICT compared to chemoradiation alone

Despite its potential to reduce tumor burden and assist in the administration of and patient selection for adjuvant therapy, ICT in treatment of HNC remains debatable with unproven advantage over standard-of-care with CRT alone (Tables 4-6).

Table 4. References for studies on induction chemotherapy.

ICT Study Chemo RT OS DFS
Author, year Design Incl pd Tx Arms Pts (no.) Median f/u (mo.) Regimen Dose to 1' (Gy) 3-yr OS 5-yr OS Diff in OS 3-yr DFS 5-yr DFS Diff in DFS
ICT vs. Surg Wolf et al. (VA Larynx),
1991 (25)
Prosp PIII, LC Def A. ICT then RT 166 33 PF 66–76 60% p=0.98 58% 53% P=0.12
B. Surg then RT 166 50–50.4 +/− 10 63% 70% 65%
Lefebvre et al. (EORTC 24891), 1996 (26) Prosp PIII, PSC 1990–1992 Def A. ICT then RT 100 51 PF 50 +/− 20 57% 30% None reported 43% 25% None reported
B. Surg then RT 94 50 +/− 14 43% 35% 32% 27%
Forastiere et al. (RTOG 91–11), 2003 (3) Prosp PIII, LC 1992–2000 Def A. ICT then RT 173 45.6 Cis–5FU 70 76% (2yr) 55% None reported 52% (2–yr) 38% A>C, P=0.02; B>C, P=0.006
B. CRT 172 HDC 70 74% (2-yr) 54% 61% (2-yr) 36%
C. RT alone 173 70 75% (2-yr) 56% 44% (2-yr) 27%
ICT vs. CRT alone Haddad et al. (PARADIGM), 2013 (27) Prosp PIII 2004–2008 Def A. ICT then CRT 70 49 TPF–> Doce/Carbo 72/70 73% 67% P=0.77 67% (PFS) P=0.82
B. CRT alone 75 HDC 72 78% 70% 69% (PFS)
Cohen et al. (DeCIDE), 2014 (28) Prosp PIII 2004–2009 Def A. ICT tbe CRT 138 30 TPF–> DFHX 74–75 67% P=0.68
B. CRT alone 135 DFHX 74–75 67%
Ghi et al., ABSTRACT only (30) Prosp PIII 2008–2014 Def A. ICT then CRT 207 41.3 TPF –> Cis–5FU or Cetux 70 58% A>B, P=0.025 47% (PFS) A>B, P=0.015
B. CRT alone 208 Cis–5FU or Cetux 70 46% 37% (PFS)
Stokes et al., 2017 (31) Retrosp 2003–2011 Def A. ICT then CRT 1569 29.7 NA >66 p=0.35
B. CRT alone 6462 NA >66
Chen et al., 2016 (32) Retrosp 2002–2011 Def A. CRT alone 7986 50 Pt–based 70 50% 44% A>B/C, P<0.0001 46% A>B/C, P<0.0001
B. ICT +/− RT/CRT 503 Docetaxel–based 70 38% 30% 41%
C. ICT +/− RT/CRT 2232 Pt–based 70 38% 30% 38%
Ock et al., 2016 (33) Retrosp 2005–2013 Def A. ICT then CRT 144 52.4 Varied 60 77% A>B, P=0.017 (matched) 65% (PFS) P=0.06
B. CRT alone 80 Varied 60 57% 54% (PFS)
Merlano et al., Ongoing (34) Prosp PIII Ongoing Def A. ICT then CRT TPF- > Cetux 70
B. CRT alone HDC 70
Yang et al., 2019 (35) Prosp PIII, NPC 2008–2015 Def A. ICT then CRT 238 82.6 PF- > HDC 89% 81% A>B, P=0.04 81% 73% A>B, P=0.007
B. CRT alone 238 HDC 88% 77% 74% 63%
Zhang et al., 2019 (36) Prosp PIII, NPC 2013–2016 Def A. ICT then CRT 242 42.7 Gem-Cis –> HDC 70 95% A>B, HR 0.43 85% A>B, P=0.001
B. CRT alone 238 HDC 70 90% 77%

Chemo, chemotherapy; RT, radiotherapy; CRT, chemoradiation; OS, overall survival; DFS, disease–free survival; PFS, progression–free survival; ICT, induction chemotherapy; Incl pd, inclusion period; Tx, treatment; Pts, patients; f/u, follow–up; 1’, primary; Diff, difference; Surg, surgery; Pros, prospective; PIII, phase III; Retrosp, retrospective; LC, laryngeal cancer; PSC, pyriform sinus cancer; NPC, nasopharyngeal cancer; TPF, docetaxel-Platinum-5-Fluorouracil (Docetaxel 75 mg/m2 on day 1, cisplatin 75–100 mg/m2 on day 1, 5-fluorouracil 750–1,000 mg/m2 on days 1–4 as continuous infusion; 3–4 cycles on 21–day interval); PF, Platinum-5-Fluorouracil (Cisplatin 80–100 mg/m2 given as rapid intravenous infusion followed by 5-fluorouracil 800–1,000 mg/m2/day continuous 24-hour infusion for 5 days; 2–4 cycles on 21-day interval); Def, definitive; Cis-5FU, Cisplatin-5-Fluorouracil (Cisplatin 75–100 mg/m2 bolus then 5–fluorouracil 1 g continuous infusion for 2–3 cycles); HDC, high dose cisplatin (80–100 mg/m2 3–weekly ×2–3 cycles); Doce, Docetaxel (20 mg/m2 weekly for 4 cycles); Carbo, Carboplatin (weekly); DFHX, Docetaxel-fluorouracil-hydroxyurea; Cetux, Cetuximab (initial dose 400 mg/m2 during the week before radiotherapy followed by maximum of 7 doses of 250 mg/m2 during radiotherapy; Pt, Platinum; Gem-Cis, Gemcitabine-Cisplatin (Gemcitabine 1 g/m2 on days 1 and 8, cisplatin 80 mg/m2 on days 1, 22, 43).

Table 5. References for studies on induction chemotherapy.

ICT Study LRC DC Response
Author Arms 2-yr LRC Diff in LRC 3-yr DC 5-yr DC Diff in DC Overall Resp Diff in Resp
ICT vs. Surg Wolf et al. (25) A. ICT –> RT 92%, ns B>A, P=0.0005 89%, ns A>B, P=0.016 None reported
B. Surg –> RT 95%, ns 83%, ns
Lefebvre et al. (26) A. ICT –> RT None reported 72% 65% A>B, P=0.041 None reported
B. Surg –> RT 57% 52%
Forastiere et al. (3) A. ICT –> RT 61% [54–69] B>A, P=0.003 91%, 2-yr DC 85% B>C, P=0.03
B. CRT 78% [72–85] A vs. C, P=0.16 92%, 2-yr DC 88%
C. RT alone 56% [48–63] B>C, P<0.001 84%, 2-yr DC 78%
ICT vs. CRT alone Haddad et al. (27) A. ICT –> CRT 84%, ns None reported 93%, ns None reported
B. CRT alone 85%, ns 89%, ns
Cohen et al. (28) A. ICT –> CRT 70% P=0.16 62% P=0.37 74% P=0.45
B. CRT alone 60% 60% 79%
Ghi et al., Abstract (30) A. ICT –> CRT
B. CRT alone
Stokes et al. (31) A. ICT –> CRT
B. CRT alone
Chen et al. (32) A. CRT alone
B. ICT +/− RT/CRT
C. ICT +/− RT/CRT
Ock et al. (33) A. ICT –> CRT 69% (3-yr) P=0.11 89% P=0.85 76% A>B, P=0.005 (matched)
B. CRT alone 59% (3-yr) 87% 53%
Merlano et al., ongoing (34) A. ICT –> CRT
B. CRT alone
Yang et al. (35) A. ICT –> CRT 88% (5-yr) P=0.21 86% 83% A>B, P=0.014
B. CRT alone 85% (5-yr) 82% 73%
Zhang et al. (36) A. ICT –> CRT 92% (3-yr) None reported 91% None reported 97% None reported
B. CRT alone 91% (3-yr) 84% 97%

LRC, locoregional control; DC, distant control; ICT, induction chemotherapy; CRT, chemoradiation; RT, radiotherapy; Diff, difference; Resp, response; Surg, surgery; TPF, docetaxel-platinum-5-fluorouracil (docetaxel 75 mg/m2 on day 1, cisplatin 75–100 mg/m2 on day 1, 5-fluorouracil 750–1,000 mg/m2 on days 1–4 as continuous infusion; 3–4 cycles on 21-day interval); PF, platinum-5-fluorouracil (cisplatin 80–100 mg/m2 given as rapid intravenous infusion followed by 5-fluorouracil 800–1,000 mg/m2/day continuous 24-hour infusion for 5 days; 2–4 cycles on 21-day interval).

Table 6. References for studies on induction chemotherapy (continued).

ICT Study Severe acute toxicity (grade 3–5)
Author Arms Pts (no.) N/V Mucositis Dysphagia Leukopenia Neutropenia Tbcp Anemia Infection Renal Neuro Skin Ototoxic Total toxic deaths All Diff in acute toxicity
ICT vs. Surg Wolf et al. (25) A. ICT –> RT 5 None reported
B. Surg –> RT 3
Lefebvre et al. (26) A. ICT –> RT Not assessed
B. Surg –> RT
Forastiere et al. (3) A. ICT –> RT 168 14% 20% 19% 52% (hematologic) 5% 2% 4% 10% 5 66% None reported
B. CRT 171 20% 43% 35% 47% (hematologic) 4% 4% 5% 7% 9 77%
C. RT alone 171 0 24% 19% 3% (hematologic) 1% 0 0 9% 5 47%
ICT vs. CRT alone Haddad et al. (27) A. ICT –> CRT Not assessed
B. CRT alone
Cohen et al. (28) A. ICT –> CRT 124 6%/3% 51% 12% 26% 3% 3% 7% 11% 18% 47% A>B, P=0.002
B. CRT alone 133 5%/2% 47% 15% 11% 2% 2% 3% 14% 24% 24%
Ghi et al., Abstract (30) A. ICT –> CRT Not assessed
B. CRT alone
Stokes et al. (31) A. ICT –> CRT Not assessed
B. CRT alone
Chen et al. (32) A. CRT alone Not assessed
B. ICT +/− RT/CRT
C. ICT +/− RT/CRT
Ock et al. (33) A. ICT –> CRT Not assessed
B. CRT alone
Merlano et al., Ongoing (34) A. ICT –> CRT Not assessed
B. CRT alone
Yang et al. (35) A. ICT –> CRT No report on acute adverse events. Eye damage significantly higher with CRT alone than ICT–>CRT (16% vs. 10%, P=0.03)
B. CRT alone
Zhang et al. (36) A. ICT –> CRT 239 23% 29% 26% 28% 11% 10% 0 3% 2% 0 76% None reported
B. CRT alone 237 14% 32% 20% 11% 1% 1% 0 0% 4% 0 56%

ICT, induction chemotherapy; Pts, patients; N/V, nausea or vomiting; Tbcp, thrombocytopenia; Neuro, neurological; Diff, difference; Surg, surgery; TPF, docetaxel-platinum-5-fluorouracil (docetaxel 75 mg/m2 on day 1, cisplatin 75–100 mg/m2 on day 1, 5–fluorouracil 750–1,000 mg/m2 on days 1–4 as continuous infusion; 3–4 cycles on 21-day interval); PF, platinum-5-fluorouracil (cisplatin 80–100 mg/m2 given as rapid intravenous infusion followed by 5-fluorouracil 800–1,000 mg/m2/day continuous 24-hour infusion for 5 days; 2–4 cycles on 21-day interval); CRT, chemoradiation; RT, radiotherapy.

Pignon et al. in a meta-analysis of 87 trials found that CRT had a greater mortality benefit than ICT, though ICT offered a significant reduction of distant metastasis (DM) risk (HR 0.73, 95% CI, 0.61–0.88, P=0.001) (1).

Three recent phase III randomized trials compared docetaxel, cisplatin, and 5-flurouracil (TPF) ICT followed by CRT against CRT alone in patients with locally advanced HNC (28,29,34). Two of these trials fell short of their target accrual (145 of targeted 330 patients in PARADIGM, 285 of targeted 400 patients in DeCIDE trial) and failed to show significant difference in OS between the two arms (HR 1.09, 95% CI, 0.59–2.03, P=0.77 in PARADIGM; HR 0.91, 95% CI 0.59–1.41, P=0.70 in DeCIDE), and both showed 3-year OS rates over 20% higher than the expected 50–55% in the two arms (28,29). Although we reviewed a heterogeneous patient population including those with advanced as well as earlier stage disease and used taxane-based of ICT, analysis of our matched pairs supports the lack of improvement in survival with taxane-based induction before CRT. Similarly, a retrospective analysis of over 8,000 patients in the National Cancer Data Base (NCDB) by Stokes et al. reports that ICT does not offer significant survival advantage when compared to CRT alone (HR 0.96, 95% CI, 0.88–1.05, P=0.35) while making it more likely for patients to receive lower (<66 Gy) RT doses (P<0.01); subgroup analysis on advanced disease also did not show difference in survival with ICT (31). Chen et al. retrospectively analyzed over 10,000 HNC patients in Taiwan who were treated with either CRT alone or ICT (docetaxel- or platinum-based) preceding locoregional treatment and also showed superior survival rate (P<0.0001) with CRT alone (32).

In contrast, Ghi et al. in Italy randomized 420 patients to receive TPF then CRT (with cisplatin or cetuximab) or CRT (with cisplatin or cetuximab) alone and demonstrated 3-year OS (57.6% vs. 45.7%, HR 0.72, 95% CI, 0.55–0.96, P=0.025) and PFS (46.8% vs. 36.7%, HR 0.73, 95% CI, 0.57–0.94, P=0.015) favoring TPF over CRT alone (30). The 3-year OS rates fall within the expected range but may reflect compromised survival due to use of cetuximab- rather than solely cisplatin-based CRT. A retrospective single-center analysis with propensity score matching by Ock et al. was similar to our study but had different results that too showed survival benefit with taxane-based ICT, which improved 3-year OS (77.4% vs. 56.7%, HR 0.48, 95% CI, 0.26–0.87, P=0.017) as well as complete response rates (75.7% vs. 52.9%, P=0.005) compared to CRT alone (33). Subgroup analysis was also done and showed that male patients with N2-3 oropharyngeal cancer had improved OS with ICT followed by CRT.

The ongoing phase III trial (INTERCEPTOR) by Gruppo Oncologico del Nord-Ovest comparing TPF followed by cetuximab-CRT and HDC-CRT alone (clinicaltrials.gov, NCT00999700) will stratify patients by HPV status (34).

ICT may also play a role in locoregionally advanced nasopharyngeal cancer (LA-NPC.) Yang et al. recently reported on 476 patients with LA-NPC that demonstrated long-term OS (81% vs. 77%, P=0.04) and disease-free survival (DFS) (73% vs. 63%, P=0.007) benefits with ICT preceding standard CRT (35). Zhang et al. randomized a similarly sized cohort of LA-NPC patients to receive gemcitabine and cisplatin-based ICT or CRT alone and also reported improved 3-year OS (HR 0.43, 95% CI, 0.24–0.77) and 3-year DFS (85% vs. 77%, P=0.001) with ICT (36).

With the possible exception of LA-NPC, routine use of ICT may not be advised given increased toxicity and no clear survival benefit. In our patients, we no longer routinely use ICT except: (I) on a clinical trial or (II) if required to achieve 30 days of smoking cessation in current smokers. Current smokers are known to have significantly reduced survivals that can be effectively ameliorated by 30 days of smoking cessation (37). This OS benefit justifies use of ICT; moreover, ICT allows initiation of treatment without significant delay from the time of diagnosis which can also reduce survival (38).

Optimal cisplatin dose for chemoradiation

In addition to studies showing the OS and LRC benefits of HDC (1-7), as shown in Tables 7-9, 2 of 3 studies of LDC with RT showed significant OS benefit over RT alone and the third showed significant improvement in LRC.

Table 7. References for studies on cisplatin–based chemoradiotherapy regimen.

CIS-CRT Study Chemo RT OS DFS
Author, year Design Incl pd Tx Arms Pts (no.) Median f/u (mo.) Regimen Dose to 1’ (Gy) 3-yr OS 5-yr OS Diff in OS 3-yr DFS 5-yr DFS Diff in DFS
HDC vs. RT Pignon et al. (MACH–NC), 2009 (1) Retrosp 1965–2000 Def/Adj CRT vs. LRT Total 17,346 67.2 Varied Varied CRT has 6.5% 5-yr absolute OS benefit, P<0.001 CRT improves DFS, P<0.0001
ICT vs. LRT Varied Varied
Adelstein et al., 2003 (2) Prosp PIII 1992–1999 Def A. RT alone 95 41 70 23% 14% B>A, P=0.014 33% 24% B>A, P=0.01
B. CRT 87 HDC 70 37% 26% 51% 45%
C. Split CRT 89 Cis–5FU 60–70 27% 21% 41% 41%
Cooper et al. (RTOG 9501), 2004 (5) Prosp PIII 1995–2000 Adj A. RT alone 210 45.9 60–66 45% 40% P=0.19 38% 25% B>A, P=0.04
B. CRT 206 HDC 60–66 55% 45% 48% 35%
Bernier et al. (EORTC 22931), 2004 (6) Prosp PIII 1994–2000 Adj A. RT alone 167 60 66 48% 40% B>A, P=0.02 40% (PFS) 36% (PFS) B>A, P=0.04
B. CRT 167 60 HDC 66 60% 53% 55% (PFS) 47% (PFS)
LDC vs. RT Bachaud et al., 1996 (9) Prosp PIII 1984–1988 Adj A. RT alone 44 36 65–74 46% (2-yr) 13% B>A, P<0.01 44% (2-yr) 23% B>A, P<0.02
B. CRT 39 36 LDC 65–74 72% (2-yr) 36% 68% (2-yr) 45%
Sharma et al., 2010 (10) Prosp PII, OP/NPC 2003–2005 Def A. RT alone 76 22 70 42% B>A, P=0.024 42% (PFS) P=0.88
B. CRT 77 22 LDC 70 62% 37% (PFS)
Ghosh-Laskar et al., 2016 (11) Prosp PIII 2000–2007 Def A. RT alone 57 48 66–70 36% P=0.11 25% B>A, P=0.03
B. CRT 65 48 LDC 66–70 56% 39%
HDC vs. LDC Lee et al., 2018 (12) Retrosp 2007–2012 Def A. HDC-CRT 65 HDC 66.4, mean 81% P=0.34 64% (PFS) P=0.81
B. LDC-CRT 155 LDC 68.4, mean 67% 60% (PFS)
Helfenstein et al., 2019 (13) Retrosp 2008–2015 Def/Adj A. HDC-CRT 127 40.6 HDC 69–72/60–66 Cum. cis dose >200 mg/m2 on OS, P=0.10 Cum cis dose >200 mg/m2 on PFS, P=0.97
B. LDC-CRT 187 40.6 LDC 69–72/60–66
Bauml et al., 2019 (14) Retrosp 2000–2014 Def A. HDC-CRT 2200 HDC P=0.44
B. LDC-CRT 701 LDC
Szturz et al., 2017 (15) Retrosp Def/Adj A. HDC-CRT 31 studies HDC 66–70/60–66 No diff in OS in Def/Adj setting Unable to merge data from studies
B. LDC-CRT 17 studies LDC 66–70/60–66
Tsan et al., 2012 (16) Prosp PIII, OC 2008–2010 Adj A. HDC-CRT 26 12 HDC 66 79% (1-yr) P=0.98
B. LDC-CRT 24 12 LDC 66 72% (1-yr)
Noronha et al., 2018 (17) Prosp PIII 2013–2017 Def/Adj A. HDC-CRT 150 22 HDC 60 or 70 53% P=0.48 48%
(2-yr PFS)
P=0.21
B. LDC-CRT 150 22 LDC 60 or 70 53% 55%
(2-yr PFS)

Chemo, chemotherapy; RT, radiotherapy; OS, overall survival; DFS, disease-free survival; PFS, progression-free survival; Cis, cisplatin; CRT, chemoradiation; Incl pd, inclusion period; Tx, treatment; f/u, follow-up; 1’, primary; Diff, difference; Retrosp, retrospective; Prosp, prospective; PII/III, phase II/III; Def, definitive; Adj, adjuvant; LRT, locoregional treatment; ICT, induction chemotherapy; HDC, high dose cisplatin (80–100 mg/m2 3-weekly, 2–3 cycles); Cis-5FU, cisplatin-5-fluorouracil (Cisplatin 75–100 mg/m2 bolus then 5-fluorouracil 1 g continuous infusion for 2–3 cycles); LDC, low dose cisplatin (30–50 mg/m2 weekly, 6–9 cycles); OP, oropharyngeal cancer; NPC, nasopharyngeal cancer; OC, oral cavity squamous cell cancer.

Table 8. References for studies on cisplatin–based chemoradiotherapy regimen (continued).

CIS-CRT Study LRC DC Response
Author Arms 2-yr LRC Diff in LRC 3-yr DC 5-yr DC Diff in DC Overall resp Diff in resp
HDC vs. RT Pignon et al. (1) CRT vs. LRT CRT improves LRC, P=0.04 ICT improves DC, P=0.001
ICT vs. LRT
Adelstein et al. (2) A. RT alone 27.4% (CR) C>A, P=0.002; A vs. B, P=0.07
B. CRT 40.2% (CR)
C. Split CRT 49.4% (CR)
Cooper et al. (5) A. RT alone 72% B>C, P=0.01 77%, ns P=0.46
B. CRT 82% 80%, ns
Bernier et al. (6) A. RT alone 69%, 5-yr LRC B>A, P=0.007 75% P=0.61
B. CRT 88%, 5-yr LRC 79%
LDC vs. RT Bachaud et al. (9) A. RT alone 59% B>A, P=0.05 81% (2-yr) 49% None reported
B. CRT 84% 73% (2-yr) 58%
Sharma et al. (10) A. RT alone 53%, overall P=0.26 97%, overall P=0.05 67% (CR) B>A, P=0.04
B. CRT 66%, overall 90%, overall 81% (CR)
Ghosh-Laskar
et al. (11)
A. RT alone 32%, 5-yr LRC B>A, P=0.01 None reported
B. CRT 49%, 5-yr LRC
HDC vs. LDC Lee et al. (12) A. HDC-CRT 92% P=0.81
B. LDC-CRT 91%
Helfenstein et al. (13) A. HDC-CRT
B. LDC-CRT
Bauml et al. (14) A. HDC-CRT
B. LDC-CRT
Szturz et al. (15) A. HDC-CRT Unable to merge data Unable to merge data 80.0% No diff
B. LDC-CRT 89.0%
Tsan et al. (16) A. HDC-CRT 71% (1-yr) P=0.81
B. LDC-CRT 60% (1-yr)
Noronha et al. (17) A. HDC-CRT 73% A>B, P=0.014
B. LDC-CRT 59%

Cis, cisplatin; CRT, chemoradiation; LRC, locoregional control; DC, distant control; Diff, difference; Resp, response; HDC, high dose cisplatin (80–100 mg/m2 3-weekly, 2–3 cycles); LDC, low dose cisplatin (30–50 mg/m2 weekly, 6–9 cycles); RT, radiotherapy; LRT, locoregional treatment; CR, complete response; ns, not specified.

Table 9. References for studies on cisplatin–based chemoradiotherapy regimen (continued).

CIS-CRT Study Severe acute toxicity (grade 3–5)
Author Arms Pts (no.) N/V Mucositis Dysphagia Leukopenia Neutropenia Tbcp Anemia Infection Renal Neuro Skin Oto–toxic Total toxic deaths All Diff in acute toxicity
HDC vs. RT Pignon et al. (1) CRT vs. LRT Not assessed
ICT vs. LRT
Adelstein et al. (2) A. RT alone 98 6% 33% 1% 0 0 1% 13% 2 52% B>A, P<0.0001
B. CRT 95 16% 45% 42% 3% 18% 8% 7% 4 89% B>C, P=0.02
C. Split CRT 94 9% 47% 31% 3% 19% 0 2% 2 77% C>A, P<0.001
Cooper et al. (5) A. RT alone 210 0 18% 15% 0 0 0 0 0 10% 0 34% B>A, P<0.001
B. CRT 206 19% 30% 24% 38% (hematologic) 3% 6% 2% 5% 7% 4 77%
Bernier et al. (6) A. RT alone 167 21% 12% 1% 1 B>A, P=001
B. CRT 167 12% 41% 10% 16% 13% 2% 1
LDC vs. RT Bachaud et al. (9) A. RT alone 44 0 18% None reported
B. CRT 39 0 41%
Sharma et al. (10) A. RT alone 76 0 20% B>A, P=0.015
B. CRT 77 0 40%
Ghosh-Laskar
et al. (11)
A. RT alone 57 21% 26% 0 None reported
B. CRT 65 35% 23% 2
HDC vs. LDC Lee et al. (12) A. HDC-CRT
B. LDC-CRT
Helfenstein et al. (13) A. HDC-CRT 127 33% A>B, P=0.02
B. LDC-CRT 187 21%
Bauml et al. (14) A. HDC-CRT 2200 HDC: higher rate of AKI (HR 1.72, P<0.001), neutropenia (HR 2.21, P=0.005), dehydration (HR 1.15, P=0.04), hearing loss (HR 1.34, P=0.004)
B. LDC-CRT 701
Szturz et al. (15) A. HDC-CRT 25,6 studies 16, 10% 42, 37% 26, 20% 19, 19% 18, 14% 4, 2% 8, 6% 5, 11% 5, 3% 2, 5% 11, 6% 3, 2% 3, 2% Bold = sig diff
B. LDC-CRT 14,3 studies 3, 16% 25, 51% 8, 54% 1, 12% 5, 9% 1, 2% 4, 3% 8, NA% 1, 2% 1, NA% 14, 12% NA, 2% 2, 1%
Tsan et al. (16) A. HDC-CRT 26 12% 39% 54% 0 0 0 4% 8% 81% B>A, P=0.02
B. LDC-CRT 24 21% 75% 54% 13% 4% 0 4% 8% 92%
Noronha et al. (17) A. HDC-CRT 149 7% 18% 39% 16% 13% 2% 5% 34% 0% 0% 8% 13% 10 85% A>B, P=0.006
B. LDC-CRT 148 1% 17% 42% 3% 1% 3% 2% 21% 0% 0% 7% 5% 5 72%

Cis, cisplatin; CRT, chemoradiation; Pts, patients; N/V, nausea or vomiting; Tbcp, thrombocytopenia; Neuro, neurological; Diff, difference; HDC, high dose cisplatin (80–100 mg/m2 3-weekly, 2–3 cycles); LDC, low dose cisplatin (30–50 mg/m2 weekly, 6–9 cycles); RT, radiotherapy; LRT, locoregional treatment; AKI, acute kidney injury; HR, hazard ratio.

Szturz et al. in a meta-analysis of 59 prospective studies with over 5,200 locally advanced HNC patients found no significant difference in OS was observed between HDC- and LDC-CRT. In the definitive setting, LDC had greater compliance (88% vs. 71%, P=0.0017) and less toxicity such as myelosuppression (leukopenia P=0.0083, neutropenia P=0.0024), severe nephrotoxicity (P=0.01) and severe nausea and/or vomiting (P<0.0001) compared to HDC (15).

Our findings are consistent with those of Szturz et al.; LDC appears to be equivalent to HDC in terms of OS. Although in our study we controlled for adverse events such as hospitalizations and risk factors such as comorbidities to create matched pairs, we are aware that in the early years of this analysis many patients were given LDC specifically because they were felt to be unable to tolerate HDC. Thus, we suspect that there remained a bias that favored HDC despite our attempts to correct with match pairing. This may explain the non-significant decrease in CSS with LDC.

As shown in Tables 7-9, the majority of publications appear to reveal greater cisplatin-related toxicity with HDC than LDC. This warrants future study.

Non-cisplatin agents for chemoradiation

Non-platinum agents such as cetuximab (IgG1 monoclonal antibody against epidermal growth factor receptor) and other platinum agents such as carboplatin (second generation platinum drug) have been investigated (Tables 10-12). Two randomized phase III trials by Gillison et al. (RTOG 1016) and Mehanna et al. (De-ESCALATE) examined the outcome of cetuximab (400 mg/m2 loading dose then seven weekly 250 mg/m2 doses) versus HDC given concomitantly with RT (70 Gy in standard fractions over six weeks) used to treat patients with HPV-positive oropharyngeal cancer; both trials failed to demonstrate non-inferiority of cetuximab over cisplatin (19,20). RTOG 1016 showed that cetuximab neither met the non-inferiority criteria for OS (P=0.51) nor improved acute (P=0.16) or late (P=0.19) severe toxicity profile of cisplatin while exhibiting inferior 5-year progression-free survival (67.3% vs. 78.4%, P=0.0002). De-ESCALATE study also showed that cetuximab did not reduce overall severe toxicity (P=0.98) while showing worse 2-year OS (89.4% vs. 97.5%, P=0.001) and 2-year recurrence (16.1% vs. 6.0%, P=0.001) compared to cisplatin. Our non-cisplatin cohort included patients who received weekly cetuximab and those who received modified regimen of crossover to cetuximab, but we did not directly compare cisplatin- with cetuximab-based CRT in our retrospective review of a heterogeneous patient population. Although we showed that patients who received non-cisplatin regimen had no difference in OS with those who received cisplatin, this may be the result of including other platinum-based regimen in our non-cisplatin cohort. It appears safe to assume that cetuximab is neither less toxic nor equally as effective as cisplatin, which thus cannot be replaced in treating HPV-positive oropharyngeal cancer.

Table 10. References for studies on non–cisplatin chemoradiotherapy regimen.

Study Chemo RT OS DFS
Author, year Design Incl pd Tx Arms Pts (no.) Median f/u (mo.) Regimen Dose to 1’ (Gy) 3-yr OS 5-yr OS Diff in OS 3-yr DFS 5-yr DFS Diff in DFS
Bonner et al., 2006 (19) Prosp PIII 1992–2002 Def A. RT alone 213 54 70–76.8 45% 32% B>A, P=0.03 31% (PFS) B>A, P=0.04
B. Cetux-CRT 211 54 Cetux 70–76.8 55% 40% 42% (PFS)
Gillison et al. (RTOG 1016), 2019 (20) Prosp PIII, HPV-OP 2011–2014 Def A. HDC-CRT 406 54 HDC 70 90% 85% A>B, P=0.016 82% 78% A>B, P=0.0002
B. Cetux-CRT 399 54 Cetux 70 87% 78% 72% 67%
Mehanna et al. (DeESCALATE), 2019 (21) Prosp PIII, HPV-OP 2012–2016 Def A. HDC-CRT 166 25.9 HDC 70 98% (2-yr) A>B, P=0.0012
B. Cetux-CRT 168 25.9 Cetux 70 89% (2-yr)
Shapiro et al., 2014 (22) Retrosp 2002–2008 Def A. HDC-CRT 259 53.1 HDC 70 87% (4-yr) A>C, P<0.0001
B. Carbo-CRT 52 53.1 Carbo-5-FU 70 70% (4-yr) B>C, P=0.002
C. Cetux-CRT 49 53.1 Cetux 70 41% (4-yr) A vs. B, P=0.35
Denis et al., 2004 (23) Prosp PIII, OP 1994–1997 Def A. RT alone 113 66 70 16% B>A, P=0.05 15% B>A, P=0.01
B. Carbo-CRT 109 66 Carbo-5FU 70 22% 27%
Tao et al. (REACH), ABSTRACT only (24) Prosp PIII Ongoing Def A. HDC-CRT HDC 70
B. Cetux/Ave–RT Cetux-Ave 70

Chemo, chemotherapy; RT, radiotherapy; OS, overall survival; DFS, disease–free survival; PFS, progression–free survival; CIS, cisplatin; CRT, chemoradiation; Incl pd, inclusion period; Tx, treatment; Pts, patients; f/u, follow-up; 1’, primary; Diff, difference; Prosp PIII, prospective phase III; Retrosp, retrospective; Def, definitive; HDC, high-dose cisplatin (80–100 mg/m2 3-weekly, 2–3 cycles); Carbo-5FU: carboplatin-5-Fluorouracil (carboplatin 70 mg/m2 and 5-fluorouracil 600 mg/m2/day continuous infusion for 4 days, 3 cycles on 21-day interval); Cetux: cetuximab (initial dose 400 mg/m2 during the week before radiotherapy followed by maximum of 7 doses of 250 mg/m2 during radiotherapy); Ave: avelumab (10 mg/kg intravenous infusion over 1 hour every 2 weeks during RT and for 12 months following radiotherapy); HPV, human papilloma virus; OP, oropharyngeal cancer.

Table 11. References for studies on non–cisplatin chemoradiotherapy regimen (continued).

Study, author Arms LRC DC Response
2-yr LRC Diff in LRC 3-yr DC 5-yr DC Diff in DC Overall Resp Diff in Resp
Bonner et al. (19) A. RT alone 41% B>A, P=0.005 83% None reported 64% B>A, P=0.02
B. Cetux-CRT 50% 84% 74%
Gillison et al. (20) A. HDC-CRT 90% (5-yr) A>B, P=0.0005 P=0.09
B. Cetux-CRT 83% (5-yr)
Mehanna et al. (21) A. HDC-CRT 94% A>B, P=0.0007 97%, ns A>B, P=0.01
B. Cetux-CRT 84% 91%, ns
Shapiro et al. (22) A. HDC-CRT 94% (4-yr) C>A, P<0.0001 88% (4-yr) None reported
B. Carbo-CRT 90% (4-yr) 82% (4-yr)
C. Cetux-CRT 60 (4-yr) 71% (4-yr)
Denis et al. (23) A. RT alone 25% (5-yr) B>A, P=0.002 83%, ns None reported
B. Carbo-CRT 48% (5-yr) 82%, ns
Tao et al., Abstract only (24) A. HDC-CRT
B. Cetux/Ave-RT

LRC, locoregional control; DC, distant control; Cis, cisplatin; CRT, chemoradiation; Diff, difference; Resp, response; RT, radiotherapy; Cetux, cetuximab; Carbo, carboplatin; HDC, high dose cisplatin; Cetux/Ave, cetuximab or avelumab.

Table 12. References for studies on non-cisplatin chemoradiotherapy regimen (continued).

Study, author Arms Severe acute toxicity (grade 3–5)
Pts (no.) N/V Mucositis Dysphagia Leukopenia Neutropenia Tbcp Anemia Infection Renal Neuro Skin Ototoxic Total toxic deaths All Diff in acute toxicity
Bonner et al. (19) A. RT alone 212 6% 52% 30% 6% 1% 1% No sig diff
B. Cetux-CRT 208 4% 56% 26% 1% 1% 17%
Gillison et al. (20) A. HDC-CRT 398 19% 42% 37% 12% 15% 11% 3% 8% 3% 6 82% P=0.16
B. Cetux-CRT 394 8% 46% 32% 0% 1% 0% 0% 12% 0% 6 77%
Mehanna et al. (21) A. HDC-CRT 162 12% (hematologic) 12% 7% 6% 4% 2% P=0.49
B. Cetux-CRT 165 1% (hematologic) 13% 0% 10% 30% 2%
Shapiro et al. (22) A. HDC-CRT No data on acute toxicity. Late toxicity was highest with 5FU/carboplatin (25%) vs. cisplatin (8%) vs. cetuximab (7.7%). B>A, P=0.05; B>C, P=0.02
B. Carbo-CRT
C. Cetux-CRT
Denis et al. (23) A. RT alone No data on acute toxicity. Late toxicity no significant difference between arms
B. Carbo-CRT
Tao et al., Abstract only (24) A. HDC-CRT
B. Cetux/Ave-RT

Cis, cisplatin; CRT, chemoradiation; Pts, patients; N/V, nausea or vomiting; Tbcp, thrombocytopenia; Neuro, neurological; Diff, difference; RT, radiotherapy; Cetux, cetuximab; HDC, high dose cisplatin; Carbo, carboplatin; Cetux/Ave, cetuximab or avelumab; 5FU, 5-fluorouracil.

There is an unmet need for an alternative CRT regimen for patients who cannot tolerate or risk the sequelae of severe toxicity with cisplatin. Prospective studies on alternative chemotherapy schedules and agents as well as immune checkpoint inhibitors (23) are warranted.

Conclusions

Survivals in our cohort were similar regardless of use of ICT, LDC, or non-cisplatin regimens. In the absence of a clear survival benefit, we only use ICT on clinical trial or as a temporizing maneuver for a patient trying to quit smoking. Patients unable to tolerate HDC should know that their survival may not be significantly impacted.

Supplementary

The article’s supplementary files as

atm-09-10-913-rc.pdf (63KB, pdf)
DOI: 10.21037/atm-20-5032
atm-09-10-913-dss.pdf (50.3KB, pdf)
DOI: 10.21037/atm-20-5032
atm-09-10-913-coif.pdf (294.9KB, pdf)
DOI: 10.21037/atm-20-5032

Acknowledgments

The authors thank Adam Oberkircher PA and Kelsey Smith PA for their tireless efforts to provide excellent care of these patients.

Funding: This work was supported by the National Cancer Institute Cancer Center Support Grant (P30CA016056). Funding source had no role in study design, data collection, data analysis, data interpretation, or writing of the report.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013). The study was approved by the institutional review board of Roswell Park Comprehensive Cancer Center (EDR-103707) and individual consent for this retrospective analysis was waived.

Footnotes

Provenance and Peer Review: This article was commissioned by the Guest Editor (Dr. Mukund Seshadri) for the series “Head and Neck Cancers – Disease Biology, Diagnostics, Prevention and Management” published in Annals of Translational Medicine. The article has undergone external peer review.

Reporting Checklist: The authors have completed the STROBE reporting checklist. Available at http://dx.doi.org/10.21037/atm-20-5032

Data Sharing Statement: Available at http://dx.doi.org/10.21037/atm-20-5032

Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form. (available at http://dx.doi.org/10.21037/atm-20-5032). The series “Head and Neck Cancers – Disease Biology, Diagnostics, Prevention and Management” was commissioned by the editorial office without any funding or sponsorship. The authors have no other conflicts of interest to declare.

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Supplementary Materials

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atm-09-10-913-rc.pdf (63KB, pdf)
DOI: 10.21037/atm-20-5032
atm-09-10-913-dss.pdf (50.3KB, pdf)
DOI: 10.21037/atm-20-5032
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DOI: 10.21037/atm-20-5032

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