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. 2021 Jun 15;16(6):e0251894. doi: 10.1371/journal.pone.0251894

Cement augmentation for trochanteric femur fractures: A meta-analysis of randomized clinical trials and observational studies

Ingmar F Rompen 1,*,#, Matthias Knobe 1,#, Bjoern-Christian Link 1, Frank J P Beeres 1, Ralf Baumgaertner 1, Nadine Diwersi 1, Filippo Migliorini 2, Sven Nebelung 3, Reto Babst 4, Bryan J M van de Wall 1,4
Editor: Hans-Peter Simmen5
PMCID: PMC8205169  PMID: 34129607

Abstract

Introduction

To date, it is unclear what the clinical benefit of cement augmentation in fixation for trochanteric fractures is. The aim of this meta-analysis is to compare cement augmentation to no augmentation in fixation of trochanteric femur fractures in the elderly patients (>65 years) following low energy trauma.

Methods

PubMed/Medline/Embase/CENTRAL/CINAHL were searched for both randomized clinical trials (RCT) and observational studies comparing both treatments. Effect estimates were pooled across studies using random effects models. Subgroup analysis was performed stratified by study design (RCTs and observational studies). The primary outcome is overall complication rate. Secondary outcomes include re-operation rate, mortality, operation duration, hospital stay, general quality of life, radiologic measures and functional hip scores.

Results

A total of four RCT’s (437 patients) and three observational studies (293 patients) were included. The effect estimates of RCTs were equal to those obtained from observational studies. Cement augmentation has a significantly lower overall complication rate (28.3% versus 47.2%) with an odds ratio (OR) of 0.3 (95%CI 0.1–0.7). The occurrence of device/fracture related complications was the largest contributing factor to this higher overall complication rate in the non-augmented group (19.9% versus 6.0%, OR 0.2, 95%CI 0.1–0.6). Cement augmentation also carries a lower risk for re-interventions (OR 0.2, 95%CI 0.1–0.7) and shortens the hospital stay with 2 days (95%CI -2.2 to -0.5 days). The mean operation time was 7 minutes longer in the augmented group (95%CI 1.3–12.9). Radiological scores (lag screw/blade sliding mean difference -3.1mm, 95%CI -4.6 to -1.7, varus deviation mean difference -6.15°, 95%CI; -7.4 to -4.9) and functional scores (standardized mean difference 0.31, 95%CI 0.0–0.6) were in favor of cement augmentation. Mortality was equal in both groups (OR 0.7, 95%CI 0.4–1.3) and cement related complications were rare.

Conclusion

Cement augmentation in fixation of trochanteric femoral fractures leads to fewer complications, re-operations and shorter hospital stay at the expense of a slightly longer operation duration. Cementation related complications occur rarely and mortality is equal between treatment groups. Based on these results, cement augmentation should be considered for trochanteric fractures in elderly patients.

Introduction

Trochanteric femur fractures are a major health problem in the elderly population. It is estimated that around 1.5 million people per year worldwide suffer from hip fractures with rising numbers due to aging of the population [1].

Treatment of choice in trochanteric femur fractures is osteosynthesis with intramedullary nailing devices such as Gamma3 nail, TFNA, PFNA or sliding/dynamic hip screw systems (SHS/DHS) [2, 3]. It is, however, still associated with a mechanical complication rate up to 20% despite modifications and improvements of osteosynthetic devices [4]. Failure is mainly caused by varus collaps and cut-out of the implant [5]. It is thought that rotational head moments combined with migration and femoral neck shortening precede these complications [69]. A solution to this problem, especially in osteoporotic bone, might be cement augmentation. Biomechanical studies have shown that it increases the resistance of the osteosynthesis device to the shear stress that comes about during the load, preserving the implant from the aforementioned complications, especially in cases of eccentric implant position or low bone density [10, 11].

To date there is no clear evidence suggesting a clinical benefit of cement augmentation. Individual studies have either failed to show a significant difference or found small differences [1215]. A formal meta-analysis on this topic has not been previously published.

The aim of this meta-analysis is to compare cement augmentation with no augmentation in fixation of trochanteric femur fractures in elderly patients (>65 years) following a low energy trauma. The primary outcome is overall complication rate. Secondary outcomes include re-operation rate, mortality, operation duration, hospital stay, radiological measures and functional hip scores as well as general quality of life. To evaluate these factors, both randomized controlled trials and observational studies were included.

Methods

This meta-analysis was performed according to the Preferred Reporting Items for Systematic Reviews and Meta-analysis (PRISMA) checklist and the Meta-Analysis of Observational Studies in Epidemiology (MOOSE) [16, 17]. We applied a standardized method employed in all meta-analysis of our studygroup [1820]. Ethical approval was not required.

Search strategy and selection criteria

We performed a comprehensive search of electronic databases (PubMed, Embase, CENTRAL and CINAHL) for studies on cement augmentation for trochanteric fractures. S1 Table in S1 File describes the full search synthax. The search was performed on July 4, 2020.

All randomized controlled trials and observational studies that compared cement augmentation with no augmentation in fixation for trochanteric femur fractures in elderly patients (>65 years) following a low energy trauma were included in this review. Devices used for fixation included TFNA (trochanteric fixation nail advanced, DePuy-Synthes®), PFNA (proximal femoral nail antirotation, DePuy-Synthes®), Gamma3 nail (Stryker®) and SHS/DHS (sliding/dynamic hip screw, Stratec®, DePuy-Synthes®). Other inclusion criteria included minimal follow-up duration of 6 months, reporting on the outcomes of interest and availability of full-text.

Exclusion criteria were cadaveric studies, studies on pathologic fractures, case reports, languages other than English, Dutch, French, German, Spanish or Italian. Studies using other devices than mentioned above were excluded due to the inability for cement augmentation or the infrequency of usage in modern treatment of trochanteric fractures [3].

Two reviewers assessed the search and the inclusion of studies independently (IFR, BJMvdW). Disagreement was solved by consensus with a third reviewer (FJPB).

Data extraction

Study and patient characteristics were collected in a predefined data extraction sheet and included: first author, publication year, study period and country in which study was performed, design of the study, study population size, type of cement and type of implant used. Furthermore, we extracted the type of fracture (using the AO/OTA-classification), gender, reduction quality, lag screw/blade position, the patient’s history of smoking or diabetes, and follow up duration [21].

Quality assessment

The same two reviewers (IFR, BJMvdW) assessed the methodological quality of included studies independently using the MINORS-Criteria (Methodological Index for Non-Randomized Studies) [22]. Disagreement was resolved by consensus. Details are described in S2 Table in S1 File.

Primary outcome

The primary outcome of interest was the overall complication rate in both groups. Additionally, complications were subdivided in fracture/implant related, systemic and thromboembolic complications.

Fracture/implant related complications included malunion, non-union, implant bending or breakage, superficial wound infections as well as deep wound infections, cement leakage, refracture of the operated hip, irritation of the iliotibial band due to lag screw/blade sliding, postoperative hematoma, and extrusion of the lag screw/blade. Cutting of the head-neck element included both cut-through (central perforation of the lag screw/blade into the hip joint, without any displacement of the head-neck fragment) and cut-out (deviation of the neck-shaft angle into varus leading to extrusion of the screw from the femoral head) [23, 24].

Systemic complications encompassed delirium, pneumonia, cerebral strokes, myocardial infarction, renal insufficiency and, major bleeding in other locations than the operation site and bone cement implantation syndrome (BCIS). BCIS is a rare adverse event during a procedure using cement augmentation and is characterized by hypoxia, hypotension, and/or unexpected loss of consciousness [25].

Thromboembolic complications included all venous thrombembolisms in the follow-up period and are listed as a part of systemic complication as well as separately [12, 14].

Secondary outcomes

Secondary outcomes included re-interventions, mortality, time-to-union, hospital stay, operation duration, radiological outcomes, functional hip scores, visual analogue scale (VAS) for pain, and general quality of life measured at 6 to 12 months after the operation.

Re-interventions included all re-operations performed on the affected bone/fracture site during follow-up.

Radiological outcomes included sliding of the screw/blade in millimeters (mm) in the anteroposterior (AP) X-ray and varus deviation in degrees also using the AP radiograph.

The results of functional hip scores and general quality of life scores were standardized and pooled. Scoring systems included the Harris Hip Score as well as the Parker mobility score for functional results and the Bartel-Index for general quality of life.

Statistical analysis

Continuous variables were presented as means with standard deviation (SD) or range. If required information was converted to mean and SD using the methods described in the Cochrane Handbook for Systematic Reviews of Interventions. Dichotomous variables were presented as counts and percentages. Effects of treatment options on continuous outcomes were pooled using the (random effects) inverse variance weighting method. They were presented as mean difference (radiological scores) or standardized mean difference (functional hip and general quality of life scores) with corresponding 95% confidence interval (95%CI). Binary outcomes were analysed using the (random effects) Mantel-Haenszel method. They were presented as odds ratio (OR), risk difference (RD), mean difference (MD) and standardized mean difference (SMD) with a 95% confidence interval (95%CI). Hereafter the terms weighted OR, weighted RD, weighted MD and weighted SMD are used for brevity.

Heterogeneity between studies was quantified by the I2 statistic and assessed for all OR’s by visual inspection of forest plots. All analyses were stratified according to study design (randomized clinical trials versus observational studies). Differences between the pooled estimates of both study designs were assessed using the χ2-test. The threshold for significance was set at a p-value of 0.05. All funnel plots of each analyses can be found in the (S10–S17 Figs in S1 File). Review Manager (RevMan, version 5.4) was used for all statistical analysis.

Sensitivity analysis

Sensitivity analyses were performed for the primary outcomes on high quality studies, type of cement used (PMMA versus calciumphosphate) and type of implant (sliding hip screws versus cephalomedullary nailing devices). High quality studies were defined as studies with a MINORS score of 19 or higher (range 0–24).

Results

Literature search

A total of 1818 references were evaluated. A detailed description of the search and screening is shown in Fig 1. Finally three observational studies [13, 14, 26] and four randomized controlled trials [12, 15, 27, 28] fulfilled the criteria.

Fig 1.

Fig 1

Baseline study characteristics

The seven studies included a total number of 730 patients of which 369 received cement augmentation following fixation and in 361 no augmentation was conducted (Table 1). All baseline characteristics including age, gender, ASA, diabetes, smoking history, AO classification, type of cement, blade position, reduction quality are described in Table 1 and S4 Table in S1 File. All characteristics were equally distributed among treatment groups.

Table 1. Baseline characteristics.

Author Year Country Study design Study period Device Type of cement Eligible Number of Patients   Gender (female/male)   Mean Age (SD)   AO31-(A1/A2/A3)   ASA (I/II/III/IV)   Follow up
RCT             augmented control augment ed control augmented control Augment ed control augmented control  
Kammerlander 2018 Germany RCT 2012–2015 PFNA PMMA 105 118 87/18 99/19 86.1 (4.6) 85.6 (4.9) 0/96/9 0/96/22 10/31/59/4 13/44/55/5 12 months
Dall Oca 2010 Italy RCT 2006–2010 Gamma3 nail PMMA 40 40 26/14 30/10 85.3 (2.3) 82.3 (1.2) 0/20/15 (n = 35) 0/22/14 (n = 36) nr nr 12 months
Lee 2009 Taiwan RCT 2005–2007 DHS PMMA 55 53 30/25 29/24 82.6 (4.9) 81.3 (5.8) 0/46/9 0/45/8 6/26/23/0 9/23/21/0 14 months
Mattson 2004 Sweden RCT nr DHS calcium-phosphate 14 12 12/2 10/2 83.7 (7.25) 81.7 (7.25) nr nr nr nr 6 months
Observational studies                                  
Yee 2020 China OS 2015–2019 TFNA PMMA 47 29 39/8 23/6 85.1 (7.4) 86.1 (7.7) 7/28/12 3/14/12 0/15/32/0 0/9/20/0 12 months
Kulachote 2019 Thailand OS 2010–2017 PFNA PMMA 68 67 55/13 44/23 85 (6) 83 (6) 19/43/6 11/54/2 0/0/28/40 0/0/40/27 12 months
Kim 2018 South Korea OS 2014–2017 PFN calcium-phosphate 40 42 25/15 24/18 81.6 (16.3) 82.3 (14.2) 0/35/5 0/36/6 nr nr 6 months

PMMA: polymethylmethacrylate.

RCT: randomised clinical trial.

OS: Observational study.

nr: not reported.

Quality assessment

The mean quality of all studies was 19 points (range 17–21) using the MINOR-Criteria [22]. For randomized controlled studies the mean was 19.5 (range 17–21) and for observational studies the mean was 18.3 (range 18–19). Details can be seen in S3 Table in S1 File.

Primary outcomes—complications

Primary outcome defined as overall complications were reported in five studies; two randomized clinical trials and three observational studies [1214, 26, 27]. The overall complication rate was significantly lower in the augmented group (28.3% versus 47.2%) with a weighted OR of 0.3 (95%CI 0.1–0.7, I2: 75%) (Fig 2). All complications per treatment group are listed in the S6 Table in S1 File.

Fig 2. Overall complications.

Fig 2

The occurrence of device/fracture related complications was the largest contributing factor to the higher overall complication rate in the non-augmented group (19.9% versus 6.0%, OR 0.2, 95%CI 0.1–0.6, I2:53%) (S1 Fig in S1 File). Systemic complications occurred at an equal rate in both groups (OR 0.67 95%CI 0.3–1.6, I2:69%) (S2 Fig in S1 File).

No statistical significant difference was detected in the occurrence of thromboembolic events with events occurring in 3.9% in the augmented versus 0.4% in the non-augmented group (OR 6.0, 95%CI 1.0–35.6, I2:0%) (S3 Fig in S1 File).

There was no difference in pooled risk estimates between randomized clinical trials and observational studies.

Secondary outcomes

Re-intervention

Five studies reported on re-intervention [12, 13, 15, 26, 27]. Re-intervention was required less often in the augmented group (1.6% versus 7.4%, OR 0.2, 95%CI 0.1–0.7, I2:0%, Fig 3). All indications for re-intervention are listed separately in the S7 Table in S1 File.

Fig 3. Re-interventions.

Fig 3

There was no difference in pooled risk estimates between randomized clinical trials and observational studies.

Mortality

Three studies reported a one year mortality [12, 14, 28]. In one paper, only three-month mortality was available [26]. For simplicity, these measures were pooled. Mortality in the augmented group was 9.2%, versus 11.8% in the non-augmented group. There was no significant difference in postoperative mortality between both treatment groups (OR 0.7, 95%CI 0.4–1.3, I2:0%, S4 Fig in S1 File).

The pooled risk estimates of randomized clinical trials and observational studies were equal.

Hospital stay

The duration of hospital stay was reported in two observational studies and two randomized controlled trials and was 1.9 days shorter in the augmented group (95%CI -2.2–0.5, I2:0%, S5 Fig in S1 File) [13, 1517]. There was no difference between the pooled estimates of randomized clinical trials and observational studies.

Operation duration

Four studies reported on operation duration–two randomized clinical trials and observational studies. The mean operation time was 7 minutes longer in the augmented group (95%CI 1.3–12.9, I2:95%, S6 Fig in S1 File) [13, 14, 27, 28].

Time-to-union

Time to union was reported in two studies [14, 27]. However, only one study reported this measure for both treatment groups separately without any significant difference: 12.9 weeks (SD 3.1) for augmented versus 12.5 weeks (SD 1.6) for non-augmented devices) [14].

Radiological outcomes

In five studies it was possible to calculate the amount of sliding of the lag screw/blade in AP view at 6–12 months follow-up [1214, 27, 28]. There was significantly less sliding of the screw/blade in the augmented group (MD -3.1mm, 95%CI -4.6 to -1.7, P<0.0001, S7 Fig in S1 File).

Varus deviation in degrees was measured in an AP X-ray 6–12 months after surgery in three studies [13, 15, 27]. Significantly less varus deviation was observed in the augmented group (MD -6.1 degrees, 95%CI: -7.6 to -4.9, S8 Fig in S1 File).

Functional hip scores

Four studies reported on functional hip scores measured 6–12 months after surgery: One observational study and three RCTs respectively [12, 13, 27, 28]. There was a significant difference in pooled postoperative scores (SMD -0.3, 95%CI -0.6–0.0, Fig 4) favoring augmentation. There was no difference between the pooled estimates of RCTs and observational studies.

Fig 4. Functional hip scores follow up.

Fig 4

In addition, Kulachote et al. reported return to pre-ambulatory setting. In the augmented group 48% of the patients returned to their level of pre-fracture mobility whereas only 29% of the non-augmented patients did (p = 0.43) [14].

General quality of life

A general quality of Life scores was only described in one study using the Barthel-Index [12]. There was no significant difference in scores measured at 12 months follow-up.

Visual analogue scale for pain

Visual analogue scale (VAS) for pain was reported in two studies 6 and 12 months postoperatively [13, 27]. Significantly less pain was observed in the augmented group (MD -0.5pts. 95CI -0.8- -0.3, I2:0%) (S9 Fig in S1 File).

Sensitivity analysis

Table 2 shows the results of the sensitivity analysis with regard to high quality studies, SHS versus cephalomedullary nailing devices and for type of cement used. No significant differences were found between the main analyses and these sensitivity analyses.

Table 2. Sensitivity analysis.

Type of studies OR 95%CI
Overall 0.3 0.12–0.74
High quality 0.48 0.09–2.67
Lower quality 0.21 0.07–0.63
PMMA cement 0.32 0.11–0.89
Calciumphosphate cement 0.19 0.04–0.96
Cepholomedullary devices 0.47 0.23–0.97
SHS/DHS 0.09 0.03–0.28

PMMA = Polymethylmethacrylate.

SHS/DHS = Sliding- /Dynamic hip screw.

Discussion

This meta-analysis of both randomized clinical trials as well as observational studies compared cement augmentation to no augmentation in fixation of trochanteric femur fractures in elderly patients. Cement augmentation leads to considerably fewer peri- and postoperative complications (28.3% versus 47.2%), implant related complications (6% versus 19.9%) and re-interventions (1.6% versus 7.4%).

Additionally, it demonstrated better radiological results (less sliding of the screw/blade and varus deviation), better functional results regarding mobility, less hip pain and a shorter hospital stay. This was however at the expense of a longer operation duration. There was no significant difference in mortality between the two treatment groups in the reported follow-up period. Randomized controlled trials and observational studies showed the same effect estimates in all analyses.

Comparison with literature

Only one systematic review has been published on this topic in 2013 [29]. Comparable to our study, they found a lower incidence of overall complications and better radiological results in the cement augmentation group. The main difference with the present meta-analysis is that the previous mostly focused on SHS. We analyzed both SHS and cephalomedullary devices combined and performed sensitivity analysis to investigate whether there was a difference in results between both implants. Furthermore, we had four additional studies at our disposal increasing sample size and power of the present meta-analysis [1, 3].

Interpretation of results

The present meta-analysis found a surprisingly large difference in overall complication rate not previously detected in the individual studies. The individual studies mostly analyzed every outcome separately. Each outcome did show a small advantage favoring cement augmentation, but failed to reach statistical significance due to low number of events per outcome. However, when grouped together into a compound endpoint (such as performed in the present meta-analysis), these small differences accumulate to a large difference between treatment groups.

The predominant driving factor behind the difference in overall complication rate was the occurrence of device/fracture related complications. The fact that the risk for re-operation was also higher in the non-augmented group and mostly done for these device/implant related complications signifies their clinical relevance. Four out of 18 (22%) device/fracture related complications required re-intervention in augmented group compared to 21 out of 65 (32%) in the non-augmented group.

The use of cement augmentation does carry an additional risk of cement-specific complications such as leakage into the joint and bone cement implantation syndrome. Leakage of cement into the joint can be prevented by fluoroscopic control using contrast prior to cementation. Minor leakage occurred in some patients in the present study. This, however, did not require any additional intervention. Rare cases of severe bone cement implantation syndrome (BCIS) were only described once in the studies we analyzed [26]. This patient was taken to the intensive care unit and was successfully extubated the day after. Thromboembolic events were rare and occurred slightly more often in the cement group. This however did not reach statistical significance. It is unclear whether this tendency is due to lack of power or whether there truly is no difference. Nevertheless, since the incidence is low, this should not be a reason to refrain from using cement augmentation, to our opinion.

It should be acknowledged that the results found in this meta-analysis are applicable under the condition that the reduction is good. The patients included in the meta-analysis all had adequate reduction and good implant position as can be seen in the baseline tables. Cement augmentation should not be used as a salvage procedure to prevent complications in cases where the surgeon cannot attain adequate reduction. Subgroup analysis on the effect of cement augmentation among patients with inadequate reduction compared to adequate reduction was not possible with the given data. The same applied for subgroup analysis on TAD and implant positioning.

Also, it should be acknowledged that the study population was predominantly female with a mean age around 80 years. Furthermore, they mostly had A2 fractures. Although this represents the typical patient with these fractures according epidemiological studies, we cannot say to what extent these results can be extrapolated to patients with A1/A3 fractures and/or with a less advanced age (around 65 years) [1].

Cement augmentation carries additional costs related to the use of cement and slightly longer operation duration. However, the cost related to higher complication and re-operation rates and longer hospitalization duration (1.9 days) when no augmentation is used, would most likely outweigh the costs related to cement augmentation. Although, to date, no formal cost-effectiveness analysis exists on this topic, already the costs of 1.9 additional hospitalization days in an academic hospital (1’530 US-Dollar) are much higher compared to the costs of cement (271 US-Dollar) [30].

The present meta-analysis found no difference in weighted effect estimates between randomized clinical trials and observational studies. There is increasing evidence that observational studies yield comparable results as randomized clinical trials in orthopaedic trauma research [20, 3134]. The potential for confounding, however, should be deemed low when including observational studies. Given the large degree of (baseline) comparability between treatment groups in the present meta-analysis, we considered the potential for confounding acceptably low to allow for inclusion of observational studies in the meta-analysis.

Limitations

Several limitations should be taken into account. Firstly, there is considerable heterogeneity in half of the outcomes. This heterogeneity is mostly caused by a difference between studies in magnitude of the effect size. All studies do point in the same direction. In other words, it seems fairly certain that cement augmentation is better than no augmentation; to what degree, precisely, suffers from heterogeneity. Secondly, a relatively small number of studies was available for pooled analysis of which particularly the number of observational studies. For some outcomes the comparison of estimates from RCTs and observational studies was based on a sole study in one or both subgroups. Thirdly, although baseline characteristics were comparable across treatment groups (both in the RCTs and observational studies), any residual confounding among observational studies cannot be ruled out. Lastly, in the analysis on overall complication rate, there is a potential for information bias. We are dependent on how detailed studies included in the meta-analysis describe all their complications. Completeness of reporting, therefore, might affect our results.

Conclusion

This meta-analysis showed that cement augmentation in fixation of trochanteric femur fractures in elderly patients following a low energy trauma leads to fewer complications, re-operations and shorter hospital stay at the expense of a slightly longer operation duration. Cementation specific complications occur rarely and mortality is equal between treatment groups. Radiological and functional results also seem better for cement augmentation.

As the amount of studies included in this meta-analysis is rather small, the results give us an impression on what may be expected of cement augmentation. It does not yet form hard evidence and results mostly apply for patients with advanced age (on average 80 years) with a A2 fracture. To what extent the results can be extrapolated to A1/A3 fractures, remains to be seen. This meta-analysis also underlines the value of including observational studies in meta-analyses.

Supporting information

S1 Checklist. PRISMA 2009 checklist.

(DOC)

S1 File

(DOCX)

Data Availability

All relevant data are within the paper and its Supporting Information files.

Funding Statement

The authors received no specific funding for this work.

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Decision Letter 0

Hans-Peter Simmen

5 Mar 2021

PONE-D-21-00650

Cement augmentation for trochanteric femur fractures: a meta-analysis and systematic review of randomized clinical trials and observational studies Rompen et al.

PLOS ONE

Dear Dr. Rompen,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

It is indeed a difficult task to perform a metaanalysis. Usually it is a mixture of different studies, often like comparing apples to oranges. Furthermore, reviews are not very welcome in PLOS ONE. Please, omit this item in your title, e.g.: Cement augmentation for trochanteric femur fractures: a meta-analysis  of randomized clinical trials and observational studies.

Two of the three invited reviewers are very familiar with the topic in question. Although they recommended to reject the manuscript, I feel the topic is too important to fail. We would be happy to get a revised version and are convinced, that the major criticisms of the reviewers help to make the manuscript even better.

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We look forward to receiving your revised manuscript.

Kind regards,

Hans-Peter Simmen, M.D., Professor of Surgery

Academic Editor

PLOS ONE

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2. We noticed you have some minor occurrence of overlapping text with the following previous publications, which needs to be addressed:

- https://www.injuryjournal.com/article/S0020-1383(20)30939-6/fulltext

In your revision ensure you cite all your sources (including your own works), and quote or rephrase any duplicated text outside the methods section.

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Reviewer #1: Yes

Reviewer #2: No

Reviewer #3: No

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: I Don't Know

Reviewer #2: No

Reviewer #3: Yes

**********

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Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

**********

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Reviewer #2: Yes

Reviewer #3: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: This is a very interesting study which adds valuable and new information to an ongoing discussion. The methods seem to be appropriate as do the results. The derived conclusions are sound. The English is flawless.

I only have minor questions/remarks:

Methods: Norian SRS is mentioned as a device used for fixation. This is misleading.

Discussion Comparison to the literature: You mention an anlalysis comparing cephalomedullary devices to SHS. Where can this analysis be found in your results section? Could you find any differences?

Reviewer #2: Review of the manuscript “Cement augmentation for trochanteric femur fractures: a metaanalysis and systematic review of randomized clinical trials and observational studies.”

The article needs major revision before being published.

The theme of research is quite new, therefore data and studies already published are rare.

In consequence the author cited only 7 articles, 3 of them observational studies (293 OS and 437 RCT in total) which is a too low number to produce an effective metaanalysis.

Cementation in proximal fractures of the femur in elderly is also ethically still an open argument. Observational studies should not be used to make definitive statements of fact about safety, efficacy, or effectiveness of practice. The implementation of these articles in a controversial and new theme of traumatology must be seen very critical. The preventive character of cementation is certainly an interesting new theme in geriatric traumatology but needs more and better research of data.

Second, the risk of bias in including studies is very high and not critically described by the author: high difference in included male/ female patients, different materials for reinforcement ( PMMA/ Calciumphosphate) with different biomechanical criteria, different material and placement for osteosynthesis, very low number of included A1 and A3 fractures. All OS included were talking about intramedullary devices only.

The author gives a general recommendation for cement augmentation in elderly patients over 65. The reviewed articles included 258 augmented A2 fractures and only 56 A3 and 26 A1 fractures. In one of the RCT AO classification was even missing. All patients in all studies were over 80.

The cited articles about cementation effectiveness are only about cadaver studies and in a foam model.

The quality of the evidence of this study to support a specific recommendation is too low.

Finally, I found no PRISMA-P2015 protocol and no PROSPERO registration number for the prospective register of systemic reviews.

Reviewer #3: The primary goal of cement augmentation in osteosynthesis is to prevent implant failure caused by loosening of the implant in very osteoporotic bone (e.g. cut out or displacement of the cephalo-medullary screw). The authors present a comprehensive metaanalysis of 7 publications that compares cemented with uncementeted fixation in the treatment of pertrochanteric fractures. They claim high evidence for their metaanalysis based of the number of pooled patients (n=730) and quality of included studies . Although most studies fail to show clear superiority of cement augmentation, the authors believe that they can show the advantage by comparing the patient groups of 7 studies (n=369 cemented and n=361 uncemented). Considering the high number of surgical procedures this would have a high socio-economical impact.

Critical comment:

The authors perform a comprehensive systematic review of the literature that fulfils high quality demands. But there is a major concern with respect to the data analysed in this systematic review. Among the 7 studies there is a high inhomogeneity with respect to study designs (4 RCTs and 3 observational studies), type of fractures (some include stable fractures some do not) and fixation devices (2 studies analyse the SHS, 5 the intramedullary nail).

The primary outcome parameter of this systematic review was the overall complication rate. But only 2 RCT’s and 3 observational studies could be analysed with respect to this parameter. Out of these 5 studies 3 (Kim, Lee and Yee) give the same numbers/rates for overall and for device related complications (Fig. 2 and Forrest plot Fig. 1). That means that these 3 did not report on overall complications.

With respect to the quality of the studies only one RCT (Kammelander) remains that reports on overall complications. In this study no difference between the cemented and the non-cemented group was seen.

The authors try to explain the benefit of cementation with a lower rate of implant related complications (6% vs. 19%). Only 5 out of 7 studies could be analysed with respect to this parameter (3 observational studies and 2 RCTs). Among these 5 studies 1 RCT reports on SHS in unstable fractures. Since it is evident from the literature that SHS gives worse results for the treatment of unstable fractures in comparison to intramedullary devices, SHS fixation cannot be compared to intramedullary fixation. Without the SHS study the implant related complication rate in the uncemented group would drop from 19 to 11% (still 6% in the cemented group). With respect to the quality of the studies only one RCT (Kammelander) remains that reports on device related complications. In this study no difference between the cemented and the non-cemented group was seen.

According to the conclusion of this systematic review all pertrochanteric fractures would have to be treated with cement augmentation. This is cannot be demanded because of the weak data of the review and it cannot especially be demanded for all types of fractures. Because nearly all studies analysed in this review have reported on unstable fractures (A2 and A3).

With respect to the promising technology of cement fixation of screws in osteoporotic bone it still has to be defined more accurately in which circumstances cement augmentation should be recommended (e.g. grade of fracture instability, grade of osteoporosis), but a general recommendation for all fractures cannot be given according to this review.

On page 4 the authors state that a formal meta-analysis on this topic was not published before. But in the discussion on page 15 they admit that there was one systematic review on that topic published before.

**********

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Reviewer #1: No

Reviewer #2: No

Reviewer #3: No

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PLoS One. 2021 Jun 15;16(6):e0251894. doi: 10.1371/journal.pone.0251894.r002

Author response to Decision Letter 0


28 Apr 2021

Response to Reviewers comments

PONE-D-21-00650

Cement augmentation for trochanteric femur fractures: a meta-analysis of randomized clinical trials and observational studies

Dear Professor Simmen

We feel honored that you give us the opportunity to revise our manuscript. We would like to respond to the reviewers comments as follows:

1. We noticed you have some minor occurrence of overlapping text with the following previous publications, which needs to be addressed: https://www.injuryjournal.com/article/S0020-1383(20)30939-6/fulltext

Answer: We made several meta-analyses applying the same methodology including the cited article. For this reason some overlap was expected.

We changed the methods section of the current manuscript so the overlap is less obvious and added a reference referring to the use of the same methodology of previous meta-analyses produced by our study group.

2. During your revisions, please confirm whether the wording in the title is correct and update it in the manuscript file and online submission information if needed. Specifically, it is not necessary to include "Rompen et al." in the online submission form.

Answer: We changed the format and checked the wording

3. Please upload a copy of Figures 7 and 8, to which you refer in your text on page 13. If the figure is no longer to be included as part of the submission please remove all reference to it within the text (or amend the text as appropriate).

Answer: Figures 8 and 9 are a part of the supplementary material. We changed this in the manuscript so it is more clear.

4. Please include captions for your Supporting Information files at the end of your manuscript, and update any in-text citations to match accordingly. Please see our Supporting Information guidelines for more information: http://journals.plos.org/plosone/s/supporting-information

Answer: We changed it as requested.

Reviewer #1: This is a very interesting study which adds valuable and new information to an ongoing discussion. The methods seem to be appropriate as do the results. The derived conclusions are sound. The English is flawless.

I only have minor questions/remarks:

1. Methods: Norian SRS is mentioned as a device used for fixation. This is misleading.

Answer: We deleted this in the revised manuscript.

2. Discussion Comparison to the literature: You mention an analysis comparing cephalomedullary devices to SHS. Where can this analysis be found in your results section? Could you find any differences?

Answer: This is presented in the sensitivity analysis. This could only be done for the primary outcome (overall complications). The results are also described in table 2.

Reviewer #2: Review of the manuscript “Cement augmentation for trochanteric femur fractures: a metaanalysis and systematic review of randomized clinical trials and observational studies.”

The article needs major revision before being published.

1. The theme of research is quite new, therefore data and studies already published are rare.

In consequence the author cited only 7 articles, 3 of them observational studies (293 OS and 437 RCT in total) which is a too low number to produce an effective metaanalysis.

Answer: The seven included studies currently represent the only available data for use in meta-analyses. Indeed, this is a limitation which we addressed in the limitation section. The results give us an impression on what to expect but strong conclusion cannot be drawn. We also underlined this in the conclusion.

2. Cementation in proximal fractures of the femur in elderly is also ethically still an open argument. Observational studies should not be used to make definitive statements of fact about safety, efficacy, or effectiveness of practice. The implementation of these articles in a controversial and new theme of traumatology must be seen very critical. The preventive character of cementation is certainly an interesting new theme in geriatric traumatology but needs more and better research of data.

Answer: The use of observational studies is indeed a point of debate. However, almost all previous meta-analyses that included observational studies and performed subgroup analysis stratified for study design (observational studies versus randomised clinical trials), found that the pooled estimates of observational studies were identical to those obtained from randomised clinical trials in trauma research. For this reason, we included observational data as well as randomised trials. We addressed this topic in the discussion and added references of previous meta-analyses demonstrating this. We also aknowledge that readers should be careful as the number of studies available for testing this assumption within this paper is limited.

3. Second, the risk of bias in including studies is very high and not critically described by the author: high difference in included male/ female patients, different materials for reinforcement (PMMA/ Calciumphosphate) with different biomechanical criteria, different material and placement for osteosynthesis, very low number of included A1 and A3 fractures. All OS included were talking about intramedullary devices only.

Answer: We do not fully understand the comment. The baseline characteristics are equally distributed among treatment groups; therefore, the risk of bias for the measured characteristics is low. We think the reviewer is referring to the heterogeneity of the study population. Indeed it is a mix of patients with a specific gender distribution (in our opinion representative of daily practice as the majority of patients with proximal femur fractures are indeed female) that were treated with different types of cement and osteosynthesis devices and different quality of reduction/material placement. The main question is to what extent these aspects contributed individually to the found differences between the treatments. We attempted to investigate this via a sensitivity analysis (see table 2), however lack the power to study this in detail.

We feel that this is important to describe in the discussion section. We hope the added section and our answer satisfies the comments of the reviewer.

4. The author gives a general recommendation for cement augmentation in elderly patients over 65. The reviewed articles included 258 augmented A2 fractures and only 56 A3 and 26 A1 fractures. In one of the RCT AO classification was even missing. All patients in all studies were over 80.

Answer: The reason for recommending augmentation for patients older than 65 years is because all included studies shared the same inclusion criteria, namely, that only patients older than 65 years were included. The fact that the mean age of the study population was around 80 years, has consequences for generalizability of results. The same applies for the fact that predominantly A2 fractures were included. All in all, results found in this study mostly apply for patients similar to the patients included in this meta-analysis being 80 year old females with an A2 fracture. We added a sentence to the recommendation that readers should be aware that results mostly apply to a specific population and to lesser extent for the entire spectrum of proximal femur fractures.

5. The cited articles about cementation effectiveness are only about cadaver studies and in a foam model.

The quality of the evidence of this study to support a specific recommendation is too low.

Answer: Cited articles in the introduction are indeed about cadaveric studies and foam models. We would like to assure that the studies included in the meta-analysis were clinical studies on real patients.

6. Finally, I found no PRISMA-P2015 protocol and no PROSPERO registration number for the prospective register of systemic reviews.

Answer: This is, regrettably, correct. Publishing a protocol prior to performing a meta-analysis would have contributed to transparency.

Reviewer #3: The primary goal of cement augmentation in osteosynthesis is to prevent implant failure caused by loosening of the implant in very osteoporotic bone (e.g. cut out or displacement of the cephalo-medullary screw). The authors present a comprehensive metaanalysis of 7 publications that compares cemented with uncementeted fixation in the treatment of pertrochanteric fractures. They claim high evidence for their metaanalysis based of the number of pooled patients (n=730) and quality of included studies. Although most studies fail to show clear superiority of cement augmentation, the authors believe that they can show the advantage by comparing the patient groups of 7 studies (n=369 cemented and n=361 uncemented). Considering the high number of surgical procedures this would have a high socio-economical impact.

1. The authors perform a comprehensive systematic review of the literature that fulfils high quality demands. But there is a major concern with respect to the data analysed in this systematic review. Among the 7 studies there is a high inhomogeneity with respect to study designs (4 RCTs and 3 observational studies), type of fractures (some include stable fractures some do not) and fixation devices (2 studies analyse the SHS, 5 the intramedullary nail).

Answer: We would like to refer to our answer on comment 3 of reviewer 2 as he pointed out the same issue.

2. The primary outcome parameter of this systematic review was the overall complication rate. But only 2 RCT’s and 3 observational studies could be analysed with respect to this parameter. Out of these 5 studies 3 (Kim, Lee and Yee) give the same numbers/rates for overall and for device related complications (Fig. 2 and Forrest plot Fig. 1). That means that these 3 did not report on overall complications.

With respect to the quality of the studies only one RCT (Kammelander) remains that reports on overall complications. In this study no difference between the cemented and the non-cemented group was seen.

Answer: This was indeed something we also struggled with during the analysis phase. We are highly dependent how detailed studies report their outcomes. For this reason we splitted the analysis of complications in overall, device related and systematic complications so readers may extract the information that they need. We feel that this is a good point that readers should be aware of and added this to the limitation section.

3. The authors try to explain the benefit of cementation with a lower rate of implant related complications (6% vs. 19%). Only 5 out of 7 studies could be analysed with respect to this parameter (3 observational studies and 2 RCTs). Among these 5 studies 1 RCT reports on SHS in unstable fractures. Since it is evident from the literature that SHS gives worse results for the treatment of unstable fractures in comparison to intramedullary devices, SHS fixation cannot be compared to intramedullary fixation. Without the SHS study the implant related complication rate in the uncemented group would drop from 19 to 11% (still 6% in the cemented group). With respect to the quality of the studies only one RCT (Kammelander) remains that reports on device related complications. In this study no difference between the cemented and the non-cemented group was seen.

Answer: As previously described in the answer to point 3 of reviewer 2, the most important factor for limiting risk of confounding when comparing two treatment regimens is that study population characteristics are equally contributed between treatment groups. Including both studies that used SHS or intramedullary nailing into the meta-analysis has consequences for generalizability of results. We attempted to study how much each factor contributed to the occurrence of significant differences between cement and no cement augmentation in the sensitivity analysis including SHS versus intra-medullary nailing. However, logically, we are limited by the data available for this meta-analysis.

On the other hand, combining studies into a meta-analysis increases sample size and with it the ability to detect differences not previously found in individual studies. This might explain why Kammerlander et al did not find a difference and the present meta-analysis did.

4. According to the conclusion of this systematic review all pertrochanteric fractures would have to be treated with cement augmentation. This is cannot be demanded because of the weak data of the review and it cannot especially be demanded for all types of fractures. Because nearly all studies analysed in this review have reported on unstable fractures (A2 and A3). With respect to the promising technology of cement fixation of screws in osteoporotic bone it still has to be defined more accurately in which circumstances cement augmentation should be recommended (e.g. grade of fracture instability, grade of osteoporosis), but a general recommendation for all fractures cannot be given according to this review.

Answer: We fully agree with the reviewer. This was also pointed out by the other reviewers. Therefore we changed the conclusion explaining that results a mostly applicable for patients with A2/3 fractures with an average age of 80 years. Whether the results apply to the full spectrum of proximal femur fractures has yet to be defined.

On page 4 the authors state that a formal meta-analysis on this topic was not published before. But in the discussion on page 15 they admit that there was one systematic review on that topic published before.

Answer: This was a qualitative systematic review without a quantitative pooled analysis, such as performed in the present study. For this reason, we described it in this fashion. We felt that the comparison of the systematic review to our meta-analysis was best addressed in the discussion section.

We hope having addressed your remarks and concern appropriately. We are very happy to receive further comments that can improve the quality of our research.

Sincerely yours,

Ingmar Rompen, Bryan van de Wall and research team

Decision Letter 1

Hans-Peter Simmen

5 May 2021

Cement augmentation for trochanteric femur fractures: a meta-analysis of randomized clinical trials and observational studies

PONE-D-21-00650R1

Dear Dr. Rompen,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Acceptance letter

Hans-Peter Simmen

6 May 2021

PONE-D-21-00650R1

Cement augmentation for trochanteric femur fractures: a meta-analysis of randomized clinical trials and observational studies.

Dear Dr. Rompen:

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on behalf of

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