Abstract
Autoimmunity is caused by an unbalanced immune system, giving rise to a variety of organ-specific to system disorders. Patients with autoimmune diseases are commonly treated with broad-acting immunomodulatory drugs, with the risk of severe side effects. Regulatory T cells (Tregs) have the inherent capacity to induce peripheral tolerance as well as tissue regeneration and are therefore a prime candidate to use as cell therapy in patients with autoimmune disorders. (Pre)clinical studies using Treg therapy have already established safety and feasibility, and some show clinical benefits. However, Tregs are known to be functionally impaired in autoimmune diseases. Therefore, ex vivo manipulation to boost and stably maintain their suppressive function is necessary when considering autologous transplantation. Similar to autoimmunity, severe coronavirus disease 2019 (COVID-19) is characterized by an exaggerated immune reaction and altered Treg responses. In light of this, Treg-based therapies are currently under investigation to treat severe COVID-19. This review provides a detailed overview of the current progress and clinical challenges of Treg therapy for autoimmune and hyperinflammatory diseases, with a focus on recent successes of ex vivo Treg manipulation.
Keywords: Regulatory T cells, Cell therapy, Autoimmunity, COVID-19, Gene editing, RNA interference
Introduction
Treatment of autoimmune diseases is mostly based on broad-acting immunomodulatory drugs to restore the balance of the immune system. Since they are not curative, they require lifelong administration and carry a significant risk for side effects. In healthy individuals, regulatory T cells (Tregs) induce peripheral tolerance, thereby preventing an exaggerated immune response of both the adaptive and innate immune system [1]. Already a decade ago, the first-in-man clinical trial using Tregs as a cell therapy was performed. Here, researchers succeeded in controlling the undesired immune response in chronic graft-versus-host disease (GvHD) with high efficacy and limited adverse events [2].
Next to the immunoregulatory properties of Tregs, tissue regenerative functions have been described (as reviewed in [3]). Dombrowski et al. reported that in the damaged central nervous system (CNS), murine Tregs promote oligodendrocyte differentiation and myelin regeneration [4]. In addition, Tregs were found to prevent viral-induced lung damage in mice by producing amphiregulin [5]. Tregs have also been shown to directly induce lung epithelial cell proliferation in both inflammatory injury and non-inflammatory regenerative mouse models [6]. Furthermore, Tregs accumulate in acutely injured skeletal muscle in mice and potentiate muscle repair by amphiregulin production [7]. Tregs have a direct effect on muscle satellite cell expansion and therefore promote muscle regeneration [8]. This newly described Treg function significantly augments the potency when considering cell therapeutic application in autoimmune diseases.
Combined, Tregs are an ideal candidate for cell therapy in autoimmune and hyperinflammatory disorders. Although many steps have been taken toward clinical application, several challenges remain. In this review, we discuss ongoing (pre)clinical research, the set-backs and opportunities that are intrinsic to Treg therapy.
Treg phenotype and Plasticity
CD4+CD25highCD127low Tregs constitute 5–10% of the total CD4+ T cell population in the circulation [9, 10]. The majority of Tregs develop in the thymus (tTregs). Their mechanism of suppression has been studied elaborately and entails both cell–cell contact and production of soluble factors (as reviewed in [11]). The transcription factor forkhead box protein 3 (FOXP3) is the master regulator in the development and function of Tregs [12–16]. However, at least in humans, FOXP3 expression is not exclusive for Tregs, as it is also transiently expressed by activated T cells [17–20]. FOXP3 expression and stability of Tregs mainly rely on the methylation status of the gene region. More specifically, the promotor [21] and Treg-specific demethylated region (TSDR) within the 2nd conserved non-coding sequence (CNS2) [22, 23] is completely demethylated in functional Tregs. Determination of the methylation state of the FOXP3 gene region is the most reliable way to identify genuine human Tregs. This discriminates them from recently activated T effector cells (Teff) [21, 23] and in vitro transforming growth factor beta (TGF-β)-induced Tregs (iTregs) [22–24], as they exhibit a partially demethylated TSDR, resulting in an unstable FOXP3 expression [21].
Tregs are known to exhibit functional plasticity, since they can adapt to local inflammatory stimuli and thereby start producing pro-inflammatory cytokines [25–27]. In addition, Tregs are autoreactive by nature, which means that a loss of suppressive capacity (e.g., through unstable FOXP3 expression) could contribute to the development of autoimmunity. Indeed, several studies showed that Tregs collected from inflamed organs in autoimmune disorders have lower FOXP3 levels [28–30]. These “exFOXP3” cells produce pro-inflammatory cytokines and have an activated-memory phenotype [25]. Transfer of exFOXP3 cells into non-obese diabetic (NOD) with recombination activating gene 2 (Rag2) knockout mice leads to the development of autoimmune diabetes [25]. Transfer of myelin-specific exFOXP3 cells into lymphodeficient immunized recipients induced experimental autoimmune encephalomyelitis (EAE) to a similar extent as Teff [31]. In the latter study, researchers found that inflammation in the CNS of EAE mice induced FOXP3 instability and promoted interferon gamma (IFN-γ) production in autoreactive Tregs and that FOXP3 expression stabilized again after resolution of inflammation [31]. Interestingly, various research groups found that in the presence of interleukin 6 (IL-6), FOXP3-expressing mouse Tregs shift toward a T helper 17 (Th17)-like effector phenotype [32–34]. In mice with autoimmune arthritis, IL-17-producing exFOXP3 cells accumulated in inflamed joints, where the conversion to Th17 cells was mediated by fibroblast-derived IL-6 [35]. FOXP3+IL-17+ cells are also present in the synovium of patients with active rheumatoid arthritis [35]. In human Tregs, a Th17-like phenotype is induced by IL-1β, IL-23 and IL-21 rather than by IL-6 [36]. In addition, researchers found that only human leukocyte antigen (HLA)-DR−, but not DR+ Tregs, is able to secrete IL-17. They only secrete IL-17 upon strong T cell receptor (TCR) stimulation and as a result lose their suppressive capacity [26]. Human memory Tregs were described to constitutively express RAR-related orphan receptor (RORγt) and IL-17, two markers of the Th17 lineage [37]. Tregs from relapsing–remitting multiple sclerosis (RRMS) patients rather show a Th1-like phenotype and have a reduced suppressive function [38]. They produce more IFN-γ than Tregs from healthy controls, while levels of IL-17 secretion remained unaltered. Moreover, expression of T-box transcription factor (Tbet) was increased, and RORγt expression was decreased [38]. This Th1 phenotype can be induced in vitro by addition of IL-12 [38, 39] or in high sodium chloride (NaCl) concentrations [40–42]. Interestingly, type 1 diabetes mellitus (T1DM) patients also display increased proportions of IFN-γ-producing Tregs compared to healthy controls but did not show reduced suppressive activity [43].
The mechanism of FOXP3 instability and subsequent loss of suppressive capacity is not yet fully understood. Some transcriptional regulators of the FOXP3 protein might be involved. For instance, one of those regulators is deleted in breast cancer 1 (DBC1), a component of the FOXP3 complex. DBC1 negatively regulates FOXP3 expression and suppressive function of Tregs, plausibly through the caspase 8-mediated pathway [44]. In addition, Treg-specific overexpression of inhibitor of DNA binding 2 (Id2), an inhibitor of helix-loop-helix DNA-binding transcription factors, increases susceptibility to EAE and spontaneous autoimmunity [45]. In vitro experiments showed that upregulated Id2 expression leads to reduced FOXP3 expression and increased production of Th17-related cytokines in iTregs [45]. Expression of Th subset-related surface markers or transcription factors does not necessarily imply that Tregs are prone to lose their suppressive activity and contribute to disease. For instance, studies showed that expression of interferon regulatory factor 4 (Irf4), a transcription factor essential for Th2 differentiation, in mouse Tregs is essential for suppression of Th2 responses [46]. Tbet expression, a Th1 specifying transcription factor, in Tregs is necessary for suppressing Th1 cells in mice [47]. Moreover, signal transducer and activator of transcription 3 (STAT3) expression in mouse Tregs is indispensable for suppressing Th17 responses in vivo [48]. Treg-specific STAT3 loss results in an enhanced Th17 response, higher mortality and less Treg infiltration [49]. Therefore, it has been hypothesized that Tregs adapt to their environment and can thus exhibit appropriate suppression of different Th cell subsets. Indeed, upregulation of these transcription factors leads to expression of relevant chemokine receptors and adhesion molecules, enabling Treg migration to their Th counterparts in the target tissue [48].
Tregs in Autoimmunity and Hyperinflammation
Tregs control inappropriate immune activity and therefore play a crucial role in preventing autoimmunity and hyperinflammation. Their importance is illustrated by the immunodysregulation polyendocrinopathy enteropathy X-linked (IPEX) syndrome which is caused by a mutation in the FOXP3 gene and results in a complete absence of Tregs and subsequent multi-organ autoimmunity [50–52]. In the mouse model for this condition, called scurfy mouse, diseased mice are rescued by adoptive transfer of Tregs [13, 51, 53, 54]. Indeed, autoimmune and hyperinflammatory diseases are characterized by disturbances in Treg numbers and function.
Treg numbers are decreased in the circulation of untreated RRMS patients [55–59], active systemic lupus erythematosus (SLE) patients [60–63] and patients with active Crohn’s disease [64, 65]. In contrast, the numbers of circulating Tregs is not altered in T1DM patients [66–69]. For coronavirus disease 2019 (COVID-19), conflicting findings on Treg frequency have been reported [70]. COVID-19 is characterized by a hyperinflammatory response directed to the lung and the development of a cytokine storm, where the level of pro-inflammatory cytokines is increased [71, 72]. It was found that severely ill COVID-19 patients have reduced Treg frequencies in the blood [72–77]. In contrast, Rendeira et al. found that the Tregs were increased in COVID-19 patients [78–81]. When looking for Tregs in the target tissue, they were shown to be increased in the inflamed intestinal mucosa of Crohn’s disease patients [64, 65, 82, 83] and in the cerebrospinal fluid (CSF) of RRMS patients [59, 84, 85]. In contrast, Treg numbers seem to be reduced at the site of inflammation in patients with T1DM [86].
Apart from changes in Treg frequency, there is also a reduction in the suppressive activity of these cells in several autoimmune diseases. Circulating Tregs are found to be defective in MS, specifically in untreated RRMS patients [59, 85, 87–90]. Tregs of T1DM patients have an impaired suppressive capacity as well [66, 67, 86] although this could not be confirmed by Putnam et al. [68]. Furthermore, there are conflicting reports about the functionality of Tregs in active SLE [61, 63, 91–93], which still warrants further investigation. In patients with Crohn’s disease, circulating Tregs were found to remain functional [64, 65]. Since these reports all investigated the function of circulating Tregs, it could be argued that the most functional Tregs leave the circulation to suppress Teff in the inflamed tissue, but only very limited data are available. One report shows that Tregs isolated from lymph nodes at the inflamed intestinal mucosa of patients with Crohn’s disease are still suppressive [65]. In contrast, in the EAE mouse model, it has been found that CNS-derived Tregs are unable to suppress Teff isolated from CNS at peak of disease [94].
Altogether, it is clear that disease severity and progression in autoimmune and hyperinflammatory diseases is partly caused by loss of Treg functionality. Therefore, administration of Tregs is an interesting intervention to restore the immune balance. However, since Tregs of patients are dysfunctional in many autoimmune diseases, infusion of autologous Tregs might not be sufficient. Therefore, allogeneic Treg transplantation can be considered but includes several risks, such as GvHD and transplant rejection [95]. In that point of view, isolation and ex vivo manipulation of autologous Tregs in order to induce and stabilize their suppressive activity might be safer and more efficient.
Current Status of Treg therapy for Autoimmunity and Hyperinflammation
Researchers worldwide have started to investigate the potential of Treg therapy, with the first clinical trial being reported in 2009 [2]. Preclinical studies in animal models have provided indications about the efficacy, safety and feasibility of Treg therapy. Several phase I and some phase II clinical studies have now been reported and concluded that Treg therapy is well-tolerated, with some indications of efficacy. These studies are further discussed below, with a focus on the use of tTregs to treat autoimmunity and hyperinflammation.
Preclinical Studies
First evidence on the potential of Treg therapy has been provided by preclinical experiments using animal models of autoimmune diseases (listed in Table 1). Adoptive transfer of polyclonal CD4+CD25+ cells reduced disease severity and immune cell infiltration into the spinal cord of EAE animals [96–98] and delayed the development of diabetes in NOD mice [99]. Similarly, transfer of CD4+CD25+ Tregs delayed the natural disease development in SLE-prone animals and decreased renal damage [100]. A second injection with Tregs into these SLE-prone mice delayed progression and further decreased mortality [100]. In already established disease, administration of polyclonal CD4+CD25+ cells into mice with inflammatory bowel disease gradually improved clinical signs and restored colonic architecture [101]. In an attempt to further improve efficiency of Treg therapy, it was shown that self-antigen-specific Tregs are even more potent in protecting against development of EAE [98, 102, 103] and diabetes [104–106].
Table 1.
An overview of preclinical studies using Treg therapy in animal models for autoimmune diseases
| Disease | Source Tregs | Timing and dose | Effect | Reference |
|---|---|---|---|---|
| EAE |
CD4+CD25+ Naïve mice LN |
3 days before EAE induction 2 × 106 cells |
Protection against induction and progression Less immune cell infiltration in spinal cord |
[96] |
| EAE |
CD4+CD25+ Naïve mice Spleen and LN |
2 days before EAE induction 2.5 × 106 cells |
Decreased severity disease | [97] |
| EAE |
CD4+CD25+CD62Lhigh Naïve mice Polyclonal/antigen-specific LN |
1 day before and 18 days after EAE induction 2 × 105 cells (polyclonal) 1–3 × 105 cells (antigen-specific) |
Polyclonal before induction: little protection Antigen-specific before: complete protection Antigen-specific after: reduced disease severity |
[98] |
| EAE |
CD4+CD25+ CNS of EAE mice during remission/LN of naïve mice |
1 day before and after EAE induction 2 × 104 cells |
CNS-derived Treg: protection LN-derived Treg: no protection |
[103] |
| EAE |
CD4+CD25+ MBP89-101-IAS-ζ Tg mice Spleen and LN |
At time induction and 11 days after induction 1 × 106 cells |
At induction: protection After induction: reduced severity disease |
[102] |
| T1DM |
CD4+CD25+CD62Llow/high Prediabetic animals Spleen |
Co-transfer activated T cells and Tregs 5 × 105 Tregs |
CD62Llow: no delay CD62Lhigh: delay |
[99] |
| T1DM |
CD4+CD25+ Diabetic mice Antigen-specific Pancreas |
Co-transfer Tregs and activated T cells 0.5–2 × 104 Tregs |
5 × 103: no protection 1 × 104: complete protection |
[104] |
| T1DM |
Retroviral FOXP3-transduced CD4+ T cells Antigen-specific/polyclonal Naïve animals Spleen |
Transfer after onset 1 × 105 cells |
Antigen-specific: stabilization disease Polyclonal: no effect |
[105] |
| T1DM |
In vitro expanded CD4+CD25+ Antigen-specific Spleen and LN |
Co-transfer Tregs and activated T cells 2–5 × 106 Tregs |
Protection against disease induction | [106] |
| SLE |
In vitro expanded CD4+CD25+ CD62Lhigh Polyclonal Healthy SLE-prone animals Spleen and LN |
Transfer before and during (2nd injection) development 6 × 106 cells |
Before: delayed development, decreased renal damage During: delayed progression, decreased mortality |
[100] |
| IBD |
CD4+CD25+ Spleen |
4 weeks after disease induction 1 × 106 cells |
Gradual disappearance symptoms Restore colonic architecture and less infiltrates |
[101] |
CD62L L-selectin, CNS central nervous system, EAE experimental autoimmune encephalomyelitis, FOXP3 forkhead box protein 3, IBD inflammatory bowel disease, LN lymph nodes, MBP myelin basic protein, T1DM type 1 diabetes mellitus, Tg transgenic, SLE systemic lupus erythematosus
To investigate the function of human Tregs in vivo, humanized mouse models have been developed. Here, human immune cells are injected, either intravenously or intraperitoneally, into immunodeficient mice [107–111]. Transfer of human CD34+ hematopoietic stem cells (HSCs) is most commonly used [111, 112] and has originally been developed for preclinical testing of gene therapies [113]. Human T cells drive xenograft versus host disease (xGvHD) in these mice, which can be inhibited by co-transfer of Tregs [114, 115], making this an ideal model for studying Treg function [116]. Adoptive transfer of CD49d− [117] or CD39high [118] Tregs completely prevents xGvHD. Infusion of expanded human Treg prevented rejection of a human pancreatic islet allograft in a humanized mouse model [119]. Lastly, infused CD45RA+ Tregs home to human small intestines in a severe combined immune deficiency (SCID) xenotransplant model [120] indicated that systemically administered Tregs find their way to the place of action.
Clinical Trials
Although other sources of Tregs (e.g. iTreg, induced pluripotent stem cells [iPSC], type 1 regulatory T cell [Tr1]) are being explored in (pre)clinical studies [105, 121–128], this review focuses on Treg therapy in autoimmunity and hyperinflammation (listed in Table 2), since this is the most commonly used source of Tregs in clinical trials. It is worth mentioning that early Treg clinical trials have mostly focused on graft rejection and GvHD (reviewed in [129]). Briefly, Treg therapy lowered the incidence of acute GvHD [130, 131], relieved or stabilized symptoms of chronic GvHD [2, 132] and reduced the need for immunosuppressive treatment in chronic GvHD patients [2, 132] and after organ transplantation [133] with a 2-year graft survival [134].
Table 2.
Published and running trials using Tregs as a cell therapy in autoimmunity and hyperinflammation
| Disease | Phase | Product | Expansion | Dose and infusion | Effect | Reference study ID |
|---|---|---|---|---|---|---|
| T1DM | I |
Polyclonal Autologous MACS + FACS CD4+CD25hiCD127lo |
Anti-CD3/CD28 beads IL-2 14 days |
10–20 × 106 cells/kg bodyweight Single infusion |
Well-tolerated Increased C-peptide Decreased insulin use Cells stay present up to 4 months |
[135] |
| T1DM | I |
Polyclonal Autologous FACS CD4+CD25hiCD127lo |
Anti-CD3/CD28 beads IL-2 |
10–30 × 106 cells/kg bodyweight Single or double infusion |
Well-tolerated Increased C-peptide Decreased insulin use Decreased HbA1c levels Prolonged remission but still progression Cells stay present up to 1 year back return to baseline after 2 years 2nd dose beneficial |
[136, 137] |
| T1DM | I |
Polyclonal Autologous FACS CD4+CD25hiCD127lo |
Anti-CD3/CD28 beads IL-2 14 days |
0.05–26 × 108 cells Single infusion i.v. |
Well-tolerated No opportunistic infections Indications for improved metabolic activity Cells stay present up to 1 year |
[138] |
| T1DM | II |
Polyclonal Autologous |
Yes |
Low or high dose Single infusion |
Completed | NCT02691247 |
| T1DM | I/II | UC blood | Yes |
1–5 × 106 Tregs/kg bodyweight Combined with insulin |
Ongoing | NCT02932826 |
| MS | I |
Polyclonal Autologous |
Yes | Ongoing | EudraCT 2014–004,320-22 | |
| SLE | I |
Polyclonal Autologous FACS CD4+CD25hiCD127lo |
Anti-CD3/CD28 beads IL-2 |
1 × 108 cells/kg bodyweight Single infusion |
Safe Rapid peripheral loss Stable disease for 48 weeks |
[139] |
| Crohn’s disease | I/II |
Polyclonal Autologous CD4+CD25hi CD127loCD45RA+ |
Yes |
0.5–10 × 106 Tregs/kg bodyweight Single infusion |
Ongoing | NCT03185000 |
| COVID-19 | I |
Allogeneic UC blood |
Yes | 1–3 × 108 cells | Ongoing | NCT04468971 |
C-peptide connecting peptide, COVID-19 coronavirus disease 2019, FACS fluorescence activated cell sorting, HbA1c haemoglobin A1c, IL interleukin, i.v. intravenous, MACS magnetic activated cell sorting, MS multiple sclerosis, SLE systemic lupus erythematosus, T1DM type 1 diabetes mellitus, UC umbilical cord
Infusion of in vitro expanded autologous, polyclonal CD4+CD25highCD127low Tregs has been evaluated in different clinical trials for T1DM [135–138] and SLE [139] and was found to be well-tolerated. In T1DM patients receiving Treg therapy, insulin use and connecting peptide (C-peptide) levels remained stable; however, these patients still progressed [136–138]. Still, clinical trials in T1DM are progressing into phase II studies. In SLE, infused Tregs were found in skin biopsies of a patient with active skin disease, resulting in a transient disease stabilization [139]. In MS and Crohn’s disease, the first clinical trials with Treg therapy are being executed, and the results have not been reported yet (at the moment of writing).
Recently, Gladstone et al. treated 2 patients with severe hyperinflammatory COVID-19 with 2–3 doses of allogeneic, cryopreserved Tregs derived from umbilical cord blood [140]. The infusion was well-tolerated and led to a decrease of inflammation and recovery of both cases. A phase 1 clinical trial (“RESOLVE”) has now been initiated to evaluate safety and efficacy of Treg therapy in severe COVID-19.
Challenges and Opportunities of Treg Therapy in the Clinic
Overall, clinical studies already demonstrate the successful manufacturing of Treg for infusions, provide evidence that Treg therapy is well-tolerated and show some clinical benefit [135–140]. Four important steps need to be taken when applying Treg cell therapy: (1) isolation, (2) expansion, (3) re-infusion of pure and stable cells and (4) in vivo follow-up of the treatment. However, all of these steps come with challenges, but also opportunities, as discussed below. In the next chapter, we will provide novel insights from fundamental studies that could tackle these challenges.
The first step is Treg isolation. There are many potential sources: autologous or donor blood, umbilical cord blood [130], fresh or cryopreserved samples [141]. Each of them has their own advantages and disadvantages. Fresh, autologous blood is the best option to avoid rejection and is independent of donor availability. However, patients with autoimmune diseases may not fully benefit from their own Tregs as they are shown to have reduced functioning and circulate in lower numbers. Off-the-shelf products, like cryopreserved cells, cannot be directly injected since a round of in vitro reactivation is still required after thawing to obtain viable and suppressive Tregs [141].
Treg isolation can be done using magnetic (MACS) or fluorescence-activated cell sorting (FACS), and both are being used in clinical studies [2, 135–139]. MACS is performed in a closed, sterile system; uses good manufacturing practice (GMP) consumables and can quickly process high numbers of untouched cells. However, the purity of the cellular product is better with FACS since manual gating and careful selection of the purest and most precise population is possible, but it is very time-consuming. The second disadvantage of FACS is the droplet formation which makes it harder to work in GMP conditions. However, new custom-made FACS systems are being manufactured to enable researchers to work under GMP restrictions [142, 143]. Currently, samples are usually pre-enriched with MACS and further purified with FACS, although this increases the cost [2, 135, 142]. FOXP3 is the best marker to isolate pure Tregs but cannot be used for viable cell sorting and subsequent culturing and infusion. Isolation of CD4+CD25highCD127low cells, as currently used in clinical trials, results in a functional but heterogeneous Treg population.
Including more surface markers (e.g. CD45RA, CD121, CD49d, CD39, CD154, latency-associated peptide [LAP]) can result in a better defined and purer Treg population (Table 3). CD45RA is already being implemented in a running clinical trial for Crohn’s disease [120]. These markers and their combinations create new opportunities to increase efficacy, since the most potent Tregs can be selectively isolated.
Table 3.
Additional surface markers to identify stable and potent Tregs
| Marker | Result | Reference |
|---|---|---|
| CD45RA+ |
No switch to a Th17-like phenotype Completely demethylated TSDR Retain suppressive activity in vitro Maintain stable Tregs phenotype after ex vivo expansion |
[120] [144] |
| LAP+ |
90% FOXP3+ Better suppression in vitro compared to CD4+CD25highCD127low No cytokine production |
[161] |
| CD121+ |
90% FOXP3+ Better suppression in vitro compared to CD4+CD25high No cytokine production |
[161] |
| CD49d− |
90% FOXP3+ Highly suppressive in vitro No cytokine production Stable FOXP3 expression during expansion |
[117, 145] |
| CD39high |
Highly suppressive in vitro Stable FOXP3 expression during IL-1β and IL-6 challenge |
[118, 162] |
| CD154− |
Highly demethylated TSDR Highly suppressive in vitro |
[163] |
FOXP3 forkhead box protein 3, IL interleukin, LAP latency-associated peptide, Th T helper, TSDR Treg-specific demethylated region
When a sterile-operating FACS system is available, any combination of markers is possible. However, when using MACS, there is a limit to the number of markers that can be included. We suggest to add CD45RA+, CD49d− and CD39high as additional markers, since these have been shown to identify highly potent human Treg subsets that are effective in xenogeneic models, remain stable during in vitro expansion and are not affected by an inflammatory environment [117, 118, 120, 144, 145].
Preclinical studies have revealed that self-antigen-specificity of Tregs correlates with therapeutic potency. Some studies found that polyclonal Tregs are effective in delaying induction and progression of disease [96, 97], while others could not confirm these findings [98, 103, 105]. However, there is consensus that lower numbers of cells are needed when using self-antigen-specific Tregs, since suppression of the immune response is very targeted. In one study, as little as 1 × 104 self-antigen-specific Tregs were shown to be sufficient to protect against the development of diabetes in mice [104]. However, this is difficult to translate into human clinical studies, since causative self-antigens have not been identified for most autoimmune diseases and can vary between patients. Moreover, self-antigen-specific Tregs are only present in low numbers in peripheral blood which makes expansion in vitro challenging. Polyclonal Tregs furthermore provide bystander suppression by production of immunomodulatory cytokines, making this modality effective in diseases with an unknown causative antigen [146–149]. However, with new developments in the field to induce selective antigen-specificity and the discovery of causative antigens, antigen-specific Tregs could hold great potential for future treatments. Indeed, in preclinical studies, antigen specificity is introduced in Tregs by overexpression of a recombinant TCR or a chimeric antigen receptor (CAR). CAR proteins are a synthetic fusion between the antigen recognition domain of immunoglobulins and the TCR signalling domains. They are independent of co-receptors and recognize unprocessed proteins on the cell surface. Introduction of transgenic TCR or CAR does not influence Treg properties [146, 150–152] and has been shown to decrease inflammation and ameliorate disease in autoimmune animal models [98, 102, 146, 150–153]. Use of antigen-specific Tregs has recently been extensively reviewed in [154, 155]. Here, we propose a different approach to increase efficiency of Treg therapy.
Because of the low number of Tregs in blood, in vitro expansion of the isolated Tregs is the inevitable second step of Treg therapy. During expansion, it is important to maintain the suppressive nature of the cells and to prevent outgrowth of non-Tregs. As Tregs are anergic in vitro [156], efficient protocols for cell expansion under GMP conditions are essential, and they have been reported over the years. In addition, fully closed [157] and even automated [158] expansion systems have been developed. Advantages of these systems are improved biosafety, lower risk of product contamination, standardization, lower costs and less variation. Up to now, all clinical trials have used anti-CD3/CD28 beads and IL-2 to successfully expand Tregs of autoimmune patients [135–139]. During a 2-week expansion, the expansion rates ranged between 29.8 and 1366.8 with significant donor variation [138, 159].
There are however some considerable disadvantages related to expansion. First, use of anti-CD3/CD28 beads leads to a 10% loss of cells, since beads need to be removed before re-infusion [142]. Second, there is a risk of contamination with Teff or microorganisms during the in vitro culture. Third, a loss of suppressive function after Treg expansion has been reported. Researchers found that in vitro culturing of CD4+CD25highCD127low Tregs resulted in loss of Treg phenotype (FOXP3 levels and TSDR methylation status), loss of suppressive function and induction of inflammatory cytokine production, specifically in the CD45RA− subpopulation [120, 144, 160]. In contrast, other research groups were successful in expanding functional Tregs. Several studies report that expanded Tregs are still suppressive, produce no pro-inflammatory cytokines and have a 100% demethylated TSDR after 2 weeks of culturing, without Teff contamination [2, 135, 136, 138]. Therefore, consensus was reached to limit the in vitro expansion time to a maximum of 2 weeks [160]. In addition, careful Treg isolation is of crucial importance; additional selection of CD45RA+ significantly enhances Treg stability over the culturing period [120, 144].
Many research groups have attempted to optimize the in vitro Treg expansion protocol. First, the mTOR kinase inhibitor rapamycin was found to selectively expand highly suppressive FOXP3+ Tregs [24, 157, 164–166]. Production of inflammatory cytokines is prevented as well [157, 165, 166], and cells retain a demethylated TSDR [24]. Rapamycin should be included in the protocol when Tregs are isolated using MACS, in which CD25+ (potentially containing activated Teff), and not exclusively CD25high cells, are selected. The addition of a vitamin A derivate, all trans retinoic acid, was additionally found to augment the effects of rapamycin [166]. Rapamycin, all trans retinoic acid and calcineurin inhibitor tacrolimus are also shown to influence the chemokine receptor homing profile of Tregs [166, 167]. Rapamycin induces expression of skin-homing C–C chemokine receptor 4 (CCR4) and cutaneous lymphocyte-associated antigen (CLA), while all trans retinoic acid and tacrolimus result in gut-homing α4β7 integrin expression. Depending on the disease, using these supplements during in vitro culture might therefore result in a more suited Treg phenotype. In addition, culturing cells in mild hypothermic conditions prevents loss of FOXP3 and demethylated TSDR status, while augmenting cell expansion. Interestingly, mild hypothermia enables Treg expansions that were refractive to in vitro expansion under regular conditions [168]. Finally, the type of medium and serum is also crucial for optimal Treg expansion. Golab et al. determined that X-VIVO™ medium combined with human serum induces the highest expansion rates while maintaining Treg phenotype [169].
Altogether, it is of crucial importance to monitor the phenotype and potency of Tregs after in vitro expansion. This is important for the third step of Treg therapy, which is re-infusion of Tregs into the patient. Before administration of Tregs can be considered, the cellular product must meet all release criteria defined by Food and Drug Administration (FDA) (Table 4). These criteria are sterility, purity, identity and potency [142]. Several research groups take along extra criteria, including the in vitro suppressive capacity and the methylation status of TSDR [138, 142]. However, for both criteria, several days are needed to obtain results, during which the cells could have changed again. Therefore, the European Medicines Agency (EMA) and its advanced therapy medicinal product (ATMP) guidelines require stability of the final product for a longer time period. This allows the cellular product to be stored before infusion, while more time-consuming quality control measurements are completed [158]. Tests to measure these release criteria also need to be accurate, precise, specific, suitable and robust. Once the cells are sufficient in number and quality, infusion into the patient is possible. Determination of the dose depends on the potency of the cells (polyclonal or antigen-specific), the disease and disease activity. Doses used in clinical trials range from 0.1 up to 100 million cells/kg bodyweight (Table 2). Although most clinical trials use a single infusion, a 2nd dose is found to be beneficial in T1DM, since the metabolic outcome after 1 year was found to be better in these patients compared to patients receiving 1 dose [136].
Table 4.
Release criteria defined by FDA and EMA (ATMP) before administration of cells as a therapy into patients
| Release criteria | Minimum criteria | |
|---|---|---|
| Sterility |
Mycoplasma Anaerobic and aerobic bacterial growth Fungal growth Endotoxin |
< 0.8 Absent Absent < 5 EU/kg |
| Purity |
% CD4+ cells % CD8+ cells Residual beads |
> 90% < 5% < 100 beads per 3 × 106 cells |
| Identity | % FOXP3+ cells | > 60% |
| Potency | % viability | > 75% |
| Stability of final product | Several hours (overnight) | |
FOXP3 forkhead box protein 3
Once Tregs are administered, the final step of the therapy is careful follow-up of the patient. First, in vivo monitoring of the infused cells should be performed. Using different labelling methods, it was shown that infused Tregs peak during the first 2 weeks in the blood and slowly decay afterward but remain detectable for 1 year after infusion [130, 136–139, 170]. Since patient sampling is mostly restricted to blood, it is unclear whether the infused cells die or alternatively reach the target tissue. In one study, infused Tregs were shown to be present in skin biopsies of an SLE patient receiving the cellular product [139]. Therefore, more methods that investigate tissue infiltration are needed, and new, non-invasive whole-body imaging techniques are in development. One research group transfected mouse Tregs with a human sodium iodide symporter (NIS), making them detectable with single-photon emission computed tomography (SPECT/CT) after injecting a radiolabel, without affecting Treg phenotype or function [171]. In another study, infused 111Indium tropolonate-labelled Tregs were detectable in the liver up to 72 h after infusion, using SPECT/CT [172]. Here, labelling did not affect Treg function or phenotype and decayed after 72 h. These methods have so far only been performed in mice, but they have great potential to be used in humans, to track infused cells into the target organ. Finally, efficacy of treatment is monitored using disease-specific clinical methods. For instance, disease-specific parameters like C-peptide levels are measured in T1DM patients [135–137]; presence of inflammatory cytokines is determined in skin biopsies of SLE patients; follow-up on brain lesions using magnetic resonance imaging (MRI) of MS patients and colonoscopy of patients with Crohn’s disease to calculate the disease activity score are performed.
The use of Treg therapy could possibly induce a global immune suppression in the patients, especially when polyclonal Tregs are used, with a risk of developing side effects. In general, Treg therapy is found to be well-tolerated. However, opportunistic infections have been reported in some studies [132, 173]. In addition, contamination of the cellular product with Teff or unstable Tregs could even exacerbate disease. This risk is avoided by sufficient control of the in vitro culture conditions, and monitoring Treg phenotype/function before administration, as described above. Finally, malignancies have been proposed as a possible adverse event of Treg therapy, since Tregs suppress anti-tumour immunity. Although a direct correlation was not found, skin cancers did occur in patients receiving Treg therapy in one study [132]. Specifically in autoimmunity, additional challenges arise. The inflammatory environment in the target tissue could cause Treg instability, leading to their differentiation into unpredictable, autoreactive Teff, as discussed before. In addition, the causative self-antigen is not always known, and therefore, incorrect antigen-specificity or incomplete coverage leads to an ineffective intervention [163].
Ex Vivo Manipulation of Tregs
As mentioned, maintaining functional stability of Tregs is crucial since they will be exposed to a highly inflammatory environment in autoimmunity or hyperinflammation. Also, when considering autologous transplantation, the isolated Treg population may be less functional. As discussed earlier, additional markers to isolate a highly functional and stable Treg population could be considered. However, isolating specific subpopulations of Tregs will lead to a low yield, requiring an extensive in vitro expansion step which ideally should be limited to 2 weeks. To overcome these issues, we propose ex vivo manipulation to ensure proper and stable Treg functioning in vivo [174]. Several strategies are discussed below (Fig. 1), based on recent progress made within this field.
Fig. 1.
Strategies to boost Treg function and survival
Stable FOXP3 gene expression is ensured by viral vector-induced ectopic overexpression of FOXP3 and Helios or the use of dCas9 to direct a transcriptional activator VPR to the FOXP3 gene. Demethylation of the TSDR region of the FOXP3 gene and histone acetylation can be enhanced using dCas9 fused to enzymes TET and p300 or by targeting DNMT, resulting in stable FOXP3 expression. Control of ubiquitination of the FOXP3 protein by enhancing its acetylation (HDAC inhibition, p300 induction), inhibiting cytokine-induced Stub1 levels and enhancing USP7 expression, prevents FOXP3 degradation. Enhancing RNF31 expression induces atypical ubiquitination resulting in FOXP3 stability. Inhibiting kinase PIM1 or DBC1 preserves FOXP3 levels. Functionality of Tregs is boosted by inhibiting TNF-α-recruited PKCθ. Introducing engineered IL-2–IL-2Rβ and CAR into the cells specifically expands transfected Tregs. Targeting JNK1 leads to IL-2 independent survival of Tregs. Ac acetylation, CAR chimeric antigen receptor, DBC1 deleted in breast cancer 1, dCAs9 catalytically inactive Cas9, DNMT DNA-methyltransferases, FOXP3 forkhead box protein 3, HDAC histone deacetylase, Helios zinc-finger protein 2 [IKZF2], JNK1 c-Jun N-terminal kinase 1, P phosphorylation, p300 histone acetyltransferases, PIM1 kinase, PKCθ protein kinase, RNF31 ring finger protein 31, shRNA short hairpin RNA, Stub1 E3 ubiquitin ligase, TCR T cell receptor, TET ten-eleven-translocation, TNF-α tumour necrosis factor alpha, TSDR Treg-specific demethylated region, Ub ubiquitination, USP7 deubiquitinase. Created with BioRender.com.
Stable Gene Expression
To obtain a stable Treg phenotype and function, investigation initially focused on stabilizing FOXP3 gene expression. At the beginning of the century, researchers successfully induced FOXP3 gene expression in human naïve CD4+ T cells using viral vectors. This resulted in typical FOXP3+ Tregs with in vitro suppressive function [175–178]. In addition, these converted Tregs remained stable in both in vitro and in vivo inflammatory conditions [50]. More recently, FOXP3 gene expression was induced in Jurkat cells using a catalytically inactive Cas9 protein (dCas9) bound to an active domain of the transcriptional activator VPR and single-guide RNAs (sgRNAs) targeting important FOXP3 gene regions [179]. Another important transcription factor that regulates the function of Tregs is Helios (zinc-finger protein 2 [IKZF2]). Helios is present on the FOXP3 promotor as a transcription factor [180] and correlates with the suppressive capacity of Tregs [181]. Helios+ Tregs are highly suppressive, while Helios− Tregs exclusively produce inflammatory cytokines [182]. Forced overexpression of Helios using a retroviral vector in naïve mouse T cells undergoing in vitro Treg differentiation had no additive effect on FOXP3 levels but improved the suppressive capacity of the cells [183]. Furthermore, ectopic expression of both FOXP3 and Helios in human CD4+ T cells results in highly suppressive Tregs that delay disease in the xenogeneic GvHD model [184].
Epigenetic Editing
As discussed previously, the epigenetic status of the FOXP3 gene is crucial for its expression in Tregs, and consequently, for stable Treg function. In mouse and human tTregs, the TSDR region of the FOXP3 gene is completely demethylated by the ten-eleven-translocation (TET) enzyme, and this is counterbalanced by DNA-methyltransferases (DNMTs) [21, 22]. In addition, histone acetylation has been described as an important mechanism in mouse Tregs, involving histone acetyltransferases (p300) and histone deacetylase (HDAC). Using dCas9 fused to the active parts of TET enzyme or p300, the enzymes can be guided to the FOXP3 gene to demethylate the CNS2 region or induce histone acetylation at the promotor, respectively, in mouse iTregs [185]. The p300-iTregs were very stable in in vitro inflammatory conditions and retained FOXP3 levels, in contrast to partial stabilization of FOXP3 in the TET-iTregs [185]. In addition, TET enzyme overexpression induced with retroviral vectors enhanced mouse iTreg stability in both in vitro and in vivo inflammatory conditions by promoting CNS2-specific demethylation [186]. Furthermore, the use of RNA interference to reduce DNMT expression resulted in an increase in FOXP3 levels in naïve CD4+ mouse cells [187].
Next to gene editing, the culture conditions were also found to affect the methylation state of the FOXP3 gene. Lowering oxygen levels [186] and adding vitamin C [186, 188] to mouse and human iTregs were shown to induce TET enzyme activity, leading to suppressive iTregs with stable FOXP3 levels in inflammatory conditions. In addition, the methylation inhibitor 5-azacytidine [187, 189] and the acetylation enhancer Trichostatin A (TSA) [189] both increase FOXP3 levels in naïve CD4+ mouse cells. Next, TSA maintained FOXP3 expression in human Tregs and prevented cytokine-induced IL-17 production [36]. In addition, inhibition of HDAC through pharmacological inhibitors nicotinamide (NAM) [190, 191], which is already in clinical use [192, 193], or Ex-527 [194] increases FOXP3 levels and its transcriptional targets.
FOXP3 Protein Stability
To ensure stability of the FOXP3 protein, it has to be protected from polyubiquitination, which leads to degradation. Modulating the acetylation of the FOXP3 protein using p300 and HDAC prevents ubiquitination and induces stable FOXP3 expression in mouse and human Tregs [190]. In addition, it was reported that recruitment of inflammatory cytokine-induced E3 ubiquitin ligase Stub1 to FOXP3 increases polyubiquitination of FOXP3. Therefore, researchers used RNA interference to inhibit Stub1 in both human and mouse Tregs. This prevented degradation of FOXP3, even in in vitro inflammatory conditions, thereby protecting mice from colitis induction [195].
In another report, ectopic expression of both deubiquitinase USP7 and FOXP3 in human embryonic kidney (HEK) 293 T cells reduced FOXP3 polyubiquitination [196]. In contrast, atypical ubiquitination seems to stabilize FOXP3 protein expression in human Tregs, since lentiviral overexpression of Ring finger protein 31 (RNF31) ubiquitinates FOXP3 and leads to an enhanced suppressive capacity in vitro [197].
Phosphorylation of the FOXP3 protein also influences its functionality. In human Tregs, PIM1 kinase phosphorylates FOXP3, resulting in decreased chromatin binding activity of the transcription factor [198]. Therefore, knockdown of PIM1 in human Tregs using short hairpin RNA (shRNA) results in enhanced gene expression of FOXP3 target genes and increased suppression in vitro [198].
Finally, DBC1 is a protein which is part of the FOXP3 complex and negatively regulates FOXP3 expression [44]. Loss of DBC1 in both human and mouse cells using shRNA results in stable FOXP3 levels, even in in vitro inflammatory conditions, and an enhanced suppressive function in vivo [44].
Treg Function
Treg function is in many cases directly correlated to (stable) FOXP3 expression, as described above. However, several strategies have been successfully reported that enhance Treg function without (directly) targeting FOXP3 gene expression. For instance, RNA interference to target protein kinase PKCθ in human Tregs was shown to enhance their suppressive capacity [199]. PKCθ is recruited to the immunological synapse after stimulation with tumour necrosis factor alpha (TNF-α), leading to nuclear factor-κB (NF-κB) activation, thereby reducing Treg function and enhancing Teff function [200]. This TNF-α-induced loss of suppressive capacity was thus prevented by knockdown of PKCθ.
Cell Survival and Expansion
For cell therapy products, the survival of the infused cells in vivo is of crucial importance for the efficacy of the treatment. Tregs are highly dependent on IL-2 for their survival and expansion [201]. However, to avoid challenges related to toxicity and off-target effects of systemic IL-2 infusion, an orthogonal IL-2–IL-2 receptor β chain (IL-2Rβ) pair was engineered, which can be used to selectively expand transfected cells expressing the orthogonal IL-2Rβ after infusion with orthogonal IL-2 in mice [202]. Another strategy is to add part of the cytoplasmic domain of IL-2Rβ to a CAR cassette, to induce antigen-dependent survival and proliferation of human cells [203]. However, this would only be feasible in autoimmune diseases with known auto-antigenic triggers. Finally, an IL-2 independent mechanism was explored by performing knockdown of c-Jun N-terminal kinase 1 (JNK1) in mouse Tregs, which leads to apoptosis-resistance and enhanced suppressive function in vitro. Consequently, in the context of islet transplantation, this resulted in prolonged in vivo islet allograft survival [204].
Conclusions
Altogether, it is evident that while Treg therapy in autoimmunity and hyperinflammation has provided encouraging results, many challenges remain. Experts agree on the need for cell expansion before infusion, and we and others propose to use this window of opportunity to manipulate Tregs in vitro to enhance their suppressive capacity and ensure their stability after administration [174]. One drawback to this strategy is the prolonged manipulation and expansion time needed in vitro. However, following this procedure ensures that infused Tregs remain stable and suppressive in vivo thereby limiting severe side effects. General recommendations for future use of Tregs as a therapy are listed in Table 5.
Table 5.
Recommendations for future Treg therapy
| Step | Recommendation | Advantages | Challenges | Reference |
|---|---|---|---|---|
| Isolation | GMP-compatible FACS |
Sterility Purity |
Time-consuming | [142, 143] |
| Newly-defined Treg surface markers |
Purity Less heterogeneous Validated |
Limited number of combinations possible FACS required |
[117, 118, 120, 144, 145, 161, 163] | |
| TCR and CAR induced antigen-specificity |
Safety Effectiveness Validated |
Antigen unknown Patient variability |
[98, 102, 146, 150–152] | |
| Expansion | Closed and automated manufacturing systems |
Safety Sterility Decreases costs Less variation |
Know-how Facility required |
[158] |
| Addition of growth factors |
Purity Stability Desired migratory phenotype |
[24, 157, 164–167] | ||
| Follow-up | New labelling methods for in vivo monitoring |
Cells remain unaffected Safety Tracking possible |
Time-limited effects Research limited to small animals |
[171, 172] |
| Disease-specific monitoring | Monitor efficacy | Require high sensitivity and specificity biomarkers | [135–137] | |
| Ex vivo manipulation | Stable expression of functional molecules |
Stability Functionality Long term effects |
Low transfection rate Increased culturing time |
[44, 175–179, 183–187, 190, 195–199] |
| Boosts survival and expansion | Long term effect |
Low transfection rate Increased culturing time |
[202–204] |
CAR chimeric antigen receptor, FACS fluorescence activated cell sorting, GMP good manufacturing practice, TCR T cell receptor, Tregs regulatory T cell
Most strategies use genetic editing methods on cultured cells, which is a very targeted approach. Especially retroviral and lentiviral vector delivery of RNA interference are applied. They have already been used in clinical trials in several diseases and syndromes, and a gene therapy for SCID patients using retroviral vectors is already FDA- and EMA-approved (Strimveli®). Both types of viral vectors were found to be highly efficient and long-lasting. However, lentiviral vectors have superior safety profiles [205, 206], since retroviral vectors were found to integrate near proto-oncogenes, causing leukaemia [207, 208]. For cancer, CAR-T cell therapy is FDA and EMA approved (Yescarta® and Kymriah®). The main advantage of a gene editing approach is that it ensures long-lasting effects, in contrast to adapting culturing conditions (e.g. rapamycin supplementation), which is only transiently effective. Furthermore, new and advanced techniques, like dCas9 or redesigned CARs, are being explored. Another advantage of gene editing is that inducible suicide genes can be included as well and can be used as a rescue strategy in the case of adverse events.
In conclusion, ex vivo adaptation of Tregs during expansion and prior to administration ensures the survival, stability and functionality in vivo. Prioritizing future research towards this strategy is predicted to lead to significant progress in the field of Treg therapy in autoimmunity and hyperinflammation.
Author Contribution
PB and LV performed the literature survey and wrote the first draft and following revisions of the manuscript. MK, NH and BB participated in the manuscript writing and reviewed the manuscript. PB and BB conceptualized the topic of the review.
Funding
The authors are funded by Fonds voor Wetenschappelijk Onderzoek (FWO), the Belgian Charcot Stichting, Stichting MS Research, MS International Foundation, and MoveS.
Declarations
Conflict of Interest
The authors declare no competing interests.
Footnotes
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
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