Abstract
BACKGROUND
Estimates of seroprevalence to SARS-CoV-2 vary widely and may influence vaccination response. We ascertained IgG levels across a single US metropolitan site, Chicago, from June 2020 through December 2020.
METHODS
Participants (n = 7935) were recruited through electronic advertising and received materials for a self-sampled dried-blood spot assay through the mail or a minimal contact in-person method. IgG against the receptor-binding domain of SARS-CoV-2 was measured using an established highly sensitive and highly specific assay.
RESULTS
Overall seroprevalence was 17.9%, with no significant difference between method of contact. Only 2.5% of participants reported having had a diagnosis of COVID-19 based on virus detection, consistent with a 7-fold greater exposure to SARS-CoV-2 measured by serology than that detected by viral testing. The range of IgG level observed in seropositive participants from this community survey overlapped with the range of IgG levels associated with COVID-19 cases having a documented positive PCR test. From a subset of those who participated in repeat testing, half of seropositive individuals retained detectable antibodies for 3 to 4 months.
CONCLUSION
Quantitative IgG measurements with a highly specific and sensitive assay indicated more widespread exposure to SARS-CoV-2 than observed by viral testing. The range of IgG concentrations produced from these asymptomatic exposures was similar to IgG levels occurring after documented nonhospitalized COVID-19, which were considerably lower than those produced from hospitalized COVID-19 cases. The differing ranges of IgG response, coupled with the rate of decay of antibodies, may influence response to subsequent viral exposure and vaccine.
Funding
National Science Foundation grant 2035114, NIH grant 3UL1TR001422-06S4, NIH National Center for Advancing Translational Sciences grants UL1 TR001422 and UL1 TR002389, Dixon Family Foundation, Northwestern University Cancer Center (NIH grant P30 CA060553), and Walder Foundation’s Chicago Coronavirus Assessment Network.
Keywords: COVID-19
Keywords: Immunoglobulins
Introduction
The presence of serum antibodies specific to SARS-CoV-2, the virus that causes COVID-19, reflects prior exposure. Seroprevalence, or seropositivity, estimates range from 3%–50% depending on the population surveyed, method of testing, and viral antigen target (1–13). Most tests measure antibody content in blood or serum, which often necessitates contact with a health care facility. Point-of-care lateral flow devices have also been employed but lack both the sensitivity and specificity of a laboratory-performed measurement (3, 14).
As an alternative, dried-blood spots (DBS) can be easily collected at home using a simple finger prick method, and then the DBS can be used in a laboratory-performed assay to yield quantitative IgG measurements. We used DBS in an assay that indexes IgG levels to an antibody with known affinity to yield a concentration in micrograms per ml (μg/ml). The antigen in this assay is restricted to the receptor-binding domain (RBD), a small and specific domain within the SARS-CoV-2 spike protein; multiple studies have documented specificity of 97.7%–100% when using this target, owing to RBD’s limited sequence homology to other viruses (1, 15, 16). DBS sampling was performed on nearly 8000 participants across Chicago. Approximately half of the participants were recruited from a wide socioeconomic range by zip codes. These participants received and returned their DBS test kits through the US Postal Service. The remaining participants were primarily non-healthcare-providing students, staff, and faculty affiliated with a medical school who received and returned DBS kits after having minimal contact with the study staff.
The total cohort included a mix of individuals who were working outside the home as well as those working inside the home during the testing interval. The sampling began in late June 2020, in a period when local shelter-in-place orders were partially relaxed, and continued through December 2020. Overall, the IgG seroprevalence was 17.9%, with similar seroprevalence among samples ascertained through mail and those obtained through on-site DBS kit distribution. Moreover, seroprevalence did not differ between those working inside and those working outside the home. The IgG range of seropositive individuals overlapped with that of documented, nonhospitalized COVID-19 cases, consistent with widespread exposure to COVID-19 through the second half of 2020.
Results
Prevalence of IgG antibodies against the receptor-binding domain of SARS-CoV-2.
The Screening for Coronavirus Antibodies in Neighborhood (SCAN) study uses an at-home testing strategy to measure IgG antibodies against the receptor-binding domain (RBD) of the SARS-CoV-2 spike protein (16). IgG assays with RBD as antigen have shown 97.7%–100% specificity and 81%–89% sensitivity (15–17). Participants received a kit to provide a DBS sample from a finger prick, and DBS cards were used in a quantitative laboratory-performed ELISA. Between June and December 2020, 7935 SCAN samples were collected. Of SCAN participants, 195 (2.5%) reported having COVID-19 from a prior positive diagnostic test for SARS-CoV-2 virus. Participants (n = 5898) were recruited through advertising and social media, and participants received and returned test materials through the mail (no-contact method) (Figure 1). An additional 2037 were solicited through email and in-person contact to provide and retrieve the DBS materials (contact method). Seropositivity in SCAN participants utilizing the no-contact method was 18.2 % (n = 1072 of 5898), while the seropositivity among the group who used the contact method was 17.3 % (n = 352 of 2037) (odds ratio 1.06; P = 0.4; CI 0.93–1.23).
Of the total 7935 SCAN participants, 195 (2.5%) reported having COVID-19 with a prior positive virus test, with 169 of 195 (86.6%) seropositive for RBD IgG. In the total cohort of 7935 participants, 1424 (17.9%) were seropositive and 6511(82.1%) were seronegative. This represents 7 times more seropositive samples than confirmed by reports of SARS-CoV-2 nucleic acid positivity in the SCAN cohort. Seropositivity was similar between men at 18.8% (615 of 3278) and women at 17.4% (809 of 4657) (Table 1). Seropositivity by age group varied slightly from 20.9% (18–29 years), 17.2 % (30–39 years), 17.6% (40–49 years), 18.0% (50–59 years), and 14.0% (60+ years) (Table 2).
Table 1. Seropositivity by birth sex.
Table 2. SCAN results by age.
IgG serum levels in SCAN overlap with IgG levels in outpatient COVID-19 cases.
The CR3022 antibody has known affinity for the target antigen, making it possible to quantify IgG directed at RBD. There was no difference in the mean IgG level in seronegative samples compared with that in samples collected in 2018 (pre-COVID-19 samples) (median 0.09 μg/ml vs. 0.09 μg/ml). The median IgG concentration from seropositive samples from SCAN was 0.75 μg/ml. As a comparison, the median IgG from those with a COVID-19 diagnosis based on virus detection (n = 96), but who did not require hospitalization, was 5.2 μg/ml, while the median IgG from those requiring ICU hospitalization was 98.5 μg/ml (Figure 2). While the median levels differ between documented COVID-19 cases and SCAN seropositive participants, the range of IgG showed wide overlap between these groups, indicating extensive range in IgG response among those with outpatient COVID-19 and those with asymptomatic exposure.
Similar levels of SARS-CoV-2 RBD IgG antibodies in essential and nonessential workers.
Between March 21 and May 30, 2020, the state of Illinois and the city of Chicago were under a shelter-in-place order, except for certain workers and essential trips. Between June and August 2020, these orders were gradually relaxed, but limits on gatherings of more than 50 people and restrictions on indoor dining/bars remained in effect. In late November 2020, a stay-at-home advisory was put in place in the city of Chicago asking residents to only leave home for essential activities, reflecting the earlier second wave experienced in the Midwest. SCAN participants reported whether they left their place of residence and interacted with others at the workplace during the shelter-in-place or stay-at home intervals. Essential (n = 2829) and nonessential (n = 5106) groups had similar a percentage of seropositivity at 18.4% and 17.7%, respectively (Figure 3, A and B). The two groups were well matched by design for age, sex, and race (Table 3). The median RBD IgG level and distribution were not different (P = 0.86) between the seropositive essential (n = 520, median 0.75 μg/ml) and seropositive nonessential groups (n = 904, median 0.74 μg/ml) (Figure 3C).
Table 3. Demographics of essential and nonessential personnel.
Only modest agreement between RBD and nucleocapsid serology status.
We assayed 28 samples from individuals who recovered from symptomatic COVID-19 with positive virus diagnostic testing and 92 suspected samples from individuals who did not report a positive virus diagnostic test result. Agreement between RBD IgG and nucleocapsid classification was modest for both the COVID-19+ (Cohen’s κ coefficient, κ = 0.20; 95% CI, 0.00–0.59) and suspected SCAN group (κ = 0.21; 95% CI, 0.12–0.32) groups (Figure 4). Specifically, 6 of 28 (21.4%) COVID-19+ samples had no IgG against nucleocapsid using a hospital-performed, FDA-authorized assay. Only 1 of these 28 samples was below the limit of detection in the RBD assay, and this same sample was also negative in the nucleocapsid assay. The remaining 27 of 28 were positive for RBD IgG. A similar analysis of 92 suspected positive SCAN samples was conducted; this cohort was selected to skew toward seropositivity based on reported possible exposure or mild symptoms. Of the 92 “suspected” samples, 65 (70.7%) samples had IgG against RBD. Of these 65 positive samples, 20 samples had IgG against both RBD and nucleocapsid, while the remaining 45 had only IgG against RBD and not to nucleocapsid. In both groups, there were no samples that were RBD– and nucleocapsid+. These data suggest limited sensitivity of nucleocapsid testing.
Persistence of SARS-CoV-2 RBD IgG antibodies over time.
We monitored change in RBD IgG concentration across the cohort of seropositive SCAN participants (n = 1305) over time. IgG concentration in a cross-sectional comparison at each time point remained similar over 26 weeks from June to December 2020 (Figure 5A). We separately assessed longevity of IgG persistence in 87 seropositive participants with repeat sampling 3–4 months (mean 103 days) from their first detected seropositivity (Figure 5B). The median IgG concentration at day 0, the first day of seropositivity, was 0.59 μg/ml, above the 0.39 μg/ml positivity threshold. After 84–132 days, the median IgG concentration decreased to 0.397 μg/ml (P < 0.001). Forty-four of eighty-seven seropositive samples (50.6%) remained seropositive over 84–132 days after the first seropositive result (Figure 5C). Of those remaining seropositive samples, 24 of 44 (54.5%) had similar or increased RBD IgG levels upon resampling, while 20 of 44 (45.5%) had decreased RBD IgG concentration. These data show that half of SCAN participants who were seropositive at their first test had detectable IgG antibodies against SARS-CoV-2 RBD at 3–4 months.
Three individuals with stable seropositive RBD IgG levels, over at least a 3-month period, reported subsequently having a positive SARS-CoV-2 diagnostic virus test result despite the presence of antibodies against RBD. Each reported having COVID-19 symptoms, and none required hospitalization. The participants sought testing for COVID-19 after experiencing several days of cough or altered taste and smell. RBD IgG levels 14–28 days after the positive SARS-CoV-2 diagnostic test increased in all 3 individuals (Figure 6). This seroprevalence pattern is likely to reflect reexposure to SARS-CoV-2, confirmed by a viral diagnostic result at the second exposure, and demonstrates a strong immune response after a second exposure.
Discussion
Estimating SARS-CoV-2 exposure with quantitative determination of RBD antibodies.
We surveyed the presence of IgG against a restricted region of the spike glycoprotein, as this domain has been shown to be highly specific to SARS-CoV-2 (17). The 17.9% seropositivity rate in this study is consistent with this antibody test identifying 7-fold greater exposure than noted with virus diagnostic testing, supporting previous predictions (18). The median level of IgG among seropositive cases was lower than that among documented COVID-19 outpatient cases, but the range of IgG overlapped between these two groups. RBD IgG levels were much higher in ICU-hospitalized COVID-19 cases. It is the RBD portion of the spike protein that mediates viral entry into cells, and some antibodies against the RBD can be neutralizing and protect against cellular invasion. Whether the RBD antibodies detected in the SCAN study and mildly symptomatic or asymptomatic COVID-19 are neutralizing or protective in nature is unknown. It also remains to be determined whether or how much these lower levels of RBD IgG serve to prime the immune system on reexposure or for subsequent vaccination.
RBD versus nucleocapsid antibodies.
We found that among individuals with documented symptomatic COVID-19, there was a lower detection rate for the nucleocapsid antigen, using a hospital-performed, FDA-authorized test. The discordance between anti-nucleocapsid and anti-RBD IgG antibody detection was noted in a study of COVID-19+ serum using other independent platforms (Pearson’s correlation of 0.65) (19). Among RBD IgG seropositive individuals that were asymptomatic or mildly symptomatic, there was even less concordance between anti-nucleocapsid and anti-RBD IgG antibody detection. Gudbjartsson et al. reported similar findings in an Icelandic cohort of individuals untested or negative for SARS-CoV-2, where only 44.3% of anti-RBD IgG+ samples were also positive for anti-nucleocapsid IgG antibody (5). This differential sensitivity may represent differences in antibody response, testing platform, or both. Similar to others, we favor the use of RBD IgG determination, as this affords high specificity given the unique nature of the target domain.
Testing for COVID-19 virus became much more widely available beginning in May and June 2020 and increased exponentially thereafter, yet only 2.5% of individuals in this survey reported a positive COVID-19 test consistent with a high rate of asymptomatic exposure to virus across many areas of Chicago. Although the SCAN cohort derives from a wide range of Chicago neighborhoods, the cohort could be biased by those self-enrolling due to higher concerns for SARS-CoV-2 exposure risk.
Persistence of IgG directed to RBD.
During the summer of 2020, local restrictions imposed during spring 2020 were eased. This included allowing retail stores to open, outdoor dining, larger gatherings, and gym reopening. Mitigation measures were then reinstated in November 2020 related to the early second wave that spread across the Midwest and Chicago during October. We observed a similar seroprevalence among participants who self-reported as leaving the home for work during the restricted periods and those who remained at home. We observed 3 cases of documented SARS-CoV-2 viral infection in individuals with prior seropositivity, and each developed a strong “boost” of IgG against RBD after having documented viral infection. We expect that this pattern reflects what occurs with second exposure and potentially mimics what might occur with vaccination. The SCAN platform, which relies on simple at-home monitoring combined with laboratory precision, is positioned to help address this and other knowledge gaps.
Methods
Study recruitment.
Participants were recruited through two mechanisms. Community-based participants were recruited from 10 zip codes in Chicago through social media advertising and news articles. Alternatively, staff, students, and faculty from Northwestern University Feinberg School of Medicine were sent an email describing the study, with a link to the website. Participants were screened for eligibility (zip code and demographics or affiliation to Northwestern). Eligible participants were then invited to complete a questionnaire regarding health status, including COVID-19 symptoms. Community participants received materials for DBS collection through the USPS and returned their test kits using prepaid USPS envelopes provided to them by the study team. Those affiliated with Northwestern were given a specific time to collect DBS kits in person and were instructed to return their completed kits to a secure unmanned collection box. Sample collection occurred between June and December 2020. Eighty-seven participants were resampled 84–132 days after the first seropositive RBD IgG test. Samples from 2018 (n = 23) were used as negative controls. Comparator samples derived from 40 COVID-19 nonhospitalized cases, 22 hospitalized cases, and 110 samples from a healthcare worker study selected from a larger cohort of 1790 samples (20). These 110 samples were selected based on a high expected probability of concordance and discordance between the nucleocapsid IgG and RBD assays. For example, the sample was enriched for participants specifically who were nucleocapsid IgG+ and PCR+ (concordance) and for participants with COVID-19 symptoms and exposures who were nucleocapsid IgG– (discordance). Thirty SARS-CoV-2+ samples were used from a study starting April 24, 2020, as comparators and two seropositive participants were resampled (16).
Serological assay.
The ELISA protocol was previously described (16, 17). As in the prior assay, samples were run in duplicate and are reported as averages. Results were normalized to the CR3022 antibody with known affinity (Creative Biolabs, MRO-1214LC) (21). Participant sample anti-RBD IgG concentration (μg/ml) was calculated from the 4PL regression of the CR3022 calibration curve. A value of more than 0.39 μg/ml CR3022 was considered positive.
Statistics.
Statistical analyses were performed with Prism (GraphPad) or R 4.2 (The R Foundation for Statistical Computing, http://www.R-project.org). The Wilcoxon-Mann-Whitney test was used to assess differences between groups; the Kruskal-Wallis test was used if more than 1 group was tested. Two-sample Kolmogorov-Smirnov test was used to compare essential versus nonessential samples. Changes over time were depicted with first order locally weighted regression and smoothing (Lowess model). An unpaired or paired 2-tailed t test was used to compare 2 groups, where appropriate. Pearson’s χ2 test statistic was used to compare proportions. P values of less than 0.05 were considered significant.
Study approval.
All research activities were implemented under protocols approved by the IRB at Northwestern University (STU00206652, STU00212371, STU00212457, STU00212472, and STU00212515).
Author contributions
LAV, NLR, MPV, EB, LMS, and RRH processed samples and/or performed ELISAs. ARD, LP, RS, and DTR managed data, analyzed data, and generated figures. TWM, EMM, BM, JTW, JFH, and MGI secured IRB approval and collected samples. ARD, BM, TWM, RTD, and EMM provided critical input into study design and wrote the manuscript. All authors reviewed and approved the final version of the manuscript.
Supplementary Material
Acknowledgments
This work was supported by the National Science Foundation (2035114), NIH grant 3UL1TR001422-06S4, and a gift from Andrew Senyei and Noni Senyei. This work was supported by supplements to the NIH National Center for Advancing Translational Sciences (UL1 TR001422 and UL1 TR002389 to JFH), the support of the Dixon Family Foundation (to JFH), a supplement to the Northwestern University Cancer Center (NIH grant P30 CA060553, to JFH), and through a contribution from the Walder Foundation’s Chicago Coronavirus Assessment Network (to JFH). We acknowledge the efforts of Grace Gallo in sample collection. The funding sources had no role in the study design, data collection, analysis, interpretation, or writing of the report.
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Funding Statement
Supported by NSF 2035114, NIH 3UL1TR001422-06S4, and a generous gift from Dr. Andrew Senyei and Noni Senyei. This work was supported by supplements to the NIH National Center for Advancing Translational Sciences grant UL1 TR001422 and UL1 TR002389 (JFH), the generous support of the Dixon Family Foundation (JFH), a supplement to the Northwestern University Cancer Center P30 CA060553 (JFH), and through a generous contribution from the Walder Foundation’s Chicago Coronavirus Assessment Network (JFH). The funding sources had no role in the study design, data collection, analysis, interpretation, or writing of the report.
Footnotes
Conflict of interest: TWM has a financial interest in EnMed Microanalytics, a company that specializes in laboratory testing of dried-blood spot samples.
Copyright: © 2021, Demonbreun et al. This is an open access article published under the terms of the Creative Commons Attribution 4.0 International License.
Reference information: JCI Insight. 2021;6(9):e146148.https://doi.org/10.1172/jci.insight.146148.
Contributor Information
Alexis R. Demonbreun, Email: alexis.demonbreun@northwestern.edu.
Thomas W. McDade, Email: t-mcdade@northwestern.edu.
Lauren A. Vaught, Email: lauren.vaught@northwestern.edu.
Nina L. Reiser, Email: nina.reiser@northwestern.edu.
Elena Bogdanovic, Email: elena.bogdanovic@northwestern.edu.
Matthew P. Velez, Email: matt.velez@northwestern.edu.
Ryan R. Hsieh, Email: ryan.hsieh@northwestern.edu.
Lacy M. Simons, Email: lacy.simons@northwestern.edu.
Rana Saber, Email: r-saber@northwestern.edu.
Daniel T. Ryan, Email: daniel.ryan2@northwestern.edu.
Michael G. Ison, Email: mgison@northwestern.edu.
Judd F. Hultquist, Email: judd.hultquist@northwestern.edu.
John T. Wilkins, Email: j-wilkins@northwestern.edu.
Brian Mustanski, Email: brian@northwestern.edu.
Elizabeth M. McNally, Email: elizabeth.mcnally@northwestern.edu.
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