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PLOS ONE logoLink to PLOS ONE
. 2021 Jul 12;16(7):e0254517. doi: 10.1371/journal.pone.0254517

Factors affecting guardians’ decision making on clinic-based purchase of children’s spectacles in Nigeria

Ving Fai Chan 1,2,*, Ai Chee Yong 1, Ciaran O’Neill 1, Christine Graham 1, Nathan Congdon 1,3,4, Lynne Lohfeld 1,5, Tai Stephan 4, Anne Effiom Ebri 6
Editor: Ahmed Awadein7
PMCID: PMC8274875  PMID: 34252145

Abstract

Background

This study aims to understand the key factors influencing guardians’ decisions when purchasing spectacles for their children in semi-urban and urban areas of Cross River State, Nigeria, where a spectacle cross-subsidisation scheme will be implemented.

Methods

This cross-sectional study was conducted among all consecutive guardians visiting the Calabar (urban), Ugep, Ikom and Ogoja (semi-urban) public eye clinics in Cross River State, southern Nigeria, from August 1 to October 31 2019, and whose children had significant refractive errors (myopia ≤-0.50D, hyperopia ≥1.50D, astigmatism >0.75D) and received spectacles. Guardians were interviewed using a questionnaire which included i) close-ended questions on reasons guardians choose to purchase spectacles for their children in eye clinics, ii) guardians’ perceptions of the quality and design of children’s current spectacle, iii) factors most heavily influencing their choice of spectacles for children, and iv) open-ended questions to seek guardians’ suggestions on how to improve the current spectacle range.

Results

All 137 eligible guardians (67.2% women [n = 92]) who visited the selected eye clinics participated in the study (response rate = 100%), with 109 (79.6%) from semi-urban and 28 (20.4%) attending urban clinics. Guardians from both urban and semi-urban clinics prioritised frame design, quality, and material as the main factors affecting their decision when purchasing spectacles for their children. Female guardians and those with higher incomes were both 1.5 times more likely to emphasise frame quality when describing selection criteria for purchasing spectacles for their children than male guardians (p = 0.01) or guardians earning less (p = 0.03).

Conclusion

Design, material, and frame quality are key factors influencing guardians when purchasing spectacles for their children in these setting and female guardians or those with higher income prioritise frame quality. This study could guide the planning and implementation of a novel cross-subsidisation scheme in Cross River State.

Introduction

Despite spectacles being a highly cost-effective and safe intervention to manage refractive error (RE) [1], 61% of global vision loss is due to uncorrected refractive error (URE) [2]. Poor vision caused by URE negatively impacts physical mobility, educational attainment, and psychosocial well-being while creating financial burdens for families, communities, and society [35]. Limited access to affordable refractive services is widely recognised as a barrier to spectacle uptake, particularly in low- and middle-income countries (LMICs) [68].

The estimated prevalence of refractive error in Nigeria, where the present study was conducted, is between 5 and 8%, and URE remains the most common cause of visual impairment nationally among school-going children [911]. The main barriers to the uptake of refractive services following a child’s failing vision screening in that country are the cost of eye care services, logistical issues such as transport, and long waiting times at clinics [12]. To address the challenge of URE, the Comprehensive Child Eye Health in Nigeria (CCEHiN) programme was implemented in 11 of Nigeria’s 36 states, including Cross River State, from 2017 to 2020. The programme included eye health promotion, school-based vision screening, and referral for free spectacles at designated town-level Child Eye Clinics situated in Calabar, Ugep, Ogoja, and Ikom in Cross River State.

As a continuation of the CCEHiN programme, the Cross River State government aims to implement a scheme at public hospitals to subsidise the cost of inexpensive spectacles for low-income families, using the profits derived from selling more expensive frames. Understanding guardians’ decision-making criteria is essential for programme implementers to procure a range of spectacles meeting local needs. Limited studies on this topic suggest that parents in rural China prioritise quality and design of spectacles [13], while in South Africa, design, staff recommendations, and quality are the main factors driving decision-making [14].

To assist with the design of the children’s spectacles cross-subsidisation strategy that will be implemented in CRS, a four-part study was conducted. It collected collect data on child eye morbidities prevalence; barriers to follow-up eye examinations and spectacle uptake; parents’ willingness to pay for their children’s spectacles; and the current study which aims to understand the key factors influencing guardians’ decisions when purchasing spectacles for their children in semi-urban (Ikom, Ugep and Ogoja) and urban (Calabar) areas. These four clinics serve the rural, semi-urban and urban population in CRS. We also assessed guardians’ perceptions of service quality at four public child eye clinics, one per community, to facilitate improvements.

Materials and methods

The study was approved by Medical Research and Ethics Committees at Queen’s University Belfast (Pre FREC Ref 19.24v3) and by the Cross River State Ministry of Health’s Health Research and Ethics Committee (CRS/MH/HREH/019/Vol.V1/175). We employed a convenient finite sampling where all guardians visiting participating eye clinics from 1 August to 31 October 2019 were interviewed if their children had significant REs (myopia ≤-0.50D, hyperopia ≥1.50D, astigmatism >0.75D) and received spectacles. Guardians of children who did not need a pair of spectacles were excluded. Written informed consent was obtained from the guardians, and interviews were conducted in meeting rooms at the eye clinics.

Four interviewers and four optometrists underwent training by VFC and AEE to ensure consistency in data collection. To ensure guardians could appropriately contextualise the potential benefit of spectacles for their children, they were informed at the beginning of the interview that (i) their child’s reduced vision was caused by RE, (ii) according to the optometrist, spectacle correction was the appropriate treatment to improve their child’s vision, and (iii) their responses to the survey would not be known to anyone other than the interviewer, affect the quality of spectacles they could choose or their receiving spectacles at no cost.

Guardians’ demographic information was collected and included sex, age, occupation, educational level, monthly household income, status as a wage earner, guardian’s history of and satisfaction with spectacle wear, and guardian’s history of an eye examination. Children’s information such as sex, age, presenting vision, and the total number of siblings was also collected.

To ensure standardisation, study personnel followed a prepared script when orally delivering the survey to guardians. The survey was conducted using a questionnaire (S1 File) adapted from Pillay et al.’s14 study in South Africa. The questionnaire was first reviewed by a panel of experts from the field of public health, ophthalmology, anthropology and optometry, and then piloted with ten local community members to ensure its appropriateness, relevance, comprehensiveness. Minor changes were made to include closed-ended questions on why guardians chose to purchase particular spectacles for their children in eye clinics and their perceptions of the quality and design of children’s current spectacle (5-point Likert-scale, 1 = Very bad and 5 = excellent) in the questionnaire. Also included were questions on factors most heavily influencing their choice of spectacles for children regarding design, quality, material, staff recommendation, price, and brand of frames. Open-ended questions asked guardians for suggestions on how to improve each of these six areas.

Statistical Package for the Social Sciences V25 (SPSS Inc., Chicago, IL) was used for data management and analysis. Guardian’s age and monthly household income, child’s age and presenting vision, and the number of siblings were categorised and coded. Each guardian was asked an open-ended question on their actual monthly income. After discussing a suitable cut-off for low vs high income with local partners, we then regrouped them into two categories: ≤ Nigerian Naira 100,000 (USD240), and > Nigerian Naira 100,000. Differences in demographic characteristics between guardians in varying socioeconomic settings were compared using the t-test for continuous variables and chi-square test for categorical variables. Feedback on existing services provided at the clinics and factors affecting decision-making were presented using frequency distribution (percentages). Associations between guardians’ demographic characteristics and purchasing decisions were assessed using logistic regressions. Qualitative responses regarding the factors most heavily influencing guardians’ selection of children’s spectacles were grouped into main themes, and the frequencies of responses for each theme were tabulated. A p-value of < 0.05 was considered significant throughout.

Results

All 137 eligible guardians (mean age 42.5 ± 7.70 years, 67.2% women [n = 92]) who visited the selected eye clinics participated in the study (response rate = 100%), with 109 of them (79.6%) from semi-urban child eye clinics and 28 (20.4%) from urban settings. Guardians from urban clinics were significantly more likely to have a tertiary-level education (p = 0.006), work as civil servants (p = 0.043) and earn more than USD240 per month (p<0.001) compared to those recruited at semi-urban clinics. Demographic characteristics such as sex, age, status as a wage earner, and history of spectacle wear did not differ significantly between guardians from the different settings (Table 1).

Table 1. Demography of participants from four eye clinics (n = 137).

CLINICS n (%) Test of significance, p-value
SEMI-URBAN URBAN Total
n = 109 (79.6%) n = 28 (20.4%) n = 137 (100%)
Guardians’ sex
 Female 69 (63.3%) 23 (82.1%) 92 (67.2%) Pearson Chi-square, p = 0.058
 Male 40 (36.7%) 5 (17.9%) 45 (32.8%)
Guardians’ age (years)
 40 years and younger 40 (36.7%) 15 (53.6%) 55 (40.1%) Pearson Chi-square, p = 0.104
 Older than 40 years 69 (63.3%) 13 (46.4%) 82 (59.9%)
Mean ± SD 43.00 ± 7.7 40.50 ± 7.6 42.49 ± 7.7 T-test, p = 0.126
Guardians’ highest School attainment
 No formal schooling 7 (6.4%) - 7 (5.1%) Fisher’s Exact Test, p = 0.006*
 Primary and secondary school 48 (44.0%) 5 (17.9%) 53 (38.7%)
 College/university 54 (49.5%) 23 (82.1%) 77 (56.2%)
Guardians’ occupation
 Civil servant 21 (19.3%) 10 (35.7%) 31 (22.6%) Fisher’s Exact Test, p = 0.043*
 Skill artisan 23 (21.1%) 1 (3.6%) 24 (17.5%)
 Teacher 28 (25.7%) 7 (25.0%) 35 (25.5%)
 Trader 33 (30.3%) 8 (28.6%) 41 (29.9%)
 Unemployed 3 (2.8%) - 3 (2.2%)
 Others 1 (0.9%) 2 (7.1%) 3 (2.2%)
Wage earner
 Yes 93 (85.3%) 27 (96.4%) 120 (87.6%) Fisher’s Exact Test, p = 0.330*
 No 14 (12.8%) 1 (3.6%) 15 (10.9%)
 No response 2 (1.8%) - 2 (1.5%)
Guardians’ gross monthly income
 ≤ Nigerian Naira 100,000 (USD240) 79 (72.5%) 15 (53.6%) 94 (68.6%) Fisher’s Exact Test, p<0.001*
 > Nigerian Naira 100,000 (USD240)  15 (13.8%) 13 (46.4%) 28 (20.4%)
 No response 15 (13.8%) - 15 (10.9%)
Median monthly income (IQR) 50,000 (20,000–80,000) 90,000 (30,000–192,500) 50,000 (27,500–100,000) Mann-Whitney U, p = 0.055#
Guardians’ glasses wear history
 Never 56 (51.4%) 15 (53.6%) 71 (51.8%) Fisher’s Exact Test, p = 1.000*
 Yes 52 (47.7%) 13 (46.4%) 65 (47.4%)
 No response 1 (0.9%) - 1 (0.7%)
Guardians’ last eye examination
 Never had an eye exam before 49 (45.0%) 10 (35.7%) 59 (43.1%) Pearson Chi-square Test, p = 0.564
 Less than six months 32 (29.4%) 11 (39.3%) 43 (31.4%)
 More than six months 28 (25.7%) 7 (25.0%) 35 (25.5%)
Child’s age (years)
 12 years and younger 74 (68.5%) 19 (67.9%) 93 (68.4%) Pearson Chi-square Test, p = 0.947
 Older than 12 years 34 (31.5%) 9 (32.1%) 43 (31.6%)
Child’s sex
 Female 65 (59.6%) 12 (42.9%) 77 (56.2%) Pearson Chi-square Test, p = 0.111
 Male 44 (40.4%) 16 (57.1%) 60 (43.8%)
Child’s Presenting VA (LogMAR) before correction
 0.30 or better in the better eye 77 (70.6%) 15 (53.6%) 92 (67.2%) Pearson Chi-square Test, p = 0.086
 0.31 or worse in the better eye 32 (29.4%) 13 (46.4%) 45 (32.8%)
Child’s number of sibling/s
 0–3 94 (86.2%) 24 (85.7%) 118 (86.1%) Fisher’s Exact Test, p = 0.206*
 4–6 13 (11.9%) 2 (7.1%) 15 (10.9%)
 ≥ 7 2 (1.8%) 2 (7.1%) 4 (2.9%)

The majority of semi-urban guardians (n = 67, 42.4%) decided to purchase their spectacles at the children’s eye clinics because they were convenient for them as a comprehensive one-stop service. In contrast, urban guardians listed other reasons (n = 30, 58.8%), such as availability of less expensive treatments, trust in the quality of care, friendly staff attitude, and having been referred to the clinics from children’s schools. However, more than half (n = 17, 60.7%) of guardians seen at urban clinics reported that they were not informed about available frame choices, compared to only 14.2% at semi-urban clinics who did not receive this information.

More than 95% of guardians in both groups rated the design and quality of available frames as good or excellent, though they suggested that the materials used should be more flexible and lighter (35.5%), and that a wider selection of children’s frame sizes and colours should be offered (40.9%). Nearly all guardians (99.2%) indicated they would return to the clinic to purchase another pair of spectacles, and all of them (100%) reported they would recommend the clinic to their friends and families (Table 2).

Table 2. Participants’ feedback on the existing services provided at the child eye clinics.

CLINICS
SEMI-URBAN URBAN Total
n (%) n (%) n (%)
Reason for getting glasses here:
 It was convenient 67 (42.4) 9 (17.6) 76 (36.4)
 I like the spectacle frames 13 (8.2) - 13 (6.2)
 The service was good 39 (24.7) 9 (17.6) 48 (23.0)
 I didn’t know I could get it elsewhere 13 (8.2) 3 (6.0) 16 (7.7)
 Others 26 (16.5) 30 (58.8) 56 (26.7)
Total responses 158 (100.0) 51 (100.0) 209 (100.0)
Informed of spectacle frames
 Yes 91 (85.8) 11 (39.3) 102 (76.1)
 No 15 (14.2) 17 (60.7) 32 (23.9)
Total responses 106 (100.0) 28 (100.0) 134 (100.0)
Opinion on frame design
 Excellent 24 (22.6) 9 (33.3) 33 (24.8)
 Good 81 (76.5) 17 (63.0) 98 (73.7)
 Neutral 1 (0.9) 1 (3.7) 2 (1.5)
 Bad - - -
 Very bad - - -
Total responses 106 (100.0) 27 (100.0) 133 (100.0)
Opinion on frame quality
 Excellent 23 (21.7) 7 (25.9) 30 (22.6)
 Good 78 (73.6) 19 (70.4) 97 (72.9)
 Neutral 5 (4.7) 1 (3.7) 6 (4.5)
 Bad - - -
 Very bad - - -
Total responses 106 (100.0) 27 (100.0) 133 (100.0)
Improvement on existing frames
 Brand choice 7 (10.1) 1 (4.2) 8 (8.6)
 Design 12 (17.5) 2 (8.3) 14 (15.1)
 Material կ 25 (36.2) 8 (33.3) 33 (35.5)
 Others Ո 25 (36.2) 13 (54.2) 38 (40.9)
Total responses 69 (100.0) 24 (100.0) 93 (100.0)
Return in future
 Yes 104 (99.0) 27 (100.0) 131 (99.2)
 No 1 (1.0) - 1 (0.8)
Total responses 105 (100.0) 27 (100.0) 132 (100.0)
Recommend the clinics
 Yes 104 (100.0) 26 (100.0) 130 (100.0)
 No - - -
Total responses 104 (100.0) 26 (100.0) 130 (100.0)

Each participant can give more than one reason/option.

Ɨ Reasons: because of free treatment, because this is a hospital, referred, general health check, government establishment offers a better price, the staff is friendly.

Ո Others: casing for frames, improve on all, satisfied with the stock, frame sizes, quality, durable.

Կ Material: lighter, flexible.

In semi-urban areas, guardians reported that they made their purchase decisions based on the design (28.3%), quality (20.8%), and material (17.3%) of frames. Guardians from urban areas were most concerned about frame quality (32.1%), followed by material (27.4%) and design (23.8%). Price, staff recommendations, and brand were least influential in decision-making in both settings (Table 3).

Table 3. Factors influencing decision making in the sample (total responses = 367).

Factors influencing decision making Semi-urban Urban Total
n (%) n (%) n (%)
Design 80 (28.3) 20 (23.8) 100 (27.2)
Material 49 (17.3) 23 (27.4) 72 (19.6)
Quality 59 (20.8) 27 (32.1) 86 (23.4)
Staff recommendation 43 (15.2) 5 (6.0) 48 (13.1)
Price 37 (13.1) 3 (3.6) 40 (10.9)
Brand 15 (5.3) 6 (7.1) 21 (5.7)
Total 283 84 367

Female guardians and those with higher incomes were both 1.5 times more likely to place more emphasis on frame quality than male guardians (p = 0.01) or guardians earning less (p = 0.03). Guardians of female children were twice as likely to prioritise price compared to guardians of male children (p = 0.01). Guardians with more children reported that they were more heavily reliant on staff recommendations than guardians with fewer children (p = 0.006) (Table 4).

Table 4. Relationship between demography profiles and factors influencing guardians’ spectacles purchasing decision.

Demographic profiles Factors influencing guardians’ decision
Design Odd ratio Material Odd ratio Quality Odd ratio Price Odd ratio Staff recommendation Odd ratio Brand Odd ratio
Location
 Semi-urban 1 1 1 1 1 1
 Urban 0.85 1.59 1.52 0.31 0.4 1.4
p-value p = 0.662 p = 0.001 p<0.001 p = 0.013 p = 0.085 P = 0.374
Guardian’s sex
 Female 1 1 1 1 1 1
 Male 1.2 1 0.69 1 0.76 0.67
p-value p = 0.096 p = 0.969 p = 0.011 p = 0.947 p = 0.285 p = 0.363
Guardian’s age
 40 years and younger 1 1 1 1 1 1
 Older than 40 years old 1.15 0.88 0.93 1.03 0.71 0.5
 p-value p = 0.219 p = 0.389 p = 0.533 p = 0.873 p = 0.126 p = 0.093
Guardians’ highest school attainment
 No schooling 1 1 1 - 1 0
 Primary or secondary school 0.8 3.64 2.1 1 1.09 0.59
 College or University 0.91 4.21 2.41 0.661 0.7 1
p-value p = 0.469 p = 0.068 p = 0.077 p = 0.236 p = 0.155 p = 0.275
Guardians’ occupation
 Civil servant 1 1 1 1 1 1
 Skill artisan 1.06 0.65 0.45 0.64 1.53 1.05
 Teacher 1 0.77 0.44 0.53 0.58 0.15
 Trader 1.15 0.91 0.77 0.58 1 1.05
 Unemployed 0.47 0.51 1.06 0.73 0.87 1.65
 Others 1.41 0.51 0.71 - 0.87 0
p-value p = 0.399 p = 0.482 p<0.001 p = 0.352 p = 0.118 p = 0.121
Wage earner
 No 1 1 1 1 1 1
 Yes 1.28 1.73 0.79 1.6 0.9 0.56
p-value p = 0.198 p = 0.05 p = 0.092 p = 0.593 p = 0.211 p- = 0.482
Guardians’ gross monthly income
 ≤ Nigerian Naira 100,000 (USD 263) 1 1 1 1 1 1
 > Nigerian Naira 100,000 (USD 263) 1.09 1.22 1.47 0.82 1.03 1.36
p-value p = 0.125 p = 0.387 p = 0.031 p = 0.248 p = 0.973 p = 0.715
Guardians’ worn glasses before
 Yes 1 1 1 1 1 1
 Never 1.13 0.83 1.03 1.54 0.74 1.45
p-value p = 0.502 p = 0.295 p = 1.000 p = 0.193 p = 0.249 p = 0.464
Guardians’ last eye examination
 Never had an eye exam before 1 1 1 1 1 1
 Less than six months ago 1.03 0.66 1 1.04 0.33 0.53
 More than six months ago 1.17 1.14 1.1 1.92 1.09 0.9
 p-value p = 0.424 p = 0.037 p = 0.82 p = 0.058 p = 0.003 p = 0.473
Child’s age
 ≤ 13 years old 1 1 1 1 1 1
 > 13 years old 1.1 0.89 1 0.54 1.14 1.36
p-value p = 0.458 p = 0.516 p = 0.951 p = 0.06 p = 0.617 p = 0.501
Child’s sex
 Female 1 1 1 1 1 1
 Male 1.13 1 1.05 0.49 0.76 1.22
p-value p = 0.431 p = 0.422 p = 0.681 p = 0.012 p = 0.383 p = 0.377
Child’s Presenting VA
 Less than 0.31 LogMAR 1 1 1 1 1 1
 0.31 LogMAR or worse in the better eye 0.89 0.93 1.31 0.84 1.53 1
 p-value p = 0.278 p = 0.665 p = 0.051 p = 0.567 p = 0.07 p = 0.979
Child’s number of sibling/s
 0–3 sibling/s 1 1 1 1 1 1
 4–6 siblings 0.79 1.02 0.94 0.67 2.09 0.81
 ≥ 7 siblings 1.32 1.92 1.17 1.67 2.34 1.56
 p-value p = 0.214 p = 0.208 p = 0.91 p = 0.459 p = 0.006 p = 0.728

Discussion

Our study’s primary aim was to understand the factors affecting guardians’ decision-making when purchasing spectacles for their children in Cross River State, southern Nigeria. Results indicate that both urban and semi-urban guardians prioritise frame design, quality, and material as the top three factors affecting their decision when choosing spectacles for their children. These findings are consistent with reports from China [13] and South Africa [14], although parents in rural China prioritise good spectacle quality most highly and price least often [13], whereas, in South Africa, frame design and quality are the most important factors [14].

These findings have practical implications. Historically, patients’ desire for lower prices outweighed the importance of style and design when choosing spectacles. Growing evidence shows that price is no longer the most influential factor affecting spectacle wear compliance. Rather, evidence from studies in China [13], India [15] and Mexico [16], reveals that unattractive frames are frequently not worn by children prescribed spectacles.

The majority of guardians surveyed in the current study are satisfied with the existing frame quality and designs offered at the child eye clinics and reported they would return for a second pair of spectacles and recommend the clinics to relatives and friends. These findings are extremely important as they show that the current frame selection can meet local needs. It is also well-understood that consumers’ satisfaction with a product is highly associated with consumer loyalty [17].

Considering the socioeconomic differences in our service area, the proposed cross-subsidisation strategy will provide guardians with frames in the high-, medium-, and low-priced range. Despite their having higher income and being more educated, urban guardians are motivated by the lower prices of spectacles in the government programme’s clinics. In a survey at health facilities in urban Nigeria, 42% of 214 adult spectacle wearers agreed that available spectacles were expensive and identified price as a challenge to them purchasing glasses [18]. This fits with Holden et al.’s observation that spectacles in LMICs are often not readily affordable to most of the local population [19]. In the current setting, considering that spectacles provided at eye clinics are cheaper than those offered in private shops, it seems likely that the lower price will be attractive to guardians. However, findings show that price is not the only consideration when guardians select spectacles for their children. The proposed cross-subsidisation strategy may create competition for these private facilities, driving prices down even further.

Good service is also vital to ensure continued patronage by guardians such as those in the current study. A one-stop comprehensive facility offering refractive and optical services is highly favoured by many guardians, especially in semi-urban clinics. Our findings corroborate those of Pillay et al. [14], whereby in settings where optical services are limited and geographical distance is a common barrier to access, as for rural dwellers in Nigeria [20], our proposed cross-subsidisation spectacle scheme is potentially very attractive to guardians. However, this programme must be supported by appropriately trained staff to ensure that guardians are informed of available frame choices. Results from this study highlight the current lack of such information on choice.

Our study’s strengths include capturing the views of both semi-urban and urban guardians, providing data on purchasing behaviours across different socioeconomic levels. Secondly, by using a mix of closed- and open-ended questions, we obtained several practical suggestions for future improvements of frame quality and design and customer service. The study captured consumers’ preferences on frame features, such as lighter frame materials and a wider range of frame sizes and colours.

Limitations to our study must also be acknowledged. Firstly, our study’s small sample size may not detect more modest associations among variables [21]. Secondly, some guardians might have known that free spectacles were offered at the clinics, leading them not to rank price as important a factor as they might otherwise for fear of having to pay for spectacles later. To minimise the potential for uninformed or biased responses, trained interviewers explained the study objectives and relevant background information before starting interviews, following a standard script. Thirdly, we recognized that some parents may not have brought their children for treatment at one of the local hospitals and so their views may have been unrepresented. We addressed this concern in another study in which we interviewed guardians who did not bring their children for a follow-up eye examination at a hospital eye clinic. The adults were asked about reasons for not seeking additional treatment and what would encourage them to do so [22].

Conclusion

The current study highlights that placing one-stop comprehensive services at public child eye clinics can improve spectacle access for children with RE. The survey further reveals that most guardians are satisfied with current inventories. Based on their positive views of the convenience and quality of current service, guardians indicated they would return in the future and would recommend the clinics to others. Design, material, and quality of frames are key factors influencing guardians in this setting when purchasing spectacles for their children, although female guardians and those with higher income prioritise frame quality. This study can inform the planning and implementation of a planned novel cross-subsidisation scheme in Cross River State.

Supporting information

S1 File. Survey questionnaire to elicit factors affecting guardians’ decision making on clinic-based purchase of children’s spectacles in Nigeria.

(DOCX)

Acknowledgments

We want to thank Drs Lovelyn George, Ogechi Nneji, Emmanuel Kalu, Priscilla Chukwu, C. Emedike, Kenneth Azubuike, Emmanuel Iwong, Emmanuel Odor and Ms Okwoalice Ita for collecting the data; and all the guardians who participated in the study.

Data Availability

The data underlying the results presented in the study are available from Queen’s University Belfast Data Repository (DOI: 10.17034/6f84899d-fafb-40dd-becd-998abea781f9).

Funding Statement

Initials of the authors who received each award - VFC, AEE, NC, CON Grant numbers awarded to all authors - R3138CPH The full name of funder - Department for the Economy, Global Challenge Research Council (United Kingdom) URL- https://www.qub.ac.uk/Research/Our-research/InternationalResearch/ The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Ahmed Awadein

26 May 2021

PONE-D-21-12910

Factors Affecting Guardians' Decision Making on Clinic-based Purchase of Children's Spectacles in Nigeria

PLOS ONE

Dear Dr. Chan,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

The study has some flaws in the methodology such as the sampling technique and other confounding variables that were not explored. This should be addressed by the authors.

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Ahmed Awadein, MD, Ph.D, FRCS

Academic Editor

PLOS ONE

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Furthermore, please provide additional details regarding the steps taken to validate the questionnaire.

Finally, in your Methods section, please provide a justification for the sample size used in your study, including any relevant power calculations (if applicable).

3. Thank you for stating the following in the Competing Interests section:

"VFC is a Trustee of Vision Aid Overseas, a non-governmental organisation involved in delivering refractive services in LMICs, including Africa. NC is the Director of Research for Orbis International, an organisation involved in delivering eyecare, including children's refractive services, in Africa and other settings."

Please confirm that this does not alter your adherence to all PLOS ONE policies on sharing data and materials, by including the following statement: "This does not alter our adherence to  PLOS ONE policies on sharing data and materials.” (as detailed online in our guide for authors http://journals.plos.org/plosone/s/competing-interests).  If there are restrictions on sharing of data and/or materials, please state these. Please note that we cannot proceed with consideration of your article until this information has been declared.

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Reviewer #1: Yes

Reviewer #2: No

**********

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Reviewer #1: Yes

Reviewer #2: No

**********

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Reviewer #2: Yes

**********

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Reviewer #2: Yes

**********

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Reviewer #1: This is a very nicely done study demonstrating the perceptions of guardians regarding their children's eyewear in one part of Nigeria. Overall, the manuscript is well laid out and presented, furthering earlier similar studies conducted in China and South Africa.

Minor comments and suggested corrections involve mainly accurate reporting of some of the results (please note that the PDF file that I am referencing did not have line numbers included):

Abstract, Results (p. 7): "n=92" is confusing here; reword as "92 females", "67.2% female [n=92]" or similar, as you have done in the main text (p. 12).

Results (p. 12): please clarify how you determined the cut-off monthly income as USD263. Table 1 uses a criterion value of USD240. Did you ask each guardian what their actual income is? (I could not find a link to the underlying data.)

Results (p. 13): please check the values reported in the text against what you report in Table 2; 58.5% should be 58.8% and 12.4% should be 14.2%, if I read the table correctly.

Reviewer #2: A good question was posed by the authors on the decision criteria of guardians for choosing a spectacle for their child.

But methods of the paper does not justify the results based on which further conclusions can be made. An added objective of a plan for cross- subsidy further weakens the conclusions of the study.

Authors aim to see the factors influencing purchase decision of spectacles, however these were posed as closed ended questions with pre determined limited options. A broader perspective of the guardians was limited, which is the main expected outcome. There could be many other factors that influences the decision of the guardians apart from the ones explored, adding to the limitation of the study. Improvement in vision alone could have been the key reason.

Details on the available choices and range of the brands, materials, types and cost of spectacles would give a holistic picture based on which the guardian's decision relied on.

Sampling of the study- not completely representative and less sample size: Samples selected from the semi urban and urban were those who visited the hospital seeking care and hence in the mindset of availing care. It should have had samples from non-seekers too as they intend to see whether this would work as a cross- subsidy scheme for their region.

Very minimal representation of sample from each of the arms, hence extrapolation is difficult. Urban representation is far less

Questionnaire that was used could be shared

If the ultimate aim is to see whether the cross subsidy could be implemented, (based on the factors) many more factors apart from the details on the optical material, style and quality considerations are required.

**********

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Reviewer #2: No

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PLoS One. 2021 Jul 12;16(7):e0254517. doi: 10.1371/journal.pone.0254517.r002

Author response to Decision Letter 0


23 Jun 2021

Responses to reviewers

Comments to the Author:

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at

https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and

https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

Response: Thanks for highlighting this. We have amended the files in accordance to the style templates.

2. Please include additional information regarding the survey or questionnaire used in the study and ensure that you have provided sufficient details that others could replicate the analyses. For instance, if you developed a questionnaire as part of this study and it is not under a copyright more restrictive than CC-BY, please include a copy, in both the original language and English, as Supporting Information.

Furthermore, please provide additional details regarding the steps taken to validate the questionnaire.

Finally, in your Methods section, please provide a justification for the sample size used in your study, including any relevant power calculations (if applicable).

Response: The questionnaire is included as Supporting information. The questionnaire was first reviewed by a panel of experts from the field of public health, ophthalmology, anthropology and optometry, and then piloted with ten local community members to ensure its appropriateness, relevance, comprehensiveness. Minor changes were made to include closed-ended questions on why guardians chose to purchase particular spectacles for their children in eye clinics and their perceptions of the quality and design of children's current spectacle (5-point Likert-scale, 1 = Very bad and 5 = excellent) in the questionnaire.

Power calculation was not conducted as this is a non-interventional study and observational in nature with no hypothesis testing. We employed a convenient finite sampling where all guardians visiting participating eye clinics from 1 August to 31 October 2019 were interviewed if their children had significant REs (myopia ≤-0.50D, hyperopia ≥1.50D, astigmatism >0.75D) and received spectacles. This yielded 137 guardians.

These information were included in Methods and material.

3. Thank you for stating the following in the Competing Interests section:

"VFC is a Trustee of Vision Aid Overseas, a non-governmental organisation involved in delivering refractive services in LMICs, including Africa. NC is the Director of Research for Orbis International, an organisation involved in delivering eyecare, including children's refractive services, in Africa and other settings."

Please confirm that this does not alter your adherence to all PLOS ONE policies on sharing data and materials, by including the following statement: "This does not alter our adherence to PLOS ONE policies on sharing data and materials.” (as detailed online in our guide for authors http://journals.plos.org/plosone/s/competing-interests). If there are restrictions on sharing of data and/or materials, please state these. Please note that we cannot proceed with consideration of your article until this information has been declared.

Please include your updated Competing Interests statement in your cover letter; we will change the online submission form on your behalf.

Please know it is PLOS ONE policy for corresponding authors to declare, on behalf of all authors, all potential competing interests for the purposes of transparency. PLOS defines a competing interest as anything that interferes with, or could reasonably be perceived as interfering with, the full and objective presentation, peer review, editorial decision-making, or publication of research or non-research articles submitted to one of the journals. Competing interests can be financial or non-financial, professional, or personal. Competing interests can arise in relationship to an organization or another person. Please follow this link to our website for more details on competing interests: http://journals.plos.org/plosone/s/competing-interests

Response: The conflict of interest stated in the manuscript does not alter our adherence to PLOS ONE policies on sharing data and materials. We have included this in both the manuscript and covering letter.

Reviewer #1: This is a very nicely done study demonstrating the perceptions of guardians regarding their children's eyewear in one part of Nigeria. Overall, the manuscript is well laid out and presented, furthering earlier similar studies conducted in China and South Africa. Minor comments and suggested corrections involve mainly accurate reporting of some of the results (please note that the PDF file that I am referencing did not have line numbers included):

Comment 1:

Abstract, Results (p. 7): "n=92" is confusing here; reword as "92 females", "67.2% female [n=92]" or similar, as you have done in the main text (p. 12).

Response: Thank you for highlighting this. We have amended this as suggested.

Comment 2:

Results (p. 12): please clarify how you determined the cut-off monthly income as USD263. Table 1 uses a criterion value of USD240. Did you ask each guardian what their actual income is? (I could not find a link to the underlying data.)

Response: Thanks for highlighting the error. It should be USD240 and not USD263 as per Table1. Each guardian was asked an open-ended question on their actual monthly income. After discussing a suitable cut-off for low vs high income with local partners, we then regrouped them into two categories: ≤ 100,000 Nigerian Naira (USD240), and > 100,000 Nigerian Naira. Because the data were not normally distributed, we also provided the median and interquartile range.

The following statement “Each guardian was asked an open-ended question on their actual monthly income. After discussing a suitable cut-off for low vs high income with local partners, we then regrouped them into two categories: ≤ 100,000 Nigerian Naira (USD240), and > 100,000 Nigerian Naira.” is included in Methods.

Comment 3:

Results (p. 13): please check the values reported in the text against what you report in Table 2; 58.5% should be 58.8% and 12.4% should be 14.2%, if I read the table correctly.

Response: Thank you for spotting this. We made the amendment accordingly.

Reviewer #2: A good question was posed by the authors on the decision criteria of guardians for choosing a spectacle for their child. But methods of the paper does not justify the results based on which further conclusions can be made. An added objective of a plan for cross- subsidy further weakens the conclusions of the study.

Comment 4:

Authors aim to see the factors influencing purchase decision of spectacles, however these were posed as closed ended questions with pre determined limited options. A broader perspective of the guardians was limited, which is the main expected outcome. There could be many other factors that influences the decision of the guardians apart from the ones explored, adding to the limitation of the study. Improvement in vision alone could have been the key reason.

Details on the available choices and range of the brands, materials, types and cost of spectacles would give a holistic picture based on which the guardian's decision relied on.

Response: Thank you for highlighting this. To cover a broader perspective beyond frame choices, we also included an open-ended question asking guardians to state if any other factors influenced their decisions when purchasing spectacles. We grouped the resultant factors into five sets: It was convenient, I like the spectacle frames, The service was good, I didn’t know I could get it elsewhere, or Others (which included free treatment, because this is a hospital, referred, general health check, government establishment offers a better price, and the staff is friendly). These are included in Table 2 (highlighted in red).

Comment 5:

Sampling of the study - not completely representative and less sample size: Samples selected from the semi urban and urban were those who visited the hospital seeking care and hence in the mindset of availing care. It should have had samples from non-seekers too as they intend to see whether this would work as a cross- subsidy scheme for their region.

Very minimal representation of sample from each of the arms, hence extrapolation is difficult. Urban representation is far less.

Response: Thank you for highlighting this limitation with regards to the smaller sample size and convenience sampling method used in this study. Furthermore, even though the clinics are situated in semi-urban and urban areas, they serve all strata of populations (rural, semi-urban and urban). We have included the statement in the Introduction, “To assist with the design of the children’s spectacles cross-subsidisation strategy that will be implemented in CRS, a four-part study was conducted. It collected collect data on child eye morbidities prevalence; barriers to follow-up eye examinations and spectacle uptake; parents’ willingness to pay for their children’s spectacles; and the current study which aims to understand the key factors influencing guardians' decisions when purchasing spectacles for their children in semi-urban (Ikom, Ugep and Ogoja) and urban (Calabar) areas. These four clinics serve the rural, semi-urban and urban population in CRS. ”

Lohfeld et al. also explored the reasons for those who did not seek treatment and the different factors that will encourage them to seek treatment. (https://medrxiv.org/cgi/content/short/2021.06.08.21258336v1).

We have reworded this limitation to the following: “Thirdly, we recognized that some parents may not have brought their children for treatment at one of the local hospitals and so their views may have been unrepresented. We addressed this concern in another study in which we interviewed guardians who did not bring their children for a follow-up eye examination at a hospital eye clinic. The adults were asked about reasons for not seeking additional treatment and what would encourage them to do so (https://medrxiv.org/cgi/content/short/2021.06.08.21258336v1).”

Comment 6:

Questionnaire that was used could be shared.

Response: Thank you for suggesting this. We will upload the questionnaire as supplementary material.

Comment 7:

If the ultimate aim is to see whether the cross subsidy could be implemented, (based on the factors) many more factors apart from the details on the optical material, style and quality considerations are required.

Response: We agreed on this valid point. This study is part of a larger study conducted in Nigeria which seeks to understand guardians’ selection criteria and willingness-to-pay for public sector children’s spectacles in assisting in eye care programme planning and determining the correct pricing for a cross-subsidization scheme that will be (rather than could be) implemented in Nigeria. Hence, besides factors influencing guardians’ decision making in purchasing children’s spectacles, our other research teams also looked at factors affecting their willingness to pay for their children’s spectacles; mapping the demographic profile and disease prevalence of children attending follow-up eye examinations (demand); and understanding barriers to the child eye services uptake. The barrier study has been submitted (https://medrxiv.org/cgi/content/short/2021.06.08.21258336v1) and another two papers will be submitted to peer-reviewed journals.

To avoid this confusion, we reworded our statement in the Introduction to the following: “To assist with the design of the children’s spectacles cross-subsidisation strategy that will be implemented in CRS, a four-part study was conducted. It collected collect data on child eye morbidities prevalence; barriers to follow-up eye examinations and spectacle uptake; parents’ willingness to pay for their children’s spectacles; and the current study which aims to understand the key factors influencing guardians' decisions when purchasing spectacles for their children in semi-urban (Ikom, Ugep and Ogoja) and urban (Calabar) areas. These four clinics serve the rural, semi-urban and urban population in CRS.

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 1

Ahmed Awadein

29 Jun 2021

Factors Affecting Guardians' Decision Making on Clinic-based Purchase of Children's Spectacles in Nigeria

PONE-D-21-12910R1

Dear Dr. Chan,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Kind regards,

Ahmed Awadein, MD, Ph.D, FRCS

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Acceptance letter

Ahmed Awadein

1 Jul 2021

PONE-D-21-12910R1

Factors Affecting Guardians' Decision Making on Clinic-based Purchase of Children's Spectacles in Nigeria

Dear Dr. Chan:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

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on behalf of

Dr. Ahmed Awadein

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 File. Survey questionnaire to elicit factors affecting guardians’ decision making on clinic-based purchase of children’s spectacles in Nigeria.

    (DOCX)

    Attachment

    Submitted filename: Response to Reviewers.docx

    Data Availability Statement

    The data underlying the results presented in the study are available from Queen’s University Belfast Data Repository (DOI: 10.17034/6f84899d-fafb-40dd-becd-998abea781f9).


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