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. 2021 Jul 23;16(7):e0255257. doi: 10.1371/journal.pone.0255257

Archival bone marrow smears are useful in targeted next-generation sequencing for diagnosing myeloid neoplasms

Daichi Sadato 1,2,#, Chizuko Hirama 1,2,#, Ai Kaiho-Soma 1,2, Ayaka Yamaguchi 1, Hiroko Kogure 1, Sonomi Takakuwa 1, Mina Ogawa 1,2, Noriko Doki 3, Kazuteru Ohashi 3, Hironori Harada 3,4, Keisuke Oboki 2, Yuka Harada 1,*
Editor: Francesco Bertolini5
PMCID: PMC8301613  PMID: 34297770

Abstract

Gene abnormalities, including mutations and fusions, are important determinants in the molecular diagnosis of myeloid neoplasms. The use of bone marrow (BM) smears as a source of DNA and RNA for next-generation sequencing (NGS) enables molecular diagnosis to be done with small amounts of bone marrow and is especially useful for patients without stocked cells, DNA or RNA. The present study aimed to analyze the quality of DNA and RNA derived from smear samples and the utility of NGS for diagnosing myeloid neoplasms. Targeted DNA sequencing using paired BM cells and smears yielded sequencing data of adequate quality for variant calling. The detected variants were analyzed using the bioinformatics approach to detect mutations reliably and increase sensitivity. Noise deriving from variants with extremely low variant allele frequency (VAF) was detected in smear sample data and removed by filtering. Consequently, various driver gene mutations were detected across a wide range of allele frequencies in patients with myeloid neoplasms. Moreover, targeted RNA sequencing successfully detected fusion genes using smear-derived, very low-quality RNA, even in a patient with a normal karyotype. These findings demonstrated that smear samples can be used for clinical molecular diagnosis with adequate noise-reduction methods even if the DNA and RNA quality is inferior.

Introduction

Gene mutations are essential prognostic factors in diagnosing and predicting the effect of therapy on myeloid neoplasms [1, 2]. Next-generation sequencing (NGS) is normally performed using genomic DNA from fresh or stocked frozen bone marrow (BM) cells (BMCs) [3, 4].

However, adequate quantities of BMCs cannot be obtained in some patients. In such cases, laboratory tests, including karyotyping and flow cytometry in particular, are prioritized; therefore, gene abnormalities cannot be analyzed by NGS. However, BM smears have high priority for use in cytomorphological diagnosis, and because BM smear slides are stored after use, they are easily available, obviating the need for additional BMCs and DNA and RNA samples. While previous reports demonstrated that BM smear samples can used as a DNA source for PCR or Sanger sequencing, the quality of the results was not closely examined, especially with respect to their potential application to NGS. Using BM smears as a source of DNA and RNA for NGS would enable molecular diagnosis with small amounts of BM, even in patients without stocked cells, DNA or RNA. Previous studies examined the utility of slides containing biopsy samples as a source of DNA and RNA for target sequencing of lung adenocarcinoma [5] and thyroid cancer [6] and were able to provide profiles of gene mutations, including driver and drug-resistance mutations, suggesting that preserved or pretest samples can be used for NGS. However, in these cases, the samples were prepared using formalin-fixed, paraffin-embedded (FFPE) slides that allow preservation for extended periods of time unlike BM aspirate smears made by drying and alcohol-based fixation. Recently, target sequencing of genes associated with myeloid malignancies was tested using archived BM smears derived from a patient with acute myeloid leukemia (AML) [7]. While the analysis showed that smear slides for NGS can be used to create gene mutation profiles, it is still unclear whether they can provide insight into other myeloid malignancies, information about the deterioration of data, including gene-expression noise in smear samples, and the utility of RNA derived from this source. The present study analyzed the quality of DNA and RNA in BM smear samples and assessed their utility in NGS analysis by analyzing the character of the variants detected.

Materials and methods

Ethics statement

All the procedures performed in the present study involving human participants were approved by the ethics committee of Tokyo Metropolitan Komagome Hospital, and all the patients provided written informed consent for participation.

Patients and BM samples

Smear slides were prepared from diagnostic BM aspirates from which mononuclear cells were isolated and were stored at room temperature in a dark place. Genomic DNA from the mononuclear cells was extracted using Gentra Puregene Blood Kit (Qiagen, Hilden, Germany) in accordance with the manufacturer’s instructions. Cells on the smears were harvested by scraping and using ATL buffer (Qiagen), and the DNA was purified using QIAamp DNA Mini Kit (Qiagen) in accordance with the manufacturer’s instructions. RNA was extracted using TRIzol RNA Isolation Reagents (Thermo Fisher Scientific, Waltham, MA, USA). The integrity of the extracted RNA was determined using the 2100 Bioanalyzer (Agilent Technologies, Santa Clara, CA, USA), and the RNA integrity number (RIN), an algorithm for assigning an integrity value to RNA [8], was calculated using 4150 TapeStation (Agilent Technologies). The RNase P gene copy number in the genomic DNA was measured using TaqMan RNase P Detection Reagents Kit (Thermo Fisher Scientific) in accordance with the manufacturer’s instructions.

Targeted sequencing

Targeted sequencing was performed using AmpliSeq for Illumina Myeloid Panel (Illumina, San Diego, CA, USA) and a custom-designed panel to detect mutations in 68 genes and fusions of 29 driver genes (S1 Table). As a template, 10 ng DNA (for mutations) or cDNA synthesized from 10 ng RNA (for fusions) was used to amplify the target genes. AmpliSeq Library Plus for Illumina (Illumina) was used to generate libraries. The size of the fragment libraries was determined using the 2100 Bioanalyzer. The libraries were analyzed using the MiniSeq High Output Reagent Kit (300 -cycles) with the MiniSeq (Illumina) platform in accordance with the manufacturer’s instructions.

Detection of variants and fusion genes

FASTQ files were generated, then cleaned with Trimmomatic [9], and the results were aligned to the human reference genome, hg19, using Burrows-Wheeler Alignment (BWA) [10]. Mapped reads and their coverages were analyzed using Qualimap [11]. Gene variants were detected using HaplotypeCaller (for high frequency variants) and Mutect2 (for low frequency variants) included in GATK [12]. Gene variants obtained from HaplotypeCaller were filtered with the parameters of quality/depth, mapping quality, and strand bias to exclude false-positive variants as previously described [13]. Variants were detected using the tumor-only mode or the panel of normal mode on Mutect2. The variants detected by Mutect2 were filtered with GATK FilterMutectCalls. ITDseek [14] and Pindel [15] were used to detect FLT3-ITD mutations. Variants were annotated with information from the Refseq, 1000G and Exac databases in Illumina VariantStudio 3.0 software (Illumina). Variants with a prevalence greater than 1% in a given regional population were excluded. Finally, mutations in hematological malignancies were manually analyzed. The FASTQ files cleaned with Trimmomatic were analyzed with JAFFA [16] and STAR-Fusion with FusionInspector [17] to detect fusion genes.

Statistical analysis

A two-group comparison of DNA concentration value, RNase P copy numbers, and coverage analysis data was done using the Mann-Whiney U test with R (The R Foundation for Statistical Computing, Vienna, Austria) and GraphPad Prism (Graph Pad Software, CA, USA).

Results and discussion

Smears served as DNA sources for targeted DNA sequencing

Five paired samples of BMCs and BM smears were compared in terms of the quality of extracted DNA (Table 1).

Table 1. Paired samples of bone marrow cells and smears.

Patient Clinical diagnosis Smear sample BMC sample Elapsed years
#106 MDS Unstained Frozen 4
#113 MDS MGG-stained Frozen 11
#181 MDS suspected Unstained Fresh Fresh
#184 AA Unstained Fresh Fresh
#220 t-AML Unstained Frozen 0.1

MDS, myelodysplastic syndrome; AA, aplastic anemia; t, therapy-related; AML, acute myeloid leukemia; MGG, May-Grünwald Giemsa.

The dsDNA/total DNA ratio in each sample indicating the degree of DNA decay was significantly lower (P = 0.0079) in the smear samples than in the BMCs (Fig 1A). At the same time, the copy number of the RNase P gene in 1 ng DNA was also significantly lower (P = 0.0079) in the smear samples (Fig 1B).

Fig 1. Quality of smear- and Bone Marrow Cell (BMC)-derived DNA samples.

Fig 1

(A) dsDNA/total DNA ratio of the smears and BMC samples. (B) Copy number of the RNase P gene detected in smear and BMC samples.

Although the DNA quality was lower in the smears than in the BMCs, it was sufficient to generate NGS libraries (S1A, S1B Fig). The libraries were analyzed, and the reads were mapped to a human reference genome to evaluate the quality of the smear-derived sequence data. There was no difference between the smears and BMCs in terms of the total reads of the BAM file (Fig 2A, P = 0.2220), coverage (Fig 2B, P = 1.0000), and uniformities (Fig 2C, P = 0.8571). Furthermore, each amplicon was equally covered with synthesized reads (Fig 2D). These results suggested that the libraries of targeted sequences synthesized from smear-derived DNA are comparable with those synthesized from BMC-derived DNA.

Fig 2. Read and coverage analysis of target sequence data derived from the smear and BMC samples.

Fig 2

The following values were compared between the smear and BMC samples: (A) total mapped reads, (B) median coverage depth, (C) uniformity (more than 20% median coverage), and (D) normalized coverage for each amplicon region.

Next, using these mapped sequences, variants were detected in paired samples using HaplotypeCaller (for germline or large clone variants) and Mutect2 (for somatic variants). Over 95% of variants detected via HaplotypeCaller were shared variants, while smear- and BMC-unique variants (3.08%) were suspected of being sequencing errors (Fig 3A). To investigate the characteristics of the variants, they were plotted according to their variant allele frequency (VAF) and read depth. Smear- and BMC-unique variants exhibited low read depth (Fig 3B). After these variants were filtered out, these variants decreased to 1.78%, and high VAF mutations were successfully detected in both the smear and BMC samples (Fig 3C and 3D).

Fig 3. Characteristics of variants detected using HaplotypeCaller and the filtering effect.

Fig 3

The combined results from five paired samples of smears and bone marrow cells (BMCs) are shown. (A) Pie chart of the smear-unique variants, BMC-unique variants, and shared variants. (B) Distribution of the detected variants. VAF, variant allele frequency. The smear-unique, BMC-unique, and shared variants are color-coded. (C) Pie chart of the variants after filtering. (D) Distribution of the filtered variants.

However, the smear-unique variants detected by Mutect2 comprised two-thirds of the whole and needed to be filtered out (Fig 4A and 4B). The distributions of the large VAF variants showed two peaks at 100% and 50% VAF comprising chiefly SNPs while variants with a VAF of 25% or lower mostly consisted of small clusters of chiefly somatic variants. Smear-unique variants appeared to accumulate in very low-VAF regions, suggesting that they were noise (Fig 4B). FilterMutectCalls filtering was able to reduce this noise mainly by excluding low read depth noise; however, much smear-unique noise with a low VAF remained (Fig 4C and 4D).

Fig 4. Characteristics of the variants detected using Mutect2 and the filtering effect.

Fig 4

Combined results from five paired samples of smears and bone marrow cells (BMCs) are shown. (A) Pie chart of the smear-unique, BMC-unique, and shared variants. (B) Distribution of the detected variants. VAF, variant allele frequency. The smear-unique, BMC-unique, and shared variants are color-coded. (C) Pie chart of the variants after filtering with FilterMutectCalls. (D) Distribution of the filtered variants.

To remove the artificial noises and detect variants sensitively using Mutect2, a panel of normals (PON) is recommended [18]. To apply this method in the present study, a PON was constructed by merging 13 BMC-samples from patients without myeloid malignancies, and the detected variants were plotted based on their VAF and read depth (Fig 5A). Variants were color-coded to indicate whether or not they were a SNP. Most variants with a suspected SNP accumulated at the 50% and 100% VAF peaks whereas the others were distributed mainly in the low-VAF regions. Most, though not all, of the noise was removed by FilterMutectCalls, suggesting that the remaining noise may have been an artifact of the assay (Fig 5B). Using the PON, the remaining noise was removed by subtraction, which effectively reduced the noise where the VAF was around 10%. However, smear-specific noise remained in areas with VAF <5% (Fig 5C). Since the smear-derived mutations accumulated in the low-VAF regions, VAF filtering was considered effective. To set the VAF threshold for eliminating noise, the VAF distributions of the variants left after subtraction were plotted (Fig 5D). Large amounts of the smear-unique variants accumulated in the low-VAF regions, especially where the VAF <2.5%, suggesting that this value can be used as the threshold value (Fig 5E).

Fig 5. Panel of Normals (PON) subtraction method and evaluation.

Fig 5

Distribution of all the variants (A) and the filtered variants (B) detected by PON. Variants with SNP and the other variants were color-coded. (C) Distribution of the subtracted variants with a low VAF. (D) VAF plot of shared, smear-unique, and BMC-unique variants after subtraction. (E) VAF plot of subtracted variants with VAF <5%. A boxplot of smear-unique variants is also shown.

PON subtraction and VAF filtering, in addition to FilterMutectCalls filtering, effectively reduced the rate of smear- and BMC-unique variants (Fig 6A) and improved the distribution of the remaining variants (Fig 6B). Furthermore, the shared variants showed almost the same VAF values for the smear and BMC samples (Fig 6C).

Fig 6. Filtering effect on the variants detected using Mutect2 in Fig 4.

Fig 6

(A) Pie chart of the smear-unique, BMC-unique, and shared variants after filtering. (B) Distribution of the filtered variants. VAF, variant allele frequency. The smear-unique, BMC-unique, and shared variants were color-coded. (C) VAF plot of filtered variants in the BMC (X axis) and smear (Y axis) samples.

These results suggested that BM smears can be used for targeted DNA sequencing even if they are stored at room temperature under normal laboratory conditions. In variant detection, a very little noise was found while using HaplotypeCaller, which is able to detect germline mutations and large clone size mutations accurately without extra filtering (Fig 3). On the other hand, Mutect2, which has high sensitivity for low VAF variants (e.g., somatic mutations), required modified filtering because many noises with low VAF, which were unable to be removed completely by default filtering, were detected in the smear samples (Fig 4).

Based on our results, we performed additional targeted DNA sequencing using smear samples from patients with myeloid neoplasms, mainly acute myeloid leukemia (AML) and myelodysplastic syndromes (MDS). Twenty-one samples preserved for 0.1–11 years were analyzed using the established method described above, then filtered (Fig 7A and 7B). Of the filtered variants, 8.53% were in exons or splice sites and had various VAFs (Fig 7C and 7D). The effect of the duration between the sample preparation stage and the assessment of DNA quality and variants was further analyzed to determine the utility of the archival smears. The quality of the extracted DNA was clearly unaffected by either the duration (Fig 8A) or staining (Fig 8B, P = 0.2773), suggesting that DNA can be extracted from various types of smear. However, regarding the results based on old smear samples, filtering for variants using either FilterMutectCalls or a 2.5% or lower VAF detection level showed a tendency towards increasing variants. On the other hand, no significant difference was found in the quantity of variants after filtering (Fig 8C). To identify the effect of staining smear samples on variant calling results, detected and filtered variants were compared after excluding samples from patients #106, #113, #189, and #205, which had an abundance of noise. There was no significant difference in the amount of variant filtered out with FilterMutectCalls (Fig 8D, P = 0.4623) or variants with VAF <2.5% (Fig 8E, P = 0.9044). The detected variants were curated. Table 2 shows the pathogenic gene mutations, which were detected in 18 patients, with the initial genomic information obtained from nine of 11 patients without any karyotype abnormalities (eight normal, and three not available).

Fig 7. Validation of PON filtration/depth filtration of the variants detected in 21 smear samples using Mutect2.

Fig 7

(A) Bar plot of the filtering effect. Variants with a VAF >25% are shown separately from those with VAF <25%. The subtracted variants are indicated in gray, and the remaining variants are indicated in purple. (B) Distribution of the subtracted and remaining variants. (C) Pie chart of the filtered variants. Known inherited germline variants (SNP), variants detected in exons and splice sites (exon+splice), and variants detected in introns (intron) are shown. (D) Distribution of the filtered variants.

Fig 8. Effect of duration and staining on DNA quality and variant calling in 21 smear samples.

Fig 8

(A) The dsDNA/total DNA ratio was plotted chronologically starting from smear preparation. (B) The dsDNA/total DNA ratio was compared between MGG-stained and unstained smear samples. (C) Bar plot of the amount of filtered and remaining variants. Filtered variants are shown separately by the filtering methods used (FilterMutectCall: orange; VAF 2.5 or less: blue) in the upper panel. Variants after filtering are shown in the lower panel. The quantity of variants removed by FilterMutectCalls (D) and the quantity removed at VAF 2.5 or a lower level of detection (E) were compared between the MGG-stained and unstained smear samples.

Table 2. List of patients, sample status, and pathogenic genes detected in the DNA/RNA target sequencing data of the smear samples.

Patient Clinical diagnosis staining Elapsed years Mutation
Gene Nucleic acid Amino acid VAF (%)
#097 AML no 0.2 - - - -
#112 AML no 0.1 NRAS c.181C>A p.Gln61Lys 40.21
#220 t-AML no 0.1 NRAS c.182A>G p.Gln61Arg 46.84
#226 AML MGG 0.1 CEBPA c.912_913insTTG p.Lys304_Gln305insLeu 88.66
FLT3 c.1747_1794dup ITD16aa 14.89
#152 AML-MRC MGG 0.2 - - - -
#111 AML no 0.2 FLT3 c.1836_1837insdup* ITD17aa 12.53
#161 AML no 0.1 IDH1 c.395G>A p.Arg132His 44.53
#175 AML no 0.1 TP53 c.488A>G p.Tyr163Cys 39.92
#176 AML no 0.2 ASXL1 c.1605dupT p.Pro536SerfsTer8 21.31
FLT3 c.2039C>T p.Ala680Val 10.80
#232 AML no 0.3 SRSF2 c.284C>A p.Pro95His 51.47
NPM1 c.860_863dupTCTG p.Trp288CysfsTer12 46.70
#256 AML no 0.3 CEBPA c.917_934delGCAACGTGGAGACGCAGC p.Arg306_Gln311del 49.78
CEBPA c.350dupG p.Ala118ArgfsTer52 43.03
WT1 c.1223T>A p.Leu408Ter 83.64
GATA2 c.949A>G p.Asn317Asp 44.52
#191 AML no 0.3 NRAS c.34G>A p.Gly12Ser 37.97
TET2 c.4144delC p.His1382ThrfsTer66 46.88
TET2 c.1842dupG p.Leu615AlafsTer23 38.29
NPM1 c.863_864insCATG p.Trp288CysfsTer12 44.12
PTEN c.802-2A>T Splicing 5.51
#205 AML MGG 1 SRSF2 c.284_307del p.Pro95_Arg102del 45.87
IDH2 c.419G>A p.Arg140Gln 33.72
STAG2 c.1810C>T p.Arg604Ter 27.27
STAG2 c.2534-1G>A Splicing 6.69
#153 AML-MRC MGG 0.1 DDX41 c.1496dupC p.Ala500CysfsTer9 48.83
DDX41 c.1574G>A p.Arg525His 12.16
SRSF2 c.284C>G p.Pro95Arg 11.69
#188 aCML MGG 1 KRAS c.35G>T p.Gly12Val 37.97
#101 MDS MGG 0.3 U2AF1 c.101C>T p.Ser34Phe 31.77
#113 MDS MGG 11 ATM c.3078delG p.Trp1026CysfsTer3 6.09
#233 MDS MGG 0.1 TP53 c.659A>G p.Tyr220Cys 18.65
TP53 c.586C>T p.Arg196Ter 15.30
#119 MDS no 0.4 RUNX1 c.417C>A p.Asn139Lys 48.05
RUNX1 c.610C>T p.Arg204Ter 29.65
EZH2 c.458A>G p.Tyr153Cys 40.73
#189 MDS MGG 0.3 TP53 c.817C>T p.Arg273Cys 17.34
ASXL1 c.2350delG p.Asp784MetfsTer34 3.04
#106 MDS no 4 - - - -

AML, acute myeloid leukemia; t, therapy-related; AML-MRC, AML with myelodysplasia-related changes; aCML, atypical chronic myeloid leukemia; MDS, myelodysplastic syndromes; MGG, May-Grünwald Giemsa; NA, not available.

*: c.1836_183 7insCGGC1788_1836dup.

Mutations determining the disease subtype (NPM1 and CEBPA) and germline mutations (DDX41 and RUNX1) were particularly useful for a definitive diagnosis. Although target sequencing of the CEBPA gene is reportedly difficult [19], our assay was able to detect CEBPA mutations successfully in the smear samples. Moreover, prognostic factors, such as TP53, FLT3, and ASXL1, were also useful for determining indications for stem-cell transplantation. These findings demonstrated that archived smear samples can be used as templates for targeted DNA sequencing for molecular diagnosis.

Quality of RNA in smears and detection of fusion genes

RNA sequencing generally requires intact, high-quality RNA. However, targeted RNA sequencing can be performed if the desired fragments are amplified. In the present study, RNA was extracted from 15 smear samples and their fragmentation patterns were analyzed. Each RNA sample was sufficient for NGS analysis but displayed a very low fragment size (S2A Fig). The RIN value was also low independently of the duration from smear preparation to assessment, indicating that the RNA rapidly degraded with the start of smear preparation (Fig 9A). Nevertheless, reverse transcription was able to be performed even with the fragmented RNA, and libraries for targeted sequencing were fully synthesized (S2B Fig). Adequately-sized FASTQ files were generated through targeted RNA sequencing, and the obtained reads were able to be mapped to hg19. Among the detected fusions, highly expressed fusion genes identified using two detectors, JAFFA and STAR-Fusion, were considered as positive (Fig 9B). Fusion genes detected in five patients (#097 and #240 with RUNX1-RUNX1T1, #112 and #220 with CBFB-MYH11, and #238 with ETV6-CHIC2) were identical with their karyotypes, indicating that RNA from smears can be used to detect fusion genes via NGS (Table 3). Interestingly, unexpected fusion genes were detected through targeted RNA sequencing in two patients without translocation or inversion. The KMT2A-MLLT10 fusion gene was identified in Patient #152 without the t(10;11) karyotype and confirmed by PCR (S3 Fig). Moreover, the NUP214-ABL fusion gene, derived from t(9;9)(q34;q34) and difficult to detect by karyotypic analysis, was identified in Patient #231 and also confirmed by PCR (S4 Fig). These results underscored the utility of smear samples for diagnostic targeted RNA sequencing.

Fig 9. Quality of smear-derived RNA and expression of fusion genes detected by targeted RNA sequencing.

Fig 9

(A) RIN value of each sample and elapsed years. (B) Reads per million mapped reads (RPM) of each sample were plotted. Highly expressed fusion genes are shown.

Table 3. List of patients, karyotypes, and fusion genes detected in the RNA target sequencing data of the smear samples.

Patient Clinical diagnosis Karyotype Mapped reads Detected fusion gene RPM
#097 AML 46,XY,t(8;21)(q22;q22)[17]/46,XY[3] 33369 RUNX1-RUNX1T1 13828
#112 AML 46,XX,inv(16)(p13.1q22)[20] 35387 CBFB-MYH11 2560
#152 AML-MRC 46,XX[20] 48535 KMT2A-MLLT10 1551
#176 AML 46,XY[20] 44467 - -
#188 aCML 47,XY,+6[20] 20447 - -
#191 AML 46,XX[20] 84383 - -
#205 AML 46,XY[20] 27515 - -
#220 t-AML 46,XX,inv(16)(p13.1q22)[20] 48261 CBFB-MYH11 2546
#226 AML 46,XX,i(7)(p10),-9,-9,+mar1,+mar2[20] 31830 - -
#231 MPAL 46,XY,add(17)(p11.2)[12]/46,XY,del(17)(p?)[6]/46,XY[2] 167249 NUP214-ABL 2255
#232 AML 46,XY,del(11)(p?)[1]/46,XY[19] 50825 - -
#238 AML-MRC 46,XY,t(4;12)(q12;p13)[14]/46,XY[6] 30749 ETV6-CHIC2 1524
#240 AML 46,XY,t(8;21)(q22;q22.1)[3]/46,idem,-Y[14]/46,idem,del(9)(q?)[2]/46,XY[1] 56151 RUNX1-RUNX1T1 166556
#248 AML 46,XX,+8[2]/46,XX[18] 13875 - -
#256 AML 47,XY,+10[3]/46,XY[17] 35635 - -

AML, acute myeloid leukemia; t, therapy-related; AML-MRC, AML with myelodysplasia-related changes; aCML, atypical chronic myeloid leukemia; MPAL, mixed phenotype acute leukemia, t-AML, therapy-related acute myeloid leukemia.

Conclusions

The present results indicated that both DNA and RNA from smear samples can be used as templates for targeted NGS independently of the duration of preservation and staining. The variants detected in smear-derived samples were the same as those in BMC samples. Thus, pathogenic gene mutations and fusion genes can be detected from smear samples and can be especially useful for patients without karyotype abnormalities. Despite the generally inferior quality of their DNA and RNA, smear samples are useful for clinical molecular diagnosis as long as adequate noise-reduction methods are applied.

Supporting information

S1 Table. Target genes for targeted sequencing.

(DOC)

S1 Fig. Fragment analysis of synthesized libraries.

The fragment size (X axis) and fluorescent unit (Y axis) of synthesized libraries using smear-derived DNA (A) and bone marrow cell (BMC)-derived DNA (B) are shown. Yellow-highlighted regions indicate the predicted library size.

(TIF)

S2 Fig. Fragment analysis of RNA extracted from smear samples and the synthesized libraries.

The fragment size (X axis) and fluorescent units (Y axis) of RNA (A) and the synthesized libraries (B) are shown. Yellow-highlighted regions indicate the predicted library size.

(TIF)

S3 Fig. Detection of KMT2A-MLLT10 fusion.

(A) The fusion sequence detected by targeted RNA sequencing is shown. Arrows indicate the primers for amplifying the target region. (B) A fusion gene confirmed by RT-PCR is shown. The following parameters were used with the PrimeSTAR GXL DNA Polymerase (TAKARA): 98°C for 3 min, followed by 35 cycles at 98°C for 10 s, 70°C for 15 s, and 68°C for 30 s. The sample from Patient#176 was used as a negative control.

(TIF)

S4 Fig. Detection of NUP214-ABL1 fusion.

(A) The fusion sequence detected by targeted RNA sequencing is shown. Arrows indicate the primers used to amplify the target region. (B) A fusion gene confirmed by RT-PCR is shown. The following parameters were used with the PrimeSTAR GXL DNA Polymerase (TAKARA): 98°C for 3 min, followed by 35 cycles at 98°C for 10 s, 75°C for 15 s, and 68°C for 30 s. The sample from Patient#176 was used as a negative control.

(TIF)

S1 Raw images

(PDF)

Data Availability

Data cannot be shared publicly because of the privacy policy of Ethics Committee. Data are available from the ethics committee of Tokyo Metropolitan Komagome Hospital (contact via E-mail: rinri@cick.jp) for researchers who meet the criteria for access to confidential data.

Funding Statement

This research was supported in part by Clinical Research Fund (R010302001) of Tokyo Metropolitan Government (https://www.metro.tokyo.lg.jp/), and JSPS KAKENHI (Grant Number JP20K07840) of Japan Society for the Promotion of Science (https://www.jsps.go.jp/). All grants were awarded to Y.H. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Francesco Bertolini

18 May 2021

PONE-D-21-08886

Archival bone marrow smears are useful in targeted next-generation sequencing for diagnosing myeloid neoplasms

PLOS ONE

Dear Dr. Harada,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses all the points raised during the review process by both Reviewers. Also, please improve the quality of the figures.

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Reviewer #1: Partly

Reviewer #2: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: No

Reviewer #2: I Don't Know

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

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Reviewer #2: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Sadato et al reported very interesting result evaluating bone marrow slide as a potential source of DNA and RNA extraction for next-generation sequencing. This data is worthy of being shared with the community, but I am not sure it fits into the scope of PLOS ONE for publication. The novelty is relatively low-intermediate. The followings are my comment on the paper.

One of the critiques is consideration of time from marrow slide smear to the procurement for DNA/RNA extraction. As we are aware, DNA/RNA is degraded quickly over time. The authors presented elapsed time in Tables 1 & 2. But they have not analyzed the impact of elapsed time on the quality of DNA/RNA or the result of variant calling in DNAseq or fusion gene detection in RNAseq. This analysis is to be performed. I am not convinced that they have taken this part into consideration during their analysis of the data.

Also, the result comparing unstained smear slide vs. MGG stained slide is lacking. This information was presented in part, but I do not think it was analyzed systematically and compared between the two sources.

Also, given that slide storage is critical for the prevention of decay and degradation of genetic material, it would be critical to describe your method of slide storage in the paper.

The quality of Figures was very low.

Reviewer #2: Dr. Daichi Sadato and co-workers describe the use of bone marrow smears as a source of DNA and RNA for next generation sequencing analysis. Despite the inferior quality of the smear-derived material compared to nucleic acid obtained from paired fresh samples, the genetic analyses could be performed with success.

Interestingly, also extracted RNA provided useful information on known and unknown translocation. This is a nice piece of information, especially for retrospective studies or for patients with low material availability at diagnosis.

Major point:

-The HaplotypeCaller tool (for germline or large clone variant) found low percentage of smear and BMC-unique variants testifying a good correlation between variants found in fresh and smear derived material. Conversely, the Mutect2 tool (for somatic mutation) found much more variants (two-thirds of total) as smear-unique variants.

DNA single nucleotide variants (SNV) are per se neutral and stochastic events, therefore author should try to better explain the difference between the results of smear-unique mutations between the two bioinformatic tools.

**********

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Reviewer #2: No

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PLoS One. 2021 Jul 23;16(7):e0255257. doi: 10.1371/journal.pone.0255257.r002

Author response to Decision Letter 0


16 Jun 2021

Reviewer #1: Sadato et al reported very interesting result evaluating bone marrow slide as a potential source of DNA and RNA extraction for next-generation sequencing. This data is worthy of being shared with the community, but I am not sure it fits into the scope of PLOS ONE for publication. The novelty is relatively low-intermediate. The followings are my comment on the paper.

Thank you for your insightful comments, which have helped us significantly improve the paper. We added some new data and figure to address your questions below.

One of the critiques is consideration of time from marrow slide smear to the procurement for DNA/RNA extraction. As we are aware, DNA/RNA is degraded quickly over time. The authors presented elapsed time in Tables 1 & 2. But they have not analyzed the impact of elapsed time on the quality of DNA/RNA or the result of variant calling in DNAseq or fusion gene detection in RNAseq. This analysis is to be performed. I am not convinced that they have taken this part into consideration during their analysis of the data.

Also, the result comparing unstained smear slide vs. MGG stained slide is lacking. This information was presented in part, but I do not think it was analyzed systematically and compared between the two sources.

We appreciate your observations and agree. We assessed the quality of all the DNA and RNA samples used in this study and analyzed the effect of the duration of preservation and staining. We added the findings in a new figure and described them in revised manuscript as follows.

・About the DNA

As a result of measuring and comparing the dsDNA/Total DNA ratio, we found that the quality of the DNA was not significantly affected by the length of preservation or by staining. However, for variant calling, samples with longer preservation times tended to have increasing quantities of noise that were able to be excluded by filtering. These results suggested that DNA could be extracted from various smears and that variant analysis could be done as long as allowances are made for the increased noise. We newly created Fig. 8 to show these results and added a discussion of this to Results and Discussion section (page 13, line 218 to page 14, line 229), and Conclusion section (page 20, line 296).

・About the RNA

We performed a new assessment of RNA quality using the RNA integrity number (RIN) with TapeStation (Agilent Technologies). The results are shown in Fig. 9A (newly added). The RIN values were generally very low, suggesting that RNA rapidly degraded as soon as the preparation of the smears but that some level of RNA quality, however low, could be maintained during storage. And as a result, the targeted RNA sequencing was successful. We added a discussion about the methods we used to the Materials and Methods section (page 5, line 78-80) and included the results in the Results and Discussion section (page 17, line 267-269) of the revised manuscript.

Also, given that slide storage is critical for the prevention of decay and degradation of genetic material, it would be critical to describe your method of slide storage in the paper.

As pointed out, the conditions of slide storage are important information. The smear slides used in this study were stored in a clinical laboratory (at room temperature in a dark place) with no other special care. We added this information to Materials and Methods (page 5, line 72), Results and Discussion (page 13, line 207-208).

The quality of Figures was very low.

We apologize for the quality of the figures. We replaced them all with high resolution images.

Reviewer #2: Dr. Daichi Sadato and co-workers describe the use of bone marrow smears as a source of DNA and RNA for next generation sequencing analysis. Despite the inferior quality of the smear-derived material compared to nucleic acid obtained from paired fresh samples, the genetic analyses could be performed with success.

Interestingly, also extracted RNA provided useful information on known and unknown translocation. This is a nice piece of information, especially for retrospective studies or for patients with low material availability at diagnosis.

Thank you for your careful reading and helpful comments on our study. We analyzed and re-checked the data to confirm our results.

Major point:

-The HaplotypeCaller tool (for germline or large clone variant) found low percentage of smear and BMC-unique variants testifying a good correlation between variants found in fresh and smear derived material. Conversely, the Mutect2 tool (for somatic mutation) found much more variants (two-thirds of total) as smear-unique variants. N

DNA single nucleotide variants (SNV) are per se neutral and stochastic events, therefore author should try to better explain the difference between the results of smear-unique mutations between the two bioinformatic tools.

We appreciate the reviewer's observation on this point. The difference in the quantity of smear-unique mutations is due to different levels of sensitivity of the assessment tools to low VAF variants. In principle, Mutect2 can detect more low-VAF variants and thus more smear-sample-derived noise than HaplotypeCaller. We added this observation to Results and Discussion (page 13, line 208-213).

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 1

Francesco Bertolini

13 Jul 2021

Archival bone marrow smears are useful in targeted next-generation sequencing for diagnosing myeloid neoplasms

PONE-D-21-08886R1

Dear Dr. Harada,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Kind regards,

Francesco Bertolini, MD, PhD

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Partly

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: I Don't Know

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: All the queries are answered soundly. Thus this work is acceptable for publication. It is not a major production, but requires to be shared in the community.

Reviewer #2: Your reply only parially explained tthe difference in findings of the two sistems. Low levels, expecially of poi t mitation, also can only be sequence errors.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

Acceptance letter

Francesco Bertolini

15 Jul 2021

PONE-D-21-08886R1

Archival bone marrow smears are useful in targeted next-generation sequencing for diagnosing myeloid neoplasms

Dear Dr. Harada:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Francesco Bertolini

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Table. Target genes for targeted sequencing.

    (DOC)

    S1 Fig. Fragment analysis of synthesized libraries.

    The fragment size (X axis) and fluorescent unit (Y axis) of synthesized libraries using smear-derived DNA (A) and bone marrow cell (BMC)-derived DNA (B) are shown. Yellow-highlighted regions indicate the predicted library size.

    (TIF)

    S2 Fig. Fragment analysis of RNA extracted from smear samples and the synthesized libraries.

    The fragment size (X axis) and fluorescent units (Y axis) of RNA (A) and the synthesized libraries (B) are shown. Yellow-highlighted regions indicate the predicted library size.

    (TIF)

    S3 Fig. Detection of KMT2A-MLLT10 fusion.

    (A) The fusion sequence detected by targeted RNA sequencing is shown. Arrows indicate the primers for amplifying the target region. (B) A fusion gene confirmed by RT-PCR is shown. The following parameters were used with the PrimeSTAR GXL DNA Polymerase (TAKARA): 98°C for 3 min, followed by 35 cycles at 98°C for 10 s, 70°C for 15 s, and 68°C for 30 s. The sample from Patient#176 was used as a negative control.

    (TIF)

    S4 Fig. Detection of NUP214-ABL1 fusion.

    (A) The fusion sequence detected by targeted RNA sequencing is shown. Arrows indicate the primers used to amplify the target region. (B) A fusion gene confirmed by RT-PCR is shown. The following parameters were used with the PrimeSTAR GXL DNA Polymerase (TAKARA): 98°C for 3 min, followed by 35 cycles at 98°C for 10 s, 75°C for 15 s, and 68°C for 30 s. The sample from Patient#176 was used as a negative control.

    (TIF)

    S1 Raw images

    (PDF)

    Attachment

    Submitted filename: Response to Reviewers.docx

    Data Availability Statement

    Data cannot be shared publicly because of the privacy policy of Ethics Committee. Data are available from the ethics committee of Tokyo Metropolitan Komagome Hospital (contact via E-mail: rinri@cick.jp) for researchers who meet the criteria for access to confidential data.


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