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. 2021 Jul 27;16(7):e0253778. doi: 10.1371/journal.pone.0253778

High sedation needs of critically ill COVID-19 ARDS patients—A monocentric observational study

Armin Niklas Flinspach 1,*, Hendrik Booke 1, Kai Zacharowski 1, Ümniye Balaban 2, Eva Herrmann 2, Elisabeth Hannah Adam 1
Editor: Chiara Lazzeri3
PMCID: PMC8315516  PMID: 34314422

Abstract

Background

Therapy of severely affected coronavirus patient, requiring intubation and sedation is still challenging. Recently, difficulties in sedating these patients have been discussed. This study aims to describe sedation practices in patients with 2019 coronavirus disease (COVID-19)-induced acute respiratory distress syndrome (ARDS).

Methods

We performed a retrospective monocentric analysis of sedation regimens in critically ill intubated patients with respiratory failure who required sedation in our mixed 32-bed university intensive care unit. All mechanically ventilated adults with COVID-19-induced ARDS requiring continuously infused sedative therapy admitted between April 4, 2020, and June 30, 2020 were included. We recorded demographic data, sedative dosages, prone positioning, sedation levels and duration. Descriptive data analysis was performed; for additional analysis, a logistic regression with mixed effect was used.

Results

In total, 56 patients (mean age 67 (±14) years) were included. The mean observed sedation period was 224 (±139) hours. To achieve the prescribed sedation level, we observed the need for two or three sedatives in 48.7% and 12.8% of the cases, respectively. In cases with a triple sedation regimen, the combination of clonidine, esketamine and midazolam was observed in most cases (75.7%). Analgesia was achieved using sufentanil in 98.6% of the cases. The analysis showed that the majority of COVID-19 patients required an unusually high sedation dose compared to those available in the literature.

Conclusion

The global pandemic continues to affect patients severely requiring ventilation and sedation, but optimal sedation strategies are still lacking. The findings of our observation suggest unusual high dosages of sedatives in mechanically ventilated patients with COVID-19. Prescribed sedation levels appear to be achievable only with several combinations of sedatives in most critically ill patients suffering from COVID-19-induced ARDS and a potential association to the often required sophisticated critical care including prone positioning and ECMO treatment seems conceivable.

Introduction

Approximately 5% of COVID-19 infections are associated with COVID-19-induced acute respiratory distress syndrome (C-ARDS). The pandemic poses a major challenge to health care systems because of the need for intensive care therapy and mechanical ventilation including sedation. The sedation required for elaborate critical care treatment in patients with C-ARDS, including prone positioning and veno-venous extracorporeal membrane oxygenation (vvECMO) therapy, has already been discussed as a sophisticated task [1]. Thus far, limited data for sedation in patients suffering from C-ARDS are available. Recently, Wongtangman et al. published a first retrospective comparison between ARDS patients with and without causative COVID-19 pneumonia. They demonstrated a significantly increased need for sedation and analgesics on the basis of a sedative burden index [2]. In addition, Kapp et al. were able to demonstrate a significant association between sedation depth and mortality [3].

It is unclear whether the numerous recommendations on sedation concepts published for patients with acute respiratory distress syndrome (ARDS) are appropriate for patients with C-ARDS [47]. Avoidance of deep sedation during intensive care is clearly recommended for patients with Non COVID-19 ARDS whenever possible. An exception to these recommendations is the occasional need for deep sedation when performing advanced therapies in severe ARDS, such as improved patient-ventilator synchrony, prone positioning and vvECMO [8, 9]. However, daily interruptions of continuous sedation are highly recommended, which in turn shortens the duration of mechanical ventilation and subsequently the length of stay in the ICU, leading to fewer complications [9, 10]. In the absence of a coronavirus-specific therapy, the recommendations are focused on protective lung ventilation and positioning therapy. However, this often appears to be unattainable by a single combination of a hypnotic and an opioid, so a sedative strategy with multiple drugs is required. To quantify this issue, we assessed the analgesia and sedation of all critically ill COVID-19 patients admitted to our institute.

Material and methods

This is a retrospective observational study at the University Hospital Frankfurt, which has been approved by the institutional ethics board of the University of Frankfurt (#20–643). The need for informed consent from individual patients was waived due to the context of the study being a sole retrospective review. This manuscript adheres to the applicable CONSORT guidelines.

All patients were treated according to the recommended ABCDE therapy bundle [11]. The individual pharmaceutical therapy was determined by the attending physician.

Patient population

We included all patients admitted to the intensive care unit between April 4, 2020, and June 30, 2020 who were already diagnosed with severe acute respiratory syndrome coronavirus type 2 (SARS-CoV-2) infection or tested positive during treatment [12]. The patients’ medical records were assessed between June 2020 and July 2020 and completed through database access by our research group by August 2020.

Medication was primarily administered in analogy to the in-house standard of our 32-bed ICU for critically ill non-COVID-ARDS patients. Accordingly, continuous intravenous (iv.) application of a strong opioid (e.g., sufentanil) in combination with continuous iv. application of a sedative has been applied. Primary sedatives were propofol or clonidine and in case of sedation difficulties a combination with midazolam was used. In the case of primary use of propofol, conversion to clonidine was initiated in the case of a prolonged therapy to avoid propofol infusion syndrome.

The application of adjunct agents such as barbiturates or antipsychotics is not practiced in our department. In analogy to the existing standards of our ARDS center and the ABCDE guidelines, if necessary and sufficient analgesia is given, an escalation with further sedatives is performed at the decision of the attending physician [11]. Neuromuscular blocking agents were not used as standard but in case of uncontrollable ventilator asynchrony. All patients received mechanical ventilation using an Elisa 800 (Löwenstein Medical, Bad Ems, Germany) or Hamilton G5 (Hamilton Medical, Bonaduz, Switzerland) ICU ventilator, as well as intensive care therapy, according to the current recommendations for the treatment of C-ARDS [8, 13, 14]. Exclusion criteria were the absence of invasive ventilation and consecutive sedation or a duration of ventilation less than 24 hours. The use of volatile sedation also led to study exclusion.

The observation period began with intubation and corresponding sedation or with the admission of patients that were already intubated. The observation period ended with death, tracheostomy, or cessation of pharmaceutical sedation after a successful spontaneous breathing trial and subsequent extubation. In order to exclude short-term deepening of sedation, e.g. bolus application for interventional procedures, we only considered continuously sedation regimes of more than four hours of continuous application for analysis. In accordance with our standards to determine adequate sedation a bedsige examination was carried out by the attending physician, in addition to an evaluation of the reliable Richmond Agitation and Sedation Scale (RASS), which assessed ventilator synchrony, signs of stress and the occurrence of vegetative agitation [15]. Adequate ventilator synchrony was defined as the clinically predominant absence of asynchronous phases, which was based on the observation of respiratory volume pressure curves by the attending staff [16]. Following published recommendations, a target RASS of 0 to -1 was aimed for in the therapy standard [4]. In prone position and for ECMO therapy a RASS of -3 to -4 was targeted for sufficient psycho-vegetative protection [10, 17].

Data collection

Clinical data were continuously recorded using a patient data management system (PDMS; Metavision 5.4, iMDsoft, Tel Aviv, Israel). We recorded demographic data, sedative and analgetic dosages, clinical satisfaction of sedation levels, RASS, positioning therapy, vvECMO therapy and outcomes (death or discharge).

Statistical analysis

No statistical power calculation was conducted prior to this retrospective study. The present study is a retrospective analysis. Data with continuous scale are represented as mean (± standard deviation), data with categorical scale are presented as frequencies and percentages. Additionally, spontaneous breathing time and RASS values were analyzed using logistic regression mixed effect models using a correlation matrix with autoregressive and moving average process for longitudinal binary data.

All statistical tests were two-tailed and results with p ≤0.05 were considered statistically significant. All calculations/analyses were performed with SPSS (IBM Corp., Version 26, Chicago, IL, USA) or R for Statistical Computing (The R Foundation, Version 4.0, Vienna, Austria). The packages ‘MASS’ and ‘nlme’ were used [18, 19].

Results

During the study period we assessed 85 patients and were able to acquire a data set for the evaluation for 56 of them (Fig 1). The demographic and clinical characteristics of patients at the time of admission are presented in Table 1.

Fig 1. Flow chart of patients included into the study (according to the CONSORT criteria).

Fig 1

ARDS = acute respiratory distress syndrome, P/F index = Horovitz Oxygenation index = paO2/FiO2, vv-ECMO = veno-venous-extra corporeal membrane oxygenation.

Table 1. Clinical characteristics of C-ARDS patients.

patients included n = 56
Characteristics
Age, y 67 (14.0)
Sex, m 43 [76.8%]
bodyweight, kg 95.93 (21.53)
BMI 31.66 (6.71)
SAPS II 43.88 (10.84)
Oxygenation index at admission 145.21 (66.16)
Hospital stay before ITN, d 3.33 (5.08)
Median observation period, h 224 (139.5)
Prone positioning n = 54 [96,4%]
Median treatment time, h 95.0 (32.3)
vvECMO treatment n = 6 [10.7%]
Median treatment time, h 252 (191.3)
cRRT treatment due to AKI n = 27 [48.2%]
Median treatment time, h 152 (125)
Mortality n = 26 [46.4%]

Table 1: Data are presented as mean (SD) or as patient number [percentage] where applicable.

Abbreviations: AKI = acute kidney injury, BMI = Body mass index, cRRT = continuous renal replacement therapy, d = days, h = hours, ITN = intubation kg = kilogram, Oxygenation index = paO2/FiO2, SAPS II = Simplified Acute Physiology Score II, SD = Standard deviation, vvECMO = veno-venous extracorporeal membrane oxygenation, y = years

The continuous analgesia was performed with sufentanil (0.13 (±0.09) μg·kg-1·h-1) throughout 98.6% of the observation period (in 1.4% with remifentanil (0.15 (±0.06)) μg·kg-1·min-1). Using a single sedative agent in combination with a strong opioid achieved prescribed sedation level in 38.1% of the cases. Of all patients, five were satisfactorily sedated with a single hypnotic during the entire treatment period. We found that 48.8% of patients required a double sedation regimen to achieve satisfactory sedation. The majority (59.3%) of these patients received a combination of clonidine and midazolam. Triple sedation combined with an opioid was used to achieve satisfactory sedation in 12.8% (1742 h) of patients being treated for C-ARDS. In 75.7% of these patients, triple sedation was administered with a combination of midazolam, clonidine and esketamine. In one patient, a temporary (48 h) four-fold sedation was required. The hypnotics used for single or multiple sedation are presented in Figs 2 and 3. The use of the short-acting substances dexmedetomidine and lormetazepam were recorded in 7.4% and 15.3% total treatment time, respectively. The documented overall dosages for the central α2 inhibitors clonidine were 1.54 (±0.79) μg·kg-1·h-1 and dexmedetomidine 0.54(±0.58) μg·kg-1·h-1, respectively. For the gamma-aminobutyric acid (GABA) receptor active benzodiazepines we recorded, midazolam 0.86(±0.76) mg·kg-1·h-1 and lormetazepam 0.013(±0.023) μg·kg-1·min-1, each as a mean dosage, and for propofol 1.66(±1.40) mg·kg-1·h-1 was administered. For esketamine as N-methyl-D-aspartate (NMDA) receptor inhibitor a mean dose of 0.86(±0.76) mg·kg-1·h-1 was found. A complete list of dosages and combined use can be found in S1 Table.

Fig 2. Single and multiple sedation in COVID-19 patients.

Fig 2

The pie chart represents the types and frequency of single or multiple sedation in percentage. The associated bar charts represent the subdivision of the applied sedatives and their combinations in percentage. *other combinations: sum of conceivable otherwise twofold or threefold combined sedative applications.

Fig 3. Pharmaceutical dosages administered.

Fig 3

Administered pharmaceutical dosages in the time interval of the applied single, double or triple substance use. Data presented as box-whisker plots. # = Applied dosage of sufentanil as an opioid for analgesic therapy under prescribed sedation level. * = literature based median dosage. single = use of the corresponding substance as monosedativ, dual = application in combination with another sedative, triple = use in combination with two further sedatives, μg = microgram, mg = milligram, kg = kilogram, h = hour, min = minute.

Sedation depth was assessed using the RASS. The graduated depth of sedation over the treatment period is shown in Fig 4.

Fig 4. Cumulative frequency of observed sedation depth.

Fig 4

Graphical plot of the cumulative frequency of observed sedation depth and death in patients with moderate or severe COVID-19-related acute respiratory distress syndrome (ARDS) requiring mechanical ventilation. Sedation depth measured by Richmond Agitation Sedation Score (RASS) is graphically represented by coma (dark blue, RASS ≤ -3), arousable (blue, RASS = -2), or alert (light blue, RASS ≥ -1). Furthermore, leaving the observation period by death (in gray) or tracheostomy or extubation (white) is graphically represented.

All patients worsened their oxygenation index below <200 during treatment, representing moderate or severe ARDS, leading to prone positioning assuming positive effects.

A logistic regression analysis with mixed effect of the measured sedation revealed a significant association of low RASS (RASS ≤ -3, p < 0.05) with prone vs. supine positioning therapy. Furthermore, we were able to show that patients undergoing vv-ECMO therapy needed deep sedation (RASS ≤ -4) more often (p < 0.05) than patients without. Logistic regression revealed a significant decrease in spontaneous ventilation during prone positioning compared to supine position (832 vs. 1384 h; p = 0.05).

In total, we observed 26 deaths, of which 20 patients dropped out of the study due to death. We could not find any correlation between the observed sedation depth or required sedation amount and patient survival (data not shown).

In our study cohort, 35 patients received a single dose (5 cisatracurium and 30 rocuronium) of neuromuscular blocking agents (NMBAs). In 15 of the cases NMBA were applied for endotracheal intubation in the remaining to treat uncontrollable coughing and to improve adequate ventilator synchrony. In addition, three patients required continuous administration of cisatracurium for a total of 592 hours (mean: 120 [109]). Among these, two received vv-ECMO treatment. In nine patients dilatatory tracheostomy was performed. Tracheostomy was conducted after a mean of 20 ±6.46 days of ventilatory support. For two patients, a prone positioning was not possible due to super obesity (body mass index ≥50).

We did not observe any protracted delirium in the patients we observed during the study period. Also, no disproportionate rate of nosocomial infections or cardiovascular complications leading to prolonged sedation were observed.

Discussion

In our retrospective observational study, we found evidence of unusually high sedative medication requirements as well as of multiple use as combination therapies, leading to a challenging sedation in patients with moderate to severe C-ARDS. Our results are consistent with the repeatedly raised suspicion of aggravated sedation with previously published results from other study groups [2, 3]. In our study, we found a high mortality (46.6%) comparable to international data among mechanically ventilated severely affected C-ARDS patients [20].

For mono-sedation, patients were mainly treated with the benzodiazepine midazolam or the central α2-agonist clonidine. When combination therapy was required, these two substances were usually used, and in most cases of triple sedation, esketamine was added. To date, it has been shown worldwide that patients with C-ARDS often need ventilation for a longer period of time [1, 21, 22]. Although, in our study, the attending physician was free to decide which sedative substance to administer, long-acting rather than short-acting sedatives were chosen, presumably due to the expected prolonged ventilation time.

Clonidine at a mean dosage of 1.5 μg·kg-1·h-1 has been shown to work as sufficient mono-sedation in various studies [2326]. With regard to the use of central α2-agonists, such as clonidine and dexmedetomidine, it should be emphasized that these intrinsically potent sedatives are beneficial in combination therapies due to their well-known co-analgesic and co-sedating properties [27, 28]. Thus, the frequent use of central α2-agonists in high dose for mono (28,8), double (59.3%) and triple (75.7%) sedation during this observation is well-founded, but also illustrates the complexity of achieving prescribed sedation level in these patients.

The required dosages of esketamine (mean 0.86 (±0.75) mg·kg-1·h-1) observed in our study were unusually high compared to the dosages referred to in the literature (mean approximately 0.4 mg·kg-1·h-1) [29, 30]. This observation is especially meaningful when taking into account that esketamine was only administered in combination with a sedative that had already been used at its optimum dose. Such frequent use of esketamine as a substance rarely used in modern intensive care was similarly found in another study [2]. For effective sedation with midazolam, a mean dosage of 0.15 (±0.1) mg·kg-1·h-1 was found necessary in several studies [3134]. In our patient cohort, midazolam was used at a similar mean dosage 0.14 (±0.10) mg·kg-1·h-1 to obtain prescribed sedation. Due to the risk of a propofol infusion syndrome during long-term ventilation, propofol was only administered for a maximum of a few days in our patients. Nevertheless, we observed an increased propofol mean dosage of 2.50 (±0.96) mg·kg-1·min-1, in comparison to the mean dosages reported in the literature of 2.15 mg·kg-1·min-1 [33, 35, 36].

Few data exist to date to compare in-hospital sedation management strategies in the setting of COVID-19 patient care. However, our in-hospital standards appear to be consistent with previously published regimens for severe COVID-19 patients in terms of the classes of agents used. Previously published reports also describe the predominant use of propofol, benzodiazepines, central α2-agonists and potent opioids, as well as the use of esketamine to achieve the prescribed depth of sedation [2, 3].

In this study sufentanil was evaluated as a primary analgesic rather than a sedative agent. However, it should be noted that sufentanil has significant sedative properties, which highlights the complexity of sedation and stresses the high sedation requirement given the 98.6% use during the study period. Due to the predominantly long positioning periods, analgesia monitoring could not be performed continuously using a validated score. Sufentanil was administered primarily to facilitate endotracheal tube tolerance and for positioning maneuvers. We were unable to detect a significant increase in the required sedatives for prone positioning.

The observations frequently expressed so far, confirm that patients with C-ARDS pose major challenges in regard to the feasibility of sedation, especially to enable prone positioning or vv-ECMO treatment [1, 3]. Younger age has been speculated to be a key factor and reasoning as to the higher sedation doses required, which may impede the achievement of prescribed sedation level. Our observations do not support this hypothesis, as the average age of our patients was 67 years and we still encountered difficulties in regard to our sedation regimen [1]. Besides sedatives and opioids, neuromuscular blockade is recommended for ARDS therapy in the first 48 hours after intubation [3739]. The notably rare application of NMBAs might be explained by the fact that 22 patients were secondarily transferred to our COVID-19 center, meaning the initial treatment phase took place beforehand. The majority of NMBA applications were conducted to resolve therapy-resistant ventilator asynchronies in spontaneous breathing mode.

In contrast to the unusually high sedation doses needed, we still observed a high rate of ventilator-assisted spontaneous breathing, aiming to improve oxygenation and reduce diaphragmatic muscle loss in line with the literature [40, 41]. However, spontaneous breathing in patients with ARDS should be on a case-by-case decision. In the future, considering the challenging sedation requirements of patients with COVID-19, the use of volatile anesthetics should be considered in appropriate cases, in addition to the early use of combined sedatives [42].

Some limitations must be taken into account when interpreting our results. A potential limitation to the internal validity arises from a sampling bias in the study population: In our study we included a substantial number of patients referred to our hospital by primary care providers. This may have led to an assessment of patients who were more severely affected by COVID-19 compared to the general COVID-19 population. We also included ECMO patients, although the use of sedatives in ECMO has been described to be higher during the beginning of a ECMO run [43]. We could not determine to what extent this affects an increased dosage in prolonged ECMO applications under C-ARDS. Furthermore, we investigated a wide range of different sedatives in multiple combinations, which limits the generalizability of the observations. Moreover, we did not investigate whether a history of drugs or alcohol was present, which might have influenced the administration of any sedatives. The interpretation of our data is based on published reference values and must therefore be considered with the limitation of a missing non-C-ARDS control group. However, our findings are consistent with the frequently expressed observation of a massively increased need for sedation in critically ill COVID-19 patients. The authors feel confident, that the observations obtained within this study are applicable to patients suffering from COVID-19 requiring critical care therapy.

However, it remains unclear what causes the impaired sedation. Nevertheless, early hyposmia was described as a characteristic symptom of COVID-19 [44]. In the meantime, it could be demonstrated that the novel corona virus by far does not only causes an infection of the lungs, but can also affect the central nervous system in addition many other organs. Especially in severely affected COVID-19 patients with viremia, an alteration of the CNS is conceivable [45]. Thus, the aggravated sedation could occur as a consequence of an infection of the central nervous system.

Future studies should address the underlying reasons for the observed high sedative medications required in patients with C-ARDS.

Conclusion

The global pandemic continues to affect patients severely, leading to the necessity of ventilation and sedation, but optimal sedation strategies are still lacking. The findings of our observation suggest unusual high dosages of sedatives in mechanically ventilated patients with COVID-19. Prescribed sedation levels appear to be achievable only with multiple combinations of sedatives in most critically ill patients suffering from C-ARDS and a potential association to the often required sophisticated critical care including prone positioning and ECMO treatment seems conceivable.

Supporting information

S1 Table. Applied sedatives and analgetic dosages.

(DOCX)

Data Availability

Data cannot be shared publicly. The datasets generated and/or analyzed during the current study are not publicly available due to national data protection laws but are available upon reasonable request from the corresponding author, or via the data protection officer of the University Hospital Frankfurt (Datenschutz@kgu.de).

Funding Statement

The author(s) received no specific funding for this work.

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Decision Letter 0

Chiara Lazzeri

12 May 2021

PONE-D-21-08369

High sedation needs of critically ill COVID-19 ARDS patients- a monocentric observational study.

PLOS ONE

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Reviewer #1: Partly

Reviewer #2: Yes

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Reviewer #1: Yes

Reviewer #2: Yes

**********

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Reviewer #1: Yes

Reviewer #2: Yes

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Reviewer #2: Yes

**********

5. Review Comments to the Author

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Reviewer #1: The goal of the authors was to describe sedation practices in patients with COVID ARDS in their medical center. They propose that their patients received unusually high doses of sedatives. Given that this is a descriptive study, I propose that some descriptions need to be extended/more granular, for a practicing clinician to derive value from this study.

Concerns

1. The authors did not compare the COVID-19+ ARDS cohort to cohort with nonCOVID- ARDS to support their claim that COVID+ patients require higher doses of sedatives. Such comparisons are feasible and were already published by other authors (e.g., Wongtangman K, Santer P, Wachtendorf LJ, Azimaraghi O, Baedorf Kassis E, Teja B, Murugappan KR, Siddiqui S, Eikermann M; SICU Optimal Mobilization Team (SOMT) Group. Association of Sedation, Coma, and In-Hospital Mortality in Mechanically Ventilated Patients With Coronavirus Disease 2019-Related Acute Respiratory Distress Syndrome: A Retrospective Cohort Study. Crit Care Med. 2021 Apr 5. doi: 10.1097/CCM.0000000000005053. Epub ahead of print. PMID: 33861551.) The authors need to reference this published study in the Introduction and discuss how their observations are unique from this published study.

2. Authors state they they recorded “sedation levels” but these are not presented in the figures or tables. A Figure which would display daily sedation levels with daily doses of sedatives throughout the duration of mechanical ventilation would strengthen the paper. I assume that sedation levels decrease (i.e. RASS moves towards positive values) as survivors approach extubation/tracheostomy but RASS may/may not decrease in nonsurvivors. How do daily drug doses differ in survivors/nonsurvivors as they progress through the ICU stay? Given extremely high mortality in this cohort (48%) such comparison could be feasible. An interesting finding would be relatively low exposure to sedatives, but deep coma, in nonsurvivors – suggesting other factors (e.g. metabolic, inflammatory) in driving the coma.

3. Authors state that their ARDS patients are primarily transferred patients that were initially managed in other institutions. Were the drug exposures in outside institutions analyzed? At what day of mechanical ventilation were these patients transferred? As patients are “stabilized” in the receiving institution, changes to sedatives are oftentimes made. Additionally, oversedation in outside institution will lead to tolerance and the receiving institution “inherits” opioid-tolerant and hypnotic-tolerant patients. I suppose the authors were able to make many positive adjustments to sedation towards weaning sedation in the first 48 hours after they received the patients. These data would be novel and worth to report.

4. Authors report that 96% patients were ventilated in prone position. Authors also state that they targeted deeper levels of sedation (RASS-4) in prone position. This means that even some patients with mild and probably all with moderate ARDS were proned in this center. This may seem aggressive proning approach to some other centers. Did patients with mild and moderate ARDS progress to severe, and that’s why they were proned? This needs to be discussed. Otherwise, the whole study could be viewed as a cohort of aggressive proning and associated/justifiable deep sedation. There needs to be more granularity in reporting the sedation doses – prone vs. supine position, daily doses, survivors vs nonsurvivors, etc.

5. Authors use variable terminology “ feasible sedation level”, “adequate sedation level” , “appropriate sedation”, “sufficient analgesia” . The meaning of these is unclear. I propose to use “prescribed sedation level” and “ actual sedation level” . For instance, physician prescribes the level of RASS 0, but on exam, finds that patients has level of RASS-4. Analgesia did not seem to be evaluated in this study (e.g. with CPOT scale), therefore it is unclear why authors comment on sufficient analgesia. In general, COVID-19 is not a pain-producing condition unless it is associated with thromboses (MI, mesenteric ischemia, limb ischemia,…).

6. Who were the patients that required highest levels of ketamine and sufentanil or the combination of 3 sedatives in this cohort? Were all these ECMO patients? Did all these patients die? If patients with highest sedation doses actually survived, this could teach us that very high sedation requirements may not necessarily be followed by bad outcomes. This would be informative.

7. Authors state that they try to avoid propofol. “Due to the risk of a propofol infusion syndrome during longterm ventilation, propofol was only administered for a maximum of a few days in our patients”. Then they state in Methods “propofol or clonidine and in case of sedation difficulties a combination with midazolam is used”. This manuscript needs to be more consistent, if reader is supposed to understand the sedation practices in author institution.

Reviewer #2: Dr. Frankfurt, et al have submitted a retrospective chart review of COVID-associated ARDS patients and the sedation management strategies used for these patients. The manuscript highlights how these patients may require higher than average doses of IV sedatives compared to other ICU patients. The structure of the manuscript is appropriate. The logic is clear and relatively well-characterized. The figures and data analyses are appropriately displayed.

COMMENTS:

1. Please review your manuscript more thoroughly for grammar, punctuation, and syntax errors. There were numerous examples of this throughout the text, especially in the figure descriptions.

2. In the discussion, the analysis of your results is stated well; however I believe some further discussion about how your results compare to others is warranted. Additionally, any hypothesis or speculation regarding why higher average doses are required should be elaborated upon further. Is it due to the nature of ARDS or are other pathophysiologic factors to be considered as well?

3. The most common combination of your hospital's IV sedative regimen should be compared to others published in the literature if possible. Otherwise, the generalizability of your results is in question as higher doses may have been required due to non-ideal practices. For instance, other hospitals use dexmedetomidine much more readily than clonidine infusions due to its purported benefits with alpha-2 receptor selectivity and delirium prevention.

4. An analysis of other factors that may have caused higher than average mean doses should be considered as well. Did patients have protracted delirium? Did other complications occur that led to more days of sedation?

Thank you for your submission and your hard work!

**********

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Reviewer #2: No

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PLoS One. 2021 Jul 27;16(7):e0253778. doi: 10.1371/journal.pone.0253778.r002

Author response to Decision Letter 0


8 Jun 2021

Dear Editor,

The authors sincerely thank the editorial board of PLOSOne for their time and expert guidance in reviewing our manuscript. We have carefully considered their concerns about necessary changes and have modified the manuscript accordingly.

In addition, I would like to point out that I made a mistake during the registration in the manuscript editor. There was a slip in the line, so that my last name was replaced by the location of the department. In the meantime, this issue was corrected in the PLOSOne manuscript editor registration by myself.

Enclosed we would like to submit to you the detailed/point by point responses to the PLOS ONE editors' comments.

Sincerely,

Armin Flinspach, MD, DESA

Editorial Comments:

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming.

The manuscript was modified according to the PLOSOne formatting and styling requirement.

2. Thank you for providing the date(s) when patient medical information was initially recorded. Please also include the date(s) on which your research team accessed the databases/records to obtain the retrospective data used in your study.

The manuscript was updated to include the additional information that the patients' medical records were evaluated between June 2020 and July 2020 and completed through database access by our research group by August 2020.

3. We note that you have indicated that data from this study are available upon request. PLOS only allows data to be available upon request if there are legal or ethical restrictions on sharing data publicly.

In your revised cover letter, please address the following prompts:

a) If there are ethical or legal restrictions on sharing a de-identified data set, please explain them in detail (e.g., data contain potentially identifying or sensitive patient information) and who has imposed them (e.g., an ethics committee). Please also provide contact information for a data access committee, ethics committee, or other institutional body to which data requests may be sent.

The de-identified data used contains potentially identifying patient information, so that the ethical committee of the University Hospital Frankfurt has prohibited the disclosure of the data.

As a contact address for requests to receive the data, the data protection officer of the University Hospital Frankfurt can be contacted: Datenschutz@kgu.de.

4. Thank you for stating the following in the Competing Interests section:

'EHA received a research grant of the German Research Foundation (AD 592/1-1)

KZ received financial support from a multitude of companies, a detailed list is attached to the manuscript.

The further authors declare that there are no conflicts of interest. '

The manuscript has been expanded to include the relevant paragraph that the reported "competing interests" does not change compliance with PLOS ONE guidelines for release of data and materials.

Competing Interests:

EHA received a research grant of the German Research Foundation (AD 592/1-1). This does not alter our adherence to PLOS ONE policies on sharing data and materials.

KZ received financial support from a multitude of companies, a detailed list is attached to the manuscript. This does not alter our adherence to PLOS ONE policies on sharing data and materials.

In order to provide an adequate statement, the cover letter was extended by the sentence:

The authors confirm that the disclosed conflicts of interest of EHA and KZ does not alter our adherence to PLOS ONE policies on sharing data and materials.

5. Please include captions for your Supporting Information files at the end of your manuscript, and update any in-text citations to match accordingly. Please see our Supporting Information guidelines for more information: http://journals.plos.org/plosone/s/supporting-information

The Supporting material was adapted according to the Guidelines and a caption was added at the end of the manuscript.

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

The authors sincerely thank the reviewers and the editorial office of PLOSOne for their time, courtesy and expert review of our manuscript. We carefully considered their concerns and have altered the manuscript accordingly. We truly believe that attending to these expert critiques/comments has significantly improved the quality of our manuscript. Below please find detailed/point-by-point responses to the reviewers’ questions below:

Reviewer #1: The goal of the authors was to describe sedation practices in patients with COVID ARDS in their medical center. They propose that their patients received unusually high doses of sedatives. Given that this is a descriptive study, I propose that some descriptions need to be extended/more granular, for a practicing clinician to derive value from this study.

Concerns

1. The authors did not compare the COVID-19+ ARDS cohort to cohort with nonCOVID- ARDS to support their claim that COVID+ patients require higher doses of sedatives. Such comparisons are feasible and were already published by other authors (e.g., Wongtangman Epub ahead of print. PMID: 33861551.) The authors need to reference this published study in the Introduction and discuss how their observations are unique from this published study.

We thank the reviewer for providing the reference to the publication of Wongtangman et al.; as the findings had not yet been published at the time of submission, we were not able to include them in our work until now.

In the revised manuscript, we therefore now refer to this publication and contextualize our work on it.

“Recently, Wongtangman et al. published a first retrospective comparison between ARDS patients with and without causative COVID-19 pneumonia. They demonstrated a significantly increased need for sedation and analgesics on the basis of a sedative burden index.[Wongtangman] In addition, Kapp et al. were able to demonstrate a significant association between sedation depth and mortality.[Kapp]”

In general, the findings of Wongtangman et al. are in agreement with the data we collected demonstrating a higher utilization of analgesics and hypnotics in mechanically ventilated patients.

However, Wongtangman et al. applied different approaches to analyse their data, which restricts the comparability with our results. Wongtangman et al describe the first retrospective comparison of the administration of sedatives between ARDS patients with and without causative COVID-19 pneumonia. For this purpose, a Sedation Burden Index (SBI) was applied to assign the cumulative burden of sedation. This index seems to be derived from the Drug Burden Index, which was first described in 2018.[7] However, to our knowledge, this Sedation Burden Index has not yet been validated or recommended for use in critically ill patients, and to date, no data are available to support this approach. Moreover, the authors refer to the number of prescriptions of the different sedatives, which certainly demonstrates a higher use in COVID-19 patients but does not allow a comprehensible conclusion on the applied daily dosages.

Thus, our study is the first to provide insight on the requirement for combined use of sedative agents as well as feasible drug combinations with precise dosage of sedative agents.

2. Authors state they they recorded “sedation levels” but these are not presented in the figures or tables. A Figure which would display daily sedation levels with daily doses of sedatives throughout the duration of mechanical ventilation would strengthen the paper. I assume that sedation levels decrease (i.e. RASS moves towards positive values) as survivors approach extubation/tracheostomy but RASS may/may not decrease in nonsurvivors.

We thank the reviewer for the comment and are pleased to add another graph to our manuscript for better illustration the measured parameters. (Fig 4)

In this figure, daily Richmond Agitation and Sedation Scale scores over the course of observation are shown, as well as deaths within the study population or dropout according to the exclusion criteria.

How do daily drug doses differ in survivors/nonsurvivors as they progress through the ICU stay? Given extremely high mortality in this cohort (48%) such comparison could be feasible. An interesting finding would be relatively low exposure to sedatives, but deep coma, in nonsurvivors – suggesting other factors (e.g. metabolic, inflammatory) in driving the coma.

We thank the reviewer for the valuable note. Regarding the fatalities occurred, we now provide more clarity with the additional graph (Figure 4).

This figure displays 20 of the 26 deaths among our collective out of 56 patients. There were six deaths after the observation period and are thus not shown.

No difference was observed between survivors/non-survivors during the study period or in the follow-up with respect to the required sedation dosages.

Also, the interesting question raised by the reviewer regarding the occurrence of lower exposure to sedatives in deep coma in deceased patients was not observed.

The high mortality of 46.6% in our cohort is in line with the internationally observed mortality among intubated ventilated patients. To avoid the impression of an excess mortality in our collective, we have now included a meta-analysis of Lim et al. in the revised manuscript.

“Our results are consistent with the repeatedly raised suspicion of aggravated sedation with previously published results from other study groups.[Kapp, Wongtangman], which has been raised repeatedly. In our study, we found a high mortality (46.6%) comparable to international data among mechanically ventilated severely affected C-ARDS patients.[Lim] However, we could not demonstrate an association to sedation depth, the number of sedatives applied or the required dosages.”

However, a bias cannot be eliminated due to the supraregional ARDS center accreditation with corresponding allocation of severely affected patients and secondary transfers, for example, for ECMO evaluation.

3. Authors state that their ARDS patients are primarily transferred patients that were initially managed in other institutions. Were the drug exposures in outside institutions analyzed? At what day of mechanical ventilation were these patients transferred? As patients are “stabilized” in the receiving institution, changes to sedatives are oftentimes made. Additionally, oversedation in outside institution will lead to tolerance and the receiving institution “inherits” opioid-tolerant and hypnotic-tolerant patients. I suppose the authors were able to make many positive adjustments to sedation towards weaning sedation in the first 48 hours after they received the patients. These data would be novel and worth to report.

We thank the reviewer for the objection and would like to clarify the previously misleading statement.

Of the 56 patients included, 22 patients were admitted from other hospitals.

Secondary admitted patients were mainly, transferred soon after intubation and mechanical ventilation, in 17 cases we admitted the patients within the first 72 hours after initiation of sedation. Transfer was mainly done for the evaluation of more advanced care (e.g. ECMO-treatment) or because of regional capacity overload. Continuous sedation documentation from the transferring hospitals could not be obtained as this was a mono centric study of the University hospital of Frankfurt.

We did not observe oversedation or sedation tolerance in the included patients and consider this unlikely due to the predominantly short external therapy and rapid transfer to our center. In contrast, we were able to stabilize both patients admitted directly to our center and those transferred to our center without any detectable differences in doses and number of sedative and analgesic medications.

However, to provide more detailed information about the proportion of patients transferred to our center, we have added specific data on the number of patients transferred and the time of transfer:

“The notably rare application of NMBAs might be explained by the fact that the majority of patients to 22 patients were secondarily transferred to our COVID-19 center were secondary, meaning the initial treatment phase took place beforehand. The majority of NMBA applications were conducted to resolve therapy-resistant ventilator asynchronies in spontaneous breathing mode.”

4. Authors report that 96% patients were ventilated in prone position. Authors also state that they targeted deeper levels of sedation (RASS-4) in prone position. This means that even some patients with mild and probably all with moderate ARDS were proned in this center. This may seem aggressive proning approach to some other centers. Did patients with mild and moderate ARDS progress to severe, and that’s why they were proned? This needs to be discussed. Otherwise, the whole study could be viewed as a cohort of aggressive proning and associated/justifiable deep sedation.

There needs to be more granularity in reporting the sedation doses – prone vs. supine position, daily doses, survivors vs nonsurvivors, etc.

We thank the reviewer for revealing this weakness of the study presentation. All patients in this collective met the criteria for moderate to severe ARDS (oxygenation index <200) during the observation period, resulting in prone positioning. As the reviewer correctly assumes, this is because of a further deterioration of the patients during their ICU-stay. We would like to emphasize, that not all patients received positioning therapy during their ICU-stay and that most patients (84,3%) showed an oxygenation index below 150 before the initiation of prone positioning.

To provide appropriate clarity, we have added the corresponding passages to the manuscript.

“All patients worsened their oxygenation index below <200 during treatment, representing moderate or severe ARDS, leading to prone positioning assuming positive effects. “

"In our study, we found a high mortality (46.6%) comparable to international data among mechanically ventilated severely affected C-ARDS patients.[5] We were not able to demonstrate any association with depth of sedation, the number of sedatives administered or the dosage levels.

5. Authors use variable terminology “ feasible sedation level”, “adequate sedation level” , “appropriate sedation”, “sufficient analgesia” . The meaning of these is unclear. I propose to use “prescribed sedation level” and “ actual sedation level” . For instance, physician prescribes the level of RASS 0, but on exam, finds that patients has level of RASS-4.

Analgesia did not seem to be evaluated in this study (e.g. with CPOT scale), therefore it is unclear why authors comment on sufficient analgesia. In general, COVID-19 is not a pain-producing condition unless it is associated with thromboses (MI, mesenteric ischemia, limb ischemia,…).

We would like to thank the reviewer for his objection regarding the various possibly misleading terms and have made adjustments to standardize the reporting in accordance with the reviewer's request.

Moreover, we thank the reviewer to point out that we did not record analgesia in our work, e.g. by using the Critical-Care Pain Observation Tool (CPOT). This was due to the predominantly required deep sedation, e.g., by long periods of prone positioning, so that the CPOT or Behavioral Pain Scale (BPS) could not be consistently recorded due to the lack of interpretability of facial expressions.

Therefore, it was not possible to perform a complete assessment using a validated scale, but analgesia was performed based on bedside assessment and vegetative parameters.

Analgesia was required especially to provide sufficient tube tolerance and for the repeated repositioning and turning maneuvers. In order to make the manuscript more coherent, a corresponding paragraph has been added.

“Due to the predominantly long positioning periods, analgesia monitoring could not be performed continuously using a validated score. Sufentanil was administered primarily to facilitate endotracheal tube tolerance and for positioning maneuvers. We were unable to detect a significant increase in the required sedatives for prone positioning.”

6. Who were the patients that required highest levels of ketamine and sufentanil or the combination of 3 sedatives in this cohort? Were all these ECMO patients? Did all these patients die? If patients with highest sedation doses actually survived, this could teach us that very high sedation requirements may not necessarily be followed by bad outcomes. This would be informative.

In our mixed effects regression analysis, we were unable to demonstrate a statistical association between the need for increased sedation and survival or death.

Of the six patients undergoing ECMO treatment, four died and the remaining patients were successfully discharged. During ECMO therapy, esketamine therapy was required in four of six cases (corresponding to 42.17% of the total duration of therapy). There was no association between increased esketamine or sufentanil dosages and ECMO treatment. Interestingly, Wongtangman et al. were also able to demonstrate an increased need for esketamine.

7. Authors state that they try to avoid propofol. “Due to the risk of a propofol infusion syndrome during longterm ventilation, propofol was only administered for a maximum of a few days in our patients”. Then they state in Methods “propofol or clonidine and in case of sedation difficulties a combination with midazolam is used”. This manuscript needs to be more consistent, if reader is supposed to understand the sedation practices in author institution.

We thank the reviewer for his objection. For better consistency and clarity, we have modified the manuscript accordingly.

“Primary sedatives were propofol or clonidine and in case of sedation difficulties a combination with midazolam was used. In the case of primary use of propofol, conversion to clonidine was initiated in the case of a prolonged therapy to avoid propofol infusion syndrome.”

We tried to avoid the use of propofol as much as possible according to the recommendations in the long-term use because of the risk of propofol infusion syndrome.[2] However, at the beginning of treatment, the use of propofol could not be avoided. In the case of the predominant prolonged course of therapy, the therapy was switched from Propofol to Clonidine, unless a therapy with both substances was necessary.

Reviewer #2: Dr. Frankfurt, et al have submitted a retrospective chart review of COVID-associated ARDS patients and the sedation management strategies used for these patients. The manuscript highlights how these patients may require higher than average doses of IV sedatives compared to other ICU patients. The structure of the manuscript is appropriate. The logic is clear and relatively well-characterized. The figures and data analyses are appropriately displayed.

COMMENTS:

1. Please review your manuscript more thoroughly for grammar, punctuation, and syntax errors. There were numerous examples of this throughout the text, especially in the figure descriptions.

We thank the reviewer for the notice and have again carefully revised the manuscript again for grammatical, punctuation, and syntax errors.

2. In the discussion, the analysis of your results is stated well; however I believe some further discussion about how your results compare to others is warranted.

We are happy to comply with this request. In particular, the new literature source kindly provided by Reviewer 1 allows us to discuss the comparability of our data.

“Few data exist to date to compare in-hospital sedation management strategies in the setting of COVID-19 patient care. However, our in-hospital standards appear to be consistent with previously published regimens for severe COVID-19 patients in terms of the classes of agents used. Previously published reports also describe the predominant use of propofol, benzodiazepines, central α2-agonists and potent opioids, as well as the use of esketamine to achieve the prescribed depth of sedation.”

Additionally, any hypothesis or speculation regarding why higher average doses are required should be elaborated upon further. Is it due to the nature of ARDS or are other pathophysiologic factors to be considered as well?

We are very pleased to comply with the reviewer's request to discuss the hypotheses of aggravated sedation among COVID-19 patients in more detail and have adjusted the manuscript accordingly:

“However, it remains unclear what causes the impaired sedation. Nevertheless, early hyposmia has been described as a characteristic symptom of COVID-19.[6] In the meantime, it was demonstrated that the novel corona virus does not only cause an infection of the lungs, but can also affect the central nervous system in addition to many other organs.[1] Especially in severely affected COVID-19 patients with viremia, an alteration of the CNS is conceivable. Thus, the aggravated sedation could occur as a consequence of an infection of the central nervous system.”

Therefore, like several other centres, we are currently investigating the possibility of detecting cerebral anomalies by electroencephalography in patients with COVID-19 ARDS and sedation. (e.g. NCT04699916, NCT04527198, NCT04405544, NCT04815109)

3. The most common combination of your hospital's IV sedative regimen should be compared to others published in the literature if possible. Otherwise, the generalizability of your results is in question as higher doses may have been required due to non-ideal practices. For instance, other hospitals use dexmedetomidine much more readily than clonidine infusions due to its purported benefits with alpha-2 receptor selectivity and delirium prevention.

Many thanks for this valuable objection regarding the comparability of the hospital standard .

We would like to address the reviewer's objection by describing our sedation regimen in context of the published data:

To date, few data exist to date to compare in-hospital sedation management standards in the setting of COVID-19 patient care. However, our in-hospital standards appear to be consistent with previously published regimens for severe COVID-19 patients in terms of the classes of agents used. Previously published reports also describe the predominant use of propofol, benzodiazepines, central α2-agonists and potent opioids, as well as the use of esketamine to achieve the prescribed depth of sedation. [4; 9]

The substance clonidine is preferred in our clinic, as no direct comparison has yet been able to show a relevant therapeutic advantage of clonidine over dexmedetomidine. Various studies comparing dexmedetomidine with other sedative groups showed a therapeutic advantage, e.g., in comparison with propofol[3], but the SPICE III study published in 2019 could not show a relevant outcome benefit of dexmedetomidine as a sedative compared to standard care. [8]

4. An analysis of other factors that may have caused higher than average mean doses should be considered as well. Did patients have protracted delirium? Did other complications occur that led to more days of sedation?

We would like to meet this valuable objection of the reviewer by going into more detail about the observed complications in the manuscript.

It should be noted that the observation period of this study was limited to the intensive care period.

“We did not observe any protracted delirium in the patients we observed during the study period. Also, no disproportionate rate of nosocomial infections or cardiovascular complications leading to prolonged sedation were observed.”

Thank you for your submission and your hard work!

[1] Boldrini M, Canoll PD, Klein RS. How COVID-19 Affects the Brain. JAMA Psychiatry 2021.

[2] Hemphill S, McMenamin L, Bellamy MC, Hopkins PM. Propofol infusion syndrome: a structured literature review and analysis of published case reports. British journal of anaesthesia 2019;122(4):448-459.

[3] Hughes CG, Mailloux PT, Devlin JW, Swan JT, Sanders RD, Anzueto A, Jackson JC, Hoskins AS, Pun BT, Orun OM. Dexmedetomidine or propofol for sedation in mechanically ventilated adults with sepsis. New England Journal of Medicine 2021;384(15):1424-1436.

[4] Kapp CM, Zaeh S, Niedermeyer S, Punjabi NM, Siddharthan T, Damarla M. The use of analgesia and sedation in mechanically ventilated patients with COVID-19 ARDS. Anesth Analg 2020.

[5] Lim ZJ, Subramaniam A, Reddy MP, Blecher G, Kadam U, Afroz A, Billah B, Ashwin S, Kubicki M, Bilotta F. Case fatality rates for patients with COVID-19 requiring invasive mechanical ventilation. A meta-analysis. American journal of respiratory and critical care medicine 2021;203(1):54.

[6] Nouchi A, Chastang J, Miyara M, Lejeune J, Soares A, Ibanez G, Saadoun D, Morélot-Panzini C, Similowski T, Amoura Z. Prevalence of hyposmia and hypogeusia in 390 COVID-19 hospitalized patients and outpatients: a cross-sectional study. European Journal of Clinical Microbiology & Infectious Diseases 2021;40(4):691-697.

[7] O'Connell J, Burke É, Mulryan N, O'Dwyer C, Donegan C, McCallion P, McCarron M, Henman MC, O'Dwyer M. Drug burden index to define the burden of medicines in older adults with intellectual disabilities: An observational cross‐sectional study. British journal of clinical pharmacology 2018;84(3):553-567.

[8] Shehabi Y, Howe BD, Bellomo R, Arabi YM, Bailey M, Bass FE, Bin Kadiman S, McArthur CJ, Murray L, Reade MC. Early sedation with dexmedetomidine in critically ill patients. New England Journal of Medicine 2019;380(26):2506-2517.

[9] Wongtangman K, Santer P, Wachtendorf LJ, Azimaraghi O, Baedorf Kassis E, Teja B, Murugappan KR, Siddiqui S, Eikermann M, Group ftSOMT. Association of Sedation, Coma, and In-Hospital Mortality in Mechanically Ventilated Patients With Coronavirus Disease 2019–Related Acute Respiratory Distress Syndrome: A Retrospective Cohort Study. Critical Care Medicine 9000;Latest Articles.

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Decision Letter 1

Chiara Lazzeri

14 Jun 2021

High sedation needs of critically ill COVID-19 ARDS patients- a monocentric observational study.

PONE-D-21-08369R1

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Acceptance letter

Chiara Lazzeri

16 Jul 2021

PONE-D-21-08369R1

High sedation needs of critically ill COVID-19 ARDS patients- a monocentric observational study.

Dear Dr. Flinspach:

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Table. Applied sedatives and analgetic dosages.

    (DOCX)

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    Submitted filename: Response to Reviewers.docx

    Data Availability Statement

    Data cannot be shared publicly. The datasets generated and/or analyzed during the current study are not publicly available due to national data protection laws but are available upon reasonable request from the corresponding author, or via the data protection officer of the University Hospital Frankfurt (Datenschutz@kgu.de).


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