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. 2021 Jul 28;16(7):e0255332. doi: 10.1371/journal.pone.0255332

Can lung ultrasound score accurately predict the need for surfactant  replacement in preterm neonates? A systematic review and meta-analysis protocol

Letizia Capasso 1,*, Daniela Pacella 2, Fiorella Migliaro 1, Daniele De Luca 3, Francesco Raimondi 1
Editor: Kazumichi Fujioka4
PMCID: PMC8318286  PMID: 34320032

Abstract

Respiratory distress syndrome (RDS) is a leading cause of morbidity and mortality in preterm infants due to primary surfactant deficiency. Surfactant replacement has greatly improved the short and long term prognosis of RDS but its administration criteria remain uncertain. Lung ultrasound has been recently shown as a non-invasive, repeatable, bedside tool to estimate parenchymal aeration using a semiquantitative score (LUS). The objective of this systematic review and meta-analysis is to evaluate the accuracy of LUS, assessed on the first day of life, to predict surfactant replacement. Methods will follow the Preferred Reporting Items for Systematic Review and Meta-Analysis Protocols (PRISMA-P) guidelines and the protocol has been registered in PROSPERO database (registration number: CRD42021247888). Primary outcome: in a population of preterm infants, LUS will be compared in neonates who received surfactant replacement versus those who did not. Secondary outcome will be the accuracy of lung ultrasound score to predict the need for ≥ 2 doses of surfactant.

Introduction

Respiratory distress syndrome (RDS) is a leading cause of morbidity and mortality in preterm infants due to primary surfactant deficiency. Surfactant replacement has greatly improved the short and long term prognosis of moderate to severe RDS, especially when administered in the first 3 hours of life [1]. Since not all preterm babies with RDS need surfactant, its administration criteria are still being debated.

According to European guidelines, surfactant has to be administrated when oxygen requirement increases above 30% [2]. Rather than being a true index of surfactant deficiency, the oxygen requirement threshold is a proxy that also depends on the respiratory support delivered to the neonate (e.g. the PEEP level) and on the saturation target. These interdependencies may delay surfactant treatment or lead to unnecessary replacement. Lung ultrasound has been recently shown as a non-invasive, repeatable, bedside tool to estimate parenchymal aeration using a semiquantitative score [3,4]. Several groups have shown that a lung ultrasound score (LUS) is a reliable marker to predict the failure of non-invasive support in infants with RDS [58]. As a natural consequence, clinicians are investigating LUS thresholds for surfactant replacement as an alternative to or in association with oxygenation markers [3]. Since results may also depend on study populations, score threshold and scoring system, the need for recapitulation and standardization arises. The goal is to establish the role of LUS as a clinically relevant tool for surfactant administration as already hypothesized in the 2019 European guidelines on RDS [2].

Objective

This systematic review and meta-analysis concerns the accuracy of LUS, assessed on the first day of life, to predict surfactant replacement in preterm neonates.

Methods

We will follow the Preferred Reporting Items for Systematic Review and Meta-Analysis Protocols (PRISMA-P) guidelines [9] and the protocol has been registered in PROSPERO database (registration number: CRD42021247888). The PRISMA-P 2015 Checklist has been added as supporting information (S1 Checklist).

Eligibility criteria

The PICOS elements form the basis of clinical questions for this review. Studies will be selected according to the criteria outlined below.

Participants

Inclusion criteria: all preterm neonates having LUS assessed on the first day of life. Exclusion criteria: neonates with congenital malformations, TORCH infections.

Interventions

  1. lung ultrasound score assessed in preterm neonates on the first day of life before surfactant treatment

  2. lung ultrasound scan performed on at least three areas for each lung.

  3. we considered studies with the scoring systems including

score = 0 for normal lung imaging (A lines and pleural sliding present);

score = 1 for alveolar interstitial pattern (B lines not coalescent);

score = 2 for severe alveolar interstitial pattern (multiple and or coalescent B lines with or without consolidations limited to subpleural space);

score = 3 for extended consolidation [4,10].

Comparators

Lung ultrasound score will be compared in preterm neonates who received surfactant treatment versus preterm infants who did not receive it.

Other relevant clinical variables: gestational age (GA); Oxygen Saturation over Inspired Oxygen Fraction (S/F); small for gestational age (SGA); male gender and prenatal steroids administration.

Outcomes

Accuracy of lung ultrasound score, performed on the first day of life, to predict the subsequently need of surfactant treatment.

Study design

We will consider any kind of trial on the LUS accuracy to predict need of surfactant treatment in preterm neonates written in English between 2011 to 2021.

Information sources and search strategy

The databases Pubmed, Scopus, Biomed Central, Cochrane library will be consulted from January 2011 to June 2021.

We believe that this 10 years interval is appropriate to give the reader complete information. The original approach to neonatal lung ultrasound was purely descriptive and no score strategy was contemplated. Our group published an image classification system in 2012 [7] but Brat and coworkers adopted the numerical score for the first time in 2015 that is currently widely used [4,10].

The key words to be used are: lung ultrasound and surfactant and neonate. Also, we will scan the reference lists of included studies identified through the search.

Data management

Literature search’s results will be shared among all the authors to approve the eligibility of selected studies according to the eligibility criteria. All authors will pay attention to ascertain duplicate publications or multiple reports of the same study.

Selection process

Two reviewers will independently select eligible abstracts and verify the acceptability of the full studies. Two author will extract the data. Two independent authors will assess the risk of bias in each individual study as well as assess the possible publication bias. Results will be compared and discussed among all the authors.

Data collection process and items

Information will be extracted using a standardized form and reported in a Microsoft Excel (Redmond, WA: Microsoft, 2013) spreadsheet.

The following data will be extracted from the studies:

author, year of publication, number of neonates included, number of areas scored, LUS value predictive for surfactant treatment and AUC; reported (or derived) raw true negative, false negative, true positive and false positive will be extracted to compute Sensitivity, Specificity, Positive Predictive Value, Negative Predictive Value, positive and negative Likehood ratios, diagnostic Odds Ratio.

Clinical characteristics for treated and control subjects to be recorded will be: median of gestational age; S/F ratio; percentage of male infants, SGA and use of prenatal steroids.

Also will be reported the need for mechanical ventilation, occurrence of pneumothorax, bronchopulmonary dysplasia and death for treated and control subjects.

Outcomes and prioritisation

Our primary outcome will be to test the accuracy of LUS performed in the first day of life to predict surfactant treatment in preterm neonates.

Secondary outcomes will be: accuracy of LUS to predict the need for ≥ 2 doses of surfactant in preterm neonates.

Risk of bias in included studies

Quality and risk of bias for the systematic review and meta-analysis will be assessed using an adapted version of the Cochrane’s tool for Risk Of Bias in Non-randomized Studies (ROBINS-1). All eligible studies will be considered for the meta-analysis, regardless of their quality and assessed risk of bias. However, sensitivity analysis will be conducted excluding studies with high risk of bias. Regarding the risk of meta-biases, this is discussed and detailed in the corresponding section.

Data synthesis

Pooled estimates of sensitivity, specificity and DOR will be provided for the prediction of the first and second surfactant dose. Given that the meta-analysis will include studies with different LUS thresholds due to the lack of standardization, high heterogeneity is expected. Heterogeneity will be assessed using both I-square statistics and Kendall’s tau. For high heterogeneity studies, or for studies which involve populations with different baseline clinical and demographic characteristics, subgroup analysis will be conducted. Meta-regression may also be employed, as appropriate. Additionally, summary receiver operator characteristic (sROC) curve will be computed as well as the area under the curve (AUC).

Meta-biases

Authors will assess each study’s sampling strategy, representativeness and comparability of the samples and use of comparable instruments. Along with of risk of bias in individual studies, biases in the meta-analysis will be assessed as follows:

  • risk of publication bias will be assessed with the visual inspection of funnel plots and of the computed sROCs;

  • Studies with high suspicion of selective reporting bias (SRB) will be processed as follows:
    1. if applicable, authors will be contacted to integrate unclear or missing observations, data or outcomes;
    2. studies will be excluded from the computation of the pooled estimates.

Confidence in cumulative evidence

The strength of the body of evidence will be assessed as follows:

  • For the interpretation of the study contribution to the findings, references will be made to the prior assessment of methodological quality of the included studies;

  • Consistency and inconsistency across findings will be assessed and any incoherent or contradictory evidence will be highlighted and discussed;

  • GRADE or CERQual approaches may be employed for standardized assessment of cumulative evidence quality.

Supporting information

S1 Checklist. PRISMA-P 2015 checklist.

(DOCX)

Funding Statement

The authors received no specific funding for this work.

References

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Decision Letter 0

Kazumichi Fujioka

1 Jun 2021

PONE-D-21-12565

Can lung ultrasound score accurately predict the need for surfactant replacement in preterm neonates? A systematic review and meta-analysis protocol.

PLOS ONE

Dear Dr. capasso,

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Academic Editor

PLOS ONE

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Reviewer's Responses to Questions

Comments to the Author

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Reviewer #2: Yes

**********

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Reviewer #2: Partly

**********

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Reviewer #2: Yes

**********

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**********

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Reviewer #1: This manuscript reports a systematic review and meta-analysis concerns the accuracy of LUS, assessed on the first day 52 of life, to predict surfactant replacement. This is a good paper that increases the existing scientific knowledge in this compound.

Reviewer #2: Thank you for giving me the opportunity to review this Study Protocol by Capasso L. et al. titled « Can lung ultrasound score accurately predict the need for surfactant replacement in preterm neonates? A systematic review and meta-analysis protocol."».

Overall the protocol is useful and accurate. The objectives are clearly stated, the search strategy and the statistical methodology are very well detailed, making it possible to decide on the level of proof about the studied technique with maximum bias avoidance.

I have a few comments/suggestions:

- The authors aim to study the accuracy of a referenced ultrasound score, LUS (Brat et al., JAMA Pediatr 2015), to predict surfactant treatment in premature infants. Is there not a way to include other studies done with comparable objective and technique, but assessing parenchymal disease by the means of other scores ?

- The need for invasive mechanical ventilation, the occurrence of pneumothorax and air leaks, of bronchopulmonary dysplasia and death could be studied as secondary endpoints. These elements would provide some benchmarks for future randomized controlled trials comparing ultrasounds-guided surfactant replacement to conventional modalities, as oxygenation index or fraction of inspired oxygen.

- Statistical analysis should mention term subgroup analyzes.

- The authors should please comment on the contributions of their study protocol compared to the article "Neonatal lung ultrasonography to evaluate need for surfactant or mechanical ventilation: a systematic review and meta-analysis.", published in Arch Dis Child Fetal Neonatal Ed. 2020 Mar;105(2):164-171. doi: 10.1136/archdischild-2019-316832.

Best regards

**********

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PLoS One. 2021 Jul 28;16(7):e0255332. doi: 10.1371/journal.pone.0255332.r002

Author response to Decision Letter 0


10 Jul 2021

To: Dr Kazumichi Fujioka

Academic Editor

PLOS ONE Naples 10/07/2021

Thank you for the interest in our protocol.

We now provide a revised version of the manuscript following your observations and the reviewers’ suggestions. Below you will find a point by point answer to the comments.

EDITOR’S COMMENTS

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at…….

Answer: the renewed manuscript strictly adheres to the journal’s style requirements

2. Please confirm that you have included all items recommended in the PRISMA-P checklist including:

- the full electronic search strategy used to identify studies with all search terms and limits for at least one database.

- an explanation for why the search inclusion dates begin in 2011

- an explanation of how risk of bias will be assessed

Answer: we closely follow all the PRISMA-P checklist.

Moreover:

-A search strategy has been now detailed from lines 88 to 96.

-The original approach to neonatal lung ultrasound was purely descriptive and no score strategy was contemplated. We published an image classification system in 2012, subsequently, Brat and coworkers adopted the numerical score that is currently widely used. We believe that a 10 years interval is appropriate to give the reader complete information and we have extended our search to June 2021 (line 86).

-Risk of bias assessment is described in the section “Risk of bias in included studies”. Changes have been made to the section to make it clearer for the reader (line 123-128).

-We added the PROSPERO registration number (lines 25 and 56) in the Abstract and Introduction sections.

3.………..We note that you have stated that you will provide repository information for your data at acceptance. Should your manuscript be accepted for publication, we will hold it until you provide the relevant accession numbers or DOIs necessary to access your data. If you wish to make changes to your Data Availability statement, please describe these changes in your cover letter and we will update your Data Availability statement to reflect the information you provide”

Answer: we would change the Data Availability statement in: Data available on request.

4. Please include captions for your Supporting Information files at the end of your manuscript, and update any in-text citations to match accordingly. Please see our Supporting Information guidelines for more information: http://journals.plos.org/plosone/s/supporting-information.

Answer: we added caption at the end of manuscript (line 160) and updated citation in text (line 58-59)

REVIEWERS' COMMENTS

Reviewer #1

This manuscript reports a systematic review and meta-analysis concerns the accuracy of LUS, assessed on the first day of life, to predict surfactant replacement. This is a good paper that increases the existing scientific knowledge in this compound.

Reviewer #2

Thank you for giving me the opportunity to review this Study Protocol by Capasso L. et al. titled « Can lung ultrasound score accurately predict the need for surfactant replacement in preterm neonates? A systematic review and meta-analysis protocol."».

Overall the protocol is useful and accurate. The objectives are clearly stated, the search strategy and the statistical methodology are very well detailed, making it possible to decide on the level of proof about the studied technique with maximum bias avoidance.

I have a few comments/suggestions:

1. The authors aim to study the accuracy of a referenced ultrasound score, LUS (Brat et al., JAMA Pediatr 2015), to predict surfactant treatment in premature infants. Is there not a way to include other studies done with comparable objective and technique, but assessing parenchymal disease by the means of other scores ?

Answer: Brat et al applied to neonates with RDS a numerical score from the adult literature (Brat et al., JAMA Pediatr 2015) that has been validated versus a number of physiological variables.

This physiological correlation represents a point of strength of this non invasive tool and probably stands behind its relative popularity.

This is less true for other scores where either a formal validation is lacking or a qualitative (i.e. type 1, type 2, type 3) rather than a semiquantitative strategy was adopted .

A direct comparison, therefore, appears inappropriate.

2. The need for invasive mechanical ventilation, the occurrence of pneumothorax and air leaks, of bronchopulmonary dysplasia and death could be studied as secondary endpoints. These elements would provide some benchmarks for future randomized controlled trials comparing ultrasounds-guided surfactant replacement to conventional modalities, as oxygenation index or fraction of inspired oxygen.

Answer: the reviewer has rightly underlined relevant clinical information that will now be acquired ( cfr line 112-117).

3. Statistical analysis should mention term subgroup analyzes.

Answer: Subgroup analysis was considered as a method to be employed especially in case high heterogeneity is detected among the eligible studies, but also in the case of populations with different characteristics. The section has also been slightly rephrased to evidence this aspect and make it clearer to the reader (lines 133 – 135).

4. The authors should please comment on the contributions of their study protocol compared to the article "Neonatal lung ultrasonography to evaluate need for surfactant or mechanical ventilation: a systematic review and meta-analysis.", published in Arch Dis Child Fetal Neonatal Ed. 2020 Mar;105(2):164-171. doi: 10.1136/archdischild-2019-316832.

Answer: the mentioned manuscript has the invaluable credit to be the first review and metanalysis on the topic. The authors included the three single center studies available in 2018 where a wide interval of gestational age (term and preterm) and different causes of respiratory distress (e.g. RDS and TTN) were included.

Since then, a few pertinent manuscripts have been published, more investigation groups have been involved and the number of babies has substantially increased.

The aim of our protocol differs from Razak et al in that it is focused only on preterm neonates with RDS that need surfactant replacement (line 51-52).

Attachment

Submitted filename: final answer to PLOS lus protocol (1) (1).docx

Decision Letter 1

Kazumichi Fujioka

15 Jul 2021

Can lung ultrasound score accurately predict the need for surfactant replacement in preterm neonates? A systematic review and meta-analysis protocol.

PONE-D-21-12565R1

Dear Dr. capasso,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Kind regards,

Kazumichi Fujioka

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Acceptance letter

Kazumichi Fujioka

19 Jul 2021

PONE-D-21-12565R1

Can lung ultrasound score accurately predict the need for surfactant  replacement in preterm neonates? A systematic review and meta-analysis protocol.

Dear Dr. Capasso :

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

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PLOS ONE Editorial Office Staff

on behalf of

Dr. Kazumichi Fujioka

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Checklist. PRISMA-P 2015 checklist.

    (DOCX)

    Attachment

    Submitted filename: final answer to PLOS lus protocol (1) (1).docx


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