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. 2021 Jul 23;6:74. Originally published 2021 Apr 7. [Version 2] doi: 10.12688/wellcomeopenres.16540.2

Early- and mid-career transitions to research leadership in Africa

Linda Mtwisha 1,a, Jose Jackson 2,b, Alison Mitchel 3, Ama de-Graft Aikins 4, Harriet Kebirungi 5, Karim Outtara 6, Clare Viney 7
PMCID: PMC8323068  PMID: 34381872

Version Changes

Revised. Amendments from Version 1

Grammatical errors identified after peer review were corrected in this version

Abstract

This article examines the early-and mid-career transition to research leadership in Africa. Much of the available African literature on research leadership indicate several challenges related to poor conceptualisations of career transitions and gaps in the availability of research training. Qualitative data were collected using individual interviews (n=24) and focus groups (n=27) to identify key transition points of early career researchers (ECRs) and mid-career researchers (MCRs) in selected African countries. The qualitative data was complemented with quantitative survey questionnaires (n=250) and a triangulation approach was adopted to analyse the results. The findings were themed into different categories describing the common career paths, stages and challenges of research leaders. The latter part of the findings present a discussion on development approaches to attract and retain researchers in African universities. By focusing on the African continent, this study contributes to the current body of literature on research leadership in the Global South.

Keywords: Transition, early career researchers, mid-career researchers, research leadership, professional development, Africa

Introduction

Although studies on early career researchers (ECRs) and mid-career researchers (MCRs) have received significant attention in the Global North ( Baldwin et al., 2008; Clay, 2012; European Commission, 2018; Hottenrott & Lawson, 2017; Hurley & Taylor, 2016; Wong, 2019), the terms remain poorly understood in higher education institutions (HEIs). Australian research typically associate the early career period with research capability in the first five years following the completion of a doctoral programme ( Bosanquet et al., 2017; Browning et al., 2017; Hurley & Taylor, 2016; Schriever & Grainger, 2019) while the African literature classify ECRs as assistant lecturers, lecturers or occasionally senior lecturers ( Harle, 2011; Merritt et al., 2019; Shinkafi, 2020). The European Commission funded project called the MORE 3 study provided insight into career progression for researchers and also the four career stages at HEIs in Europe ( European Commission, 2018). Given that no universally accepted definition for ECRs exist, the mid-career period (transition stage following ECR) is also controversially conceptualised.

In the same vein, Owusu et al. (2014:1) maintains that there is a general lack of agreement on the definition of research leadership and a ‘particular need for a definition in the African context’ is essential. Evans (2014:46) regards research leadership as ‘the influence of one or more people on research-related behaviour, attitudes or intellectual capacity of others’. Evans further distinguishes three specific features that characterise research leadership: influence that enhances people’s capacity to make appropriate choices, to achieve requisite standards, and to effect processes, within research activity ( Evans, 2014: 46). Several other scholars consider research leadership as leading with new knowledge, while others suggest that it depends on the number of staff, number of publications, global recognition or running a research centre ( Fraser et al., 2017; Owusu et al., 2014; Richards et al., 2021).

In this article, research leaders are defined as individuals who are established in their research field, leading and running large research groups and large research facilities ( Vitae, 2020). There is a consensus that research leaders are at the forefront of their field in terms of publication quality and numbers, attract large research grants, supervise and mentor graduate students and successfully implement large-scale research programmes ( Vitae, 2020). The article further recognises that research leadership involves a continuous learning journey with pre-defined stages and transition points: early career (doctoral candidates, doctoral graduates and postdoctoral fellows) and mid-career (managing small research teams). In Africa, little evidence exists on the styles and perspectives of leadership within research contexts. The outcomes confirm that African research leadership can be considered a combination of leading self, leading others and leading research excellence ( Vitae, 2020: 11).

Since researchers are a relatively scarce resource in the African context ( Vitae, 2020:8), this study focuses on the transition pathways of ECRs and MCRs to research leadership using a mixed-method approach. In doing so, the aim of the article is to examine the common career paths, stages and challenges faced by research leaders in several African countries and ultimately propose development approaches to attract and retain researchers in academia. The study forms part of a larger project undertaken by the Wellcome and Alliance for Accelerating Excellence in Science in Africa (AESA), which aimed to support the capacity-building capabilities for researchers within the African continent. Research leaders play an essential role in influencing, transforming and strengthening institutional, national and international research systems. The African continent is of particular interest, as little evidence exists on the styles and perspectives of leadership within research contexts. Despite the wealth of research on leadership in the Global North, the themes cannot be extrapolated to the African context, as it is considerably diverse in cultural beliefs, practices, infrastructure, systems and resources.

The article is structured as follows: the first section of this article provides a brief literature review on research leadership globally and common transition challenges of ECRs and MCRs. Next, the methodology for the mixed-method approach adopted in this study is provided. The Results and discussion section details the themes that emerged and positions the contribution of this study within existing scholarship.

Literature review

Though a breadth of knowledge on career transitions exists ( Bosanquet et al., 2017; Frick et al., 2017; Merritt et al., 2019; Schriever & Grainger, 2019; Sullivan & Ariss, 2021), literature on the pathways of early and mid-career researchers (EMCRs) remain fragmented. Research suggests that typical challenges facing ECRs relate to scarce grant opportunities for national and international conferences ( Fraser et al., 2017; Harle, 2011), difficulty locating experienced supervisors and mentors ( Richards et al., 2021; Schriever & Grainger, 2019), high dropout rates among doctoral candidates, and lengthy completion of studies ( Browning et al., 2017). In addition, understanding the destinations and career paths of doctoral graduates and how they contribute to society, culture and economy is also important ( Vitae, 2020). Moreover, Hurley & Taylor (2016) draw attention to a potential synergy between two issues: the oversupply of doctoral graduates exacerbating the challenges facing ECRs and the imbalance between research and practice. Their research suggest that doctoral graduates discontinue their careers in academia due to the lack of opportunities despite the culture of practice ( Hurley & Taylor, 2016).

As a starting point to understand the early career transition of researchers, Williams et al. (2017:73) propose a concept of ‘making it’ as it captures two key ideas. The authors refer to the first idea as how to thrive, or ‘make it big,’ in a modern university, while the other is about how to survive, or ‘make it through,’ the trials and tribulations of academic life ( Williams et al., 2017). A common indicator of success in the extant literature is the culture of ‘publish or perish’ ( Hurley & Taylor, 2016). In order to attain leadership positions, grants or promotions, the general directive is ‘publish or perish’, which is a critical measure of research success, particularly if submitted to quality academic journals ( Hurley & Taylor, 2016:9). According to Browning et al. (2017:361), the success of ECRs remains highly dependent on the notion of ‘survival of the fittest’ in most HEIs.

Research on MCRs indicate that the success and transition to research leadership is considerably diverse from ECRs and pose distinctive challenges that colour the nature of academic life during this period ( Fraser et al., 2017; Wong, 2019). For MCRs, some of the transitional challenges include issues of increased workload, career development, less faculty attention, feelings of neglect, the pressure to remain competitive, short-term contracts and dealing with the rejection of manuscripts ( Acola, 2012; Baldwin et al., 2008; Browning et al., 2017; Wong, 2019). Research by Harle (2011) suggests that the gap between doctorate degrees and the mid-career needs to be bridged more effectively to ensure that the (a) research momentum is not lost post-doctorate period; (b) research is capitalised on to provide a firm foundation for future work, and (c) to harness the value and potential which existing relationships can offer.

Literature on research leadership in public Institutions of Higher Learning ( Acola, 2012; Browning et al., 2017; Clay, 2012), indicates that there remains little to no attention given in providing formal research leadership training in a number of these institutions. An Australian study that focused on women in academia ( Dever et al., 2006) found that factors such as passion, reputable and established networks, mentorship, participating in consortium research, undertaking supervisory responsibilities and most importantly maintaining limited administrative responsibilities are key to research leaders’ success. In this study, however, men have greater opportunity to gain the ‘right’ experiences, partly as a result of the male research tradition. In this study, it was clear that women were not given the same opportunities to gain leadership experience as men.

Statistical data from UNESCO (2017) suggests that only a quarter of academic staff in tertiary education across Sub-Saharan Africa (SSA) are women. There is a noticeable variation between countries in SSA from 37% in Botswana to less than 10% in many ( UNESCO, 2017). Gender equity is often hampered by cultural expectations and lack of governmental and institutional support. The data further suggests that the global average of researchers per million inhabitants is 1478. For example in Africa, only Tunisia (2000 researchers) exceeds the average. Below the average, Morocco is closest (1100 researchers) followed by Egypt (680 researchers), Senegal (550 researchers) and South Africa (494 researchers). In multiple countries in SSA, the average is fewer than 50 researchers per one million inhabitants.

Most HEIs prioritise teaching and the expansion of universities has generally focused on undergraduate and master’s levels rather than doctorates ( UNESCO, 2017). Despite these resource challenges, SSA’s share of the global output in research papers increased from 0.44% in 2003 to 0.72% in 2012. Intra-regional collaboration between researchers of African countries accounted for below 15%, thus indicating that networked communities of academics are still exceptional. An increase in doctorate enrolments seen in some countries is driven by government policies to raise qualification levels in HEIs. Such policies are operating at different speeds. For example, in Ethiopia, where only 8% of university staff were doctorate-qualified, doctorate enrolments as a proportion of all HE enrolments have risen to almost 8%. In South Africa, Ghana and Kenya, in contrast, doctorate enrolments form less than 2% of total enrolments. In these countries, doctorate-qualified personnel range from 31% in Ghana and 43% in South Africa. The studies presented thus far, may create the impression that much academic work has been done, but relatively little is known about EMCRs in a low-income country such as Africa.

Methods

Study design

Since very little is known about the transitions of EMCRs to research leadership in Africa, a mixed methods approach was adopted to examine the career paths of those who have navigated the transition of ECRs and MCRs. This approach is common in the social sciences to gain a more detailed perspective and to verify the validity of the information provided ( Browning et al., 2017:361). The research paradigm was based on the conception that research leadership involved continuous learning journey on a path with defined stages and transition points: early career (research students and postdoctoral researchers) and mid-career (managing a research team). In-depth interviews and focus groups were conducted and complemented with a quantitative-based survey. The Vitae Researcher Development Framework (RDF), specifically its “leadership lens” was used as the research leadership model in the study. The RDF is based on building competencies through a series of development phases and has been used successfully in a range of international contexts ( Vitae, 2012). A team of scholars in Southern, East and West Africa who had prior experience in qualitative and quantitative research methods and publishing their work collected the data. The results of the interviews, focus groups and survey built on findings from the literature review of research leadership in Africa and a web search of current leadership training and development opportunities for research leaders.

Participants

The sampling approach involved a range of participants including research leaders, EMCRs, research managers, senior management and funders who were in the health sciences and were largely from institutions in East, West and Southern Africa. A small number of participants were based in North Africa. Most participants were based in Anglophone regions.

In identifying successful research leaders to participate in the interviews, the definition ‘research leaders who are established in their research field, running large research groups, leading large research teams and research facilities’ was used. These included, for example, African Academy of Sciences (AAS) Fellows, National Academy Fellows and DELTAS consortia research leaders. Focus group participants (EMCRs and research managers) were identified through local project team networks in Cote d’Ivoire, Uganda, South Africa and Ghana. Research students as well as researchers, research leaders and research managers were invited to participate in the survey through the networks of the local experts in each participating country, as well as research and innovation management associations across Africa.

Ethical considerations

Ethical approval to conduct the study was received by the Institutional Review Board, Office of Regulatory Affairs in the Human Research Protection Programme at Michigan State University (STUDY00001318). All participants were provided with information about the study, the research team, including their rights as a research participant and were requested to sign a consent form if they agreed to participate in the study.

Data collection

The project involved multiple phases and an interviewer guide was developed and used by all researchers. The first phase included a pilot focus group at the DELTAS Annual Conference in Johannesburg in 2018 with eleven senior research leaders, directors and funders to elicit themes and question areas. The data gathering phase involved a literature search to understand the range of perceptions and research about ‘successful research leadership’ in Africa.

In the second phase, 24 semi-structured one-hour interviews with successful research leaders in eight African countries, and two focus groups with a total of 27 participants (Cote d’Ivoire, Ghana, South Africa and Uganda) were conducted by local in-country expert interviewers and facilitators. All interviews were either held in-person or by telephone and were recorded and transcribed by the research lead.

The survey questionnaire was distributed to a target response of 250 research students, researchers, research leaders and research managers using Survey Monkey ( Figure 1). The survey questions can be found in the Underlying data ( Viney & De-Graft Aikins, 2021a).

Figure 1. African countries where respondents were working.

Figure 1.

Data analysis

The analysis phase involved a synthesis of findings to develop and recommend potential frameworks for the development of the research leadership in Africa. The creation of case studies of existing leadership provision in Africa that illustrate alignment of provision to researchers’ needs formed part of this phase.

Results and discussion

The next section describes the themes that emerged from the study primarily based on qualitative interviews and focus groups. The personal motivations, challenges and competencies of participants; personal and institutional actions for gender inclusion; institutional actions needed for transforming the leadership path in African research; and what would have been useful to know along the way to becoming effective leaders of the next generation are outlined next.

Common career paths of EMCRs to research leadership in Africa

From the interviews, it emerged that the theme of career ownership and planning is an important step towards research leadership in the early stages post-doctorate completion. Participants in this study were intentional about the advancement of their development from the outset and early on in their research careers. This finding corresponds with Browning et al. (2017) who contended that the early years post-doctorate are critical for developing a record of accomplishment that can lead to a successful research career. A key realisation of a personal vision and mission for their research led them to strategic choices in career development, often but not necessarily taking them outside Africa at doctoral and (sometimes) postdoctoral stages before returning ‘home’ to be research leaders.

A senior research leader who was intentional about career ownership and planning commented:

          “The decision to come back home was also critical because I could have stayed in the US and still be one of the many research associates or whatever. But, I decided to come back to the University and start my own research group and tried to make a difference.”

Participants made a distinction between two routes to international recognition: one through becoming a research leader; and the other through becoming an ‘international researcher’. An international researcher was understood as a researcher who has a substantial number of recent high-quality publications in leading international journals and reputable book publishers ( Vitae, 2020). Whether or not they had spent part of their career outside Africa, all interviewees described a strong personal commitment to the African continent.

Consistent with the extant literature ( Bosanquet et al., 2017; Browning et al., 2017; Hurley & Taylor, 2016; Moosa, 2020), the narratives of participants in this study reflected the following common transition points and career paths to research leadership in HE: (a) completing a doctorate; (b) gaining postdoctoral experience; (c) getting leadership responsibility and (d) managing a team. In their mid-career stages, researchers led other leaders, and some had moved a stage further to lead organisations such as research institutes. In order to achieve these various career transitions, all participants cited gaining the requisite research capital, with special mention of skills in writing for publication and grant applications and accessing funding. According to Shinkafi’s (2020) recent work on ECRs, funding remains limited in African HEIs and emphasis is placed primarily on senior scholars such as professors and associate professors.

At each career transition stage, the individual needs to change and develop new competencies to undertake new responsibilities. For example, ‘when leading others, the focus of time management shifts from one’s own work to that of others, and alters the relative importance of different aspects of one’s workload’ ( Vitae, 2020:16). This view is particularly applicable to MCRs and corresponds with the research undertaken by Baldwin et al. (2008) at Michigan State University. These authors contend that during the mid-career stage, researchers tend to encounter higher expectations that grow substantially in the post-tenure years ( Baldwin et al., 2008). Once they become fully-fledged members, they are expected to assume new roles and duties. Many participants reported they had no training or support in transitions. In areas where they did, commonly mentioned enablers were access to mentors, international opportunities and gaining experience in another sector. Leaders were proactive in making this happen.

Two survey respondents shared the following:

          “Leadership is a process, a learning path, the more exposure one gets …the more chances to keep up and improve.”

          “It is about a combination of measures not one in isolation measure or short-term initiative.”

EMCRs shared that navigating cultural and institutional environments influenced all stages of their careers. For the women research leaders in this study, navigating these complex environments also required managing societal expectations and family responsibilities. This finding is consistent with research done by ACOLA, 2012; Baldwin et al., 2008; Fraser et al., 2017. Proactively developing good work relationships with colleagues was important. Curating research profiles and trajectories on academic community platforms such as ResearchGate and Academia.edu was not part of the culture of research capacity building when the senior academics were building their careers and so, when questioned, they felt a disconnect with this culture. Participants concluded that more structured career planning and a proactive approach to building their research profile would have been an added benefit, as would preparation for trying to balance work and personal life.

Research leaders identified key career transition points as they progressed from being an ECR to MCR. It is important that as developing leaders go through each transition stage they are given the opportunity to prepare themselves by reassessing their values, tasks and time, and to transition from personal focus to community focus and the ‘common good’ (teamwork). Such opportunities were not offered to current research leaders, who had to manage themselves though the process; some reporting that they had never caught up, for example, on work-life balance. Regarding leadership development as a continuous process with transition points where extra time and support are required, would help leaders settle into their roles more effectively.

Challenges facing EMCRs to research leadership in African HEIs

The importance of individual qualities in research leadership to achieve personal effectiveness were repeatedly highlighted during the interviews. However, achieving personal effectiveness can sometimes be impeded by factors such as institutional barriers and culture, balancing priorities in their academic roles to focus on research, and difficult relationships with collaborators. These factors are also well-documented in the Australian-focused literature ( Bosanquet et al., 2017; Browning et al., 2017; Schriever & Grainger, 2019). Other challenges relating to leaders’ African experiences were scholarly isolation, lack of visibility and limited access to ‘like-minded’ researchers. All participants expressed a passion for their research, which helped them through difficult times. As Shinkafi (2020) contend, there is a possibility of ECRs leaving the university at an early stage for a lucrative job outside academia. Elements of personal effectiveness to research leadership development included: continual learning from others; effective multi-directional communication; becoming a role model; and research talent capacity building. As research leaders develop and take on more responsibility, their personal visibility increases and hence their potential as a role model. The mentoring literature on EMCRs suggest that MCRs are more than capable of providing successful and productive mentoring experiences for ECRs ( Schriever & Grainger, 2019).

Another challenge facing EMCRs in African HEIs is self-management. This trait was considered important, especially in work-life balance, time management, and avoiding complacency and becoming out of date. Similar views were expressed in research undertaken by Hottenrott & Lawson (2017) and Williams et al. (2017). Solutions offered included taking time for self-reflection, conducting constant personal evaluation with a view to improve, and learning from co-creating projects and wider multi-directional learning. Participants realised that effective learning was also multidirectional. They frequently expressed concerns about being able to find the time for continual self-development, a recurrent theme for participants balancing multiple work roles and personal life. For both ECRs and MCRs in African HEIs, research funding remains a challenge. Funding limitations for ECRs relate to scarce grant opportunities for national and international conferences ( Fraser et al., 2017; Harle, 2011) and securing funding as a MCR is progressively challenging ( Wong, 2019).

A focus group participant shared the following:

          “Poor disciplinary knowledge and inability to guide the student within the disciplinary field…research leaders…constantly pressurized through multiple responsibilities…the pressure associated with the ‘numbers game’ within publishing and student throughput…”

Key challenges for research leaders were reported as influencing senior management; maintaining reputation and credibility; scarce resources including skilled and knowledgeable colleagues; and lack of financial support to secure international linkages. This clearly differentiate team leadership from full research leadership and can be seen as the additional responsibilities of running research as an ‘organisation’ or business. Managing risk was also highlighted as a key challenge in the group consultations with DELTAS research leaders. Strategies to deal with these challenges variously required awareness, monitoring, problem solving, influencing skills, reflective learning, maintaining personal values, and being creative with limited resources. Interviewees cited challenges of bureaucracy, lack of investment in relevant knowledge and skills, and of mobilising collective effort. Leadership responses required innovative approaches, involving others, and effective communication.

General characteristics and competencies required for research leadership in Africa

The overall feedback from participants on the attributes of a good research leader is shown in Figure 2. The significance of impact as a determinant for a research leadership was frequently highlighted during fieldwork in this study. Impact was seen to require global engagement, either as a research leader, or as an internationally recognised researcher, and institutional support necessary in building an international presence. This finding concurred with similar research conducted in Australia (e.g. ACOLA, 2012; Clay, 2012). Participants also underscored the importance of values. These encompassed ‘shared ethics and world views’ between research partners and leading by example within the research team. Focusing on values applied at all levels of engagement, influence and impact – from global to local.

Figure 2. Focus group views on the attributes of a ‘good’ research leader, mapped to the Vitae Researcher Development Framework (RDF) domains.

Figure 2.

As one participant stated:

         “Providing exemplary leadership by doing to achieve goals that have been set. For example, during bidding, they would come up together with a team to write proposals or manuals with the goal of impacting the region and the community through collaboration with specific goals like manuals on food security and HIV/AIDS. The manuals should be believed by other people rather than imposing ideas on them…”

Other common qualities required as a research leader included integrity (ethical and principle-led work habits); credibility; vision; relationship-management; developing others; decision fairness; outcome concern; self-awareness; self-management; lifelong learning; mobilising others; results focus. The interview discussions were also centered on the competencies of research leaders. MCRs found the framework useful in thinking about building research capacity and mentoring others towards research leadership. In general, the highest priority competencies were seen to be knowledge base, cognitive abilities, creativity, personal qualities, professional conduct, research management, finance, funding and resources, working with others, engagement and impact. MCRs repeatedly indicated that building a ‘pillar’ of research excellence should be the predominant focus of the start of the path to research leadership. During the later stages, there was general agreement that research leadership is the integration of competencies to deal with complex tasks (subject knowledge). It emerged that EMCRs need to bring together competencies that go beyond the day-to-day research to lead research, researchers, programmes and institutes effectively.

There was consensus that research leadership involved leading a team, leading by example and creating the path for team members to achieve established goals of research; primarily, accessing grants, getting published and getting promoted. ‘Bad’ leadership was often experienced as lack of guidance. This stemmed from the leader’s lack of relevant expertise and/or from inaccessibility due to multiple work pressures. Personal qualities for personal effectiveness are much mentioned and among these, engagement, influence and impact, relational leadership competencies feature strongly. Leadership is relational with no ‘one-size-fits-all’ definition of successful research leadership. Within leadership there is a ‘fit’ to those who led, and research leaders have to look outwards to the wider environment and inwards to lead the people.

Development approaches for EMCRs to transition successfully into research leadership

Participants in this study shared a number of reflections and advice for the next generation about how to develop research leaders. These development approaches can be categorised as follows: (a) training and development routes, (b) research knowledge and practice, and (c) personal qualities researchers need to develop. Participants recommended that ECRs and MCRs seek out a number of diverse routes to develop their leadership potential. It was repeatedly highlighted that while ECRs build their research profile, they need to be open-minded simultaneously: It is important to give attention to broader aspects of their research (using strategic and critical thinking and ethical sensitivity) and their personal development.

Mentorship and mentorship programmes featured strongly in the discussions of institutional support for research development. This is not an emerging theme and it has surfaced in existing international literature for some time ( Baldwin et al., 2008; Clay, 2012; Fraser et al., 2017; Schriever & Grainger, 2019; Sullivan & Ariss, 2021). International collaboration, formal and structured leadership training, funding for internships, work opportunities or time off from work were mentioned as important measures for future development. It was found that research training schemes for ECRs existed at institute and school level at some HEIs. These schemes implicitly included the goals of training research leaders. Most of these schemes were funded by external funders (usually US or European based), but delivered by local researchers in collaboration, in some cases, with northern partners. The focus was primarily on developing research capability, rather than specifically on leadership development.

Frequent thoughts about the value of experiential learning for ECRs and providing an enabling environment that included a critical mass of other research leaders from whom to learn were shared during the interviews and focus groups. There was a consensus that broader structural support was needed at the university level to create equitable and gender-sensitive models of research leadership training and research capacity building. Talent management was thought to be an important means to develop research leaders. Researchers required assistance in creating networks and gaining exposure with established researchers. Researchers – especially women – should be enabled to take up leadership opportunities. Researchers should also be given responsibilities, including teams to lead and other tasks targeted on developing their leadership potential such as brokering international opportunities. More small grants for early career researchers would provide further developmental opportunities.

Participants were asked to describe current practices and offer recommendations to increase the number of women research leaders in Africa. In terms of current practices, approaches to support women were limited to personal one-to-one supportive interventions. More strategic approaches or policies may exist at institutional level but were not referenced by participants. Regarding development approaches, participants offered wide-ranging recommendations for women researchers. The following were key views: (a) implementation of national policies to address marginalisation; (b) specific efforts to identify women with leadership potential and develop them; (c) promoting equal opportunity and recruitment through a quota system; (d) mainstreaming gender in all research activities and make including women mandatory in research funding; (e) and creating enabling environments and programmes.

Two survey respondents shared:

         “Institutional structures must provide equal and equitable support for researchers otherwise there will always be a gender imbalance.”

         “Relevant employment equity policies – the institution, as a whole must subscribe to the principle of gender equity in the employment of all staff of whom potential research leaders are only a small subset.”

The challenges identified by EMCRs commonly focused on gender pre-determined roles in the family and home, rather than issues in the research environment. Women were expected to ‘first sort out’ their home and social responsibilities and obligations: aspiring men research leaders did not have these constraints. Mindsets of women as well as men needed to change, so that women realise their leadership potential. It was contended that culture change must start at primary school to enable girls and young women to feel able to take up challenges. Suggestions for specific actions included postgraduate scholarships for women and dedicated mentoring programmes and other female-only schemes; special provision, such as when travel is required, provision for babies and nannies/larger rooms; gender-sensitive grant schemes.

Conclusions

The article offers insights into the common career paths of EMCRs to research leadership, potential challenges facing ECRs and MCRs, general characteristics and competencies required to develop as a research leader and development approaches for future EMCRs. In line with Browning et al. (2017), the result of this study points to the urgent need for HEIs to capitalise and empower their ECRs as early as possible though networking opportunities, participation in conferences, establishing meaningful collaborations, mentorship, access to funding and supervision roles - providing a supportive and enabling research setting. The advancement of ECRs ultimately depends on opportunities for professional development, leadership training and access to resources. HEIs need to be deliberate and strategic on the efforts in developing the next generation of research leaders. This requires planning, funding and commitment to ensure that ECRs are being given opportunities and support for scaling up to the responsibilities that DELTAS research leaders identified, and it needs to start early on. It is not just about training programs, it’s also about on the job experiences provided by the research leader to the next generation, recognition and support of key transition points as responsibilities scale up, - and so it comes full circle to current research leaders to concern themselves with the development of the next generation in an inclusive rather than exclusive way. And so, research leadership is truly about the research and the researcher. Especially in a context where researchers have concern for the common good, this is a good starting point for developing a community as well as individuals.

Attracting, retaining, developing, and promoting the research leaders of the future is a priority that universities wishing to remain competitive cannot afford to ignore. Addressing this issue is vital to universities and will not only enable the development of human capital in the higher education sector, but it will also extend to excellence in research and teaching, and contribute to innovation and economic growth. With a better understanding of how the career paths of these research leaders developed, and how professional development programmes can support the next generation of researchers and research leaders, the fittest will not just be surviving, but thriving.

Data availability

Underlying data

Figshare: Career Transition to Research Leadership in Africa Qualitative Survey https://doi.org/10.6084/m9.figshare.14191682.v2 ( Viney & De-Graft Aikins, 2021a).

Figshare: Career Transition to Research Leadership in Africa Transcript - Focus Group 1 FINAL.pdf, https://doi.org/10.6084/m9.figshare.14191679.v1 ( Viney & De-Graft Aikins, 2021b).

Figshare: Career Transition to Research Leadership in Africa Transcript - Focus Group 2 FINAL.pdf, https://doi.org/10.6084/m9.figshare.14191697.v1 ( Viney & De-Graft Aikins, 2021c).

Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 1.pdf, https://doi.org/10.6084/m9.figshare.14191688.v1 ( Viney & De-Graft Aikins, 2021d).

Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 2.pdf, https://doi.org/10.6084/m9.figshare.14191685.v1 ( Viney & De-Graft Aikins, 2021e).

Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 3.pdf, https://doi.org/10.6084/m9.figshare.14191691.v1 ( Viney & De-Graft Aikins, 2021f).

Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 4.pdf, https://doi.org/10.6084/m9.figshare.14191709.v1 ( Viney & De-Graft Aikins, 2021g).

Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 5.pdf, https://doi.org/10.6084/m9.figshare.14191724.v1 ( Viney & De-Graft Aikins, 2021h).

Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 6.pdf, https://doi.org/10.6084/m9.figshare.14191694.v1 ( Viney & De-Graft Aikins, 2021i).

Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 7.pdf, https://doi.org/10.6084/m9.figshare.14191700.v1 ( Viney & De-Graft Aikins, 2021j).

Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 8.pdf, https://doi.org/10.6084/m9.figshare.14191706.v1 ( Viney & De-Graft Aikins, 2021k).

Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 9.pdf, https://doi.org/10.6084/m9.figshare.14191712.v1 ( Viney & De-Graft Aikins, 2021l).

Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 10.pdf, https://doi.org/10.6084/m9.figshare.14191703.v1 ( Viney & De-Graft Aikins, 2021m).

Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 11.pdf, https://doi.org/10.6084/m9.figshare.14191721.v1 ( Viney & De-Graft Aikins, 2021n).

Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 12.pdf, https://doi.org/10.6084/m9.figshare.14191715.v1 ( Viney & De-Graft Aikins, 2021o).

Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 13.pdf, https://doi.org/10.6084/m9.figshare.14191718.v1 ( Viney & De-Graft Aikins, 2021p).

Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 14.pdf, https://doi.org/10.6084/m9.figshare.14191727.v1 ( Viney & De-Graft Aikins, 2021q).

Data are available under the terms of the Creative Commons Attribution 4.0 International license (CC-BY 4.0).

Acknowledgements

This article represents the findings of a scoping study on the path to research leadership in Africa that was funded by the Wellcome Trust and coordinated by Vitae and scholars based at different universities in African institutions. The authors thank all of the participants in the focus groups, key informant interviews and the online survey for their thoughtful responses and contribution to the article. In addition, the authors wish to thank Emma Day, Janet Metcalfe, and Jen Reynolds at Vitae who provided substantial project management in the project and reviews of the final report to the Wellcome Trust.

Funding Statement

This article represents the findings of a scoping study on the path to research leadership in Africa that was funded by Wellcome and the African Academy of Sciences (AAS) through its AESA initiative.

The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

[version 2; peer review: 3 approved]

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Wellcome Open Res. 2021 Aug 12. doi: 10.21956/wellcomeopenres.18856.r45173

Reviewer response for version 2

Jeanette Maritz 1

This article focuses on early-and mid-career transitions in the Global South and contributes to the African continent's body of knowledge and voices on research leadership, career transitions and challenges regarding research training. The African context is unique due to its diversity of cultural beliefs, practices, infrastructure, systems and resources.

The authors open with a claim that concepts of early career researchers (ECRs) and mid-career researchers (MCRs) lack a universal understanding and are often defined differently in the Global North versus the Global South. The Global North conceptualise the transition of ECRs to research leaders by acquiring research capital, leading and influencing large research teams and having sizable grants. In contrast, Universities on the African continent define ECP categories to post descriptions such as progression from lecturers to professors and Australian research and universities according to years after completing a doctoral degree. A difference is also marked between men and women, their career trajectories and the time to focus on their career paths. Each transition from ECP to MCR to research leader poses specific and often unique challenges.

A mixed methods approach was appropriately used to triangulate the data. Qualitative data were collected using individual interviews (n=24) and focus groups (n=27) to identify key transition points of early career researchers (ECRs) and mid-career researchers (MCRs) in selected African countries. The qualitative data were complemented with quantitative survey questionnaires (n=250). The article offers insights into the typical career paths of EMCRs to research leadership, potential challenges facing ECRs and MCRs, general characteristics and competencies required to develop as a research leader and development approaches for future EMCRs.

A critical finding is the importance of career ownership, self-management and planning from the outset of one's career, being proactive and making intentional decisions towards becoming a research leader. It requires acquiring new competencies as one progresses through the different phases and taking on new and often more significant responsibilities, including being responsible for a team. Targeted training and support in the form of mentors, funding, networking opportunities, to name a few, are needed within an enabling research environment for each career junction. In addition to the interventions suggested by the authors, Vice (2010, 34) 1 indicates that ''race is the unacknowledged elephant in the room that affects pretty much everything in and outside academia''. Identity politics and relational ontologies are equally emerging as aspects to be noted in the process of becoming research leaders (Maritz & Prinsloo, 2021) 2, and research developers could take note of these aspects in their offerings of support. This will allow researchers to prosper and universities retain their critical skills to lead the next generation of leaders.

Is the work clearly and accurately presented and does it cite the current literature?

Yes

If applicable, is the statistical analysis and its interpretation appropriate?

Yes

Are all the source data underlying the results available to ensure full reproducibility?

Yes

Is the study design appropriate and is the work technically sound?

Yes

Are the conclusions drawn adequately supported by the results?

Yes

Are sufficient details of methods and analysis provided to allow replication by others?

Yes

Reviewer Expertise:

Early to mid-career research development and support

I confirm that I have read this submission and believe that I have an appropriate level of expertise to confirm that it is of an acceptable scientific standard.

References

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Wellcome Open Res. 2021 Jul 29. doi: 10.21956/wellcomeopenres.18856.r45176

Reviewer response for version 2

Hamid R Jamali 1

The article, using a mixed-method approach, presents some interesting findings about early and mid-career researchers in part of Africa and their transitions to research leadership. Given there isn't much research on this part of the world, the paper is a good addition to the literature.

While the paper is fine I think it can benefit from the clarification of a few things as I suggest below. 

While interviews, focus groups and a (quantitative) survey have been used in the study, and triangulation has been done, there are really few findings from the survey incorporated in the paper, except from two quotations perhaps from participants' responses to open-ended questions. So it should be clarified earlier in the paper that the focus of the paper seems to be the qualitative data and findings. 

The method says the survey was distributed to 250 respondents and given the abstract says (n=250) it gives the impression that the response rate was 100% which is rarely the case in surveys. This needs to be clarified. if the survey was distributed to more people and only 250 usable responses were collected, the statement in methods needs to be corrected. 

Please add the word 'survey' to the title of Figure 1 for clarity (i.e. African countries where survey respondents were working).

The results section could benefit from more categorisation. The same way that the results in the 'General characteristics...' section have been categorised and visualised, some sort of list or categories for sections on 'Challenges...' or 'Common career paths...' would be useful. I think that would make the paper easier to read for readers. 

It would be useful if the authors mention the source of findings in each case. In some cases, they mentioned the findings was an outcome of the focus group or interview and in some cases that is not clear. If authors think this would be useful, they might consider adding that information.

Finally, given the richness of the data that have been collected for this project (interview, focus group, etc.), I expected the paper to be more extensive with more findings and details. It might be the case the more publications hopefully will come out of the project.

Is the work clearly and accurately presented and does it cite the current literature?

Yes

If applicable, is the statistical analysis and its interpretation appropriate?

Not applicable

Are all the source data underlying the results available to ensure full reproducibility?

Yes

Is the study design appropriate and is the work technically sound?

Yes

Are the conclusions drawn adequately supported by the results?

Yes

Are sufficient details of methods and analysis provided to allow replication by others?

Partly

Reviewer Expertise:

Research evaluation, scholarly communication

I confirm that I have read this submission and believe that I have an appropriate level of expertise to confirm that it is of an acceptable scientific standard.

Wellcome Open Res. 2021 Jul 5. doi: 10.21956/wellcomeopenres.18226.r44348

Reviewer response for version 1

Julie Davies 1

This article provides very useful insights from a survey into research leadership in Africa, specifically focusing on transitions for doctoral students, early and mid career researchers based on the vitae researcher development model. It highlights common career paths and challenges at individual levels as well as in university systems. The article recommends further research on career paths of research leaders to support future generations. Specific support is suggested, e.g. mentoring, experiential learning, networking, grants, 1-1 support for women. There are clear equity, diversity and inclusion policy issues to mitigate gender inequalities in the African researcher community.

International collaboration is a key recommendation and it will be interesting to see examples of successful models to support talent management and capacity building. 

Quality of written English is generally fine. Please note the following:

Early- and mid-career transition to research leadership in Africa – change to transitions

the early-and mid-career transition to research leadership in Africa. Much of the available African literature on research leadership indicate

while the African literature classify ECRs

provided insight

Given that no universally accepted definition for ECRs exist,

Research on MCRs indicate 

doctorate enrolments as a proportion of all HE enrolments has

A senior research leader who was intentional about career ownership and planning shared: - replaced shared with commented

On the later stages – change to During the

can be categorised as follow: should be follows

This is not an emerging theme and have surfaced in the existing international literature for some time – change to it has surfaced in existing

The advancement of ECRs ultimately depend on – change to depends on

deliberate and strategic on the efforts in developing the next generation of research leader. Change to: strategic about the … research leaders

this is good starting point of developing a community as well as individuals. Changed to a good starting point for

Is the work clearly and accurately presented and does it cite the current literature?

Partly

If applicable, is the statistical analysis and its interpretation appropriate?

Not applicable

Are all the source data underlying the results available to ensure full reproducibility?

Yes

Is the study design appropriate and is the work technically sound?

Yes

Are the conclusions drawn adequately supported by the results?

Yes

Are sufficient details of methods and analysis provided to allow replication by others?

Yes

Reviewer Expertise:

Research impact policy evaluation, EDI, higher education management and internationalisation.

I confirm that I have read this submission and believe that I have an appropriate level of expertise to confirm that it is of an acceptable scientific standard.

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Data Availability Statement

    Underlying data

    Figshare: Career Transition to Research Leadership in Africa Qualitative Survey https://doi.org/10.6084/m9.figshare.14191682.v2 ( Viney & De-Graft Aikins, 2021a).

    Figshare: Career Transition to Research Leadership in Africa Transcript - Focus Group 1 FINAL.pdf, https://doi.org/10.6084/m9.figshare.14191679.v1 ( Viney & De-Graft Aikins, 2021b).

    Figshare: Career Transition to Research Leadership in Africa Transcript - Focus Group 2 FINAL.pdf, https://doi.org/10.6084/m9.figshare.14191697.v1 ( Viney & De-Graft Aikins, 2021c).

    Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 1.pdf, https://doi.org/10.6084/m9.figshare.14191688.v1 ( Viney & De-Graft Aikins, 2021d).

    Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 2.pdf, https://doi.org/10.6084/m9.figshare.14191685.v1 ( Viney & De-Graft Aikins, 2021e).

    Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 3.pdf, https://doi.org/10.6084/m9.figshare.14191691.v1 ( Viney & De-Graft Aikins, 2021f).

    Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 4.pdf, https://doi.org/10.6084/m9.figshare.14191709.v1 ( Viney & De-Graft Aikins, 2021g).

    Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 5.pdf, https://doi.org/10.6084/m9.figshare.14191724.v1 ( Viney & De-Graft Aikins, 2021h).

    Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 6.pdf, https://doi.org/10.6084/m9.figshare.14191694.v1 ( Viney & De-Graft Aikins, 2021i).

    Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 7.pdf, https://doi.org/10.6084/m9.figshare.14191700.v1 ( Viney & De-Graft Aikins, 2021j).

    Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 8.pdf, https://doi.org/10.6084/m9.figshare.14191706.v1 ( Viney & De-Graft Aikins, 2021k).

    Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 9.pdf, https://doi.org/10.6084/m9.figshare.14191712.v1 ( Viney & De-Graft Aikins, 2021l).

    Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 10.pdf, https://doi.org/10.6084/m9.figshare.14191703.v1 ( Viney & De-Graft Aikins, 2021m).

    Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 11.pdf, https://doi.org/10.6084/m9.figshare.14191721.v1 ( Viney & De-Graft Aikins, 2021n).

    Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 12.pdf, https://doi.org/10.6084/m9.figshare.14191715.v1 ( Viney & De-Graft Aikins, 2021o).

    Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 13.pdf, https://doi.org/10.6084/m9.figshare.14191718.v1 ( Viney & De-Graft Aikins, 2021p).

    Figshare: Career Transition to Research Leadership in Africa Transcript - Interview 14.pdf, https://doi.org/10.6084/m9.figshare.14191727.v1 ( Viney & De-Graft Aikins, 2021q).

    Data are available under the terms of the Creative Commons Attribution 4.0 International license (CC-BY 4.0).


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