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. 2021 Aug 6;21:767. doi: 10.1186/s12879-021-06437-5

Characteristics of viral pneumonia in non-HIV immunocompromised and immunocompetent patients: a retrospective cohort study

Lijuan Li 1,, Steven H Hsu 2, Chunlei Wang 1, Binbin Li 1, Lingxiao Sun 3, Jinying Shi 4, Yali Ren 5, Jinxiang Wang 6, Xiaoqi Zhang 7, Jiangbo Liu 8
PMCID: PMC8343364  PMID: 34362320

Abstract

Background

Concerning viral pneumonia, few large-scale comparative studies have been published describing non-HIV immunocompromised and immunocompetent patients, but the epidemiological characteristics of different viruses or underlying diseases in immunocompromised hosts are lacking.

Methods

We retrospectively recruited patients hospitalised with viral pneumonia from six academic hospitals in China between August 2016 and December 2019. We measured the prevalence of comorbidities, coinfections, nosocomial infections, and in-hospital mortalities.

Results

Of the 806 patients, 370 were immunocompromised and 436 were immunocompetent. The disease severity and in-hospital mortality of immunocompromised patients were higher than those of immunocompetent patients. During the influenza season, an increased number of cases of influenza virus (IFV) infection were found in the immunocompromised group, followed by cases of cytomegalovirus (CMV) and respiratory syncytial virus (RSV) infection. During the non-influenza season, CMV was the main virus detected in the immunocompromised group, while RSV, adenovirus (AdV), parainfluenza virus (PIV), and rhinovirus (HRV) were the main viruses detected in the immunocompetent group. Pneumonia caused by Pneumocystis jirovecii (22.4%), Aspergillus spp. (14.1%), and bacteria (13.8%) were the most frequently observed coinfections in immunocompromised patients but not in immunocompetent patients (Aspergillus spp. [10.8%], bacteria [7.1%], and Mycoplasma spp. [5.3%]). CMV infection and infection with two-or-more viruses were associated with a higher in-hospital mortality rate than non-IFV infection. However, patients with IFV and non-IFV infection in immunocompromised patients had similar disease severity and prognosis.

Conclusions

Immunocompromised patients have a high frequency of coinfections, and a higher mortality rate was observed among those infected with CMV and two-or-more viruses. In addition, patients with IFV and non-IFV infection in immunocompromised patients had similar same disease severity and prognosis. The type of viral infection varied with seasons.

Supplementary Information

The online version contains supplementary material available at 10.1186/s12879-021-06437-5.

Keywords: Viral pneumonia, Immunocompromised, Immunocompetent, Prognosis

Background

Among transplant recipients and patients with haematological malignancy, viral pneumonia often leads to severe respiratory disease and death [1]. Viral lower respiratory tract infections in immunocompromised patients have generally been ascribed to herpes virus (HSV) and cytomegalovirus (CMV) [2]. In recent years, influenza virus (IFV), parainfluenza virus (PIV), respiratory syncytial virus (RSV), and rhinovirus (HRV) have also been recognised as causes of serious infections, especially in patients undergoing treatment for haematologic malignancies and haematopoietic stem cell transplantation. These patients have a higher tendency to develop severe pneumonia, and a mortality rate as high as 25–70% has been reported [37]. These patients might experience prolonged viral shedding that potentially result in a longer duration of infection, a higher nosocomial transmission rate, and a higher mortality rate than those of immunocompetent hosts [8, 9]. Concerning non-HIV immunocompromised patients with viral pneumonia, few large-scale epidemiological studies and comparative studies have investigated different viruses or underlying diseases; however, investigations on the epidemiological and etiologic characteristics are lacking.

The objective of this study was to examine the epidemiological and etiologic characteristics and to identify the most common types of viruses that cause viral pneumonia in non-HIV immunocompromised and immunocompetent patients.

Methods

Study design and participants

We retrospectively recruited patients with community-acquired pneumonia (CAP) who were hospitalised between August 2016 and December 2019 at one of the six secondary and tertiary academic hospitals in China. The diagnosis of CAP was based on the American Thoracic Society and Infectious Disease Society of America (ATS/IDSA) guidelines [10]. Immunocompromised patients were selected if they met any of the following inclusion criteria: (1) solid-organ, stem cell, or bone marrow transplant recipients; (2) undergoing chemotherapy for any haematological disease (including acute lymphocytic leukaemia, acute myeloid leukaemia, chronic lymphocytic leukaemia, myeloma, or lymphoma) or the presence of a solid tumour within 6 months of admission or neutropenia (neutrophil count < 500 cells/mm3); (3) chest radiation therapy within 3 months of admission; (4) an autoimmune disease (including but not limited to systemic lupus erythematosus, rheumatoid arthritis, polymyalgia rheumatica, and interstitial lung disease) and receiving immunosuppressive therapy (including chronic glucocorticoid treatment: oral prednisone > 10 mg/d or the equivalent for ≥3 weeks) or methotrexate > 12.5 mg/week, cyclosporine, azathioprine, or biological modifiers such as etanercept or infliximab within 3 months of admission; and (5) history of splenectomy or cirrhosis [1, 11, 12]. Patients were excluded if they (1) were aged < 14 years, (2) experienced pneumonia onset ≥48 h after admission, or (3) tested positive for human immunodeficiency virus.

Study quality control

Key investigators, including clinicians, statisticians, microbiologists, and radiologists, worked together to draft the protocol and created a single formatted case report form (CRF) that was used by all centres. Before the initiation of the study, all investigators from the six centres received training related to the study protocol, including the screening process, definitions of underlying diseases, and the format of the CRF. After data were collected, CRFs were reviewed by a trained researcher to ensure completeness and data quality.

Data collection

The data were collected and included information on patient and disease characteristics, initial oxygenation strategy, laboratory and microbiological data (blood, nasopharyngeal swabs, sputum, and/or bronchoalveolar lavage samples; bacterial or fungal cultures; viral nucleic acid detection; and antibiotic susceptibility patterns), associated organ dysfunction, and patient outcomes at hospital discharge.

Microbiological methods

Microbiological samplings were performed, bronchoalveolar lavage (BAL) or sputum samples were obtained by the treating physicians, and microorganisms were identified and tested for drug susceptibilities. Bronchoscopic examinations were performed according to general guidelines. Lidocaine spray was applied to the upper airway and carina as a local anaesthetic, and airways were thoroughly examined. BAL was performed by administering 60–120 mL of sterile saline solution 2–4 times into the distal bronchial tree, either at the affected lobe or in the middle lung lobe with more radiographic abnormalities. BAL specimens were aliquoted and immediately transported to laboratories. Sputum, BAL samples, or nasopharyngeal swabs were used for atypical pathogen and viral polymerase chain reaction (PCR) amplification tests. Reverse-transcription real time PCR (RT-PCR) (Shanghai Zhijiang Biological Technology, China) was used to detect respiratory viruses including CMV, RSV, IFV types A and B, PIV, HRV, human metapneumovirus (HMPV), and adenovirus (AdV) and Mycoplasma pneumoniae, Chlamydia pneumoniae, Legionella pneumophila, and Pneumocystis jirovecii (PCP) in nasopharyngeal swab, sputum, endotracheal aspirate (ETA), or BAL fluid sample. In addition, sputum, ETA, and BAL samples were cultured to identify the presence of bacterial and fungal organisms; the Platelia Aspergillus test was used for galactomannan detection (Bio-Rad Laboratories, Marnes-la-Coquette, France).

Pathogen-specific diagnostic criteria

To diagnose pneumonia caused by Aspergillus, one or more of the following criteria were required: (1) histopathologic or direct microscopic evidence of dichotomous septate hyphae with a positive culture for Aspergillus from tissue sample, (2) a positive Aspergillus culture from BAL fluid sample, (3) a galactomannan optical index in BAL fluid ≥1, (4) a galactomannan optical index in serum ≥0.5; (5) Aspergillus species identified on culture and microscopically [13, 14].

The diagnosis of Pneumocystis jirovecii pneumonia (PCP) required one of the following: (1) high-resolution computed tomography imaging showing diffuse ground glass opacity with patchy distribution; (2) microscopic examination of the respiratory sample revealing the presence of Pneumocystis cystic or trophic forms; or (3) a positive PCR test result for Pneumocystis [15].

Coinfection was considered if bacteria or fungi were isolated from lower respiratory tract specimens (qualified sputum, endotracheal aspirate, and BAL) within 48 h of hospitalisation. A nosocomial infection was diagnosed when patients showed clinical signs or symptoms of pneumonia or bacteraemia and had a positive culture of a new pathogen obtained from lower respiratory tract specimens and/or blood samples taken ≥48 h after admission.

Statistical analysis

The demographics, clinical characteristics, and pathogen testing results are expressed as the mean (± standard deviation), median (interquartile range), or number (percentage). Group comparisons were conducted using Student’s t-test or the Wilcoxon rank-sum test for continuous variables with and without normal distributions, respectively. Categorical variables of the two groups were compared using the χ2 test.

Statistical analyses were performed using SPSS version 19.0 (SPSS, Inc., Chicago, Illinois). All tests were two-sided, and P-values < 0.05 were considered statistically significant.

Patient and public involvement

No patient or the public were involved in the development of the research question, study design, recruitment, and the conduct of the study.

Results

A total of 860 adult patients with positive respiratory viral nucleic acid test results were selected. After excluding patients with upper respiratory tract infections (n = 24) and those who failed to meet the diagnostic criteria for pneumonia (n = 30), 806 patients with viral pneumonia were included in the final analysis. These included 370 immunocompromised and 436 immunocompetent patients. Approximately 34.3% (127/370) of the immunocompromised patients were women with a median age of 60 years. The main presenting symptoms were fever (74.6%), cough (92.4%), and dyspnoea (66.2%). The most common underlying immune-related diseases were connective tissue disease (36.2%), interstitial lung disease (44.6%), solid-organ transplantation (16.2%), and nephrotic syndrome or chronic glomerulonephritis (12.4%). D-dimer levels, pneumonia severity index (PSI) scores, rates of non-invasive mechanical ventilation, septic shock, and in-hospital mortality were higher in the immunocompromised group than in the immunocompetent group (P < 0.05) (Table 1).

Table 1.

Clinical characteristics of viral pneumonia between immunocompetent and immunocompromised group

Variables Total, N = 806 Immunocompromised
group, n = 370
Immunocompetent group, n = 436 P-Value
Sex, female, n (%) 290 (36.0) 127 (34.3) 163 (37.4) 0.367
Age, median (IQR) 62.0 (49.0–71.0) 60.0 (49.0–68.0) 63.0 (49.3–75.0) 0.003
Symptoms and signs, n (%)
 Fever 608 (75.4) 276 (74.6) 332 (76.1) 0.610
 Cough 764 (94.8) 342 (92.4) 422 (96.8) 0.006
 Expectoration 732 (90.8) 322 (87.0) 410 (94.0) 0.001
 Dyspnea 542 (67.2) 245 (66.2) 297 (68.1) 0.566
Laboratory examination
 White blood cell, × 109/L (IQR) 7.85 (5.62–11.34) 8.20 (5.73–11.71) 7.55 (5.43–10.91) 0.086
 Neutrophils, ×109/L (IQR) 6.17 (3.82–9.22) 6.73 (4.31–9.80) 5.52 (3.51–8.95) 0.014
 Lymphocyte, ×109/L (IQR) 0.95 (0.56–1.52) 0.84 (0.45–1.40) 1.03 (0.61–1.58) 0.001
 Persistent lymphocytopenia 319 (39.6) 177 (47.8) 142 (32.6) < 0.001
 Mean hemoglobin±SD, g/L 117.8 ± 24.5 110.6 ± 23.6 123.9 ± 23.6 < 0.001
 Mean albumin±SD, g/L 34.4 ± 6.6 33.5 ± 6.6 35.2 ± 6.5 < 0.001
 Lactate dehydrogenase, U/L 302 (217–501) 357 (245–555) 263 (199–454) < 0.001
 Blood urea nitrogen, mmol/L 5.95 (4.18–9.61) 6.69 (4.61–11.62) 5.39 (3.90–7.89) < 0.001
 D-Dimer, mmol/L 1.61 (0.69–4.32) 2.06 (0.84–9.42) 1.37 (0.58–3.10) < 0.001
 Procalcitonin, ng/ml 0.31 (0.17–0.82) 0.32 (0.16–0.72) 0.31 (0.18–0.94) 0.372
 Oxygenation index 203 (118–289) 186 (113–289) 209 (126–292) 0.401
 Severe pneumonia index score 78 (59–103) 83 (62–107) 75 (56–99) 0.001
 CURB65 score > 1 261 (32.4) 117 (31.6) 144 (33.0) 0.671
Underlying Diseases, n (%)
 Without underlying disease 106 (13.2) 0 (0) 106 (24.3) < 0.001
 Diabetes mellitus 194 (24.1) 103 (27.8) 91 (20.9) 0.021
 Tumor 62 (7.7) 41 (11.1) 21 (4.8) 0.001
 Connective tissue diseasea 140 (17.4) 134 (36.2) 6 (1.4) < 0.001
 Interstitial lung disease 210 (26.1) 165 (44.6) 45 (10.3) < 0.001
 Bronchiectasis 28 (3.5) 6 (1.6) 22 (5.0) 0.008
 Bronchial asthma 17 (2.1) 6 (1.6) 11 (2.5) 0.375
 Chronic obstructive pulmonary disease 85 (10.5) 24 (6.5) 61 (14.0) 0.001
 Cirrhosis 5 (0.6) 5 (1.4) 0 (0) 0.015
 Leukemia 7 (0.9) 7 (1.9) 0 (0) 0.004
 Lymphoma 17 (2.1) 16 (4.3) 1 (0.2) < 0.001
 Nephrotic syndrome or chronic glomerulonephritis 50 (6.2) 46 (12.4) 4 (0.9) < 0.001
 Chronic renal failure 45 (5.6) 29 (7.8) 16 (3.7) 0.003
 After bone marrow or hematopoietic stem cell transplantation 5 (0.6) 5 (1.4) 0 (0) 0.015
 Solid organ transplant 60 (7.4) 60 (16.2) 0 (0) < 0.001
 Current smoker or ex-smoker 287 (35.6) 128 (34.6) 159 (36.5) 0.599
Bronchoalveolar lavage, n (%) 609 (75.6) 271 (73.2) 338 (77.5) 0.159
Treatment, before admission, n (%)
 Antibiotics 665 (82.5) 280 (75.7) 385 (88.3) < 0.001
 Antiviral drugs 164 (20.3) 83 (22.4) 81 (18.6) 0.176
Treatment, during hospitalization, n (%)
 Anti - Pseudomonas aeruginosa drugs 627 (77.8) 295 (79.7) 332 (76.1) 0.223
 Voriconazole or caspofungin 288 (35.7) 181 (48.9) 107 (24.5) < 0.001
 Ganciclovir 254 (31.5) 221 (59.7) 33 (7.6) < 0.001
 Trimethoprim 207 (25.7) 193 (52.2) 14 (3.2) < 0.001
Complications, n (%)
 Noninvasive ventilation 146 (18.1) 90 (24.3) 56 (12.8) < 0.001
 Invasive mechanical ventilation 234 (29.0) 98 (26.5) 136 (31.2) 0.183
 Mechanical ventilation 310 (38.5) 141 (38.1) 169 (38.8) 0.982
 Respiratory failure during admission 397 (49.3) 186 (50.3) 211 (48.4) 0.379
 ICU admission 349 (43.3) 156 (42.2) 193 (44.3) 0.532
 Septic shock during hospitalization 170 (21.1) 91 (24.6) 79 (18.1) 0.025
 Extracorporeal membrane oxygenation 58 (7.2) 24 (6.5) 34 (7.8) 0.922
 Hospital mortality 180 (22.3) 98 (26.5) 82 (18.8) 0.008

aConnective tissue disorders: rheumatoid arthritis, systemic lupus erythematosus, dermatomyositis, polymyositis, systemic sclerosis, Sjogren’s syndrome, etc.

During the influenza season (November, December, January, and February), an increase in the number of IFV infection cases (22.4%) was found in the immunocompromised group, followed by CMV (15.4%) and RSV (13.0%) infection cases. In the immunocompetent group, IFV (43.5%) was most frequently detected, followed by RSV (14.9%). During the non-influenza season, CMV (42.7%) was the main virus detected in the immunocompromised group. However, in the immunocompetent group, there was no dominant virus; the order of detection was as follows: IFV (9.4%), PIV (7.6%), AdV (7.3%) HRV (7.1%), and RSV (5.7%) (Table 2 and Figs. 1 and 2). Regarding coinfections in immunocompromised patients, PCP (22.4%), Aspergillus (14.1%) and bacteria (13.8%) were most frequent, with Klebsiella pneumoniae (4.1%), Pseudomonas aeruginosa (3.0%), and Staphylococcus aureus (3.0%) being the most common bacteria. In the immunocompetent group, Aspergillus (10.8%), bacteria (7.1%), and Mycoplasma (5.3%) were the dominant pathogens, with S. aureus (2.5%), K. pneumoniae (2.1%), and Streptococcus pneumoniae (1.1%) being the dominant bacteria. Among the secondary nosocomial bacterial infections, Acinetobacter baumannii, P. aeruginosa, and K. pneumoniae were most commonly detected as causative agents (Table 2). The CMV infection group had more patients with nephrotic syndrome and high rates of PCP infection and ground glass shadows on computed tomography (CT) (P < 0.05). In the non-IFV group, there were fewer patients who required non-invasive ventilator use and intensive care unit treatment than other groups. Further, the non-IFV group was associated with a lower in-hospital mortality rate than CMV and two-or-more viruses’ groups. However, patients with IFV and non-IFV infection in immunocompromised patients had similar disease severity and prognosis (Table 3).

Table 2.

The pathogen results of pneumonia between immunocompetent and immunocompromised group

Variables, n (%) Immunocompromised group,
n = 370
Immunocompetent group,
n = 436
P-Value
One virus 305 (82.4) 396 (90.8) < 0.001
Two or more viruses 65 (17.6) 40 (9.2) < 0.001
Influenza season
 Cytomegalovirus 57 (15.4) 12 (2.8) < 0.001
 Influenza A virus 63 (17.0) 165 (37.8) < 0.001
 Influenza B virus 20 (5.4) 25 (5.7) 0.840
 Rhinovirus 1 (0.3) 6 (1.4) 0.092
 Respiratory syncytial virus 48 (13.0) 65 (14.9) 0.430
 Adenovirus 9 (2.4) 14 (3.2) 0.508
 Parainfluenza virus 10 (2.7) 11 (2.5) 0.873
 Human metapneumovirus 1 (0.3) 0 (0) 0.277
 HSV-1 3 (0.8) 0 (0) 0.060
Non-influenza season
 Cytomegalovirus 158 (42.7) 10 (2.3) < 0.001
 Influenza A virus 23 (6.2) 36 (8.3) 0.268
 Influenza B virus 3 (0.8) 5 (1.1) 0.632
 Rhinovirus 7 (1.9) 31 (7.1) < 0.001
 Respiratory syncytial virus 21 (5.7) 25 (5.7) 0.972
 Adenovirus 5 (1.4) 32 (7.3) < 0.001
 Parainfluenza virus 17 (4.6) 33 (7.6) 0.081
 Human metapneumovirus 0 (0) 3 (0.7) 0.110
Pathogenic types of coinfections 204 (55.1) 101 (23.2) < 0.001
Bacteria 51 (13.8) 31 (7.1) 0.002
Streptococcus pneumoniae 1 (0.3) 5 (1.1) 0.149
Streptococcus constellatus 1 (0.3) 0 (0) 0.277
Haemophilus influenzae 1 (0.3) 0 (0) 0.277
Staphylococcus aureus 11 (3.0) 11 (2.5) 0.696
Escherichia coli 3 (0.8) 1 (0.2) 0.242
Enterobacter aerogenes 0 (0) 1 (0.2) 0.357
Enterobacter cloacae 2 (0.5) 0 (0) 0.470
Klebsiella pneumoniae 15 (4.1) 9 (2.1) 0.098
Pseudomonas 11 (3.0) 4 (0.9) 0.031
Proteus mirabilis 2 (0.5) 0 (0) 0.470
Acinetobacter 2 (0.5) 0 (0) 0.470
Nocardia 2 (0.5) 0 (0) 0.470
Atypical 11 (3.0) 23 (5.3) 0.105
Mycoplasma pneumoniae 6 (1.6) 23 (5.3) 0.006
Legionella 5 (1.4) 0 (0) 0.015
Pneumocystis 83 (22.4) 0 (0) < 0.001
Aspergillus 52 (14.1) 47 (10.8) 0.158
Mycobacterium tuberculosis 6 (1.6) 0 (0) 0.008
Non-tuberculosis mycobacteria 1 (0.3) 0 (0) 0.277
Pathogens in nosocomial infection 134 (36.2) 168 (38.5) 0.498
Acinetobacter 31 (8.4) 52 (11.9) 0.099
Pseudomonas 32 (8.6) 41 (9.4) 0.710
Klebsiella pneumoniae 14 (3.8) 17 (3.9) 0.932
Burkholderia 11 (3.0) 17 (3.9) 0.474
Enterococcus 6 (1.6) 2 (0.5) 0.097
Enterobacter cloacae 3 (0.8) 0 (0) 0.060
Escherichia coli 4 (1.1) 1 (0.2) 0.125
Proteus mirabilis 0 (0) 2 (0.5) 0.192
Stenotrophomonas maltophilia 4 (1.1) 11 (2.5) 0.131
Corynebacterium striatum 6 (1.6) 11 (2.5) 0.375
Staphylococcus aureus 4 (1.1) 0 (0) 0.030
Rolstonia mannitolytica 1 (0.3) 5 (1.1) 0.149
Other bacteria 5 (1.4) 3 (0.7) 0.344
 Aspergillus 12 (3.2) 6 (1.4) 0.074
 Trichosporon asahii 1 (0.3) 0 (0) 0.277
Only one virus 123 (33.2) 259 (59.4) < 0.001
>one organism 247 (66.8) 177 (40.6) < 0.001

HSV-1 herpes simplex virus type 1

Fig. 1.

Fig. 1

Virus detection of immunocompromised hosts in different months

Fig. 2.

Fig. 2

Virus detection of immunocompetent hosts in different months

Table 3.

Comparative analysis of different viral pneumonia in immunocompromised patients

Variables CMV
N = 162
IFV
N = 65
Non-IFV
N = 79
≥two viruses
N = 64
P-Value
Female, n (%) 59 (36.4) 18 (27.7) 30 (38.0) 20 (31.3) 0.509
Age, median (IQR), years 60.0 (47.0, 68.3) 63.0 (54.0, 69.0) 59.0 (47.0, 68.0) 60.0 (50.3, 67.0) 0.616
Symptoms and signs, n (%)
 Fever 138 (85.2) 48 (73.9) 48 (60.8) 42 (65.6) < 0.001
 Cough 138 (85.2) 63 (96.9) 79 (100.0) 62 (96.9) < 0.001
 Expectoration 122 (75.3) 63 (96.9) 77 (97.5) 60 (93.8) < 0.001
 Dyspnea 108 (66.7) 43 (66.2) 51 (64.6) 43 (67.2) 0.987
Underlying Diseases, n (%)
 Connective tissue disease 69 (42.6) 19 (29.2) 21 (26.6) 25 (39.1) 0.054
 Interstitial lung disease 61 (37.7) 31 (47.7) 43 (54.4) 30 (46.9) 0.084
 Diabetes mellitus 43 (26.5) 18 (27.7) 22 (27.9) 20 (31.3) 0.917
 Tumor 19 (11.7) 7 (10.8) 11 (13.9) 4 (6.3) 0.524
 Bronchial asthma 6 (3.7) 0 (0) 0 (0) 0 (0) 0.050
 COPD 13 (8.0) 6 (9.2) 3 (3.8) 2 (3.1) 0.311
 Leukemia 2 (1.2) 0 (0) 4 (5.1) 1 (1.6) 0.114
 Lymphoma 5 (3.1) 2 (3.1) 5 (6.3) 4 (6.3) 0.535
 After bone marrow or HSCT 2 (1.2) 0 (0) 1 (1.3) 2 (3.1) 0.490
 Nephrotic syndrome or chronic glomerulonephritis 36 (22.2) 2 (3.1) 4 (5.1) 4 (6.3) < 0.001
 Solid organ transplant 7 (4.3) 17 (26.2) 23 (29.1) 13 (20.3) < 0.001
 Cirrhosis 0 (0) 3 (4.6) 1 (1.3) 1 (1.6) 0.059
Laboratory examination
 White blood cell, ×109/L (IQR) 8.50 (5.70, 12.52) 7.95 (5.08, 11.07) 7.57 (5.69, 11.47) 8.50 (6.35, 11.45) 0.587
 Neutrophils, ×109/L (IQR) 7.08 (4.52, 10.94) 6.80 (3.80, 9.24) 5.69 (3.51, 8.81) 6.90 (4.86, 9.77) 0.081
 Lymphocyte, × 109/L (IQR) 0.73 (0.41, 1.40) 0.81 (0.41, 1.31) 1.11 (0.60, 1.83) 0.80 (0.45, 1.32) 0.048
 Persistent lymphocytopenia 84 (51.9) 32 (49.2) 28 (35.4) 33 (51.6) 0.097
 D-Dimer, mg/L 1.78 (0.78, 3.08) 1.52 (0.58, 3.09) 1.12 (0.55, 2.68) 1.34 (0.60, 2.57) 0.288
 Lactate dehydrogenase, U/L 395.5 (255.8, 590.0) 325.0 (228.0, 482.0) 300.0 (206.0, 430.0) 386.0 (276.0, 553.9) 0.007
 Oxygenation index 184.2 (113.5, 286.0) 285.7 (154.1375.9) 244.1 (96.3, 277.1) 122.4 (92.5, 272.8) 0.067
Severe pneumonia index score 75.0 (58.0, 107.0) 79.0 (60.0, 99.0) 79.0 (61.0, 104.0) 80.5 (57.8, 105.3) 0.508
CURB65 score > 1 55 (34.0) 25 (38.5) 19 (24.1) 18 (28.1) 0.234
Imaging features, n (%),24 missing
 Consolidation or mass 71 (43.8) 24 (36.9) 39 (49.4) 34 (53.1) 0.176
 Ground-glass opacity 99 (61.1) 30 (46.2) 42 (53.2) 35 (54.7) 0.004
Viral-PCP co-infection 64 (39.5) 4 (6.2) 3 (3.8) 7 (10.9) < 0.001
Viral-aspergillus co-infection 16 (9.9) 9 (13.8) 12 (15.2) 15 (23.4) 0.069
Viral-bacteria co-infection 22 (13.6) 7 (10.8) 10 (12.7) 9 (14.1) 0.939
Viral-atypical co-infection 6 (3.7) 1 (1.5) 3 (3.8) 1 (1.6) 0.708
Nosocomial bacterial infection 36 (22.2) 17 (26.2) 17 (21.5) 22 (34.4) 0.237
Complications, n (%)
 Noninvasive ventilation 54 (33.3) 10 (15.4) 9 (11.4) 17 (26.6) 0.001
 Invasive mechanical ventilation 45 (27.8) 20 (30.8) 16 (20.3) 19 (29.7) 0.462
 Respiratory failure 91 (56.2) 33 (50.8) 26 (32.9) 36 (56.3) 0.001
 ICU care 89 (54.9) 22 (33.8) 19 (24.1) 26 (40.6) < 0.001
 Septic shock 40 (24.7) 17 (26.2) 14 (17.7) 20 (31.3) 0.305
 Extracorporeal membrane oxygenation 4 (2.5) 7 (10.8) 7 (8.9) 6 (9.4) 0.268
 In-hospital mortality 50 (30.9) 14 (21.5) 12 (15.2) 22 (34.4) 0.022a

IFV influenza A virus, influenza B virus; Non-IFV virus respiratory syncytial virus (RSV), HPIV human parainfluenza virus, HRV human rhinovirus, ADV adenovirus and HSV-1 herpes simplex virus type 1, HSCT hematopoietic stem cell transplantation, COPD Chronic obstructive pulmonary disease.

aThe in-hospital mortality between non-IFV and IFV patients was not statistically different (P = 0.324), but the non-IFV group was associated with a lower in -hospital rate than that of CMV group and two or more viruses' group (P<0.05)

Patients with nephrotic syndrome and chronic glomerulonephritis had the highest rate of CMV infection (89.1%), organ transplant patients had the highest rate of RSV infection (35.0%), patients with haematopoiesis diseases had the highest rates of AdV (22.7%) and HRV (18.2%) infections, and malignant solid patients with radiotherapy and chemotherapy had the highest rate of PIV infection (23.5%). Patients with nephrotic syndrome and chronic glomerulonephritis had a low oxygenation index and lymphocyte count, high rate of CMV and PCP infection, were more likely to require additional non-invasive ventilator use and intensive care unit treatment, and had a high in-hospital mortality rate. The in-hospital mortality rate of patients with connective tissue disease was the second highest (30%), while that of solid-organ transplantation patients was the lowest (10%) (Table 4). Viral shedding was significantly longer in immunocompromised hosts than in immunocompetent hosts (Table 5).

Table 4.

Clinical characteristics of pneumonia with immunocompromised patients in different underlying disease

Variables Connective tissue disease, N = 134 Solid organ transplant, N = 60 Nephrotic syndrome or chronic glomerulonephritis,
N = 46
Hematopoiesis diseasesa
N = 22
Idiopathic interstitial pneumonia,
N = 51
Radiotherapy and chemotherapy of malignant solid tumor,
N = 17
P value
Sex, female, n (%) 64 (47.8) 11 (18.3) 11 (23.9) 7 (31.8) 16 (31.4) 3 (17.6) < 0.001
Age, median (IGR) 62.0 (45.0, 70.3) 58.0 (47.0, 63.0) 58.0 (47.8, 65.3) 55.0 (32.8, 69.5) 59.0 (53.0, 69.0) 64.0 (57.0, 67.0) 0.043
Laboratory examination
 White blood cell, × 109/L (IQR) 8.59 (6.30, 11.72) 6.79 (4.47, 9.81) 8.83 (6.44, 11.97) 5.58 (3.21, 9.85) 7.85 (5.73, 11.48) 8.01 (4.21, 10.77) 0.005
 Neutrophils, × 109/L (IQR) 6.99 (5.05, 9.80) 4.63 (3.11, 7.70) 8.20 (5.2, 10.9) 4.19 (1.89, 7.51) 6.45 (4.60, 9.58) 6.73 (2.91, 8.30) 0.001
 Lymphocyte, × 109/L (IQR) 0.81 (0.44, 1.45) 0.95 (0.36, 1.62) 0.62 (0.33, 0.96) 0.70 (0.22, 1.34) 1.09 (0.70, 1.83) 0.80 (0.46, 1.21) 0.039
 Oxygenation index 212.4 (116.8, 291.8) 244.1 (142.4, 338.1) 122.0 (78.6, 206.2) 225.8 (116.1, 368.2) 209.2 (111.3, 328.5) 327.4 (296.2, 413.6) 0.026
Severe pneumonia index score 76.0 (50.8, 103.0) 83.0 (64.3, 100.0) 89.5 (66.8, 119.0) 87.5 (59.3, 119.0) 79.0 (63.0, 91.0) 107.0 (80.0, 125.0) 0.018
CURB65 score > 1 37 (27.6) 17 (28.3) 19 (41.3) 4 (18.2) 15 (29.4) 6 (35.3) 0.421
Imaging features, n (%) 126 (94.0) 59 (98.3) 37 (80.4) 18 (81.8) 51 (100.0) 15 (88.2)
 Consolidation or mass 86 (64.2) 26 (43.3) 27 (58.7) 5 (22.7) 38 (74.5) 8 (47.1) < 0.001
 Ground-glass opacity 65 (48.5) 22 (36.7) 21 (45.7) 11 (50.0) 18 (35.3) 10 (58.8) 0.049
CMV 89 (66.4) 18 (30.0) 41 (89.1) 11 (50.0) 25 (49.0) 7 (41.2) < 0.001
IFV-A 24 (17.9) 18 (30.0) 5 (10.9) 3 (13.6) 12 (23.5) 6 (35.3) 0.086
IFV-B 9 (6.7) 5 (8.3) 0 (0) 0 (0) 5 (9.8) 2 (11.8) 0.229
RSV 26 (19.4) 21 (35.0) 3 (6.5) 2 (9.1) 14 (27.5) 0 (0) 0.001
AdV 3 (2.2) 3 (5.0) 0 (0) 5 (22.7) 0 (0) 1 (5.9) < 0.001
HRV 2 (1.5) 1 (1.7) 0 (0) 4 (18.2) 0 (0) 0 (0) < 0.001
PIV 9 (6.7) 6 (10.0) 0 (0) 3 (13.6) 3 (5.9) 4 (23.5) 0.035
Viral-PCP co-infection 30 (22.4) 3 (5.0) 24 (52.2) 3 (13.6) 9 (17.6) 4 (23.5) < 0.001
Viral-aspergillus co-infection 13 (9.7) 17 (28.3) 5 (10.9) 1 (4.5) 6 (11.8) 2 (11.8) 0.010
Viral-bacteria co-infection 16 (11.9) 12 (20.0) 6 (13.0) 1 (4.5) 2 (3.9) 3 (17.6) 0.134
Viral-atypical co-infection 4 (3.0) 2 (3.3) 3 (6.5) 1 (4.5) 0 (0) 0 (0) 0.518
Nosocomial bacterial infection 26 (19.4) 25 (41.7) 12 (26.1) 5 (22.7) 11 (21.6) 2 (11.8) 0.021
Complications, n (%)
 NIV 41 (30.6) 8 (13.3) 17 (37.0) 4 (18.2) 15 (29.4) 2 (11.8) 0.035
 IMV 41 (30.6) 9 (15.0) 12 (26.1) 3 (13.6) 17 (33.3) 1 (5.9) 0.033
 Respiratory failure 78 (58.2) 21 (35.0) 24 (52.2) 6 (27.3) 28 (54.9) 6 (35.3) 0.004
 ICU care 66 (49.3) 10 (16.7) 28 (60.9) 8 (36.4) 25 (49.0) 2 (11.8) < 0.001
 Septic shock 31 (23.1) 12 (20.0) 17 (37.0) 3 (13.6) 11 (21.6) 5 (29.4) 0.256
 ECMO 8 (6.0) 4 (6.7) 3 (6.5) 1 (4.5) 7 (13.7) 0 (0) 0.297
 In-hospital mortality 40 (30.0) 6 (10.0) 18 (39.1) 3 (13.6) 13 (25.5) 4 (23.5) 0.011

NIV Noninvasive ventilation, IMV Invasive mechanical ventilation, ECMO Extracorporeal membrane oxygenation

aHematopoiesis diseases: Leukemia, lymphoma, bone marrow or hematopoietic stem cell transplantation

Table 5.

viral shedding in of different groups

Variables Viral shedding in immunocompromised
group(d)
Viral shedding in immunocompetent
group(d)
P value
IFV 12.0 (6.5, 26.5) 8.5 (5.0, 13.0) 0.022
RSV 14.0 (6.0, 30.0) 6.5 (3.0, 14.0) 0.024

Discussion

This study was a large-scale, multicentre, retrospective study of the aetiology of and clinical risk factors for CAP in immunocompromised patients. The main findings were as follows: (1) The disease severity and in-hospital mortality rate of immunocompromised patients were higher than those of immunocompetent patients; (2) during the influenza and non-influenza seasons, the distribution of viruses in the immunocompromised group differed; (3) among the coinfections of immunocompromised patients, PCP was the main pathogen, followed by Aspergillus and bacteria, and in the immunocompetent group, Aspergillus was the most common pathogen, followed by bacteria and Mycoplasma; (4) the in-hospital mortality rate of the non-IFV infection group was lower than those of the CMV group and the two-or-more viruses group, but had similar prognosis with IFV group; (5) the type of virus infection varied according to the underlying diseases detected; (6) viral shedding was significantly longer in immunocompromised hosts than in immunocompetent hosts.

In recent years, several studies have focused on respiratory virus infection in patients after haematopoietic cell transplantation (HCT) [1621]. Sachiko studied HRV in the lower respiratory tract of patients with HCT and found that 55% of patients had coinfections and that the 90-day mortality rate was 41% [16], which was similar to that of lower respiratory tract infections caused by RSV, PIV, or IFV [1719]. Among the immunocompromised patients with IFV pneumonia, approximately 60% had an associated infection with at least one other organism, and the mortality rate among these patients was 15–30% [20]. The mortality rate among haematologic malignancy patients with RSV is approximately 18%, and in HCT recipients who developed RSV lower respiratory tract infections, it can be as high as 83% [21]. Similarly, our study showed that the disease severity and in-hospital mortality (26.5% vs 18.8%) of immunocompromised patients were higher than those of immunocompetent patients.

CMV, especially with PCP coinfection, has a high mortality rate in immunocompromised patients [22, 23]. However, at present, there are few comparative studies examining CMV and other respiratory viruses. Our findings indicated that during the influenza season, IFV, CMV, and RSV were the main viruses detected in immunocompromised hosts, while during the non-influenza season, we need to pay attention to CMV, IFV, PIV, AdV, HRV and RSV as these were more readily detected. Non-CMV viral infections may also exist with a PCP coinfection, albeit less frequent. Comparably we found no difference in the rate of virus-Aspergillus coinfections irrespective of the type of viral infection [13, 24].

The disease severity in, complications in, and outcomes of immunocompetent patients with CAP were similar between IFV- and non-IFV-related respiratory diseases [2527]. We found that the in-hospital mortality rate was significantly higher in immunocompromised patients with CMV or two-or-more viral infections than the non-IFV infections. This suggests that when a viral infection is suspected in an immunocompromised patient, healthcare providers should also determine the presence of CMV and other viral aetiologies, as early diagnosis and treatment are essential in improving the outcomes. In addition, the highest mortality rate was observed among patients with nephrotic syndrome or chronic glomerulonephritis, for which there was a higher rate of CMV and PCP infection. This indicates that routinely screening for PCP and CMV infections should be considered for this group of patients. Moreover, the higher incidence of CMV and PCP and mortality rates associated with nephrotic syndrome patients may be related to the lack of routine prevention of infection when using immunosuppressants or glucocorticoids.

It has been suggested that viral respiratory infections in immunocompromised patients involve persistent viral shedding, rendering these patients contagious for prolonged periods [2830]. Memoli et al. reported that the viral shedding period of immunocompromised patients was longer than that of immunocompetent patients with IFV pneumonia (19.04 vs. 6.38 days, respectively; P < 0.05) [29]. Virus detection for ≥30 days was reported in 29% of infected patients with haematological disorders [28]. In this study, we demonstrated that both influenza A virus subtype H1N1 and RSV infections had a longer viral shedding period in immunocompromised hosts, which made it necessary to extend the duration of antiviral therapy.

There were some limitations to this study. First, it had a retrospective design and might not have included all patients. Second, as it was a multicentre research, not every patient with pneumonia underwent a full array of pathogen testing. Therefore, pathogen identification and diagnosis could have been incomplete. Third, many patients had been previously administered antibiotics. Despite these limitations, our results were consistent with the literature and provide a detail insight into the clinical and pathogenic characteristics and outcomes of different viral infections in immunocompromised hosts.

Conclusions

Immunocompromised patients have high frequencies of coinfections, nosocomial infections, and mortality rates. A longer viral shedding duration may lead to a prolonged period of infectivity.

Supplementary Information

12879_2021_6437_MOESM1_ESM.docx (34.1KB, docx)

Additional file 1: Supplementary Table 1: virus detection in immunocompetent and immunocompromised group.

Acknowledgements

Not applicable.

Abbreviations

CAP

Community-acquired pneumonia

CMV

Cytomegalovirus

Flu A

Influenza A virus

Flu B

Influenza B virus

PIV

Parainfluenza virus

RSV

Respiratory syncytial virus

AdV

Adenovirus

HRV

Rhinovirus

HMPV

Human metapneumovirus

HSV

Herpes virus

PCP

Pneumocystis jirovecii pneumonia

ETA

Endotracheal aspirate

BAL

Bronchoalveolar lavage

PSI

Pneumonia severity index

HCT

Haematopoietic cell transplantation

RT-PCR

Reverse-transcription real time polymerase chain reaction

Authors’ contributions

Study design: LL. Data collection: LL, WC, LB, SL, JS, YR, JW, XZ, JL. Statistical analysis: LL. Writing: LL, SH. All authors take full responsibility for the study design, data analysis and interpretation, and preparation of the manuscript. All authors approved the final draft manuscript.

Funding

This work was supported by the Ministry of Science and Technology Support Program [grant number 2015BAI12B11] and the Beijing Science and Technology Commission Key Project [grant number D151100002115004].

Availability of data and materials

The datasets used and/or analysed during the current study are available from the corresponding author on reasonable request.

Declarations

Ethics approval and consent to participate

The Ethics Committee of China-Japan Friendship Hospital (no. 2015–86) granted approval for this retrospective study and orchestrated the centralised collaboration and approval of all participating institutions. The data used in this study were anonymised before use. The use of raw data in this study was approved by China-Japan Friendship Hospital.

Consent for publication

Not applicable.

Competing interests

The authors declare that they have no competing interests.

Footnotes

Publisher’s Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

12879_2021_6437_MOESM1_ESM.docx (34.1KB, docx)

Additional file 1: Supplementary Table 1: virus detection in immunocompetent and immunocompromised group.

Data Availability Statement

The datasets used and/or analysed during the current study are available from the corresponding author on reasonable request.


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