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. 2021 Aug 18;16(8):e0254897. doi: 10.1371/journal.pone.0254897

Palm oil: Understanding barriers to sustainable consumption

Cassandra Shruti Sundaraja 1, Donald W Hine 2, Amy D Lykins 1,*
Editor: Ali B Mahmoud3
PMCID: PMC8372893  PMID: 34407066

Abstract

Palm oil is relatively inexpensive, versatile, and popular, generating great economic value for Southeast Asian countries. However, the growing demand for palm oil is leading to deforestation and biodiversity loss. The current study is the first to employ a capability-opportunity-motivation (COM-B) framework in green consumerism, to determine which capability, opportunity, and motivation factors strongly predict the intentional purchasing of sustainable palm oil products by Australian consumers (N = 781). Exploratory factor analysis revealed four main types of predictors of SPO purchasing–Pro-Green Consumption Attitudes, Demotivating Beliefs, Knowledge and Awareness, and Perceived Product Availability. Multiple regression revealed that these four factors explained 50% of the variability in SPO purchasing behaviour, out of which Knowledge and Awareness accounted for 18% of the unique variance. Perceived Product Availability and Pro-Green Consumption Attitudes were also significant predictors but accounted for only 2% and 1% of unique variance, respectively. These results provide a valuable foundation for designing behaviour change interventions to increase consumer demand for sustainable palm oil products.

Introduction

The focus on global climate change intensified in 2019 with the unprecedented ferocity of the bushfire season in Australia, dubbed as the “Black Summer”, owing to high temperatures and the pre-existing drought [1, 2]. The ongoing fire season in western United States is anticipated to mirror the conditions seen in Australia, exacerbated by increased temperatures and a slow recovery from drought [3]. Additionally, the Atlantic hurricane season has seen devastating storms hit parts of the United States of America, which could be due to warmer ocean temperatures that fuel cyclones [4]. The year 2019 also saw an increase in the worldwide destruction of tropical rainforests, despite commitments made by companies and governments to decrease deforestation by 2020 [5]. While children–inspired by Greta Thunberg, a teenage environmental activist–left schools to protest climate-related inaction [6], tropical forests in the Amazon region [7] and in South East Asia [8, 9] continue to burn for agricultural purposes. These main belts of tropical rainforests are essential for regulating global and local temperatures [10], the destruction of which has huge implications for climate change.

The idea that population growth and rates of human consumption cannot be sustained and are causing irreparable damage to the environment has been around since the late 1960’s and early 1970s [1113]. There have been warnings about planetary boundaries and thresholds being crossed with respect to climate change, land use and biodiversity loss, which threaten a safe operating space for humanity [14]. The exponential growth of industrialization and food production has been feared to lead to an impending collapse [13, 15]. Almost 50 years later, the message continues to be the same–our patterns of consuming food, water, energy and other natural resources need to change in order to effectively address environmental challenges [16]. At the same time, there is concern about economic development and progress, and ensuring that needs are met in under-developed and developing countries [11, 16]. With growing attention on the impact of unchecked agriculture on climate change [17], this conflict between economic growth and environmental protection and preservation is well-illustrated with the issue of palm oil.

The global rising demand for edible oils, including palm oil, is fuelled by increasing per capita incomes, growing consumerism, and changing lifestyles [18, 19]. With about 80 to 90 per cent of palm oil produced for human food consumption, and the remaining 10 per cent consumed by various industries, such as biodiesel, cosmetics and pharmaceuticals [20], the global palm oil market was estimated to be 74.6 million tonnes in 2019 [21]. This is further expected to increase to 111.3 million tonnes by the year 2025 [22]. Grown predominantly in Southeast Asia, it is unsurprisingly viewed by many farmers there as a miracle crop due to its high yield, versatility, and relatively low production costs [23]. With the global market for palm oil growing rapidly, Indonesia and Malaysia rely on oil palm plantations for economic development and stability [18]. Over 40% of oil palm plantations are run as family farms [18]; as such, the livelihoods of these rural farmers rely on palm oil [24].

In order to keep up with the increasing demands for palm oil, however, tropical rainforests are cleared on a large-scale to make room for plantations, which has adversely impacted the biodiversity in Southeast Asia [8, 18, 2528]. Several species, including the Bornean orangutan and the Sumatran tiger are now critically endangered. Moreover, these rainforests were often cleared using the popular slash-and-burn technique, releasing enormous amounts of greenhouse gases like carbon dioxide, as the peatlands under the forests are set fire to and drained [2931]. This burning literally turns the sky red in parts of Indonesia [9], and the resultant haze (dubbed the ‘Southeast Asian Haze) causes acute respiratory illnesses and is estimated to have claimed over a 100,000 lives [8, 32, 33]. More recent satellite monitoring has identified that non-forested land may be burned more often than forested land, although the use of fire in deforestation continues to be used by both independent farmers and large companies [34].

A boycott of palm oil would not only be impractical [35] and hurt the interests of rural farmers, but would also merely displace the deforestation as palm oil has the greatest land-use efficiency among all other oilseed crops [18]. Should another oil be used to replace palm oil, it would only result in increased crop-related deforestation elsewhere [18]. Technological solutions, including creating synthetic oils to replace palm oil, are currently very expensive [23]. As a consequence, Parsons, Raikova and Chuck [23] have proposed that promoting more “sustainable” practices in the palm oil industry may be the most feasible short- to medium-term for minimising its environmental impacts. The idea of sustainability initially took shape with the Brundtland Report of 1987, which stated that “Sustainable development is development that meets the needs of the present without compromising the ability of future generations to meet their own needs” [36, p. 41]. It is generally agreed that dimensions of social, economic, and environmental sustainability are all relevant [37, 38], although the relative importance of each dimension is subject to vigorous debate [38].

The Roundtable on Sustainable Palm Oil (RSPO) was set up in 2004 as a non-governmental body to regulate and certify palm oil based on certain sustainability criteria [39], and represents one possible pathway to increased sustainability. However, there continues to be scepticism and suspicion around the term sustainability, particularly because it is difficult to quantify and measure [38]. Research into the efficacy of the RSPO in performing its role has received mixed results. One study that reported lower rates of deforestation in RSPO-certified plantations also revealed that there were fewer intact forests there prior to certification [40]. In alignment with the dimensions of sustainability, there were no significant differences on environmental, social, nor economic metrics between RSPO-certified and non-certified plantations [41]. RSPO certifications have been accused of “greenwashing” palm oil by labelling it as sustainable, even when the sustainability criteria have not been entirely met [4245]. Even after a recent revision of the RSPO’s Principles and Criteria [37], the 2019 case studies continue to highlight its shortcomings [44]. Although advocating for the purchase of sustainable palm oil products is far from a perfect solution, many argue that it may be the best solution currently available [18, 35, 45].

A primary goal of the present study was to identify and understand which factors promote or discourage the purchase of sustainable palm oil. The literature on drivers and barriers of green, sustainable, and ethical consumption is diverse and growing [e.g. 4652]. In their systematic review, Joshi and Rahman [53] examined 53 empirical articles (published between 2000 and 2014) on green purchasing behaviour and intention. Across habitual and one-time purchases (e.g., plastic-free products and an energy-efficient washing machine respectively), they identified a list of individual (emotions, habits, perceived consumer efficacy, perceived behavioural control, values, personal norms, trust in green products, and knowledge about environmental issues) and situational factors (price, product availability, social norms, product attributes and/or quality, store-related attributes, brand image, eco-labelling and certifications) that were important [53].

Quantitative studies in green consumerism tend to focus on a relatively narrow range of sustainable consumption predictors like willingness to pay and personal norms [51], or self-efficacy [54], which risks ignoring other factors that may influence consumer decision-making and behaviour. Further, studies that investigate green behaviour in general may overlook unique barriers to specific green consumer behaviours (e.g., the consumption of SPO).

Few studies have explored specific barriers and drivers to green purchasing behaviour beyond motivation-related factors [5557], and we found only one that focussed directly on purchasing SPO products [56]. This Swedish ethnographic study stressed the importance of limited available information and numerous choices, as well as the difficulties consumers face with respect to the complexity of the palm oil issue combined with limited time to research the environmental issue [56].

Although there has been considerable research on green consumerism, the field lacks an integrative framework for organising all the potential drivers and barriers to the purchasing of green products. The behaviour change wheel (Fig 1) was developed by Michie, Van Stralen and West Michie, Van Stralen [58], initially for applications in health psychology. It is a comprehensive framework for identifying the causes of behaviour, and linking these causes to appropriate behaviour change and policy initiatives [58]. The inner circle of the behaviour change wheel contains Capability-Opportunity-Motivation (COM-B) factors that influence behaviour, and interact in varying proportions to produce or prevent specific behaviours [58]. These components can further be sub-divided as follows:

Fig 1. The behaviour change wheel.

Fig 1

Reprinted from “The behaviour change wheel: A new method for characterising and designing behaviour change interventions,” by S. Michie, M. M. van Stralen and R. West, 2011, Implementation Science, 6(42), p. 7. Copyright [2011] by Michie et al., licensee BioMed Central Ltd. Used under Creative Commons Attribution License: http://creativecommons.org/licenses/by/2.0.

  1. Capability: Physical (such as having the physical skills necessary to perform the behaviour) and/or psychological (which includes knowledge, cognitive skills, and the capacity to regulate behaviour). In green consumerism, capability can refer to knowledge on the environmental and/or social issue, and affordability or one’s financial status [53].

  2. Opportunity: Physical (referring to environmental resources and contexts) and/or social (the influence of friends, family, and/or society). Opportunities to engage in green consumer behaviour could be facilitated by visible branding on sustainable products, large eco-labelling, availability of green products, social norms, and the like [53].

  3. Motivation: Automatic (under which emotions and rewards fall) and/or reflective (components of evaluation for decision-making including intentions, goals, self-efficacy, etc.). A consumer’s motivation to purchase green products can stem from empathy, guilt, concern for the environment, perceived consumer efficacy, personal values, among others [53].

The COM-B model of understanding behaviour was proposed as a behaviour “system” where all three elements interact with one another to generate behaviour, which in turn affects these elements of capability, opportunity, and motivation [58]. As there is no hierarchical structure among the COM components, all can have equally important influences on behaviour [58]. However, in order to target a specific behaviour with an intervention, it is essential to identify where the main barriers lie–that is, within capability, opportunity or motivation [58].

COM-B and the behaviour change wheel have mostly found their use in the field of health, to promote lifestyle changes like exercising more, reducing or ceasing smoking, and the like [5963]. However, research in the pro-environmental space has rarely used the COM-B model and the current research is the first to explore its application in understanding and promoting green or sustainable consumption (which can be comparable to the health behaviours addressed by the behaviour change wheel in literature). Given that there are a variety of factors across the COM-B that could potentially influence the purchase of sustainable palm oil, it is essential to identify which specific barriers would need to be addressed in a targeted intervention in order to ensure optimal allocation of resources.

This paper will describe two studies–a preliminary qualitative research study, Study 1 [64], designed to identify the main drivers and barriers of SPO purchasing behaviour and then organise them according to the COM-B framework. Following this, in a quantitative research study, Study 2, we developed a new measure based on the identified drivers and barriers, in order to assess capability, opportunity and motivational factors relevant to the purchase of products containing SPO. Further, the factor structure of this measure and its capacity to predict self-reported SPO purchasing behaviour were also assessed.

Materials and method

Study 1 [64]

Participants

In this research study, the first author interviewed 13 Australian consumers (aged between 24 to 73 years; median age = 30 years) with varying levels of engagement on sustainable palm oil purchasing behaviour. Some participants were recruited via recruitment posters put up in areas of community gathering (e.g., churches, the university campus, and sports centres) in a regional town in New South Wales, Australia, as well as on social media. In addition to this, research participation credit was offered to first-year psychology students at a regional university known to have a diverse online student body from all over Australia.

Procedure

Participants were interviewed face-to-face, or using a video-conferencing platform (i.e., Zoom), based on an interview guide. The interview questions explored various barriers and drivers relating to capability, opportunity, and opportunity [58], that play a role in decisions around SPO-related consumer behaviour. The length of interviews ranged from 19 to 38 minutes.

Data analysis

These qualitative interviews were subjected to framework analysis [65] based on COM-B. Framework analysis is a means of qualitative data analysis that commences with identifying a thematic framework and then coding the collected data based on this framework [65]. Once this is done, summaries of data are arranged under each thematic framework (known as charting), after which they are interpreted by identifying associations between themes, as well as making within-case and between-case comparisons, thereby explaining the findings [65].

Ethics

The study was approved by the Human Research Ethics Committee of the University of New England, Australia (Approval No. HE19-032) and was conducted in compliance with the recommended research ethics procedure. All participants provided written informed consent.

Results

A summary of these charted findings is listed in Table 1 and detailed information on data collection, analysis and results is to be published elsewhere [64].

Table 1. COM-B factors influencing the purchase of SPO.
Capability Opportunity Motivation
Knowledge about the issue SPO product availability Empathy, compassion and love for the environment
Critical thinking Legible, clear product labels Guilt
Capacity to afford ‘green’ products Visibility Perceived consumer efficacy
Time Social norms Shopping habits
Energy   Values / Moral compass
    Health benefits

The next study builds upon this qualitative study and aims to apply the COM-B framework to further understand which specific factors best predict engagement in sustainable palm oil-related consumer behaviour.

Study 2

Participants

The sample consisted of 781 adult participants from Australia who self-reported as the primary grocery/supermarket shopper in their household. A target sample size was determined by a power analysis. A study that studied drivers and barriers associated with the adoption of low emission agricultural practices among farmers, and thus had some parallels to the proposed study, found small effect sizes for their psychological variables [squared semi-partial correlations ranging from < .01 to .10; 66]. These variables reflected some aspects of the COM-B model. Based on this research, a small effect size of f2 = .02 [67, 68] is predicted. Assuming a target power of .90, 10 predictors and an α level of .01, a power analysis using G*Power [69] suggested a minimum sample size of 748 participants.

All participants were sourced using a survey panel from QualtricsTM, an online database and survey administrator [70 Provo, UT]. Qualtrics’ samples come from market research panels and respondents are invited to participate in various ways, often via an email invitation. Other means of invitations include displaying surveys when potential respondents sign into a panel portal, or the use of in-app and SMS notifications. To avoid a self-selection bias, survey invitations do not include specific details about the contents of the survey and are instead kept very general (i.e., information that the survey is for research purposes only, how long the survey is expected to take, and what incentives are available).

The sample was representative across adult age groups, mapped on the national representative census data. Participants were predominantly female (498 women, 283 men) likely due to the screening procedures utilized to survey the member of the household that primarily does the grocery shopping. Although trends are changing, grocery shopping has been traditionally viewed as a female-centric gendered role, and recent surveys continue to indicate that women are more likely than men to perform routine grocery purchases [71, 72]. Respondents had a mean age of 46 years (SD = 17.26, range = 18 to 83 years), and they reported having completed an average of 13 years of formal education. Almost three-quarters of the participants (73%) stated that they lived in an urban area (big city or large town) and 35% indicated an annual household income of less than 50,000AUD [the average Australian household income for 2017 to 2018 was approximately 55,000AUD; 73].

Measures

The measures used in this study included an indication of the existing frequency of sustainable palm oil-related consumer behaviour, and a specially designed palm oil-related COM-B survey, derived from the preliminary study described above. In addition to this, established measures of connectedness to nature, willingness to sacrifice for the environment and values were also administered, as these have been found to be significant predictors of pro-environmental behaviour in the past [7478]. This combination of a new measure and existing measures was used to see if the palm oil-related COM-B survey better explained sustainable palm oil consumer behaviour than previously used measures in this field.

Basic socio-demographic details. Participants were asked relevant, non-identifying questions about age, sex, years of education, residence (urban or rural/regional), and annual household income.

Frequency of sustainable palm oil-related consumer behaviour. Four items on specific behaviour pertaining to the purchasing of products containing sustainable palm oil were included (“At a supermarket/food store, how often have you intentionally looked for products that contain sustainable palm oil?”, “How often have you intentionally purchased a product because it contained sustainable palm oil?”, “How often have you avoided buying a product when you realized that it contained palm oil that was not sustainable?”, and “How often have you returned a product to a store because it contained unsustainable palm oil?”). Participants were asked to provide an indication of frequency of each behaviour on an 11-point scale, where 0 = “never” and 10 = “10 or more times.” These four items were summed into a scale, which yielded a Cronbach’s α of .85. Cronbach’s α is a measure of reliability and determines the extent to which all items in a scale measure the same construct [79]. Also referred to as internal consistency, it refers to the inter-relatedness of the items within the test [79]. For the current measure, Cronbach’s α increased to .88 when the last item “How often have you returned a product to a store because it contained unsustainable palm oil? was deleted, indicating that the scale’s internal consistency improved without this item. As this last item also had a highly positively skewed distribution, with 81.4% of the sample reporting that they had never performed this behaviour, only the first three items were totalled and retained for subsequent analysis.

Palm oil COM-B survey. Based on interviews conducted with Australian consumers (Study 1), several barriers and drivers of purchasing products with sustainable palm oil were identified (Table 1). These were then incorporated into a survey of 53 items that included items about capability (for example, knowledge about the environmental effects of the palm oil industry, affordability, limited resources of time and energy), opportunity (e.g., availability, clear and legible labelling of ingredients, discussions with friends/family, and social norms), and motivation (e.g., personal norms, habits, concern for future generations, satisfaction/pride, perceived consumer efficacy, concern for the environment, and trust in the quality of green products). Initially, all items were worded specific to sustainable palm oil. However, when these items were pilot-tested, it was discovered that if participants were unaware of the palm oil crisis and the option of sustainable palm oil, it was extremely difficult for them to answer the subsequent questions around COM-B. Therefore, a decision was made to retain the items assessing knowledge specific to sustainable palm oil, and to alter the other items to pertain to “green” or “sustainable” products in general. All items were rated on a 5-point scale of 1 = “not at all like me,” to 5 = “just like me.” These items were subjected to an exploratory factor analysis, the details of which are summarised in the Results section. Cronbach’s α for the scaled factors ranged from .79 to .95.

Connectedness with Nature Scale [CNS; 74]. The CNS is a widely used scale in environmental research that assesses an individual’s connection with nature with respect to their cognitions (i.e., beliefs). Fourteen items consisting of statements written in the first person are each rated on a 5-point scale, where 1 = “strongly disagree” and 5 = “strongly agree,” which were averaged to provide a CNS score. This scale is reported to have high internal consistency (Cronbach’s α = .84), high test-retest reliability (r = .78, p < .001), and has demonstrated concurrent, convergent and discriminant validity [74]. In the current study, the CNS had a comparable internal consistency with α = .86.

Willingness to Sacrifice for the environment [WTS; 75]. The WTS is a 5-item measure of an individual’s willingness to sacrifice their own needs for the sake of the environment. Each item comprised a 9-point Likert scale, ranging from 0 = “do not agree at all,” to 9 = “agree completely.” All five items were averaged to produce a WTS score. Previous research indicates that the WTS has high internal consistency [Cronbach’s α = .88; 75], and correlates strongly with other measures of pro-environmental attitudes, including the New Ecological Paradigm [80], Inclusion of Nature in the Self [81], and the CNS [74], with correlations ranging from r = .35 to .60 [p < .001; 75]. In the current study, the internal consistency of WTS was very high at α = .96.

Adaptation of Schwartz’s value scale [82]. Based on Schwartz’s original 56 values [82], de Groot and Steg [76] developed a taxonomy of those that are most relevant in the context of pro-environmental behaviour. These are values related to the self-enhancement versus self-transcendent dimensions, and consist of egoistic, altruistic and biospheric value orientations [76]. Participants indicated to what extent each of the 13 values or items is important “as a guiding principle in their lives” on a 9-point scale (–1 = “opposed to my values,” 0 = “not important,” to 7 = “extremely important”). Following the original instructions [76, 82], participants were asked to vary scores as much as possible and to rate no more than two values as extremely important. Items under each scale (5 items for egoistic, 4 items each for altruistic and biospheric value orientations) were averaged to obtain the respective scale scores. As a measure of internal consistency, Cronbach’s α in a European sample was found to be .74 for the egoistic, .73 for the altruistic, and .86 for the biospheric value orientations [83], while in the current study, the internal reliabilities obtained were α = .84, α = .81, and α = .90, respectively.

Procedure

Participants were recruited via a QualtricsTM online panel [70 Provo, UT]. They were provided with an information sheet, after which they could provide consent and then complete the survey. Those who were below 18 years of age, and those who reported that someone else (apart from the participant themselves) primarily did the grocery and/or supermarket shopping for the household, were screened out of the survey. In the survey, all questions were mandatory (although participants could select “Rather not say” for the question about annual household income). Except for the socio-demographic and frequency of sustainable palm oil-related consumer behaviour (which were presented at the start of the survey, so that participants were not primed by their responses on measures of attitudes and values towards the environment and ‘green’ products), all other measures were presented in a random order, and items within each measure were also randomized. As attention-checks, two instructed-response items (e.g., “In order to check for attention, please answer ‘1’ for this question”) were incorporated into the palm oil-related COM-B survey. These instructed-response items have been known to be useful in screening out careless responders, while still protecting the validity of the scale [84, 85]. QualtricsTM screened out participants who failed either one of the attention-checks or provided only partial responses. Additionally, a speed-checker was incorporated into the online survey. Participants whose response times were approximately below one-half of the average time taken to complete the survey in a soft launch (i.e., less than or equal to six minutes) were automatically screened out as well to ensure good data quality. As an outcome of the attention-check and speed-check screening procedures, 15 participants were screened out from an original dataset of 796, resulting in the current sample of 781 participants.

Data analysis

Exploratory factor analysis and linear regression were run using IBM SPSS Statistics 26 (IBM corp., Armonk, NY, USA).

Ethics

The study was approved by the Human Research Ethics Committee of the University of New England (Approval No. HE19-223) and was conducted in compliance with the recommended research ethics procedure.

Results

Participants reported low rates of engaging in sustainable palm oil-related consumer behaviour, with 40% of the sample reporting never having engaged in any sustainable palm oil-related action over the past year, including checking labels for sustainable palm oil products, avoiding products containing unsustainable palm oil, or purchasing products containing sustainable palm oil.

Exploratory factor analysis

The Palm oil COM-B survey consisted of 53 items, some of which were phrased as drivers and others as barriers. All the driver items were reverse-scored, so that in the analyses, all of the items reflected barriers to purchasing sustainable palm oil. These items were then subjected to exploratory factor analysis, using the maximum likelihood extraction method, to determine the underlying structure of the variables and to reduce the data into more manageable units. The Kaiser-Meyer-Olkin measure of sampling adequacy was .95, and Bartlett’s test of sphericity had a p-value of less than .001, which indicated that there were strong linear relationships within the data set. The number of factors to retain was decided based on Cattell’s [86] scree plot and parallel analysis [87, 88]. The scree plot distinctly indicated that three factors should be retained, whereas raw parallel analysis proposed six factors. All possible solutions for three to six factors were run using the direct oblimin rotation with Δ set to 0. A four-factor solution (Pro-Green Consumption Attitudes, Knowledge and Awareness, Demotivating Beliefs and Perceived Product Availability) was the most interpretable and accounted for 45% of the overall response variance. The five and six factor solutions had a high number of cross-loading items across two or more factors and there appeared to be conceptual overlap between the additional factors generated. This four-factor structure has been replicated on an independent data set in research, currently under review elsewhere [89].

Items that loaded greater than .45 on one factor with a cross-loadings of .35 or less were used to define each factor. Scale scores for each of the retained factors were computed by taking the average across the selected items for each factor, and were used for subsequent analysis. Table 2 lists the items included under each factor, the mean and standard deviation (prior to reverse-scoring), and the internal reliability score for each factor, after all driver items were reverse-scored to represent barriers.

Table 2. Exploratory factor analysis pattern matrix loadings (N = 781).
  M (SD)# Factor loading
Palm oil COM-B items 1 2 3 4
Factor 1 –Pro-Green Consumption Attitudes (Motivation; α = .95)
I feel satisfied when/if I buy sustainable products. (R) 3.54 (1.18) .81      
I feel proud when/if I buy green products. (R) 3.39 (1.23) .81      
I feel responsible for protecting the environment by purchasing green products. (R) 3.36 (1.20) .78      
I am concerned about preserving our planet for future generations. (R) 3.88 (1.10) .78      
I see myself as a person who cares about the environment. (R) 3.92 (0.99) .75      
I worry about the state of the planet, what we will leave behind for my children, grandchildren and great-grandchildren. (R) 3.78 (1.21) .75      
I can make a difference to the environment if I purchase sustainably. (R) 3.54 (1.12) .74      
I feel a strong personal responsibility to buy green products. (R) 3.13 (1.24) .70      
I feel guilty when I purchase products that are bad for the environment. (R) 3.27 (1.30) .68      
I believe that consuming green products benefits my health. (R) 3.43 (1.21) .67      
It is important for me to purchase sustainable products. (R) 3.29 (1.18) .65      
I empathize with animals that are affected by human farming activity. (R) 3.94 (1.14) .61      
I see myself as a person who cares about animal life. (R) 4.15 (0.93 .58      
It is worth paying a higher price for green products. (R) 2.95 (1.26) .55      
I generally take animal welfare into account while shopping. (R) 3.38 (1.27) .54      
I can influence others around me by encouraging them to shop sustainably. (R) 2.92 (1.19) .52     .31
Factor 2—Knowledge & Awareness (Capability; α = .91)
I am aware of the effects of palm oil production on forests. (R) 3.17 (1.47)   .93    
I am aware of the effects of palm oil production on certain animal species. (R) 3.09 (1.4)   .90    
I am aware of how palm oil production impacts locals in Southeast Asia (farmers, plantation workers, etc.). (R) 2.92 (1.42)   .86    
I know the difference between sustainable palm oil and ordinary palm oil. (R) 2.55 (1.39)   .70    
I know which products contain palm oil. (R) 2.40 (1.27)   .63   .32
I have heard about sustainable palm oil. (R) 2.89 (1.45)   .63    
Factor 3—Demotivating Beliefs (Motivation; α = .79)
It is exhausting to change my purchasing behaviour for environmental reasons. 2.59 (1.14)     .61  
I think that sustainable products are less tasty. 2.56 (1.15)     .57  
It is hard to give up products I like, even if I know they are not good for the environment. 3.17 (1.11)     .55  
I think that green products are often poorer in quality. 2.43 (1.16) .34   .51  
It is inconvenient for me to purchase green products. 2.54 (1.11)     .50  
I feel that green products offer poor value for money. 2.93 (1.23) .32   .48  
Despite my good intentions, I often forget to purchase green products. 3.12 (1.11)     .47  
I am often rushed for time when I go shopping for food and household supplies. 2.85 (1.29)     .47  
Getting the shopping done quickly is my top priority. 3.28 (1.28)     .46  
Factor 4—Perceived Product Availability (Opportunity; α = .84)
In a supermarket, I know where exactly (e.g. in which aisle) I can find green products. (R) 2.71 (1.28)       .64
I know where (e.g. in which stores) I can find sustainable products. (R) 2.80 (1.26)       .59
I can easily find sustainable products where I usually shop. (R) 2.98 (1.18)       .57
I carefully plan my purchases in advance so that I can buy green products. (R) 2.42 (1.24) .33     .47

(R) indicates which items were reverse-scored

# Means and standard deviations for each item were calculated prior to reverse-scoring, so as to avoid confusion in their interpretation.

Multiple regression

A multiple regression analysis was conducted to predict the frequency of SPO-related consumer behaviour, based on the COM-B factors (Table 2), as well as the measures on CNS, WTS and values. Together, the four COM-B derived factors explained 50% of the variance in the frequency of SPO-related consumer behaviour. A summary of the regression analysis is presented in Table 3. Further, including the CNS, WTS and Value Orientations (Egoistic, Altruistic and Biospheric) in the regression model only added an additional 1% to the amount of variance predicted in the outcome variable (R = .72, R2 = .52, adjusted R2 = .51, p < .001). Examining the beta-coefficients of the COM-B factors, it is apparent that Pro-Green Consumption Attitudes, Knowledge and Awareness, as well as Perceived Product Availability explained significant amounts of unique variance in the frequency of SPO-related consumer behaviour, with Knowledge and Awareness explaining the most amount of unique variance (18%). Therefore, these results indicate that reducing barriers associated with Knowledge and Awareness, Perceived Product Availability, and Pro-Green Consumption Attitudes are more likely to positively influence consumers to engage in more SPO purchasing behaviour.

Table 3. Predicting purchasing of SPO products from the four COM-B factors of Pro-Green Consumption Attitudes, Knowledge, Demotivating Beliefs and Perceived Product Availability.
  M (SD)   95% CI for B r sr 2
Predictors# B LB UB
Fewer Pro-Green Consumption Attitudes 2.51 (0.90) -1.03* -1.70 -0.36 -0.47** 0.01
Reduced Knowledge & Awareness 3.16 (1.18) -3.96** -4.42 -3.49 -0.68** 0.18
De-motivating Beliefs 2.83 (0.72) 0.53 -0.14 1.19 -0.15** 0.00
Lower Perceived Product Availability 3.27 (1.02) -1.61** -2.18 -1.04 -0.53** 0.02

M = mean, SD = standard deviation, B = unstandardised beta, CI = confidence interval, LB = lower bound, UB = upper bound, r = correlation coefficient, sr2 = squared semipartial correlation coefficient.

# All predictors have been scored as barriers

* p < .01

** p < .001, R = .71, R2 = .50, Adj R2 = .50.

Discussion

This research was the first to adopt a systemic COM-B framework to identify specific barriers to the sustainable consumption of palm oil. The results revealed that barriers related to a lack of knowledge and awareness about the issue reduced perceived product availability, and fewer pro-green consumption attitudes best predicted engagement in SPO purchasing behaviour, which directly mirror Capability, Opportunity and Motivation (COM-B) respectively. These results, therefore, demonstrate the successful application of COM-B in the consumerism space, and illustrate its utility in understanding the nature of specific barriers and drivers to consumer PEB. While the COM-B model has been successfully implemented in understanding and modifying health-related behaviour [5963], its evidence-base in the pro-environmental space is in the early stages [90]. Further, our findings reinforce the idea that research focusing exclusively on internal motivation-related factors are likely overlooking essential impacts of capability and opportunity on the target behaviour [56, 91]. The current research reveals that factors relating to all three categories of the COM-B are implicated in predicting the frequency of SPO-related consumer behaviour.

Close to half of the sample reported never engaging in any action related to purchasing SPO, which is unsurprising and perhaps reflective of the nature of barriers that consumers face [45, 56]. This highlights the enormous potential to promote the purchasing of SPO in a behaviour change intervention. The lack of widespread knowledge about palm oil and the environmental and socio-economic issues that surround it emerged as a crucial barrier to consumer PEB change. The importance of knowledge for PEB has been supported by previous studies [53, 92, 93], although when compared to other PEB like recycling or energy conservation which are relatively well-known, individuals may lack specific knowledge about the impact of their consumer choices on the environment [94]. While prior research has indicated that the more knowledge consumers had about palm oil and its environmental impacts, the greater the intentions to change their consumption habits [94], palm oil is a very complex issue, and so attaining relevant knowledge can be quite difficult and time-consuming [56]. Further, there are conflicting messages on purchasing SPO and boycotting palm oil, which could confuse consumers as to which source of information and advice is trustworthy. Consumers may also find it difficult to distinguish between companies that adopt sustainable or unethical/unsustainable practices [95, 96]. There is potential for future research to study how different levels of knowledge on palm oil (and its complexity) might relate to varying levels of engagement. However, consumers might engage more with the palm oil issue, if in addition to knowledge, clear, consistent, and directive information was provided and presented on product labels.

While clear, accurate and evidence-based knowledge is an essential capability to possess, that alone may be insufficient for purchasing SPO. The ease of availability of sustainable or green products is an important opportunity that facilitates green consumerism [48, 53, 55, 97]. Closely linked with product availability is visibility in places of shopping and clear labelling. Ingredients could be written in small letters, the sustainability logo used might be unfamiliar and manufacturers may not label palm oil on their products due to the negative public perceptions surrounding it [98100]. These further make it difficult for consumers to obtain accurate information about product availability and hence may not perceive that SPO products are readily available.

With respect to motivation-related factors, the term “pro-green consumption attitudes” in this study subsumes feelings of environmental concern, empathy, responsibility, guilt, and perceived consumer efficacy, as well as pride and satisfaction at having performed consumer-related PEB. All these elements are supported by previous literature on green consumer behaviour [53, 54, 101106]. However, traditionally, there has been a focus on placing the heavy responsibility of sustainable purchasing entirely on a consumer [107], effectively ignoring other factors (e.g., relevant capability and opportunity issues) that may be beyond a person’s control [56, 91]. In this context, the current study addresses this by situating motivation alongside factors of the capability of possessing relevant and accurate information and the opportunity of perceived availability of products where people generally shop, rather than viewing it in isolation.

Implications

The continuing fiery destruction of tropical rainforests is a pressing issue, having implications in climate change, biodiversity loss, and human health and life [8]. The current study is part of a series of step-by-step projects aimed at designing an effective intervention to assist with resolving the palm oil crisis. It is unique, as it is the first to apply the COM-B model and the BCW to green consumerism. Understanding barriers that go beyond consumer motivation and individual responsibility is essential to design effective and appropriate interventions [58, 108]. The results of this study highlight that any potential intervention to increase the purchase of SPO would not only need to increase concern for the environment, empathy, feelings of personal responsibility, and perceived consumer efficacy (relating to motivation), but more importantly address other barriers by: 1) providing adequate knowledge about the various aspects of the palm oil issue (enhancing capability); and 2) assisting consumers in finding SPO products (providing opportunity).

Limitations

An unavoidable limitation of this study was that the Palm Oil-Related COM-B survey’s items (except those on knowledge and awareness) pertained to green consumerism in general, rather than being SPO-specific. Given that knowledge and awareness about the palm oil issue is not widespread among the general public, using SPO-specific items for the other barriers might have resulted in invalid data, as participants likely would have found it difficult to answer the questions if they did not know what SPO was. However, as a result of this essential modification in the survey items, the scale measures barriers to green consumerism in general, which is assumed to be the umbrella term under which purchasing SPO would fall.

Finally, even though participants reported a range of frequencies of their past SPO-related consumer behaviour, it is important to note that most people were at the lower end of the range, and hence very few people actually reported a high level of engagement in SPO-related purchasing. This could imply that there is increased scope for interventions to potentially increase the purchasing of SPO products.

Conclusion

We conducted a survey of 781 Australian consumers, and found that close to half the sample had never purchased products containing sustainable palm oil (SPO). Applying the Capability-Opportunity-Motivation model of understanding behaviour (COM-B), significant barriers to purchasing these sustainable products included a lack of knowledge about issues associated with palm oil production, uncertainty about product availability, and weak green consumption attitudes. These barriers significantly predicted low engagement in the target behaviour of purchasing products with SPO. As this study has successfully applied the COM-B model in consumerism, it lends support to the utility of applying this model and the larger Behaviour Change Wheel [58] in promoting other sustainable consumer behaviour. Finally, this study provides an important foundation for designing interventions to increase SPO consumer behaviour, as it highlights the specific internal and external barriers–beyond individual motivation–that need to be addressed.

Supporting information

S1 File. Complete palm oil-COM-B survey.

(DOCX)

Data Availability

The data files (data set and SPSS output files) associated with this project are located in a public repository and can be found at https://hdl.handle.net/1959.11/29488 (doi: 10.25952/5f71639941626).

Funding Statement

The authors received no specific funding for this work.

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Decision Letter 0

Shalini Dhyani

22 Feb 2021

PONE-D-20-38505

Palm Oil: Understanding Barriers to Sustainable Consumption

PLOS ONE

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Shalini Dhyani, Ph.D

Academic Editor

PLOS ONE

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Reviewers' comments:

Reviewer #1: The current study intends to generate information related to palm oil consumerism- behaviour and awareness in Australian consumers. It’s interesting to see that authors have generated information from 781 consumers through various methods. The authors also explore the possibility of capability-opportunity-motivation (COM-B) factors that influence consumer behaviour and further how the behaviour change wheel can be reorganised. The authors explored the concept of sustainability in terms of sustainable palm oil (SPO), however the manuscript misses to build upon the cause and effect relationship. The various components of capability-opportunity-motivation needs comprehensive explanations to its usage and how it can be incorporated in the palm oil sustainable consumption. The authors need to restructure the manuscript in terms of – pre-assessment, problem structuring, evaluation and further reflections based on the outcome. At each of this stage it should include aims, tools and methods, inference and what aspects of questionnaire included/answered. The concept of access before assess has to be explored. With regret, I must say that the manuscript is unacceptable for publication at the present stage.

Reviewer #2: This is an interesting study of the factors that determine whether and why Australians would buy sustainable palm oil products, with results indicating that that barriers related to a lack of knowledge and awareness about the issue reduced perceived product availability, and fewer pro-green consumption attitudes best predicted engagement in sustainable palm oil purchasing behaviour. I only have some comments about the text and requested further details about the methods, but overall found this an interesting and methodologically sound study. One minor issue is that the authors use abbreviations quite a bit. As PLOSONE does not have a word limit, I suggest writing them out in full throughout the text as it makes it much easier to read and the reader doesn’t need to go back to the start of the text to check the meaning of these abbreviations.

Page 8 of pdf (no page or line numbers were available). Abstract. The authors write that growing demand for palm oil had led to the burning of tropical forests. This is only partially correct. While land clearing for agriculture using fire has resulted in deforestation, especially in major recent fire years such as 2015 and 2019, the use of fire to open up land in industrial scale oil palm is now quite minimal and most fires relate to smallholder agricultural. That oil palm expansion has resulted in deforestation and biodiversity loss is undeniable but stating that fire is the key driver may have been correct in the 1990s but does not apply to the recent situations. For some relevant references, see here:

Gaveau DLA, Locatelli B, Descals A, Manurung T, Salim MA, Husnayen, Angelsen A, Meijaard E, Sheil D. 2021. Slowing oil palm expansion and deforestation in Indonesia coincide with low oil prices. Research Square. https://www.researchsquare.com/article/rs-143515/v1

Gaveau DLA, Pirard R, Salim MA, Tonoto P, Yaen H, Parks SA, Carmenta R. 2017. Overlapping Land Claims Limit the Use of Satellites to Monitor No-Deforestation Commitments and No-Burning Compliance. Conservation Letters 10:257-264.

Gaveau DLA, Sheil D, Husnayaen M, Salim A, Ancrenaz M, Pacheco P, Meijaard E. 2016. Rapid conversions and avoided deforestation: examining four decades of industrial plantation expansion in Borneo. Scientific Reports 6:32017.

Authors should spell out “COM-B” in the abstract because to most readers the term doesn’t mean anything.

Page 9. Introduction

The term “climate-related events” is quite vague. Lots of events are climate related. It would probably be better to refer to global warming or global heating or global climate change rather than generically to “climate”.

Again, the authors suggest that the burning of forests for agriculture in SE Asia is the main driver of deforestation. This is not quite accurate as mentioned above.

Page 10. Sun bear and Sumatran Elephant are Vulnerable and Endangered respectively on the IUCN Red List. Only the Bornean orangutan is Critically Endangered.

Page 11. RSPO is Roundtable on, not for Sustainable Palm Oil

Page 14. The authors write that the preliminary study results were subjected to framework analysis. Many readers might not know what this is, and some further methodological details on how the factors in Table 1 were obtained from the initial 13 interviews would be useful.

Page 15. The authors need to clarify the characteristics of the population from which their 781 sample was taken. Does the Qualtrics database only contain Australians, or also people from other countries. How do people end up in the database? It is important to know which population the sample represents. Also, did the participants volunteer to participate and if so does this introduce a certain bias (e.g., participants with limited interest in environmental issues may decline to participate). More information about this would be useful.

Page 16. What is PEB? Also, see my note above about avoiding abbreviations and writing them out in full.

Page 17. I suggest that the authors explain in a few words what the Cronbach’s alpha measures and what it means that it increased to 0.88 when one question was excluded from the analysis.

Page 19. The authors write “de Groot and Steg (68) adapted the original values scale to examine egoistic, altruistic and biospheric value orientations.” It is not clear to which original values this refers and authors should provide this context. Also the next sentence then mention 13 values, which presumably refer to the Schwartz’s value scale, but it is not explained what this scale is and what the values are. More explanation is needed here, so the reader can understand the methodological details.

Page 25. The finding that knowledge about palm oil is a very important determinant of consumer behaviour is interesting. As the authors point out, though, it is difficult for consumers to determine which information sources to trust, as there are many different ways to interpret knowledge about palm oil sustainability. For example, one scientific study showing that palm oil certification has a minimal positive impact on reducing deforestation will by some groups be interpreted as “certification is positive” and by others as “certification makes no difference to non-certification”. This is the nature of this polarized debate around palm oil and other vegetable oils. Do the authors have any insights as to how science could get better in informing this debate and getting more consumers to pay attention to relevant information, or understand why and how different interest groups might want to push certain views on palm oil sustainability?

Page 27. One of the issues to address for increasing the purchase of sustainable palm oil is to “provide adequate knowledge about various aspects of the palm oil issue”. How important is it, according to the authors, to also clarify the interchangeability of vegetable oils and the fact that all oil crops have impacts, as was, for example, suggested for coconut oil: Meijaard E, Abrams JF, Juffe-Bignoli D, Voigt M, Sheil D. 2020. Coconut oil, conservation and the conscientious consumer. Current Biology 30:R757-R758. Are consumers interested in these kinds of considerations, or do they want simple guidelines: buy this or do not buy that?

Page 27. In their text on limitations, the authors address my question above about the population from which their sample was drawn (Australian, mostly female). This should be described in the Methods.

Page 27. The authors write that “Given that knowledge and awareness about the palm oil issue is not widespread among the general public….”, but Table 2 indicates that the question “I am aware of the effects of palm oil production on forests” was a strong predictor. Without seeing the actual responses to the individual questions it is not possible for the reader to determine whether indeed the participants had limited knowledge about palm oil, and I suggest that the authors include a table (in the main text or as appendix) showing the average responses to each of the questions.

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

Reviewer #2: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: No

Reviewer #2: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: No

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: No

Reviewer #2: Yes

**********

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2021 Aug 18;16(8):e0254897. doi: 10.1371/journal.pone.0254897.r002

Author response to Decision Letter 0


30 Mar 2021

Thank you to both reviewers for taking the time to read our paper and provide feedback.

Reviewer #1’s comments: The current study intends to generate information related to palm oil consumerism- behaviour and awareness in Australian consumers. It’s interesting to see that authors have generated information from 781 consumers through various methods. The authors also explore the possibility of capability-opportunity-motivation (COM-B) factors that influence consumer behaviour and further how the behaviour change wheel can be reorganised. The authors explored the concept of sustainability in terms of sustainable palm oil (SPO), however the manuscript misses to build upon the cause and effect relationship. The various components of capability-opportunity-motivation needs comprehensive explanations to its usage and how it can be incorporated in the palm oil sustainable consumption. The authors need to restructure the manuscript in terms of – pre-assessment, problem structuring, evaluation and further reflections based on the outcome. At each of this stage it should include aims, tools and methods, inference and what aspects of questionnaire included/answered. The concept of access before assess has to be explored. With regret, I must say that the manuscript is unacceptable for publication at the present stage.

Response: Thank you for the feedback. We have incorporated more information on capability, opportunity and motivation, its usage and potential application in the context of sustainable palm oil (page 7, lines 149-163). However, in response to the other comments, we’re concerned that the reviewer may not have understood the purpose of our study. Our study was a quantitative study conducted in the form of an online survey at a single point in time. It was not our intention (nor would it be appropriate for us) to re-organize Michie et al.’s (2011) behaviour change wheel nor demonstrate true cause-effect relationships. We do not believe that the restructure this reviewer has suggested is appropriate given the aims and nature of our study. In our Materials and Methods (pages 10-16) section, we have provided information on the participants, measures used, procedure, data analysis and ethics. Further, we have included an additional paragraph (page 8-9; lines 186-192) in order to further clarify the purpose and scope of the current research.

Reviewer #2’s comments: This is an interesting study of the factors that determine whether and why Australians would buy sustainable palm oil products, with results indicating that that barriers related to a lack of knowledge and awareness about the issue reduced perceived product availability, and fewer pro-green consumption attitudes best predicted engagement in sustainable palm oil purchasing behaviour. I only have some comments about the text and requested further details about the methods, but overall found this an interesting and methodologically sound study. One minor issue is that the authors use abbreviations quite a bit. As PLOSONE does not have a word limit, I suggest writing them out in full throughout the text as it makes it much easier to read and the reader doesn’t need to go back to the start of the text to check the meaning of these abbreviations. –

Response: Thank you for this suggestion, We have removed all abbreviations, except the COM-B, which is commonly used by the developers of the behaviour change wheel (Michie et al., 2011), and in other research utilising the COM-B model.

We have also inserted page numbers. Thank you for pointing out this omission.

Abstract. The authors write that growing demand for palm oil had led to the burning of tropical forests. This is only partially correct. While land clearing for agriculture using fire has resulted in deforestation, especially in major recent fire years such as 2015 and 2019, the use of fire to open up land in industrial scale oil palm is now quite minimal and most fires relate to smallholder agricultural. That oil palm expansion has resulted in deforestation and biodiversity loss is undeniable but stating that fire is the key driver may have been correct in the 1990s but does not apply to the recent situations. For some relevant references, see here:

Gaveau DLA, Locatelli B, Descals A, Manurung T, Salim MA, Husnayen, Angelsen A, Meijaard E, Sheil D. 2021. Slowing oil palm expansion and deforestation in Indonesia coincide with low oil prices. Research Square. https://www.researchsquare.com/article/rs-143515/v1

Gaveau DLA, Pirard R, Salim MA, Tonoto P, Yaen H, Parks SA, Carmenta R. 2017. Overlapping Land Claims Limit the Use of Satellites to Monitor No-Deforestation Commitments and No-Burning Compliance. Conservation Letters 10:257-264.

Gaveau DLA, Sheil D, Husnayaen M, Salim A, Ancrenaz M, Pacheco P, Meijaard E. 2016. Rapid conversions and avoided deforestation: examining four decades of industrial plantation expansion in Borneo. Scientific Reports 6:32017.

Response: Thank you for providing this information and useful clarification regarding the role of forest fires. We have reviewed the suggested articles and have made appropriate amendments in the abstract and introduction (page 2, lines 22-23; page 4, lines 80, 85-87).

Authors should spell out “COM-B” in the abstract because to most readers the term doesn’t mean anything.

Response: Thank you for this suggestion. We have incorporated the expansion of COM-B in the abstract (page 2, line 25).

Page 9. Introduction

The term “climate-related events” is quite vague. Lots of events are climate related. It would probably be better to refer to global warming or global heating or global climate change rather than generically to “climate”.

Response: Thank you for this suggestion. We have changed it to ‘climate change’ (page 3, line 44).

Again, the authors suggest that the burning of forests for agriculture in SE Asia is the main driver of deforestation. This is not quite accurate as mentioned above.

Response: Thank you. This has been amended as described above.

Page 10. Sun bear and Sumatran Elephant are Vulnerable and Endangered respectively on the IUCN Red List. Only the Bornean orangutan is Critically Endangered.

Response: Thank you for pointing out this error. This has been corrected accordingly (page 4. line 79).

Page 11. RSPO is Roundtable on, not for Sustainable Palm Oil

Response: Thank you for also pointing out this error. This has been corrected accordingly (page 5, line 98).

Page 14. The authors write that the preliminary study results were subjected to framework analysis. Many readers might not know what this is, and some further methodological details on how the factors in Table 1 were obtained from the initial 13 interviews would be useful. – Response: Thank you for this feedback. We have included a brief explanation on framework analysis (page 9, lines 207-212).

Page 15. The authors need to clarify the characteristics of the population from which their 781 sample was taken. Does the Qualtrics database only contain Australians, or also people from other countries. How do people end up in the database? It is important to know which population the sample represents. Also, did the participants volunteer to participate and if so does this introduce a certain bias (e.g., participants with limited interest in environmental issues may decline to participate). More information about this would be useful.

Page 27. In their text on limitations, the authors address my question above about the population from which their sample was drawn (Australian, mostly female). This should be described in the Methods.

Response: Thank you for these suggestions. We have added to the existing demographic information by including more information on the distribution across age groups. We have also elaborated on the Qualtrics invitation process and how they source samples (pages 10-11, lines 231-237).

On reflection and discussion, we agreed that the non-representative sample (of mostly female participants) was not a limitation of this study as women are more likely to do the grocery shopping for the household. The information under ‘Limitations’ has been re-worded and placed under ‘Participants’ (page 11, lines 238-243).

Page 16. What is PEB? Also, see my note above about avoiding abbreviations and writing them out in full.

Response: Thank you. As mentioned above, we have avoided all abbreviations (except for COM-B) for the aforementioned reasons.

Page 17. I suggest that the authors explain in a few words what the Cronbach’s alpha measures and what it means that it increased to 0.88 when one question was excluded from the analysis.

Response: Thank you for this suggestion. We have included this (page 12-13, lines 272-277).

Page 19. The authors write “de Groot and Steg (68) adapted the original values scale to examine egoistic, altruistic and biospheric value orientations.” It is not clear to which original values this refers and authors should provide this context. Also the next sentence then mention 13 values, which presumably refer to the Schwartz’s value scale, but it is not explained what this scale is and what the values are. More explanation is needed here, so the reader can understand the methodological details.

Response: Thank you for pointing this out. This paragraph has been amended with a bit more information on de Groot & Steg’s version of Schwartz’s original values (page 14-15, lines 317-320).

Page 25. The finding that knowledge about palm oil is a very important determinant of consumer behaviour is interesting. As the authors point out, though, it is difficult for consumers to determine which information sources to trust, as there are many different ways to interpret knowledge about palm oil sustainability. For example, one scientific study showing that palm oil certification has a minimal positive impact on reducing deforestation will by some groups be interpreted as “certification is positive” and by others as “certification makes no difference to non-certification”. This is the nature of this polarized debate around palm oil and other vegetable oils. Do the authors have any insights as to how science could get better in informing this debate and getting more consumers to pay attention to relevant information, or understand why and how different interest groups might want to push certain views on palm oil sustainability?

Response: Thank you for raising the question on what kind of information would serve to best engage consumers. We have included this in our ‘Discussion’ as scope for potential future research (page 22, lines 436-440). With respect to the second question, we agree that there could be different interest groups that might want to push certain views on palm oil sustainability, and this has been touched upon in a previous research where we interviewed experts from various fields in attempting to understand the possible actions that consumers could engage in and the reasons behind them (Sundaraja et al. 2020).

Page 27. One of the issues to address for increasing the purchase of sustainable palm oil is to “provide adequate knowledge about various aspects of the palm oil issue”. How important is it, according to the authors, to also clarify the interchangeability of vegetable oils and the fact that all oil crops have impacts, as was, for example, suggested for coconut oil: Meijaard E, Abrams JF, Juffe-Bignoli D, Voigt M, Sheil D. 2020. Coconut oil, conservation and the conscientious consumer. Current Biology 30:R757-R758. Are consumers interested in these kinds of considerations, or do they want simple guidelines: buy this or do not buy that?

Response: Thank you for raising this other important point. Research has been clear that palm oil has a higher yield than any other vegetable oil (Meijaard et al., 2018), and we have now explicitly added this to the Introduction (page 4; lines 88-92). As mentioned above, future research will have to determine how much information consumers actually need to encourage them towards sustainable palm oil purchases (page 22, lines 436-440). The kinds of considerations that consumers might better respond to is perhaps beyond the scope of this current paper and is better covered in our manuscript on the qualitative framework analysis.

Page 27. The authors write that “Given that knowledge and awareness about the palm oil issue is not widespread among the general public….”, but Table 2 indicates that the question “I am aware of the effects of palm oil production on forests” was a strong predictor.

Response: Thank you. We would however like to clarify that the numerical values in Table 2 indicated a loading on a factor (the correlation between the item and the factor) and were not indicative of the strength of the association between item and SPO purchasing behaviour.

Without seeing the actual responses to the individual questions it is not possible for the reader to determine whether indeed the participants had limited knowledge about palm oil, and I suggest that the authors include a table (in the main text or as appendix) showing the average responses to each of the questions.

Response: Thank you for this suggestion. We have included an additional column in Table 2 that provides the means and standard deviation for each item, and an additional column in Table 3, indicating means and standard deviations of the factor scores. We have also indicated when the item was reverse scored, as all items in Table 2 were interpreted as barriers (pages 18-19).

Attachment

Submitted filename: Response to Editorial Team.docx

Decision Letter 1

Ali B Mahmoud

3 Jun 2021

PONE-D-20-38505R1

Palm Oil: Understanding Barriers to Sustainable Consumption

PLOS ONE

Dear Dr. Lykins,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please submit your revised manuscript by Jul 18 2021 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

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If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.

We look forward to receiving your revised manuscript.

Kind regards,

Ali B. Mahmoud, Ph.D.

Academic Editor

PLOS ONE

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #2: (No Response)

Reviewer #3: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #2: Yes

Reviewer #3: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #2: Yes

Reviewer #3: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #2: Yes

Reviewer #3: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #2: Yes

Reviewer #3: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #2: I reiterate that this is an interesting study on green consumerism with a view on the use of sustainable palm oil in Australia. It uses a novel methodological approach for this field and provide useful insights, at least for the Australian context (I guess that repeating the questions in poor parts of Indonesia or India would result in very different outcomes).

The authors have addressed my original comments adequately and I only have minor suggestions now.

Thank you for writing out most of the abbreviations in the text. I still think that using the abbreviation "COM-B" in the abstract is confusing, because many people won't know what it means and abstracts should really be crystal clear to the lay reader. COM-B is an element of BCW and not well known outside specific behavioural change studies.

By the way, there are still no page or line numbers which makes it more difficult to comment on the text. There are some minor grammatical and spelling issues and I suggest that the authors proofread their text carefully before final submission.

Line 2 in Abstract: I suggest just writing: "expansion of oil palm plantations has led to the loss of tropical forests and biodiversity loss. Fire just isn't the biggest factor in deforestation.

Reviewer #3: This resubmitted paper addresses an extremely important issue. When reading it, it becomes clear that the authors have already worked in detail on the present version. I therefore have only a few comments that should help to further improve the paper. As someone using factor analysis quite often, I really enjoyed reading that you used an oblimin rotation. Usually, I al-ways read varimax.

I would very much welcome it if the use of palm oil were briefly explained in more detail. Please point out that it is not only used in food and animal feed but also, for example, in cosmetics, detergents and also as fuel.

The explanation on the preliminary study is good, but should already be written where the preliminary study is mentioned for the first time.

Table 3: Please explain all abbreviations. What is B, UB, LB etc.? Most of the readers will prob-ably know it but not everyone.

I suggest that section “Participants section” and “Procedure” be placed directly one after the other.

The discussion is very short and the comparison with the current literature is very poor. Please include more recent literature. A lot has been published on the topic of consumer preferences and palm oil in the last few years.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

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Reviewer #2: No

Reviewer #3: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2021 Aug 18;16(8):e0254897. doi: 10.1371/journal.pone.0254897.r004

Author response to Decision Letter 1


23 Jun 2021

Response to Reviewer #1

Thank you for writing out most of the abbreviations in the text. I still think that using the abbreviation "COM-B" in the abstract is confusing, because many people won't know what it means and abstracts should really be crystal clear to the lay reader. COM-B is an element of BCW and not well known outside specific behavioural change studies.

Thank you for this comment. The acronym COM-B is expanded upon in lines 23-24 of the abstract.

“The current study is the first to employ a capability-opportunity-motivation (COM-B) framework in green consumerism, to determine which capability, opportunity, and motivation factors strongly predict the intentional purchasing of sustainable palm oil products by Australian consumers (N = 781).”

By the way, there are still no page or line numbers which makes it more difficult to comment on the text. There are some minor grammatical and spelling issues and I suggest that the authors proofread their text carefully before final submission.

Page numbers and line numbers are included. The manuscript has been proof-read once again – thank you.

Line 2 in Abstract: I suggest just writing: "expansion of oil palm plantations has led to the loss of tropical forests and biodiversity loss. Fire just isn't the biggest factor in deforestation.

Thank you – this line had been changed in the revised manuscript that was submitted, with the reference to fire removed (lines 22-23):

“However, the growing demand for palm oil is leading to deforestation and biodiversity loss.”

Response to Reviewer #2

I would very much welcome it if the use of palm oil were briefly explained in more detail. Please point out that it is not only used in food and animal feed but also, for example, in cosmetics, detergents and also as fuel.

Thank you for this suggestion. We have included lines 71-77 including information on the use of palm oil.

The explanation on the preliminary study is good, but should already be written where the preliminary study is mentioned for the first time.

Thank you for this suggestion. This entire section has been re-written as Study 1, on the request of the editor.

I suggest that section “Participants section” and “Procedure” be placed directly one after the other.

Thank you for this suggestion. However, we believe that the current order of “Participants”, “Measures” and then “Procedure” is suited to describe this research study, as the measures used and described under “Measures” are subsequently referred to under “Procedure”. Changing this order might result in losing the coherent flow between these sections.

Table 3: Please explain all abbreviations. What is B, UB, LB etc.? Most of the readers will prob-ably know it but not everyone.

Thank you for this suggestion. We have now included a note under the table, expanding on all the abbreviations used (lines 425-429, page 21).

The discussion is very short and the comparison with the current literature is very poor. Please include more recent literature. A lot has been published on the topic of consumer preferences and palm oil in the last few years.

Thank you for pointing this out. The discussion has now been expanded upon and updated with more recent literature (References 91, 95, 97, 100, 101).

Attachment

Submitted filename: Response to Editor & Reviewers_June 2021_Final.docx

Decision Letter 2

Ali B Mahmoud

7 Jul 2021

Palm Oil: Understanding Barriers to Sustainable Consumption

PONE-D-20-38505R2

Dear Dr. Lykins,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Kind regards,

Ali B. Mahmoud, Ph.D.

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

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Reviewer #2: All comments have been addressed

Reviewer #3: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #2: Yes

Reviewer #3: Yes

**********

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Reviewer #2: Yes

Reviewer #3: Yes

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Reviewer #2: Yes

Reviewer #3: Yes

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Reviewer #2: Yes

Reviewer #3: Yes

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Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #2: I am happy with the final minor edits the authors have made, including minor changes to the abstract and main text.

Reviewer #3: By revising this paper again, it has improved significantly. I see no reason why it should not be published now.

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Reviewer #2: No

Reviewer #3: No

Acceptance letter

Ali B Mahmoud

19 Jul 2021

PONE-D-20-38505R2

Palm Oil: Understanding Barriers to Sustainable Consumption

Dear Dr. Lykins:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Ali B. Mahmoud

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 File. Complete palm oil-COM-B survey.

    (DOCX)

    Attachment

    Submitted filename: Response to Editorial Team.docx

    Attachment

    Submitted filename: Response to Editor & Reviewers_June 2021_Final.docx

    Data Availability Statement

    The data files (data set and SPSS output files) associated with this project are located in a public repository and can be found at https://hdl.handle.net/1959.11/29488 (doi: 10.25952/5f71639941626).


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