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European Heart Journal Supplements: Journal of the European Society of Cardiology logoLink to European Heart Journal Supplements: Journal of the European Society of Cardiology
. 2021 Aug 26;23(Suppl C):C204–C220. doi: 10.1093/eurheartj/suab074

ANMCO POSITION PAPER: Role of intra-aortic balloon pump in patients with acute advanced heart failure and cardiogenic shock

Roberta Rossini 1,, Serafina Valente 2, Furio Colivicchi 3, Cesare Baldi 4, Pasquale Caldarola 5, Daniela Chiappetta 6, Manlio Cipriani 7, Marco Ferlini 8, Nicola Gasparetto 9, Rossella Gilardi 10, Simona Giubilato 11, Massimo Imazio 12, Marco Marini 13, Loris Roncon 14, Fortunato Scotto di Uccio 15, Alberto Somaschini 16, Carlotta Sorini Dini 17, Paolo Trambaiolo 18, Tullio Usmiani 12, Michele Massimo Gulizia 19,20, Domenico Gabrielli 21
PMCID: PMC8387780  PMID: 34456647

Abstract

The treatment of patients with advanced acute heart failure is still challenging. Intra-aortic balloon pump (IABP) has widely been used in the management of patients with cardiogenic shock. However, according to international guidelines, its routinary use in patients with cardiogenic shock is not recommended. This recommendation is derived from the results of the IABP-SHOCK II trial, which demonstrated that IABP does not reduce all-cause mortality in patients with acute myocardial infarction and cardiogenic shock. The present position paper, released by the Italian Association of Hospital Cardiologists, reviews the available data derived from clinical studies. It also provides practical recommendations for the optimal use of IABP in the treatment of cardiogenic shock and advanced acute heart failure.

Keywords: Advanced heart failure, Cardiogenic shock, Intra-aortic balloon pump, Mechanical Circulatory Support (MCS)

State of the art and guideline recommendations

Historical background

The concept of ‘counterpulsation’ indicates the pumping of blood outside the canonical phases of the physiological heart cycle 1,2 This method was first applied in experimental animals by Adrian and Arthur Kantrowitz in 1952 .2 Six years later Harken proposed an extracorporeal pump able to remove the blood during the systole and re-infuse it quickly during the next diastole. However, only in 1961, he developed the first model of extracorporeal counterpulsation. The initial clinical results were poor due to several issues, such as complications related to arterial accesses (bilateral arteriotomy was required), massive haemolysis due to blood turbulence, and poor synchronization of the pump with the cardiac cycle.3 In the same year, Moulopoulos et al.4 developed an intra-aortic device which consisted of a catheter with a balloon placed in the aorta, inflating during left ventricular diastole and deflating in systole. The first clinical experience was described in 1968 by Kantrowitz et al.5 who reported the benefits observed in two patients with cardiogenic shock (CS), in terms of increased systemic blood pressure (BP) and urinary output, although only one patient survived till hospital discharge. At that time, device insertion required a surgical approach, which made the incidence of ischaemic vascular complications remarkably high. Notably, catheters had a diameter of 15 Fr. Due to these limitations, the indication was limited to end-stage heart failure. In 1980, Bregman et al.6 first described the insertion of intra-aortic balloon pump (IABP) catheter with a percutaneous approach in 25 patients, which led to a remarkable reduction in the rate of complications and a significant increase in its use. Since then, smaller balloon-catheter systems were developed (e.g. ‘sheathless’ technique or ‘low-profile” catheters), along with more efficient control systems able to adapt IABP to different haemodynamic and heart rhythm conditions. These developments allowed to further improve counterpulsation techniques and reduce complications.

The intra-aortic balloon pump

The IABP is the first and simplest mechanical circulatory support (MCS) device developed, which consists of an external machine connected to the balloon-catheter system. The external machine is composed of a console, a balloon inflation pump, and a helium cylinder. The console allows to control and adjust the haemodynamic parameters. The pump is capable to rapidly inflate and deflate the balloon synchronously with the cardiac cycle with a predetermined volume of gas (30–50 mL of helium). The sizing of the balloon should be carefully chosen before placement according to the anthropometric characteristics of the patient so that, when inflated, the balloon will fill 80–90% of the aortic diameter.2 The dedicated double-lumen (one lumen is for helium and the other for invasive pressure measurement) balloon catheter can have a diameter varying between 7 and 9.5 Fr.

The catheter can be easily inserted, either percutaneously or surgically, through the femoral artery (only in selected cases by the brachial artery) and is advanced until it reaches the correct position in the descending thoracic aorta. For proper positioning, the distal tip of the catheter should be placed about 2–3 cm below the origin of the left subclavian artery with the proximal extremity of the balloon above the origin of the renal arteries. The insertion manoeuvre requires about 20–30 min, it should be done under fluoroscopic guidance, and it may take place at the bedside.

Intra-aortic balloon pump remains the simplest, cheapest, most studied, and utilized MCS device and still represents the standard device in randomized clinical trials aiming to evaluate the safety and efficacy of new mechanical circulatory support systems.7 However, its use in recent years has seen a progressive reduction.8

Physiological principles of counterpulsation

The hydraulic model used for the description of the circulatory system is known as the Windkessel model or ‘fireman’s model’. The similarities between the two systems include the ability to transform a pulsating flow generated by a pulsating pump (the heart) into a continuous flow (in the vessels), considering the aorta as an elastic conduit. Thus, the circulatory system is conceived as an elastic central reservoir into which the heart pumps its content and from which the various tissues extract blood through non-elastic conduits. Therefore, ventricular-arterial coupling plays a key role in the normal function of the cardiopulmonary circulation. It is fundamental that the ‘heart system’ be adequately paired with the ‘vessels system’ in order to maintain a cardiac output able to ensure adequate tissue perfusion.

Coronary flow is directly proportional to the perfusion gradient and inversely proportional to the coronary resistance. It occurs mostly during diastole, and the driving pressure gradient is generated by the difference between the mean diastolic pressure in the aortic root and the mean right atrial pressure. For this reason, the diastolic arterial pressure determines the pressure at which the coronary arteries are filled and the coronary arteries perfusion pressure is usually around 50 mmHg.

The impact of counterpulsation is primarily due to an increase in the myocardial oxygen supply/demand ratio. This result is achieved through both a reduction in the afterload of the left ventricle (LV) and an increase in coronary perfusion in order to increase LV performance. Hence, the coupling between the left ventricle and the arterial system is promoted, that is of utmost importance in the setting of CS where a reduced ventricular elasticity (contractility) and an increase in arterial elasticity (after-load) are present.

The mechanism of counterpulsation is based on LV afterload modulation through the dislocation of a certain volume of blood in diastole with an increase in aortic pressure and its ‘restitution’ in systole with a decrease in aortic pressure. Of note, the displacement of blood due to balloon inflation is directed both towards the top (coronary arteries and supra-aortic trunks) and the bottom (renal arteries and peripheral circulation) of the balloon.

In order to allow proper functioning, the system requires that the balloon inflates during the cardiac diastole—immediately after the closing of the aortic valve—and deflates during the systole (i.e. the concept of ‘counterpulsation’). The volume shift induced by the balloon inflation increases the volume of blood present in the aortic arch and its pressure. Afterwards, the balloon must be rapidly deflated immediately preceding the systole (during the isovolumetric contraction) and must remain deflated during the entire duration of the systole.

The overall haemodynamic effects of IABP therapy are summarized in Figure 1. Specifically, the systolic reduction in aortic pressure and volume generates the following consequences:

Figure 1.

Figure 1

Haemodynamic effects of intra-aortic balloon pump. LVEDP, left ventricular end-diastolic pressure.

  • a reduction in LV afterload with a resulting reduction in the myocardial consumption of oxygen

  • a more favourable balance between myocardial consumption and supply of oxygen and thus reduction of ischaemia

  • a reduction in peak systolic pressure due to LV workload reduction

  • an increase in cardiac output and ejection fraction

  • an improvement in the mechanical efficiency of the left ventricle in terms of contractility (due to the leftward shift of the pressure-volume curve).

Advanced heart failure: the dimensions of the problem

Definition and grading of cardiogenic shock

Cardiogenic shock is a clinical condition characterized by hypotension and hypoperfusion due to the inability of the heart to provide adequate cardiac output in presence of normal volemic status.9 Definitions of CS utilized in clinical trials and international guidelines are similar despite not completely uniform. Several clinical elements are constantly present across definitions: persistent hypotension (systolic blood pressure <90 mmHg) unresponsive to volume load and signs of end-organ hypoperfusion such as altered mental status, cold extremities, and oliguria (urinary output < 30 mL/h). Another essential parameter is hyperlactacidaemia (lactate > 2.0 mmol/L), a specific biochemical marker of tissue hypoperfusion. Low cardiac index (<2.2 L/min/m2) and high values of wedge pressure (>15 mmHg) are haemodynamic parameters that can contribute to define and characterize CS but are not essential for diagnosis.10 In the setting of CS, clinical and haemodynamic features have a variable spectrum of presentation, from mild hypoperfusion to refractory CS, and the outcome is directly related to the severity of clinical presentation.

Impending shock is a condition characterized by the presence of systolic blood pressure <100 mmHg, cardiac rate at the upper range, normal lactate values, cardiac index 2.0–2.2 L/min/m2 and need for one low dose inotrope/vasoactive drug. In overt CS these pathological alterations become more evident while in refractory CS they become severe with systolic blood pressure <90 mmHg, cardiac rate > 120 beat/min, obtunded mental status, lactate values > 4 mmol/L, cardiac index < 1.5 L/min/m2, and need for two or more vasoactive drugs.11 A clinical consensus statement on CS was published by the Society for Cardiovascular Angiography and Interventions (SCAI) in 2019, proposing an intuitive and innovative classification of CS in five stages from A (‘at risk’) to E (‘extremis’) and providing an accurate description of clinical signs, biomarkers, and haemodynamic parameters for each stage12 (Table 1).

Table 1.

Definition of advanced heart failure

Stages of cardiogenic shock (SCAI CONSENSUS DOCUMENT)
Stage A At risk A patient who is not currently experiencing signs or symptoms of CS, but is at risk for its development. These patients may include those with large acute myocardial infarction or prior infarction acute and/or acute on chronic heart failure symptoms.
Stage B Beginning cardiogenic shock A patient who has clinical evidence of relative hypotension or tachycardia without hypoperfusion.
Stage C Classic cardiogenic shock A patient that manifests with hypoperfusion that requires intervention (inotrope, pressure or mechanical support, including ECMO) beyond volume resuscitation to restore perfusion. These patients typically present with relative hypotension.
Stage D Deteriorating or Doom A patient that is similar to category C but are getting worse. They have failure to respond to initial interventions
Stages E Extremis A patient that is experiencing cardiac arrest with ongoing CPR and/or ECMO, being supported by multiple interventions
ABP-shock II ESC SCAI
  • Systolic blood pressure <90 mmHg for at least 30 min or need for catecholamine infusion to support systolic blood pressure >90 mmHg

  • Pulmonary congestion

  • Hypoperfusion (impaired sensory, diuresis <30 mL/h, cold extremities or lactates > 2.0 mmol/L)

  • Systolic blood pressure <90 mmHg in the presence of adequate volume.

  • Cold extremities, oliguria, impaired sensory, dizziness, hyposphygmic wrists.

  • Metabolic acidosis, elevate serum lactate values, elevate blood creatinine values

  • Systolic blood pressure <90 mmHg o MAP < 60 mmHg of pressure drop > 30 mmHg compared to baseline and inotropes o device used to maintain a pressure above these target.

  • Impaired sensory, oliguria < 30 mL/h, volume overload, need for Bipap or mechanical ventilation

  • Lactates > 2.0 mmol/L, creatinine values doubled or, GFR halved, BNP high value

Definition of advanced heart failure

Advanced heart failure [Stage D in the American College of Cardiology/American Heart Association classification (ACC/AHA)] is characterized by persistent signs and symptoms of heart failure despite the optimization of medical, surgical, and device therapy. Some coincident parameters can be found in both ACC and European society of Cardiology (ESC) definitions of advanced heart failure such as symptoms, number of heart failure hospitalization before index hospitalization, signs of end-organ dysfunction. Conversely, other parameters are reported only in one of the one definitions, such as intolerance to beta-blockers, Implantable Cardioverter Defibrillator (ICD) shocks, EF < 30%.13,14 The INTERMACS society (Interagency Registry for Mechanically Assisted Circulatory Support) proposed a classification made by seven stages characterized by progressively (from 7 to 1) more severe clinical and haemodynamic profiles. INTERMACS classification is used worldwide in both for clinical and scientific purposes15 (Table 2).

Table 2.

Interagency Registry for Mechanically Assisted Circulatory Support (INTERMACS) classification for patients with advanced heart failure

INTERMACS stages for classifying patients with advanced heart failure
INTERMACS 1
  • Cardiogenic shock

  • ‘Crush and burn’

Haemodynamic instability in spite of increasing doses of catecholamines and/or mechanical circulatory support with critical hypoperfusion of target organs (severe cardiogenic shock).
INTERMACS 2 Progressive decline despite inotropic support ‘Sliding on inotropes’ Intravenous inotropic support with acceptable blood pressure but rapid deterioration of renal function, nutritional state, or signs of congestion.
INTERMACS 3
  • Stable but inotrope dependent

  • ‘Dependent stability’

Haemodynamic stability with low or intermediate doses of inotropics, but necessary due to hypotension, worsening of symptoms, or progressive renal failure.
INTERMACS 4
  • Resting symptoms

  • ‘Frequent flyer’

Temporary cessation of inotropic treatment is possible, but patient presents with frequent symptoms recurrences and typically with fluid overload
INTERMACS 5
  • Exertion intolerant

  • ‘Housebound’

Complete cessation of physical activity, stable at rest, but frequently with moderate fluid retention and some level of renal dysfunction
INTERMACS 6
  • Exertion limited

  • ‘Walking wounded’

Minor limitation on physical activity and absence of congestion while at rest. Easily fatigued by light activity
INTERMACS 7 ‘Placeholder’ Patient in NYHA Class III with no current or recent unstable fluid balance.

Table 3.

Clinical studies regarding the use of IABP in cardiogenic shock complicating acute myocardial infarction

Study Design Patients (n) STEMI Shock definition Treatment Control Primary endpoint Result Follow-up
Ohman et al.31 RCT 57 100% Hypotension TL No IABP Total mortality NS 6 months
Sjauw et al.57 Meta-Analysis 1009 100% NA PCI No IABP Total mortality NS 30 days
Sjauw et al.57 Meta-Analysis 10529 100% NA TL No IABP Total mortality Significant reduction 30 days
Prondzinsky et al.56 RCT 40 65% Hypotension PCI No IABP APACHE II score NS 4 days
Abdel-Wahab et al.60 Retrospective 48 65% Hypotension PCI IABP post PCI Total mortality Significant reduction In-hospital
Romeo et al.63 Meta-Analysis 14186 NA NA No reperfusion/TL/PCI No IABP Total mortality NS In-hospital
IABP-SHOCK II16 RCT 600 69% Hypotension PCI/CABG No IABP Total mortality NS 30 days
Unverzagt et al.35 Meta-Analysis 790 NA NA PCI/TL/CABG No IABP/LVAD Total mortality NS 30 days
Hawranek et al.41 Prospective registry 991 81% Hypotension Failed PCI No IABP Total mortality Significant reduction 30 days

CABG, coronary artery by-pass grafting; IABP, intra-aortic balloon pump; LVAD, left ventricular assist devices; NA, not available; NS, non-significant; PCI, percutaneous coronary intervention; RCT, randomized control trial; STEMI, ST elevation myocardial infarction; TL, thrombolysis.

Epidemiology

Cardiogenic shock is mainly due to acute myocardial infarction (AMI) complicated by left ventricle dysfunction (80%) followed by mechanical complications of myocardial infarction (13%). Myocarditis, cardiomyopathies, and electrical storm account for the remaining 7% of cases.16 CS complicates AMI in 5–8% of cases, with an incidence of 40 000–50 000 patient/year in the United States and 60 000–70 000 patient/year in Europe17. Recent data from a network of North American intensive care units showed a substantial modification in the epidemiology of CS due to an increase of non-ischaemic aetiology (28%) and ischaemic aetiology nonrelated to AMI (18%) and a decrease of CS complicating myocardial infarction (30%).18 Notably, the number of patients at risk of CS is constantly increasing due to progressive aging of the population and growing incidence of coronary artery disease and heart failure, as highlighted by a large Swedish register of 3,654 patients with CS due to AMI hospitalized in the period 1995–2013.19 The early mortality of CS is still elevated despite the progresses made in medical therapy, coronary revascularization techniques, and MCS devices. Thus, CS remains an unsolved clinical problem with a high rate of in-hospital mortality which has not significantly decreased over the last three decades. The lack of progress in terms of the outcome can be explained considering the increasing complexity and risk profile of CS patients in the last years. Indeed, these patients frequently show an advanced age, previous coronary events, and often a severe LV systolic dysfunction. In the late 90s, the SHOCK (Should We Emergently Revascularize Occluded Coronaries for Cardiogenic Shock) trial highlighted the positive impact of early revascularization on long-term outcomes in patients with AMI complicated by CS.20 As a consequence, more patients now survive to AMI increasing the number of patients with residual advanced heart failure, at risk for developing CS.

Prompt diagnosis

A prompt identification of signs and symptoms of hypoperfusion is crucial in patients with advanced heart failure, without overt CS, in order to prevent multi-organ failure refractory to any treatment. For this reason, the search for the aetiology of acute advanced heart failure and CS should proceed in parallel with its treatment. The main objective of CS treatment is the maintenance of adequate tissue perfusion and, when feasible, unloading of the LV and improving of coronary perfusion. In all cases of CS complicating AMI, an adequate pharmacological (inotropes and vasopressors), ventilatory and, if needed, mechanical support should be provided in addition to myocardial revascularization, in order to maintain an adequate perfusion10 (Figure 2). The presence of a ‘shock team’ is fundamental to manage these complex patients. The shock team should not be intended as a 24/7 available team, but rather as a model of management, a sort of diagnostic-therapeutic protocol applicable also in spoke hospitals. (Figures 3 and 4).

Figure 2.

Figure 2

Targets in the treatment of cardiogenic shock. CABG, coronary artery bypass graft; ECMO, extracorporeal membrane oxygenation; IABP, intra-aortic balloon pump; LV, left ventricle; P, pressure; MAP, mean arterial pressure; PCI, percutaneous coronary intervention; V, volume.

Figure 3.

Figure 3

The ≪Shock Team≫. BP, blood pressure; C, cardiologist; CABG, coronary artery bypass graft; HS, heart surgeon; ECMO, membrane extracorporeal oxygenation; IABP, intra-aortic balloon pump; PCI, percutaneous coronary intervention; ER, emergency room; CVP, central venous pressure; I, intensivist; SVO2, venous oxygen saturation; ICU, intensive care unit; ED, emergency medicine doctor; CICU, cardiological intensive care unit.

Figure 4.

Figure 4

Cardiogenic shock management protocol. CS, cardiogenic shock; BP, blood pressure; DO, differential diagnosis; IABP, intra-aortic balloon pump; PCI, percutaneous coronary intervention; ACS, acute coronary syndrome.

Guideline recommendations

ACC/AHA guidelines for ST-elevation myocardial infarction (STEMI) of 2004 assigned to IABP use in CS due to AMI a Class I, level of evidence B recommendation.21 In the following update of the same guidelines the recommendation was weaker (Class IIa, level of evidence B).22 Similarly, IABP use in patients with haemodynamic instability or CS was recommended in Class I (level of evidence C) in the 2008 ESC STEMI guidelines23 and 2010 ESC guidelines on myocardial revascularization.24 Afterwards, in 2012 ESC STEMI guidelines IABP received a class IIb recommendation.25 After the publication of IABP-SHOCK II trial,16 routine use of IABP in CS was downgraded to a Class III recommendation both in 2014 and 2018 guidelines on myocardial revascularization26 and in 2017 STEMI guidelines.27,28 Nonetheless, a Class IIa recommendation was left in case of mechanical complications after AMI. The progressive downgrading of routine IABP use in CS may have numerous consequences. First, a decrease in IABP use in clinical practice. Second, the need for cardiologists who still use this device for CS to motivate their choice from a legal perspective. Lastly, IABP could disappear as a standard therapy (control arm) in randomized clinical trials aiming to evaluate other MCS devices in the setting of CS.

Intra-aortic balloon pump contexts of use beyond cardiogenic shock

Since IABP was introduced in clinical practice, it has been used in several contexts in addition to CS (Figure 5).

Figure 5.

Figure 5

Contexts intra-aortic balloon pump of use. IABP, intra-aortic balloon pump; LV, left ventricle; VA-ECMO, veno-arterial extra-corporeal membrane oxygenation; PCI, percutaneous coronary intervention.

  • Cardiogenic shockcomplicating myocardial infarction: in the thrombolytic era, IABP was mainly implanted in patients with haemodynamic instability or CS with overall favourable results in registries or small randomized trials.29,30 In the 1990s, IABP use was so widespread that in the SHOCK trial20 86% of patients with CS complicating myocardial infarction were implanted with this device. In the following years, the era of primary percutaneous coronary intervention (pPCI), registries and trials showed no clear advantages in patients supported with IABP.31,32 In 2012 the IABP SHOCK II trial, the larger trial ever conducted on this topic, showed no improvement in outcome in patients who received IABP with a deep impact on following meta-analyses and international guidelines.33,34

  • Myocardial infarction without CS: despite the undisputed advantages of PCI, a small percentage of patients affected by myocardial infarction and treated with PCI still experience ‘no-reflow’, a phenomenon caused by a multifactorial mechanism.35 In this context, the prophylactic use of IABP has shown advantages both in experimental studies 36 and in a large registry of 1500 high-risk patients undergoing primary PCI.37 The randomized trial CRISP-AMI (Counterpulsation to Reduce Infarct Size Pre-PCI Acute Myocardial Infarction), was designed to assess whether IABP implantation before PCI could reduce infarct size evaluated by cardiac magnetic resonance in patients with anterior STEMI without CS. In this trial, the primary end-point was not reached,38 thus discouraging the use of IABP in this context. Nevertheless, a recent small randomized trial showed a non-significant survival benefit and a significant improvement in ST-segment resolution in the IABP group.39 In a recent prospective registry, Hawranek et al.40 assessed the impact of IABP use in patients with myocardial infarction complicated by CS according to the success of revascularization evaluated with final TIMI flow. Among patients with unsuccessful PCI (TIMI flow 0/1), those supported with IABP showed a significant lower 30-day mortality and 1-year mortality.

  • High-risk PCI: IABP has been used to prevent complications in patient undergoing high-risk PCI (defined according to clinical, haemodynamic, and anatomical criteria). The first clinical experiences in this context showed positive results , whereas the randomized trial Balloon Pump Assisted-Coronary Intervention Study (BCIS) showed controversial results. In this study, 150 patients received IABP before high-risk PCI and showed no benefit in terms of in-hospital and 6-month mortality and ischaemic cardiac or cerebral events compared with control group.0,41 Conversely, 2-years follow-up data showed a relative 34% decrease of all-cause mortality in the IABP group.42 In the last years, other percutaneous MCS devices have been used in high risk-PCI and practical algorithms for MCS device choice have been proposed.43

  • Non ischaemic CS and advanced heart failure: IABP can be implanted in these patients as ‘bridge to decision’ or ‘bridge to bridge’ while waiting for cardiac transplantation or left ventricular assist device (LVAD) implantation.44 Several studies highlighted predictors of successful IABP use in this context.45 The first randomized trial in this clinical scenario was recently published, comparing IABP with inotropes. The results showed a significant improvement in the primary endpoint (trend in venous oxygen saturation [SvO2] values at 3 h) and in other instrumental and laboratory parameters (cardiac power output, N-terminal fragment of the type-B natriuretic peptide) and a positive, albeit non-significant, trend in the rate of major adverse cardiovascular events at 30 and 90 days in patients implanted with IABP.46

  • Peri-operative care in cardiac surgery: the implantation of IABP before cardiac surgery in selected high-risk patients with LV dysfunction can reduce low flow syndrome/perioperative complications and intensive care length of stay.47,48

  • Refractory ventricular arrhythmias: the use of IABP as a mechanical support system in patients with LV dysfunction and sustained ventricular arrhythmias refractory to medical therapy has limited evidence. Goyal et al.49 described the efficacy of IABP in the treatment of refractory ventricular arrhythmias in a patient with dilated cardiomyopathy and normal coronary arteries. Fotopoulos et al.50 suggested in these patients an indirect beneficial mechanism mediated by the reduction of the adrenergic tone and therefore myocardial vulnerability to arrhythmias.

  • Left ventricle unloading during veno-arterial extracorporeal membrane oxygenation (VA ECMO) support: IABP reduces the afterload, thus it can be used as an unloading system of the LV during percutaneous VA-ECMO.51

Intra-aortic balloon pump in cardiogenic shock: a critical appraisal of the literature

Intra-aortic balloon pump is available since 1968, and it has been the most used MCS device in the last 40 years. Its wide use has been in part related to the Class I recommendation set in the previous European and American guidelines,52 despite a level of evidence of C and B respectively due to the small sample size of the supporting studies (mostly observational). In two small, randomized clinical studies in patients with AMI but without CS, IABP did not improve clinical outcomes and LV ejection fraction (EF) compared with medical therapy.53,54 However, in patients with anterior AMI without CS undergoing successful PCI, the use of IABP reduced the rate of re-occlusion of the infarct-related artery with a non-significant improvement of LVEF.55 In a randomized study including 57 patients with ST-elevation myocardial infarction (STEMI) and arterial hypotension, the use of IABP in addition to thrombolytic therapy reduced mortality with a borderline statistical significance only in patients in Killip Classes III and IV. Furthermore, in 45 patients with STEMI complicated by CS undergoing primary PCI, the addition of IABP was associated with only modest effects on the reduction of APACHE II score compared with medical therapy alone.56 In a meta-analysis of nine studies (only three of which including patients treated with primary PCI), IABP use did not improve 30-day survival or LVEF, and its use was associated with a significant increase in the rate of stroke and bleeding complications.57 However, all the aforementioned studies were not adequately powered either to investigate an association between IABP and mortality as a single Endpoint or to draw definite conclusions. Moreover, the wider use of primary PCI in patients with STEMI58 either complicated by CS or not, warranted a randomized clinical trial focused on the use of this device.

The IABP-SHOCK II16 trial was a multicentre, open-label study, that enrolled 600 patients with STEMI complicated by CS undergoing planned early revascularization. Patients were randomly assigned to receive IABP in addition to optimal medical therapy. At 30 days, mortality was not different between IABP and control group [39.7% vs. 41.3%, respectively; relative risk 0.96; 95% confidence interval (CI) 0.79–1.17; P = 0.69]. No differences were found between the two groups with respect to the rates of stroke, bleeding, peripheral ischaemic complications, recurrent AMI, and stent thrombosis. IABP-SHOCK II is currently the largest available randomized clinical trial investigating the role of IABP in patients with AMI and CS, and the authors should be commended for their efforts. However, several study limitations are evident. First, only about 70% of the enrolled patients presented with STEMI and among these, more than a half with a non-anterior MI. Second, the timing of CS development has not been clearly reported, thus some CS cases may have experienced subacute presentation. Third, IABP was implanted after PCI in 87% of the cases, which is not coherent with a prompt treatment of CS and/or advanced acute heart failure. Forth, about 45% of enrolled patients experienced a resuscitated cardiac arrest (36% of those were treated with therapeutic hypothermia). Fifth, the median duration of counterpulsation was 3 days (interquartile range 2–4), with more than half of deaths occurring afterwards. Finally, 4.3% of patients enrolled in the IABP arm died before implantation and a cross-over from control group to IABP group occurred in 30 cases. Of note, the rate of LVAD implantation was higher in the control group (22 vs. 11). In the intention-to-treat analysis, the mortality rate in the control group was 41.3%, far from the 56% hypothesized by the authors for sample size calculation. Thus, the 8.8% absolute risk reduction obtained (lower than the expected 12%) decreased statistical power from 0.82 to 0.59. The results of IABP-SHOCK II trial have been confirmed at 6 years follow-up. However, it should be underlined that according to these data about 60% of patients with CS have died despite contemporary treatment with revascularization therapy.59

An important issue when considering the efficacy of IABP is the timing of insertion in relation to coronary angiography and PCI. It has been already reported that the insertion of IABP before PCI was associated with a significant reduction in mortality and adverse cardiovascular events.60 Recently, a study including patients with CS due to different aetiologies, confirmed that an early placement of IABP was an independent predictor of 30 days survival.61

In a subgroup analysis of the CRISP-AMI trial in patients with large anterior STEMI and persisting ischaemia after PCI, the use of IABP was associated with a significant mortality reduction at 6 months.62 Conversely, an updated meta-analysis of seven randomized studies (four comparing IABP vs. medical therapy and three comparing IABP with other MCS devices) including patients with STEMI complicated by CS, did not find significant differences in 30-days survival between the study groups.34 Subgroups analysis showed a beneficial impact of IABP use on prognosis in patients with young age, no prior MI, arterial hypertension, and in case of anterior MI.

In a recent prospective registry, Hawranek et al.40 investigated the efficacy of IABP in patients with AMI complicated by CS according to the success of revascularization evaluated with final TIMI flow. Since 2003 to 2014, more than 7200 patients were included in the study. Patients treated with IABP presented lower systolic arterial pressure and LVEF, higher heart rate, rate of multivessel coronary artery disease, and involvement of left main and left anterior descending artery. The use of IABP was associated with higher 30-day and 1-year mortality, recurrent MI, stroke, recurrent PCI, major bleeding, and cardiac arrest, due to the higher risk profile of patients treated with the device. However, in patients with final TIMI flow 0/1, IABP use was an independent predictor of lower 30-days mortality (HR 0.72, 95% CI 0.59–0.89; P = 0.002) despite a higher rate of bleeding, recurrent MI and lower LVEF. Conversely, in patients with final TIMI 2-3, IABP was an independent predictor of higher 30-day mortality (HR 1.18, 95% CI 1.08–1.30; P = 0.0004). Therefore, these hypothesis generating results might suggest a beneficial impact of IABP use in patients with AMI complicated by CS undergoing PCI with a final suboptimal angiographic result (TIMI 0–1 or no-reflow). Table 316,30,34,40,56,57,60,63 summarizes the results of the main studies on the use IABP in patients with MI complicated by CS.

Intra-aortic balloon pump vs. other percutaneous mechanical circulatory support devices in patients with ST-elevation myocardial infarction complicated by cardiogenic shock

Beyond IABP, the following percutaneous MCS (pMCS) devices are currently available with different circuit configurations:

  • Left ventricle → Aorta. Impella® 2.5 and CP (Abiomed, Danvers, MA, USA) is approved for short-term (7–14 days) support of the LV in patients with CS due to isolated LV dysfunction refractory to optimal medical therapy.

  • Left atrium → Aorta. TandemHeart, LivaNova London, UK.

  • Right atriumAorta. VA-ECMO.

  • Inferior vena cava → Pulmonary artery. Impella® RP is approved for CS due to right ventricle failure.

In the 65 patients with AMI complicated by CS enrolled in the ISAR-SHOCK (Efficacy Study of LV Assist Device to Treat Patients With Cardiogenic Shock)64 trial, the use of Impella® 2.5 appeared safe, feasible, and associated with an greater circulatory support compared to IABP. Nevertheless, overall 30 days mortality rate was elevated (46%) and did not differ between the two groups. The IMPRESS in Severe Shock (IMPella vs. IABP Reduces mortality in STEMI patients treated with primary PCI in Severe cardiogenic Shock) trial included 48 patients with STEMI complicated by severe CS (all treated with mechanical ventilation, 92% with cardiac arrest and refractory shock at return of spontaneous circulation) and reported no difference in mortality at 30 days and at 6 months between patients who received either Impella or IABP.65 The rate of major bleeding was higher in patients treated with Impella® (33% vs. 8%, P = 0.06). No difference on survival and an increased risk of bleeding was confirmed in the following registries comparing Impella® with the IABP in patients with CS surviving a cardiac arrest.66 A collaborative meta-analysis of four randomized trials aiming at investigating efficacy and safety of other pMCS devices (TandemHeart™ or Impella®) vs. IABP in CS reported no difference in 30-day mortality. However, other pMCS devices significantly increased median arterial pressure and decreased arterial lactate levels. Furthermore, although no significant difference was observed in the incidence of leg ischaemia, the rate of bleeding complications was significantly increased in patients treated with other pMCS devices compared with IABP.67 Schrage et al.68 performed a retrospective propensity-matched analysis comparing patients with MI complicated by CS managed with Impella® at several tertiary care European hospitals with patients enrolled in the IABP-SHOCK II trial. The authors found no difference in 30-days mortality (48.5% vs. 46.4%, P = 0.64). Notably, the use of Impella® was associated with a significant increase in severe or life-threatening bleeding (8.5% vs. 3.0%, P < 0.01) and peripheral vascular complications (9.8% vs. 3.8%, P = 0.01). Data from the National Cardiovascular Data Registry reported a significant increase over time in the use of Impella® in patients with AMI complicated by CS undergoing PCI: from 3.5% in 2015 to 8.7% in 2017. In the propensity-matched analysis performed within this cohort, total mortality was 45% in patients treated with Impella® and 34% in patients treated with IABP, while major bleedings were more frequent in the first group (31.3% vs. 16%).69Table 4 summarizes the main studies comparing Impella/TandemHeart with IABP.64–68,70

Table 4.

Studies comparing IABP vs. Impella/TandemHeart in patients with cardiogenic shock

Study Design Patients (n) Control Primary Endpoint Result Follow-up
Seyfarth et al.64 Randomized 26 Impella Cardiac Index Significant increase with Impella 30 min
IMPRESS65 Randomized 48 Impella Mortality NS 30 days
Manzo-Silberman et al.66 Retrospective 78 Impella Mortality NS 30 days
Thiele et al.67 Mata-Analysis 148 Impella/ TandemHeart Mortality NS 30 days
Schrage et al.68 Retrospective propensity matched 372 Impella Mortality NS 30 days
Amin et al.70 Retrospective propensity matched 48306 Impella Mortality Significant increase with Impella In-hospital

NS, not significant.

It should be noted that previous results have been obtained from observational studies. Thus residual confounders cannot be excluded despite statistical adjustment. Furthermore, several other study limitations should be considered. First, outcomes analysis has not been stratified for CS severity in the different studies. Second, it is likely that more severe patients with a higher risk of mortality have been treated with more complex pMCS devices. Third, most patients were treated with Impella® 2.5, thus the results of the studies may not be applied to Impella® 5.0 or CP. Finally, patients at higher risk who were initially treated with IABP and subsequently required an escalation to a more potent circulatory support have usually been excluded. Therefore, data from randomized clinical trials comparing Impella® 5.0 or CP with IABP are urgently needed.

In the recent IMPELLA-STIC,71 a small sample of patients with AMI complicated by CS stabilized by initial treatment with inotropes was randomized to receive Impella® LP 5.0. The use of the device was not associated with an improvement in LVEF, whereas it was associated with an increase in the rate of major bleeding at 1 month. The ongoing DanGer Shock72 trial randomizes patients with AMI complicated by CS on a 1:1 basis to Impella® CP or current guideline-driven therapy. The planned enrolment of 360 patients will provide an adequate statistical power to investigate the presence of an association between study treatment and survival in this clinical setting.

Veno-arterial extra-corporeal membrane oxygenation has been mainly studied in the setting of STEMI, myocarditis, post-cardiotomy shock, and refractory cardiac arrest. However, data on VA-ECMO mainly derive from observational data. Therefore, guidelines recommendation for its use are based only on experts opinion (Class IIb). Retrospective data by Sheu et al.73 and Baek et al.74 showed that an early use of VA-ECMO in patients with STEMI undergoing primary PCI complicated by refractory CS (defined as persistence of systolic blood pressure < 75 mmHg despite the use of vasopressors and IABP) improved outcome at 30 days, with an overall mortality of 43%. The use of the ENCOURAGE score based on 7 parameters [age > 60 years, female sex, body mass index > 25 kg/m2, Glasgow scale < 4, creatinine > 150 μmol/L, arterial lactates (<2, 2–8, or >8 mmol/L) and prothrombin activity <50%] before ECMO implantation might be a useful discriminatory tool to predict mortality in patients with AMI complicated by CS evaluated for VA-ECMO.75 Lastly, a recent retrospective study failed to show a significant difference in 30 days mortality in patients treated with VA-ECMO or Impella® CP/5.0.36

Practical recommendations on the use of intra-aortic balloon pump

ANMCO aimed at focusing the proper setting for which IABP use is adequate, thus bridging the gap between Class III recommendation28 and its wide use in clinical practice. It is of utmost importance when selecting the proper percutaneous MCS device, a thorough evaluation of both the patient and the degree of ongoing acute heart failure/CS (Figure 6). The use of IABP should be considered in the very early phases of CS and in patients with impending shock, especially when other MCS are not available. Therefore, it is crucial to timely identify patients who are at risk of developing CS (or in CS initial phase) searching for early signs of CS such as initial increase in lactate levels in a setting of organ hypoperfusion.

Figure 6.

Figure 6

Choice of percutaneous mechanical assistance system in cardiogenic shock. IABP, intra-aortic balloon pump; VA ECMO, veno-arterial extracorporeal oxygenation to the arteria invenosus membrane; AMI acute myocardial infarction.

An adequate set up of IABP functions is warranted, with particular attention to balloon inflation and deflation timing (Figure 7).

Figure 7.

Figure 7

Correct intra-aortic balloon pump setting with appropriate balloon inflation and deflation timing according to cardiac cycle.

On the basis of previous data, safety, and ease of use of IABP, together with lack of prompt availability of new pMCS devices, we suggest the following practical recommendations for non-routinary use of IABP:

  1. AMI with initial/impending CS:

    1. AMI in ‘Pre-shock’ state (MAP 65–70 mmHg and/or SvO2/central venous saturation [ScvO2] < 65–70% and/or lactate increase and/or cardiac index 2–2.2 L/min/m2 with only one vasopressor/inotrope at low dosage) OR judged at high risk of developing CS [signs of pulmonary congestion, no response to pharmacological therapy (especially diuretics), oliguria, elevated HR, (SCAI Classification Class A and B)]

    2. AMI showing persistent ischaemia/no-reflow after PCI, on top of standard therapy

  2. AMI complicated by overt CS

    1. AMI complicated by CS due to mechanical complications (bridge to surgery)

    2. AMI with partially successful/unsuccessful PCI as initial device as a bridge to escalation to more potent pMCS devices placement (bridge to bridge) or LVAD placement/transplantation (bridge to decision)

    3. AMI complicated by CS when other pMCS devices are not available

    4. AMI complicated by CS when other pMCS severe aortic valvulopathy, severe peripheral artery disease, …).

  3. CS due to non-ischaemicaetiology:

    1. heart failure with non-ischaemic aetiology at high risk of developing CS (SCAI Classification Class A); ‘pre-shock’ (MAP 65–70 mmHg and/or SvO2/ScvO2 < 65–70%; normal lactates; cardiac index 2–2.2 L/min/m2 with only one vasopressor/inotrope at low dosage) especially if reversible cause are detected (bridge to recovery)

    2. patients with CS in the presence of contra-indications to other pMCS devices placement

    3. CS with non-ischaemic aetiology as initial device before other pMCS devices placement (bridge to bridge) or LVAD placement/transplantation (bridge to decision)

  4. Back-up system (sheath insertion in femoral artery for rapid bail-out placement) in the context of high-risk PCI (Tables 5 and 6) based on clinical, anatomical, and procedural criteria, especially in the presence of contraindication for or unavailability of other MCS devices.

  5. Perioperative setting use in cardiac surgery for high-risk patients to reduce peri-procedural complications and facilitate weaning from extra-corporeal circulation.

  6. Ventricular arrhythmias refractory to pharmacological treatment as ‘bridge to recovery’ or ‘bridge to treatment’ (ablation, LVAD, transplantation).

  7. LV unloading in patients undergoing VA-ECMO.

Table 5.

Factors contributing to define high-risk PCI

Coronary artery disease Clinical features Haemodynamic aspects
  • Multivessel disease

  • Left main disease

  • Chronic total occlusions

  • Extended revascularization

  • No. of balloon/stent inflations

  • Use of additional devices (i.e. rotablator)

Comorbidities and cardiological conditions reducing tolerance to myocardial ischaemia:
  • Advanced age

  • Diabetes mellitus

  • Heart failure

  • Peripheral vascular disease

  • Left ventricular dysfunction

  • Transient haemodynamic instability

  • Advanced heart failure

Table 6.

Main elements in the choice of the type of percutaneous mechanical assistance for high -risk PCI in the absence of significant peripheral vascular disease

IABP IMPELLA ECMO
High risk of haemodynamic instability Very high risk of haemodynamic instability Very high risk of haemodynamic instability with biventricular dysfunction
Echocardiographic aspect not relevant No ventricular thrombosis, no severe aortic valve disease Ventricular thrombosis, Severe aortic valve disease

Nursing care in the patients with an intra-aortic balloon pump

Nursing care in the patients with an IABP lasts for the duration of IABP placement and consists of four steps:

  • Step 1: preparation of the patient for IABP placement

  • Step 2: assistance to the physician during IABP insertion

  • Step 3: monitoring the patient with IABP

  • Step 4: weaning phase and IABP removal

Step 1: preparation of the patient for intra-aortic balloon pump placement.

In this phase, the nurse prepares the patient for IABP insertion, and:

  • Cleans the groin area and, if necessary, perform trichotomy from the groin until the knee

  • Talks to the patient (previously informed by the physician) and explains further details, if necessary

Step 2: assistance to the physician during intra-aortic balloon pump placement.

The assistance for IABP placement includes both preparation of materials and direct assistance to the physician during insertion manoeuvre:

  • Gathering the material:

  • sterile sheets, gauzes and gloves, face masks, protective glasses;

  • dressing and treatment trolley: disinfectant, sutures, local anaesthetic, various syringes;

  • pressure bag with saline solution (in some centres saline solution is heparinized).

  • Preparing the kit and the device:

  • check the completeness of the kit

  • predisposition of IABP device (check cables, helium tank filling level, correct tank position, and opening)

  • preparation of invasive blood pressure monitoring kit

  • Tasks during IABP placement:

  • plug in the device

  • connect pressure and heart rate monitoring cables to the patient’s monitor (where available)

  • monitoring patient’s vital parameters, level of consciousness, cognition, and agitation

  • co-operate with the physician for insertion and positioning of the catheter

  • co-operate with the physician in IABP connection and setting

  • remove all the utilized material once the catheter is placed, with special attention to the sharps

  • prepare a dressing at the insertion site

  • adjust the bed and the patient in a comfortable position (always keep an inclination <30°)

Step 3: Monitoring the patient with intra-aortic balloon pump

In this phase, a prompt identification of early and late complications of IABP is warranted.

Early complications
  • It is important to monitor:

  • vital parameters (HR, BP, diuresis, peripheral saturation, fever) ensuring that the target values are reached and maintained. Reduction in urinary output refractory to diuretic therapy could be due to balloon displacement, thus correct position should be checked.

  • insertion site (percutaneous or surgical) and its dressing, in order to promptly identify bleeding complications.

  • proper IABP device functioning

  • circuit integrity. In case blood is detected in the connecting pipe between IABP and the catheter, IABP should be immediately stopped and the physician informed.

  • level of the battery. IABP is usually plugged. Nevertheless, the patient may need to be moved to undergo diagnostic test. Thus, batteries should be kept fully charged and must be able to provide adequate power supply.

  • helium tank residual capacity. Check the helium tank light when starting to use the device and subsequently perform daily check.

  • daily coagulation tests, especially if patient is treated with anticoagulant therapy (such as unfractioned heparin).

  • peripheral pulses, colour, and temperature of the limb where the catheter is placed.

  • patient’s psychological state.

Nursing manoeuvre during counterpulsation

The nurse should:

  • pay attention to bedsores during daily patient hygiene, as the patient must constantly keep a supine position without the possibility to move the lower limb in which IABP is inserted.

  • put IABP in ‘standby’ mode (if feasible) during any manoeuvre in which the catheter could be moved. Once the manoeuvre is ceased, the device can be re-activated pressing ‘START’ button on the console.

  • keep the patient in supine position with an inclination always < 30° to avoid kinking of the catheter.

Phase 4: from weaning phase to intra-aortic balloon pump removal

  • Weaning phase. Either set IABP in 2:1 ratio (i.e. 1 cycle inflation/deflation every two cardiac cycles) or reduce balloon inflation. Monitor haemodynamic stability for a few hours and check coagulation tests.

  • IABP removal phase. In this phase, the catheter is removed in close collaboration with the physician. The nurse should:

    • inform the patient of the forthcoming procedure

    • check the coagulation tests

    • monitor vital parameters during weaning from IABP

    • prepare the material for IABP removal:

      • sterile gloves and gauzes, masks, protective glasses, non-sterile single-use sheet, blades

      • hazardous waste containers

    • Ensure the IABP is switched off and disconnected from the catheter during removal (be sure the balloon is not accidentally inflated)

    • catheter disposal

    • prepare a compression dressing to be left in place for at least 12 h once the physician has terminated to compress the insertion site

    • monitor patient’s limb and insertion site to exclude bleeding

    • monitor vital parameters at close intervals (every hour for the first 12 h)

    • Removal phase is a very delicate stage as the deflated balloon cannot pass through the sheath and, thus, must be removed together with the sheath requiring careful attention to vessel haemostasis.

Conclusion

Prognosis of patients with acute advanced heart failure and CS is still poor in spite of coronary reperfusion. A prompt diagnosis of multi-organ hypoperfusion and therapeutic intervention aimed at restoring an adequate arterial pressure is crucial. The neutral results of the IABP-CHOCK II trial might be related to a late IABP implantation, which occurred in the vast majority of cases after PCI. It seems reasonable to proceed with IABP implantation in patients with impending shock/CS, provided it is implanted in the very early phases of heart failure/CS, especially in Centres that do not have more potent pMCS systems.

Conflict of interest: none declared.

Disclaimers

This Position Paper was originally published in the Italian language in ‘Position paper ANMCO: Ruolo del contropulsatore aortico nel paziente con insufficienza cardiaca acuta avanzata’, official journal of Italian Federation of Cardiology (IFC), published by Il Pensiero Scientifico Editore. Translated by a representative of the Italian Association of Hospital Cardiologists (ANMCO) and reprinted by permission of IFC and Il Pensiero Scientifico Editore.

Reviewers: Vincenzo Amodeo, Nadia Aspromonte, Andrea Di Lenarda, Stefano Domenicucci, Giuseppina Maura Francese, Adriano Murrone, Stefano Urbinati

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