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. 2021 Aug 31;16(8):e0256447. doi: 10.1371/journal.pone.0256447

Diagnostic performance and clinical implications of rapid SARS-CoV-2 antigen testing in Mexico using real-world nationwide COVID-19 registry data

Omar Yaxmehen Bello-Chavolla 1,*, Neftali Eduardo Antonio-Villa 2, Luisa Fernández-Chirino 3, Enrique C Guerra 2, Carlos A Fermín-Martínez 2, Alejandro Márquez-Salinas 2, Arsenio Vargas-Vázquez 2, Jessica Paola Bahena-López 2
Editor: Etsuro Ito4
PMCID: PMC8407542  PMID: 34464393

Abstract

Background

SARS-CoV-2 testing capacity is important to monitor epidemic dynamics and as a mitigation strategy. Given difficulties of large-scale quantitative reverse transcription polymerase chain reaction (qRT-PCR) implementation, rapid antigen tests (Rapid Ag-T) have been proposed as alternatives in settings like Mexico. Here, we evaluated diagnostic performance of Rapid Ag-T for SARS-CoV-2 infection and its associated clinical implications compared to qRT-PCR testing in Mexico.

Methods

We analyzed data from the COVID-19 registry of the Mexican General Directorate of Epidemiology up to April 30th, 2021 (n = 6,632,938) and cases with both qRT-PCR and Rapid Ag-T (n = 216,388). We evaluated diagnostic performance using accuracy measures and assessed time-dependent changes in the Area Under the Receiver Operating Characteristic curve (AUROC). We also explored test discordances as predictors of hospitalization, intubation, severe COVID-19 and mortality.

Results

Rapid Ag-T is primarily used in Mexico City. Rapid Ag-T have low sensitivity 37.6% (95%CI 36.6–38.7), high specificity 95.5% (95%CI 95.1–95.8) and acceptable positive 86.1% (95%CI 85.0–86.6) and negative predictive values 67.2% (95%CI 66.2–69.2). Rapid Ag-T has optimal diagnostic performance up to days 3 after symptom onset, and its performance is modified by testing location, comorbidity, and age. qRT-PCR (-) / Rapid Ag-T (+) cases had higher risk of adverse COVID-19 outcomes (HR 1.54 95% CI 1.41–1.68) and were older, qRT-PCR (+)/ Rapid Ag-T(-) cases had slightly higher risk or adverse outcomes and ≥7 days from symptom onset (HR 1.53 95% CI 1.48–1.59). Cases detected with rapid Ag-T were younger, without comorbidities, and milder COVID-19 course.

Conclusions

Rapid Ag-T could be used as an alternative to qRT-PCR for large scale SARS-CoV-2 testing in Mexico. Interpretation of Rapid Ag-T results should be done with caution to minimize the risk associated with false negative results.

Introduction

SARS-CoV-2 testing capacity has been regarded as a fundamental factor to achieve pandemic control around the world [1]. It has been proposed that prompt isolation of possibly contagious individuals identified by testing and contact tracing is one of the most effective measures to reduce community-level transmission of SARS-CoV-2 infection; furthermore, effective reduction of community-level transmission can only be achieved with well-designed, universal, and cost-effective testing strategies [2]. Although quantitative reverse transcription polymerase chain reaction tests (qRT-PCR) have been the reference for detection of active SARS-CoV-2 infections, its systematic implementation entails significant technical difficulties in limited resource settings [3]. In order to address these methodological issues, the World Health Organization (WHO) proposed that rapid antigen tests (Rapid Ag-T) and other point-of-care tests (POCTs), which have demonstrated to have a high specificity compared to other molecular techniques [4, 5], could be useful alternatives for large-scale epidemiologic monitoring. With the worldwide rise in the use of Rapid Ag-T and POCTs, the presence of false negative results becomes of high epidemiologic importance, as unknown infected persons can be a vector of community transmission in countries where active SARS-CoV-2 infection is ongoing [6].

In Mexico, local authorities implemented a sentinel system-testing policy focused on tracking severe cases of COVID-19, and to a lesser extent those mild to moderate cases. Nevertheless, it has been reported that the implementation of full contact tracing procedure is only performed in areas where qRT-PCR testing facilities are available [7]. Rapid Ag-T have been recently promoted as a dynamic strategy for detection of active SARS-CoV-2 infection in Mexico to address these issues; however, despite being recommended by the WHO and used worldwide, few studies have evaluated their performance using large epidemiological real-world data [8, 9]. The increased use for Rapid Ag-T in Mexico demands a comprehensive evaluation for its diagnostic performance when compared with current reference testing techniques. Furthermore, its clinical implications could lead to the identification of subjects at risk for discrepancies of Rapid Ag-T results to minimize the risk of complications from COVID-19 and streamline prompt medical care. Here, we aim to assess the performance of Rapid Ag-T for diagnosis of SARS-CoV-2 infection and to examine the clinical implications of the discrepancies in its result compared to qRT-PCR test using national epidemiological dataset collected during the COVID-19 pandemic in Mexico.

Methods

Data sources

This is a retrospective analysis of the open COVID-19 registry dataset collected by the General Directorate of Epidemiology of the Mexican Ministry of Health within the National Epidemiological Surveillance System (NESS), which includes daily updated suspected COVID-19 cases [10]. The database holds information on all persons tested for SARS-CoV-2 infection at public facilities in Mexico, as well as in all private healthcare facilities that follow the legal mandate to report COVID-19 cases to health authorities and the public locations for rapid antigen testing approved by the Mexican Ministry of Health. Furthermore, all samples registered in the NESS were conducted under the official guidelines from the Institute of Epidemiological Diagnosis and Reference (InDRE) to manage nasopharyngeal samples for rapid-antigen test [7]. This report adheres to the STARD guidelines for reporting of diagnostic accuracy tests [11]. A full list of available variables is presented in S1 File.

Testing strategies for SARS-CoV-2 in Mexico

Prior to October 28th, 2020, suspected cases were tested for SARS-CoV-2 infection using real-time qRT-PCR according to the Berlin Protocol [7]. Suspected COVID-19 cases were defined as an individual whom in the last 7 days has presented ≥2 of the following: cough, fever or headache; accompanied by either dyspnea, arthralgias, myalgias, sore throat, rhinorrhea, conjunctivitis or chest pain. Amongst suspected cases, the Ministry of Health established two protocols for case confirmation: 1) SARS-CoV-2 testing is done widespread for suspected COVID-19 cases with severe acute respiratory infection and signs of breathing difficulty or deaths with suspected COVID-19, 2) for all other cases, a sentinel surveillance model is being utilized, whereby 475 health facilities, which comprise a nationally representative sample, evaluate ~10% of mild outpatient cases to provide estimates of mild cases [7, 12].

After October 28th, 2020, tests for SARS-CoV-2 infections additionally included those who were detected using one of the three available Rapid Ag-T including STANDARD™Q COVID-19 Ag Test, Panbio™ COVID-19 Ag RAPID Test Device, and Sofia2 SARS Antigen FIA by Quidel Corporation, which are approved to use and evaluated for efficacy by the National Institute for Epidemiological Diagnosis and Reference and the WHO [13]. These Rapid Ag-T are available in healthcare community-level locations for testing of suspected COVID-19 cases or subjects traced by epidemiological association with a suspected case and they are used extensively for monitoring and tracking COVID-19 incidence rates in Mexico City [14]. A full list of qRT-PCR and Rapid Ag-T kits available and approved for its use in Mexico is presented in S1 File. Confirmed SARS-CoV-2 infection is defined as an individual with a positive Rapid Ag-T or a positive qRT-PCR test. Cases with negative Rapid Ag-T but with close contact with a confirmed SARS-CoV-2 case and/or compatible clinical symptoms of COVID-19 were eligible for further evaluation with qRT-PCR testing within testing facilities [7]. According to InDRE, all negative cases need be re-tested at the same moment with qRT-PCR test to confirm or discard the diagnosis of SARS-CoV-2 infection.

Definitions of outcomes and predictors

For cases who had both qRT-PCR and rapid antigen test information available, we used the qRT-PCR result as a reference test to classify cases as true positive (qRT-PCR + / Rapid Ag-T +), true negative (qRT-PCR—/ Rapid Ag-T -), false positive (qRT-PCR—/ Rapid Ag-T +) and false negative (qRT-PCR + / Rapid Ag-T -). Severe outcomes were defined as a composite of either death, ICU admission or requirement for invasive ventilation; hospital admission, requirement for intubation and lethality were also evaluated as outcomes. Follow-up time was estimated in days from symptom onset until either hospitalization or death, depending on the outcome of interest, or censoring, whichever occurred first.

Statistical analysis

Population-based statistics

We compared testing rates standardized per 100,000 inhabitants across Mexican municipalities and its trends over time after its implementation in late October comparing testing rates between Mexico City and the rest of Mexico due to the high density of Rapid Ag-T in the former. We also compared incident cases detected with qRT-PCR and Rapid Ag-T in Mexico City compared to the rest with the country. Furthermore, we compared cases who were assessed exclusively with Rapid Ag-T, qRT-PCR, or both to identify factors which influence testing in these settings.

Performance of rapid antigen tests compared to qRT-PCR

We evaluated the performance of Rapid Ag-T compared to qRT-PCR using complete-case analysis of individuals who had both results available using confusion matrices and areas under the receiving operating characteristic curves (AUROC) with the caret and pROC R packages. We estimated the concordance of both testing methods using Cohen’s Kappa (κ) coefficient. We further estimated sensitivity, specificity, positive and negative predictive values (PPV, NPV, respectively) and positive and negative likelihood ratios (LR+ and LR-, respectively) and their corresponding 95% confidence intervals with DeLong’s method with the OptimalCutpoints R package. To evaluate the performance of Rapid Ag-T in different settings, we stratified these metrics according to testing location (Mexico City vs. Rest of Mexico), patient status (inpatient vs. outpatient), cases with and without comorbidities, age (>60 vs. ≤60 years) and time from symptom onset to evaluation (>7 vs ≤7 days from onset).

Time-dependent performance of rapid antigen tests

We evaluated time-varying diagnostic performance or Rapid Ag-T using time-dependent ROC curves with the timeROC R package with inverse probability weighting in Cox regression, adjusted for age and sex for 1, 3, 5, 7, 10 and 15 days from symptom onset. We further evaluated the performance of Rapid Ag-T to predict hospitalization, mortality, and intubation, in cases with or without added qRT-PCR testing using the same proposed cut-offs.

Predictors of test discordances

We tested for predictors of Rapid Ag-T and qRT-PCR discrepancies using mixed effects logistic regression, considering heterogeneity in epidemic dynamics across Mexico including municipality of residence as a random effect. To dissect predictors of test discrepancy, for false positive models we included only false positive and true negative cases and for false negative models we included true positive and false negative cases. We adjusted all models for age, sex, time from symptom onset and number of comorbidities.

Clinical implications of Rapid Ag-T results

We evaluated test discordances as predictors for hospitalization, lethality and the composite event of severe outcomes using mixed-effects Cox regression incorporating municipality of residence as a random effect within the frailty term to control for geographical heterogeneity. Both for outcome predictors and for the implication of test discordances on intubation rates, we fitted mixed effects logistic regression models adjusted for age, sex, diabetes, arterial hypertension, CORP, immunosuppression, cardiovascular disease, obesity, asthma, and chronic kidney disease and considering municipality of residence as a random intercept. Next, we evaluated predictors for hospitalization, lethality and the composite event of severe outcomes using mixed-effects Cox regression in SARS-CoV-2 cases detected using Rapid Ag-T. For Cox models, proportional risk assumptions were verified using Schönfeld residuals and visual inspection of time-varying effects; for logistic regression models, goodness of fit was evaluated using the Hosmer-Lemeshow test and model selection was carried out using minimization of the Bayesian Information Criterion (BIC). All statistical analyses were conducted using R language version 4.0.3 and a p-value <0.05 was considered as the statistical significance threshold.

Results

Study population

Until April 30, 2021 a total of 6,307,964 subjects had been tested for SARS-CoV-2 in Mexico. Amongst them, 3,703,978 (58.7%) had only qRT-PCR test, 2,387,598 (37.8%) had only a rapid antigen test and 216,388 (3.4%) subjects had both qRT-PCR and rapid antigen tests. When comparing characteristics amongst the three previous groups, cases tested using Rapid Ag-T were younger, predominantly female, had lower rates of chronic comorbidities, and fewer cases who presented with features of severe COVID-19. Notably, cases who undertook Rapid Ag-T had lower median days from symptom onset to clinical assessment (Table 1).

Table 1. Characteristics of subjects tested for SARS-CoV-2 infection in Mexico, comparing cases who were tested using qRT-PCR, rapid antigen tests and a combination of both.

Parameters RT-PCR test n = 3,703,978 Rapid Ag test n = 2,387,598 Both tests n = 216,388 p-value
Age (years) 41.8 (±17.2) 39.3 (±16.0) 43.9 (±18.6) <0.001
Male sex (%) 1,792,679 (48.4) 1,136,693 (47.6) 101,943 (47.1) <0.001
Confirmed SARS-CoV-2 (%) 1,599,793 (43.2) 527,068 (22.1) 68,011 (31.4) <0.001
Diabetes (%) 427,101 (11.5) 165,722 (6.9) 30,983 (14.3) <0.001
COPD (%) 41,757 (1.1) 10,985 (0.5) 3,642 (1.7) <0.001
Asthma (%) 95,879 (2.6) 45,175 (1.9) 5,566 (2.6) <0.001
Immunosuppression (%) 38,012 (1) 9,487 (0.4) 2,648 (1.2) <0.001
Hypertension (%) 574,606 (15.5) 232,620 (9.7) 40,870 (18.9) <0.001
Other (%) 76,987 (2.1) 21,892 (0.9) 7,086 (3.3) <0.001
CVD (%) 61,951 (1.7) 17,344 (0.7) 5,006 (2.3) <0.001
Obesity (%) 501,168 (13.5) 198,742 (8.3) 26,467 (12.2) <0.001
CKD (%) 58,442 (1.6) 13,335 (0.6) 6,365 (2.9) <0.001
Smoking (%) 291,310 (7.9) 206,116 (8.6) 20,083 (9.3) <0.001
Pneumonia (%) 411,995 (11.1) 37,307 (1.6) 31,877 (14.7) <0.001
Hospitalization (%) 590,261 (15.9) 49,643 (2.1) 56,660 (26.2) <0.001
ICU admission (%) 532,797 (14.4) 48,205 (2) 55,131 (25.5) <0.001
Intubation (%) 222,698 (1.9) 3,425 (0.1) 2,818 (1.3) <0.001
Death (%) 222,698 (6) 20,469 (0.9) 18,603 (8.6) <0.001
Time to assessment* (days) 3 (1–5) 2 (0–4) 3 (1–5) <0.001

Abbreviations: qRT-PCR: Reverse transcription polymerase chain reaction; CKD, Chronic Kidney Disease; CVD: cardiovascular disease; COPD: Chronic Obstructive Pulmonary Disease; OR: Odds Ratio; 95%CI: 95% Confidence interval, ICU: Intensive Care Unit. Footnotes: Age is presented as mean and standard deviation. Time to assessment is presented in median and interquartile range. *Time to assessment is defined as the time since COVID-19 related symptoms onset up to the registration of the tested subject in the medical unit. Global comparison of all three groups using ANOVA, Kruskal-Wallis, or Chi-Square teste wherever appropriate.

Amongst tested cases, a total of 2,194,872 (34.7%) cases had confirmed SARS-CoV-2 infection using either of those tests and 4,133,092 (65.4%) had a negative result. The positivity rate was lower for Rapid Ag-T (22.1%) compared to qRT-PCR (43.2%). After the implementation of Rapid Ag-T, the rate of testing using this method was the largest in Mexico City, with over 18,767.32 tests per 100,000 habitants, followed by the state of Morelos with 5,619.06 Rapid Ag-T per 100,000 habitants and Queretaro with 2,004.04 Rapid Ag-T per 100,000 habitants. Between October 2020 and April 2021, ~80% of SARS-CoV-2 testing in Mexico City was carried out using Rapid Ag-T. compared with <10% in the rest of Mexico. Nevertheless, since January up to April 2021 there was a rapid increase of Rapid Ag-T across Mexico. Overall, amongst 527,068 confirmed SARS-CoV-2 cases using Rapid Ag-T, 296,823 (56.3%) were confirmed in Mexico City (Fig 1). A STARD diagram depicting all evaluated cases and a histogram of time from onset to testing is presented in S1 File.

Fig 1.

Fig 1

A) Number of rapid antigen tests per 100,000 population across different Mexican states. Figure also shows the percentage of rapid antigen tests amongst all SARS-CoV-2 tests administered in Mexico City and the rest of Mexico (B) and the curve of confirmed cases according to date from symptom onset in Mexico City and the rest of Mexico (C, D). Abbreviations: qRT-PCR: Reverse transcription polymerase chain reaction.

Performance of rapid antigen tests compared to qRT-PCR

A total of 216,388 subjects were tested using both qRT-PCR and Rapid Ag-T. Amongst them, 18,373 had pending tests results and 4,191 had inadequate qRT-PCR samples. Overall, a total of 193,824 cases had valid qRT-PCR and rapid antigen test results (S1 File). Subjects tested with qRT-PCR test had higher rates of chronic comorbidities and COVID-19 complications compared to cases with Rapid Ag-T only, but lower rates compared to qRT-PCR only (Table 1). Overall, we observed low concordance between both test modalities (κ = 0.368, 95%CI 0.363–0.372); when considering qRT-PCR as reference test, we identified 20,738 (10.69%) true positives, 128,464 (21.17%) false negatives, 3,572 (1.84%) false positives and 41,050 (66.2%) true negatives, yielding and AUROC of 0.666 (95%CI 0.660–0.671). Overall, we identified that rapid antigen tests have a sensitivity of 37.6% (95%CI 36.6–38.7) and a specificity of 95.5% (95%CI 95.1–95.9), with a PPV of 86.1% (95%CI 85.0–86.6), a NPV of 67.2% (95%CI 66.2–69.2), a LR+ of 8.3 (95%CI 7.6–9.1), and a LR- of 0.65 (95%CI 0.64–0.66). Next, we assessed how the Rapid Ag-T performed in different scenarios and identified a lower performance in Mexico City compared to the rest of Mexico, for outpatients, younger cases, cases without comorbidities and, notably, in cases who had ≥7 days from symptom onset at evaluation (Table 2).

Table 2. Overall diagnostic performance metrics of rapid antigen tests to detect SARS-CoV-2 infection compared to qRT-PCR in Mexico and stratification by region of testing, patient setting, comorbidity, age and days from symptom onset to evaluation.
Parameter FP/FN AUROC (95%CI) Sensitivity (%, 95%CI) Specificity (%, 95%CI) PPV (%, 95%CI) NPV (%, 95%CI) LR+ (95%CI) LR- (95%CI)
Overall 479/4917 0.666 37.6 95.5 86.1 67.2 8.3 0.65
(0.66–0.671) (36.6–38.7) (95.1–95.9) (85–86.6) (66.2–69.2) (7.6–9.1) (0.64–0.66)
Mexico City 255/4108 0.658 34.5 97.1 89.4 67.8 12.0 0.67
(0.652–0.664) (33.3–35.6) (96.8–97.5) (88.2–89.9) (66.6–70.5) (10.6–13.6) (0.66–0.69)
Rest of Mexico 224/809 0.683 50.0 86.6 78.3 64.2 3.7 0.58
(0.668–0.698) (47.5–52.5) (84.9–88.2) (75.8–79.9) (61.9–67.5) (3.3–4.3) (0.55–0.61)
Outpatient 370/4195 0.652 34.2 96.2 85.5 69.1 9.0 0.68
(0.646–0.658) (33.1–35.4) (95.8–96.6) (84.2–86.2) (68–71.4) (8.1–10.0) (0.67–0.70)
Inpatient 109/722 0.692 52.0 86.3 87.8 48.8 3.8 0.56
(0.674–0.709) (49.5–54.6) (83.8–88.6) (85.4–88.8) (46.3–54.1) (3.2–4.6) (0.52–0.59)
No comorbidities 294/3092 0.660 36.3 95.7 85.7 67.8 8.4 0.67
(0.653–0.667) (35–37.7) (95.2–96.2) (84.2–86.4) (66.5–70.4) (7.5–9.5) (0.65–0.68)
≥1 comorbidity 182/1811 0.674 39.7 95.1 86.8 66.1 8.1 0.63
(0.665–0.684) (38–41.5) (94.4–95.8) (85–87.6) (64.5–69.5) (7.0–9.4) (0.61–0.65)
<60 years 392/4164 0.657 35.6 95.8 85.4 68.3 8.5 0.67
(0.651–0.663) (34.4–36.8) (95.4–96.2) (84.1–86.1) (67.2–70.5) (7.7–9.4) (0.66–0.69)
≥60 years 87/753 0.699 47.0 92.7 88.5 59.6 6.5 0.57
(0.684–0.714) (44.4–49.7) (91.1–94.1) (86.1–89.5) (57–65) (5.2–8) (0.54–0.6)
<7d from onset 432/4050 0.674 39.3 95.5 85.8 69.5 8.8 0.64
(0.668–0.68) (38.1–40.5) (95.1–95.9) (84.6–86.4) (68.4–71.5) (8–9.7) (0.62–0.65)
≥7d from onset 47/867 0.618 28.6 94.9 88.1 50.1 5.6 0.75
(0.603–0.632) (26.1–31.3) (93.2–96.2) (84.7–89.4) (46.9–57.9) (4.2–7.5) (0.72–0.78)

Abbreviations: FP: False positive; FN: False negative; PPV: Positive Predictive Value; NPV: Negative Predictive Value, LR+: Positive Likelihood Ratio, LR-: Negative Likelihood Ratio, qRT-PCR: Reverse transcription polymerase chain reaction; AUROC: Area under the receiving operating characteristic curve.

Time-dependent variation in Rapid Ag-T performance

As a sensitivity analysis, we used time-dependent ROC curves to model changes in diagnostic performance over time for detection of SARS-CoV-2 infection. Notably, Rapid Ag-T had unreliable test performance when disaggregating by time from symptom onset, which could be related to variability in CT values over the course of SARS-CoV-2 infections [15]. Here, we observed that, compared to qRT-PCR, Rapid Ag-T had the better AUROC at 3 days and its performance subsequently decreased until reaching the lowest AUROC at 15 days after symptom onset, adjusted for age and sex. Next, we evaluated whether using one test modality provided better predictive capacity for hospitalization, intubation and mortality, which would have relevant clinical implications for test selection. We observed that a positive qRT-PCR was relatively better at predicting hospital admission between 10–15 days after symptom onset and mortality at days 10–15, with a poor utility for all outcomes. For Rapid Ag-T, we observed similar trends, with a window for hospitalization and mortality between days 7–10 after symptom onset, but very low overall time-dependent test performance (Table 3).

Table 3. Time-dependent area under ROC curves using inverse weighted probability with Cox regression for detection of SARS-CoV-2 infection, adjusted for age assessing the performance of rapid antigen tests compared to qRT-PCR at days 1, 3, 7, 10 and 15.

The table also shows the ability of qRT-PCR or rapid antigen tests to predict hospitalization, intubation and mortality related to COVID-19 at these different time points.

Time AUROC qRT-PCR vs. Ag-T qRT-PCR Hospitalization Ag-T Hospitalization qRT-PCR intubation Ag-T Intubation qRT-PCR Mortality Ag-T Mortality
1 day 0.564 0.455 0.484 0.36 0.451 0.568 0.555
3 days 0.582 0.464 0.492 0.378 0.465 0.571 0.558
7 days 0.572 0.521 0.52 0.463 0.503 0.632 0.584
10 days 0.563 0.567 0.563 0.553 0.544 0.676 0.591
15 days 0.556 0.604 0.556 0.635 0.545 0.692 0.572

Abbreviations: AUROC: Area under the receiving operating characteristic curve; qRT-PCR: Reverse transcription polymerase chain reaction; Ag-T: Rapid Antigen test.

Clinical characterization of cases with discordant Rapid Ag-T results

We evaluated predictors of false positive and false negative results in Rapid Ag-T for SARS-CoV-2 using qRT-PCR as reference test. Cases with false negative results had ≥7 days from symptom onset, were younger, and predominantly female. Regarding comorbidities, cases with false negative results were less likely to have underlying immunosuppression, obesity and chronic kidney disease. Regarding false positive results, we only observed increasing age as a significant predictor, with a non-significant trend in cases with chronic kidney disease (Fig 2). Next, we investigated whether these test discordances were predictive of COVID-19 outcomes. Regarding hospitalization we observed that, compared to true negative results, risk for hospitalization was higher for cases with true positive (HR 1.05, 95%CI 1.03–1.08) Rapid Ag-T results when compared with true negatives, adjusting for treatment setting, comorbidities, sex and age. Compared to true negative results, risk of intubation requirement was higher for false positive test results (OR 2.21, 95%CI 1.78–2.75), followed by true positive (OR 1.89, 95%CI 1.69–2.11) and false negative results (OR 1.36, 95%CI 1.23–1.51). When assessing the composite of any severe outcome, we observed a higher risk for cases with true positive results (HR 2.28, 95%CI 2.19–2.37), false positive results (HR 1.54, 95%CI 1.41–1.68) and for false negatives (HR 1.42, 95%CI 1.37–1.47). Finally, mortality risk was the highest for cases with true positive results (HR 2.46, 95%CI 2.36–2.56), followed by cases with false positive (HR 1.55, 95%CI 1.42–1.70) and false negative results (HR 1.53, 95%CI 1.48–1.59, Fig 3).

Fig 2.

Fig 2

Mixed effects logistic regression models assessing predictors of cases with false negative compared to true positive test results (A) and false positive compared to true negative test results (B) using qRT-PCR as reference tests. Abbreviations: qRT-PCR: Reverse transcription polymerase chain reaction; CKD, Chronic Kidney Disease; CVD: cardiovascular disease; COPD: Chronic Obstructive Pulmonary Disease; OR: Odds Ratio; 95%CI: 95% Confidence interval, ICU: Intensive Care Unit.

Fig 3.

Fig 3

Models assessing risk associated to confusion matrix categories in rapid antigen test results compared to qRT-PCR for COVID-19 outcomes including hospitalization (A), requirement for intubation (B), risk of adverse outcomes (C) and lethality (D). Abbreviations: qRT-PCR: Reverse transcription polymerase chain reaction; CKD, Chronic Kidney Disease; CVD: cardiovascular disease; COPD: Chronic Obstructive Pulmonary Disease; OR: Odds Ratio; HR: Hazard ratio; 95%CI: 95% Confidence interval; HC: Healthcare.

Characterization of SARS-CoV-2 positive cases using Rapid Ag-T

Finally, we compared positive cases detected using qRT-PCR and Rapid Ag-T. As expected, positive SARS-CoV-2 cases detected using Rapid Ag-T have a wider spectrum of disease severity with correspondingly lower rates of hospitalization, intubation, mortality and pneumonia. Cases detected using Rapid Ag-T were younger with lower rates of comorbidity and, notably, less median days from symptom onset to evaluation. Amongst cases assessed using Rapid Ag-T, positive SARS-CoV-2 cases had higher risk for hospitalization in older adults, males and subjects with obesity, immunosuppression, CKD, COPD, diabetes or hypertension. For severe COVID-19 and mortality, we identified higher risk in those with CKD, immunosuppression, hypertension, diabetes, males and older adults (S1 File).

Discussion

Here, we performed a real-world large-scale evaluation of Rapid Ag-T for the detection of SARS-CoV-2 at a community-wide level in Mexico. Rapid Ag-T are primarily used in Mexico City for rapid detection of cases to promote self-isolation and prompt initiation of treatment in severe COVID-19 cases. Given the larger availability of Rapid Ag-T, tested cases are younger and have lower rates of comorbidities previously linked to high risk of severe COVID-19, thus leading to lower rates of severe outcomes likely reflective of the true spectrum of SARS-CoV-2 infection in the community [12, 16]. We observed that age, comorbidity, and time from symptom onset significantly impact the performance of Rapid Ag-T for SARS-CoV-2 and that optimal performance for these tests decreases after 7–10 days from symptom onset. Furthermore, we identified that positive Rapid Ag-T in cases with negative qRT-PCR have higher risks for severe COVID-19 outcomes, indicating potential benefit for the use of Rapid Ag-T in addition to qRT-PCR testing; notably, cases with false negative results in Rapid Ag-T have slightly higher risk of severe COVID-19 outcomes, with the main determinant for false negative status being the time from symptom onset to test assessment. Finally, older patients with negative qRT-PCR had higher odds of a positive Rapid Ag-T, which might call for implementation of sequential testing using Rapid Ag-T after a negative qRT-PCR in older adults with high clinical suspicion. Our results represent the largest evaluation on the usefulness of Rapid Ag-T in a real-world setting as well as on how some common chronic conditions might modify its accuracy in comparison with qRT-PCR tests. With the recent but limited availability of vaccines to prevent symptomatic SARS-CoV-2, consistent prevention of community-level transmission remains paramount to reduce contagions and prevent mortality until an ideal vaccination threshold can be achieved [17]. In this setting, widespread, frequent and repeated use of Rapid Ag-T is preferable given the limited implementation of large-scale qRT-PCR testing for SARS-CoV-2 in Mexico [4, 18].

The use of POCTs is relevant in pandemic settings, where test results can be used to promote self-isolation, adequate treatment allocation and to further contact tracing to reduce rapid dissemination of SARS-CoV-2 [19]. A recent meta-analysis of rapid POCTs for SARS-CoV-2 infection evaluated the use of Rapid Ag-T in different settings, identifying varying values of sensitivity coupled with high specificity, similar to our study [20]. The authors concluded that Rapid Ag-T can be used as a triage to allocate qRT-PCR testing in limited resource settings, which is compatible with our assessment of the clinical implications of false negatives using Rapid Ag-T to detect SARS-CoV-2 infection [21]. Nevertheless, several considerations should be acknowledged as patients with a false negative result could be misclassified and being sent with ambulatory management, increasing the risk of developing severe COVID-19. Our results show that Rapid Ag-T yield a low sensitivity but a very high specificity for detection of SARS-CoV-2 when compared to qRT-PCR. Despite the low sensitivity, the positive and negative predictive values are high likely due to the high prevalence of SARS-CoV-2 in the community [20]. This is consistent with reports of a re-analysis of published data of diagnostic accuracy of qRT-PCR SARS-CoV-2 testing, which described that the risk of false positives increases when extending testing strategies, with increased in false negatives being attributable to local outbreaks [22]. Furthermore, a recent study from Cameroon yields that Rapid-Ag testing is highly correlated and specific to lower cycle threshold values from qRT-PCR testing, providing evidence that Rapid Ag-T could be used as a first approach to evaluate highly transmissible SARS-CoV-2 infection [15]. Lower cycle threshold values correlate with higher viral loads, which in turn may increase risk of severe COVID-19 as suggested by our results. Notably, cases with positive Rapid-Ag testing and negative qRT-PCR were more likely to have >7 days since symptom onset, which may affect detection performance for qRT-PCR testing and also delay access to prompt treatment. In this setting, a positive Rapid-Ag test should be sufficient to allocate treatment and identify cases at the highest risk of complications.

Interestingly, diagnostic performance metrics were very similar to the more controlled setting of the Rapid Ag-T study in Cameroon, reflecting that despite possible differences in testing implementation, results are largely reproducible. In our study, Rapid Ag-T in Mexico City had a higher LR+ compared with the rest of the country, with equally high rates of false negative results using rapid antigen testing; notably, this testing modality is being used in this location to track trends of the COVID-19 pandemic. Although local authorities have promoted the use of Rapid-Ag T around all the country since November 2020, our results show that there is an unequal testing capacity for each state in Mexico. This inequality in testing could be related to unequal socioeconomic and demographic factors reported during the COVID-19 pandemic rather than individual conditions related to testing performance [23]. Special caution should be taken when evaluating and communicating negative results of rapid antigen tests for SARS-CoV-2, which if misinterpreted could be misleading and reduce adherence for self-isolation of asymptomatic cases identified via contact tracing [24].

Prior to the recommendation from Mexican authorities for the widespread use of Rapid Ag-T, the Mexican Ministry of Health selected cases for qRT-PCR testing based on a sentinel-surveillance system which identified cases based on the presence of respiratory symptoms, leading to an overrepresentation of severe and critical COVID-19 cases [7]. Our group previously profiled cases with non-respiratory symptoms and asymptomatic SARS-CoV-2 infections in Mexico City; we identified that no single symptom offered a reliable assessment of disease severity at the time of initial evaluation, even in population at high risk of contagion such as healthcare workers, as has been confirmed by a recent meta-analysis [2527]. Given recent evidence which highlights the potential of pre-symptomatic and asymptomatic SARS-CoV-2 transmission and the usefulness of contact tracing as a complement to social distancing and community mitigation policies, SARS-CoV-2 testing should be extended to cases with recent contact with known COVID-19 cases despite the absence of symptoms [24, 28, 29]. Unfortunately, POCTs have relevant limitations on its diagnostic performance which may question its widespread use to inform public policy or for clinical decision making. Particularly, Rapid Ag-T require an active and symptomatic infection and sampling must be done no later than 7 days after beginning of symptoms, while qRT-PCR can be used to assess asymptomatic cases and requires less amount of sample to yield a positive result [30]. Low sensitivity in Rapid Ag-T could also be attributable to additional factors including varying degrees of quality implementation and lack of standardization in testing; however, this should be considered when these tests are implemented at a larger scale, particularly for POCTs. Our data similarly suggests that the time-varying diagnostic performance of Rapid Ag-T might have similar shortcomings to those observed in qRT-PCR testing and which need to be considered when using the result of either method to inform decision-making [31, 32]. Future studies should investigate the utility of Rapid Ag-T as triage for qRT-PCR use in asymptomatic SARS-CoV-2 infection as well as the ideal time frames to reduce the likelihood of discordant results when implementing sequential testing.

Our study had some strengths and limitations. We are using a large national registry of COVID-19 cases, many of whom were tested using both Rapid Ag-T and qRT-PCR in a real-world setting which allowed us to reasonably assess diagnostic performance of Rapid Ag-T to detect SARS-CoV-2 infection. We were also able to assess the clinical impact of discordant results on COVID-19 outcomes as well as predictors which indicate settings where additional testing might be useful to reduce the externalities associated with false negative results. Regarding the limitations to be acknowledged is the potential influence of a spectrum effect, where diagnostic accuracy measures vary according to COVID-19 prevalence and the potential detection bias of only testing most cases once, likely missing infections who were initially categorized as false negative with qRT-PCR early in the course of infection [33, 34]. Furthermore, the use of the sentinel surveillance system to detect and report COVID-19 cases in Mexico likely skews detection towards more severe cases who may also have longer time from symptom onset to evaluation, increasing time-dependent heterogeneity within estimation of predictive accuracy measures [31]. Similarly, since the largest number of Rapid Ag-T were conducted in Mexico City, caution should be taken when generalizing these results to the rest of the country. The lack of disaggregated symptom data prevents assessment of the influence of various symptom clusters in modifying disease detection with different testing modalities, which remains as an area of opportunity for future research [35]. Another limitation to be acknowledged is that the NESS dataset does not include a variable acknowledging whether there was any delay in time between the performance of both qRT-PCR and Rapid Ag-T testing, which may influence testing performance; however, similarities to other controlled studies on Rapid Ag-T in other settings show similar diagnostic performance [15]. Finally, since the specific Rapid Ag-T were not clearly labeled in the registry, disaggregated diagnostic performance metrics by individual tests could not be estimated.

In conclusion, Rapid Ag-T could be a useful strategy to extend SARS-CoV-2 screening and track trends of the COVID-19 pandemic in Mexico during high transmissibility periods. Rapid Ag-T have poor sensitivity with high specificity but in a setting of local outbreaks, these tests might have high predictive values and be a helpful complement to contact tracing if properly implemented. Rapid Ag-T should be performed widely and frequently to increase the usefulness of low-sensitive tests and increase diagnostic accuracy as well as to guide allocation of qRT-PCR testing in low-resource settings [4, 20, 36]. Our results could inform situations when a discordant result of Rapid Ag-T for SARS-CoV-2 could be expected and the associated clinical implication of using test results for policy and clinical decision making. The use of Rapid Ag-T warrants future evaluations regarding the influence of symptom presentation, recent contact with confirmed COVID-19 case and disease severity on test accuracy and its role in detecting asymptomatic infection as a complement to contact tracing.

Supporting information

S1 Checklist

(DOCX)

S1 File

(DOCX)

Acknowledgments

NEAV, ECG, CAFM, AMS, JPBL and AVV are enrolled at the PECEM program of the Faculty of Medicine at UNAM. JPBL, NEAV and AVV are supported by CONACyT. The authors would like to acknowledge the invaluable work of all of Mexico’s healthcare community in managing the COVID-19 epidemic. Its participation in the COVID-19 surveillance program has made this work a reality, we are thankful for your effort.

Data Availability

All data sources and R code are available for reproducibility of results at https://github.com/oyaxbell/covid_antigen_mx.

Funding Statement

The publication of this article was supported by a grant from Secretaría de Educación, Ciencia, Tecnología e Innovación de la Ciudad de México CM-SECTEI/200/2020 “Red Colaborativa de Investigación Traslacional para el Envejecimiento Saludable de la Ciudad de México (RECITES).”

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Decision Letter 0

Etsuro Ito

29 Apr 2021

PONE-D-21-07222

Diagnostic performance and clinical implications of rapid SARS-CoV-2 antigen testing in Mexico using real-world nationwide COVID-19 registry data

PLOS ONE

Dear Dr. Bello-Chavolla,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

One of the reviewers commented that a lot of the findings possibly reflect characteristics of individuals receiving antigen tests, rather than test performance. Please consider this issue carefully.

 

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[NEAV, ECG, CAFM, AMS, JPBLand AVVare enrolled at the PECEM program of the Faculty of Medicine at UNAM. JPBL, NEAVand AVV are supported by CONACyT.]

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Reviewer #1: Research article: PONE-D-21-07222

Title: Diagnostic performance and clinical implications of rapid SARS-CoV-2 antigen testing

in Mexico using real-world nationwide COVID-19 registry data

Bello-Chavolla and colleagues have submitted an interesting and well written article presenting a retrospective study assessing the Diagnostic performance and clinical implications of rapid SARS-CoV-2 antigen testing that was performed in Mexico. Using more than 18,000 patients tests by qRT-PCR and Rapid Antigen tests, they conclude that the Rapid Ag-T could be used as an alternative to qRT-PCR for large scale SARS-CoV-2 testing in Mexico. However they highlight that the interpretation of Rapid Ag-T results should be done with caution in order to minimize the risk associated with what they consider false results based on the qRT-PCR use as reference.

There are however some points to address before being considered for publication in PlosOne

1. The authors should add the actual “optimal” performance of the Rapid Ag-T between 7-10 days after symptoms in the abstract

2. In the line 192 there are mentioned positive and negative results and I was wondering if there were no indeterminate results and what was the process to handle the indeterminate

3. In line 204, the authors mentioned that 18,446 cases had both rapid test and qRT-PCR but it would be great to mention if the samples were collected at the same time and if not what was the delay between the sample collection and the test knowing that it might affect the comparison

4. In line 205 the authors mentioned “the cases” but need to explain who they actually talk about.

5. In line 208 it would be great to the percentage of each group for ease of reading

6. Do the author have more information about the correlation between the rapid test and the Ct Value of the PCR. This is an important information in how to consider the performance of the rapid tests vs PCR

7. In line 274 the author should consider the published algorithm https://www.thelancet.com/pdfs/journals/laninf/PIIS1473-3099(21)00132-8.pdf . The authors should compare their results to field evaluation of rapid tests in asymptomatic done in Cameroon and the suggested algorithm to see what could be proposed to Mexico

Reviewer #2: Evaluating the performance of rapid antigen tests compared to RT-PCR is important for understanding how best to use them; however, I have some serious concerns about the methods and clarity of this paper. While the stated aim of the investigation is to assess the performance of rapid antigen tests for diagnosis of SARS-CoV-2 infection and to examine the clinical implications of the discrepancies in its results compared to qRT-PCR test, to me, a lot of the findings possibly reflect characteristics of individuals receiving antigen tests, rather than test performance. This may be an important finding in itself (i.e. who is getting an antigen test and who gets a positive vs negative result), but it is not clearly framed that way.

Also, it is not clear in the methods whether samples for Rapid Ag-T and qRT-PCR were collected at the same time. This is very important for interpreting test performance and needs to be clarified. If the two samples were not collected at the same time, then differing test results may reflect different stages of infection rather than test performance.

Thirdly, why did some people only receive one test and others receive both? Based on lines 122-125, it sounds like there was likely some bias in who received both (i.e. those who received both tests have a higher pretest probability or based on the facility).This language could be clarified and the bias should be acknowledged.

Fourth, in the mixed-effects Cox regression model, line 173 says the models were adjusted for covariates, but does not specify what covariates. As mentioned above, I am not sure I believe that the performance of Rapid Ag-T predicts hospitalization, mortality, or intubation, but rather it is a reflection of who is receiving the test. There are a lot of potential confounders here.

Please include the name(s) of the qRT-PCR test(s) used in the methods.

The analysis combines results from three antigen tests. While reading the results, I was wondering if test performance could be broken down for each test. In reading the limitations, the authors state that this was not possible. Could the fact that it was not possible be made clearer in the methods?

Some of the results read like the methods were decided based on other results. For example, line 218: "Given the aforementioned observation of time-varying performance according to the time from symptom onset, we used time-dependent ROC curves to model changes in diagnostic performance over time for detection of SARS-Cov-2 infection". First, this concerns me that these decisions were not made apriori. Second, these details belong in the methods rather than the results.

Other comments:

-Line 67: The q in qRT-PCR is not defined.

-Lines 192-193. The authors state "The positivity rate was lower for Rapid Ag-T compared to qRT-PCR", but don't include the positivity rate or any statistical test. I realize now it is in Table 1, but might also be useful to have in the text.

-It looks like a Kappa statistic is presented (line 207), but I could not find any mention of this analysis in the methods.

-For some findings the Hazard Ratios are in the text, while for others they were not (e.g. lines 232-234).

-Line 305: I'm not sure instauration is the correct word here.

Abstract:

-Line 25: I would argue that SARS-CoV-2 testing capacity is more important as a mitigation strategy rather than for monitoring epidemic dynamics.

-Acronyms (qRT-PCR and AUROC) should be spelled out.

-Results: I would like to see the AUROC/HR results in there

Table 1:

-I think 1RT-PCR should be qRT-PCR

-Specify what statistics are reported for age.

-There is an * next to Time to assessment, but no corresponding footnote.

-I could not find a description of how the p-values were calculated in the methods. Is the p-value comparing just qRT-PCR and Rapid antigen test, or all three categories (qRT-PCR, Rapid antigen test, both tests)?

-The font on Figures 2 and 3 is very small, making it difficult to read.

**********

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Reviewer #1: Yes: Yap Boum

Reviewer #2: No

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

Attachment

Submitted filename: Reviewer PlosOne PONE-D-21-07222 yb.docx

PLoS One. 2021 Aug 31;16(8):e0256447. doi: 10.1371/journal.pone.0256447.r002

Author response to Decision Letter 0


25 Jun 2021

RESPONSE TO REVIEWERS

REVIEWER COMMENTS

REVIEWER 1:

Bello-Chavolla and colleagues have submitted an interesting and well written article presenting a retrospective study assessing the Diagnostic performance and clinical implications of rapid SARS-CoV-2 antigen testing that was performed in Mexico. Using more than 18,000 patients tests by qRT-PCR and Rapid Antigen tests, they conclude that the Rapid Ag-T could be used as an alternative to qRT-PCR for large scale SARS-CoV-2 testing in Mexico. However, they highlight that the interpretation of Rapid Ag-T results should be done with caution in order to minimize the risk associated with what they consider false results based on the qRT-PCR use as reference.

R) We appreciate the invaluable effort from both reviewers to revise our manuscript. We have considered each comment and included a brief justification for each response wherever appropriate.

There are however some points to address before being considered for publication in PlosOne

1. The authors should add the actual “optimal” performance of the Rapid Ag-T between 7-10 days after symptoms in the abstract.

R) We have added the performance of Rapid Ag-T between 7-10 days into the abstract section.

2. In the line 192 there are mentioned positive and negative results and I was wondering if there were no indeterminate results and what was the process to handle the indeterminate

R) According to the National Epidemiological Surveillance System (NESS) dictionary dataset, the variable related to the result for each PCR-RT and Rapid-Antigen test is reported in five categories: Positive, negative, pending result, non-adequate sample or case without reported test. For this analysis, we included only positive and negative results, whether the rest of the population was excluded for this analysis. The number of subjects excluded, and the flow-diagram of our selected population is presented in supplementary figure 2, including cases with indeterminate results. We have included a brief mention of these cases in the Results section.

3. In line 204, the authors mentioned that 18,446 cases had both rapid test and qRT-PCR but it would be great to mention if the samples were collected at the same time and if not what was the delay between the sample collection and the test knowing that it might affect the comparison.

R) Thank you for this observation. The NESS was conducted under the guidance of the “STANDARDIZED GUIDELINES FOR THE EPIDEMIOLOGICAL AND LABORATORY SURVEILLANCE OF VIRAL RESPIRATORY DISEASE” from the Institute of Epidemiological Diagnosis and Reference (InDRE) (https://coronavirus.gob.mx/wp-content/uploads/2021/02/Lineamiento_VE_y_Lab_Enf_Viral_Ene-2021_290121.pdf, version in Spanish).

According to the last version released on January-2021, all subjects tested with either rapid-antigen or qRT-PCR test should have less than 7 days from any COVID-19 related symptom onset to be considered for testing Furthermore, according to the algorithm proposed by the InDRE to manage nasopharyngeal samples for rapid-antigen test, all negative cases need be re-tested at the same moment with qRT-PCR test to confirm or discharge the diagnosis. Hence, we could expect that both testing methods were sampled at the approximately moment; we have included this specification in the revised Methods section. Nevertheless, the NESS dataset does not report whether any delays occurred for each individual testing method was performed. This has now been mentioned as a limitation in the study in the discussion section.

4. In line 205 the authors mentioned “the cases” but need to explain who they actually talk about.

R) Thank you for this observation. We referred to subjects tested with qRT-PCR test only. We have modified the following line to: “Subjects tested with qRT-PCR test had higher rates of chronic comorbidities and COVID-19 complications compared to cases with Rapid Ag-T only.”

5. In line 208 it would be great to the percentage of each group for ease of reading

R) We have included the percentage of each classification group in the new version of our manuscript.

6. Do the author have more information about the correlation between the rapid test and the Ct Value of the PCR. This is an important information in how to consider the performance of the rapid tests vs PCR

R) Although this is an important and relevant question, we do not have the individual CT values for each tested subject recorded in the NESS. According to the “Listed antigen test approved to detect SARS-CoV2 in Mexico (https://www.gob.mx/salud/documentos/listado-de-pruebas-de-antigeno-para-sars-cov-2?state=published, in Spanish)" all commercial kits were validated by qRT-PCR with the lowest threshold accepted (250 copies) according to the InDRE following the RT-PCR Berlin protocol (https://www.eurosurveillance.org/content/10.2807/1560-7917.ES.2020.25.3.2000045).

We have included a brief paragraph regarding recently published real-word evidence of the correlation of CT values and Ag-Test performed in Cameroon by Boum Yap, et al (https://www.thelancet.com/pdfs/journals/laninf/PIIS1473-3099(21)00132-8.pdf) in the discussion section of our manuscript.

7. In line 274 the author should consider the published algorithm https://www.thelancet.com/pdfs/journals/laninf/PIIS1473-3099(21)00132-8.pdf . The authors should compare their results to field evaluation of rapid tests in asymptomatic done in Cameroon and the suggested algorithm to see what could be proposed to Mexico.

R) We appreciate this recommendation. The recently published article by Boum Yap, et al yields interestingly results from the use of antigen and antibody rapid diagnostic testing for COVID-19 in Cameroon. Equivalent results are reported within our manuscript related to sensitivity and specificity values. Unfortunately, the NESS does not report the presence of COVID-19 related symptoms within the national dataset. Conversely, the Epidemiological Surveillance System of Mexico City has recently published their COVID-19 population dataset, which included the COVID-19 related symptomatology, which could be a proposal within the approach performed by Boum Yap et al. Nevertheless, the lack of individual CT values, antibody testing and specific testing date posse an important limitation to evaluate the approach proposed by these authors. We have included a brief discussion of the above-mentioned reference within the new discussion section of our manuscript.

REVIEWER #2

Evaluating the performance of rapid antigen tests compared to RT-PCR is important for understanding how best to use them; however, I have some serious concerns about the methods and clarity of this paper. While the stated aim of the investigation is to assess the performance of rapid antigen tests for diagnosis of SARS-CoV-2 infection and to examine the clinical implications of the discrepancies in its results compared to qRT-PCR test, to me, a lot of the findings possibly reflect characteristics of individuals receiving antigen tests, rather than test performance. This may be an important finding in itself (i.e. who is getting an antigen test and who gets a positive vs negative result), but it is not clearly framed that way.

R) We appreciate the suggestions proposed by the reviewer. We agree that there are some methodological limitations that we must acknowledge.

According to the Institute of Epidemiological Diagnosis and Reference (InDRE), there is a protocol and a standardized guideline for conducting testing for SARS-CoV-2 in Mexico (https://coronavirus.gob.mx/wp-content/uploads/2021/02/Guideline_VE_y_Lab_Enf_Viral_Ene-2021_290121.pdf). The National Epidemiological Surveillance System (NESS) based their evaluations on this protocol and generates the appropriate information to analyze and follow up on suspected cases of COVID-19. This database is of public domain, so clinical research related to the monitoring and management of COVID-19 in Mexico can be verified and generated. However, the use of rapid tests to detect SARS-CoV-2 in Mexico has been strongly promoted by local authorities since October 2020.

However, InDRE recognizes these limitations and has implemented algorithms for the collection of samples in patients with suspected COVID-19, where it is mentioned that all patients who were tested with a rapid antigen test and had a negative result with strong suspicion of infection based on symptoms or contact tracing information, need to be retested with qPCR-RT to confirm the diagnosis. Although we could not evaluate whether this strategy was completely implemented, we could evaluate the distribution and increasing testing capacity in each state in Mexico, rather than individual factors related to testing discrepancies. These issues have been now discussed in the limitations section of our revised manuscript.

1. Also, it is not clear in the methods whether samples for Rapid Ag-T and qRT-PCR were collected at the same time. This is very important for interpreting test performance and needs to be clarified. If the two samples were not collected at the same time, then differing test results may reflect different stages of infection rather than test performance.

R) As mentioned above and by the previous reviewer, the NESS and the InDRE clarified in the “STANDARDIZED GUIDELINES FOR THE EPIDEMIOLOGICAL AND LABORATORY SURVEILLANCE OF VIRAL RESPIRATORY DISEASE” from the Institute of Epidemiological Diagnosis and Reference (InDRE) (https://coronavirus.gob.mx/wp-content/uploads/2021/02/Lineamiento_VE_y_Lab_Enf_Viral_Ene-2021_290121.pdf, version in Spanish) that testing of both qRT-PCR and Rapid Ag-T was performed in the same day of assessment. Furthermore, all subjects tested with either rapid-antigen or qRT-PCR test should have less than 7 days from any COVID-19 related symptom onset to be considered as viable cases. This is further specified in the new version of our manuscript.

2. Thirdly, why did some people only receive one test and others receive both? Based on lines 122-125, it sounds like there was likely some bias in who received both (i.e. those who received both tests have a higher pretest probability or based on the facility). This language could be clarified and the bias should be acknowledged.

R) This represents a clear temporal bias inherent to the registry and the database, which is discussed in our manuscript as rapid antigen testing was only implemented during early November in 2020. Additionally, the use of rapid tests is currently focalized on urbanized regions, which represents inequality sampling related to socioeconomical factors in Mexico that has already been previously reported by our study group (https://www.ncbi.nlm.nih.gov/pmc/articles/PMC7337730). Cases with both tests did have higher rates of comorbidities and were older compared to cases with only one test and pre-test probability may have influenced the allocation of both tests; this occurs in accordance with the algorithm proposed by Boum Yap et al. and is expected as testing is currently implemented with a limited capacity in Mexico. These issues recognized as a limitation that could reflect social and demographic factors (e.g., adequate distribution of tests in Mexico, economic accessibility of each subject, report of each evaluation center) that should be further evaluated in our country.

3. Fourth, in the mixed-effects Cox regression model, line 173 says the models were adjusted for covariates, but does not specify what covariates. As mentioned above, I am not sure I believe that the performance of Rapid Ag-T predicts hospitalization, mortality, or intubation, but rather it is a reflection of who is receiving the test. There are a lot of potential confounders here.

R) Thank you for this observation. We have included the covariates that were used for our analysis of each outcome, these include age, sex, diabetes, arterial hypertension, CORP, immunosuppression, cardiovascular disease, obesity, asthma and chronic kidney disease. Although, we have included social and clinical related factors that have been demonstrated that could alter the relationship within each outcome, we always need to consider a residual confounding effect regarding non-measured variables, particularity related to sociodemographic related factors which are not assessed within the NESS dataset. We acknowledge this limitation and included a brief paragraph of this response within the new version of our manuscript.

4. Please include the name(s) of the qRT-PCR test(s) used in the methods.

R) According to the Mexican Health Secretary, up to 6th of April of 2021, there were 85 approved qRT-PCR testing kits for SARS-CoV-2 in Mexico. Each one had its own CT threshold which could be consulted within the following URL: https://www.gob.mx/salud/documentos/listado-de-pruebas-moleculares-por-rt-pcr-monoplexado-sars-cov-2?state=published (Spanish version). A brief paragraph regarding all available qRT-PCR test(s) used in the NESS is presented in the supplementary methods section.

The analysis combines results from three antigen tests. While reading the results, I was wondering if test performance could be broken down for each test. In reading the limitations, the authors state that this was not possible. Could the fact that it was not possible be made clearer in the methods?

R) We have included a brief statement regarding this limitation in the new version of our manuscript.

Some of the results read like the methods were decided based on other results. For example, line 218: "Given the aforementioned observation of time-varying performance according to the time from symptom onset, we used time-dependent ROC curves to model changes in diagnostic performance over time for detection of SARS-Cov-2 infection". First, this concerns me that these decisions were not made apriori. Second, these details belong in the methods rather than the results.

R) This statement and analysis was performed as a sensitivity analysis that could further strengthen our conclusions. We have included a brief statement regarding the justification of using time-dependent ROC curves in the methods section.

Other comments:

-Line 67: The q in qRT-PCR is not defined.

R) We have added the complete abbreviation of qRT-PCT (quantitative reverse transcription polymerase chain).

-Lines 192-193. The authors state "The positivity rate was lower for Rapid Ag-T compared to qRT-PCR", but don't include the positivity rate or any statistical test. I realize now it is in Table 1, but might also be useful to have in the text.

R) We have included the positivity rate for each group in the revised version of our manuscript.

-It looks like a Kappa statistic is presented (line 207), but I could not find any mention of this analysis in the methods.

R) We have included the following line within the methods section: We estimated the concordance of both testing methods using Cohen’s Kappa coefficient.

-For some findings the Hazard Ratios are in the text, while for others they were not (e.g. lines 232-234).

R) For better consistency of presentation of our results, we have omitted the punctual HR parameter as they are presented in full in Figure 2.

-Line 305: I'm not sure instauration is the correct word here.

R) We have modified this line for: “Prior to the recommendation from Mexican authorities for the widespread use of Rapid Ag-T, the Mexican Ministry of Health selected cases for qRT-PCR testing based on a sentinel-surveillance system”

Abstract:

-Line 25: I would argue that SARS-CoV-2 testing capacity is more important as a mitigation strategy rather than for monitoring epidemic dynamics.

R) We have included both acceleration as both reflect the complexity of massive testing to monitor the COVID-19 epidemic. We have changed the following sentence to: “SARS-CoV-2 testing capacity is important to monitor epidemic dynamics and as a mitigation strategy.”

-Acronyms (qRT-PCR and AUROC) should be spelled out.

R) We have included this in the abstract section.

-Results: I would like to see the AUROC/HR results in there

R) We have made this change.

Table 1:

I think 1RT-PCR should be qRT-PCR

R) We have corrected this typo in the new version of our manuscript.

-Specify what statistics are reported for age.

R) Age is presented in mean and standard deviation. This is specified for all our tables’ footnotes.

-There is an * next to Time to assessment, but no corresponding footnote.

R) This “*” stands for the definition of time to assessment as the time since COVID-19 related symptoms onset up to the registration of the tested subject in the medical unit.

-I could not find a description of how the p-values were calculated in the methods. Is the p-value comparing just qRT-PCR and Rapid antigen test, or all three categories (qRT-PCR, Rapid antigen test, both tests)?

R) In table 1, we performed a global comparison of all three groups using ANOVA, Kruskal-Wallis, or Chi-Square teste wherever appropriate. We have specified this as a footnote.

-The font on Figures 2 and 3 is very small, making it difficult to read.

R) We have resized both figures in the revised version of our manuscript.

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 1

Etsuro Ito

26 Jul 2021

PONE-D-21-07222R1

Diagnostic performance and clinical implications of rapid SARS-CoV-2 antigen testing in Mexico using real-world nationwide COVID-19 registry data

PLOS ONE

Dear Dr. Bello-Chavolla,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

The comments from one reviewer seem minor. Please revise your manuscript carefully.

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Academic Editor

PLOS ONE

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Reviewer #1: All comments have been addressed

Reviewer #2: (No Response)

**********

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Reviewer #2: Yes

**********

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Reviewer #1: Yes

Reviewer #2: Yes

**********

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**********

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Reviewer #1: the authors have well adressed the reviewer's comments. This article will surely contribute to the global roll out of Rapid antigenic tests that are critical for the fight againts COVID-19.

Reviewer #2: Thank you for your responses and revisions. I have a few remaining comments and I apologize if I missed these the first time around.

Line 111-112: What does 'used extensively for tracking the epidemic' mean? Does this mean that Rapid Ag-T tests were used other than for testing suspected COVID-19 cases or persons with epidemiological association with a suspected case? Is 'epidemiological association' synonymous with 'close contact'?

Lines 113-117: It sounds like you are defining a 'false positive' result as a confirmed SARS-CoV-2 infection. Is this correct? Could you further clarify this in your methods?

Line 117-119: Thank you for adding in this detail, this clarifies the process for negative Rapid Ag-T individuals. Do you have any information on if there was a delay if a person was Rapid Ag-T positive, qRT-PCR negative? This relates to my comment below

Line 243: I am very surprised by the finding that the risk of intubation was higher for false positive test results. Can you further explain why this may be in your discussion? If you believe these are confirmed SARS-CoV-2 infections, why do you hypothesize that the qRT-PCR was negative?

**********

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Reviewer #1: Yes: Yap Boum

Reviewer #2: No

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2021 Aug 31;16(8):e0256447. doi: 10.1371/journal.pone.0256447.r004

Author response to Decision Letter 1


4 Aug 2021

RESPONSE TO REVIEWERS

REVIEWER COMMENTS

REVIEWER #1

• The authors have well adressed the reviewer's comments. This article will surely contribute to the global roll out of Rapid antigenic tests that are critical for the fight against COVID-19.

R= Thank you for your comments. We also believe that rapid-Ag testing is a fundamental strategy for epidemiological surveillance of the COVID-19 pandemic in Mexico.

REVIEWER #2

Thank you for your responses and revisions. I have a few remaining comments and I apologize if I missed these the first time around.

R= Thank you for your revisions and comments, they have helped us improve our work.

• Line 111-112: What does 'used extensively for tracking the epidemic' mean? Does this mean that Rapid Ag-T tests were used other than for testing suspected COVID-19 cases or persons with epidemiological association with a suspected case? Is 'epidemiological association' synonymous with 'close contact'?

R= Rapid antigen testing has been quicky implemented as the main diagnostic method of SARS-CoV2 infection in Mexico; notably, most COVID-19 testing in Mexico City have been based on this method. To better reflect this, we corrected line 112 as: “These Rapid Ag-T are available in healthcare community-level locations for testing of suspected COVID-19 cases or subjects traced by epidemiological association with a suspected case and they are used extensively for monitoring and tracking COVID-19 incidence rates in Mexico City”

• Lines 113-117: It sounds like you are defining a 'false positive' result as a confirmed SARS-CoV-2 infection. Is this correct? Could you further clarify this in your methods?

R= The definition of “false positive result” was the combination of a positive rapid-ag test and a negative qRT-PCR. Furthermore, all cases with negative Ag-T, but with high suspicion of COVID-19 were eligible for qRT-PCR testing. We further clarify this within the next paragraph in line 115: “Cases with negative Rapid Ag-T but with recently close contact with a confirmed SARS-CoV-2 case and/or compatible clinical symptoms of COVID-19 were eligible for further evaluation with qRT-PCR testing within testing facilities”.

• Line 117-119: Thank you for adding in this detail, this clarifies the process for negative Rapid Ag-T individuals. Do you have any information on if there was a delay if a person was Rapid Ag-T positive, qRT-PCR negative? This relates to my comment below

R= Thank you for this comment. Unfortunately, we don’t have the requested information. This is a limitation that we have acknowledged in our manuscript in line 369: “Another limitation to be acknowledged is that the NESS dataset does not include a variable acknowledging whether there was any delay in time between the performance of both qRT-PCR and Rapid Ag-T testing, which may influence testing performance; however, similarities to other controlled studies on Rapid Ag-T in other settings show similar diagnostic performance”

• Line 243: I am very surprised by the finding that the risk of intubation was higher for false positive test results. Can you further explain why this may be in your discussion? If you believe these are confirmed SARS-CoV-2 infections, why do you hypothesize that the qRT-PCR was negative?

R= Rapid antigen testing has been shown to vary in sensitivity depending on SARS-CoV-2 viral loads. The higher viral load detected by a rapid antigen test may pose a higher risk of adverse COVID-19 outcomes, as shown in our results. As shown in Figure 2, false negative results were most likely to be younger but with >7 days from symptom onset to testing, which may reduce sensitivity of qRT-PCR. This delay in case confirmation may also delay access to care, increasing risk of severe COVID-19 and requirement for invasive ventilation. We discussed this in lines 305-310 as “Lower cycle threshold values correlate with higher viral loads, which in turn may increase risk of severe COVID-19 as suggested by our results. Notably, cases with positive Rapid-Ag testing and negative qRT-PCR were more likely to have >7 days since symptom onset, which may affect detection performance for qRT-PCR testing and delay access to prompt treatment. In this setting, a positive Rapid-Ag test should be sufficient to allocate treatment and identify cases at the highest risk of complications.”

Decision Letter 2

Etsuro Ito

9 Aug 2021

Diagnostic performance and clinical implications of rapid SARS-CoV-2 antigen testing in Mexico using real-world nationwide COVID-19 registry data

PONE-D-21-07222R2

Dear Dr. Bello-Chavolla,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

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Kind regards,

Etsuro Ito

Academic Editor

PLOS ONE

Acceptance letter

Etsuro Ito

11 Aug 2021

PONE-D-21-07222R2

Diagnostic performance and clinical implications of rapid SARS-CoV-2 antigen testing in Mexico using real-world nationwide COVID-19 registry data

Dear Dr. Bello-Chavolla:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

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on behalf of

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    (DOCX)

    Attachment

    Submitted filename: Reviewer PlosOne PONE-D-21-07222 yb.docx

    Attachment

    Submitted filename: Response to Reviewers.docx

    Data Availability Statement

    All data sources and R code are available for reproducibility of results at https://github.com/oyaxbell/covid_antigen_mx.


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