Keywords: cuneate nucleus, monkey, proprioception, reaching, sensory gain modulation
Abstract
The cuneate nucleus (CN) is among the first sites along the neuraxis where proprioceptive signals can be integrated, transformed, and modulated. The objective of the study was to characterize the proprioceptive representations in CN. To this end, we recorded from single CN neurons in three monkeys during active reaching and passive limb perturbation. We found that many neurons exhibited responses that were tuned approximately sinusoidally to limb movement direction, as has been found for other sensorimotor neurons. The distribution of their preferred directions (PDs) was highly nonuniform and resembled that of muscle spindles within individual muscles, suggesting that CN neurons typically receive inputs from only a single muscle. We also found that the responses of proprioceptive CN neurons tended to be modestly amplified during active reaching movements compared to passive limb perturbations, in contrast to cutaneous CN neurons whose responses were not systematically different in the active and passive conditions. Somatosensory signals thus seem to be subject to a “spotlighting” of relevant sensory information rather than uniform suppression as has been suggested previously.
NEW & NOTEWORTHY The cuneate nucleus (CN) is the somatosensory gateway into the brain, and only recently has it been possible to record these signals from an awake animal. We recorded single CN neurons in monkeys. Proprioceptive CN neurons appear to receive input from very few muscles, and their sensitivity to movement changes reliably during reaching relative to passive arm perturbations. Sensitivity is generally increased, but not exclusively so, as though CN “spotlights” critical proprioceptive information during reaching.
INTRODUCTION
Proprioception plays a critical role in our ability to move, as demonstrated by the severe deficits that occur when it is absent (1, 2). In the periphery, proprioception relies on several classes of mechanoreceptors. Although joint receptors and Golgi tendon organs (GTOs) also contribute, muscle spindles are the primary receptor underlying proprioception (1). Because each spindle signals stretch of the muscle within which it is embedded, responses vary with movement direction, peaking for movements that lead to the greatest stretch. This characteristic may give rise to the sinusoidal tuning curves that have been described in somatosensory cortex (3, 4). A major challenge in studying proprioception is that both spindle sensitivity and signal transmission through the cuneate nucleus are modulated by descending inputs (5, 6), so proprioceptive responses are liable to differ for actively generated and passively imposed limb movements.
In the present study, we sought to characterize the proprioceptive response properties of cuneate nucleus (CN) neurons in the context of arm movements. First, we examined the degree to which CN neurons are tuned to reach direction. Observed patterns of spatial tuning suggest that individual CN neurons receive convergent input from one or only a few muscles. Second, we investigated whether CN responses to kinematically similar movements depend on whether they are produced actively or imposed on the limb. We found that the responses of proprioceptive neurons were typically potentiated during active movement, but this systematic potentiation was not observed in cutaneous neurons. We speculate about why these two streams of somatosensory information may be modulated differently during active movements.
METHODS
All surgical and experimental procedures were fully consistent with the guide for the care and use of laboratory animals and approved by the institutional animal care and use committee of Northwestern University under protocol number IS00000367.
Behavioral Task
We trained three monkeys (Macaca mulatta, two males, one female, ages 7–10 yr) to perform a modified center-out (CO) reaching task. Each monkey grasped a handle attached to two-link manipulandum constrained to a horizontal plane. The monkeys used the position of the handle to control a cursor displayed on a vertical screen. Each trial began when the monkey moved the cursor to a target at the center of the screen. After a random delay of 0.5–1.2 s, an outer target appeared in one of eight locations spaced equally on a circle at a distance ranging from eight to 12 cm from the center target depending on the monkey (example trajectories in Fig. 1A). Some experimental sessions with monkey Bu had only four targets, one along each of the cardinal directions. Following a tone cue and the disappearance of the center target, the monkey had 2 s to reach to the outer target and hold it for a random interval between 0.1 and 0.2 s. If the monkey correctly performed these steps, it received a liquid reward.
On some trials, we imposed a force perturbation (either 2.0 or 2.5 N, depending on the size of the monkey) during the center-hold period which pushed the hand in one of the eight target directions with kinematics that roughly matched that of the initial, active reaches (Fig. 1A). The robot delivered the force for 125 ms, begun before the appearance of the outer target, but after the monkey had been holding for at least 0.3 s (examples in Fig. 1B). In the passive trials, we confined our analyses of the neural responses (shown in Fig. 1C and Fig. 1D for active and passive conditions, respectively) to a 130 ms window beginning at bump onset to exclude the potential reafferent input due to voluntary movement. We analyzed active reaches tor 400 ms beyond movement onset, unless otherwise noted. To determine movement onset for active reaches, we found the time between the go cue and the end of the trial at which the handle acceleration crossed half its maximum, then walked backward until we found a hand speed minimum.
Data Collection
We implanted 96-channel iridium-oxide arrays (Blackrock Microsystems) with an electrode length of 1.5 mm in three monkeys. We targeted all implants for the right CN, which receives inputs from the right arm. Detailed surgical procedures have been described previously (7). For monkey Bu, we used a standard 10 × 10 shank array. For two subsequent monkeys, we maximized the area of CN sampled by implanting 8 × 12 shank rectangular arrays, thereby avoiding most of the gracile and trigeminal nuclei which lie medial and lateral to CN, respectively (Fig. 2A). Receptive field mappings revealed areas of each array receiving inputs from the lower limb (gracile) and face (trigeminal). We used this somatotopic organization, which was conserved across time, to eliminate from consideration neurons with receptive fields not on the upper limb and torso.
We simultaneously recorded cursor position, timestamps indicating trial events, and neural data while the monkey performed the task. We bandpass filtered the neural recordings between 250 Hz and 5,000 Hz, and set a voltage threshold manually on each channel to record single neuron activity in 1.6 ms snippets surrounding each threshold crossing (Fig. 2, B and C). We sorted the snippets in Offline Sorter (Plexon Inc.) using waveshape and interspike interval distributions to isolate single neurons. Neurons in CN can fire spike doublets at approximately 1-ms intervals. During these high-frequency bursts, the waveshape changes, causing two clearly separable clusters in Offline Sorter. Cross-correlograms between the spike times of snippets in two such clusters have a characteristic profile, with smaller of the two waveforms reliably lagging the larger waveform (Supplemental Fig. S1; see https://figshare.com/s/038f93c114ba056d729e). We combined all the waveforms in these pairs of clusters to avoid double counting single neurons. We placed all the sorted spikes into 10-ms-wide bins and convolved the resulting counts with a 20-ms, noncausal Gaussian kernel to produce a smoothly varying firing-rate signal for subsequent analyses.
Histology
To confirm that our implantation procedure was appropriate to target the main CN, we performed histology on one monkey (monkey La, not included in this paper due to low neuron yield; monkeys Sn and Cr are still in use in other experiments) that had a CN implant like that of monkey Bu. The monkey was deeply anesthetized and perfused with saline followed by paraformaldehyde solution. We removed the brainstem with the array in place (Fig. 2D), then removed the array and placed the brainstem in 5% neutral buffered formalin (NBF) for several weeks. The tissue was then placed in 30% sucrose in 0.1 M phosphate-buffered saline (PBS) until it sunk. The dura and microelectrode array implant were removed, and the brainstem was blocked and mounted on a freezing microtome and sectioned coronally into 50-µm sections. Tissue intended for immunohistochemical processing by VGluT2 staining was placed in 0.1 M Tris-buffered saline with 0.1% sodium azide, and tissue for Nissl staining was placed in 5% formalin.
Immunohistochemistry.
The brainstem tissue was rinsed 3 × 5min in 0.1 M PBS and quenched for 10 min in 3% hydrogen peroxide in PBS. All processing was performed at room temperature. Sections were rinsed 3 × 5 min in PBS, blocked for 2 h in 5% horse serum with 0.05% Tritin X-100 in PBS, and incubated overnight in the primary antibody (MsαVGluT2, Millipore, Cat. No. MAB5504, 1:5,000, binding specific to vGluT2 receptors, Ref. 8) diluted in blocking solution. The tissue was then rinsed 3 × 5min in PBS and placed in the secondary antibody solution (HsαMs, Vector Labs, 1:500) diluted in blocking solution for 1 h 45 min, rinsed 3 × 5min in PBS, and incubated in the avidin-biotin complex in PBS for 2 h. Sections were rinsed 3 × 5min in PBS, developed in a solution of 0.5% DAB, 0.05% nickel ammonium sulfate and hydrogen peroxide in 0.1 M PB and given a final rinse in PBS. Sections were mounted on gelatin-coated slides, dried, and cover slipped with DPX. A representative vGluT2-labeled CN section is shown in Fig. 2F.
Nissl staining.
Sections were mounted out of 0.1 M PB onto gelatin-coated slides and left to dry overnight. The tissue was then placed in a 1:1 chloroform and ethanol solution and sent through an ascending ethanol series into xylenes for a 15-min incubation. The tissue was then put through a descending ethanol series into water and placed into the Nissl substance for 15 min, followed by differentiation in 70% ethanol with acetic acid, and back through the ascending ethanol series into xylenes. The sections were cover slipped out of xylenes in DPX. A representative Nissl stained CN section is shown in Fig. 2, E and F.
Receptive Field Mapping
During our experiments, we found some neurons that responded to body segments other than the proximal arm and upper torso. To exclude these neurons from our analysis of limb movement, we mapped the receptive fields (RFs) of neurons under light ketamine or dexmedetomidine sedation after all reported experimental sessions. These RF mappings typically took one to two hours, limited by sedation time and animal tolerance for manual mapping. We excluded from our analyses all neurons that had receptive fields on the forearm, hand, legs, lower torso and head or face. We also removed neurons that had a stereotypical bimodal passive tuning curve that was indicative of receptive fields on the hand (for example, see Supplemental Fig. S2, https://figshare.com/s/cbebb1957388bf75b5c4). Gross somatotopic arrangement of RFs was consistent across long time periods (Fig. 3), allowing us to target electrodes that reliably had proximal limb RFs.
To find neurons with apparent cutaneous input, we brushed the skin around the arm and torso while listening to pulses from discriminated action potentials. Cutaneous receptive fields were of highly variable size; some responded to brushing of skin over large areas, while others had focal receptive fields, often on the hand. Due to methodological limitations, we did not test for Aδ receptive fields, joint receptor afferents, or Golgi tendon organ input.
To find putative spindle afferents, we began with passive arm movements to determine articulations in which the neuronal firing rate increased and used that information to guide palpation of muscles that lengthened during those articulations. We then applied 100-Hz vibration to the belly of these muscles, using either an electrodynamic LDS V101 shaker (BRÜEL & KJÆR) or smaller vibration motors. This stimulus has been shown to activate primary muscle spindle afferents (1, 9). Often, CN neurons responded only to vibration of small regions of the muscle belly.
We classified a neuron as a putative recipient of muscle spindle input (“spindle-receiving”) if it responded to the lengthening, and either vibration or palpation of a given muscle, but not to stroking of the skin overlying the muscle. When testing a putative muscle spindle-receiving neuron, we vibrated the muscle through different patches of skin (by manually displacing the lax skin) to confirm that the response was caused by vibration of the muscle and not the overlying skin. We found occasional neurons that responded to vibration of more than one muscle, typically adjacent synergist wrist flexors. Whether this was due to convergence of multiple muscle receptors onto a single CN neuron or vibration spreading to adjacent muscles is difficult to determine with certainty. We defined any neuron that consistently and selectively responded to passive movements of the limb, but with an RF that we were not able to localize to a single muscle or cutaneous field as “muscle-like”. This included the spindle-receiving neurons.
Motion Tracking
In one monkey, we used four video cameras to record the movements of the monkey’s arm. We triggered frame collection with a 30 Hz pulse transmitted from our data collection system, simultaneously recorded as an analog input for post-hoc alignment of neural, task, and video data. We used a publicly available package (DeepLabCut, Ref. 10) to infer 10 locations on the monkey’s arm after training on ∼200 hand-labelled reference images. We reconstructed 3 D coordinates of each location based on four separate camera views. Based on the output from DeepLabCut, we used Opensim (11) and a 3 D musculoskeletal model of a macaque arm with 7 degrees-of-freedom (12) to compute the lengths and velocities of 39 muscles. We binned these data at 10 ms and aligned them in time with the neural data.
Spatial Tuning Curves and Preferred Directions
We calculated the mean firing rate and its 95% confidence interval for each neuron across trials in a 130-ms period beginning at perturbation onset, or in active trials, the 200 ms surrounding the peak hand speed in each direction. In addition to the classic method of fitting a sinusoid to trial-averaged data (4, 13), our laboratory has begun to compute preferred directions (PDs) by fitting models from hand velocity to the smoothed firing rates of each neuron using Poisson generalized linear models (GLMs) (14). This latter approach is sensitive to variability in reach kinematics across trials and can be applied to random-target reaching tasks as well as center-out tasks. Here, we concatenated all trials and placed the data is 50 ms bins. In Eq. 1, λ and α represent the time-varying and baseline firing rates (spikes/s), respectively, of a given neuron. β is the weight vector for the x and y components of velocity. We computed a PD from the GLM by taking the inverse tangent of the ratio of the y and x velocity weight vectors, β. We used bootstrap sampling across data points to generate 95% confidence intervals on the PD.
(1) |
(2) |
Neural Tuning Metrics
We classified neurons as “Active Tuned” if there were statistically significant differences in an F-test across reaching directions with a cutoff of P < 0.01. Similarly, neurons were “Passive Tuned” if they met the same criterion for bump-evoked responses. Neurons could be “Active Tuned,” “Passive Tuned,” or both. We considered neurons “Sinusoidally Tuned” if the PD confidence interval had a total width of 90 degrees or less. Neurons could be “Active Sinusoidally Tuned,” “Passive Sinusoidally Tuned,” or both.
We found the time a neuron modulated relative to movement onset for each target direction (Supplemental Fig. S3; see https://figshare.com/s/5fbfea294e9725a7375d) by computing the trial-averaged firing rate in 10-ms bins from 100 ms prior, to 200 ms after movement onset. We found the first time at which this average rate was outside the 99.9 percentile of the baseline firing rate (from 150 ms to 100 ms before movement onset) for two consecutive bins. We computed the latency for passive movements in a similar manner, using a baseline window from 100 to 50 ms before perturbation onset, testing for changes from 50 ms before the bump to 100 ms after the bump.
Analysis of Simulated Spindle-Receiving CN Neurons
To determine the extent to which the representation of movement direction within CN resembles that of the periphery, we compared the spatial tuning of CN neurons to that expected from their apparent muscle spindle inputs. This process had several steps. We computed typical length changes of arm muscles while a monkey performed the CO task using motion tracking data from a single session of monkey Sn. We simulated spindle firing rates by passing the lengthening velocity of each muscle through a power law with coefficient of 0.5 (15). We set firing rates during muscle shortening to zero. We scaled each spindle output to a firing rate of 50 Hz at near-maximal lengthening speed (90th percentile). Treating this rate as the time-varying λ of a Poisson distribution, we sampled randomly to generate firing rates for each simulated spindle on each trial. Finally, we used a linear model to determine PDs for the simulated spindles from the velocity of the hand as we did for CN neurons.
We computed the PDs for simulated CN neurons that each received input from a single randomly chosen muscle spindle from muscles distributed throughout the proximal arm. The number of muscle spindles in each muscle is roughly proportional to the square root of the muscle’s mass (16). We estimated the mass of each muscle by the multiplying the pulling force (proportional to cross-sectional area) by the length of the muscle, both of which were included in our musculoskeletal model. Thus, we assumed that the number of muscle spindles in each muscle was proportional to the square root of its pulling force times the length of the muscle. We simulated 1,000 muscle spindle-receiving CN neurons, apportioned across the muscles on this basis. From this population, we computed PD distributions based on the kinematics for active reaches.
Sensitivity Analyses
To estimate the sensitivity of CN neurons to hand movements, we used the x and y components of hand velocity as input to linear models that predicted the smoothed firing rate of each neuron. The length of the weight vector was that neuron’s sensitivity to velocity and quantifies the expected change in firing rate for an increase of one cm/s in the direction of the neuron’s velocity PD.
Due to the anisotropy of the limb and idiosyncrasies of a monkey’s task performance, the perturbations did not produce kinematics perfectly matching those of the reach. If firing rates are a nonlinear function of speed, such as the power law observed in muscle spindles (15), mismatched movement speeds across conditions would bias the apparent sensitivity. To address this potential confounding factor, we matched the input velocity domains of the data used to train the models. We found separate static 2 D distributions of firing rates as a function of velocity for the active and passive trials. For each reach-velocity data point, we found the distance to the nearest passive data point, in an approach analogous to a nearest neighbor method. If this distance was greater than 3 cm/s, we excluded the active point, as it had no near neighbors. We repeated this process to exclude passive data that did not have active neighbors. The result was training data in which the active and passive movements had matched velocity domains. The data windowing did not substantially alter the results of the sensitivity analyses; we demonstrate the data windowing and its effects on the results of this analysis in Supplemental Fig. S4 (https://figshare.com/s/897eb744ba2ff3f2971c).
To compute whether a neuron’s movement sensitivity differed significantly between the active and passive conditions, we bootstrapped, across trials, a confidence interval on the difference between active and passive sensitivities for each neuron. If the mean of this metric was positive and the 95% confidence interval did not include zero, the neuron was more sensitive in the active condition; if the mean was negative and the 95% confidence interval did not include zero, the neuron was significantly less sensitive.
RESULTS
We recorded the responses of neurons with receptive fields (cutaneous or proprioceptive) on the proximal arm while the animals performed a modified Center-Out reaching task that included force pulse perturbations applied to the robot handle during the center-hold period. Unless otherwise specified, the data were obtained in two sessions with each monkey, separated by at least 3 wk to reduce the likelihood of double-counted neurons.
Somatotopic Organization of CN Is Similar across Monkeys
First, we examined the somatotopic organization of the CN by systematically mapping the receptive field types and locations across the arrays. Using intraoperative photos of array placement, we found the coordinates of each array relative to the obex. We then plotted the most common RF location (i.e., legs, trunk, etc.; Fig. 3A) and modality (muscle-like, cutaneous; Fig. 3B) for each electrode). Receptive field locations varied systematically along the minor axis cutting through CN (dotted arrows in Fig. 3A, projected onto axis in 3 C). This progression reflects the transition from the gracile nucleus to CN, and finally to the trigeminal nucleus. RF locations on the arm were largely conserved along the major axis, possibly corresponding to the CN subnucleus known to receive primary inputs from distal cutaneous receptors (17). These results are consistent with our histological results from one monkey (Fig. 2F), which indicate that the array likely penetrated through the external CN, to record from rostral portions of the main CN. We could not confirm this independently for all monkeys, for which histology has not been completed. The orientation of the major and minor axes departs from strictly mediolateral because of the sharp lateral bend of the brainstem and nuclei just rostral to the obex. RF type varied along the major axis, with muscle-like response properties slightly more common farther from the obex (Fig. 3, B and D).
Localized Vibratory Stimulation Robustly Activates CN Neurons
Having identified joints that appeared to be within the RF of a given CN neuron, we characterized the spindle input to that neuron by applying vibration to the belly of muscles that articulate that joint. Figure 4 shows the response of a CN neuron to vibration of the brachialis muscle, presumably due to the activation of its muscle spindles. As in this example, neural responses typically increased and became phase locked with the vibration. We found that many of these spindle-receiving neurons required the vibration be delivered quite precisely within a given muscle to be effective, suggesting that CN neurons may not even receive input from spindles throughout a given muscle.
Next, we examined the degree to which CN neurons receive input from multiple muscles. In most cases, CN neurons responded to passive manipulation (or vibration) of a single joint or muscle. In a few cases (<10), we found evidence that signals from multiple (typically agonist) muscles converged onto a single CN neuron. We never found neurons that responded to muscles that were not in near proximity to one another nor did we find neurons that exhibited both cutaneous and proprioceptive responses, though due to time constraints on sensory mappings, convergence may be broader than our mappings suggest.
CN Neurons Are Tuned to Movement Direction
Figure 5 shows the responses of two representative CN neurons measured during ∼50 reaches in each of eight directions, a cutaneous neuron with an RF on the axilla (Fig. 5, A and B) and a spindle-receiving neuron with an RF related to the triceps muscle (Fig. 5, C and D). The firing rates of both neurons varied with movement direction, peaking for a single target direction, with similar tuning during reaching and passive limb displacement.
During active reaching movements, trial-averaged firing rates of muscle-like neurons in CN were generally well fit by a cosine tuning model (4, 13), with average fits of r = 0.76. Cutaneous neurons yielded, on average, a cosine fit of 0.62, which was not statistically different from the muscle-like population (t test P value ≈ 0.10). These values are very similar to those reported previously for neurons in motor and somatosensory cortices (4, 13) [see Supplemental Fig. S5 (https://figshare.com/s/e1def22f5231e0bd99a7) and Supplemental Table S1 (https://figshare.com/s/7dd159e0d7a0d19f1942)]. For compiled firing rate, sensitivity, and latency metrics, see Supplemental Fig. S6 (https://figshare.com/s/aa1a3eb97a8c93cea13a).
Other neurons exhibited idiosyncratic responses, including unexpected dynamics at movement onset (Supplemental Fig. S7; see https://figshare.com/s/a60ab3de2b78d5a73d98), potential GTO inputs (Supplemental Fig. S8; see https://figshare.com/s/e0a76ff42af5a92628af), and cutaneous responses from the hand (Supplemental Fig. S2; see https://figshare.com/s/cbebb1957388bf75b5c4) and forearm (Supplemental Fig. S9; see https://figshare.com/s/7829094100f94971ed4e).
Distribution of CN PDs Can Be Predicted from Single-Muscle Receptor Inputs
Next, we examined the distribution of PDs across the population of CN neurons and found it to be highly nonuniform (Fig. 6, A and B): a large proportion of PDs fell within a single lobe pointed toward the body (near −90°) in both the active and passive conditions. This observation was consistent across monkeys (Supplemental Fig. S10, https://figshare.com/s/2327936f84bf9a5a2d17). To shed light on this result, we simulated a population of CN neurons, each with spindle input from a single muscle, inspired by the very limited convergence we found for vibration-evoked responses in muscle-like neurons (see methods). The resulting distribution of simulated PDs featured a mode at −90°, much like that that of the CN neurons, but also another mode at 90° (Fig. 6C).
This strongly bimodal distribution of simulated spindle-driven neurons reflects the biomechanical nonuniformity of muscles, which predominantly drive arm movements toward and away from the body. A consequence of this anisotropy in muscle pulling directions is that we can push and pull objects with greater strength than we can move them from side to side. The lack of neurons with PDs pointing away from the body suggests that we recorded neurons with a somatotopically biased set of RFs, namely a preponderance of neurons driven by lengthening of elbow extensors and shoulder flexors and lacking neurons driven by their complements. When we limited the inputs to our simulated neurons corresponding to the mapped RFs of recorded CN neurons, the two PD distributions matched more closely (Fig. 6, D and E). Even at the single-neuron level there was a reasonable correspondence between the PD of the recorded neurons and their modeled counterparts. Although prediction accuracy was poorer for CN neurons that received inputs from muscles in the back (which tend to be multilayered, broad, and biomechanically dissimilar), accuracy for CN neurons that received inputs from the arm was high (Supplemental Fig. S11; see https://figshare.com/s/94078b422bd069857c1a). These results are consistent with the view that CN neurons receive input primarily from individual muscles.
Directional Tuning of Active and Passive Responses Are Similar
Next, we examined the directional tuning during actively generated movements and compared it to directional tuning during imposed limb perturbations, focusing on neurons that exhibited sinusoidal directional tuning for both. First, we found that the depth of modulation was correlated across conditions: neurons that were strongly tuned in the active condition were also tuned in the passive one (Fig. 7A). Second, we found that PDs were typically consistent across the two conditions (Fig. 7B), with more than 50% of neurons having active and passive PDs that differed by less than 30° (Fig. 7C). From these data, we conclude that CN neurons convey information about direction that is largely consistent regardless of whether limb movements are generated actively or imposed passively.
Response Strength Differs in the Active and Passive Conditions
CN responses to tactile stimulation have been shown to be suppressed during movement (6, 18), a phenomenon that likely accounts in part for the documented decrease in cutaneous sensitivity during movement (19–21). With this in mind, we examined the degree to which such a gating phenomenon occurred in our sample of CN responses. Specifically, we compared the strength of the response evoked in CN neurons in the active to that of the passive movement condition. As the kinematics were not identical in the two conditions, we selected a subset of data points for further analysis that had matching velocity. Furthermore, we focused the analysis on the responses of 65 neurons whose responses were sinusoidally tuned for at least one of the two conditions, 48 of which were muscle-like and the rest cutaneous.
Of the 48 muscle-like neurons, 21 were potentiated during active reaching and seven were attenuated; the remaining 20 produced responses that did not differ significantly in the two conditions (Fig. 8A). Among the muscle-like neurons, the results were similar whether or not they were classified as spindle-receiving. Of 17 cutaneous neurons with RFs on the upper torso and proximal arm, three were significantly potentiated, another four were attenuated, and the remainder were not significantly affected. To quantify the degree of potentiation or attenuation, we projected the responses onto a “potentiation axis” orthogonal to the unity line on Fig. 8B. Positive projections indicate potentiation, whereas negative projections indicate attenuation. As a population, muscle-like neurons were potentiated during reaching, whereas cutaneous neurons were not (Fig. 8C; two-sided t test P = 0.037 for proprioceptive neurons, P = 0.96 for cutaneous neurons). We found that spindle-receiving neurons as well as the more general class of muscle-like neurons were similarly potentiated. Among 38 spindle-receiving neurons, 15 were potentiated and six were attenuated, whereas for the 10 muscle-like (but not spindle-receiving) neurons, six were potentiated and only one was attenuated. Two examples of these neurons are shown in Supplemental Fig. S8. These neurons included three with possible GTO inputs, which may explain their bias toward potentiation. We also examined the consistency of the potentiation, which varied considerably across neurons for all monkeys and found the potentiation was quite consistent across the first and second halves of experimental sessions (Fig. 8D). Both the sign and magnitude of the potentiation were well preserved for virtually all neurons, cutaneous as well as muscle-like.
DISCUSSION
In this study, we examined the representation of arm movements—actively generated and passively imposed—in the CN of three monkeys. First, we found that CN neurons are strongly activated during both types of movement, typically with sinusoidal directional tuning that is largely conserved between the two conditions. Second, our inability to drive CN neurons with vibrations applied to more than one muscle, and the similarity of actual CN preferred directions to those derived from the simulated spindle responses of single muscles, suggest that most CN neurons receive input from a single muscle. Third, while directional tuning is similar in the active and passive conditions for muscle-like CN neurons, their sensitivity to movement is potentiated during active reaching. This potentiation is not observed in cutaneous neurons.
Convergence of Multiple Muscles onto CN Neurons Is Limited
We never observed cross-modal convergence and found only infrequent convergence from multiple muscles. Those few neurons that appeared to have multimuscle RFs received inputs from multiple forearm muscles. It may be that forearm muscles have higher levels of convergence than other muscle groups. It is possible that this finding reflects greater mechanical coupling between the parallel forearm muscles (22), but the precise placement of the vibrator, even within a single muscle, required to evoke firing argues against this interpretation. Previous studies have reported receptive fields in rostral CN spanning multiple joints (23). Whether these RFs resulted from single biarticular muscles rather than convergence across muscles is not clear.
Prior studies investigating whether afferent signals from multiple muscles converge onto individual CN neurons have yielded contradictory results. One study found that CN neurons typically respond to stretch of only one forearm muscle (22), with only ∼25% of neurons exhibiting convergence from another muscle. In contrast, another study found that 87% of CN neurons could be excited by electrical stimulation of more than one peripheral nerve. A high percentage responded even to stimulation of both superficial and deep radial nerves (purely tactile and proprioceptive, respectively) suggesting cross-modal in addition to cross-muscle convergence (24). A more recent study helps to reconcile these findings; Bengtsson et al. found that while CN neurons often receive input from a large number of afferents, only a small number of them strongly activate CN; the majority are “silent synapses” (25). The high levels of convergence observed with peripheral nerve stimulation may result from nonphysiological levels of synchronous inputs.
This evidence of limited convergence onto CN is further supported by our ability to predict the PDs of individual spindle-receiving neurons based on the single dominant muscle in their receptive field. This was true both at the single-neuron level (primarily for CN neurons that received inputs from the arm; Supplemental Fig. S11, https://figshare.com/s/94078b422bd069857c1a) as well as the population level, with one caveat. Although the major node of the CN PD distribution pointing toward the body closely matched that of the simulated distribution, the latter had an additional prominent lobe pointing away from the body, which was only weakly represented in the CN distribution. This bimodal PD distribution was predicted previously for both muscle spindles (26) and neurons in primary motor cortex (27). The discrepancy between simulated and actual CN PD distributions may be explained by a sampling bias introduced by the fixed depth of the recording electrodes. Consistent with this idea, somatotopic organization in DCN-complex nuclei has been observed not only along the mediolateral and rostro caudal axes but also in depth (7, 17). Previous investigations have found proprioceptive CN neurons over 3.5 mm deep compared to our 1.5 mm, suggesting that we may be sampling less than half of the depth extent of CN with this array design.
For the most part, active and passive PDs were similar for CN neurons, with more than 50% differing by less than 30°. There were occasional discrepancies, which likely arise from a combination of factors including PD estimation uncertainty (28), altered descending drive (including gamma drive to spindles, Supplemental Fig. S7, https://figshare.com/s/a60ab3de2b78d5a73d98), or convergence from unmodeled receptors, such as GTOs (Supplemental Fig. S8, https://figshare.com/s/e0a76ff42af5a92628af).
CN Response Sensitivity during Active and Passive Arm Movements
Tactile perceptual sensitivity is attenuated during self-generated movement (29, 30). Consistent with this observation, the magnitude of evoked potentials in somatosensory cortex is also reduced during reaching (31). This attenuation has been shown to occur at least in part at the level of CN, where experiments in cats showed that field potentials reflecting CN output are attenuated both by stimulation of the motor cortices (32) and during active stepping movements (6). These effects are at least partially mediated by presynaptic inhibition in the cuneate (33). These observations led to the hypothesis that afferent signals might be attenuated to reduce sensory noise, particularly during rapid, ballistic movements intended to be executed without feedback (31, 34). However, more recent studies reveal a more nuanced picture: particular CN responses are potentiated when stimulation is applied to a cortical site with an RF that matches that of CN and attenuated when the RFs do not match (35). We found that ∼40% of all CN muscle-like neurons were potentiated in the active condition, and only 15% were attenuated (though some quite markedly).
The responses of cutaneous nerve fibers have been shown to carry limb-kinematic information comparable to that of muscle spindles (36). Furthermore, activation of cutaneous afferents in a manner that mimics that occurring during arm movement biases the conscious perception of hand location (37, 38). To the extent that cutaneous signals complement muscle-derived ones to support proprioception, one might expect that cutaneous signals would also be potentiated during active movements. In our experiments, changes in sensitivity of cutaneous neurons were less common than those of muscle-like neurons and were equally likely to be attenuation as potentiation. These widely varied patterns of altered sensitivity, and their consistency within experimental sessions (Fig. 8C), suggest that they are not random, but rather fine-tuned across muscles and receptors, perhaps functionally “spotlighting” relevant information. There may also be differential effects on sensitivity depending on the location of the RF. More distal tactile RFs may have different sensitivity than the proximal, primarily proprioceptive, RFs included in this analysis.
CN neurons receive input both directly from peripheral receptors and by way of spinal interneurons in laminae 3–7. One study estimates that in the rat, between 30%–40% of dorsal column afferents to CN are these second-order neurons (17, 39). Thus, gain modulation in CN might have a spinal origin. One study found cutaneous afferent input to cervical spinal interneurons to be consistently attenuated during active movements, while proprioceptive information was potentiated (40). That study differed from ours in the location of the receptive fields, ours focusing on neurons with proximal limb RFs, and the earlier study, the hand and distal arm. The discrepancy between our studies may result from the very different roles of distal cutaneous neurons for stereognosis and object interactions, and proximal arm neurons (both cutaneous and muscle) for control of reaching and a sense of limb position and movement. Importantly, our experiments could not distinguish between altered gamma drive, spinal modulation of spinal transmission, or descending inputs to CN as the source for the modulation of proprioception in our recordings.
CN Responses: A Lens into Gamma Drive
The influence of gamma drive on spindle responses during active reaching movements is understood only qualitatively (1, 41). Our ability to record CN neurons during reaching may provide an indirect view of gamma modulation of spindle activity. In the passive condition, many spindle-receiving CN neurons reduced their firing for nonpreferred directions, responses presumably associated with shortening of the muscle in their RF. However, these same neurons often did not have decreased rates during active movement in the same directions, suggesting that gamma drive may have prevented the spindles from falling silent. In fact, we often saw transient increases in the firing rate in these antipreferred directions near movement onset (Supplemental Fig. S7, https://figshare.com/s/a60ab3de2b78d5a73d98). These effects are consistent with increased gamma drive, though we cannot rule out other effects of descending modulatory input to the spinal cord or CN.
Use of CN as a Neural Interface Site for Somatosensory Replacement
With the increasing sophistication of efferent brain computer interfaces that can allow paralyzed patients to move (42–44), attention has swung to the complementary problem: restoring touch and proprioception to these patients by activating the somatosensory system electrically (45–47). Somatosensory cortical stimulation has been used in both intact monkeys and paralyzed patients to elicit somatosensory percepts. Humans with electrode arrays implanted in the primary somatosensory cortex report strong, repeatable sensations from stimulation, including pressure, tingling, and vibration. However, proprioceptive-like percepts have been rare or absent (42, 44, 46). Likewise, targeted muscle reinnervation (TMR) and peripheral nerve stimulation have shown promise in restoring sensation in limb amputees (48–50), in part because the simpler coding and additional peripheral processing may simplify stimulus paradigms.
For spinal cord injury patients, the site above the lesion nearest the periphery is the CN, making it an appealing option to consider as a site of stimulation for sensory replacement (51). We found a somatotopy across each array that was consistent across monkeys. Neurons were segregated both by modality (rostral and ventral subnuclei) and receptive field location, similar to earlier descriptions (17). This somatotopic representation may allow for coherent proprioceptive percepts to be evoked via electrical stimulation. One drawback to CN as a site of proprioceptive replacement is the potential for damage to the dorsal columns or other medullary nuclei. Although deafferentation is not a major concern for a person with a spinal cord injury who lacks sensation, CN lies close to medullary regions critical for homeostatic regulation, such as the dorsal respiratory group (52). Attempts to restore sensation in the medulla need to take care to minimize trauma to the surrounding tissue, perhaps with lower stiffness or nonpenetrating electrodes.
SUPPLEMENTAL DATA
Supplemental Fig. S1: https://doi.org/10.6084/m9.figshare.14237399; Supplemental Fig. S2: https://doi.org/10.6084/m9.figshare.14237405; Supplemental Fig. S3: https://doi.org/10.6084/m9.figshare.14237408; Supplemental Fig. S4: https://doi.org/10.6084/m9.figshare.14237411; Supplemental Fig. S5: https://doi.org/10.6084/m9.figshare.14237417; Supplemental Fig. S6: https://doi.org/10.6084/m9.figshare.14237426; Supplemental Fig. S7: https://doi.org/10.6084/m9.figshare.14237429; Supplemental Fig. S8: https://doi.org/10.6084/m9.figshare.14237432; Supplemental Fig. S9: https://doi.org/10.6084/m9.figshare.14237435; Supplemental Fig. S10: https://doi.org/10.6084/m9.figshare.14237438; Supplemental Fig. S11: https://doi.org/10.6084/m9.figshare.14237441; Supplemental Table S1: https://doi.org/10.6084/m9.figshare.14456091.
GRANTS
This work was supported by Chicago Biomedical Consortium Grant CBC C-049 and by National Institute for Neurological Disorders and Stroke Grants R01 NS095162 (S. J. Bensmaia) and F31NS106833 (C. Versteeg).
DISCLOSURES
No conflicts of interest, financial or otherwise, are declared by the authors.
AUTHOR CONTRIBUTIONS
C.V., J.M.R., S.J.B., and L.E.M. conceived and designed research; C.V. and J.M.R. performed experiments; C.V. analyzed data; C.V. and L.E.M. interpreted results of experiments; C.V. and L.E.M. prepared figures; C.V. drafted manuscript; C.V., J.M.R., S.J.B., and L.E.M. edited and revised manuscript; C.V., S.J.B., and L.E.M. approved final version of manuscript.
ACKNOWLEDGMENTS
We thank Drs. Leah Krubitzer and Mary Baldwin for their histological expertise and helpful discussions.
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