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. 2020 Nov 30;3:62. [Version 1] doi: 10.12688/aasopenres.13165.1

Prevalence of plasmid-mediated AmpC beta-lactamases in Enterobacteria isolated from urban and rural folks in Uganda

Christine F Najjuka 1,a,#, David Patrick Kateete 1,2,b,#, Dennis K Lodiongo 1,3, Obede Mambo 1,4, Chunderika Mocktar 5, William Kayondo 6, Hannington Baluku 1, Henry M Kajumbula 1, Sabiha Y Essack 5, Moses L Joloba 1,2
PMCID: PMC8422338  PMID: 34549164

Abstract

Background: AmpC beta-lactamase-producing bacteria are associated with increased resistance to third-generation cephalosporins. Here, we describe plasmid-mediated AmpC beta-lactamase-producing enterobacteria isolated from urban and rural dwellers in Uganda.

Methods: Stool and urine from 1,448 individuals attending outpatient clinics in Kampala and two rural districts in central Uganda were processed for isolation of Escherichia coli and Klebsiella. Following antibiotic susceptibility testing, cefoxitin resistant isolates, and amoxicillin/clavulanate resistant but cefoxitin susceptible isolates, were tested for AmpC beta-lactamase production using the cefoxitin-cloxacillin double-disc synergy test. Carriage of plasmid-mediated AmpC beta-lactamase-encoding genes (pAmpC) and extended spectrum beta-lactamase (ESBL) encoding genes was determined by PCR.

Results: Nine hundred and thirty E. coli and 55 Klebsiella were recovered from the cultured samples, yielding 985 isolates investigated (one per participant). One hundred and twenty-nine isolates (13.1%, 129/985) were AmpC beta-lactamase producers, of which 111 were molecularly characterized for pAmpC and ESBL gene carriage. pAmpC genes were detected in 60% (67/111) of the AmpC beta-lactamase producers; pAmpC genes were also detected in 18 AmpC beta-lactamase non-producers and in 13 isolates with reduced susceptibility to third-generation cephalosporins, yielding a total of 98 isolates that carried pAmpC genes. Overall, the prevalence of pAmpC genes in cefoxitin resistant and/or amoxicillin/clavulanate resistant E. coli and Klebsiella was 59% (93/157) and 26.1% (5/23), respectively. The overall prevalence of pAmpC-positive enterobacteria was 10% (98/985); 16.4% (45/274) in Kampala, 6.2% (25/406) Kayunga, and 9.2% (28/305) Mpigi. Ciprofloxacin use was associated with carriage of pAmpC-positive bacteria while residing in a rural district was associated with protection from carriage of pAmpC-positive bacteria.

Conclusion: pAmpC beta-lactamase producing enterobacteria are prevalent in urban and rural dwellers in Uganda; therefore, cefoxitn should be considered during routine susceptibility testing in this setting.

Keywords: Enterobacteriaceae, Escherichia coli, Klebsiella, Urban-Rural, Kampala-Uganda

Introduction

Enterobacteriaceae is a family of Gram-negative bacteria that inhabit the mammalian gut and includes the leading causes of community- and hospital-acquired infections 1. Enterobacteriaceae have become increasingly resistant to antibiotics, especially beta (β)-lactam agents, the mainstay of treatment for infections caused by them. One of the main mechanisms underlying resistance to β-lactam antibiotics among the enterobacteriaceae are the AmpC β-lactamases. These enzymes are clinically relevant as they confer resistance to most β-lactam antibiotics, except the fourth-generation cephalosporins and carbapenems 24 .

AmpC β-lactamases are chromosomally encoded in most species of the enterobacteriaceae, particularly Citrobacter freundii, Enterobacter, Morganella morganii, Hafnia alvei, Aeromonas and Serratia spp. 3. However, Escherichia coli and other enterobacteria, notably Proteus mirabilis, Salmonella and Klebsiella spp., can acquire plasmid-encoded AmpC β-lactamases (pAmpC), which are highly transferable between species. Note that Proteus mirabilis, Salmonella and Klebsiella spp. lack chromosomally-encoded AmpC enzymes, while a chromosomally-encoded AmpC β-lactamase occurs in E. coli but it is expressed at low basal levels due to presence of a weak promoter and attenuator, which makes E. coli susceptible to cephamycins (e.g. cefoxitin, cefotetan) 2, 5, 6. Acquisition of pAmpC β-lactamases by species like E. coli and Klebsiella pneumoniae ( K. pneumoniae) is worrying as it enables an efficient spread of extended resistance in bacteria and ultimately their spread in the community 3. Furthermore, the widespread use of cephamycins and β-lactamase inhibitor combinations (e.g. clavulanic acid/amoxicillin and tazobactam/piperacillin) has contributed to selection of pAmpC β-lactamase producing strains worldwide 7, 8.

Once they have colonized the gut, pAmpC β-lactamase producing strains may initiate an infection at various anatomical sites 9. In low-income countries where such infections are empirically treated with third-generation cephalosporins, failure to detect AmpC β-lactamase-related resistance may lead to treatment failure. Moreover, the cut-off / break points for the disc diffusion / minimum inhibitory concentrations (MICs) may not detect AmpC β-lactamase production and resistance to third-generation cephalosporins. Carbapenems are currently the only effective drugs against infections caused by AmpC β-lactamase producing bacteria, since these bacteria tend to be multidrug resistant (MDR) 10. However, carbapenamase-producing enterobacteria are now common in low-income countries including Uganda 11.

Although pAmpC β-lactamase producing bacteria have been reported throughout the world 3, 7, 12, 13, there is little information about them in Uganda, especially their frequency among enterobacteria. Therefore, the aim of this study was to estimate the prevalence of pAmpC β-lactamase producing bacteria among Enterobacteriaceae isolated from individuals attending outpatient clinics in Kampala city and two rural districts in central Uganda. We show that pAmpC β-lactamase producing bacteria are prevalent in enterobacteriaceae isolated from urban and rural dwellers in Uganda, implying that ceftriaxone, an antibiotic commonly used to treat systemic infections in Uganda, could be associated with treatment failure.

Methods

Study setting

This cross-sectional study was conducted on flora from stool and urine of clients attending outpatients clinics in Kampala and two rural districts (Kayunga and Mpigi) in central Uganda 14. The study sites were purposively selected with an assumption that urban areas are associated with high bacterial carriage and exposure to antibiotics compared to rural areas 15. Kampala (urban) and Mpigi districts were assumed to have a wet-tropical climate, while Kayunga has a wet-dry tropical climate 16.

Sample size estimation and sampling

The sample size for each study subsite was proportional to the contribution of the facility to the total outpatient clinic attendance in the months of April, May and June of 2006. All individuals attending the clinics were eligible to participate. By then, there was no data on antibiotic resistance among E. coli and/or K. pneumoniae isolates in well-defined community infections in Uganda. As such, the sample size was estimated based on an observed prevalence of 19.6% for K. pneumoniae carriage in clinical samples (urine, etc.) at Makerere University’s Clinical Microbiology Laboratory (unpublished observations). In each of the three districts, multistage sampling was done based on the average clinic attendance for the district. Thirty clusters of 16–20 participants were selected from each district using probability proportion to size sampling. Two busy days of a week were purposively chosen to visit a selected health care facility. When the number of participants exceeded 20, systematic sampling was done. A standardized interviewer-administered questionnaire was used to collect clinical and demographic data. Participants were instructed to provide stool or urine (if unable to provide stool) in a sterile screw-cap container. Samples from the rural districts were stored at 4°C for up to 24 hours prior to transportation, while those from Kampala were immediately transported to the laboratory at Makerere University College of Health Sciences for culturing.

Culturing and identification of E. coli and K. pneumoniae

The procedure for culturing and isolate identification was described previously 14. Briefly, samples were streaked on MacConkey agar medium on the third/fourth quadrant, and incubated at 37°C for 18–24 hours in ambient air. In case of stool, samples were first emulsified in sterile normal saline before inoculation onto MacConkey agar plates. Lactose fermenting isolates with colony morphology suggestive of E. coli and Klebsiella spp. were subjected to oxidase testing and when negative, they were cultured for 18–24 hours on triple sugar and iron (TSI) agar, Simmons citrate agar, urea and Sulphide Indole Motility (SIM) medium for identification. Inconclusive isolates were confirmed as E. coli or Klebsiella by using the API 20E system (BioMerieux Marcy 1’Etoile, France).

Antibiotic susceptibility testing

Antibiotic susceptibility testing (AST) was performed with the disc diffusion tests (DDT) on Mueller Hinton Agar (MHA) (Biolab, Hungary) as recommended by the Clinical Laboratory Standards Institute (CLSI) 17. Bacterial suspensions equivalent to 0.5 McFarland standard were prepared. The DDT included antibiotic disks (Biolab, Hungary) of ampicillin (10 µg), amoxicillin/clavulanate (20/10 µg), cefuroxime (30 µg), ceftriaxone (30 µg), cefotaxime (30 µg), ceftazidime (30 µg), meropenem (30 µg), sulfamethoxazole/trimethoprim (co-trimoxazole) (23.75/1.25 µg), chloramphenicol (30 µg), gentamicin (10 µg), ciprofloxacin (5 µg), nitrofurantoin (300 µg), cefepime (30 µg), piperacillin/tazobactam(100/10 µg) and cefoxitin (30 µg). E. coli ATCC25992, Staphylococcus aureusATCC29213, Pseudomonas aeruginosa ATCC27853 and Enterococcus faecalis ATCC29212 were used as quality controls.

Testing for AmpC β-lactamase production

Typically, AmpC β-lactamases confer resistance to cephamycins (e.g. cefoxitin), a characteristic widely used to distinguish them from the extended-spectrum β-lactamases (ESBLs), and to functionally screen for AmpC β-lactamase producing isolates 3, 4, 1821 . As such, all cefoxitin resistant isolates in this study were screened by the cefoxitin/cloxacillin double-disc synergy test (CC-DDST) to detect AmpC β-lactamase production as previously described 22. As AmpC β-lactamases are associated with clavulanate resistance 17, 23, isolates with reduced susceptibility to amoxicillin/clavulanate were also tested for AmpC β-lactamase production. Susceptibility to cefoxitin and to third-generation cephalosporins was determined based on the CLSI guidelines (2007) 24. Furthermore, isolates that were positive on the CC-DDST (i.e. AmpC β-lactamase producers) were re-tested with E-test strips containing cefotetan and cefotetan/cloxacillin (CN/CNI, AB BIODISC, Solna, Sweden). E-test screening was considered positive for AmpC β-lactamase production when MIC ratio for cefotetan / cefotetan/cloxacillin was ≥8 22. Testing for ESBL production was carried out as described previously 25, on isolates with reduced zone diameters to third-generation cephalosporins. Briefly, isolates with zone diameters of 22 mm, 25 mm, 27 mm and 27 mm for discs of ceftazidime, ceftriaxone, cefotaxime and aztreonam respectively, were considered suspect for ESBL-production, which was subsequently confirmed by the double disc synergy test (DDST). Detection of ESBLs was The DDST for detection of ESBLs was performed by using amoxicillin/clavulanate disc in the center, and discs of ceftazidime, ceftriaxone, aztreonam, and cefotaxime placed 15–20 mm center-to-center from the amoxicillin-clavulanate disc. Extension of the zone of inhibition towards the clavulanate disc was indicative of ESBL-production.

Screening for ESBL and pAmpC β-lactamase genes

All isolates testing positive for AmpC β-lactamase production on the CC-DDST were tested by polymerase chain reaction (PCR) for pAmpC gene carriage. Further, as pAmpC β-lactamase genes have also been detected in isolates with reduced susceptibility to third-generation cephalosporins, we tested isolates with inhibition zone diameters of ≤27 mm, ≤25 mm and ≤22 mm for cefotaxime, ceftriaxone and ceftazidime, respectively, for pAmpC gene carriage 17, 23. In-house multiplex PCRs targeting AmpC β-lactamase genes bla CIT , bla DHA , bla MOX , bla FOX , bla EBC, bla ACC and bla CMY-2 were performed using published primers, Thermo-Fisher Taq DNA polymerase and PCR master-mixes, and conditions 6, 26. Amplification was performed in a 3Prime Mid-size thermocycler (Techne, UK) and the expected amplicon sizes were successfully generated. PCR amplification of ESBL genes bla CTX-M, bla TEM and bla SHV was performed with Taq DNA polymerase (Thermo-Fisher Inc.) using published primers 27. Amplicons were sequenced (ACGT, Wheeling, IL, USA) by the chain termination method (Sanger sequencing) and sequences confirmed through BLAST-searching at NCBI. Phylogenetic group typing of E. coli was done according to the method of Clermont et al, in which PCR of a combination of two genes ( chuA & yjaA) and an anonymous DNA fragment are used to classify strains 28.

Data analysis

The data were double entered for validation using EPIDATA software version 3.1, cleaned and exported to STATA (v14) for analysis. Data were compared across the districts using descriptive statistics, frequencies and bivariate analyses (cross-tabulations). Associations between outcome variables, i.e. isolates with ESBL/pAmpC genes, and categorical independent variables, i.e. socio-demographics, use of antibiotics, history of hospital admission and medical procedures three months prior to visits, were tested using Pearson’s Chi-square. A significant level was set at p<0.05. Similarly, odds ratios (ORs) between the categorical independent variables and outcome variables were determined. Variables with p<0.2 at bivariate analysis were entered into multivariate logistic regression models with backward elimination. Independent variables used were gender (male vs. female), health center level, health sub-district and district, history of admission, history of medical procedures and antibiotic use recalled by client and from health record during the previous three months. To control for the effect of clustering, regression with robust standard errors was used.

Ethical statement

The study protocol and consent procedure were reviewed and approved by the Research Ethics Committee and the Higher Degrees committee of Makerere University Medical School (IRB #-2006-009) and the Uganda National Council for Science and Technology (HS246). All adult participants and guardians gave written informed consent before participation. The consent process included storage and use of the collected stool and urine samples for further studies. We obtained assent from participants below the age of 18 years in addition to informed consent from their parent/guardians/caregivers.

Results

Demographic characteristics, bacterial isolates

Of the 1,448 participants we enrolled, females were the majority i.e. 63.3% (913/1,448). Thirty three percent of the participants (474/1,448) were from Kampala, 35% (508/1,448) from Kayunga and 32% (466/1,448) from Mpigi. Around 56% (802/1,448) of the participants were in the 15-44-year age group (Table S1, Extended data 29).

From the 730 stool and 718 urine samples processed, 985 enterobacteria were isolated, of which 94.4% (930/985) were E. coli and 5.6% (55/985) were K. pneumoniae. Per district, 58% (274/474) of the enterobacteria were from Kampala, 80% (406/508) from Kayunga, and 65.5% (305/466) from Mpigi. The characteristics of the participants whose samples grew E. coli and K. pneumoniae are shown in Table S2 (see Extended data 29). None of the urine samples grew bacteria at ≥10 4 colony forming units (CFU) per milliliter implying that there was no infection-related growth. Overall, 37% (535/1,448) of the participants visited outpatient clinics for general conditions and bacteria grew in 68% (363/535) of these participants. Of the 731 participants who presented with infectious conditions, 67% (488/731) had bacterial growth in their samples. Of the 122 participants who visited HIV/AIDS clinics for routine checks, 72% (88/122) had growth (Tables S1 and S2, Extended data 29). Furthermore, 1,093 participants reported to have taken antibiotics three months prior to the visit, of whom 69% (755/1,093) had growth. Of the 125 participants who reported to have been previously admitted to hospitals, 62% (78/125) had growth. Of the 130 participants who reported to have undergone medical procedures three months prior to the clinic visit, 55% (71/130) had growth (Tables S1 and S2, Extended data 29).

Prevalence of AmpC β-lactamase producing isolates

Of the 985 bacterial isolates investigated, 21% (209/985) were cefoxitin resistant. However, 25 cefoxitin resistant isolates were not available at the time of analysis, leaving 184 isolates that were investigated, of which 70% (129/184) were AmpC β-lactamase producers, while 30% (55/184) were non-producers ( Figure 1). Therefore, the prevalence of AmpC β-lactamase producers among cefoxitin resistant isolates was 70% (129/184), implying the overall prevalence of AmpC β-lactamase producing isolates among enterobacteria was 13.1% (129/985); 12.5% (116/930 E. coli and 23.6% (13/55) Klebsiella. Per district the prevalence of AmpC β-lactamase producing bacteria was 23.7% (65/274) Kampala, 12.1% (37/305) Mpigi, and 6.7% (27/406) Kayunga. Furthermore, given the association between AmpC β-lactamases and clavulanate resistance, 247 amoxicillin/clavulanate resistant isolates in this study (see below) comprising of 229 E. coli and 18 Klebsiella, were tested for cefoxitin resistance, majority of which i.e. 84.6% (209/247) were found to be cefoxitin resistant while only 15.4% (38/247) were cefoxitin susceptible. Of the 209 amoxicillin/clavulanate and cefoxitin resistant isolates, 61.7% (129/209) were AmpC producers ( Figure 1).

Figure 1. Study flow chart.

Figure 1.

Prevalence of pAmpC β-lactamase genes

Of 129 cefoxitin resistant and AmpC β-lactamase producing isolates, 111 were tested for pAmpC β-lactamase gene carriage. Of these, 60% (67/111) carried pAmpC genes. Furthermore, 47 of the 55 AmpC β-lactamase non-producers (see above) were tested for pAmpC gene carriage as they were cefoxitin resistant (MIC ≥16 μg/ml). Of these, 38% (18/47) carried pAmpC genes. Therefore, 54% (85/158) of the cefoxitin resistant isolates in this study (111 AmpC β-lactamase producers plus 47 AmpC β-lactamase non-producers) carried pAmpC β-lactamase genes. Isolates with reduced susceptibility to third-generation cephalosporins are suspects for AmpC β-lactamase production; in this study, 33.8% (22/65) of such isolates were cefoxitin susceptible, of which 59% (13/22) carried pAmpC genes. Overall, a total of 180 isolates (158 cefoxitin resistant plus 22 cefoxitin susceptible with reduced susceptibility to third-generation cephalosporins), comprising of 157 E. coli and 23 Klebsiella, were tested for pAmpC gene carriage ( Figure 1). Of these, 54% (cefoxitin resistant isolates, 85/158) were pAmpC positive while 59.1% (cefoxitin susceptible isolates with reduced susceptibility to third-generation cephalosporins, 13/22) were pAmpC positive, giving a total of 98 pAmpC positive isolates detected.

The overall prevalence of pAmpC genes in enterobacteria was 10% (98/985); by district it was 16.4% (45/274) in Kampala, 6.2% (25/406) Kayunga and 9.2% (28/305) Mpigi; hence, the urban district of Kampala had more pAmpC gene positive bacteria. Per species the prevalence of pAmpC genes among cefoxitin resistant and/or amoxicillin/clavulanate resistant isolates was 59% (93/157) in E. coli and 26.1% (5/23) in Klebsiella. pAmpC β-lactamase gene carriage correlated with AmpC β-lactamase production (χ 2 =11.7, P-value 0.0003). The pAmpC β-lactamase producing E. coli belonged to phylogenetic groups A (n=23), B1 (n=10), B2 (n=35) and D (n=25). Overall, 39.6% (44/111) of AmpC β-lactamase producing isolates did not carry pAmpC genes, of which eight were Klebsiella that do not carry chromosomal AmpC genes. The AmpC β-lactamase producing isolates of E. coli that were pAmpC negative were assumed to be hyper-producers of chromosomal AmpC β-lactamases. Relatedly, the AmpC β-lactamase producing isolates of Klebsiella that were pAmpC negative likely carried genes we did not screen for. The characteristics of participants who carried pAmpC gene-positive bacteria are shown in Table 1.

Table 1. Characteristics of participants who carried pAmpC gene positive bacteria.

Characteristics pAmpC
Not present,
n (%)
Present,
n (%)
p-value
Age group
0–14 260 (31.8) 36 (36.7) 0.131
15–44 440 (53.9) 55 (56.1)
45+ 117 (14.3) 7 (7.2)
Sex
Female 544 (66.5) 59 (60.2) 0.214
Male 274 (33.5) 39 (39.8)
Health center level
National referral 75 (9.1) 18 (18.4) 0.023
General hospital 220 (26.8) 28 (28.6)
Health center IV 134 (16.3) 11 (11.2)
Health center III 392 (47.8) 41 (41.8)
District
Kampala 198 (24.1) 44 (44.9) <0.001
Kayunga 363 (44.2) 25 (25.5)
Mpigi 260 (31.7) 29 (29.6)
Reason for visit
ISS 76 (9.8) 5 (5.3) 0.350
Infection 398 (51.2) 50 (52.6)
General 303 (39.0) 40 (42.1)
History of admission
No 748 (92.4) 86 (88.7) 0.207
Yes 62 (7.6) 11 (11.3)
History of medical
procedures
Contact 4 (7.3) 1 (14.2) (omitted)
Inoculation 40 (72.7) 3 (42.9
Surgery 11 (20.0) 3 (42.9
Use of antibiotics
No 194 (23.6) 24 (24.5) (omitted)
Yes 627 (76.4) 74 (75.5)
Use of penicillin
No 427 (67.8) 53 (73.6) 0.313
Yes 203 (32.2) 19 (26.4)
Use of ciprofloxacin
No 566 (89.8) 59 (80.8) 0.020
Yes 64 (10.2) 14 (19.2)
Use of cotrimoxazol
(septrin)
No 239 (34.3) 34 (40.0) 0.297
Yes 458 (65.7) 51 (60.0)

ISS, immune suppression syndrome (HIV/AIDS).

The pAmpC genes detected were bla CIT (n=54), bla CMY-2 (n=23), bla CMY-4 (n=31), bla EBC (n=51, mainly bla ACT-1) and bla DHA (n=20), Table 2. Twenty-two isolates carried ≥2 pAmpC genes and the most frequent combination was bla EBC plus bla CIT. Furthermore, in this study, 11 ESBL producing isolates carried bla CTX-M-15 while three carried bla CTX-M-28. Co-existence of pAmpC with betalactamase genes ( bla CTX-M, bla SHV, bla TEM) occurred in 49% (48/98), 9.2% (9/98) and 34.7% (34/98) isolates, respectively. Figure 2 depicts the distribution of β-lactamase genotypes in the three districts.

Figure 2. Distribution of β-lactamase genotypes in the three districts of Kampala, Kayunga and Mpigi.

Figure 2.

Table 2. Prevalence of pAmpC β-lactamase genes among E. coli and Klebsiella across the three districts.

pAmpC
gene a
Specimen type
(N=98)
District Total b
Stool
55 (56%)
Urine
43 (44%)
Kampala
45/274 (16.4%)
Kayunga
25/406 (6.2%)
Mpigi
28/305 (9.2%)
bla CIT 30 24 25 (13/12) 12 (2/10) 17 (8/9) 54
bla DHA 10 10 5 8 7 20
bla EBC 28 23 28 11 12 51

aBased on a multiplex PCR by Perez-Perez and Hanson, 2002; bNumbers are derived from specimen type.

Antibiotic resistance patterns

Generally, cefoxitin resistance varied across the three districts and the variation was statistically significant (p=0.023), Table S3 (see Extended data 29). Furthermore, 59% (58/98) of the pAmpC β-lactamase producing isolates were resistant to a β-lactam antibiotic and to two other classes of commonly used non-β-lactam antibiotics, implying they were MDR 30. Two of the isolates were resistant to co-trimoxazole, ciprofloxacin, gentamicin, nitrofurantoin and chloramphenicol, while seven were co-resistant to these drugs excluding nitrofurantoin, and one was resistant to the same drugs except chloramphenicol. Resistance to ciprofloxacin, co-trimoxazole and gentamicin was noted in nine isolates, co-trimoxazole and chloramphenicol in 22 and co-trimoxazole and gentamicin in five. Resistance to individual antibiotics among the pAmpC β-lactamase gene positive isolates was as follows, co-trimoxazole 79% (77/98); chloramphenicol 34.5% (34/98); ciprofloxacin 28% (27/98); gentamicin 23.5% (23/98); nitrofurantoin 8% (8/98); piperacillin/tazobactam 30.6% (30/98). None of the isolates were resistant to carbapenems.

Factors associated with carriage of pAmpC β-lactamase producing bacteria

There was significant association between health center level, district of residence, use of ciprofloxacin and sample type with carriage of pAmpC β-lactamase producing bacteria, Table 3. After adjusting for each of them, the district of residence remained an independent risk factor for carriage of pAmpC β-lactamase producing bacteria, Table 3. Overall, we found that residing in a rural district (Kayunga/Mpigi) was associated with low carriage of pAmpC β-lactamase producing bacteria (aOR 0.23 (95% CI:0.11, 0.47) and aOR 0.49 (95% CI:0.25, 0.99), respectively). Similarly, participants who were 45 years and above carried less pAmpC positive bacteria (aOR 0.17; 95% CI:0.05, 0.62). Ciprofloxacin use was an independent risk factor for carriage of pAmpC positive bacteria (aOR 2.61; 95% CI:1.28, 5.32), Table 3.

Table 3. Factors associated with carriage of pAmpC β-lactamase producing bacteria.

Characteristic pAmpC gene
Not present,
n (%)
Present,
n (%)
p-value cOR (95% CI) aOR (95% CI)
Age group
0–14 260 (31.8) 36 (36.7) 0.131 1.0 1.0
15–44 440 (53.9) 55 (56.1) 0.90 (0.58, 1.41) 0.59 (0.32, 1.07)
45+ 117 (14.3) 7 (7.2) 0.43 (0.19, 1.00) * 0.17 (0.05, 0.62) *
Gender
Female 544 (66.5) 59 (60.2) 0.214 1.0 1.0
Male 274 (33.5) 39 (39.8) 1.31 (0.85, 2.02) 1.48 (085, 2.56)
Health center level
National Referral 75 (9.1) 18 (18.4) 0.023 1.0 1.0
General Hospital 220 (26.8) 28 (28.6) 0.53 (0.28, 1.01) 1.04 (0.40, 2.70)
Health Center IV 134 (16.3) 11 (11.2) 0.34 (0.15, 0.76) * 1.53 (0.47, 5.00)
Health Center III 392 (47.8) 41 (41.8) 0.44 (0.24, 0.80) * 0.74 (0.28, 1.98)
District
Kampala a 198 (24.1) 44 (44.9) <0.001 1.0 1.0
Kayunga b 363 (44.2) 25 (25.5) 0.31 (0.18, 0.52) 0.23 (0.11, 0.47) *
Mpigi c 260 (31.7) 29 (29.6) 0.50 (0.30, 0.83) * 0.49 (0.25, 0.99) *
Reason for visit
ISS 76 (9.8) 5 (5.3) 0.350 1.0 1.0
Infection 398 (51.2) 50 (52.6) 1.91 (0.74, 4.94) 2.60 (0.73, 9.32)
General 303 (39.0) 40 (42.1) 2.01 (0.77, 5.26) 3.20 (0.86, 11.86)
History of admission
No 748 (92.4) 86 (88.7) 0.207 1.0 1.0
Yes 62 (7.6) 11 (11.3) 1.54 (0.78, 3.04) 0.55 (0.21, 1.49)
History of medical procedures
Contact 4 (7.3) 1 (14.2) 0.178
Inoculation 40 (72.7) 3 (42.9
Surgery 11 (20.0) 3 (42.9
Antibiotic use (any)
No 194 (23.6) 24 (24.5) 0.850
Yes 627 (76.4) 74 (75.5)
Use of penicillin
No 427 (67.8) 53 (73.6) 0.313
Yes 203 (32.2) 19 (26.4)
Use of ciprofloxacin
No 566 (89.8) 59 (80.8) 0.020 1.0 1.0
Yes 64 (10.2) 14 (19.2) 2.10 (1.11, 3.97) 2.61 (1.28, 5.32)
Use of co-trimoxazole
No 239 (34.3) 34 (40.0) 0.297
Yes 458 (65.7) 51 (60.0)

cOR, crude odds ratio; aOR, adjusted odds ratio; ISS, immune suppression syndrome (HIV/AIDS); *Statistically significant association.

Discussion

AmpC β-lactamases are clinically important in that community-acquired infections arising from strains producing these enzymes may not respond to empiric treatment with common antibiotics. The cefoxitin/cloxacillin double-disc synergy screening of cefoxitin and amoxicillin/clavulanate resistant isolates for AmpC β-lactamase production is a simple and efficient method of quickly detecting these resistance mechanisms in isolates 21, 22. Using this approach, the prevalence of AmpC β-lactamase producing bacteria in this study (13.2%), and the prevalence of pAmpC β-lactamase gene carriage (26-59%) was high but comparable to the rate of 36.5% at Mbarara Regional Referral Hospital in South-western Uganda 20. The prevalence in our study is higher than rates from other East African settings 3133 ; however, the study populations were varied, making direct comparison difficult. Furthermore, in this study, co-carriage rates of ESBL- and pAmpC genes was high, which is a cause for concern as individuals carrying strains producing these enzymes could be reservoirs of spread for MDR bacteria 34, 35. A significant number of isolates that were susceptible to third-generation cephalosporins but cefoxitin resistant carried pAmpC genes, a discordance that has been reported before 3, 36. The overall carriage rate (10%) for pAmpC genes in enterobacteriaceae in this study reflects extensive use of antibiotics, as found in Libya where a fecal carriage rate of 6.7% for pAmpC β-lactamase producing bacteria in the community was reported 37. Importantly, ceftriaxone has been used in Uganda for the last two decades, mainly in empirical treatment of systemic bacterial infections and currently its prescription among in-patients is higher than that of other antibiotics 38. Such extensive use of ceftriaxone could be a driving force behind the high pAmpC gene carriage rates. Coexistence between bla EBC and bla CIT genes in isolates has been reported before in Africa and Asia 36, 39. bla CIT reported in this study comprised of the bla CMY-2 and bla CMY-4 genes. In Africa, bla CMY-4 was first reported in North Africa. The detection of bla DHA and bla EBC genes is of concern as bla ACT-1, a prototype gene for the bla EBC and bla DHA genes, is linked to a functional ampR regulator and is inducible 40, 41. In Seoul, Korea, four of the five deaths from bloodstream infections due to bla DHA producing K. pneumoniae were associated with treatment with extended spectrum cephalosporins 42.

In this study, about half of the isolates exhibiting reduced susceptibility to third-generation cephalosporins carried pAmpC β-lactamase genes, which contrasted findings from Northern Europe where 100% of isolates exhibiting reduced susceptibility to third-generation cephalosporins carried pAmpC genes 23. Furthermore, 73% of cefoxitin resistant and pAmpC positive isolates were susceptible to third-generation cephalosporins, in contrast with 26% (10/38) reported from Switzerland, for pAmpC producing isolates that were susceptible to third-generation cephalosporins 43. Overall, findings in this study suggest that antibiotic susceptibility testing of enterobacteria in Uganda may yield false results for third-generation cephalosporins e.g. ceftriaxone, cefotaxime and ceftazidime. Given that bacterial isolates are not routinely tested for AmpC β-lactamase production, region specific protocols guided by surveillance data are necessary.

In E. coli, phylogenetic group analysis has been used to differentiate virulent/extra-intestinal strains, which predominantly belong to phylogenetic groups B2 and D, from commensal strains that belong to groups A and B1 28. In this study, the predominance of groups B2 and D (n=60) compared to groups A and B1 (n=33) in the community is cause for concern as they are associated with pathogenicity, implying that strains with potential to cause extra-intestinal disease are prevalent, supporting the notion that occurrence of pAmpC β-lactamase producing strains in the community is of public health concern 44, 45. One limitation in this study was that we were not able to genotype isolates with internationally acceptable procedures like the multilocus sequence typing (MLST) to determine the sequence types.

Conclusions

AmpC β-lactamase production and pAmpC β-lactamase encoding genes are prevalent among E. coli and K. pneumoniae isolates from urban and rural dwellers in Uganda. As pAmpC genes are easily transferrable between species and have been associated with outbreaks of community- and hospital-acquired infections, pAmpC beta-lactamase producing bacteria may represent a threat in low-income settings. There is need for testing for cefoxitin resistance during routine antibiotic susceptibility testing, especially among isolates that are resistant to amoxicillin/clavulanate, as well as isolates that are susceptible to third-generation cephalosporins.

Data availability

Underlying data

Figshare: Underlying data for manuscript “Prevalence of plasmid-mediated AmpC beta-lactamases in Enterobacteria isolated from urban and rural folks in Uganda” by Najjuka FC et. al. https://doi.org/10.6084/m9.figshare.13259984 29.

This project contains the following underlying data:

  • -

    Participants_recruited_from_outpatient_clinics.xls (participant data underlying Table S1)

  • -

    Participants_whose_samples_had_growth.xls (participant data underlying Table S2)

  • -

    Susceptibility profile of PampC-isolates-09092020-1.xls (antibiotic susceptibility data underlying Table S3)

  • -

    Table of cefoxitin resistant-susceptible Isolates.xls (cefoxitin resistance data underlying Table S3)

Extended data

Figshare: Extended data for manuscript "Prevalence of plasmid-mediated AmpC beta-lactamases in Enterobacteria isolated from urban and rural folks in Uganda" by Najjuka FC et. al. https://doi.org/10.6084/m9.figshare.13259984 29.

This project contains the following extended data:

  • -

    Table S1.docx (Characteristics of participants attending OPDs in the three study sites)

  • -

    Table S2.docx (Characteristics of participants with bacterial growth on culturing (n=985))

  • -

    Table S3.docx (Antibiotic resistance rates among E. coli and Klebsiella isolated from individuals attending outpatient clinics in Kampala, Kayunga and Mpigi districts (2007–2008))

Data are available under the terms of the Creative Commons Zero "No rights reserved" data waiver (CC0 1.0 Public domain dedication).

Acknowledgements

The E-test strips were provided by AB Biodisc Solna, Sweden at discount price. For technical assistance, we thank Jacent Nassuna, Edgar Kigozi & Moses Okee (Dept. of Medical Microbiology, Makerere University) and Mugabe Pallen. For administrative assistance we thank Geraldine Nalwadda. The reported work was conducted by CFN in partial fulfillment of the requirements for the award of the degree of Doctor of Philosophy of Makerere University.

Funding Statement

This work was supported in part by the African Academy of Sciences (AAS) through a DELTAS Africa Initiative grant awarded to DPK [107743/Z/15/Z]. The DELTAS Africa Initiative is an independent funding scheme of the African Academy of Sciences (AAS), Alliance for Accelerating Excellence in Science in Africa (AESA), and supported by the New Partnership for Africa's Development Planning and Coordinating Agency (NEPAD Agency) with funding from the Wellcome Trust [107743/Z/15/Z] and the UK Government. The views expressed in this publication are those of the authors and not necessarily those of AAS, NEPAD Agency, Wellcome Trust or the UK government. This work was also supported in part with funds from the Swedish International Development Agency (SIDA).

The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

[version 1; peer review: 1 approved, 2 approved with reservations]

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AAS Open Res. 2021 Sep 6. doi: 10.21956/aasopenres.14270.r28822

Reviewer response for version 1

Muhammad Usman Qamar 1

The authors did a comprehensive study on the prevalence of AMR in animals. This topic is the need of the hour. Overall, the study is appropriate and should be accepted for indexing. 

  1. Change the word Enterobacteriaceae to Enterobacterales. 

  2. Review the English grammar mistakes

  3. The Discussion part should be more elaborate. 

Is the work clearly and accurately presented and does it cite the current literature?

Yes

If applicable, is the statistical analysis and its interpretation appropriate?

Yes

Are all the source data underlying the results available to ensure full reproducibility?

Yes

Is the study design appropriate and is the work technically sound?

Yes

Are the conclusions drawn adequately supported by the results?

Yes

Are sufficient details of methods and analysis provided to allow replication by others?

Yes

Reviewer Expertise:

I have been working on One Health AMR agenda. I am mainly working on molecular epidemiology of AMR, characterization, and risk factors associated with AMR.

I confirm that I have read this submission and believe that I have an appropriate level of expertise to confirm that it is of an acceptable scientific standard, however I have significant reservations, as outlined above.

AAS Open Res. 2021 Sep 6. doi: 10.21956/aasopenres.14270.r28846

Reviewer response for version 1

Samuel Kariuki 1, Robert Onsare 2

The study was aimed at estimating the prevalence of pAmpC β-lactamase producing bacteria among Enterobacteriaceae isolated from individuals attending outpatient clinics in Kampala city and two rural districts in central Uganda.

The study found that pAmpC beta-lactamase producing enterobacteria are prevalent in urban and rural dwellers in Uganda and recommended that cefoxitn should be considered during routine susceptibility testing in this setting.

The article is well written, with appropriate citations and the methodology adequately answers the study questions. The conclusions made are adequately supported by the results.

Is the work clearly and accurately presented and does it cite the current literature?

Yes

If applicable, is the statistical analysis and its interpretation appropriate?

Yes

Are all the source data underlying the results available to ensure full reproducibility?

Yes

Is the study design appropriate and is the work technically sound?

Yes

Are the conclusions drawn adequately supported by the results?

Yes

Are sufficient details of methods and analysis provided to allow replication by others?

Yes

Reviewer Expertise:

Epidemiology of infectious diseases and antimicrobial resistance of tropical infections

We confirm that we have read this submission and believe that we have an appropriate level of expertise to confirm that it is of an acceptable scientific standard.

AAS Open Res. 2021 Jul 7. doi: 10.21956/aasopenres.14270.r28723

Reviewer response for version 1

Soo Tein Ngoi 1

The study presented a detailed analysis of the prevalence of AmpC beta-lactamase producers, pAmpC and ESBL genes in the two most common enteric bacterial species, E. coli and K. pneumoniae. The authors observed a relatively higher prevalence of AmpC producers in urban areas than in rural areas. Detailed molecular characterization was performed to identify the pAmpC and ESBL genotypes, and a great diversity of the beta-lactamase genes was observed among the strains. Moreover, the common carriage of beta-lactamase-producing and potentially virulent E. coli strains in the population indeed poses a great threat to public health, not only causing infections in susceptible hosts but also serves as a reservoir for spreading antimicrobial resistance genes among the pathogenic bacteria. This study adds knowledge to the molecular epidemiology of beta-lactamase-producing enteric bacteria, which is one of the main concerns pertaining to the rising trend of antimicrobial-resistant organisms. However, the authors should make the following changes:

  1.  The sampling design and procedures, bacterial isolation, antimicrobial susceptibility testing, and phenotypic detection of AmpC and ESBL producers have already been reported in detail in the previous article published by the authors 1. Please remove the related sections in Methods and Results to avoid duplication of data. I suggest the authors include a summary of the previous findings in the last paragraph of the Introduction since this study is considered an extension of the previously reported work.  

  2. Figure 2 clearly depicts the distribution of the different bla genotypes according to geographical regions. This is very interesting as there seems to be a predominance of specific bla genes in the different districts. Could the authors elaborate more on this finding? Statistical analysis could be done to determine if the correlation between the genotypes and the geographical regions is significant or not. Also, the figure legends should be standardized to ease viewing.

  3. Ciprofloxacin use was found to be a risk factor for the carriage of pAmpC-positive strains. It would be of interest if the authors could discuss the use of fluoroquinolones in the region.    

Minor comments:

  1.  Please standardize the nomenclature of K. pneumoniae throughout the text.

  2.  The family name, Enterobacteriaceae, should be capitalized and italicized.

Is the work clearly and accurately presented and does it cite the current literature?

Partly

If applicable, is the statistical analysis and its interpretation appropriate?

I cannot comment. A qualified statistician is required.

Are all the source data underlying the results available to ensure full reproducibility?

Yes

Is the study design appropriate and is the work technically sound?

Yes

Are the conclusions drawn adequately supported by the results?

Yes

Are sufficient details of methods and analysis provided to allow replication by others?

Yes

Reviewer Expertise:

Antimicrobial resistance; bacterial genomics; molecular epidemiology

I confirm that I have read this submission and believe that I have an appropriate level of expertise to confirm that it is of an acceptable scientific standard, however I have significant reservations, as outlined above.

References

  • 1.: Antimicrobial susceptibility profiles of Escherichia coli and Klebsiella pneumoniae isolated from outpatients in urban and rural districts of Uganda. BMC Res Notes.2016;9: 10.1186/s13104-016-2049-8235. 10.1186/s13104-016-2049-8 [DOI] [PMC free article] [PubMed] [Google Scholar]
AAS Open Res. 2021 Aug 16.
David Kateete 1

Response to comments:

Thank you for your insightful comments. We are using these to improve our manuscript.

Please find below, our response to each of the raised concerns. Kindly note that we are awaiting an additional reviewer's report to upload the revised manuscript hence, the changes to the manuscript in light of your suggestions will be seen when we upload the revised manuscript.

Comment 1:

The sampling design and procedures, bacterial isolation, antimicrobial susceptibility testing, and phenotypic detection of AmpC and ESBL producers have already been reported in detail in the previous article published by the authors  1. Please remove the related sections in Methods and Results to avoid duplication of data. I suggest the authors include a summary of the previous findings in the last paragraph of the Introduction since this study is considered an extension of the previously reported work.

Response:

We agree. We have revised the Introduction accordingly.

Comment 2:

Figure 2 clearly depicts the distribution of the different  bla genotypes according to geographical regions. This is very interesting as there seems to be a predominance of specific  bla genes in the different districts. Could the authors elaborate more on this finding? Statistical analysis could be done to determine if the correlation between the genotypes and the geographical regions is significant or not. Also, the figure legends should be standardized to ease viewing.

Response:

Again, thanks for your appreciation of our analysis of the bla genotypes according to geographical distribution. We repeated the statistical analysis as advised; however, the results showed no statistically significant correlation between the genotypes and the geographical regions i.e., none of the enzymes was significantly in greater proportion compared to others across the different districts (p-value = 0.208). The figure legends are now standardized and easily viewable.

Comment 3:

Ciprofloxacin use was found to be a risk factor for the carriage of pAmpC-positive strains. It would be of interest if the authors could discuss the use of fluoroquinolones in the region.   

Response:

As advised, in our revised manuscript we have discussed the use of fluoroquinolones in Uganda and generally the East African region.

Minor comments:

  • Please standardize the nomenclature of  K. pneumoniae throughout the text.

  • The family name,  Enterobacteriaceae, should be capitalized and italicized.

Response:

We have standardized the nomenclature of Klebsiella pneumoniae, and italicized the name Enterobacteriaceae. We thank you.

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Data Availability Statement

    Underlying data

    Figshare: Underlying data for manuscript “Prevalence of plasmid-mediated AmpC beta-lactamases in Enterobacteria isolated from urban and rural folks in Uganda” by Najjuka FC et. al. https://doi.org/10.6084/m9.figshare.13259984 29.

    This project contains the following underlying data:

    • -

      Participants_recruited_from_outpatient_clinics.xls (participant data underlying Table S1)

    • -

      Participants_whose_samples_had_growth.xls (participant data underlying Table S2)

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      Susceptibility profile of PampC-isolates-09092020-1.xls (antibiotic susceptibility data underlying Table S3)

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      Table of cefoxitin resistant-susceptible Isolates.xls (cefoxitin resistance data underlying Table S3)

    Extended data

    Figshare: Extended data for manuscript "Prevalence of plasmid-mediated AmpC beta-lactamases in Enterobacteria isolated from urban and rural folks in Uganda" by Najjuka FC et. al. https://doi.org/10.6084/m9.figshare.13259984 29.

    This project contains the following extended data:

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      Table S1.docx (Characteristics of participants attending OPDs in the three study sites)

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      Table S2.docx (Characteristics of participants with bacterial growth on culturing (n=985))

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      Table S3.docx (Antibiotic resistance rates among E. coli and Klebsiella isolated from individuals attending outpatient clinics in Kampala, Kayunga and Mpigi districts (2007–2008))

    Data are available under the terms of the Creative Commons Zero "No rights reserved" data waiver (CC0 1.0 Public domain dedication).


    Articles from AAS Open Research are provided here courtesy of African Academy of Sciences

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