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. Author manuscript; available in PMC: 2021 Sep 7.
Published in final edited form as: Circ Res. 2021 May 3;129(1):e21–e34. doi: 10.1161/RES.0000000000000473

Preclinical Models of Cancer Therapy–Associated Cardiovascular Toxicity

A Scientific Statement From the American Heart Association

Aarti Asnani, Javid J Moslehi, Bishow B Adhikari *, Alan H Baik, Andreas M Beyer, Rudolf A de Boer, Alessandra Ghigo, Isabella M Grumbach, Salvia Jain, Han Zhu, on behalf of the American Heart Association Council on Basic Cardiovascular Sciences; Cardio-Oncology Science Subcommittee of Council on Genomic and Precision Medicine and Council on Clinical Cardiology; Council on Peripheral Vascular Disease; Council on Arteriosclerosis, Thrombosis and Vascular Biology
PMCID: PMC8423100  NIHMSID: NIHMS1701886  PMID: 33934611

Abstract

Although cardiovascular toxicity from traditional chemotherapies has been well recognized for decades, the recent explosion of effective novel targeted cancer therapies with cardiovascular sequelae has driven the emergence of cardio-oncology as a new clinical and research field. Cardiovascular toxicity associated with cancer therapy can manifest as a broad range of potentially life-threatening complications, including heart failure, arrhythmia, myocarditis, and vascular events. Beyond toxicology, the intersection of cancer and heart disease has blossomed to include discovery of genetic and environmental risk factors that predispose to both. There is a pressing need to understand the underlying molecular mechanisms of cardiovascular toxicity to improve outcomes in patients with cancer. Preclinical cardiovascular models, ranging from cellular assays to large animals, serve as the foundation for mechanistic studies, with the ultimate goal of identifying biologically sound biomarkers and cardioprotective therapies that allow the optimal use of cancer treatments while minimizing toxicities. Given that novel cancer therapies target specific pathways integral to normal cardiovascular homeostasis, a better mechanistic understanding of toxicity may provide insights into fundamental pathways that lead to cardiovascular disease when dysregulated. The goal of this scientific statement is to summarize the strengths and weaknesses of preclinical models of cancer therapy–associated cardiovascular toxicity, to highlight overlapping mechanisms driving cancer and cardiovascular disease, and to discuss opportunities to leverage cardio-oncology models to address important mechanistic questions relevant to all patients with cardiovascular disease, including those with and without cancer.

Keywords: AHA Scientific Statements; cardiotoxicity; heart failure; medical oncology; models, cardiovascular; myocarditis; neoplasms


Cardiovascular toxicity resulting from traditional cytotoxic cancer therapies has been well recognized for decades. However, the recent explosion of effective novel targeted cancer therapies with cardiovascular and metabolic sequelae has driven the emergence of cardio-oncology as a new field. Whereas cardiovascular toxicity manifests primarily as cardiomyopathy with traditional agents such as the anthracyclines, newer targeted agents and immunotherapies have been associated with a range of potentially life-threatening complications, including arrhythmia, myocarditis, and vascular events. Beyond toxicology, the intersection of cancer and heart disease has prompted the discovery of genetic and environmental risk factors that predispose to both. With increasing recognition of the short- and long-term consequences of cardiovascular toxicity, there is a pressing need to understand the underlying molecular mechanisms to improve cardiovascular outcomes in patients with cancer.

Preclinical cardiovascular models, ranging from cellular assays to large animals, serve as the foundation for mechanistic studies that ultimately aim to identify biologically sound biomarkers and cardioprotective therapies. Given that novel cancer therapies target specific pathways integral to normal cardiovascular homeostasis, a better mechanistic understanding of toxicity may provide insights into fundamental pathways that lead to cardiovascular disease when dysregulated. For instance, the role of HER2 (human epidermal growth factor receptor 2) in cardiomyocyte signaling was elucidated as a direct result of observations made in patients with breast cancer who developed cardiomyopathy while treated with inhibitors of this pathway.1

The goal of this scientific statement is to highlight strengths and weaknesses of preclinical models used to study cancer therapy–associated cardiovascular toxicity. We also discuss emerging platforms with great potential for use in cardio-oncology, as well as the increasing recognition that the biological mechanisms driving cancer and cardiovascular disease may overlap. Finally, we discuss opportunities for basic and translational investigators to harness preclinical models to address unmet needs in cardiovascular pathophysiology, with the goal of improving cardiovascular care in patients with and without cancer.

PRECLINICAL MODELS TO STUDY CARDIOVASCULAR TOXICITY

Cultured Cell Models

Both traditional and novel cancer therapies can adversely affect a broad range of cell types in the cardiovascular system, from cardiomyocytes to nonmyocytes, including fibroblasts, pericytes, and endothelial cells. However, clinical observations of cardiomyopathy in patients treated with anthracyclines (eg, doxorubicin) motivated an early focus on recapitulating the drug effects in cultured cardiomyocytes, which are uniquely sensitive to perturbations in bioenergetic pathways. Rodent-derived cardiomyocytes, especially neonatal rat ventricular myocytes, are widely used cell models of cardiovascular disease (Table 1) and have been used extensively to decipher mechanisms driving doxorubicin-induced cardiotoxicity, including oxidative stress, impaired energy metabolism, and abnormal activation of cell death pathways.

Table 1.

Preclinical Models Available to Study Cancer Therapy-Associated Cardiovascular Toxicity

Model system Strengths Weaknesses Examples
Cultured cell and organoid models
 Rodent-derived CMs Primary cells
Neonatal cardiomyocytes: easily harvested with well-established protocols; easy to transfect
Neonatal cardiomyocytes: immature; express fetal gene program
Adult cardiomyocytes: isolation and transfection are more challenging; contraction requires pacing; shorter time frame for performing assays
Anthracyclines2
 Human cardiovascular cell lines (eg, hiPSC-CMs) Can be expanded endlessly; derived from multiple easily accessible cell types; ability to study pathways specific to humans Immature cells; experimental and genetic variability; optimal media conditions that replicate in vivo cardiotoxicity have not been clearly defined Anthracyclines3
Trastuzumab4
Proteasome inhibitors5
 Microtissues and organoid systems More physiologically relevant than isolated cell culture; potential to study multiple cell types simultaneously Need for manual cell injection, resulting in nonstandardized organoids; absence of in vivo cell-to-cell communication and environment Sunitinib6
In vivo models
 Zebratish Vertebrate model with conservation of most disease-causing human genes; small size enables high-throughput screening; optical transparence facilitates imaging Often used in embryonic/larval stage; 2-chamber heart without pulmonary circulation; zebrafish-specific reagents (eg, antibodies) may not be readily available Anthracyclines7
Tyrosine kinase inhibitors8
Amyloid light-chain cardiotoxicity9
 Rodents (mice, rats) Most well-established in vivo model for studying toxicity; transgenic models and antibodies often already exist Most models do not accurately reflect human comorbidities (hypertension, diabetes, aging) or concomitant cardiotoxic therapies Anthracyclines1012
HER2 inhibition1
Sunitinib13
 Large animals (rabbits, swine, dogs) Facilitate translation of diagnostic modalities and cardioprotective strategies Costly and time-consuming; potential for gap in translation to humans Anthracyclines14

HER2 indicates human epidermal growth factor receptor 2; HER2, human epidermal growth factor receptor 2; and hiPSC-CMs, human induced pluripotent stem cell-derived cardiomyocytes.

More recently, human induced pluripotent stem cell–derived cardiomyocytes (hiPSC-CMs) have been harnessed to understand cardiovascular biology and specifically mechanisms of cancer therapy–associated toxicity, as summarized in a recent American Heart Association scientific statement15 and in Table 1. hiPSC-CMs enable high-throughput screening of toxicities from many cancer therapeutics in parallel, from conventional cytotoxic chemotherapies to newer targeted agents, and can offer insight into mechanisms of cardioprotection. Compared with rodent-derived cardiomyocytes, hiPSC-CMs display phenotypic characteristics that appear more representative of human cardiac physiology, including more typical ion channel expression, heart rate, contractility, and myofilament composition.16 Patient-specific hiPSC-CMs may recapitulate individual susceptibility to cardiovascular toxicity. For example, ex vivo treatment with doxorubicin identified those at risk of anthracycline cardiomyopathy3; however, the relationship between disease characteristics in patients and the in vitro phenotype is often unpredictable. hiPSC-CMs have an additional advantage in the modeling of cancer therapies that target human proteins but not their homologs in other species such as trastu-zumab, which specifically inhibits human HER2.4 Considerable experimental variability with hiPSC-CMs has been reported and highlights the need for more rigorous phenotyping, cross-validation between laboratories, and continued studies correlating phenotypic changes (eg, transcriptional changes, impaired contractility) with human disease end points in these models. Advances in gene therapy and engineered tissues, as discussed below, are expected to further improve the induced pluripotent stem cell methodologies.17

Organoid Systems

Microphysiological systems integrating engineered tissue have emerged as novel approaches to tackle the limitations of cell culture models. These “organs on a chip” typically incorporate human cells plated onto a polymeric membrane to enable evaluation of toxicity mechanisms that necessitate cross talk between different cell types such as cardiomyocytes, fibroblasts, and endothelial cells. Recent progress in the engineering of these organoid chips has allowed parallelized creation of multiple physiologically relevant tissues, including the heart.18 One limitation to this approach is the inability to account for the unique mechanical forces critical to the cardiovascular system such as contractile forces, tissue stiffness, and the presence of pulsatile versus laminar versus oscillatory flow. These limitations may be partially overcome by the integration of microfluidics into organoid models.

The ability to mimic fully functional organs remains a challenge of organoid systems. Although physiological measurements can be performed on ex vivo organs isolated from animal models (eg, Langendorff heart preparations), these approaches have not generally been translated to human organs because of the difficulty in obtaining human tissues. Rejected donor hearts or isolated cardiac muscle segments from discarded surgical tissue could represent a unique means to define the impact of anticancer therapy on cardiac muscle, although downstream effects on other tissues may not be captured. Similarly, the use of pressurized isolated vessel preparations alongside indirect measurements of vascular reactivity has recently been tested in human coronary vessels incubated with doxorubicin.19 With the use of a biomimetic culture system, human heart slices can be preserved and remain functional for 6 days with regard to calcium homeostasis, mitochondrial structure, and contraction and relaxation kinetics.20 However, the physiological or clinical relevance of these techniques has not yet been validated, prompting the National Toxicology Program to develop a new initiative, the National Toxicology Program Interagency Center for the Evaluation of Alternative Toxicological Methods. This program focuses on the development and evaluation of alternatives to animal use for chemical safety testing and could contribute to the understanding of cancer therapy–associated cardiovascular toxicity.

In Vivo Models

Comprehensive assessment of cardiovascular toxicity often necessitates the use of an appropriate in vivo model that ideally incorporates all the distinctive pathological features of cardiovascular toxicity observed in patients. These models range from high-throughput experimental models (eg, zebratish) to large animal models (eg, swine), which have their own strengths and weaknesses (Table 1). For instance, larval zebratish are small and therefore well suited to chemical screening, an approach that has been used to identify small molecules that protect against doxorubicin cardiomyopathy.21 On the other hand, large animal models may phenocopy human cardiovascular toxicity more closely than small animal models, allowing detailed phenotyping of early cardiotoxicity by advanced imaging techniques such as cardiac magnetic resonance,14 but these studies are often limited by the high cost of maintaining and treating large animals. As with other models, it is important to consider time course, route of administration, and use of doses comparable to human therapeutic doses (see the Anthracyclines and Kinase Inhibitors sections). Animal models can be particularly useful in elucidating mechanisms of action contributing to specific cardiovascular phenotypes observed in patients. For instance, rodent and rabbit models have been harnessed to dissect the roles of vascular smooth muscle cell–mediated vasoconstriction and direct endothelial toxicity in 5-fluorouracil–mediated coronary vasospasm. Finally, rodent models have been applied extensively to elucidate mechanisms of cardioprotection associated with carvedilol, dexrazoxane, and other established cardiovascular therapies.

Once a relevant in vivo model has been established, a key element to consider is the end point for assessing cardiovascular toxicity, which should be robust and easily reproducible. Echocardiographic monitoring of left ventricular ejection fraction represents the most widely used approach, although the time course of echocardiographic changes does not always correlate with microstructural changes observed by histopathologic analyses. The incorporation of myocardial strain and strain rate, as detected with Doppler echocardiography, and cardiac magnetic resonance imaging can serve as more sensitive tools to detect early cardiac injury in rodents and large animals.22 Cardiac magnetic resonance imaging in particular can provide more objective and precise quantification of left ventricular function over time. Given the possible effects of sedatives on cardiac function (eg, heart rate changes, depression of cardiac function), many laboratories perform echocardiography in nonsedated rodents when possible. Additional markers of cardiomyocyte injury such as cardiac troponins and natriuretic peptides also can be helpful in assessing the severity of cardiac injury.

Despite the attempt to recapitulate key features of human disease, currently available in vivo models of cardiotoxicity display important shortcomings that should be taken into consideration for future studies (Table 1). Most experiments are carried out in healthy young rodents, whereas cancer therapy–associated cardiovascular toxicity in humans is a complex process that can be exacerbated by preexisting comorbidities. Although studies in mice have shown how previous exposure to doxorubicin increases the susceptibility to myocardial infarction or impairs adaptation to hypertension later in life, the opposite approach of modeling cardiotoxicity in animals with preexisting heart disease or cardiovascular comorbidities has not been attempted to date. Efforts have been made to establish models of juvenile doxorubicin exposure, demonstrating that hearts from young mice, unlike adult hearts, express the molecular machinery that primes them for apoptosis.23 Although similar cardiovascular toxicity has not been fully explored in aged mice, models of telomere dysfunction have been used to study the cardiotoxic effects of anthracyclines.24

Furthermore, to faithfully model cancer therapy–associated cardiovascular toxicity, it is important to take into consideration multimodal cancer therapies that can interact to potentiate cardiac dysfunction. For instance, anthracycline cardiotoxicity can be exacerbated by concurrent use of other cancer therapies, including traditional chemotherapy (cyclophosphamide, paclitaxel), targeted therapies (trastuzumab), and mediastinal radiotherapy. In addition, the potential interactions between cancer therapies and other medications intended for the treatment of cardiovascular comorbidities such as hypertension and diabetes should be considered and included in preclinical models.

The variability of intraspecies and interspecies phenotypes should also be considered in preclinical models. Cardiovascular phenotypes might differ in severity according to the genetic background of the animal strain used,25 with the potential for differences even between the N and J substrains of C57BL/6 mouse lines attributable to genetic variations. Sex is an additional variable that has been inadequately studied in preclinical models of cardiovascular toxicity. Despite the use of rigorous experimental techniques, there may still be a translational gap between animal models and clinical observations in human patients; for instance, imatinib causes cardiomyopathy in rodents but does not seem to have the same effect in patients.26 Integration of data from genomic and proteomic studies in patients can be helpful in determining the relevance of molecular mechanisms identified in preclinical models.

BALANCING CARDIOPROTECTION WITH ANTITUMOR EFFICACY

Many cardiotoxicity preclinical platforms fail to incorporate simultaneous modeling of the cancer. From a therapeutic perspective, it is critical to assess the impact of novel candidate cardioprotectants on the antitumor activity of cancer therapy, typically with the use of xenograft models in zebrafish or rodents.7,12 Syngeneic models, in which tumor cells are derived from the same genetic background as a given mouse strain, are straightforward to establish, but the aggressiveness of the tumor cells may require euthanasia of the animal before the development of cardiotoxicity. As an alternative strategy, genetically engineered models promote spontaneous and less aggressive tumor growth that more closely recapitulates human malignancies.

Any preclinical model should also consider interactions of the immune system with the tumor and the cardiovascular system. Immunocompetent preclinical models will be necessary to study emerging toxicities associated with immunotherapies. Both syngeneic and genetically engineered models provide effective platforms to study cardiovascular toxicity in the presence of a functional immune system. Humanized tumor models, particularly patient-derived xenografts, may recapitulate genetic and phenotypic heterogeneity of tumors more closely, but they typically require immunocompromised hosts such as athymic nude or severe combined immunodeficiency mice.

BASIC MECHANISMS OF CARDIOVASCULAR TOXICITY ASSOCIATED WITH COMMON CANCER THERAPIES

Anthracyclines

Anthracycline cardiotoxicity was first recognized in patients in the 1970s and has been studied extensively in preclinical models. Although several mechanisms have been implicated in the pathogenesis of anthracycline cardiomyopathy (Table 2 and the Figure), the interplay between these mechanisms has not yet been fully defined. Future studies should aim to develop an integrated mechanistic understanding of the complex networks involved in the pathogenesis of cardiotoxicity. For instance, it will be essential to understand the effects of perturbation of 1 pathway such as intracellular iron overload on other proposed pathways such as autophagy or modulation of PI3Kγ (phosphoinositide 3-kinase-γ) in order to identify new therapeutic approaches that can translate clinically. Despite the variety of established models to study anthracycline cardiotoxicity, few have demonstrated the ability to reproduce the complex pathophysiology of the disease as it manifests in humans.

Table 2.

Conventional Cancer Therapies and Proposed Mechanisms of Cardiovascular Toxicity

Cancer therapy Proposed pathways Reported toxicity Preclinical models Unexplored questions
Anthracyclines
 Doxorubicin
 Daunorubicin
 Epirubicin
 Idarubicin
 Valrubicin
 Mitoxantrone
Multiple proposed models:
 DNA damage (p53)
 Reactive oxygen species formation
 DNA damage caused by disruption of Top2β10
 Iron metabolism (ABCB8)11
 Autophagy/mitophagy (Beclin, PI3Kγ, BNIP3, p53)12,27
 Calcium signaling
 Mitochondrial biogenesis
 HIF signaling
 AhR/Cyp121
 Apoptosis and necrosis (BAX)
 Induction of inflammatory cytokines
Cardiomyopathy (acute and delayed onset)
Arrhythmia
Ultrastructural changes on endomyocardial biopsy (myofibrillar loss and disarray, dilation of the sarcoplasmic reticulum, mitochondrial swelling, cytoplasmic vacuolization)
hiPSC-CMs3
Zebrafish7
Rodents12,27
Swine14
How do proposed mechanistic pathways interact to cause cardiotoxicity?
What is the role of vascular dysfunction in anthracycline cardiotoxicity?
How can preclinical studies be harnessed to identify novel biomarkers of anthracycline cardiotoxicity in patients?
Which molecular pathways are druggable for prevention or treatment of anthracycline cardiotoxicity?
What is the genetic basis for interindividual susceptibility to anthracycline cardiotoxicity?
Fluoropyrimidines
 5-Flurouracil
 Capecitabine
DNA via thymidylate synthase
Protein kinase C
eNOS
Metabolism to fluorocitrate, resulting in inhibition of TCA cycle
Apoptosis and autophagy
Coronary vasospasm
Acute coronary syndrome
Cardiomyopathy
Arrhythmia
Sudden cardiac death
Pericarditis
Rodents
Rabbits
Which risk factors predispose to endothelial dysfunction and vasospasm?
Alkylating agents
 Cyclophosphamide
 Ifosfamide
 Bendamustine
 Chlorambucil
 Cisplatin
Heart fatty acid binding proteins
Cardiomyocyte apoptosis
Inflammation
Endothelial dysfunction
Calcium dysregulation
Mitochondrial and ER damage
Oxidative stress
Direct DNA damage
Cardiomyopathy
Capillary microthrombosis
Arrhythmia
Hypotension
QT prolongation
Pericarditis
Supraventricular arrhythmias
Diastolic dysfunction
Rodents What are the genetic or metabolic factors that predispose certain patients to accumulation of toxic metabolites?
Antimicrotubule agents
 Paclitaxel
 Docetaxel
DNA damage
Histamine release
Cardiomyopathy
Hypertension
Myocardial infarction
Conduction abnormalities
(QT prolongation, bradycardia, atrial fibrillation)
Rodents Which cell types and subcellular organelles are affected by these agents?
Hormonal therapies
 Androgen deprivation therapy (GnRH agonists, adrenal androgen receptor inhibitors, direct androgen receptor inhibitors)
Modulation of sodium and potassium currents28
Testosterone deficiency29
QT prolongation
Arrhythmia
Metabolic syndrome
Hypertension
Vascular events
hiPSC-CMs
Rodents
Rabbits
Is there a central pathway affected by androgen deprivation that results in hypercholesterolemia, hyperinsulinemia, and obesity?
What is the best preclinical model to recapitulate baseline cardiovascular risk factors that predispose to metabolic syndrome?
What are the differences between classes of ADT and the risk of cardiovascular toxicity?
Chest radiation Nuclear and mitochondrial DNA
Upregulation of NF-κB
Oxidative stress
Inhibition of angiogenesis
Accelerated atherosclerosis
Dilated or restrictive cardiomyopathy
Constrictive pericarditis
Microvascular disease
Valvular heart disease (stenosis or regurgitation)
Conduction system disease
Autonomic dysfunction
Rodents30
Rabbits
Pigs
Dogs
Are there genetic factors that predispose to radiation-induced cardiovascular toxicity?
Which specific profibrotic and inflammatory pathways are induced by radiation?
What is the best model of long-term cardiac complications of chest radiation?
What are new therapeutic approaches to mitigate the cardiovascular toxicity of chest radiation?

ABCB8 indicates ATP-binding cassette subfamily B member 8; ADT, androgen deprivation therapy; AhR, aryl hydrocarbon receptor; BAX, Bcl-2–associated X protein; BNIP3, BCL2/adenovirus E1B 19 kd-interacting protein 3; Cyp1, cytochrome P450 family 1 enzymes; eNOS, endothelial nitric oxide synthase; ER, endoplasmic reticulum; GnRH, gonadotropin-releasing hormone; HIF, hypoxia-inducible factor; hiPSC-CMs, human induced pluripotent stem cell–derived cardiomyocytes; NF-κB, nuclear factor-κB; PI3Kγ, phosphoinositide 3-kinase-γ; TCA, tricarboxylic acid cycle; and Top2β, topoisomerase 2β.

Figure. Mechanisms of anthracycline cardiotoxicity.

Figure.

Several mechanisms have been proposed to contribute to the cardiotoxic effects of anthracyclines such as doxorubicin (DOX). These include topoisomerase “poisoning,” alterations of cell survival and metabolic pathways, and excessive generation of reactive oxygen species (ROS). In the nucleus, DOX binds Top2β (topoisomerase 2β), thereby promoting p53-dependent DNA damage responses and altering the transcription of genes involved in mitochondrial biogenesis, for example, PGC-1α (peroxisome proliferator-activated receptor-γ coactivator 1-α). As a polyaromatic hydrocarbon, DOX activates the AhR (aryl hydrocarbon receptor), a ligand-activated transcription factor that translocates to the nucleus to induce the expression of Cyp1 (cytochrome P450 family 1 enzymes). DOX can inhibit the binding of the HIF (hypoxia-inducible factor) heterodimer (HIF-1 α/ARNT [aryl hydrocarbon receptor nuclear translocator]) to the hypoxia response element, leading to a decrease in the HIF transcriptional response. DOX induces defects in mechanisms of organelle quality control such as autophagy and mitophagy, which are under the control of PI3Kγ (phosphoinositide 3-kinase-γ), p53, and BNIP3 (BCL2/adenovirus E1B 19 kd-interacting protein 3) and exacerbate DOX-associated mitochondrial dysfunction and ROS production. DOX can trigger ROS production directly or after being reduced to semiquinone radicals that undergo redox cycling, generating superoxide and hydrogen peroxide. DOX can bind to iron, resulting in iron cycling and subsequent production of cytotoxic hydroxyl radicals via the Fenton reaction. These events occur in the mitochondria where DOX preferentially accumulates on its binding to the mitochondrial phospholipid cardiolipin. ROS production also can be secondary to accumulation of calcium or iron within mitochondria, resulting from activation of the MCU (mitochondrial calcium uniporter) and inhibition of the iron transporter ABCB8 (ATP-binding cassette subfamily B member 8), respectively. DSB indicates double-strand break; and TCA, tricarboxylic acid cycle.

Careful consideration of drug dosing, formulation, and delivery is paramount to ensure reproducibility of cardiac phenotypes with anthracyclines and for other cardiotoxic cancer therapies. For instance, many anthracycline cardiotoxicity models in mice have used either very high doses or intraperitoneal injection of doxorubicin, which is more practical than intravenous delivery for regimens that require repeated administration or concomitant delivery of other agents such as cardioprotective small molecules. However, when possible, the intravenous route should be favored because doxorubicin and other cancer therapies may elicit local injury of the peritoneum and fibrosis, with consequent malaise, anorexia, weight loss, and reduced drug absorption in subsequent injections. For example, acute models of anthracycline cardiotoxicity rely on a single administration of high-dose doxorubicin in mice (eg, 20 mg/kg), whereby cardiac phenotypes are typically analyzed within 1 week. Although these models can provide insight into the acute side effects of doxorubicin, primarily arrhythmias and electrocardiographic abnormalities in humans, they are usually characterized by a high mortality rate that is unrelated to cardiac toxicity.

A major challenge of modeling anthracycline cardiotoxicity in preclinical models relates to the difficulties of recapitulating the chronic and typically delayed nature of the cardiomyopathy observed in patients. In adults, cardiotoxicity is dose dependent and typically manifests within the first year after completion of treatment, although cardiotoxicity may manifest years after anthracycline exposure, as observed in the pediatric patient population. To better recapitulate typical dosing regimens in humans, protocols featuring repeated injection of low-dose doxorubicin (eg, 2–5 mg/kg weekly for multiple weeks) have been developed that result in chronic cardiotoxicity, with the total cumulative dose varying slightly, depending on the differing sensitivity of specific mouse strains to doxorubicin.27 These models are characterized by low mortality and the development of cardiomyopathy, which is similar to that observed clinically, which typically manifests as a decrease in fractional shortening of >10% at 6 to 8 weeks after therapy completion. Models that recapitulate late cardiotoxicity occurring years after anthracycline exposure have not yet been developed and represent an important unmet need.

Kinase Inhibitors

Aberrant activation of kinases is implicated in many tumor types and has led to the development of kinase inhibitors (KIs) for cancer therapy. KIs include monoclonal antibodies that bind the receptor kinase or its ligand, as well as small-molecule inhibitors that interfere with the binding of the kinase to ATP or its substrates.31 Kinases also play critical roles in cardiovascular homeostasis, with KIs potentially leading to diverse cardiovascular sequelae, as summarized in Table 3. These may be “on target,” whereby the kinase inhibited for the treatment of cancer also has a critical role in cardiovascular biology, or “off target,” which can occur when the inhibitor binds to multiple kinase receptors simultaneously or other targets. When preclinical studies of cardiovascular toxicity associated with KIs are designed, it is critical to select an appropriate dose that reflects the kinase binding profile observed in patients and recapitulates the pharmacokinetics seen in humans.8

Table 3.

New Cancer Therapies and Proposed Mechanisms of Cardiovascular Toxicity

Oncological target(s) Agents Reported toxicity Preclinical models Proposed pathways
KIs
 HER2 (ErbB2) Trastuzumab
Trastuzumab-emtansine
Pertuzumab
Lapatinib
Neratinib
Cardiomyopathy hiPSC-CMs4
Primary cardiomyocytes Mice (genetic deletion of ERBB2)32
Alterations in cellular and metabolic pathways (eg, AMP kinase4)
 VEGF, PDGF Sunitinib
Sorafenib
Pazopanib
Vandetanib
Axitinib
Regorafenib
Cabozantinib
Bevacizumab
Cardiomyopathy
Vascular disease
Hypertension
Thrombotic microangiopathy
QT prolongation
hiPSC-CMs
Primary cardiomyocytes
Mice
Inhibition of VEGF/PDGF
Capillary rarefaction
Induction of HIFs in the myocardium33
Suppression of PI3K signaling34
Decreased NO production
 BCR-ABL* Nilotinib
Dasatinib
Imatinib
Ponatinib
Bosutinib
Hyperglycemia (nilotinib)
Pulmonary hypertension, pericardial and pleural effusion (dasatinib)
Vascular events (nilotinib, ponatinib)
VWF-mediated platelet adhesion leading to thrombotic microangiopathy (ponatinib)35
Suppression of PI3K signaling34
Decreased NO production
 EGFR Dacomitinib
Erlotinib
Gefitinib
Osimertinib
Cetuximab
Panitumumab
Osimertinib:
QT prolongation
Atrial fibrillation
Heart failure
Cardiomyopathy
Pericardial effusion
None with other agents
hiPSC-CMs Not defined
 BTK Ibrutinib
Acalabrutinib
Arrhythmia (supraventricular, particularly atrial fibrillation/flutter; ventricular) Mice Abnormal Ca2+ handling in atrial myocytes and reduced sarcoplasmic Ca2+ capacity
Atrial fibrosis
 Raf/MEK Trametinib
Cobimetinib
Selumetinib
Cardiomyopathy Mice
(Erk1−/− and Erk2+/−)
Not defined
 CDK4/6 Ribociclib QT prolongation Rodent Not defined
 PI3K/mTOR Temsirolimus
Everolimus
Metabolic
Hyperlipidemia
Hyperglycemia
Peripheral edema
Rodent Decreased insulin secretion
 MCL-1 Investigational Cardiomyopathy Rodent (Mcl-1 conditional KO mice) Not defined
 ALK Crizotinib
Ceritinib
Alectinib
Brigatinib
Lorlatinib
Bradycardia Rodent Not defined
Drugs affecting protein degradation
 Proteasome Bortezomib
Carfilzomib
Ixazomib
Vascular events
Hypertension
Carfilzomib:
Cardiomyopathy
Rodent
Primary cardiomyocytes
Myocardial protein turnover
 E3 ubiquitin ligase IMiDs:
Thalidomide
Lenalidomide
Pomalidomide
Venous and arterial thrombotic events Rodents
Human embryonic stem cells
Upregulation of prothrombotic factors (VWF, platelet activation)
Immune therapies
 Immune checkpoints
 Cancer-specific antigens
 T-cell engagers
 High-dose cytokines (eg, IL-2)
 CD52
 CD20
ICIs:
Anti–CTLA-4:
 Ipilimumab
 Tremelimumab
 Anti–PD-1
 Nivolumab
 Pembrolizumab
 Cemiplimab
 Anti–PDL1:
 Atezolizumab
 Avelumab
 Durvalumab
CAR T-cell therapy:
 Axicabtagene ciloleucel
 Tisagenlecleucel
 Brexucabtagene autoleucel
Bispecific T-cell engager antibodies:
 Blinatumomab
Myocarditis
Cardiomyopathy
Pericarditis
Pleural effusion
Vasculitis
Vascular leak
Thrombosis
Tachyarrhythmia
Bradyarrhythmia/heart block
Cytokine release syndrome
Atherosclerosis
Mice (CTLA4−/−, PD-1−/−) IgG autoantibodies36
T-cell activation
T-cell and macrophage infiltration into myocardium37

ALK indicates anaplastic lymphoma kinase; BCR-ABL, breakpoint cluster region-abelson protooncogene; BTK, Bruton tyrosine kinase; CAR, chimeric antigen receptor; CDK, cyclin-dependent kinase; CTLA-4, cytotoxic T-lymphocyte-associated protein 4; EGFR, epidermal growth factor receptor; ErbB2, erythroblastic oncogene B; HER2, human epidermal growth factor receptor 2; HIF, hypoxia-inducible factor; hiPSC-CM, human induced pluripotent stem cell—derived cardiomyocyte; ICI, immune checkpoint inhibitor; IgG, immunoglobulin G; IL-2, interleukin-2; IMiD, immunomodulatory imide drug; KI, kinase inhibitor; KO, knockout; MCL-1, myeloid-cell leukemia 1; MEK, mitogen-activated protein kinase; mTOR, mechanistic target of rapamycin; NO, nitric oxide; PD-1, programmed cell death protein-1; PDGF, platelet-derived growth factor; PI3K, phosphoinositide 3-kinase; RAF, rapidly accelerated fibrosarcoma; VEGF, vascular endothelial growth factor; and VWF, von Willebrand factor.

*

Agents that target BCR-ABL may also inhibit the VEGF pathway (eg, ponatinib).

The cardiomyopathy observed with trastuzumab provided an initial model of on-target cardiotoxicity. Although pharmacological mouse models of trastuzumab cardiotoxicity have been challenging because trastuzumab does not bind mouse HER2, genetic deletion of HER2 in a mouse model resulted in ventricular dilatation and increased susceptibility of isolated cardiomyocytes to myocardial stress, including anthracycline exposure.1,32 Recently, the advent of hiPSC-CMs has allowed the implementation of a pharmacological model of cardiomyocyte toxicity in which trastuzumab exposure impaired contractile function, calcium handling, and cardiac energy metabolism.4

Another class of KIs (eg, sunitinib, sorafenib) inhibit VEGF (vascular endothelial growth factor) or PDGF (platelet-derived growth factor) and can lead to various cardiovascular adverse effects, including hypertension, vascular disease, and cardiomyopathy.31 Mouse models of genetic or pharmacological inhibition of VEGFor PDGF suggest that inhibition of these pathways leads to capillary rarefaction with subsequent myocyte hypoxia and induction of hypoxia-inducible factors, which are sufficient to cause a reversible cardiomyopathy.13,33 Consistent with these models, the cardiomyopathy observed in patients treated with sunitinib and sorafenib is often reversible.38 Although mouse models have provided insights into VEGF inhibitor–associated hypertension, human translational studies will be critical to elucidate underlying mechanisms.

Given the explosion of KIs in oncology and their associated cardiovascular sequelae, adoption of appropriate preclinical models of cardiotoxicity not only may dissect mechanisms of toxicity but also may lead to recognition of new kinase pathways in cardiovascular biology. For example, ibrutinib, a highly specific KI against Bruton tyrosine kinase used for the treatment of B-cell malignancies, is associated with arrhythmias, including atrial fibrillation. It is unclear whether this arrhythmogenic effect is an on-target (resulting from inhibition of Bruton tyrosine kinase) or off-target (caused by inhibition of another kinase) toxicity. Preclinical studies may illuminate novel kinase pathways that are critical to the development of arrhythmia, which could inform the development of new Bruton tyrosine kinase inhibitors. This concept has already been demonstrated with the observation that several multitargeted tyrosine KIs (eg, dasatinib, sunitinib, nilotinib) cause QT prolongation. This clinical finding prompted preclinical experiments suggesting a long-term, PI3K–dependent, QT-prolonging effect that altered multiple ion currents, especially the late sodium current (INa-L),34 in contrast to other medications that cause QT prolongation immediately and almost invariably target repolarizing potassium channels (eg, IKr).

Immune-Based Therapies

Immune-based therapies have revolutionized treatment for patients with cancer by harnessing the immune system to treat cancer. These therapies may be very specific; for example, CAR T-cell (chimeric antigen receptor T-cell) therapy repurposes genetically modified immune cells to target specific tumor antigens. On the other hand, immune checkpoint inhibitors (ICIs) are monoclonal antibodies against immune checkpoints such as CTLA-4 (cytotoxic T-lymphocyte-associated protein 4), PD-1 (programmed cell death protein-1), and PD-L1 (programmed cell death protein-ligand 1) that release the brakes on T-cell activation in a more generic way compared with adoptive T-cell therapies. These act as inhibitory regulators of T cells during the adaptive immune response, preventing excessive immune responses and allowing self-tolerance. However, by activating the immune system, these therapies can cause immune-mediated side effects. A broad range of cardiovascular toxicities, including myocarditis, pericarditis, vasculitis, accelerated atherosclerosis, arrhythmia, and potentially thrombosis, have emerged as infrequent but severe and life-threatening complications associated with ICIs.39 ICI-associated myocarditis is characterized pathologically by myocardial infiltration of macrophages and T lymphocytes, resulting in myocyte death, consistent with the pathological definition for myocarditis.40

The emergence of immune-mediated cardiovascular diseases in cardio-oncology adds a new level of complexity for preclinical models, with animal models potentially best suited to recapitulate the resulting cellular interactions. Early data suggested that an on-target effect attributable to perturbation of the Ctla4 and Pdcd1 genes individually led to myocardial pathology.36 However, these models are background dependent and do not fully recreate the clinical and pathophysiological features of ICI-associated myocarditis. Monoallelic loss of Ctla4 in the context of complete genetic absence of PD-1 leads to premature death in mice as a result of myocardial infiltration by T cells and macrophages and causes severe electrocardiographic abnormalities, closely recapitulating the clinical and pathological hallmarks of ICI-associated myocarditis observed in patients.40a In another example of discordance between mouse models and clinical observations, CAR T-cells expressing a receptor with high affinity for the tumor antigen MAGE-A3 (melanoma-associated antigen 3) were found to be safe in mice but led to fatal cardiogenic shock in patients.37 Subsequent studies in hiPSC-CMs determined that these T cells cross-reacted with a peptide from the cardiac sarcomeric protein titin in humans but not the equivalent peptide in mice.41 The ongoing development of preclinical models that align with clinical phenotypes will be critical to understand the pathogenesis of cardiovascular toxicities, especially as the use of immunotherapies continues to expand. Emerging modalities such as CAR T-cell therapy and bispecific T-cell engager antibodies can also cause cardiomyopathy in the setting of cytokine release syndrome through mechanisms that have not yet been defined.

Chest Radiation

The adverse effects of chest radiation therapy have been studied in a variety of species, including rabbits, rats, and mice. Historically, γ- or x-ray radiation at doses up to 30 Gy has been deployed as a 1-time treatment in preclinical models, with few studies using clinically relevant fractionation protocols or proton therapy. Although modern image-guided radiation delivery platforms that recapitulate treatment in patients have become available for small animals, most prior studies have used traditional methods such as lead shielding. Apolipoprotein E–deficient (ApoE−/−) mice on normal chow develop atherosclerotic coronary disease ≥20 weeks after receiving radiation doses of ≥8 Gy.30 Systolic dysfunction in mice treated with chest radiation appears modest and occurs late after therapy. Histopathological analysis of the myocardium may show loss of microvascular density and fibrosis, a hallmark of radiation-induced organ dysfunction. Pericardial thickening and inflammatory cell infiltration have also been reported in several rodent studies. Despite some limitations, preclinical models have been used to identify genetic modulators of radiation-induced cardiovascular toxicity42 and to assess additive effects of chemotherapeutic agents (eg, tyrosine kinase inhibitors)43 and ICIs.44 Of note, models of radiation-induced valvular disease have not yet been established.

FUTURE DIRECTIONS

Shared Risk Factors for Cancer and Cardiovascular Disease

Preclinical models must also capture novel clinical frontiers in cardio-oncology. The tumor itself may affect cardiovascular function and exacerbate the toxicities of cancer therapy. On the other hand, shared risk factors could predispose to both cancer and cardiovascular disease, a concept that has enormous public health implications. For example, in clonal hematopoiesis of indeterminate potential, somatic mutations in specific genes in hematopoietic cells are associated not only with an increased risk for hematologic malignancies but also with early mortality driven by cardiovascular events.45,46 In parallel with human “omics” studies,47 it will be necessary to establish mouse models in which the direct causal effects of specific mutations on the cardiovascular system can be tested. Even more intriguing are recent data suggesting that heart failure itself is a risk factor for tumor growth.48 Conversely, excess levels of the oncometabolite D-2-hydroxyglutarate have been associated with the development of dilated cardiomyopathy.49 Perturbations in systemic inflammation, oxidative stress, AMP-activated protein kinase, plasminogen activator inhibitor-1, and Wnt signaling have similarly been proposed as shared mediators of cancer and cardiovascular disease, and cardioprotective therapies such as statins could improve cancer-related outcomes. Appropriate preclinical models will be critical to better define the mechanisms of these complex interactions between the cardiovascular system and tumor biology.

Translation to the Clinic

Establishment of preclinical models that recapitulate key features of human cardiovascular toxicity (eg, aging, comorbidities, tumor biology) will be an essential step toward translation of potential biomarkers or therapeutics. Given the strengths and weaknesses of each preclinical model discussed in this statement, multiple complementary models may be necessary to fully understand the complex and interrelated pathways involved in the pathogenesis of toxicity and their implications for patient care. High-throughput technologies such as metabolomics, proteomics, and genomics are increasingly being used to illuminate candidate pathways in humans that can be interrogated in preclinical models to understand underlying biological mechanisms. Computational modeling could accelerate the generation and interpretation of vast amounts of data, for instance, by predicting potential cardiovascular toxicities on the basis of existing drug/cell interaction databases. In the age of precision medicine, identification of genetic risk factors that predispose certain patients to severe cardiovascular toxicity, or conversely that offer cardioprotection, will be of the utmost importance. To maximize applications of these techniques to cardio-oncology, there is a need for large, multicenter biorepositories that include blood samples, endomyocardial biopsy samples, and autopsy tissues when relevant. Proper recording and adjudication of cardiovascular end points in cancer trials and, conversely, cancer end points in cardiovascular registries and trials will be equally important. Advances in molecular imaging techniques can also provide insights into mechanisms of toxicity in real time during treatment, both in patients and in preclinical models. Finally, new artificial intelligence and machine learning approaches may be valuable in integrating genetic risk with environmental and individual risk factors.

Cardio-Oncology as an Emerging Platform for Physician-Scientists

Cardio-oncology has come to the forefront of academic medicine as a field ripe with excellent opportunities to make impactful advances in science and patient care. The diverse cardiovascular sequelae of targeted cancer therapies represent an opportunity for closer collaboration between basic scientists and clinicians to interrogate the cardiovascular and cardiometabolic changes caused by the modulation of critical signaling pathways in patients with cancer. In this regard, cardio-oncology represents a novel and growing platform for basic and translational cardiovascular investigation located at the intersection of molecular biology, cardiovascular research, and drug discovery.50 Cancer therapies targeting specific molecular pathways can serve as tools for understanding the role of these pathways in other noncancer disease states; for instance, a detailed understanding of the sequelae of VEGF inhibition has contributed to the development of novel biomarkers for peripartum cardiomyopathy. In addition to cardiovascular toxicities associated with cancer therapies, malignancies and related conditions such as amyloidosis exert direct and indirect effects on the heart through mechanisms that remain underexplored. The National Heart, Lung, and Blood Institute and the National Cancer Institute have recognized cardio-oncology as a research area of importance.51 The public health impact of cancer therapy–associated cardiovascular toxicity will continue to expand with the rapid development of new cancer treatment paradigms; several new targeted agents and immunotherapies are approved by the US Food and Drug Administration each year. Cardiovascular injury mechanisms arising from cancer and cancer therapy present a unique opportunity not only to improve care for a growing patient population but also, more broadly, to understand fundamental signaling pathways in the heart that are modulated by specific cancer therapies.

Writing Group Disclosures

Writing group member Employment Research grant Other research support Speakers’ bureau/honoraria Expert witness Ownership interest Consultant/advisory board Other
Aarti Asnaniǂ Beth Israel Deaconess Medical Center and Harvard Medical School Cardiovascular Institute NIH/NHLBI K08HL145019; R21HL148748 None None None None Cytokinetics* None
Javid J. Moslehi Vanderbilt University Medical Center NIH/NHLBI R01HL141466; R01HL155990; R01HL156021 None None None None Amgen*; AstraZeneca*; Audentes Pharmaceuticals*; Boehringer*; Boston Biomedical*; Bristol-Myers Squibb; Cytokinetics*; Deciphera*; GlaxoSmithKline*; GSK*; ImmunoCore*; Janssen*; Myovant*; Nektar*; Pfizer* Pharmacyclics*; Regeneron*; Takeda* None
Bishow B. Adhikari National Institutes of Health, NHLBI None None None None None None None
Alan H. Baik University of California, San Francisco None None None None None None None
Andreas M. Beyer Medical College of Wisconsin NIH (R01 level funding to support ongoing research laboratory); Bayer Pharmaceutical (contract to test efficacy of new drug in human source material, no personal gain or salary support)*; other academic investigators (reagents, tools, and compounds for research use)* None None None None None None
Rudolf A. de Boer University Medical Center Groningen (The Netherlands) DELIVER study (dapagliflozin in HFpEF) (executive board member [unpaid])*; MONITOR HF study (PA pressure monitoring in severe heart failure) (co-PI [unpaid])*; European Research Council, CoG 818715 (unpaid)* None None None None None None
Alessandra Ghigo University of Torino (Italy) None None None None None None None
Isabella M. Grumbach University of Iowa NIH (research grant to study vascular toxicity) None None None None None None
Salvia Jain Beth Israel Deaconess Medical Center Abcuro, Inc. (research funding was obtained from company); NCI (K08 Career Development Grant was obtained) None None None None None Abcuro, Inc. (0.2% salary support is being provided by Abcuro)*; NCI (K02 Career Development Grant)
Han Zhu Stanford University None None None None None None None

This table represents the relationships of writing group members that may be perceived as actual or reasonably perceived conflicts of interest as reported on the Disclosure Questionnaire, which all members of the writing group are required to complete and submit. A relationship is considered to be “significant” if (a) the person receives $10 000 or more during any 12-month period, or 5% or more of the person’s gross income; or (b) the person owns 5% or more of the voting stock or share of the entity or owns $10 000 or more of the fair market value of the entity A relationship is considered to be “modest” if it is less than “significant” under the preceding definition.

*

Modest.

Significant.

ǂ

Dr. Asnani took on a Consulting position at Cytokinetics after acceptance of this manuscript and with the approval of the AHA. Since then, she has not made any edits to the manuscript other than responses to author queries.

Reviewer Disclosures

Reviewer Employment Research grant Other research support Speakers’ bureau/honoraria Expert witness Ownership interest Consultant/advisory board Other
Charlotte Lee Massachusetts General Hospital, Harvard Medical School None None None None None None None
Christopher J. O’Donnell VA Boston Healthcare System None None None None None None None
Rupal O’Quinn University of Pennsylvania None None None None None None None
Heinrich Taegtmeyer University of Texas Health Science Center at Houston None None None None None None None
Sean M. Wu Stanford University School of Medicine Sanofi (research project on immune checkpoint inhibitor myocarditis) None None None None None None

This table represents the relationships of reviewers that may be perceived as actual or reasonably perceived conflicts of interest as reported on the Disclosure Questionnaire, which all reviewers are required to complete and submit. A relationship is considered to be “significant” if (a) the person receives $10 000 or more during any 12-month period, or 5% or more of the person’s gross income; or (b) the person owns 5% or more of the voting stock or share of the entity, or owns $10 000 or more of the fair market value of the entity. A relationship is considered to be “modest” if it is less than “significant” under the preceding definition.

Significant.

Footnotes

The American Heart Association makes every effort to avoid any actual or potential conflicts of interest that may arise as a result of an outside relationship or a personal, professional, or business interest of a member of the writing panel. Specifically, all members of the writing group are required to complete and submit a Disclosure Questionnaire showing all such relationships that might be perceived as real or potential conflicts of interest.

This statement was approved by the American Heart Association Science Advisory and Coordinating Committee on January 6, 2021, and the American Heart Association Executive Committee on February 23, 2021. A copy of the document is available at https://professional.heart.org/statements by using either “Search for Guidelines & Statements” or the “Browse by Topic” area. To purchase additional reprints, call 215-356-2721 or email Meredith.Edelman@wolterskluwer.com.

The American Heart Association requests that this document be cited as follows: Asnani A, Moslehi JJ, Adhikari BB, Baik AH, Beyer AM, de Boer RA, Ghigo A, Grumbach IM, Jain S, Zhu H; on behalf of the American Heart Association Council on Basic Cardiovascular Sciences; Cardio-Oncology Science Subcommittee of Council on Genomic and Precision Medicine and Council on Clinical Cardiology; Council on Peripheral Vascular Disease; and Council on Arteriosclerosis, Thrombosis and Vascular Biology. Preclinical models of cancer therapy–associated cardiovascular toxicity: a scientific statement from the American Heart Association. Circ Res. 2021;128:e•••–e•••. doi: 10.1161/RES.0000000000000473

The expert peer review of AHA-commissioned documents (eg, scientific statements, clinical practice guidelines, systematic reviews) is conducted by the AHA Office of Science Operations. For more on AHA statements and guidelines development, visit https://professional.heart.org/statements. Select the “Guidelines & Statements” drop-down menu, then click “Publication Development.”

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