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Springer Nature - PMC COVID-19 Collection logoLink to Springer Nature - PMC COVID-19 Collection
. 2021 Sep 8;8(3):2863–2887. doi: 10.1007/s40808-021-01257-7

An epidemic model through information-induced vaccination and treatment under fuzzy impreciseness

Prasenjit Mahato 1, Subhashis Das 1,, Sanat Kumar Mahato 1
PMCID: PMC8423856  PMID: 34514081

Abstract

In this work, we propose a nonlinear susceptible (S), vaccinated (V), infective (I), recovered (R), information level (U) (SVIRUS) model for the dynamical behavior of the contagious disease in human beings. We mainly consider the spread of information during the course of epidemic in the population. Different rate equations describe the dynamics of the information. We have developed the proposed model in crisp and fuzzy environments. In the fuzzy model, to describe the uncertainty prevailed in the dynamics, all the parameters are taken as triangular fuzzy numbers. Using graded mean integration value (GMIV) method, the fuzzy model is transformed into defuzzified model to represent the solutions avoiding the difficulties. The positivity and the boundedness of the crisp model are discussed elaborately and also the equilibrium analysis is accomplished. The stability analysis for both the infection free and the infected equilibrium are established for the crisp model. Application of optimal control of the crisp system is explored. Using Pontryagin’s Maximum Principle, the optimal control is explained. The effect of vaccination is analyzed which leads the model to be complex in nature. The effect of saturation constant for information is described for the crisp model and also the effects of weight constants on control policy are discussed. Finally, it is concluded that the treatment is more fruitful and information related vaccination is more effective during the course of epidemic.

Keywords: SVIRUS epidemic model, Information related vaccination, Limited treatment, Global stability, Optimal control strategy, Fuzzy number

Introduction

A lot of attention has been drawn by infectious diseases in our society in recent time. Sometimes these infectious diseases are most dangerous and become epidemics. Recently, the infectious diseases, such as influenza, chicken pox, SARS, etc. have been spread dangerously and created panic throughout the world. The spread of these diseases affects the development plans for the infected countries (Russell 2004; Gupta et al. 2005) and also to the world economy. The productivity losses, health-related expenditures, employments, travels and tourisms, etc. are being totally hampered due to the occurrences of several epidemics. Therefore, the controlling of the spread of infectious diseases (Raeei 2020; Akdim et al. 2021; Roy et al. 2021; Gupta et al. 2020) as well as the minimization of the whole cost incurred during the epidemic times, are the important tasks for the policy makers and the administrative authorities of the government.

In recent years, the scientists, the doctors, the researchers, the medical facility providers, pharmaceutical units and other related units including the government are facing challenges due to complicated characteristics of the diseases. So, the study of the mathematical modeling of the infectious diseases is one of the most effective tools to predict and analyze the behaviour of the infectious diseases (Brauer and Chavez 2012). Many researchers (Joshi et al. 2006; Zaman et al. 2008) used the controlling interventions like vaccination, treatment, quarantine, isolation, contact tracing, walk-in program, etc. to stop the spreading and to minimize the effects of the infectious diseases in the society. Various control interventions for bad impacts of the disease dynamics were studied by many researchers. They mainly used optimal control theory (Gaff and Schaefer 2009; Fleming and Rishel et al. 1975) in their investigations. Behncke (2000) investigated SIR epidemic model and in his work the effect of vaccination, screening, health-related campaigns were the main substances. They also suggested the control intervention for suppressing the disease level. Both the effects of information induced change in the contact pattern and vaccination system (Buonomo et al. 2012, 2013) were explained by Alberto d’Onofrio et al. (2007). Buonomo et al. (2013) considered an SEIR model with the effect of information related vaccination for new born. Many authors used awareness and effect of information as control strategy for HIV in their studies (Kassa and Ouhinou 2015). Kumar et al. (2016) discussed the mathematical model with information and explained the optimal control problem. Numerically, they investigated the results of saturated treatment on the optimal policies. Kumar et al. (2019) designed a SVIRM epidemic model. They discussed both the effect of vaccine working efficiency on optimal control and analyzed the cost efficient of the optimal controls of the contagious disease.

Zadeh (1965) first introduced fuzzy set theory to study the uncertainty in mathematics. Das and Pal (2018) proposed the imprecise epidemic system with optimal treatment and vaccination to control the epidemic. Researchers paid attention to develop the epidemic models in uncertain environments (Pontryagin et al. 1962; Panja et al. 2017; Mahata et al. 2018; Nandi et al. 2018; Das et al. 2020a). Das et al. (2020b) explained disease control eco-epidemic model with prey refuge under fuzzy uncertainty.

In this work, we have deigned an infectious disease model which has been developed by taking the control interventions as information induced vaccination and treatment. To cope up with the uncertainties prevailed in the control parameters; we consider the impreciseness in terms of fuzzy numbers. This imprecise model is more realistic to represent the real life unpredictable situations. Thus, in this work, we develop the imprecise model along with the crisp model. We analyze the crisp model for the positivity, boundedness, equilibrium analysis, stability and optimal control. The numerical experiments for both models are performed and the solutions, sensitivities of the parameters, effects of optimal control are presented graphically.

The entire paper is divided into several sections and sub-sections. Some useful preliminaries are described in “Some preliminaries” . “Model calibration” represents the model calibration. In “Positivity and boundedness of the crisp model”, the positivity and boundedness of the crisp model are discussed. “Equilibrium analysis” describes the equilibrium analysis of the crisp model. “Global stability analysis” presents the stability of the both equilibrium infection free and infected of the crisp model. The theory of optimal control is explained in “Application of optimal control”. The solution procedure of the model is described in the “Solution procedure”. In “Numerical results”, the numerical results of both the crisp model and the fuzzy model are performed. Finally, the concluding remarks are given in “Conclusions”.

Findings of this work

In our model, we presented the epidemic model in which the control strategies are information of vaccination and treatment. Further, to develop this model we introduce the optimal control. We design the model in precise and imprecise environments. In the imprecise model, the control parameters are assumed to behave as fuzzy parameters. The triangular fuzzy numbers are used to represent the uncertainties of the control parameters. It has been established from the analysis and numerical experiments that the result of the involvement of the information related to vaccination and treatment is more useful to mitigate the spread of the epidemic. The optimal control policy is effective to minimize the effect of the epidemic. It is explained that the use of both the information related to vaccination and treatment decrease the load of the disease. The model suggest through optimal control that the use of interventions like information of vaccination of unaffected persons and treatment of infected persons has important rule to decease the spread of epidemic and to reduce the overall effect of it.

Some preliminaries

In this section, we use some basic definitions.

Fuzzy number

The fuzzy set F~ is called normal and convex, if the following conditions must be satisfied

  • (i)

    μF~t0=1 for some t0,

  • (ii)

    μF~λt1+1-λt2λμF~t1+1-λμF~t2.

where, μF~t is the membership function of the fuzzy number F~.

GMIV formula of Fuzzy Number

In this work, we use the GMIV (graded mean integration value) technique of defuzzification (Chen and Hsieh 1999) which is given below.

If the parameter m0,1 represents the degree of optimism, then the GMIV of the fuzzy number F~ is,

KfF~=01tf1-mL1-1tf+mL2-1tfdt01tfdtf=201tf1-mL1-1tf+mL2-1tfdtf

where, the left shape function and right shape function of F~ are represented by L1(tf) and L2(tf) respectively.

GMIV of triangular fuzzy number (TFN)

Let us consider the TFN F~= (F1,F2,F3), whose membership function is

μF~tf=x-F1F2-F1ifF1xF21ifx=F2F3-xF3-F2ifF2xF30otherwise

Then L1tf=tf-F1F2-F1 and L2tf=F3-tfF3-F2.

Therefore, L1-1tf=F1+F2-F1tf and L2-1tf=F3-F3-F2tf.

So, GMIV of F~=201tf1-mL1-1tf+mL2-1tfdtf=201tf{1-m[F1+F2-F1tf+mF3-F3-F2tf]}dtf=21-mF22+F2-F13+mF32-F3-F23=131-mF1+2F2+mF3.

If we denote the GMIV of F~ by KfF~, then

KfF~=131-mF1+2F2+mF3.

Model calibration

In this section, we develop the epidemic model in which the treatment and the information related to the vaccination are considered as the intervention control. We first develop the crisp model and then the imprecise fuzzy model.

Case 1: crisp model

Let us formulate a compartmental SVIRUS epidemic model which describes the dynamics of the contagious diseases through the treatment and information related to the vaccination. We divide the total population (N) into sub populations as susceptible (S), vaccinated (V), infective (I), recovered (R) which are functions of any time t. The variable U indicates information density available within the population for disease outbreak at time t. We take vaccination rate considering for the function of U i.e., q0+v1U1+θ1U, where q0 is the baseline vaccination parameter, v1 indicates the information related to the rate of vaccination in the susceptible individuals and θ1 is a constant relation with the saturation in information related to vaccination. We assume that vaccination does not fully work for protection. Therefore, the vaccinated individuals may be infectious again. Under these considerations, the nonlinear SVIRUS model is represented by the following system of differential equations:

dSdt=Π-λSI-dS-q0+v1U1+θ1US+γ0RdVdt=q0+v1U1+θ1US-λ1-ψVI-β+dVdIdt=λSI+λ1-ψVI-γ+d+δI-a+bv2IdRdt=βV+γI-dR-γ0R+a+bv2IdUdt=gI-p0U 1

where, the initial value of the state variables are nonnegative at any instant t and all the control parameters are considered as nonnegative. The parameter Π and d indicate the inflow rate of susceptible individuals and the mortality rate for all populations respectively. We take the parameter λ as disease transmission rate of susceptible individuals. ψ(0ψ1) is the efficiency rate of vaccination and q0 is the vaccination base line parameter. Population get full protection when ψ=1 and get no immunity when ψ=0. The parameter β represents vaccine related immunity rate. We take the parameter δ as the death rate due to the disease. At the time when both the baseline of vaccination is maintained and the information related to vaccination are applied, then the term q0+v1U1+θ1US represents the growth of vaccinated population. We consider the parameter v1 and θ1 as the information related to vaccination and saturation constant for information respectively. The parameter v2(0v21) is related to treatment for infective population. Rate of effectiveness due to treatment is denoted by the parameter b. We take the parameter a as natural recovery rate for all the population. So, the total recovery is a+bv2 of infective population. The parameter g which denotes the growth rate of information is proportional to mass media, newspaper, social media, various educational campaigns, etc. The parameter γ0 represents the loss of the protection rate of the recovered population and p0 denotes the fading memory for information. The diagram and biological significance of the model (1) are presented in Fig. 1 and Table 1 respectively.

Fig. 1.

Fig. 1

The diagram of the model (1)

Table 1.

Biological significance and parametric values for the crisp model (1)

Parameters Biological significance Values and units Data source
Π Inflow rate 20 1day Assumed
λ Disease transmission rate of susceptible population 0.0002 1day Kassa and Ouhinou (2015)
d Natural mortality rate 0.00004 1day Liu et al. (2008)
q0 Vaccination rate 0.001 1day Assumed
v1 Control parameter 0.001 Lenhart and Workman (2007)
θ1 Saturation constant for information 0.01 Zhang and Liu (2008)
γ0 Loss of the protection rate 0.001 1day Assumed
ψ Vaccine working efficiency rate 0.95 1day Assumed
β Vaccine related immunity rate 0.093 1day Gumel and Ruan (2004)
γ Recovery rate of infective 0.03 1day Gumel and Ruan (2004)
δ Disease induced death rate 0.04 1day Gumel and Ruan (2004)
v2 Control parameter 0.001 Lenhart and Workman (2007)
b Rate of effectiveness due to treatment 0.75 1day Assumed
g Growth rate for information 0.05 1day Misra et al. (2011)
a Natural recovery rate 0.001 1day Assumed
p0 Degradation rate for information 0.05 1day Misra et al. (2011)

Case 2: fuzzy model

In this model, we take the parameters like that fuzzy numbers to consider the impreciseness. The system of differential equations given in (1) is transformed into the following system of fuzzy differential equations.

dSdt~=Π~-λ~SI-d~S-q0~+v1~U1+θ1~US+γ0~RdVdt~=q0~+v1~U1+θ1~US-λ~1-ψ~VI-β~+d~VdIdt~=λ~SI+λ~1-ψ~VI-γ~+d~+δ~I-a~+b~v2~IdRdt~=β~V+γ~I-d~R-γ0~R+a~+b~v2~IdUdt~=g~I-p0~U 2

where, Π~,λ~,d~,q0~,v1~,θ1~,γ0~,ψ~,β~,γ~,δ~,a~,b~,v2~,g~,p0~ are all considered to be triangular fuzzy numbers. Using the GMIV formula describing Sect. 2, the fuzzy model is transformed into the following defuzzified form

dSdt~=Π~-λ~SI-d~S-q0~+v1~U1+θ1~US+γ0~RdVdt~=q0~+v1~U1+θ1~US-λ~1-ψ~VI-β~+d~VdIdt~=λ~SI+λ~1-ψ~VI-γ~+d~+δ~I-a~+b~v2~IdRdt~=β~V+γ~I-d~R-γ0~R+a~+b~v2~IdUdt~=g~I-p0~U 3

where, () is the operator.

Positivity and boundedness of the crisp model

The analysis of positivity and boundedness of any dynamical system is very important. For the crisp model developed here, we have given some theorems along with theirs proofs to analyze the positivity and the boundedness.

Theorem 1

All the solution trajectories of the model given in system (1) starting from R+5 are nonnegative at any time instant.

Proof

From crisp model (1), we get

dSdtS=0=Π+γ0R,dVdtV=0=q0+v1U1+θ1US,dIdtI=0=0,dRdtR=0=βV+γI+a+bv2I,dUdtU=0=gI

We see that all rates are nonnegative in bounding plane in nonnegative cone of R+5. Therefore, all solution trajectories of model (1) are nonnegative in R+5.

Theorem 2

If the conditions δ-g0 and p0-d0 are satisfied then all the solution trajectories of model (1) are bounded in the area of η.

Proof

Let us assume an auxiliary function

Zt=St+Vt+It+Rt+U(t)

Taking derivative of both sides with respect to t, we have

dZdt=Π-dS-dV-dI-δI-dR+gI-p0U=Π-dZ-Iδ-g-p0-dUΠ-dZifδ-g0,andp0-d00<ZtZ0e-dt+Πd1-e-dt

As t,0<ZtΠd.

Therefore, the solution trajectories of model (1) are bounded in the area.

η=S,V,I,R,UR+5:0<ZtΠd.

Equilibrium analysis

The infection free and infected equilibrium for this model have the followings forms after simplification.

  1. The infection free equilibrium point is

Q1pS1p,V1p,0,0,0 where, S1p=Πd+q0 and V1p=Πq0β+dd+q0.

  • (b)

    The infected equilibrium point is Q2pS2p,V2p,I2p,R2p,U2p where, S2p=Π+γ0R2pλI2p+d+q0+v1U2p1+θ1U2p,V2p=q0+v1U2p1+θ1U2pS2pβ+d+λ1-ψI2pR2p=βV2p+γ+a+bv2I2pd+γ0,U2p=gI2pp0.

With the help of next generation matrix formula (Van den Driessche and Watmough 2002), the basic reproduction number of the system (1) is given by R0=Πv1β+dd+q0+q0β+d2d+q02-λv11-ψΠ2q0β+dβ+dd+q0γ+d+δ+a+bv2-λΠβ+d-λ1-ψΠq0.

Theorem 3

For the locally asymptotically stable of the infection free equilibrium point Q1p, the term ρ1,ρ2,ρ3,ρ4 must be positive.

Proof

At the infection free equilibrium point, the characteristic equation of the system (1) is given as

t5+Q1t4+Q2t3+Q3t2+Q4t+Q5=0 4

The coefficients Q1,Q2,Q3,Q4,Q5 are given by

Q1=4d+q0+β+γ+δ+a+bv2-λ1-ψV0+γ0+p0, where, V0=Πq0β+dd+q0

Q2=2d+q0+βp0+d+γ0-λ1-ψV0+γ+d+δ+a+bv2+β+d2d+q0+p0d+γ0-p0+d+γ0λ1-ψV0+γ+d+δ+a+bv2
Q3=β+d2d+q0p0+d+γ0+γ+d+δ+a+bv2-λ1-ψV0-2d+q0+βp0+d+γ0γ+d+δ+a+bv2-λ1-ψV0-p0d+γ0+p0d+γ0γ+d+δ+a+bv2-λ1-ψV0
Q4=p0+d+γ0λ1-ψV0-γ+d+δ+a+bv2-p0d+γ0β+d2d+q0+2d+q0+βp0d+γ0λ1-ψV0-γ+d+δ+a+bv2

Q5=β+d2d+q0p0d+γ0λ1-ψV0-γ+d+δ+a+bv2.

We choose the following terms:

ρ1=Q1,ρ2=Q1Q2-Q3,ρ3=Q1Q2Q3-Q32-Q12Q4+Q1Q5,ρ4=Q1Q2Q3Q4-Q32Q4-Q12Q4-Q1Q22Q5+Q2Q3Q5+2Q1Q4Q5-Q52

If ρ1,ρ2,ρ3,ρ4 are all positive then all the roots are negative or its real parts is negative with the help of Routh Hurwitz criteria. Therefore, the infection free equilibrium point Q1p is locally asymptotically stable.

Theorem 4

For the locally asymptotically stable of the infected equilibrium point Q2p, the term Γ1, Γ2, Γ3, Γ4 must be positive.

Proof

At the infected equilibrium point Q2p, the characteristic equation is given by.

x5+M1x4+M2x3+M3x2+M4x+M5=0 5

The coefficients M1,M2,M3,M4,M5 are given by

M1=λI2p+q0+v1U2p1+θ1U2p+p0+λ1-ψI2p+β-γ0+λ1-ψV2p-γ+δ+a+bv2
M2=d+γ0d+q0+λI2p+v1U2p1+θ1U2p+λI2p+v1U2p1+θ1U2p+q0λ1-ψV2p-λ+d+δ+a+bv2-p0-λ1-ψI2p-β-d+p0λ1-ψV2p-γ+d+δ+a+bv2-λ1-ψI2p-β-d-λ1-ψI2p+β+dλ1-ψV2p-γ+d+δ+a+bv2-λ21-ψ2I2pV2p
M3=d+γ0d+q0+λI2p+v1U2p1+θ1U2pp0λ1-ψV2p-γ+d+δ+a+bv2-λ1-ψI2p-λI2p+2d+v1U2p1+θ1U2p+q0+γ0-p0λ1-ψI2p+β+dλ1-ψV2p-γ+d+δ+a+bv2+λ21-ψ2I2pV2pλI2p+q0+v1U2p1+ϑ1U2p+p0-γ0+λ21-ψI2pS2pq0+v1U2p1+θ1U2p+βλ1-ψV2p-γ+d+δ+a+bv2q0+v1U2p1+θ1U2p+λgβI2p
M4=d+γ0d+q0+λI2p+v1U2p1+θ1U2pλ21-ψ2I2pV2pp0-gv1S2p(1+θ1U2p)2λI2p+2d+q0+γ0+v1U2p1+θ1U2pλ1-ψI2p+β+dλ1-ψV2p-γ+d+δ+a+bv2q0+v1U2p1+θ1U2p-βgλI2p1-ψ+λ21-ψI2pS2pd+γ0+λγ0γ+a+bv21-ψV2p-βp0λ1-ψV2p-γ+d+δ+a+bv2-βλI2pgγ0-β-λ1-ψ+λ1-ψV2pγ0
M5=d+γ0λI2p+d+q0+v1U2p1+θ1U2pp0λ1-ψI2p+β+dλ1-ψV2p-γ+d+δ+a+bv2-gv1S2p(1+θ1U2p)2+λ21-ψ2I2pV2pp0-λ1-ψI2pp0γ0γ+a+bv2+p0βλ1-ψV2p-γ+d+δ+a+bv2+λ21-ψI2pV2pp0d+γ0-βd+γ0gλI2p1-ψq0+v1U2p1+θ1U2p+λgβI2pλ1-ψI2p+β+dd+γ0-λ21-ψI2pV2pp0β-βλI2pgv1S2p(1+θ1U2p)2.

Let us take Γ1=M1, Γ2=M1M2-M3, Γ3=M1M2M3-M32-M12M4+M1M5, Γ4=M1M2M3M4-M32M4-M12M4-M1M22M5+M2M3M5+2M1M4M5-M52.

If Γ1, Γ2, Γ3, Γ4 are all positive then all the roots are negative or its real parts is negative by using Routh Hurwitz criteria. Hence, the infected equilibrium point Q2p is locally asymptotically stable.

Global stability analysis

With the help of the method proposed by Chavez et al. (2002), we analyze the global stability of infection free equilibrium Q1p. Also by choosing a suitable Lyapunov function, we establish the global stability of the infected equilibrium Q2p in region χ. The model (1) can be described in the following way

dY1dt=F1Y1,Z1dZ1dt=F2Y1,Z1withF2Y1,0=0 6

Here, the uninfected individuals are represented by Y1Rnp and the infected individuals are denoted by Z1Rnq. np and nq denote positive integers. We assume T0=(Y0,0) to be the infection free equilibrium of the system (6). Two conditions are considered to prove the stability.

(T1) for dY1dt=F1(Y1,0), Y0 is globally asymptotically stable.

(T2) F2Y1,Z1=DZ1F2Y0,0Z1-F2¯Y1,Z1, F2¯Y1,Z10 for Y1,Z1χ. Here, DZ1F2Y0,0 denotes an M matrix having eigenvalues with nonnegative real parts and χ represents bounded biological region.

Theorem 5

If the conditions T1 & T2 are satisfied, the infection free equilibrium T0=(Y0,0) of system (6) is globally asymptotically stable for R0<1.

The global stability of the infection free equilibrium Q1p is ensured by following result when R0<1.

Theorem 6

If R0<1 and a=0,b=0, the infection free equilibrium Q1p of crisp model (1) is globally asymptotically stable.

Proof

With the help of above theorem, the crisp model (1) can be assumed in the form

dY1dt=F1(Y1,Z1)
dZ1dt=F2(Y1,Z1)

where, F1Y1,Z1=Π-λSI-dS-q0+v1U1+θ1US+γ0R,q0+v1U1+θ1US-λ1-ψVI-β+dV,βV+γI-dR-γ0R+a+bv2I,gI-p0U and F2Y1,Z1=λSI+λ1-ψVI-γ+d+δ-a+bv2I with F2Y1,0=0.

Here, we denote Y1=(S,V,R,U)T, Z1=I and take T0=Q1p=(Y0,0) as the infection free equilibrium of model (1), where, Y0=Πd+q0,Πq0β+dd+q0,0,0. Hence, Y0 is the globally asymptotically stable if dY1dt=F1(Y1,0) whenever Y1Y0 as t.

F2Y1,Z1=-γ+d+δ+v21-R0I-F2¯Y1,Z1

whereF2¯Y1,Z1=λIΠd+q0-S-1-ψλIΠq0β+dd+q0-V-a+bv2I.

F2¯Y1,Z10whenSΠd+q0,VΠq0β+dd+q0anda=0,b=0.

If R0<1 and the condition a=0,b=0, the infection free equilibrium Q1p of the system (1) is globally asymptotically stable.

Theorem 7

The infected equilibrium point Q2p of the crisp model (1) is globally asymptotically stable in the logic of S,V,I,R,U(S2p,V2p,I2p,R2p,U2p) as t.

Proof

Taking a subsystem from model (1), we have

dIdt=λSI+λ1-ψVI-γ+d+δI-a+bv2IdUdt=gI-p0U 7

From system (5), we have Jacobian matrix

J=λS+λ1-ψV-γ+d+δ-a+bv20g-p0

The corresponding additive matrix is J2=-p0+λS+λ1-ψV-γ+d+δ-a+bv2=K.

Also, we assume a function M=MI,U=diag(IU,IU).

Therefore, MfM-1=diagI˙I-U˙U,I˙I-U˙U and MJ2M-1=diagK,K

Let N=N11N12N21N22

whereN11=K+I˙I-U˙U,N12=0,N21=0,N22=K+I˙I-U˙U.

With the help of Lozinskii measure, we have τNmaxr1,r2 where, r1=τN11+N12 and r2=τN22+N21. N12=N21=0 and τN11=τN22=K+I˙I-U˙U. Therefore, τNK+I˙I-U˙U.

Above expression gives τNI˙I-gIU+λS+λ1-ψV-γ+d+δ-a+bv2.

Since, model (1) is persistent, there exist a positive constant e1 such that limtinf{St,Vt,It,Rt,Ut}e1}. We have

τNI˙I-gIU+γ+d+δ+a+bv2-e1λ+λ1-ψ and

τNI˙I-σ,choosingσ=gIU+γ+d+δ+a+bv2-e1λ+λ1-ψ.

Both side integrating with respect to t1 and taking the limit from 0 to t1, we have

0t1τNdt10t1I˙Idt1-0t1σdt1
1t10t1τNdt11t1logItI0-σ
limtSup1t10t1τNdt1-σ0

With the help of boundedness of I(t) and σ>0, the system (7) is globally asymptotically stable when R0<1. Therefore, we have I(t)I2p and U(t)U2p as t.

From the system (1),

dSdt=Π-λSI-dS-q0+v1U1+θ1US+γ0R
dSdt=Π-λS2pI2p-dS2p-q0+v1U2p1+θ1U2pS2p+γ0R2p

From above, we have limiting form,

dSdt+λI2p+d+q0+v1U2p1+θ1U2pS2p=Π+γ0R2p.

The solution is given by SΠ+γ0R2pλI2p+d+q0+v1U1+θ1U=S2p as t.

In similar way VV2p as t.

Hence, S,V,I,R,U(S2p,V2p,I2p,R2p,U2p) as t.

Application of optimal control

The application of optimal control function has been described in this section. The cost functional is minimized by this control function for finite time. We consider two control parameters v1t,v2t described earlier to analyze the optimal control in this model. It is noted that 0v1t,v2t1.

The control variables are taken in the following set

P=v1t,v2t:v1t,v2t0,1,t0,T1 where, v1t and v2t are assumed bounded and measurable function and T1 is finite time . We consider the control problem that can minimize the cost function. The problem is given below

H1v1t,v2t=0T1k1It+k2v14t+k3v22tdt. 8

where, k1,k2,k3 are weight constants. These constants are involved to the applied control intervention.

Here, k1It indicates the cost related for disease load that includes the loss of opportunity, loss of man power etc. The cost related to information initiated vaccination in time of epidemic is presented by the term k2v14t. The term k3v22t denotes the cost incurred in treatment policy (like medicine, hospitalization etc.).

Subject to the system (9) given below we desire to minimize the functional given in (8).

dSdt=Π-λSI-dS-q0+v1U1+θ1US+γ0RdVdt=q0+v1U1+θ1US-λ1-ψVI-β+dVdIdt=λSI+λ1-ψVI-γ+d+δI-a+bv2IdRdt=βV+γI-dR-γ0R+a+bv2IdUdt=gI-p0U 9

where, the initial value of the state variables are non-negative.

The current cost at any instant t is represented by the term L1S,V,I,R,U,v1,v2=k1It+k2v14t+k3v22t.

Persistence of the optimal control

Here, we explain the persistence of the optimal control for the above crisp model.

Theorem 8

With respect to the control system (8) and (9), there exists an optimal control v1, v2 in region Γ such that H1v1,v2=min[H1(v1,v2)].

Proof

We use following conditions to prove the theorem.

  • i)

    There is a non empty group of solutions of the above system of differential Eq. (9) for the control variables (v1,v2) in the region Γ.

  • ii)

    The region Γ is closed and convex.

  • iii)

    The integrand H1 of (8) is convex on the region Γ and L1S,V,I,R,U,v1,v2H1(v1,v2) where, H1 is continuous function. We get v1,v2-1H1v1,v2 as (v1,v2). The norm function is defined by ·.

From (9), we have total population Z=S+I+V+R.

Taking derivative with respect to t, we get

dZdt=Π-dZ-δI

This gives us limtSupZΠd and limtSupUΠgp0d .

Hence, we have the boundedness of the system (9) in the area of Γ By the Picard-Lindelof theorem (Coddington and Levinson 1955) the right hand side of (9) satisfies Lipschitz’s condition. Therefore, condition (i) is satisfied.

The criteria of closed and convex for region Г is fulfilled by the definition. So, condition (ii) is verified.

According to quadratic and biquadratic characteristics of control parameters v1 & v2, the function L1 is convex.

Where,L1S,V,I,R,U,v1,v2=k1It+k2v14t+k3v22tk2v14t+k3v22t

Assuming φ1= min (k2,k3)>0, H2v1,v2=φ1(v14t+v22t) we have

L1S,V,I,R,U,v1,v2H2v1,v2.

Since, H1v1,v2 is continuous function and v1,v2-1H1v1,v2 as (v1,v2), condition (iii) is verified. So, the optimal control pair v1, v2 exists. Hence, we have H1(v1, v2) =minH1v1,v2.

Characteristics of optimal control function

According to the Pontryagin’s Maximum principle, the conditions for the optimal control function for systems (8) and (9) are performed. The corresponding Hamiltonian function is chosen as:

H¯S,V,I,R,U,v1,v2=L1+τ1dSdt+τ2dVdt+τ3dIdt+τ4dRdt+τ5dUdt=k1It+k2v14t+k3v22t+τ1Π-λSI-dS-q0+v1U1+θ1US+γ0R+τ2q0v1U1+θ1US-λ1-ψVI-βV-dV+τ3λSI+λ1-ψVI-γ+d+δ+a+bv2I+τ4βV+γI-dR-γ0R+a+bv2I+τ5gI-p0U

Here, τ1, τ2, τ3, τ4, τ5 are all adjoint variables.

Theorem 9

We assume that the optimal control variables are v1, v2 and corresponding state variables of control system (8), (9) are S,V,I,R,U. These minimize the cost functional. Then adjoint variable τ=(τ1,τ2,τ3,τ4,τ5) satisfy the following canonical form dτ1dt=-H¯S, dτ2dt=-H¯V,dτ3dt=-H¯I,dτ4dt=-H¯R, dτ5dt=-H¯U

dτ1dt=τ1λI+d+q0+v1U1+θ1U-τ2q0+v1U1+θ1U-τ3λIdτ2dt=τ2λ1-ψI+β+d-τ3λ1-ψI-τ4βdτ3dt=τ1λS-k1+τ2λ1-ψV-τ3λS+λ1-ψ-γ-d-δ-a-bv2-τ4γ+a+bv2-τ5gdτ4dt=-τ1γ0+τ4d+γ0dτ5dt=τ1Sv11+θ1U2-τ2Sv11+θ1U2+τ5p0 10

with the conditions of the transversality τ1T1=0,τ2T1=0,τ3T1=0,τ4T1=0,τ5T1=0.

Corresponding optimal control v1,v2 are given by

v1=minmax0,τ1-τ2US4k21+θ1U13,v1max 11
andv2=minmax0,τ3-τ4bI2k3,v2max. 12

Proof

Let v1,v2 are given optimal values of the control variables and S,V,I,R,U are the corresponding values of the variables St,V(t),I(t),R(t),U(t) of the control system (9) which reduce the cost function given in Eq. (8). By Pontryagin’s Maximum principle, the adjoint variables τ1,τ2,τ3,τ4,τ5 satisfy the conditions dτ1dt=-H¯S, dτ2dt=-H¯V, dτ3dt=-H¯I, dτ4dt=-H¯R, dτ5dt=-H¯U. Here, we have Hamiltonian function H¯ and the corresponding adjoint system (10) with the conditions τ1T1=0,τ2T1=0,τ3T1=0,τ4T1=0,τ5T1=0. Now using the optimality conditions H¯v1=0 & H¯v2=0 at v1=v1 & v2=v2, we have

v1=τ1-τ2US4k21+θ1U1/3,v2=τ3-τ4bI2k3.

Hence, the theorem is proved.

Optimality of the system

The optimality of the system is described with the help of optimal values v1, v2 of the control variables. Using minimized Hamiltonian H¯ at S,V,I,R,U,τ1,τ2,τ3,τ4,τ5, the optimality of the system is as:

dSdt=Π-λSI-dS-q0+v1U1+θ1US+γ0RdVdt=q0+v1U1+θ1US-λ1-ψVI-β+dVdIdt=λSI+λ1-ψVI-γ+d+δI-a+bv2IdRdt=βV+γI-dR-γ0R+a+bv2IdUdt=gI-p0U,

With the initial value of S, V,I,R,U are nonnegative.

and the corresponding adjoint system

dτ1dt=τ1λI+d+q0+v1U1+θ1U-τ2q0+v1U1+θ1U-τ3λIdτ2dt=τ2λ1-ψI+β+d-τ3λ1-ψI-τ4βdτ3dt=τ1λS-k1+τ2λ1-ψV-τ3λS+λ1-ψ-γ-d-δ-a-bv2-τ4γ+a+bv2-τ5gdτ4dt=-τ1γ0+τ4d+γ0dτ5dt=τ1Sv11+θ1U2-τ2Sv11+θ1U2+τ5p0

With condition τiT1=0(i=1,2,3,4,5) and v1,v2 are same as in (11), (12).

Solution procedure

As the system has nonlinear differential equations, to find out the solution of the crisp system (1) is more complicated. It is solved graphically with the help of MATLAB R2014a software package and solved analytically by the ode solver ‘ode45’. Using MATLAB R2014a, we draw the graphical representation of optimality of the system (1).

Numerical results

The numerical experiments for both the crisp and fuzzy model are performed and the results are described below.

Result 1: crisp model

We choose the initial populations S(0)=100,V(0)=80,I(0)=20,R(0)=50 and initial information level U(0)=45. All the values of the parameters are taken from the Table 1. All numerical experiments are performed with the help MATLAB ode45.

The population trajectories of the crisp model (1) are presented with optimal control, without optimal control, with v1, when v2=0 and with v2, when v1=0 in Fig. 2.

Fig. 2.

Fig. 2

Population trajectories for the crisp system (1) a with optimal control b without optimal control c with v1, when v2=0 d with v2, when v1=0

We solve the optimality control system under the optimal values v1, v2 of the control variables (see Fig. 3). The infective population increases after 30 days and it reaches to the maximum peak between 70 to 80 days for v1=0,v2=0. So, the disease outbreak is adopted between 70 to 80 days (see Fig. 3c). For control parameter v2=0 and v1=0.001, vaccinated population is growing up. From the Fig. 3(d), it is seen that the recovered population increases highly for the control variables v1=0,v2=0. Again, we solve the optimality system for information induced vaccination policy v1 and v2=0 (see Fig. 3e). The maximum peak of the information level with controls is less than that of without controls.

Fig. 3.

Fig. 3

a Various profiles of susceptible population under v1, v2. b Various profiles of vaccinated population under v1, v2. c Various profiles of infective population under v1, v2. d Various profiles of recovered population under v1, v2. e Various profiles of information level under v1, v2

Result 2: Fuzzy model

We take the fuzzified values of the fuzzy parameter in terms of triangular fuzzy numbers given in Table 2. We plot variation graphs for different values of degrees of optimism m. Figure 4 presents the variation of susceptible, vaccinated, infective, recovered populations and information level for the different values of degrees of optimism m in fuzzy environment. Here, red, magenta pink, blue, green, cyan and yellow colored lines indicate the populations at m=0,m=0.2,m=0.4,m=0.6,m=0.8,m=1.0 respectively. For different values of degrees of optimism m, we observe the significant change on the population curves.

Table 2.

Fuzzy parameters and their values

Parameters TFN
Π~ 16,20,24
λ~ 1.6×10-4,2×10-4,2.4×10-4
d~ 3.2×10-5,4×10-5,4.8×10-5
q0~ 8×10-4,1×10-3,1.2×10-3
v1~ 8×10-4,1×10-3,1.2×10-3
θ1~ (8×10-3,1×10-2,1.2×10-2)
γ0~ (8×10-4,1×10-3,1.2×10-3)
ψ~ (0.04, 0.05, 0.06)
β~ (0.0744, 0.093, 0.1116)
γ~ (0.024, 0.03, 0.036)
δ~ (0.032, 0.04, 0.048)
v2~ 8×10-4,1×10-3,1.2×10-3
b~ 0.6,0.75,0.9
g~ 0.04,0.05,0.06
a~ 0.0008,0.001,0.0012
p0~ (0.04, 0.05, 0.06)

Fig. 4.

Fig. 4

Solution trajectories for fuzzy model (2) for the various values of degrees of optimism m

Sensitivity of the degradation rate for information (p0): when b=0, θ1=0 and p0[0.0001,0.5]

From the model (1), we draw the profiles of the populations for different values of degradation rate for information, p00.0001,0.5 (see Fig. 5). When saturation constant for information θ1=0 and rate constant of effectiveness due to treatment b=0, the susceptible population is proportional to the degradation rate for information p0. The susceptible population increases as the value of p0 increases. The reverse scenario is observed for the vaccinated population. The peak of infection highly increases during 60 days to 70 days forb=0, θ1=0 and p0=0.5. Comparatively, it is not higher for the value p0=0.085 for the infective population. For the recovered population, we notice that these populations are inversely proportional to the values of p0.

Fig. 5.

Fig. 5

Outlines of population for the various values of p0

Sensitivity of the degradation rate for information (p0): when b=0,v2=0 (absence of treatment)

When the rate of effectiveness due to treatment b=0 and the treatment related control variable v2=0, we draw the profiles of the populations for different values of p0 (Fig. 6). Susceptible population is proportional to the degradation rate for information (p0). We observe the reverse scenario for the vaccinated population. The infective population gradually increases for the decrease of the parameter p0.

Fig. 6.

Fig. 6

Outlines of populations for the various values of p0

Some numerical results with control policies

Some numerical results of the crisp model (1) are obtained with control policies. We implement the different control strategies to shorten the disease load and to minimize the total cost with the help of optimal control paths. We consider v1 and v2 as the control variables and take k1=1.5,k2=10,k3=25 as positive weight constants. Other parameters values are given in the above Table 1. We analyze the profiles of the populations and minimize the cost for effecting of the implementation of one or both control policies. With the help of MATLAB, the numerical experiments for all the cases are represented. By the forward–backward sweep method, we find the optimal control variables and solve the optimal state system and adjoint state system with respect to time. Figure 7 represents the population trajectories with both control variables and time duration of approximately 100 days. In this case, the recovered population is in its highest level. The susceptible individuals are gradually increased after 40 days. The infective individuals are gradually decreases and it may be diminished after 100 days (approximately). The level of information gradually decreases as time increases.

Fig. 7.

Fig. 7

Outlines of populations with both optimal control v1, v2

Figure 8 depicts the populations’ profiles when v1=v1 and v2=0. The level of information increases between 20 to 40 days. There is significant change for the infective population for the presence of optimal control v1, v2 and with only control v1 and v2=0.

Fig. 8.

Fig. 8

Outlines of populations with only control v1 and v2=0

Figure 9 shows the populations’ trajectories in absence of control variables. The susceptible population gradually increases and it reaches to the highest point in about 50 days. Then the curve gradually decreases. At first the infected population is at equilibrium level. The infected population reaches to the highest peak in about 70 days. The intensity of information level gradually increases when no control is applied. We see a significant change for all the population for only control v1 and v2=0 and in absence of control variables.

Fig. 9.

Fig. 9

Outlines of populations without optimal control variables

Figure 10 represents the profiles of populations with only control v2 andv1=0. Same scenario is seen in the absence of v1, v2 and also v2,v1=0.

Fig. 10.

Fig. 10

Outlines of populations with only control v2 and v1=0

Figure 11a represents the path of the optimal intensity of information related vaccination v1 when v2=0. Fig. 11b presents optimal control v2 only and v1=0. From the Fig. 11a, the intensity of control variable decreases gradually with time.

Fig. 11.

Fig. 11

a Optimal controls v1 only and v2=0. b Optimal control v2 only and v1=0

Figure 12 depicts the effect of infected population and level of information for different values of the parameter ψ (vaccine working efficiency). Using the parameter values in Table 1, we draw the Fig. 12 and Fig. 14 for ψ=0.05 (red colored line), ψ=0.25 (pink colored line), ψ=0.50 (blue colored line, ψ=0.95 (green colored line). The infective population is inversely proportional to ψ. When the rate of vaccine working efficiency increases the level of infected population decreases. Thus, the people are curable from the infectious disease but the different scenario is seen for the level of information. The level of information increases when the value of vaccine working efficiency ψ decreases.

Fig. 12.

Fig. 12

Effect of ψ on infective population and level of information

Fig. 14.

Fig. 14

Effect on adjoint variables for various values of ψ

Figure 13 represents the effect of control variable for different values of ψ. Fig. 14 depicts the effect on adjoint variables for different values of ψ.

Fig. 13.

Fig. 13

Effect of control parameters for the various values of ψ

Figure 15 represents the effect on infected population and level of information of the different values of saturation constant for information (θ1). The level of infected population gradually increases as θ1 increases. Again, we plot the level of information for different values of θ1 and see the count of information level increases as saturation constant for information increases. For different values of θ1, the profile of optimal control and the profile of adjoint variables are presented in Figs. 16 and 17 respectively. Using the values of the parameters in Table 1, we draw the Figs. 16 and 17 for θ1=0.01 (Red colored line), θ1=1.0 (pink colored line), θ1=1.5 (blue colored line) and θ1=2.5 (green colored line).

Fig. 15.

Fig. 15

Effect of θ1 on infected population and level of information

Fig. 16.

Fig. 16

Profile of optimal control v1 and v2 for various values of θ1

Fig. 17.

Fig. 17

Profile of adjoint variables for various values of θ1

Effects of weight constants k2,k3 on optimal control strategy

It is very important to discuss the effects of the weight constants on the optimal control for the crisp model (1). We vary the weight constants k2,k3 while the other parameters are kept fixed. These values are given in Table 1. We change the weight constant k2 and the corresponding profile of optimal control v1, v2 are drawn in Fig. 18a, b. From Fig. 18a it is seen that the optimal control v1 is influenced by weight constant k2 but there is no significant impact for optimal control v2 in Fig. 18b. If the weight constant k2=15 i.e. the vaccination coverage is minimum, the disease transmission is minimized for low strength on information related vaccination v1 (v2=0) (see Fig. 19a). When the weight constant of vaccination coverage is high (k2=750), the information related vaccination v1 (v2=0) is extended for higher intensity (see Fig. 19a). The red and pink colour curves represent the information related vaccintion corresponding to v1 with v2 and v1 with v2=0 respectively. Similar color has been used for k2=750 (see Fig. 19b). There is significant change of k2 for the control v2. We draw the figure on optimal control v1 and v2 for different values of k2. From Fig. 20a, b, we observe that optimal control v2 is affected by the weight constant k2. There is no impact on the optimal control v1 of the weight constant k3 (see Fig. 21a). Figure 21b represents the optimal control v2 for different values of the weight constant k3. Fig. 22a, b and Fig. 23a, b depict the optimal control v1 for k3=25, k3=1250, with k1=1.5 and k2=10. From these figures, it is concluded that both the control policies are able to control the disease load and to reduce the economic load at the time of epidemic.

Fig. 18.

Fig. 18

a Optimal control v1 for different weight constant k2. b Optimal control v2 for different weight constant k2

Fig. 19.

Fig. 19

Optimal control v1 for a k2=15 b k2=750

Fig. 20.

Fig. 20

Optimal control v2 for a k2=15 b k2=750

Fig. 21.

Fig. 21

a Optimal control v1 for different weight constant k3. b Optimal control v2 for different weight constant k3

Fig. 22.

Fig. 22

Optimal control v1 for a k3=25 b k3=1250

Fig. 23.

Fig. 23

Optimal control v2 for a k3=25 b k3=1250

Conclusions

In this work, we discuss a SVIRUS infectious disease model based on the information related to the vaccination and the treatment taking for control strategies and also analyze the minimization of the total cost and the disease load. Firstly, we formulate a model on information related vaccination and treatment in crisp form. Then the model is tranformed into fuzzy model to incorporate the uncertainty of the parameters. With the help of graded mean integration value (GMIV) method, the fuzzy model is converted the defuzzified one. The positivity, the boundedness and the equilibrium analysis of the crisp model are investigated elaborately. The stability of the infection free equilibrium and the infected equilibrium are discussed. Choosing the suitable Lyapunov function, we look into the global stability of infected equilibrium and with the Pontryagin’s Maximum Principle, the existence of the optimal control of the crisp model is explained and all the notable observations are educed numerically and graphically. We establish the effect of the degradation rate for information (p0) on the information induced disease model. Finally, we conclude that extensive use of both control strategies is more fruitful for the healing of infective population and minimizes the total cost during disease prevelance. The researchers can apply the optimal control policy in other epidemic models. Also, other types of impreciseness like, interval, stochastic, intuitionistic fuzzy, neutrosophic, etc. can be used to tackle the uncertainty of the models.

Acknowledgements

The authors inform their heartiest gratitude to the respected reviewers for their formative and positive comments to improve the work. The authors would like to express thanks to the Editor for considering this work for further processing towards publication. The financial support is provided by DST-INSPIRE, Government of India (DST/INSPIRE Fellowship/2017/ IF170211).

Funding

DST-INSPIRE, Govt. of India, Ministry of science & Technology, New Delhi, India (DST/INSPIRE Fellowship/2017/IF170211).

Availability of data and materials

The sources of some data are mentioned and the rest data are hypothetical.

Code availability

Not applicable.

Declarations

Conflict of interest

The authors declare that they have no conflict of interest.

Footnotes

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Contributor Information

Prasenjit Mahato, Email: pmmath1994@gmail.com.

Subhashis Das, Email: dassubhashis409@gmail.com, Email: dassubhashis409@skbu.ac.in.

Sanat Kumar Mahato, Email: sanatkmahato@gmail.com.

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Data Availability Statement

The sources of some data are mentioned and the rest data are hypothetical.

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