Abstract
Chronic traumatic encephalopathy (CTE) is a neurodegenerative disease associated with exposure to repetitive head impacts, such as those from contact sports. The pathognomonic lesion for CTE is the perivascular accumulation of hyper-phosphorylated tau in neurons and other cell process at the depths of sulci. CTE cannot be diagnosed during life at this time, limiting research on risk factors, mechanisms, epidemiology, and treatment. There is an urgent need for in vivo biomarkers that can accurately detect CTE and differentiate it from other neurological disorders. Neuroimaging is an integral component of the clinical evaluation of neurodegenerative diseases and will likely aid in diagnosing CTE during life. In this qualitative review, we present the current evidence on neuroimaging biomarkers for CTE with a focus on molecular, structural, and functional modalities routinely used as part of a dementia evaluation. Supporting imaging-pathological correlation studies are also presented. We targeted neuroimaging studies of living participants at high risk for CTE (e.g., aging former elite American football players, fighters). We conclude that an optimal tau PET radiotracer with high affinity for the 3R/4R neurofibrillary tangles in CTE has not yet been identified. Amyloid PET scans have tended to be negative. Converging structural and functional imaging evidence together with neuropathological evidence show frontotemporal and medial temporal lobe neurodegeneration, and increased likelihood for a cavum septum pellucidum. The literature offers promising neuroimaging biomarker targets of CTE, but it is limited by cross-sectional studies of small samples where the presence of underlying CTE is unknown. Imaging-pathological correlation studies will be important for the development and validation of neuroimaging biomarkers of CTE.
Supplementary Information
The online version contains supplementary material available at 10.1007/s13311-021-01028-3.
Key Words: Chronic traumatic encephalopathy, Biomarkers, Neuroimaging, Atrophy, MRI, Traumatic brain injury, Neurodegenerative disease
Introduction
Contact sport participation, military combat, and physical violence are associated with exposure to repetitive head impacts (RHI) [1]. These impacts can result in mild traumatic brain injuries (TBIs), including symptomatic concussions and the more frequent asymptomatic sub-concussions [2–7]. Exposure to RHI has emerged as a public health concern because of its association with the neurodegenerative disease chronic traumatic encephalopathy (CTE) [8–14]. CTE has been neuropathologically studied in boxers since the late 1970s [15] with clinical syndromes reported earlier (e.g., “Punch Drunk” in 1928, “Dementia Pugilistica” in 1937) [16, 17]. Evidence of abnormal hyper-phosphorylated tau (p-tau) deposition was reported in a deceased former National Football League (NFL) for the first time in 2005 [18]. Neuropathological diagnostic criteria for CTE were published in 2016, and the pathognomonic lesion of CTE includes the perivascular deposition of p-tau in neurons, with or without astrocytes, at the depths of the cerebral sulci [12, 19, 20]. CTE has been neuropathologically diagnosed in hundreds of deceased American football players [12, 14] and various other contact sport athletes and military veterans [11, 12, 18, 21–28]. Risk for CTE has been shown to be a function of duration of exposure to RHI [13], with a prominent role for sub-concussions as opposed to concussion [12, 29].
CTE cannot be diagnosed during life at this time, limiting research on risk factors, mechanisms, epidemiology, and treatment. Multiple sets of criteria to diagnose CTE in life have been proposed [30, 31], including provisional clinical research diagnostic criteria known as traumatic encephalopathy syndrome (TES), proposed in 2014 [32] and revised in 2021 [33]. Based on retrospective interviews with informants of brain donors, the clinical presentation of CTE has been reported to include a constellation of cognitive, behavior, and mood symptoms and, in some instances, parkinsonism and other motor symptoms, often with progression to dementia [11, 12, 14, 25, 34, 35]. The reported clinical presentations of CTE are heterogeneous [32]. The etiology of the diverse symptoms is unknown and likely multifactorial [8, 11, 34, 36–43]. The ill-defined clinical presentation of CTE is one reason for the current inability to accurately detect and diagnose CTE during life.
CTE also cannot be diagnosed in life at this time due to the lack of validated in vivo biomarkers that can accurately detect and differentiate CTE from other neurological disorders, such as Alzheimer’s disease (AD) and frontotemporal dementia (FTD). Developing in vivo biomarkers of CTE will be instrumental for accurate disease detection and diagnosis, monitoring of disease progression, evaluating efficacy of therapeutic interventions, and studying disease mechanisms and symptom etiology. There have been advances in biomarker development for CTE in the past 5 years, particularly as the neuropathology of CTE has become increasingly well-defined. Similar to biomarker frameworks of other neurodegenerative diseases (e.g., A/T/N in AD) [44], in vivo biomarkers for CTE will likely include those that are specific and non-specific to CTE. Specific biomarkers would directly inform on the presence of underlying CTE p-tau pathology in the central nervous system (CNS). Non-specific biomarkers (e.g., patterns of atrophy) would be useful to support a diagnosis of CTE when combined with other risk factors, clinical and biomarker data points, as well as to track disease progression and to facilitate study of disease mechanisms, etiology, and pathogenesis.
Analysis of proteins in the cerebrospinal fluid and blood may be viable biomarker approaches in CTE [45–48]. Neuroimaging is an integral component of the clinical evaluation of neurodegenerative diseases and is used as part of large-scale multi-center clinical trials of disease-modifying therapies. Neuroimaging is dynamic and can provide insight into the structure, function, and molecular make-up of the CNS and can characterize disease stages. Neuroimaging will likely help to facilitate a “probable CTE” diagnosis during life. In this qualitative review, we present the current evidence on neuroimaging biomarkers for CTE with a focus on modalities routinely used in an academic memory disorders clinic for differential diagnoses of neurodegenerative diseases. Because it is necessary to have a clear understanding of the neuropathology of CTE to inform on neuroimaging targets, we begin with an overview of the microscopic and gross pathological features of CTE. Then, molecular, structural, and functional neuroimaging biomarker findings in living participants at high risk for CTE are presented. Existing imaging-pathological correlation studies are reviewed. We conclude with our opinions of current clinical and research implications and propose directions for future research. While this review has a clinical framework, it is important to note that validated neuroimaging biomarkers of CTE do not yet exist and are not yet ready for integration into the clinic to support an in vivo diagnosis of CTE.
Methods
This review focuses on neuroimaging techniques routinely used as part of dementia evaluations for differential diagnoses of neurodegenerative diseases. These include T1-weighted MRI, fluid attenuated inversion recovery (FLAIR), susceptibility weighted imaging (SWI)/T2*-weighted gradient-recalled echo (GRE), 18F fluorodeoxyglucose (FDG)-PET, single-photon emission computerized tomography (SPECT) imaging, and amyloid and tau PET imaging. These techniques are approved by the Food and Drug Administration (FDA), and selection of neuroimaging methods was also guided by the National Institute on Aging-Alzheimer’s Association (NIA-AA) Research Framework for defining the underlying pathophysiological processes of AD [44]. Note that FDG-PET, SPECT, and amyloid and tau PET are not necessarily routine, but requested for complex patients where symptom etiology is uncertain and there is a need for differential diagnosis to guide treatment planning.
Because CTE cannot be diagnosed during life and validated clinical criteria do not exist, recruitment of individuals with clinically diagnosed CTE is not currently possible. CTE has been shown to be strongly associated with exposure to RHI from American football [13]. CTE has also historically been neuropathologically described in boxers (e.g., “dementia pugilistica”) [16, 17]. RHI in these populations are frequent and homogenous. For these reasons, clinical research has drawn on aging former elite American football players and fighters to study and draw inferences about the clinical presentation and neuroimaging biomarkers of CTE. Although it is unclear if findings from these populations generalize to the broader population, it provides some level of certainty of underlying CTE pathology that is critical for biomarker development. Risk for CTE in other populations is not yet well-defined, such as in former soccer and ice hockey players and military veterans. These populations are less suitable for CTE biomarker development at this time due to the uncertainty of underlying CTE pathology. This review thus focuses on in vivo MRI data from former aging elite American football players and fighters. The Professional Fighters Brain Health Study (PFBHS) has resulted in major contributions to the field on the effects of RHI from fighting sports on the CNS [49–52]. Many of those studies have been among active fighters (or active + retired fighters with smaller representation of retired), and we discuss findings that reported separately on aging retired fighters.
Although there are numerous “case only” studies that are descriptive or report on exposure-MRI relationships [53–58], we place emphasis on “case-control” studies given biomarker sensitivity and specificity are key criterion for biomarker development. This methodology does not apply to the review of clinical-pathological correlation or autoradiography studies.
Studies that include samples of participants actively being or had acutely been exposed to RHI (e.g., young active college American football players) and the late effects of a single traumatic brain injury (TBI) were not included in this review. CTE is a neurodegenerative disease associated with age [20]. While the pathophysiological processes of CTE are likely initiated during active exposure to RHI, widespread neuropathology and clinical symptoms often manifest years after exposure to RHI has ended. Studies that use young active otherwise healthy contact sport athletes are unlikely to inform on biomarkers of CTE. Although a single TBI has been associated with increased risk for dementia [59–63] and an accumulation of various neurodegenerative disease proteins and other pathologies [64–66], there is insufficient evidence to suggest that single or multiple TBIs are associated with the diagnostic entity of CTE.
Our literature review was conducted using key words and associated permutations in PubMed, such as “repetitive head impacts,” “sub-concussion,” “contact sport athletes,” “American football,” “fighters,” “boxers,” “chronic traumatic encephalopathy,” “neuroimaging,” “biomarkers,” “PET,” “atrophy,” “brain,” “magnetic resonance imaging,” “molecular imaging,” “neurodegeneration,” “dementia,” “tau,” “FTP,” “FDDNP,” “PET radiotracers,” and other search terms. References of research articles were used for identifying relevant studies for this review. Because of the overall limited evidence on this topic, we did not restrict the articles to a specific timeframe.
Neuropathology of CTE
Microscopic Pathology
On the microscopic level, neurofibrillary tangle (NFT) pathology—intracellular aggregates of p-tau protein—are the hallmark of CTE and were initially described by Hof and colleagues [67]. Inclusions form in both neurons and glial cells. NFTs in CTE are irregularly/unevenly distributed with a tendency to form around blood vessels and at the depths of the sulci [68]. Dr. Ann McKee at the Veteran Affairs (VA)-Boston University (BU)-Concussion Legacy Foundation (CLF) brain bank has characterized the neuropathology of CTE through the National Institutes of Health (NIH)-funded Understanding Neurologic Injury in Traumatic Encephalopathy (UNITE) study [14, 69]. In 2015, a NINDS and National Institute of Biomedical Imaging and Bioengineering sponsored conference was convened to evaluate proposed neuropathological diagnostic criteria for CTE [12, 19]. A panel of seven neuropathologists with expertise in neurodegenerative tauopathies evaluated 25 selected cases of represented tauopathies. The panel defined the pathognomonic lesion of CTE as “an accumulation of abnormal hyperphosphorylated tau (p-tau) in neurons and astroglia distributed around small blood vessels at the depths of cortical sulci and in an irregular pattern.” Since these neuropathological criteria were published, it has been clarified that the perivascular lesions of CTE must be neuronal, consisting of NFTs and disordered neurites in the variable presence or absence of p-tau immunoreactive astrocytes [20]. P-tau immunoreactive astrocytes in CTE lesions are associated with advancing age [70].
CTE is a mixed three and four microtubule binding domain repeat (3R/4R) tauopathy. Cryo-electron microscopy studies showed differences in the molecular structure of tau filaments in CTE from AD [71], and from Pick’s disease [72] and corticobasal degeneration [73]. CTE tau isoforms may change with disease severity, including becoming 3R predominant with disease progression [70]. Astrocytic tau lesions tend to be 4R, whereas neuronal lesions are 3R and 4R [70]. Unlike AD, Aβ deposits in CTE are not an early feature, not diagnostic, and tend to accumulate with advancing age [36]. When present, Aβ plaques also tend to be diffuse and not neuritic [14, 36]. TAR DNA-binding protein 43 (TDP-43) neuronal and glial inclusions are also found in some CTE cases, most commonly in the cortex and subcortical white matter, in association with severe p-tau pathology [12, 37].
In 2013, McKee et al. [176] proposed a staging system to characterize the severity of p-tau, the McKee CTE staging scheme [12, 20]. This scheme includes four pathological stages, ranging from stage I (mild) to stage IV (severe) (Fig. 1). In stage I CTE, there are 1 or 2 isolated foci of p-tau NFTs and dot-like neurites around small blood vessels at the depths of the sulci, especially in the frontal cortex. In stage II, 3 + CTE lesions are found in multiple cortical regions, the lesions are larger, and NFTs are present in adjacent cortices. In stage III, larger perivascular patches of p-tau NFTs, astrocytes, and dotlike and threadlike neurites are found at the sulcal depths. Diffusely distributed NFTs are found in the hippocampus, entorhinal and perirhinal cortices, and amygdala. There is more brainstem p-tau pathology. In stage IV, perivascular p-tau lesions and NFTs are distributed throughout the cerebral cortex. Perivascular p-tau lesions and NFTs extend to the diencephalon, and brainstem and NFTs are in the cerebellar dentate nucleus, basis pontis, and spinal cord. The McKee CTE staging scheme was recently shown to be associated with semi-quantitative and quantitative scales of p-tau severity and density throughout the brain. Higher CTE stage was strongly linked to increasing age, exposure to RHI (defined by years of American football), and increased odds for dementia [20].
Gross Pathology
Gross features of CTE include progressive cerebral, medial temporal lobe (MTL), and anterior diencephalic atrophy [12]. There is mild lateral ventricle enlargement in stage I CTE and mild enlargement of the frontal horn of the lateral ventricles and/or the third ventricle in stage II CTE. Most brains in stage III show cerebral atrophy with dilation of the lateral and third ventricles. Frontal and temporal lobe atrophy are most prominent. There is marked MTL atrophy by stage III CTE [12, 19]. Atrophy of the mammillary bodies and thalamus are observed, often beginning in stage III. By stage IV, atrophy is widespread. Other common gross features include a cavum septum pellucidum (CSP) and corpus callosum (CC) thinning. There is pallor of the locus coeruleus and substantia nigra, beginning in stage II and progressing as the disease advances.
Neuroimaging Biomarkers of CTE
Next, we review structural, molecular, and functional neuroimaging patterns in participants at high risk for CTE. We begin with a description of nuclear medicine findings, followed by a review of structural MRI patterns. The section concludes with an overview of advanced research MRI sequences. Note that although PET imaging is not routine due to high costs and lack of insurance coverage, amyloid (i.e., 18F-Florbetaben, 18F-Florbetapir, 18F-Flutemetamol) and tau (i.e.,18F-Flortaucipir, FTP) PET imaging are approved by the FDA for the detection of Aβ and p-tau AD fibrils of AD, respectively. PET imaging is frequently used in clinical trials as an eligibility criterion and/or endpoint [74–76] and has important implications for clinical management and prognosis [77].
Nuclear Medicine Imaging
Tau PET Imaging
PET imaging is a nuclear medicine functional imaging technique that detects gamma rays emitted from radiolabeled tracers injected into the body. Radiotracers that bind to p-tau in the CNS have been developed and hold promise for the detection of underlying CTE pathology. An overview of the current evidence is presented in Table 1. FDDNP was the first radiotracer to be injected in vivo in patients with AD that showed binding to tau pathology [78–80]. The tau PET tracer FDDNP has been examined in small samples of participants at risk for CTE [81–83]. In 2013, Small et al. examined FDDNP binding in five former NFL players (ages 45 to 73 years) with mood and cognitive symptoms compared with five unimpaired individuals who were similar in age, education, race, body mass index (BMI), and dementia family history [82]. The former NFL players had increased FDDNP binding in the amygdala, caudate, putamen, thalamus, subthalamus, midbrain, and cerebellar white matter. There were no group effects in frontal, parietal, posterior cingulate, or medial and lateral temporal regions. In a follow-up study, Barrio et al. compared FDDNP binding between 14 symptomatic former professional American football players (ages 40 to 86 years, 12 with mild cognitive impairment), 28 cognitively intact controls, and 24 participants with AD dementia [81]. Compared with the cognitively intact controls, the former professional American football players had greater binding in the amygdala, MTL, dorsal and ventral midbrain, hypothalamus, thalamus, pons, striatum, frontal lobe, and anterior cingulate gyrus. There were no effects for the parietal lobe, posterior cingulate gyrus, lateral temporal lobe, or occipital lobe. The strongest effects were for the dorsal midbrain and amygdala. The former professional American football players additionally had higher FDDNP values in the amygdala, dorsal and ventral midbrain, hypothalamus, pons, and the striatum compared with AD dementia. However, there were no group effects for any of the other regions (listed above). That author group also reported increased FDDNP binding in military personnel in a somewhat similar pattern, a population not of focus for this review [83]. In sum, these studies showed relatively diffuse uptake patterns that are not entirely consistent with the neuroanatomical distribution of p-tau pathology in CTE. Omalu et al. also conducted an FDDNP PET-pathological correlation study of a deceased former elite American football player [84]. FDDNP tau PET imaging was done 52 months prior to death. FDDNP binding was correlated with p-tau deposition at autopsy. However, FDDNP DVR values were highest in brain regions such as the striatum, thalamus, and midbrain, and there was lower cortical involvement—a pattern not typical of CTE [84]. Interest in FDDNP has since waned because it binds diffusely, lacks specificity for tau, and binds to Aβ and other proteins [85, 86], and there has been poor reproducibility of results [87].
Table 1.
Study | Tau tracer | Study type | Sample | Summary of findings | Amyloid status |
---|---|---|---|---|---|
Small et al. [82] | FDDNP | Case-control |
- 5 symptomatic former National Football League (NFL) players (45–73 years) - 5 male cognitively normal controls similar in age, education, race, body mass index, dementia family history |
Former NFL players had higher FDDNP DVR values in the caudate, thalamus, subthalamus, midbrain, cerebellar white matter, and amygdala. No cortical effects reported | Amyloid PET not acquired |
Barrio et al. [81] | FDDNP | Case-control |
- 14 symptomatic former professional American football players (40–86 years), 12 with mild cognitive impairment - 24 Alzheimer’s disease dementia - 28 cognitively intact controls |
Increased FDDNP binding for various cortical and subcortical regions in former professional football players compared with controls. Compared with AD, elevated binding in the amygdala and subcortical brain regions; MTL binding intensity was comparable. Strongest effects observed for the amygdala (compared with both groups) and the dorsal midbrain (compared with controls) | Amyloid PET not acquired |
Omalu et al. [84] | FDDNP | Imaging-pathological correlation | 59-year-old symptomatic former NFL player who had an antemortem FDDNP-PET scan 52 months prior to death | FDDNP DVR values highest in striatum, thalamus, amygdala and midbrain, with lower cortical involvement. Significant correlation between FDDNP DVRs and p-tau pathology | Amyloid PET not acquired. Diffuse and neuritic Aβ plaques present at autopsy |
Stern et al. [92] | FTP | Case-control |
- 26 former NFL players (40–69 years) - 31 same-age asymptomatic men without a history of RHI or TBI |
Mean FTP SUVRs higher in former NFL players in the bilateral superior frontal, medial temporal lobe, and left parietal regions. Overlapping individual-level FTP measurements between former NFL players and controls | 25/26 former football players had negative florbetapir PET. No significant difference in mean SUVR between former football players and controls. |
Lesman-Segev et al. [93] | FTP | Case-control |
- 11 participants who met criteria for TES (30–70 years) - 67 age- and education-matched amyloid negative participants (male and female) without RHI - 22 amyloid-positive age- and education matched participants with MCI (n = 9) or dementia (n = 13) due to AD (male and female) without RHI |
Mildly elevated FTP retention in the frontal-temporal and medial temporal regions in TES participants. Individual-level overlap with the amyloid negative participants and tracer retention was lower than observed in similarly impaired participants with AD | 9/11 TES participants had negative PiB PET |
Mantyh et al. [94] | FTP | Imaging-pathological correlation | Symptomatic former NFL player who died at 72 and had an antemortem FTP PET at age 68 | Participant had stage IV CTE. Modest correlation between FTP SUVR and tau pathology that did not reach statistical significance. While there was regional correspondence between SUVR and tau pathology, there were regions with high SUVR values that had low p-tau burden | Negative PiB PET and no Aβ plaques at autopsy |
Marquie et al. [95] | FTP | Autoradiography |
- 5 male donors with pathologically confirmed CTE: one CTE stage II-III, three CTE stage III, one stage IV (25–58 years) - 9 males and females with pathologically confirmed AD (66–96 years) - 6 age- and sex-matched participants without pathological diagnoses |
Negligible binding across cortical regions with tau aggregates in CTE tissue samples. Off-target binding to leptomeningeal melanocytes. No correlation between FTP autoradiographic regional binding and tau measures in CTE tissue. Strong tracer binding to tau aggregates in the AD tissue samples | No Aβ plaques in CTE tissue |
Aguero et al. [98] | MK-6240 | Autoradiography |
- 5 male donors with pathologically confirmed CTE: one stage II-III, three stage III, one stage IV (25–65 years) - 14 male and female donors with AD (60–97 years) - 9 donors with FTLD-tau (male and female, 61–80 years) - 3 donors with Lewy body disease - 1 donor with multiple systemic atrophy - 4 donors with FTLD-TDP-43 - 2 donors with hemorrhage - 1 donor with diffuse cerebral amyloid angiopathy - 1 unspecified histopathology - 3 donors free of pathology (73–101 years) |
Strong binding to tau aggregates in the hippocampal formation, entorhinal cortex, frontal, temporal, parietal, occipital cortices in AD tissue. No detectable binding in tissue from any of the non-AD cases including CTE. Off-target binding in substantia nigra, brain metastatic melanoma, parenchymal hemorrhages, retinal pigment epithelium and extracutaneous meningeal melanocytes | No Aβ plaques in CTE tissue |
Krishnadas et al. [103] | MK-6240 | Case (n = 1)-control |
-1 63 year-old male former Australian rules footballer, CDR = 0.5 -99 cognitively normal amyloid and tau negative controls -57 amyloid and tau positive MCI and AD dementia participants |
Former Australian rules footballer had high tracer retention in frontotemporal and medial temporal regions compared with the controls. Only frontotemporal retention was higher than the MCI participants, whereas the MCI participants had higher medial temporal lobe and temporo-parietal retention. Tracer retention in all cortical regions was lower than AD dementia | Former Australian footballer had moderate burden of Aβ on amyloid (18F-NAV4694) PET |
18F-FTP (FTP) is a first generation tau tracer that has high affinity to the PHF of mixed 3R/4R p-tau present in AD NFTs particularly in late stages [88, 89]. FTP is approved by the FDA to detect p-tau in patients who have cognitive impairment due to AD (https://www.accessdata.fda.gov/drugsatfda_docs/label/2020/212123s000lbl.pdf). Unlike FDDNP, FTP has improved specificity and selectivity to p-tau over fibrillar deposits of Aβ [88, 89]. Two separate case studies examined FTP binding in a 71-year-old and a 39-year-old former NFL player [90, 91]. However, we only identified two case-control studies on FTP at the time of the writing of this review. FTP retention was compared between 26 symptomatic former NFL players (ages 40–69) and 31 same-age asymptomatic men without any history of TBI [92]. The former NFL players were required to have at least 2 years of NFL play and a minimum of 12 total years of American football play. At the group level, FTP retention was higher in the former NFL players in the bilateral superior frontal, MTL, and left parietal regions, after p-value adjustment for multiple comparisons. However, variation was seen across participants and there were overlapping individual-level FTP measurements between the former NFL players and controls. The level of FTP uptake in the three brain regions was associated with the number of years playing football. FTP levels were not associated with cognitive and neuropsychiatric test scores.
A case series from the University of California, San Francisco (UCSF), compared FTP uptake between 11 cognitively/behaviorally impaired participants who met the 2014 TES criteria [1] (primarily former American football players), 67 age- and education-matched amyloid-negative participants (male and female) without a known history of exposure to RHI, and 22 amyloid-positive age- and education matched participants with MCI (n = 9) or dementia (n = 13) due to AD (male and female) who also had no known history of RHI exposure [93]. At the individual level, six TES participants showed elevated cortical FTP binding in a frontotemporal pattern (there was diffuse cortical binding in 2 participants). Global mean cortical binding intensity varied and values for three cases fell in the range of the control group. Two TES participants showed non-specific diffuse cortical binding and the other three participants had no binding; for all of these participants, global mean cortical binding fell in the control range. MTL binding intensity values were slightly higher in the TES participants but overlapped with the controls. MTL binding intensity was higher in AD. Frequency maps showed 60% of the TES participants had mildly elevated FTP binding, predominantly in the bilateral frontotemporal cortex and in the medial and lateral parietal lobes; when restricted to amyloid negative TES participants, frontotemporal effects became more confined and there was reduction in binding in parietal regions. The control group showed minimal abnormal voxels, whereas the MCI due to AD group had a diffuse pattern of abnormal voxels with most showing elevated binding in the temporoparietal regions and variable frontal involvement. Dementia due to AD participants had the most diffuse binding, and all had temporoparietal and frontal abnormalities. Voxel-wise analyses showed that the participants with TES had mildly elevated FTP in the left inferior-posterior temporal lobe, in addition to the inferior frontal lobes among the amyloid negative TES participants. There were no group effects between TES and MCI and AD dementia participants, and binding was higher in many of the cortical regions in the AD group. Overall, findings from that study showed individual-level overlap with the amyloid negative participants and tracer retention was lower than observed in participants with AD. The authors concluded that FTP is unlikely to be sensitive to the early detection of CTE. Although not a case-control study in the traditional sense, Vasilevskaya et al. showed higher mean FTP SUVR in former professional and semi-professional contact sport athletes (mostly former American football players) with the APOE e4 allele (n = 13) compared with those without this allele (n = 25) [58]. No effect was found for MAPT diplotypes.
A recent PET-to-autopsy study from UCSF found no statistically significant correlation between regional FTP binding and tau pathology (as measured by immunohistochemistry) in a deceased former NFL player who had stage IV CTE [94]. The time from PET scan to death was 52 months. An autoradiography study examined FTP binding in pathologically confirmed CTE tissue samples [95]. The study included five cases of CTE (n = 1 stage I, n = 3 stage III, n = 1 stage IV). The hippocampus, superior temporal cortex, superior frontal cortex, inferior parietal cortex, and occipital cortex were sampled. The cases had low or no AD neuropathological changes. Autoradiography detected overall minimal FTP binding with the exception of off-target binding to the choroid plexus and the meninges in two of the five cases. Research has shown that FTP has off-binding to the chorioid plexus, particularly in African Americans, and may specifically impact interpretation of binding in certain brain regions (e.g., hippocampus) [96]. In another FTP PET to autopsy study, FTP was sensitive to the detection of advanced Braak stage tau and did not reliably detect and differentiate non-AD NFT pathology [97]. Although CTE was not directly examined in that study, it shows the selectivity of FTP to tau NFTs in AD.
18F-MK-6240 is a second generation PHF-tau tracer developed for AD that shows less off-target (i.e., non-tau related) binding than FTP [98–102]. It is an experimental tau radiotracer not yet approved by the FDA for clinical use. MK-6240 binding mimics Braak neuropathological staging of AD [100, 102]. MK-6240 has a distinct chemical structure that may lead to unique binding affinities across tauopathies. MK-6240 may be more suitable for detecting focal tau deposits seen in early stages of CTE because of low background signal. Krishnadas et al. [103] conducted an in vivo case study on MK-6240 in a 63-year-old former Australian rule football player (who also had a thalamic stroke at age 50) with a Clinical Dementia Rating scale score of 0.5 [103]. The study included 99 cognitively normal amyloid and tau PET negative participants and 37 amyloid and tau PET positive MCI (n = 16) and dementia (n = 21) due to AD participants from the Australian Imaging Biomarkers and Lifestyle study as comparison groups. The comparison groups were 9–10 years older than the participant, on average (ranging from 66 to 76.4 years old). Regions of interest included dorsolateral prefrontal cortex (DLFPC), MTL (entorhinal cortex, hippocampus, parahippocampus, and amygdala), temporoparietal (inferior temporal, fusiform, supramarginal and angular gyri, posterior cingulate, precuneus, superior and inferior parietal, and lateral occipital), and a frontal composite (DLPFC, ventrolateral prefrontal, orbitofrontal, gyrus rectus, anterior cingulate). SUVR was higher in the Australian rule football player for all regions compared with the amyloid and tau negative participants, including > 4 standard deviations higher for the DLPFC. DLPFC SUVR was 0.70 standard deviations higher in the participant relative to the MCI group, whereas the MCI group had higher MTL and temporoparietal SUVR. The AD dementia group had the highest SUVR across all regions. Voxel-wise analysis showed that the participant had high tracer retention in the bilateral superior frontal gyri, particularly in the DLPFC and MTL. Compared with the amyloid and tau negative group, there was mild uptake in the right supramarginal, right orbitofrontal, and bilateral temporal gyri. The former Austrialia rule football player also had higher retention in the bilateral superior frontal regions compared with the MCI group. Conversely, MCI participants had higher MTL and temporoparietal retention. The amyloid and tau positive AD dementia group had greater retention in all cortical regions. MK-6240 binding patterns from that preliminary study are consistent with the neuroanatomical distribution of CTE p-tau pathology.
Despite the above case study, Aguero et al. [98] conducted an autoradiography study that included five cases with autopsy-confirmed tissue of CTE (n = 1 CTE stage II/III, n = 3 CTE stage III, n = 1 CTE stage IV). AD, FTLD-tau, FTLD-TDP-43, LBD, and control tissue samples were also included. Detectable binding was only observed in AD tissues and not in any of the other non-AD tauopathies. There was no detectable binding of MK-6240 in the CTE cases or in the FTLD cases.
Amyloid PET Imaging
Given Aβ deposition is not a consistent feature of CTE, FDA-approved PET ligands that bind to neuritic Aβ (e.g., [(18)F]-Florbetapir) have not been a biomarker target of CTE. It has instead been used to rule out AD. In the aforementioned FTP study of 26 symptomatic former NFL players (ages 40–69) and 31 same-age asymptomatic men without any history of TBI, all but one of the former NFL players had a negative amyloid (florbetapir) PET scan [92]. There were no statistically significant group differences between the former NFL players and the controls in mean cortical cerebellar florbetapir SUVRs. In the UCSF FTP study of 11 TES participants, two were amyloid ([11C]PIB) positive [93]. The two FTP case studies of former NFL players (ages 39 and 71) were also amyloid (florbetapir) negative [90, 91]. The Australian rule football player had moderate levels of Aβ plaques on amyloid (18F-NAV4694) PET imaging.
18F-Fluorodeoxyglucose PET
FDG-PET measures metabolic rates of glucose in the brain and hypometabolism reflects neurodegeneration. AD is characterized by hypometabolism in temporoparietal regions, posterior cingulate cortex, and the MTL with frontal lobe involvement as the disease advances [104–108]. Behavioral variant frontotemporal dementia (bvFTD) includes hypometabolism of bilateral temporal, dorsolateral, and medial prefrontal regions [109]. In the aforementioned UCSF study of 11 participants with TES (primarily former American football players) and 67 amyloid-negative participants [93], six and 30 of the TES participants and amyloid-negative participants had FDG-PET, respectively. Individual SUVR images showed that TES participants had greater frontotemporal hypometabolism with heterogeneous levels of parietal lobe involvement. Voxel-wise analyses showed that the TES participants had decreased metabolism in the frontotemporal regions with involvement of the parietal lobe (i.e., precuneus, supramarginal) but to a much lesser extent. Previous research showed frontal hypometabolism on FDG-PET in five retired professional boxers (mean age = 46.8) compared with four age-matched controls [110]. Hypometabolism was found in the bilateral dorsolateral prefrontal cortices and right middle orbitofrontal cortex. In another FDG-PET study of 19 boxers and 7 controls, boxers had reduced FDG uptake in the frontal lobes bilaterally, posterior cingulate cortex, parieto-occipital lobe, and the cerebellum [111].
SPECT Imaging
A SPECT scan is a nuclear medicine technique that uses a radiotracer to track patterns of cerebral blood flow. SPECT patterns of bilateral temporoparietal hypoperfusion support a diagnosis of AD [112–115]. The clinical application of SPECT is somewhat debated due to uncertain value above and beyond MRI. Amen et al. [116] examined brain SPECT imaging in 100 active and former NFL players and a comparison group of 20 cognitively normal men without a history of TBI. Although the breakdown of active versus retired was not clear, the mean age was 57.27. The NFL players had global reductions in cerebral blood flow on SPECT, including of the prefrontal, temporal, parietal, and occipital lobes, as well as the anterior and posterior cingulate gyrus and the cerebellum. In a subsequent study by Amen et al. [117], among 161 active and former NFL players (mean age = 52) and 124 cognitively normal men and women (mean age = 44), the NFL players had reduced cerebral blood flow on SPECT across 36 brain regions. Brain regions that most accurately discriminated the NFL players from the controls included the anterior superior temporal lobes, rolandic operculum, insula, superior temporal lobes, precuneus, and cerebellar vermis. These effects remained similar when accounting for age, sex, and psychiatric co-morbidities. Although these studies showed evidence of cerebral blood flow reductions, the regional patterns were diffuse and non-specific.
DaTscan is a form of SPECT imaging that involves injection of a radiotracer (i.e., phenyltropane) that binds to nigrostriatal dopaminergic transporters. It is FDA approved to differentiate Parkinson’s disease or parkinsonism from essential tremor, but can differentiate Lewy body dementia and AD [118–120]. To our knowledge, no studies to date have examined DaTscans in former American football players or fighters. Given nigral degeneration is common in CTE and parkinsonism has been reported as a late effect of RHI exposure, particularly from boxing [16, 17, 32, 34, 121], DaTscan may be a valuable imaging modality and warrants study.
Macrostructural MRI
Anatomical T1-Weighted MRI
Figure 2 shows an exemplary antemortem MRI of an 82-year-old brain donor with autopsy confirmed stage IV CTE and who had no other neurodegenerative disease diagnoses. Macrostructural features shown in Fig. 2 are used to summarize our literature review findings.
Atrophy
Atrophy patterns on MRI are used to support diagnosis and monitoring of neurodegenerative diseases, like AD and FTD [44]. Atrophy rates serve as outcomes for large-scale multi-center clinical trials of disease-modifying therapies [122] and might have similar usefulness in clinical trials for post-traumatic neurodegeneration [123]. In vivo MRI studies have begun to discern structural MRI signatures in participants at risk for CTE using automated (e.g., Freesurfer) and/or a combination of automated and semi-automated imaging analysis pipelines to generate quantitative volumetric indices. Among the participants with TES and age- and education-matched amyloid-negative participants without known history of exposure to RHI from the UCSF study, voxel-wise analyses showed lower volume of the lateral and medial frontal cortices, insula, and anterior temporal lobes in the TES participants [93]. When compared against a normative MRI dataset, some, but not all, TES participants had cortical thinning and subcortical gray matter volume loss, with volume loss greatest for the hippocampus. In a study focused on frontotemporal regions comparing 19 former Canadian Football League players (mean age = 50, age range = 30–74 years) and age- and education-matched healthy men without a history of concussion, reduced thickness of the left anterior temporal lobe but not the orbitofrontal cortex was reported [124]. Another study compared MRI-derived prefrontal and temporal lobe cortical thickness values between 11 former NCAA Division I American football players (mean age = 27, age range = 24–32, scanned an average of four years after football participation ended) and 10 demographically similar track-and-field athletes. The former football players showed reduced cortical thickness of the left frontal pole, right superior frontal gyrus, superior temporal gyrus, left inferior temporal gyrus, right middle and superior temporal gyri, and bilaterally over the banks of the superior temporal sulcus [125]. The hippocampus was not examined, but there were no group differences for the parahippocampal gyrus or other aspects of the frontal and temporal lobes.
One MRI volumetric study examined limbic system structures among 86 symptomatic former NFL players (mean age = 54.86) and 22 same-age asymptomatic men without a history of RHI or TBI [126]. Findings showed that the former NFL players had smaller bilateral volumes of the amygdala, hippocampus, and the cingulate gyrus compared with the same age men without a history of RHI or TBI. Another study compared volume loss across 14 (left and right) regions of interest (hippocampus, amygdala, total gray matter, brain parenchymal volume, parahippocampal cortex, entorhinal cortex, temporal pole, supramarginal gyrus) in 9 former NFL players (all > 55 years old) and 9 age-matched cognitively normal controls [127]. The former NFL players had greater volume loss of the right hippocampus after correction for multiple comparisons. There were no effects for other regions of interest with multiple correction adjustment. Decreased volume of the hippocampus has similarly been reported in other small samples of aging symptomatic former NFL players [128]. Interestingly, Misquitta et al. [129] found an age-exposure interaction with a greater effect of age on left and right hippocampal volumes in 53 former Canadian Football League players (mean age = 55.6) compared with 25 age and education matched males without a history of concussion, and compared with 321 age-matched males from the Cambridge Centre for Aging and Neuroscience. In a sample of 34 retired fighters from the PFBHS (mean age = 47) and 62 age-matched individuals without a history of TBI, the retired fighters had lower volumes for the hippocampus, amygdala, and thalamus [130]. Effects were not observed for the caudate, putamen, or total brain volume.
There are sparse longitudinal MRI studies of people exposed to RHI. Bernick et al. examined longitudinal change in brain volume in 173 active and retired professional fighters from the PFBHS compared with people without RHI exposure history [131]. The sample included 23 retired boxers, 50 active boxers, 100 active mixed martial art fighters, and 31 cognitively normal individuals with no RHI history. Participants completed annual visits, and all had at least two MRIs with a mean follow-up of approximately 2–3 years, ranging from 1 to 4 years. The retired boxers showed an accelerated decline in the left and right amygdala and right hippocampus.
The above findings should be considered in the context of existing null studies. In a study devoted to glial cell activation and white matter integrity, Coughlin et al. presented supplementary material that compared 14 NFL players (4 active, 10 retired, ages 24–39 years) and 16 age, sex, education, and BMI-matched controls on volumes of the hippocampus, amygdala, temporal pole, entorhinal cortex, parahippocampal cortex, and supramarginal gyrus [132]. Group effects were not observed. These group comparisons were not the objective of the manuscript, and the sample’s young age may explain the null volumetric effects. Zivadinov et al. [133] compared 21 former NFL and National Hockey League (NHL) players (mean age = 56) with 21 age-matched non-contact sport athletes across a range of MRI indices. The authors did not find group differences in global or regional brain volumes. However, the authors did not conduct lobar regional analyses and it is unclear if the former NHL players may have suppressed the effects. Authors of another study claimed minimal evidence of chronic brain injury in sample of 45 former NFL players, including atrophy in only 2 of the 45 former NFL players [54]. However, the study was without a comparison group and was predominantly descriptive. Bang et al. did not find structural MRI differences in five retired professional boxers (mean age = 46.8) compared with four age-matched controls [110]. An additional study compared a priori volumetric regions of interest between 20 former high school football players who had two or more mild TBIs (ages 40–65 years) and 20 age, education, premorbid intellect, and symptom-matched former high school football players who denied a lifetime history of TBI [134]. Regions examined included total intracranial volume, total gray matter, total white matter, bilateral anterior cingulate cortex, bilateral hippocampi, and lateral ventricles. No group effects were found. The meaning of those null effects is not clear, given all participants played American football. Other studies have similarly compared neuroimaging indices between former university-level contact sport athletes with and without a concussion history, showing a range of effects with inferences being drawn on concussion as opposed to RHI exposure [135, 136].
CC Thinning
There is limited in vivo case-control evidence that report on the CC in aging participants at high risk for CTE. In the Bernick et al. longitudinal PFBHS study that included 23 retired boxers, the boxers showed accelerated shrinkage of the central CC compared with their control group (per Table 2 of that manuscript) [131]. In another sample of 34 retired fighters from the PFBHS, retired fighters had lower CC volume relative to 62 age-matched individuals without a history of TBI [130]. A diffusion tensor imaging (DTI) study compared CC integrity between 34 former NFL players (ages 41–79; both with and without symptoms) and 85 age, premorbid intellect, and education matched asymptomatic people without a history of concussion or elite football play. The symptomatic former NFL players (n = 14) had reduced fractional anisotropy (FA) of the CC relative to the matched control group (n = 14) [137]. No such effects were found for the asymptomatic former NFL players.
CSP
A CSP is not specific to CTE and is a frequent MRI finding in the general adult population[138]. In autopsy-confirmed CTE, there are frequent abnormalities of the septum pellucidum [12, 14, 19]. The in vivo MRI literature shows similar findings [93, 130, 139, 140]. In the UCSF study of 11 TES participants, 8 had a CSP ranging in width between 3 and 11 mm and between 1.5 and 4.5 mm in length [93]. In 39 retired fighters from the PFBHS and 63 age-matched individuals without a history of TBI, 77% and 51% of the retired fighters had a CSP and cavum vergae, respectively, compared with 17% and 0% of the age-matched comparison group (p < 0.01) [130]. Length of the CSP and cavum vergae was longer in the retired fighters. Similar findings were reported in a sample of 72 symptomatic former NFL players (mean age = 54.53) and 14 same age asymptomatic men without a history of RHI or TBI [139]. Specifically, 92% of the former NFL players and 57% of the same age men without RHI/TBI had a CSP (p < 0.01). CSP length was greater in the former NFL players. Other research in 17 symptomatic former professional American football players (mean age = 54.6) also found higher rates of a CSP compared with 17 age-/sex-matched individuals without a history of TBI (94% vs 18%) [140]. CSP was of a higher grade (an ordinal measure of width) and longer in length in the former professional football players.
FLAIR MRI
FLAIR MRI is used to visually assess the presence and severity of white matter hyperintensities (WMH). FLAIR WMH are of a presumed vascular etiology and accompany aging and vascular risk factors (e.g., hypertension, diabetes) [141–144]. As part of a dementia evaluation, FLAIR WMH are typically used to discern contributions from cerebral small vessel disease to cognitive or neuropsychiatric impairments and support diagnoses of vascular cognitive disorders (e.g., vascular dementia) [145]. Former elite contact sport athletes might be at increased risk for FLAIR WMH due to increased prevalence of vascular risk factors in this population [146–151]. FLAIR WMH are non-specific and may also reflect a range of white matter neuropathologies related to exposure to RHI, such as white matter rarefaction [8], neuroinflammation [132, 152], axonal loss, demyelination, and gliosis. Hart et al. [137] found greater total (mean diff. = 5.75) and deep (mean diff = 0.79) FLAIR WMH in 10 cognitively impaired former NFL players (mean age = 66.6) compared with 20 age-, estimated-IQ, and education-matched asymptomatic participants without a history of concussion or participation in college or professional football. There was not a statistically significant group effect for periventricular WMH. Among 86 symptomatic former NFL players (mean age = 54.86) and 23 same age asymptomatic men without a history of RHI or TBI, the former NFL players had increased volume of T1-weighted WM hypointensities from Freesurfer controlling for age and total brain volume [153]. The groups had nearly identical vascular risk scores (based on a modified Framingham Stroke Risk Profile score). A limitation of that study was the use of T1-weighted scans to estimate WM lesion volume as opposed to FLAIR. Zivadinov et al. [133] found no differences in total number or volume of WM signal abnormalities between 21 former NFL and NHL players (mean age = 56) with 21 age-matched non-contact sport athletes. White matter lesions were estimated using semi-automated methods on T2/PD/FLAIR images.
SWI/T2*-weighted GRE
SWI/T2*-weighted GRE sequences are routinely obtained to assess for the presence of cerebral microbleeds. Microbleeds can provide evidence for an underlying cerebrovascular disease etiology of cognitive and neuropsychiatric decline and inform on the presence and diagnosis of cerebral amyloid angiopathy (CAA) [154]. Microbleeds have been shown to be a neurological sequelae of TBI [155] and active RHI [50, 156, 157] and may have implications in CTE, especially given the links between exposure to RHI and microvascular pathology [8, 26, 38]. In the neuroimaging studies in participants at high risk for CTE, cerebral microbleeds have not typically been the study focus. In the data that exists, cerebral microbleeds have been infrequently reported [57, 133, 137]. This finding is consistent with minimal presence of microbleeds observed in neuropathological studies of deceased American football players [8].
Advanced Research Neuroimaging Sequences
Studies that have used advance research neuroimaging techniques among individuals at high risk for CTE have shown increased inflammation on translocator protein 18 kDa (TSPO) PET imaging [127, 132]; greater WM injury on DTI, particularly of frontotemporal tracks [125, 132, 136, 137, 158]; activation and connectivity deficits on functional MRI [159–161]; neurochemical alterations on MR spectroscopy global and regional cerebral blood flow reductions on arterial spin labeling MRI [117, 137]; blood-brain barrier disruption on dynamic contrast-enhanced (DCE) MRI [162]; and electrophysiological changes on EEG [116, 163]. DTI has been extensively studied in the setting of exposure to RHI, given diffuse axonal injury is cardinal pathology of TBI [64, 164]. Ex vivo DTI of CTE tissue has also shown an association between fractional anisotropy and axonal disruption in white matter regions that co-localized to areas with CTE p-tau pathology [165]. DTI involves extended scan acquisition time, post-processing can be complex, and the clinical meaning of DTI-derived indices (e.g., fractional anisotropy) is not clear, particularly in the setting of neurodegenerative diseases. It is for these reasons and lack of FDA approval for indications in AD/ADRD that DTI, along with the other aforementioned sequences, are not routine for dementia evaluations. Research neuroimaging sequences have and will continue to inform on disease pathogenesis, mechanisms, and co-morbid neuropathologies.
Discussion
Here, we presented the current evidence on promising neuroimaging biomarkers of CTE, focusing on neuroimaging modalities routinely used as part of a dementia evaluation. We make the following conclusions: (1) an optimal tau radiotracer that has high affinity for the 3R/4R PHF of NFTs in CTE has not yet been identified, (2) negative amyloid PET has been a consistent findining in symptomatic former elite American football players, (3) anatomical MRI and FDG-PET studies of participants at risk for CTE show patterns of frontotemporal and MTL neurodegeneration, (4) former elite American football players have increased burden of FLAIR WMH, but cerebral microbleeds are less frequent, (5) case-control evidence shows that people with substantial exposure to RHI are at increased odds for having a CSP, and (6) the evidence on neuroimaging biomarkers of CTE is limited by cross-sectional studies of small samples.
Identification of a tau PET radiotracer with affinity to CTE p-tau is of high priority, as it would enable disease detection and facilitate clinical trials of treatment andprevention. Although the CTE tau isoform has similarities to other tauopathies (e.g., AD), cryo-electron microscope studies show differences in the tau molecularstructure[71, 72]. FDDNP is not a targeted tracer due to off-target and non-specific binding. The current evidence on FTP for the detection of CTE p-tau pathology isinconclusive. Although mean group differences in FTP binding have been observed between participants at risk for CTE and same age men without a history of TBI [92, 93], there has not been clear separation at the individual level and tracer retention has been lower than expected. Autoradiography studies also show minimal binding of FTP to post-mortem CTE tissue. Larger studies on FTP in former NFL players, former college football players, and asymptomatic men without RHI/TBI are currently underway (i.e., DIAGNOSE CTE Research Project) to better understand the useulness of FTP as a biomarker for CTE. Second-generation radiotracers may have better binding properties for CTE p-tau, e.g., MK-6240 or PI-2620. Members of our team are collaborating with UCSF on a study known as the “Focused Imaging for the Neurodegenerative Disease CTE” (FIND-CTE) (PI: Rabinovici, MPI: Alosco). The goal of FIND-CTE is to identify neuroimaging biomarkers of CTE with a focus on tau PET.
Even if a tracer binds to p-tau isoforms in multiple tauopathies (e.g., AD, FTD, CTE), tau PET could inform on the distribution of p-tau to facilitate differential diagnosis. Tau PET binding in CTE would be expected to follow the progression and distribution of p-tau severity according to the McKee CTE staging scheme, which is distinct from the distribution and progression of p-tau in AD and FTD. Florbetapir PET can aid in differential diagnosis. A negative amyloid PET in an individual at risk for CTE (based on substantial exposure to RHI and clinical presentation) in combination with evidence of binding on tau PET would increase probability of underlying CTE. An elevated amyloid PET in a similar individual at risk for CTE does not rule out underlying CTE pathology; rather, it suggests that there may be co-morbid AD neuropathologic changes.
There is consistent MRI evidence of frontotemporal and MTL neurodegeneration in participants with substantial exposure to RHI. These patterns are similar to AD and bvFTD. A comprehensive review on the similarities and differences, including on molecular and structural neuroimaging, between CTE, AD, and bvFTD, was recently published [166]. CTE can be differentiated from AD by more severe patterns of frontotemporal atrophy and sparing of posterior brain regions especially in early disease stages. In CTE, the hippocampus is affected later in the disease course and with different hippocampal subfields disproportionately affected (CA2 and CA4) compared with AD. No neuroimaging studies have examined hippocampal subfields in participants at high risk for CTE. Differential diagnosis based on atrophy patterns between CTE and bvFTD is more challenging, as bvFTD is characterized by frontal and anterior temporal lobe atrophy [167–169]. The dorsolateral frontal cortex is an initial site of p-tau in CTE, and regional frontal lobe atrophy may assist with CTE versus bvFTD differential. Perhaps a ventral atrophy pattern involving the salience network, commonly seen in bvFTD [169, 170], may differentiate it from CTE. There are other non-specific MRI features that may be supportive of CTE. For example, thalamic atrophy and an enlarged third ventricle are observed in CTE and might help with disease differentiation. CSP is a common finding of CTE that may be related to exposure to RHI and that has been infrequently reported in other neurodegenerative tauopathies. Although to a lesser extent, thinning of the CC has also been a reported neuropathological feature of CTE. CC atrophy is a frequent MRI finding in AD and FTD [171–173] and may be a downstream effect of neurodegeneration [171]. In CTE, however, the CC white matter bundle might be susceptible to injury from the effects of RHI exposure [55] and TBI [174], with callosal atrophy worsening with advancing aging and neurodegeneration.
While the literature offers promising targets, validated neuroimaging biomarkers of CTE do not currently exist. Although PET imaging and structural MRI are commonly used tools in memory disorders clinics, they should primary be used to guide diagnosis of dementing illnesses for which they are indicated, rather than to make diagnostic determinations of CTE. Before these tools can be used for CTE diagnosis, additional studies are required. Prospective imaging-pathological correlation studies will be essential for biomarker development and validation in CTE. These studies are ongoing, but they require a sufficient number of participants to pass away to make inferences and can therefore take years to complete. Neuroimaging biomarkers also need to show a high level of sensitivity and specificity in distinguishing people at high risk for CTE from those with normal cognition and with other neurodegenerative diseases. Larger longitudinal studies among participants at high risk for CTE are much needed, as sample sizes have been quite small and nearly all studies have been cross-sectional. Documentation of change over time of both biomarkers (e.g., increased tau accumulation, worsening atrophy) and clinically meaningful signs and symptoms (e.g., neuropsychological test performance) is crucial for biomarker validation. Such longitudinal studies would also help to differentiate whether neuroimaging abnormalities in former contact sport athletes at risk for CTE are related to past stable damage from TBI or are from an underlying neurodegenerative disease process. As with other neurodegenerative diseases, CTE does not occur in isolation and CTE tau pathology is unlikely to be the sole cause of cognitive impairment. As opposed to focusing on isolated biomarkers, examination of multiple biomarkers or a biomarker panel may increase specificity and may help to identify multiple pathologies concurrently [175].
There are recruitment considerations in biomarker development for CTE. Unlike AD, validated clinical diagnostic criteria for CTE do not yet exist. A large, autopsy-based study assessing the validity of the 2014 TES research criteria suggests they rule out but do not rule in CTE pathology [177]. Updated criteria have recently been proposed but have not been validated. Although CTE has been neuropathologically diagnosed in various other contact sport athletes, military veterans, and other populations [11, 12, 18, 21–28], RHI exposure in these populations is quite heterogeneous and little is known about the extent or severity of RHI from these sources that is needed to confer risk for CTE. Our current knowledge of risk for CTE is based on studies in former elite football players and boxers, including published research that identified cutoffs for odds of CTE based on years of American football play [13]. In addition, CTE, like other neurodegenerative diseases, is strongly associated with age [20]. Recruitment for CTE biomarker development should target populations with the highest probability of meaningful CTE pathology, based on exposure and age.
Recruitment of an appropriate “control” group is also challenging in this setting, especially in terms of identifying individuals who have comparable physical, medical, socioeconomic, and psychosocial backgrounds as the former elite contact sport athletes. There are also multiple different ways a control group can be operationalized depending on the question being investigated. A control group can be defined based on the predictor (e.g., exposure to RHI) or on the outcome (e.g., CTE). Because CTE cannot accurately be diagnosed during life at this time, defining the control group based on CTE status in human subject studies is difficult. Therefore, most human subject studies have utilized a control group of individuals who have no history of exposure to RHI. Some studies have also required controls to be asymptomatic in addition to having no exposure to RHI. Selection of participants on both the predictor (exposure to RHI) and variables related to the biomarker outcome (symptoms) may result in biased effect estimates. This study design may be appropriate in certain circumstances, such as to examine the usefulness of a new/novel biomarker and to answer questions like, “Does this novel tau PET radiotracer bind to CTE p-tau pathology?” If that novel tau tracer cannot differentiate symptomatic individuals with substantial exposure to RHI from asymptomatic individuals without RHI exposure, it can be confidently concluded that the tau tracer is not a useful biomarker for CTE. Conversely, this study design would not be appropriate if the goal was to make inferences on the magnitude of group differences on the novel biomarker. Regardless, there should be clear operationalization of the control group that is determined by the scientific question(s) posed.
In summary, the current review provides insights into promising neuroimaging biomarkers of CTE. Tau PET tracers that have high affiniity to CTE p-tau have not yet been identified and converging imaging evidence shows frontotemporal and MTL neurodegenation in participants at high risk for CTE. Once validated, these biomarkers will likely help to support a “probable CTE” diagnosis in life. Disease detection and diagnosis is a critical next step in this field to counsel patients and families and so that treatment and prevention trials can begin.
Supplementary Information
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Funding
This work was supported by grant funding from the National Institute on Aging (R01AG061028, P30AG13846 supplement 0572063345-5), NINDS (U54NS115266, K23NS102399), and the DOD (W81XWH1810580).
Declarations
Disclaimer
Funders did not have a role in the design and conduct of the study; collection, management, analysis, and interpretation of the data; preparation, review, or approval of the manuscript; or decision to submit the manuscript for publication.
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Change history
6/14/2021
The original version of this paper was updated. The heading “MRI-Pathological Correlation Evidence” needs to be removed.
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