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. 2021 Sep 10;16(9):e0257356. doi: 10.1371/journal.pone.0257356

Gene signatures associated with barrier dysfunction and infection in oral lichen planus identified by analysis of transcriptomic data

Phuc Thi-Duy Vo 1, Sun Shim Choi 2, Hae Ryoun Park 3, Ahreum Lee 1, Sung-Hee Jeong 4,*, Youngnim Choi 1,*
Editor: Kanhaiya Singh5
PMCID: PMC8432868  PMID: 34506598

Abstract

Oral lichen planus (OLP) is one of the most prevalent oral mucosal diseases, but there is no cure for OLP yet. The aim of this study was to gain insights into the role of barrier dysfunction and infection in OLP pathogenesis through analysis of transcriptome datasets available in public databases. Two transcriptome datasets were downloaded from the Gene Expression Omnibus database and analyzed as whole and as partial sets after removing outliers. Differentially expressed genes (DEGs) upregulated in the dataset of OLP versus healthy epithelium were significantly enriched in epidermal development, keratinocyte differentiation, keratinization, responses to bacterial infection, and innate immune response. In contrast, the upregulated DEGs in the dataset of the mucosa predominantly reflected chemotaxis of immune cells and inflammatory/immune responses. Forty-three DEGs overlapping in the two datasets were identified after removing outliers from each dataset. The overlapping DEGs included genes associated with hyperkeratosis (upregulated LCE3E and TMEM45A), wound healing (upregulated KRT17, IL36G, TNC, and TGFBI), barrier defects (downregulated FRAS1 and BCL11A), and response to infection (upregulated IL36G, ADAP2, DFNA5, RFTN1, LITAF, and TMEM173). Immunohistochemical examination of IL-36γ, a protein encoded by one of the DEGs IL36G, in control (n = 7) and OLP (n = 25) tissues confirmed the increased expression of IL-36γ in OLP. Collectively, we identified gene signatures associated with hyperkeratosis, wound healing, barrier defects, and response to infection in OLP. IL-36γ, a cytokine involved in both wound repair and antimicrobial defense, may be a possible therapeutic target in OLP.

Introduction

Oral lichen planus (OLP), a variant of lichen planus, is a chronic T cell-mediated inflammatory disease of unknown etiology [1]. The global estimated prevalence of OLP in the general population is 1.01%, ranging from 0.47% to 1.74% with geographical differences. OLP occurs more frequently in over 40 years old, with a female predominance ratio of 1.5:1 [2]. Furthermore, OLP is defined by the World Health Organization as an oral potentially malignant disorder, with 2.28% malignant transformation [3]. OLP lesions are clinically classified into six types, reticular, papular, plaque, atrophic, erosive, and bullous, commonly affecting the buccal mucosae, tongue and gingival sites [1]. The histologic hallmarks of OLP include band-like lymphocytic infiltration, the presence of liquefaction degeneration in the basal cell layer, and hyperkeratosis with acanthosis [1]. In particular, the liquefaction degeneration reflects senescence of attacked basal cells and resembles the typical epithelial-mesenchymal transition alteration, thus, it might be related to malignant transformation [46].

Although several potential triggers, including genetic and psychological factors, systemic medications, trauma, and infections, have been suggested, the precise etiopathogenesis of OLP remains obscure [1]. Our group previously proposed a vicious cycle of epithelial barrier dysfunction and intracellular infection of epithelial basal cells with microbes as a potential model for OLP pathogenesis [7]. The increased expression of TLR1, TLR2, TLR3, TLR4, TLR7, TLR8, and TLR9 in OLP lesions [8] may indicate infection with microbes. Altered expression of several factors involved in epithelial differentiation and barrier function in OLP has also been reported [9]. Among the various inflammation-related cytokines detected in OLP lesions, tumor necrosis factor-α (TNFα), interferon-γ (IFN-γ), and interleukin 1-β (IL-1β) cause disruption of the epithelial tight junction barrier, but interleukin-17 (IL-17) maintains barrier integrity during epithelial injury through regulation of the tight junction protein occludin [10, 11].

In contrast to the studies that examine only a few molecules, transcriptome profiling provides a global snapshot for the molecular basis of a disease. To date, five groups have reported the various numbers of differentially expressed genes (DEGs) associated with OLP through transcriptomic analysis [1216]. However, each group had slightly different aims and reported only some of the DEGs based on their own interest. To gain insights into the role of barrier dysfunction and infection in OLP pathogenesis, we performed analysis of two transcriptome datasets available in public databases and identified DEGs associated with aberrant keratinocyte differentiation and infection.

Materials and methods

Expression of transcriptomic data

Among the five previous studies, two transcriptome datasets, GSE52130 [13] and GSE38616 [14], deposited in public databases were included in the present study and downloaded from the National Center of Biotechnology Information Gene Expression Omnibus (GEO) database, a public repository for data storage (www.ncbi.nlm.nih.gov/geo). The GSE52130 dataset contained 7 OLP epithelial samples and 7 healthy epithelial samples based on the GPL10558 platform (Illumina HumanHT-12 V4.0 expression BeadChip), while the GSE38616 dataset was based on GPL6244 platform (Affymetrix Human Gene 1.0 ST Array) and consisted of 7 OLP mucosal samples and 7 healthy mucosal samples.

DEGs analysis

R software (version 3.5.1) (http://www.r-project.org/) with the Bioconductor package (version 3.8) was used to perform background correction, quantile normalization, and probe summarization of the raw data [17]. Student’s t-tests were used to identify DEGs between OLP and healthy control samples. A p-value < 0.05 and |fold-change| ≥ 2 were selected as the cutoff criteria for DEG screening. The Benjamini-Hochberg procedure was used to compute the false discovery rate (FDR)-corrected p-values, and q-values were reported. A q-value < 0.05 was considered statistically significant. Heat maps of DEGs combined with hierarchical clustering were generated with the hclust stats package in R (https://stat.ethz.ch/R-manual/R-patched/library/stats/html/hclust.html), and principal coordinate analysis (PcoA) plots were generated by using the factoMineR (http://factominer.free.fr) and rgl (https://r-forge.r-project.org/projects/rgl/) packages.

Gene Ontology (GO) enrichment analysis

The online software Database for Annotation, Visualization, and Integrated Discovery (DAVID; version 6.8; http://david.abcc.ncifcrf.gov) was used to analyze functional biological processes for all datasets of DEGs based on the GO database (http://www.geneontology.org/). A p-value < 0.05 and a number of involved genes ≥ 2 were selected as the cutoff criteria for GO biological term screening.

Tissue samples and immunohistochemistry

This study was performed following the principles of the Declaration of Helsinki and was approved by the Pusan National University Dental Hospital (Busan, Korea) Institutional Review Board (IRB) (No. PNUDH-2019-024). Sections of formalin-fixed paraffin-embedded biopsy samples of 25 OLP patients and 7 patients diagnosed with other oral diseases were obtained from a tissue bank at the Pusan National University Dental Hospital.

For immunohistochemical staining, sections were deparaffinized and rehydrated followed by antigen retrieval by boiling in sodium citrate buffer for 10 min. Sections were then incubated with anti-IL-1F9 (dilution 1:50,000; Invitrogen, Carlsbad, CA, USA) or anti-IL-36Ra (dilution 1:30; Proteintech Group, Inc. Rosemont, IL, USA) antibodies at 4°C overnight, followed by incubation with horseradish peroxidase-conjugated secondary antibodies (dilution 1:250; Santa Cruz Biotechnology, Santa Cruz, CA, USA) at room temperature for 1 h. The bound antibody signals were visualized using an Envision System (DAKO, Hamburg, Germany) with 3,3’-diaminobenzidine as chromogen to yield brown-colored signals on the tissue sections. In each sample, four areas per epithelium and lamina propria were photographed at 200x magnification using an Automated Upright Microscope System (Leica Biosystem, Germany). After coding the images, IHC signals were blindly quantified using ImageJ software (National Institute of Mental Health, Bethesda, MD, USA).

Statistical analysis

Student’s t-tests were used to identify DEGs between OLP and healthy control samples. The t-tests and Benjamini-Hochberg procedure were performed using the R software. The Mann-Whitney U-test and Spearman’s rank correlation test were used to analyze the immunohistochemistry data, and receiver operating characteristic (ROC) analysis was performed using SPSS Statistics 26 software (SPSS Inc., Chicago, IL, USA). The significance level was set at p or q < 0.05.

Results

Removing outliers increased the number of DEGs in each dataset, and 43 overlapping DEGs were identified

Gene expression profiles can provide new insights into the molecular pathophysiology of OLP. Since transcriptome analysis is usually performed using a small sample size, we asked if there are common DEGs in two independent studies using the GSE52130 and GSE38616 datasets available in the NCBI GEO database.

In the GSE52130 dataset that analyzed the transcriptomes of epithelium obtained from seven OLP patients and seven healthy subjects, a total of 14,692 transcripts were present. Among these, 200 DEGs (137 upregulated and 63 downregulated) were identified in the comparison of OLP versus healthy samples using the criteria p < 0.05, |fold-change| ≥ 2, and q < 0.05 (S1 Table). Removing outliers is a common method to strengthen the power of detecting DEGs [18]. Cluster analysis of the 14 transcriptomes revealed that three OLP and one healthy sample did not cluster with the other samples in each corresponding group (Fig 1A and 1B). After removing these four outliers, the OLP and healthy samples clustered into two distinct groups in a principal component analysis (PcoA) plot (Fig 1C). From the analysis of these partial sets, 444 DEGs (257 upregulated and 187 downregulated) were obtained (S2 Table).

Fig 1. Differentially expressed gene (DEG) analysis using the two datasets GSE52130 and GSE38616.

Fig 1

(a-c) GSE52130, the transcriptome of the epithelium, and (d-f) GSE38616, the transcriptome of the mucosa, were downloaded from the GEO database and analyzed. (a, d) Heat maps of DEGs combined with hierarchical clustering. The color change from brown to blue represents the change from upregulation to downregulation. Black squares marks outliers removed in the partial sets. (b,c,e,f) Principal coordinate analysis plots of the whole (b,e) and partial (c,f) datasets. (g,h) Venn diagram illustrating the number of DEGs in the two whole (g) and partial (h) datasets. The black circle represents the GSE52130 dataset, and the gray circle represents the GSE38616 dataset. The intersection of the 2 circles indicates the overlapping DEGs between the two datasets.

The GSE38616 dataset included a total of 22,195 transcripts obtained from seven OLP and seven healthy mucosae. Among those, 33 DEGs (22 upregulated and 11 downregulated) were found in the comparison of OLP versus healthy samples using the criteria p < 0.05 and |fold-change| ≥ 2, and none of the genes passed a Benjamini-Hochberg FDR correction test (S3 Table). Cluster analysis of the 14 transcriptomes indicated that two OLP and three healthy samples did not cluster with the other samples in each corresponding group (Fig 1D and 1E). From the mucosal partial set that excluded the five outliers (Fig 1F), 348 DEGs (294 upregulated and 54 downregulated) were obtained using the criteria p < 0.05, |fold-change| ≥ 2 and q < 0.05.

To identify common DEGs of the two datasets, the DEG lists were compared. When the DEGs out of the epithelial whole dataset were compared with those of the mucosal whole dataset, only 1 common DEG was found (Fig 1G): KLK12, a gene encoding a secreted serine protease involved in angiogenesis, was upregulated by 4.2-fold in the epithelium (p = 0.001, q = 0.018) and 2.6-fold in the mucosa of OLP subjects (p = 0.028, q = 0.43). In the comparison of the DEGs of the two partial datasets, 43 overlapping DEGs (23 upregulated and 20 downregulated in both sets) were identified (Fig 1H and Table 1). There was no common DEG that was upregulated in one set but downregulated in the other set. The top overlapping upregulated DEGs (fold change > 10) included LCE3E, KRT17, TMEM45A, and IL-36G, which encode late cornified envelope protein 3E, keratin 17, transmembrane protein 45A, and interleukin-36 gamma (IL-36γ, also known as IL-1F9), respectively.

Table 1. Overlapping DEGs between two partial data sets of epithelium and mucosa.

Gene Symbol Epithelium Mucosa
Fold-change p-value q-value Fold-change p-value q-value
LCE3E 37.6 1.7E-07 0.000 25.5 1.5E-04 0.027
KRT17 36.7 2.1E-04 0.005 10.6 6.7E-04 0.039
TMEM45A 18.7 1.1E-04 0.007 11.4 8.1E-05 0.024
IL36G 14.9 1.1E-06 0.001 17.0 5.1E-05 0.020
ADAP2 6.2 2.1E-08 0.000 3.8 1.3E-04 0.025
ERP27 4.7 5.7E-06 0.001 3.1 3.4E-05 0.018
RFTN1 4.5 3.7E-04 0.007 2.6 1.2E-04 0.025
FEZ1 4.2 4.2E-03 0.026 2.2 1.2E-03 0.046
CCND2 3.8 9.1E-08 0.000 3.3 4.2E-04 0.034
TNC 3.6 1.2E-04 0.004 7.2 1.1E-03 0.046
TGFBI 3.1 8.4E-03 0.039 3.6 2.5E-04 0.031
DFNA5 3.0 2.7E-03 0.020 2.2 7.7E-04 0.041
LPXN 2.7 1.8E-03 0.016 3.9 1.4E-05 0.018
NABP1 2.5 6.4E-03 0.033 2.4 1.1E-03 0.045
LITAF 2.4 7.9E-04 0.010 2.3 2.7E-04 0.032
FAM167A 2.3 4.7E-04 0.008 2.2 8.8E-04 0.042
SLC39A6 2.3 3.6E-03 0.006 2.6 2.9E-05 0.018
GPR137B 2.2 2.0E-03 0.017 2.7 1.7E-04 0.027
ANTXR2 2.1 1.2E-02 0.049 3.2 1.2E-03 0.047
FAM69A 2.1 3.9E-05 0.003 2.5 5.4E-04 0.036
TMEM173 2.1 3.8E-03 0.024 2.3 1.4E-03 0.049
INPP4B 2.0 4.7E-03 0.028 2.1 3.1E-04 0.033
UBASH3B 2.0 6.0E-03 0.032 2.0 1.1E-04 0.025
PTPRF -2.0 3.9E-03 0.024 -2.2 2.7E-04 0.032
RAPGEFL1 -2.1 8.3E-05 0.004 -4.4 1.3E-03 0.048
CBR1 -2.2 9.9E-04 0.012 -2.7 2.6E-04 0.031
PLLP -2.3 1.2E-04 0.002 -2.8 5.3E-06 0.013
FRAS1 -2.4 8.2E-07 0.000 -2.6 3.5E-04 0.034
AIM1L -2.5 4.4E-04 0.019 -2.2 3.3E-04 0.034
MGST2 -2.5 5.9E-04 0.009 -2.6 4.0E-04 0.034
PTN -2.5 1.1E-09 0.000 -3.9 5.5E-05 0.021
CYP11A1 -2.8 1.4E-06 0.001 -2.7 5.4E-04 0.036
SCIN -3.1 7.5E-05 0.004 -8.6 6.5E-05 0.022
HMGCS1 -3.3 1.8E-05 0.002 -4.2 2.1E-04 0.029
ZBTB7C -3.5 3.7E-06 0.001 -3.3 1.4E-03 0.049
CYP4F12 -3.6 1.9E-03 0.016 -3.2 6.9E-04 0.039
BCL11A -3.7 4.0E-05 0.003 -2.4 4.6E-04 0.035
FGFR3 -3.7 1.0E-04 0.004 -3.0 1.4E-03 0.049
MAOA -3.9 2.5E-04 0.006 -3.1 1.1E-05 0.017
PGD -4.1 1.6E-06 0.001 -2.9 6.9E-04 0.039
WNK4 -4.4 8.0E-04 0.010 -2.2 8.4E-04 0.042
ALDH3A1 -4.8 1.0E-02 0.044 -5.5 1.1E-03 0.046
ETNK2 -5.1 4.8E-05 0.003 -12.1 1.5E-04 0.027

GO analyses revealed diverse biological processes enriched in OLP lesions

To explore the functional biological processes in OLP, enrichment analyses were performed using the DAVID. The upregulated DEGs of the whole and partial epithelial sets were significantly enriched in epidermal development, keratinocyte differentiation, keratinization, responses to bacterial infection, and innate immune response, while downregulated DEGs mainly involved oxidation-reduction process and responses to several ions (Fig 2A and 2B, S5 and S6 Tables). On the other hand, the enriched processes of upregulated DEGs in the whole and partial mucosal sets predominantly reflected chemotaxis of immune cells and inflammatory, innate, and adaptive responses by the infiltrated cells. The enriched processes in the partial mucosal set also included responses to LPS and antigen presentation via MHC class II (Fig 2C and 2D, S7 and S8 Tables). In the 43 overlapping DEGs, the upregulated genes were associated with cell adhesion and proliferation, while the downregulated genes were linked to the oxidation-reduction process and receptor tyrosine phosphatase signaling pathway (Fig 2E, S9 Table).

Fig 2. GO biological process terms enriched in DEGs.

Fig 2

(a) GO terms enriched in the epithelium whole dataset. (b) Top 40 GO terms enriched in the epithelium partial dataset. (c) GO terms enriched in the mucosa whole dataset. (d) Top 40 GO terms enriched in the mucosa partial dataset. (e) GO terms enriched in the overlapping DEGs between the two partial datasets. The GO terms are ordered with the smallest p-value from the bottom of each graph. ABP: antibacterial peptide, AF: actin filament, APP: antigen processing and presentation, BP: biosynthetic process, CR: cellular response, DR: defense response, ECM: extracellular matrix, LPS: lipopolysaccharide, MP: metabolic process, NR: negative regulation, PDGF: platelet-derived growth factor, PGD: prostaglandin D, PR: positive regulation, PS: polysaccharide, SP: signaling pathway.

Expression of IL-36γ but not that of IL-36 receptor antagonist (Ra) is increased in OLP tissues

To validate the results of our bioinformatic analysis at the protein level, IL-36G was chosen among the top five upregulated overlapping DEGs because a secretory cytokine is an attractive therapeutic target compared with intracellular proteins. The activities of IL-36 cytokines, including IL36α, IL-36β, and IL-36γ, are highest at barrier sites (skin, lung, and intestine) and believed to play an important role in maintaining epithelial homeostasis [19]. The expression of IL-36γ was examined by immunohistochemistry using tissue sections of 25 OLP cases and 7 control cases with other oral diseases that were chosen based on the histopathology and availability. Since the function of IL-36γ is antagonized by IL-36Ra encoded by IL-36RN, the expression of IL-36Ra was also examined in parallel, although IL-36RN was not included in the overlapping DEGs.

The participant population showed a wide range of clinicopathological features, as described in Table 2. Among the OLP patients, females accounted for almost three fourths of the participants. The onset from the biopsy time ranged from 2 months to 20 years. Clinical severity at the biopsy site, which was evaluated with reticulation, erythema, and ulceration scores, ranged from 1 to 10. The most common site of the biopsy was the buccal mucosa, followed by gingivae. The histopathological diagnoses of the control tissues included chronic inflammation, acanthosis, fibroma, epulis fissuratum, and hyperkeratosis, but the histopathological abnormalities observed in control tissues were limited.

Table 2. Clinicopathological characteristics of OLP and control patients.

Group No. Sex Age Duration (year) REU score Histopathological diagnosis Site of lesions
OLP 1 F 45 0.3 4 OLP Buccal mucosa
2 F 55 0.3 10 Lichenoid inflammation Buccal mucosa
3 M 62 1 2.5 OLP Vestibular mucosa
4 M 65 0.4 2.5 OLP Buccal mucosa
5 F 65 2 4.5 OLP Edentulous ridge
6 M 47 0.8 2.5 OLP Gingiva
7 F 55 1 5.5 OLP Buccal mucosa
8 F 44 4 1 Chronic inflammation, c/w OLP. Buccal mucosa
9 F 71 1 7 OLP Retromolar area
10 F 64 3 6.5 Chronic inflammation, c/w OLP Buccal mucosa
11 M 63 6 4 Chronic inflammation, c/w OLP Buccal mucosa
12 F 70 1.3 6 OLP Buccal mucosa
13 M 57 1 6.5 OLP Buccal mucosa
14 F 55 0.3 4 OLP Buccal mucosa
15 F 54 1 2.5 Chronic inflammation, c/w OLP Gingiva
16 F 64 20 4 OLP Buccal mucosa
17 F 54 10 4 OLP Buccal mucosa
18 M 57 1.5 Lichenoid inflammatory infiltration, epithelial separation Buccal mucosa
19 F 60 1 3 Chronic inflammation, c/w OLP Gingiva
20 F 53 4 4.5 Polymorphic lymphocyte infiltration, c/w OLP Buccal mucosa
21 F 69 0.5 1 OLP Buccal mucosa
22 F 43 0.2 1 OLP Buccal mucosa
23 F 55 1 2.5 OLP Tongue lateral border
24 F 57 0.8 6 OLP Buccal mucosa
25 M 70 1 4 c/w OLP Buccal mucosa
Control 1 M 59 0.3 Chronic inflammation with acanthosis Buccal gingiva
2 M 41 1 Acanthosis with hyperkeratosis and fibrosis Retromolar area
3 F 8 Chronic inflammation Lower lingual frenum
4 M 68 0.08 Fibroma Tongue tip
5 M 54 1 Mild inflammation with acanthosis and pigmentation Tongue lateral border
6 F 77 0.08 Epulis fissuratum  Maxillary vestibule 
7 F 48 0.2 Hyperkeratosis and parakeratosis Tongue

OLP: oral lichen planus, REU: reticulation/keratosis; erythema; ulceration, c/w: consistent with.

As depicted in Fig 3A, IL-36γ was expressed in epithelial cells (asterisks) throughout the epithelium of OLP tissue and also in the infiltrated immune cells (arrows). The signal intensities of IL-36γ were higher in the epithelium and the lamina propria of OLP samples than in those of control samples (Fig 3B, p = 0.012 and p = 0.007, respectively). Particularly, in the lamina propria, 76% of OLP tissues presented a stronger IL-36γ signal than the control tissue with the highest expression level. The expression pattern of IL-36Ra was similar to that of IL-36γ (Fig 3C). The median expression levels of IL-36Ra in OLP tissues were higher than those in control tissues in both the epithelium and lamina propria, but the differences were not significant (p > 0.05) (Fig 3D). There was no inter-group difference in IL-36γ/IL-36Ra ratio, either. Interestingly, the clinical severity scores tended to have a negative correlation with the IL-36γ expression levels in the epithelium (rs = - 0.416, p = 0.054) (Fig 3E) but not those in the lamina propria (rs = - 0.053, p = 0.806).

Fig 3. Immunohistochemical detection of IL-36γ and IL-36Ra in OLP versus control tissue sections.

Fig 3

Sections of OLP (n = 25) and control (n = 7) tissues were subjected to immunohistochemical detection of IL-36γ (a) and IL-36Ra (c), and the signal intensities in the epithelium and mucosa were measured by ImageJ (b, d). Asterisks and arrows depict IL-36γ expression in epithelial cells and immune cells, respectively. The expression levels in the presented images are equivalent to the median value of each group (low magnification x100, scale bar = 200 μm; high magnification x400, scale bar = 50 μm). (e) Correlation plot between the levels of IL-36γ expression in the epithelium and clinical severity scores. (f, g) Receiver operating characteristic (ROC) curves of IL-36γ (f) and IL-36Ra (g) expressions in the epithelium (Ep) and lamina propria (Lp). (h) The area under curve (AUC) and significance of ROC curves shown in f and g.

ROC curve analysis revealed that the expression levels of IL-36γ both in the epithelium and lamina propria could differentiate OLP from disease controls based on the area under curve (AUC > 0.7, p < 0.05). In contrast, IL-36Ra was not a significant marker (Fig 3F–3H).

Discussion

OLP is one of the most prevalent oral mucosal diseases, but there is no cure for OLP yet. To gain insights into the role of barrier dysfunction and infection in OLP pathogenesis, two transcriptome datasets available in the public database were analyzed, and DEGs associated with aberrant keratinocyte differentiation and infection were identified.

In the current study, we analyzed the GEO data as whole and as partial sets after removing outliers. The variations in transcriptome profiles revealed by cluster analysis (Fig 1A and 1D) may be attributed to differences in the clinical types of OLP, the composition of infiltrated immune cells, or the quality of RNA. The subject-to-subject variations in the mucosal dataset were particularly substantial, yielding only 33 DEGs that did not pass the Benjamini-Hochberg FDR correction test. By removing five outliers in the dataset, we identified 348 DEGs that satisfied the Benjamini-Hochberg FDR correction test at q < 0.05. Similarly, DEGs in the OLP epithelium increased from 200 to 444 by removing four outliers. Furthermore, we identified 43 DEGs overlapping in the two partial sets of the epithelium and mucosa. These overlapping DEGs may reflect bonafide changes occurring in the epithelium of typical OLP cases.

GO analyses revealed that the most enriched biological processes involving the upregulated DEGs in the epithelium (both the whole and partial datasets) were epidermal development, keratinocyte differentiation, keratinization, and peptide crosslinking. These biological processes reflect the hyperkeratosis with acanthosis observed in OLP. Interestingly, the biological process of skin barrier establishment was also enriched with upregulation of ALOX12B, ALOXE3, FLG, and KRT16 (S5 and S6 Tables). Deficiency or mutation in these genes results in perturbation of skin barrier function [2022]. However, upregulated FLG reflects hyperkeratosis [23], while ALOX12B, ALOXE3, and KRT16 are wound-activated genes in the oral mucosa, suggesting an ongoing wound repair process [24]. The GO terms wound healing and response to wounding were also enriched in the partial sets of the epithelium and mucosa, respectively (S6 and S8 Tables).

Among the 43 overlapping DEGs identified in the partial sets of the epithelium and mucosa, high LCE3E and TMEM45A expression is associated with epidermal keratinization [25], and upregulation of IL36G, TNC, TGFBI, and KRT17 has been observed in wounded oral mucosa or skin [24, 26, 27]. In particular, KRT17 is upregulated together with KRT16 in response to a barrier breach, and their products keratin 16 and 17 contribute to hyperproliferation and innate immune activation of keratinocytes as barrier alarmin molecules [28]. Moreover, downregulation of FRAS1 and BCL11A among the 43 overlapping DEGs is associated with barrier defects. Fraser syndrome protein 1 (FRAS1) encoded by FRAS1 is one of the three Fraser syndrome-associated proteins that form a mutually stabilized protein complex at the basement membrane and anchor the basement membrane to its underlying mesenchyme [29]. Deficiency or mutation in any individual gene leads to blister formation [30]. Downregulated FRAS1 may reflect the detachment of the epithelium from lamina propria that is often observed in OLP. BCL11A is a transcription factor regulating lipid metabolism and terminal differentiation of keratinocytes, including profilaggrin processing, that are critical for the epidermal permeability barrier [31]. Without adequate function of BCL11A, the hyperkeratotic epithelium observed in OLP may present permeability barrier defects. Danielsson et al. interpreted the upregulated expression of keratinocyte late differentiation genes, including LOR, CDSN, LCE, and FLG, as representative of a strengthened epithelial barrier [14]. However, we propose that the gene signature identified in the two OLP datasets suggests chronic wounds and epithelial barrier dysfunction.

Among the enriched GO terms identified in the epithelial dataset and mucosa partial set, defense responses to both gram-positive and negative bacteria, positive regulation of antibacterial peptides active against gram-positive bacteria, positive regulation of antibacterial peptide production, cellular response to lipopolysaccharide (LPS), Toll-like receptor 3 signaling pathway, and antigen processing and presentation of exogenous peptide antigen via MHC class II (Fig 2, S6 and S8 Tables) indicated potential microbial infection in OLP. In addition, several DEGs, including IL36G, ADAP2, DFNA5, RFTN1, LITAF, and TMEM173, that were commonly upregulated in the partial sets of the epithelium and mucosa are associated with the response to infection. For example, ADAP2 mediates the antiviral effects of type I IFN against RNA viruses [32]; gasdermin E encoded by DFNA5 is cleaved by caspase-3 and induces pyroptosis, an effective defense mechanism against intracellular bacteria [33]; and TMEM173 encodes stimulator of interferon genes (STING), which serves as a critical signaling adaptor in the innate immune response to cytosolic DNA and RNA derived from pathogens [34]. We recently reported the detection and isolation of Escherichia coli from OLP tissues [35]. Therefore, the defense response to gram-negative bacterium and the response to LPS are particularly interesting. LITAF, an LPS-induced TNF transcription factor, is induced by LPS from E. coli to mediate inflammatory cytokine expression [36]. RFTN1, also known as Raftlin, mediates the LPS-induced endocytosis of TLR4 required for IFN-β production [37]. Moreover, IL36G is one of the canonical molecules triggered by infection with uropathogenic E. coli in the mouse bladder [38].

IL-36 cytokines are produced predominantly by keratinocytes, but also by immune cells, such as dendritic cells, macrophages, T cells, and plasma cells under inflammation [19]. Expression of both IL-36γ and IL-36Ra by keratinocytes and infiltrated immune cells was observed in OLP lesions (Fig 3A and 3C). The expression of IL-36 cytokines in keratinocytes is upregulated by many cytokines, including TNFα, IL-17, IL-22, IFNγ, and IL-36 itself, and by TLR agonists [39]. Interestingly, except IL36G and IL1 (S1S4 Tables), no other inflammatory cytokines were identified as DEGs in the datasets analyzed in this study. Therefore, the increased expression of IL36G observed in OLP lesions could be caused by TLR agonists. Higher expression of IL-36γ in OLP lesions than control tissues was confirmed by immunohistochemistry, despite the presence of various histological abnormalities in the control tissues due to other oral diseases (Fig 3B). However, the difference in the levels of IL-36Ra was not significant (Fig 3D). Furthermore, ROC analysis revealed that IL-36 γ can serve as a biomarker to differentially diagnose OLP from other oral mucosal diseases (Fig 3H).

IL-36γ is also known as a biomarker for psoriasis. In contrast to the situation in OLP, however, the overexpression of IL-36γ is limited to the epithelium, and IL-36γ expression positively correlates with disease severity in psoriasis [40]. Buhl and Wenzel suggested that a positive feedback loop between IL-36 cytokines and IL-17 contributes to epidermal thickening observed in psoriasis [19]. Unexpectedly, the level of IL-36γ in the epithelium presented a tendency toward a negative correlation with OLP severity (Fig 3G). IL-36γ expression is induced in keratinocytes by bacterial, fungal, or herpes simplex virus infection and has a leading role in the clearance of infected microbes by inducing antimicrobial peptides, inflammatory cytokines, and chemokines [41]. It has been shown in mice that skin injury-induced IL-36γ promotes wound healing via REG3A [42]. Likewise, as IL-36γ is substantially upregulated in the human oral mucosa during wound healing [24], upregulated IL-36γ could be beneficial for wound healing and infection control in OLP lesions. The function of IL-36γ has been extensively studied in the skin, lung, and intestine but not in the oral mucosa. The precise role of IL-36γ in the pathophysiology of OLP needs further clarification.

In conclusion, we identified gene signatures associated with hyperkeratosis, wound healing, barrier defects, and response to infection in OLP. Whether infection is the result of barrier defects/wounds or the cause of chronic wounds is not clear, but breaking this vicious cycle seems to be important. IL-36γ, a cytokine involved in both wound repair and antimicrobial defense, may be a possible therapeutic target in OLP.

Supporting information

S1 Table. Differentially expressed genes (DEGs) in the epithelium whole dataset.

(PDF)

S2 Table. Differentially expressed genes (DEGs) in the epithelium partial dataset.

(PDF)

S3 Table. Differentially expressed genes (DEGs) in the mucosa whole dataset.

(PDF)

S4 Table. Differentially expressed genes (DEGs) in the mucosa partial dataset.

(PDF)

S5 Table. Gene Ontology biological process terms enriched in the epithelium whole dataset.

(PDF)

S6 Table. Gene Ontology biological process terms enriched in the epithelium partial dataset.

(PDF)

S7 Table. Gene Ontology biological process terms enriched in the mucosa whole dataset.

(PDF)

S8 Table. Gene Ontology biological process terms enriched in the mucosa partial dataset.

(PDF)

S9 Table. Gene Ontology biological process terms enriched in the common DEGs of the epithelium and mucosa partial datasets.

(PDF)

Data Availability

All data associated with this study are presented in the paper.

Funding Statement

This study was supported by the National Research Foundation of Korea (Daejun, Korea) through the grants 2018R1A5A2024418 and 2020R1A2C2007038 awarded to Youngnim Choi and 2019R1A2C1002350 awarded to Sun Shim Choi. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Kanhaiya Singh

12 Aug 2021

PONE-D-21-21443

Gene signatures associated with barrier dysfunction and infection in oral lichen planus identified by meta-analysis of transcriptomic data

PLOS ONE

Dear Dr. Choi,

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Additional Editor Comments:

Although the reviewers found the study interesting, they have recommended to revise this manuscript in order to have more clarity in results. Also the reason to select IL-36G out of several overlapping DEGs identified needs to be addressed.

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Reviewers' comments:

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Reviewer #1: Partly

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: Yes

**********

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Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: Yes

**********

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Reviewer #1: Yes

Reviewer #2: No

Reviewer #3: Yes

Reviewer #4: Yes

**********

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Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: Yes

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Reviewer #1: While going through the manuscript, I came through some lacking which have been addresses below:

1. I request the author to give logical and sound reasons for selection of IL-36G out of several overlapping DEGs identified. Out of two cytokines IL-36G and IL-1, author has chosen only IL-36G, I request to provide reason for selection of IL-36G.

2. Author is encouraged to provide the novelty of IL-36G to be used as a therapeutic target. I request to perform Receiver operating characteristic (ROC) analysis for IL-36G along with a reference marker.

Reviewer #2: The title:

- Meta-analysis may better describe an analysis of every single available transcriptomic dataset either microarray (which was done in this study) and RNA-seq data (which was not done in this study). Analysis of 2 datasets among the available ones may better be described by “analysis of transcriptomic data” instead of “meta-analysis.”

Line 57 (introduction):

- Liquefaction degeneration definition and characterization is missing specially it might be related to malignant transformation as mentioned in line 54 (PMID: 28556960).

Line 81 (methods):

- There are available public transcriptomic datasets such as GSE70665 (RNA-seq data). The present study is focusing on microarray data, so it might be better to skip mentioning the part that only 2 groups deposited their data as they their data as other data can be accessed in SRA format.

Line 98 (methods):

- “hclust function of the R package”: the package link is provided, but not the package name. It may be added “stats package in R”

Line 155 (figure 1 legend):

- It might be better to mention color change without gradual as the word gradual fits more for single cell transcriptomic data when a large number of cells is being plotted including cells during a transition state between the analysis conditions or when the data is a time-series one.

Line 156 (figure legend):

- It is very interesting that the authors marked the outliers in the heatmap (as you did) instead of plotting the final heatmap after removing outliers. Also, including how the downstream analysis resulted in no overlapping genes when all samples were included is very interesting.

Line 176 (results):

- Overlapping DEGs may need to be further described. Does it mean that the gene was found to be consistently upregulated or downregulated in both datasets OR the gene is considered to be overlapping if it was identified as a differentially expressed gene regardless the direction (upregulated or downregulated)? Was any genes found to be upregulated in a dataset and downregulated in the other dataset (bidirectional)? If yes, they should be mentioned. If no, that should be also mentioned.

Reviewer #3: Please re-check for minor grammatical inconsistency.

a) at line #134: please refine the header with a clear message of this result section

b) line 149: S2 Table-).

c) line #166: transcritomes should be transcriptomes

Reviewer #4: some minor concerns related to manuscript that needs to be addressed:

1. Why only IL-36G was chosen for validation at protein level while there were other potential candidate genes with higher fold change than IL-36G?

2. Authors should explain why the samples with other oral diseases such as chronic inflammation, acanthosis etc was chosen as controls in this study. Is it possible that the chronic inflammation in these control tissues are early signs of OLP?

3. IHC images needs to be labelled properly. It will help to emphasise the localisation of gene expression in specific cells or areas.

**********

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Reviewer #1: No

Reviewer #2: Yes: Ahmed S Abouhashem

Reviewer #3: No

Reviewer #4: Yes: Renu Bala

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PLoS One. 2021 Sep 10;16(9):e0257356. doi: 10.1371/journal.pone.0257356.r002

Author response to Decision Letter 0


16 Aug 2021

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at

https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and

https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

-> The style requirements have been reconfirmed.

2. Thank you for stating the following financial disclosure:

“This study was supported by the National Research Foundation of Korea (Daejun, Korea) through the grants 2018R1A5A2024418 and 2020R1A2C2007038 awarded to Youngnim Choi and 2019R1A2C1002350 awarded to Sun Shim Choi.”

Please state what role the funders took in the study. If the funders had no role, please state: "The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript."

-> The funders had no role, and the suggested statement has been added.

3. Thank you for stating the following in the Acknowledgments Section of your manuscript:

“This study was supported by the National Research Foundation of Korea (Daejun, Korea) through the grants 2018R1A5A2024418 and 2020R1A2C2007038 awarded to Youngnim Choi and 2019R1A2C1002350 awarded to Sun Shim Choi.”

We note that you have provided funding information within the Acknowledgements. Please note that funding information should not appear in the Acknowledgments section or other areas of your manuscript. We will only publish funding information present in the Funding Statement section of the online submission form.

Please remove any funding-related text from the manuscript and let us know how you would like to update your Funding Statement. Currently, your Funding Statement reads as follows:

“This study was supported by the National Research Foundation of Korea (Daejun, Korea) through the grants 2018R1A5A2024418 and 2020R1A2C2007038 awarded to Youngnim Choi and 2019R1A2C1002350 awarded to Sun Shim Choi.”

Please include your amended statements within your cover letter; we will change the online submission form on your behalf.

-> The amended funding statement was removed from the manuscript and included in our cover letter.

4. Please include captions for your Supporting Information files at the end of your manuscript, and update any in-text citations to match accordingly. Please see our Supporting Information guidelines for more information: http://journals.plos.org/plosone/s/supporting-information.

-> The captions for Supporting Information files have been included at the end of manuscript.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer #1: While going through the manuscript, I came through some lacking which have been addresses below:

-> We thank the reviewer for constructive comments that improved the clarity of our manuscript.

1. I request the author to give logical and sound reasons for selection of IL-36G out of several overlapping DEGs identified. Out of two cytokines IL-36G and IL-1, author has chosen only IL-36G, I request to provide reason for selection of IL-36G.

-> We chose IL-36G among the top five overlapping DEGs. IL-1 belongs to DEGs in the epithelium dataset but not in the mucosa dataset. The reason has been added at lines 210-212 of the revised manuscript as follows: To validate the results of our bioinformatic analysis at the protein level, IL-36G was chosen among the top five upregulated overlapping DEGs because a secretory cytokine is an attractive therapeutic target compared with intracellular proteins.

2. Author is encouraged to provide the novelty of IL-36G to be used as a therapeutic target. I request to perform Receiver operating characteristic (ROC) analysis for IL-36G along with a reference marker.

-> The ROC analysis was performed as suggested. The result was added to Fig. 3 and Result section (lines 246-248) as follows: ROC curve analysis revealed that the expression levels of IL-36� both in the epithelium and lamina propria could differentiate OLP from disease controls based on the area under curve (AUC > 0.7, p < 0.05). In contrast, IL-36Ra was not a significant marker (Fig. 3f-h).

Reviewer #2:

-> We thank the reviewer for constructive comments that improved the clarity of our manuscript.

The title:

- Meta-analysis may better describe an analysis of every single available transcriptomic dataset either microarray (which was done in this study) and RNA-seq data (which was not done in this study). Analysis of 2 datasets among the available ones may better be described by “analysis of transcriptomic data” instead of “meta-analysis.”

-> The title has been changed as suggested, and the expression “meta-analysis” throughout the manuscript has been removed.

Line 57 (introduction):

- Liquefaction degeneration definition and characterization is missing specially it might be related to malignant transformation as mentioned in line 54 (PMID: 28556960).

-> It has been added at lines 52-54 as follows: In particular, the liquefaction degeneration reflects senescence of attacked basal cells and resembles the typical epithelial-mesenchymal transition alteration, thus, it might be related to malignant transformation [4-6].

Line 81 (methods):

- There are available public transcriptomic datasets such as GSE70665 (RNA-seq data). The present study is focusing on microarray data, so it might be better to skip mentioning the part that only 2 groups deposited their data as they their data as other data can be accessed in SRA format.

-> We are sorry that we missed a precious dataset from our search. The sentence has been edited as follows: Among the five previous studies, two transcriptome datasets, GSE52130 [10] and GSE38616 [11], deposited in public databases were included in the present study.

Line 98 (methods):

- “hclust function of the R package”: the package link is provided, but not the package name. It may be added “stats package in R”

-> “the hclust function of the R package” has been changed into “the hclust stats package in R”.

Line 155 (figure 1 legend):

- It might be better to mention color change without gradual as the word gradual fits more for single cell transcriptomic data when a large number of cells is being plotted including cells during a transition state between the analysis conditions or when the data is a time-series one.

-> “gradual” has been removed.

Line 156 (figure legend):

- It is very interesting that the authors marked the outliers in the heatmap (as you did) instead of plotting the final heatmap after removing outliers. Also, including how the downstream analysis resulted in no overlapping genes when all samples were included is very interesting.

-> The final heatmap after removing outliers is same with the one before removing outliers (below). We wanted to save the space by skipping redundant data. The mucosa dataset seemed to vary a lot from sample to sample, probably due to variation in the degree or composition of immune cell infiltration. Because removing outliers strengthens the power of detecting DEGs, we could identify more overlapping DEGs.

Line 176 (results):

- Overlapping DEGs may need to be further described. Does it mean that the gene was found to be consistently upregulated or downregulated in both datasets OR the gene is considered to be overlapping if it was identified as a differentially expressed gene regardless the direction (upregulated or downregulated)? Was any genes found to be upregulated in a dataset and downregulated in the other dataset (bidirectional)? If yes, they should be mentioned. If no, that should be also mentioned.

-> Overlapping DEGs were further specified at lines 173-175 as follows: In the comparison of the DEGs of the two partial datasets, 43 overlapping DEGs (23 upregulated and 20 downregulated in both sets) were identified (Fig. 1h and Table 1). There was no common DEG that was upregulated in one set but downregulated in the other set.

Reviewer #3: Please re-check for minor grammatical inconsistency.

-> We thank the reviewer for constructive comments that improved the clarity of our manuscript.

a) at line #134: please refine the header with a clear message of this result section

-> The header has been revised as follows: Removing outliers increased the number of DEGs in each dataset, and 43 overlapping DEGs were identified

b) line 149: S2 Table-).

-> Corrected.

c) line #166: transcritomes should be transcriptomes

-> Corrected.

Reviewer #4: some minor concerns related to manuscript that needs to be addressed:

-> We thank the reviewer for constructive comments that improved the clarity of our manuscript.

1. Why only IL-36G was chosen for validation at protein level while there were other potential candidate genes with higher fold change than IL-36G?

-> The reason has been added at lines 210-212 of the revised manuscript as follows: To validate the results of our bioinformatic analysis at the protein level, IL-36G was chosen among the top five upregulated overlapping DEGs because a secretory cytokine is an attractive therapeutic target compared with intracellular proteins.

2. Authors should explain why the samples with other oral diseases such as chronic inflammation, acanthosis etc was chosen as controls in this study. Is it possible that the chronic inflammation in these control tissues are early signs of OLP?

-> The main reason for using controls with other oral diseases was availability. Among the tissue blocks stored in the tissue bank, cases with minimal histopathological abnormality were selected. In the aspect of evaluating biomarkers, however, the use of disease controls is important. The chronic inflammation observed in 3 control tissues was scattered throughout the lamina propria rather than presenting a band-like pattern close to the epithelium. Therefore, it is not likely to be early signs of OLP. The selection of control tissues was explained at lines 217-218 and 227-228 as follows: The expression of IL-36g was examined by immunohistochemistry using tissue sections of 25 OLP cases and 7 control cases with other oral diseases that were chosen based on the histopathology and availability. The histopathological diagnoses of the control tissues included chronic inflammation, acanthosis, fibroma, epulis fissuratum, and hyperkeratosis, but the histopathological abnormalities observed in control tissues were limited.

3. IHC images needs to be labelled properly. It will help to emphasize the localization of gene expression in specific cells or areas.

-> It has been added at lines 234-235 and 239 as follows: As depicted in Fig. 3a, IL-36g was expressed in epithelial cells (asterisks) throughout the epithelium of OLP tissue and also in the infiltrated immune cells (arrows). The expression pattern of IL-36Ra was similar to that of IL-36g (Fig. 3c).

Attachment

Submitted filename: Rebuttal letter.docx

Decision Letter 1

Kanhaiya Singh

31 Aug 2021

Gene signatures associated with barrier dysfunction and infection in oral lichen planus identified by analysis of transcriptomic data

PONE-D-21-21443R1

Dear Dr. Choi,

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Acceptance letter

Kanhaiya Singh

2 Sep 2021

PONE-D-21-21443R1

Gene signatures associated with barrier dysfunction and infection in oral lichen planus identified by analysis of transcriptomic data

Dear Dr. Choi:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

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on behalf of

Dr. Kanhaiya Singh

Academic Editor

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Table. Differentially expressed genes (DEGs) in the epithelium whole dataset.

    (PDF)

    S2 Table. Differentially expressed genes (DEGs) in the epithelium partial dataset.

    (PDF)

    S3 Table. Differentially expressed genes (DEGs) in the mucosa whole dataset.

    (PDF)

    S4 Table. Differentially expressed genes (DEGs) in the mucosa partial dataset.

    (PDF)

    S5 Table. Gene Ontology biological process terms enriched in the epithelium whole dataset.

    (PDF)

    S6 Table. Gene Ontology biological process terms enriched in the epithelium partial dataset.

    (PDF)

    S7 Table. Gene Ontology biological process terms enriched in the mucosa whole dataset.

    (PDF)

    S8 Table. Gene Ontology biological process terms enriched in the mucosa partial dataset.

    (PDF)

    S9 Table. Gene Ontology biological process terms enriched in the common DEGs of the epithelium and mucosa partial datasets.

    (PDF)

    Attachment

    Submitted filename: Rebuttal letter.docx

    Data Availability Statement

    All data associated with this study are presented in the paper.


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