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. Author manuscript; available in PMC: 2022 Oct 1.
Published in final edited form as: J Surg Oncol. 2021 Jul 16;124(5):818–828. doi: 10.1002/jso.26600

Radiological assessment of persistent retroperitoneal and lateral pelvic lymph nodes after neoadjuvant therapy for rectal cancer: An analysis of the United States Rectal Cancer Consortium

Michael K Turgeon 1, Adriana C Gamboa 1, Jessica M Keilson 1, Jeffrey Maniko 2, Lillias Maguire 2, Katherine Hrebinko 3, Jennifer Holder-Murray 3, Jason T Wiseman 4, Sherif Abdel-Misih 4, Saif Hamdan 5, Alexander T Hawkins 5, Philip Bauer 6, Matthew Silviera 6, Shishir K Maithel 1, Glen C Balch 7
PMCID: PMC8433488  NIHMSID: NIHMS1737845  PMID: 34270097

Abstract

Introduction:

Management of retroperitoneal and lateral pelvic lymph nodes (RLPN) in rectal cancer remains unclear. With total neoadjuvant therapy (TNT), more patients have radiologic complete clinical response (rCR). We sought to evaluate the impact of radiographic persistent RLPN after neoadjuvant therapy on survival.

Materials and Methods:

Patients with rectal adenocarcinoma with isolated RLPN metastasis, who received neoadjuvant therapy before surgery were included from the United States Rectal Cancer Consortium database. Primary outcomes were recurrence-free survival (RFS) and overall survival (OS).

Results:

Of 77 patients, all received neoadjuvant therapy, with 35 (46%) receiving TNT. Posttreatment, 33 (43%) had rCR while 44 (57%) had radiographic persistent RLPN. Median number of radiographic positive RLPN was 1 (IQR 1–2).

Receipt of TNT was associated with radiographic RLPN rCR (OR 4.77, 95% CI 1.81–12.60, p < .01). However, there was no difference in RFS and OS between patients who achieved rCR or with persistent RLPN (all p > .05).

Conclusions:

Radiographic persistence of RLPN was not associated with worse survival in well-selected patients and may not be a reliable indicator of pathological response. TNT may be the preferred management strategy to select patients given its association with rCR. Radiographic persistence of RLPN after preoperative therapy should not necessarily preclude surgery.

Keywords: neoadjuvant therapy, rectal cancer, retroperitoneal lateral pelvic lymph nodes, total neoadjuvant therapy

1 ∣. INTRODUCTION

In the United States, colorectal cancer is the third most common cause of cancer-related deaths.1 While 15%–20% of rectal cancer cases have evidence of retroperitoneal lateral pelvic lymph node (RLPN) disease, the clinical significance and optimal management strategy remains unknown.2,3

Eastern countries, such as Japan and Korea, consider RLPN metastasis as regional disease and protocols recommend total mesorectal excision (TME) and RLPN lymphadenectomy without neoadjuvant therapy.4 In contrast, Western countries, including the United States, consider RLPN metastasis as systemic disease that portends a worse prognosis, and the use of preoperative therapy is well-established.5 Furthermore, with the widespread application of a total neoadjuvant therapy (TNT) strategy, or administration of chemoradiation before surgery, more patients have a RLPN clinical response on imaging.6 However, the prognostic significance of persistent RLPN remains unclear. Given the low incidence of isolated RLPN metastases and the different treatment approach to RLPN disease based on geography, the optimal management strategy for these patients remains non-standardized. Thus, the aim of this study was to evaluate the impact of radiographic persistent RLPN after neoadjuvant therapy on oncologic outcomes.

2 ∣. MATERIALS AND METHODS

2.1 ∣. Data source and study cohort selection

In a retrospective manner, patients were identified from the United States Rectal Cancer Consortium (USRCC) database, a multi-institutional consortium of six high-volume tertiary referral centers including Emory University, University of Michigan, University of Pittsburgh Medical Center, The Ohio State University Wexner Medical Center, Vanderbilt University Medical Center, and Washington University School of Medicine in St. Louis. With a series of objectives determined a priori, the database was created using a standardized data form. Data were collected at each institution and combined into a shared, common database. This study was one of these predetermined objectives. Before data collection, Institutional Review Board approval was obtained at each site.

All patients with primary rectal adenocarcinoma with isolated RLPN metastasis on radiographic imaging who received neoadjuvant therapy before undergoing low anterior resection (LAR) or abdominoperineal resection (APR) without RLPN resection were included from 2007 to 2017. Patients with unknown RLPN status, who did not receive neoadjuvant therapy, who underwent an emergent or palliative operation, or who received a resection margin with macroscopic evidence of tumor (R2) were excluded.

2.2 ∣. Study variables and outcomes

Demographic, perioperative, pathologic, and long-term outcomes data were collected via electronic medical record (EMR) review. Staging was recorded with the contemporary American Joint Committee on Cancer (AJCC) 8th edition criteria. RLPN were considered positive retroperitoneal, periaortic, presacral, and/or lateral pelvic lymph nodes along the iliac and/or obturator vessels visualized on computed tomography (CT), magnetic resonance imaging (MRI), endorectal ultrasound (ERUS), or positron emission tomography (PET) as documented in the original radiology report. Variability in the imaging modality selected was due to institution-specific protocols. Further, depending on imaging modality used, positive nodes before or after neoadjuvant therapy were determined by each institution's radiologist based on size criteria, changes in morphology, differences in dynamic gadolinium enhancement on MRI, and/or increased FDG uptake on PET/CT scans. Neoadjuvant therapy was defined as receiving chemotherapy, chemoradiation, or a TNT program before surgery. Disappearing RLPN was defined strictly as radiologic complete clinical response (rCR) to therapy in RLPN only and was not reflective of response in the primary or mesorectal nodes. Primary outcomes were recurrence-free survival (RFS) and overall survival (OS).

2.3 ∣. Statistical analysis

Statistical analysis was conducted using SPSS 26.0 software (IBM Inc.). Descriptive statistics for each variable of interest were reported. Statistical significance was defined as a significance level of p < .05. For discrete variables, a χ2 test or Fisher's exact test was used. A student's t-test or a Mann-Whitney test was performed for continuous variables. Univariate and multivariable logistic regression analysis were performed to determine the association between clinicopathologic variables and radiographic persistence of RLPN. Kaplan-Meier analysis, log-rank tests, univariate, and multivariable Cox proportional hazard analysis were performed to evaluate the association of radiographic persistence stent of RLPN and survival. Statistically significant and clinically relevant covariate(s) were included in the multivariable models.

3 ∣. RESULTS

3.1 ∣. Study cohort characteristics

Of the 1881 patients in the USRCC database, 77 met the inclusion criteria. Demographic and clinicopathologic data are listed in Table 1. 1804 patients were excluded for recurrent disease (n = 1), stage IV disease (n = 26), receiving an emergent surgery for palliative intent (n = 1), non-LAR/non-APR operations (n = 2), a R2 resection (n = 8), non-adenocarcinoma histology (n = 4), negative preoperative RLPN status (n = 370), missing neoadjuvant therapy data (n = 15), and missing histopathologic data, including the specific number of positive RLPN (n = 1377). Given the imaging modality selected was dependent on institution-specific protocols, 20 (26%) patients were not diagnosed with MRI, but rather CT, ERUS, and/or PET. The median age at diagnosis was 56 years (interquartile range [IQR] 49–63). Rectal tumors were predominantly located in the lower or middle rectum 68 (94%). The majority of patients had clinical stage III disease before neoadjuvant therapy 50 (96%). Median number of positive RLPN on pretreatment imaging was 1 (IQR 1–2). Thirty-five (47%) received TNT, 40 (52%) received neoadjuvant chemoradiation, and 2 (5%) received neoadjuvant chemotherapy. Posttreatment, 33 (43%) had rCR while 44 (57%) had radiographic persistence of RLPN. Median number of positive RLPN on re-staging imaging was 1 (IQR 1–2).

TABLE 1.

Demographic and clinicopathologic factors of the study population

All patients
n = 77 (%)
RP/pelvic LN
disappearance
n = 33 (43)
RP/Pelvic LN persistence
n = 44 (57)
p value
Age at diagnosis (median, IQR) 56 (49–63) 57 (49–63) 54 (47–63) .40
Sex
 Male 35 (45) 16 (48) 19 (43) .64
 Female 42 (55) 17 (52) 25 (57)
Race
 White 63 (82) 24 (72) 39 (89) .18
 Black 12 (16) 8 (24) 4 (9)
 Other 2 (2) 1 (3) 1 (2)
Functional status
 Independent 75 (98) 32 (100) 43 (98) .35
 Partially dependent 1 (2) 0 (0) 1 (2)
Pretreatment stage (AJCC 8th ed)
 I 2 (2) 1 (5) 0 (0) .31
 II 2 (2) 1 (5) 0 (0)
 III 50 (96) 20 (90) 30 (100)
Pretreatment tumor location
 Lower rectum 34 (47) 12 (41) 22 (51) .70
 Middle rectum 34 (47) 15 (52) 19 (44)
 Upper rectum 4 (6) 2 (7) 2 (5)
Neoadjuvant chemotherapy
 No 39 (95) 11 (100) 28 (93) .95
 Yes 2 (5) 0 (0) 2 (7)
Neoadjuvant chemoradiation
 No 0 (0) 0 (0) 2 (6) .97
 Yes 40 (52) 11 (100) 29 (94)
Total neoadjuvant therapy
 No 42 (55) 11 (33) 31 (71) <.01
 Yes 35 (46) 22 (67) 13 (29)
Operation type
 LAR 47 (61) 22 (67) 25 (57) .52
 APR 30 (39) 11 (33) 19 (43)
Approach
 Open 32 (42) 14 (42) 18 (41) .89
 Minimally invasive 45 (58) 19 (58) 26 (59)
# Positive mesorectal LN, pretreatment (median, IQR) 2 (1–5)
# Positive RP LN, pretreatment (median, IQR) 0 (0–1)
# Positive pelvic LN, pretreatment (median, IQR) 1 (1–2)
# Positive RP + pelvic LN, pretreatment (median, IQR) 1 (1–2)
# Positive mesorectal LN, posttreatment (median, IQR) 1 (0–2)
# Positive RP LN, posttreatment (median, IQR) 0 (0)
# Positive pelvic LN, posttreatment (median, IQR) 1 (0–2)
# Positive RP + pelvic LN, posttreatment (median, IQR) 1 (1–2)
Adjuvant chemotherapy
 No 9 (22) 2 (20) 7 (23) .99
 Yes 32 (78) 8 (80) 24 (77)
Adjuvant chemoradiation
 No 39 (95) 10 (100) 29 (94) .99
 Yes 2 (5) 0 (0) 2 (6)
Tumor differentiation
 Well 1 (2) 1 (4) 0 (0) .35
 Moderate 50 (85) 21 (84) 29 (85)
 Poor 7 (12) 2 (8) 5 (15)
 Undifferentiated 1 (2) 1 (4) 0 (0)
Pathologic response after NAT
 No response 11 (15) 4 (13) 7 (17) .10
 Partial response 50 (70) 19 (61) 31 (76)
 Complete response 11 (15) 8 (26) 3 (7)
Pathologic stage (AJCC 8th ed)
 0 11 (14) 9 (26) 2 (5) .10
 I 14 (20) 6 (19) 8 (20)
 II 17 (30) 7 (23) 10 (26)
 III 29 (41) 10 (32) 19 (49)
Final margin status
 R0 71 (92) 32 (97) 39 (88) .35
 R1 6 (8) 1 (3) 5 (11)
LVI
 No 60 (85) 25 (81) 35 (88) .67
 Yes 11 (15) 6 (19) 5 (12)
PNI
 No 51 (81) 21 (81) 30 (81) .85
 Yes 12 (19) 5 (19) 7 (19)
Follow-up in months (median, IQR) 19 (12–45) 16 (12–34) 23 (15–55) .50

Abbreviations: AJCC, American Joint Committee on Cancer; LAR, low anterior resection; APR, abdominoperineal resection; IQR, interquartile range; LN, lymph node; LVI, lymphovascular invasion; PNI, perineural invasion; RP, retroperitoneum.

Compared to patients with RLPN disappearance, patients with radiographic persistent RLPN were less likely to receive TNT (29% vs. 67%, p < .01). Median follow-up was 19 months (IQR 12–45).

3.2 ∣. Radiographic persistence of RLPN

On univariate analysis, receipt of TNT was associated with a decreased odds of radiographic persistence of RLPN (OR 0.21, 95% CI 0.08–0.55, p = .01) (Table 2).

TABLE 2.

Association of clinicopathologic factors with retroperitoneal and/or pelvic LN radiographic persistence

Univariate regression
OR (95% CI) p value
Age at diagnosis (median, IQR) 0.98 (0.85–1.02) .40
Sex
 Male Reference
 Female 1.23 (0.50–3.07) .64
Race
 White Reference
 Black 0.31 (0.08–1.13) .08
 Other 0.52 (0.04–10.30) .74
Functional status
 Independent Reference
 Partially dependent -
Pretreatment stage (AJCC 8th ed)
 I Reference
 II -
 III -
Pretreatment tumor location
 Lower rectum Reference
 Middle rectum 0.69 (0.26–1.83) .46
 Upper rectum 0.55 (0.07–4.38) .57
Neoadjuvant chemotherapy
 No Reference
 Yes -
Neoadjuvant chemoradiation
 No Reference
 Yes -
Total neoadjuvant therapy
 No Reference
 Yes 0.21 (0.08–0.55) <.01

Abbreviations: AJCC, American Joint Committee on Cancer; LAR, low anterior resection; CI, confidence interval; IQR, interquartile range; LN, lymph node; OR, odds ratio.

3.3 ∣. Oncologic outcomes

3.3.1 ∣. Recurrence-free survival

While receipt of TNT was associated with RLPN rCR, 5-year RFS for patients with rCR compared to radiographic persistence of RLPN was similar at 46% and 55%, respectively (p = .32), on Kaplan-Meier analysis (Figure 1A). On univariate analysis, radiographic persistence of RLPN was not associated with worse RFS (HR 0.57, 95% CI 0.18–1.77, p = .33) (Table 3). Accounting for TNT, radiographic persistence of RLPN was not associated with worse RFS (HR 0.44, 95% CI 0.12–1.54, p = .20).

FIGURE 1.

FIGURE 1

Kaplan-Meier curves comparing RFS (A) and OS (B) for disappearing (blue) versus persistent (red) RLPN after neoadjuvant therapy. RFS, recurrence-free survival; RLPN, retroperitoneal and lateral pelvic lymph nodes; OS, overall survival

TABLE 3.

Association of retroperitoneal and pelvic LN radiographic persistence with oncologic outcomes

Univariate regression
Multivariable
regression
HR (95% CI) p value HR
(95% CI)
p value
RFS
Age at diagnosis (median, IQR) 0.98 (0.95–1.02) .39
Sex
 Male Reference
 Female 1.00 (0.31–3.24) .99
Race
 White Reference
 Black 2.11 (0.65–6.89) .22
 Other -
Functional status
 Independent Reference
 Partially dependent -
Pretreatment stage (AJCC 8th ed)
 I Reference
 II -
 III -
Pretreatment tumor location
 Lower rectum Reference
 Middle rectum 0.61 (0.18–2.03) .42
 Upper rectum - -
Neoadjuvant chemotherapy
 No Reference
 Yes -
Neoadjuvant chemoradiation
 No Reference
 Yes -
Total neoadjuvant therapy
 No Reference Reference
 Yes 0.86 (0.28–2.65) .80 0.58 (0.17–2.01) .39
Operation type
 LAR Reference
 APR 1.33 (0.44–4.01) .61
Approach
 Open Reference
 Minimally invasive 0.32 (0.09–1.15) .08
Final margin status
 R0 Reference
 R1 2.2 (0.49–10.27) .30
LVI
 No Reference
 Yes 1.75 (0.53–5.76) .36
PNI
 No Reference
 Yes 1.76 (0.50–6.20) .38
Posttreatment LN disappearance/radiographic RLPN persistence
 0 LN Reference Reference
 ≥1 LN 0.57 (0.18–1.77) .33 0.44 (0.12–1.54) .20
OS
Age at diagnosis (median, IQR) 1.01 (0.96–1.07)
Sex
 Male Reference
 Female 0.44 (0.11–1.77) .25
Race
 White Reference
 Black 1.80 (0.36–9.95) .47
 Other -
Functional status
 Independent Reference
 Partially Independent -
Pretreatment stage (AJCC 8th ed)
 I Reference
 II -
 III -
Pretreatment tumor location
 Lower rectum Reference
 Middle rectum 0.14 (0.02–1.15) .07
 Upper rectum -
Neoadjuvant chemotherapy
 No Reference
 Yes - -
Neoadjuvant chemoradiation
 No Reference
 Yes 0.22 (0.03–1.99) .18
Total neoadjuvant therapy
 No Reference Reference
 Yes 0.49 (0.10–2.34) .37 0.49 (0.10–2.45) .38
Operation type
 LAR Reference
 APR 1.23 (0.30–4.95) .77
Approach
 Open Reference
 Minimally invasive 0.56 (0.13–2.45) .44
Final margin status
 R0 Reference
 R1 4.19 (0.93–21.14) .08
LVI
 No Reference
 Yes 5.62 (1.40–22.63) .02
PNI
 No Reference
 Yes 1.2 (0.14–10.27) .87
Posttreatment LN disappearance/radiographic RLPN Persistence
 0 LN Reference Reference
 ≥1 LN 1.20 (0.30–4.84) .80 1.02 (0.25–4.26) .97

Abbreviations: CI, confidence interval; APR, abdominoperineal resection; HR, hazard ratio; IQR, interquartile range; LAR, low anterior resection; LN, lymph node; LVI, lymphovascular invasion PNI, perineural invasion; RFS, recurrence-free survival; RLPN, retroperitoneal and lateral pelvic lymph nodes.

3.3.2 ∣. Overall survival

Similar to RFS, there was no difference in 5-year OS between patients with rCR (82%) or persistence of RLPN (88%) (p = .79) (Figure 1B). On univariate analysis, radiographic persistence of RLPN was not associated with worse OS (HR 1.20, 95% CI 0.30–4.84, p = .80) (Table 3). Accounting for TNT, radiographic persistence of RLPN was not associated with worse OS (HR 1.02, 95% CI 0.25-4.26, p = .97).

4 ∣. DISCUSSION

Currently, the optimal treatment paradigm for the management of isolated RLPN disease is still debated with differing approaches favored in Eastern and Western countries. Our analyses of a large, multi-institutional database of patients with rectal cancer in the United States reveal radiographic persistence of RLPN was not associated with worse RFS or OS in well-selected patients.

In patients who received preoperative chemoradiation and TME with mesorectal lymphadenectomy, locoregional recurrence rates have previously been reported as 4.6%–7.9% with 67.4%–82.7% of patients recurring in RLPN.7,8 While presence of RLPN on clinical staging may indicate an increased risk for local recurrence, existing literature on its impact on long-term oncologic outcomes is inconsistent.9,10 As a result, clinical management and the decision to proceed with surgery remains controversial, particularly in patients with isolated, persistent RLPN disease who received neoadjuvant therapy.

In the context of the Western neoadjuvant therapy approach, it is important to note that specifically for suspicious RLPN, radiographic imaging may not be a reliable indicator of pathologic response. In our surgical patient population, the median positive RLPN count pretreatment was 1 (IQR 1–2). After neoadjuvant therapy, the median positive RLPN count remained unchanged. Currently, magnetic resonance imaging (MRI) serves as the mainstay for determining N stage. After patients receive neoadjuvant therapy, MRI has a reported accuracy rates of 75% and 71% for T stage and N stage, respectively, and 63%–68% for the detection of RLPN (Figure 2).11-13 The inability to definitively characterize RLPN status is predominantly due to radiation-associated tissue changes, including fibrosis, peritumoral infiltration of inflammatory cells, and vascular proliferation.14 Thus, there is a tendency to overestimate the extent of nodal involvement. Given the discordance between imaging findings after neoadjuvant therapy and pathologic N staging, uniform criteria for the radiographic characterization (including size, margin, morphology, enhancement, and signal intensity) of RLPN is critical, particularly in patients with a low burden of RLPN disease who go on to receive neoadjuvant therapy.15,16

FIGURE 2.

FIGURE 2

Axial T2 SPACE MRI (A) and coronal venous CT (B) of suspicious pelvic lymph nodes after neoadjuvant therapy. CT, computed tomography; MRI, magnetic resonance imaging

Eastern countries have adopted a lateral pelvic lymph node dissection (LPLD) or extended lymphadenectomy (EL) approach to excise RLPN, specifically along the obturator muscle, common iliac artery, internal iliac artery, and external iliac artery in addition to removing the traditional mesorectal lymph nodes. Ishiguro et al.17 demonstrated the presence of RLPN in 93 patients with T4 rectal cancer was associated with worse OS (HR 2.09, 95% CI 1.06–4.10, p = .03) and RFS (HR 2.61, 95% CI 1.38–4.92, p = .01), thus advocating for RLPN removal at the time of surgery. In 2017, a randomized controlled trial for 701 patients with clinical stage II/III rectal cancer by Fujita et al.18 demonstrated lower locoregional recurrence rates with TME and EL compared to TME alone at 7.4% versus 12.6%, respectively. However, it is worth noting the study participants did not receive neoadjuvant therapy and results from the long-term follow-up of this trial did not support routine application of TME with EL in all patients, and may be more beneficial in patients with clinical stage III disease.19

In contrast to the Eastern approach, TME with mesorectal lymphadenectomy in the setting of a multimodality treatment paradigm has become the preferred treatment strategy for rectal cancer surgery in Western countries, namely Europe and the United States, given RLPN is considered a marker of metastatic disease.20 A neoadjuvant treatment strategy, including TNT, chemoradiation, and short and long course radiation have shown to be effective in improving locoregional recurrence and rCR rates in several randomized controlled trials, including the Dutch Rectal Cancer Trial and German CAO/ARO/AIO-94 Trial.21-25 Based on our data, a TNT approach may be the preferred management strategy to select patients for surgery, given its association with rCR. In the persistent RLPN group, there was no progression of disease as the RLPN number remained the same. Furthermore, while the pathologic complete response rate was higher in patients who achieved rCR, long-term oncologic outcomes were similar between the rCR and persistent RLPN groups, which may suggest a high rate of false positives for suspicious RLPN on diagnostic imaging. Thus, we believe persistent RLPN after TNT should not preclude proctectomy with TME. The similarity between oncologic outcomes may be related to a small sample size, relatively short median follow-up (19 months), and/or false positives in the persistent RLPN group.

When comparing rectal cancer patients who either received preoperative radiation therapy and TME alone to patients who underwent TME with EL, Watanabe and colleagues determined there was no significant difference in 5-year disease-free survival rates.26 In a randomized controlled trial of 51 patients by Nagawa et al.27 neoadjuvant radiation before surgery with EL did not improve disease-free survival or recurrence rates, supporting neoadjuvant therapy can be employed as an alternative to EL. It is likely both a neoadjuvant treatment strategy with TME and TME plus EL either sterilizes or removes RLPN disease to clear the circumferential resection margin, which is supported by their equivocal oncologic outcomes.28

Importantly, EL also carries a significant risk for morbidity. In a meta-analysis by Georgiou et al.29 comparing EL to standard rectal resection, EL resulted in an increased risk of postoperative complications, including sexual and urinary dysfunction, in addition to not conferring an improvement in 5-year OS (HR 1.09, 95% CI 0.78–1.50, p = .62).17 The adverse impact of EL on quality-of-life due to sacrificing the pelvic autonomic nerves required for an oncologic resection is a major concern and has been well-documented.30,31 Without a clear survival benefit and risk of morbidity associated with extensive dissection of pelvic autonomic nerve plexus, a Western approach thereby avoids the unnecessary risk of sexual and urinary complications, though it is worth noting radiation therapy is not without its own risk for sexual dysfunction and incontinence.32,33

In the preoperative setting, it is imperative RLPN are accurately staged, especially given the desmoplasic reaction associated with neoadjuvant chemoradiation or radiation therapy. In a 2019 retrospective, multi-center cohort study of 1216 patients with low rectal cancer, Ogura et al.34 reported lateral lymph nodes ≥7mm on staging MRI which persisted after neoadjuvant chemoradiation therapy at >4 mm had a 52.3% 5-year risk local recurrence in the internal iliac compartment, which is comparable to our study findings. With the bias to overestimate suspicious lymph nodes, universal criteria is critical to differentiate non versus complete responders to better inform the extent of resection and long-term surveillance. As new modalities and techniques such diffusion-weighted imaging MRI and lymph node-specific contrast agents show promise in their reliability in predicting nodal status after neoadjuvant therapy, accurate preoperative diagnosis is imperative.35,36

Limitations of this study include those inherent to a retrospective design, including missing data. Second, different imaging modalities were used to determine RLPN involvement, thus introducing variability in diagnostic accuracy rates. Third, there is no standardized definition for “suspicious” lymph nodes across institutions given the imaging approaches employed and the emergence of new modalities and techniques. Fourth, there is practice pattern variability for chemotherapy regimen, radiation therapy dose, and time from neoadjuvant chemoradiation or TNT until surgery. Fifth, we were not able to obtain histopathologic confirmation of RLPN given RLPN lymphadenectomy is not routinely performed in the United States. Lastly, this patient population represents a well-selected surgical patient population, though a large multi-institutional database allows for generalizability.

5 ∣. CONCLUSIONS

While a TNT is associated with the rCR of isolated and unresected RLPN, the persistence of RLPN on imaging was not associated with worse RFS or OS in well-selected patients. TNT may be the preferred management strategy to best select patients for surgery. Moreover, radiographic imaging of RLPN may not be a reliable indicator of pathological response. Thus, uniform radiologic diagnostic criteria are needed and radiographic persistence of RLPN after preoperative therapy should not necessarily preclude proctectomy with TME. A prospective randomized controlled trial comparing neoadjuvant therapy and TME to TME with EL is needed to validate these findings.

ACKNOWLEDGMENT

This study is supported in part by the Katz Foundation and the National Center for Advancing Translational Science (Grant/Award Number: UL1TR002378/TL1TR002382).

Footnotes

CONFLICT OF INTERESTS

The authors declare that there are no conflict of interests.

DATA AVAILABILITY STATEMENT

The data that support the findings of this study are available on request from the corresponding author. The data are not publicly available due to privacy or ethical restrictions.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Data Availability Statement

The data that support the findings of this study are available on request from the corresponding author. The data are not publicly available due to privacy or ethical restrictions.

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