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. 2021 Sep 17;16(9):e0257052. doi: 10.1371/journal.pone.0257052

Network assessment and modeling the management of an epidemic on a college campus with testing, contact tracing, and masking

Gregg Hartvigsen 1,*
Editor: Siew Ann Cheong2
PMCID: PMC8448338  PMID: 34534212

Abstract

There remains a great challenge to minimize the spread of epidemics, especially in high-density communities such as colleges and universities. This is particularly true on densely populated, residential college campuses. To construct class and residential networks data from a four-year, residential liberal arts college with 5539 students were obtained from SUNY College at Geneseo, a rural, residential, undergraduate institution in western NY, USA. Equal-sized random networks also were created for each day. Different levels of compliance with mask use (none to 100%), mask efficacy (50% to 100%), and testing frequency (daily, or every 2, 3, 7, 14, 28, or 105 days) were assessed. Tests were assumed to be only 90% accurate and positive results were used to isolate individuals. The effectiveness of contact tracing, and the effect of quarantining neighbors of infectious individuals, was tested. The structure of the college course enrollment and residence networks greatly influenced the dynamics of the epidemics, as compared to the random networks. In particular, average path lengths were longer in the college networks compared to random networks. Students in larger majors generally had shorter average path lengths than students in smaller majors. Average transitivity (clustering) was lower on days when students most frequently were in class (MWF). Degree distributions were generally large and right skewed, ranging from 0 to 719. Simulations began by inoculating twenty students (10 exposed and 10 infectious) with SARS-CoV-2 on the first day of the fall semester and ended once the disease was cleared. Transmission probability was calculated based on an R0 = 2.4. Without interventions epidemics resulted in most students becoming infected and lasted into the second semester. On average students in the college networks experienced fewer infections, shorter duration, and lower epidemic peaks when compared to the dynamics on equal-sized random networks. The most important factors in reducing case numbers were the proportion masking and the frequency of testing, followed by contact tracing and mask efficacy. The paper discusses further high-order interactions and other implications of non-pharmaceutical interventions for disease transmission on a residential college campus.

Introduction

There remains a great deal of interest in understanding and predicting the dynamics of the spread of the SARS-CoV-2 virus and similar infectious agents through populations. Analytical models are useful for estimating spread rates and extent of epidemics but lack the realistic structure of how people actually encounter each other. Network-based models, on the other hand, allow for discrete modeling of epidemics through more realistically-structured populations [13]. These models, however, usually use standard network structures to model viral spreading through populations (e.g., [3, 4]). The current work overcomes this by using actual enrollment data for a residential, liberal arts college with 5539 students.

A variety of models have been used to investigate potential spread and containment using different non-pharmaceutical interventions [5]. The results suggest that government-mandated lock downs, for instance, are essential to work toward reducing COVID-19’s spread (achieving an R0 < 1.0). However, the latter has been criticized for not incorporating the benefits from practices such as contact tracing [6, 7].

There are many studies that have demonstrated the effectiveness of different non-pharmaceutical interventions for the containment of SARS-CoV-2 among people. Masks, for instance greatly reduce the emissions of aerosolized droplets that are the leading cause of transmission [8, 9]. Additionally, testing and subsequent quarantining has been shown to be effective in reducing transmission rates [10, 11] and are having effects on other directly transmitted diseases [12]. In this paper we explore the interactive effects of COVID-19 testing, isolation, quarantining, and different proportions of people using masks that differ in efficacy within a real college network. The model relies on actual enrollment data in classes from a college with more than 5500 students.

Much remains unknown about the effectiveness of these interventions, such as masking [13]. In particular, there are differences between different types of masks, ranging from the common bandanna (neck gator) to N95 respirators [9, 14]. Because of this it is important to examine how masks with different efficacies might influence the spread of COVID-19 through a population. In addition, there are differences in the extent to which people use masks and wear them appropriately. In one study 86.1% of adults ranging in age from 18-29 chose to wear masks [15]. Despite this encouraging use of non-pharmaceutical interventions the pandemic has not been contained.

The US Centers for Disease Control and Prevention (CDC) has provided guidelines for institutions of higher education for safe operations [16]. Included in these recommendations are a range of practices from lowest risk to highest risk. The work here addresses this range by assessing what happens across the spec trum of safety, from the highest risk with in-person classes without non-pharmaceutical interventions to the lowest risk with no in-class meetings (simulated here through the use of masks that are 100% effective and used by everyone).

It is the hope of this work that we can better understand and predict the dynamics of infectious diseases and the effect on control measures in residential college communities.

Methods

Anonymized college enrollment and residence data for 5539 students from a two-semester academic year (2019-2020) were acquired from the SUNY Geneseo Office of Institutional Research, with permission from the SUNY Geneseo Institutional Research Board [17]. This particular college, in addition to providing data to the author, is appropriate for this analysis because, being a relatively rural campus in western New York, USA, it is attended primarily by traditionally-aged students (18-21) who reside on or near campus. The campus reports a 20:1 student-faculty ratio. Additionally, it’s size (5539 students) places it in the 87th percentile of all US colleges and universities [18]). Because students are represented only by ID numbers and their majors there is no risk to their privacy. Additionally, the residence networks consist only of vertices and edges for those living together, without any other identifying information. Students living alone have no connections in the residential networks but do make connections across classroom networks. The daily class enrollment networks are made up of vertices and edges that connect student ID numbers when in the same class. These data were provided by the administration and include students that began the semesters. It is assumed no students leave school in the middle of either semester. Daily network sizes ranged from 3108 to 4919 vertices that were connected with between 109,000 to 305,000 edges. Multiple edges were permitted between vertices (e.g., students could be in two classes together and live with each other). No faculty or instructors were included in the networks. In addition, equal-sized random networks were created for each day for both semesters.

The degree distributions, average path lengths, and average clustering coefficients (transitivity) for the college and random networks for each day of the week for both fall and spring semesters were calculated.

An SEIRIsolQ network model (states include susceptible, exposed, infectious, recovered, isolated, and quarantined) was developed to simulate the spread of the SARS-CoV-2 virus through a population of undergraduate students (Fig 1). The network changed for each day of the week as students attended their various classes. On weekends students were assumed to only come into contact with their house mates. Fall and spring semesters were assumed to continue without interruption. At the beginning of the fall semester 20 students were assumed to begin classes infected with the virus (ten categorized as exposed and ten infectious). Students remained in the non-infectious exposed class for two days. After a 10 day infectious period ended individuals would enter a recovered state and could not be reinfected. The basic reproductive number (R0) was set at 2.4 [19] which follows an earlier report which suggested the same rate [5] (see Table 1). These and additional parameters for the model are provided in Table 1. Simulations ended when the disease was cleared or there were no remaining susceptible neighbors of infectious individuals. The model assumes no individuals are able to become reinfected which has been found to be relatively rare [20]. Model, statistics, and network construction and analysis were completed using R [21] and the igraph package [22].

Fig 1. Example of student networks over time.

Fig 1

Students (dots) in the each class (ovals in upper boxes) form complete networks. Students in residences form relatively sparse networks (below). Infected students carry their infections from day to day, even if not in a class on certain days.

Table 1. Parameter settings for simulations.

These are the basic settings used in the simulations. This resulted in 6400 simulations.

Parameter Settings Sources
R0 2.4 estimated
Number days exposed (latent) 2 [23]
Number days infectious 10 [24]
Network types College, Random
Test cycle (days) 0, 1, 2, 3, 7, 14, 28, 105
Test results delay 1 day
Test accuracy 90%
Contact tracing yes/no
Number days in isolation/quarantine 14 CDC rec.**
Proportion population masked 0, 0.5, 0.75, 0.861*, 1 [25]
Mask efficacy 0.5, 0.75, 0.95, 1.0
Number initially exposed/infectious 10/10
Number of replicates 10

Table notes:

* for 18-29 year olds [25].

** At the time of writing CDC recommends a 10 day quarantine period.

Simulations were run to compare spread under unmitigated conditions between the student and random networks (no masking or testing). Individuals were initially susceptible with 10 individuals randomly inoculated as exposed with an additional 10 individuals inoculated as infectious. Exposed individuals became infectious after two days and remained infectious for 10 days (see Table 1).

Testing, contact tracing, and masking

All individuals were tested each semester but at different time periods. For each test cycle period students were randomly assigned days they would be tested. Time periods were 1, 2, 3, 7, 14, 28, or 105 days. A one means students were tested daily and 105 means students were tested once per semester. In addition, simulations were run without testing for infectious individuals (see Table 1). Students were not tested if they were currently awaiting test results or in either isolation, quarantine, or recovered. Test results were evaluated one day after testing with a 90% positive accuracy rate (false positives were not considered). If testing was being used then students that were infectious at the time of the test were isolated for two weeks. If contact tracing occurred then all susceptible neighbors were quarantined for two weeks. The model treated quarantine as complete with no contacts allowed. COVID-19 tests of students that were in the exposed state when tested were considered negative and were returned to the network and allowed to move to the infectious state. After 10 days in the infectious state students were moved into a recovered class and could neither receive nor share the virus with neighbors.

The transmission probability (Td,s) was calculated for each day of the week (d) for each semester (s). This probability was used to determine the likelihood that an infectious individual would pass the virus to a susceptible neighbor on a given day. Td,s was determined using the following relationship:

Td,s=1(1R0Kd,s)(1/DI) (1)

where Kd,s is the median degree of the network on day d of each semester (s) [4]. Individuals were assumed to be infectious for 10 days (DI = 10, [24]). On weekends degrees were low leading to relatively high transmission probabilities, which effectively simulates close interactions among roommates. This relationship for Td,s results, on average, of infectious individuals infecting R0 susceptible neighbors in a completely susceptible neighborhood. However, as the infection spreads the realized spread rate generally decreases as the number of susceptible neighbors of infectious individuals decreases.

Results

We begin with a comparison evaluating the structural differences between the college and random networks. This includes the degree distributions and clustering coefficients as well as the average path lengths for all students and grouped by majors. These metrics play important roles for the overall dynamics of disease transmission. This is followed by a discussion of the results from simulating disease transmission through these networks.

The college network structure

The college networks include course enrollments for Monday–Friday plus the housing data for all days of the week over both fall 2019 and spring 2020 semesters. Students were assumed to interact only with their housemates on weekends. These networks, were strikingly different from the random networks for each day of the week and between semesters (see Fig 2). These structural differences led to significant differences in the dynamics of disease spread between the college and random networks (discussed below). The housing network includes 4930 students (89%) with the remaining 609 students not reporting their off-campus residences. A majority of students can be seen living in pairs (dyads in Fig 2). Undoubtedly, weekend and evening gatherings could contributed substantially to epidemic spread.

Fig 2. College and random housing networks for the fall 2019.

Fig 2

The network on the left is a random sample of 1000 of the 4919 vertices and the 664 associated edges showing the structure of the housing network. The network on the right is a random network with the same number of vertices and edges. Discrete housing communities are apparent in the college network (left) and absent in the random graph (right). Vertex arrangements were completed using the Davidson-Harel layout algorithm.

Degree

The number of connections (degree) for individuals in the college networks ranged from 0 to 719 and varied from day to day and were right skewed (Fig 3), with most individuals having a total degree less than 100 each day. A small number of students had a zero degree on a day in which they had no classes and happened to not have their housing location reported. On the weekend (“SS” in Fig 3) we can see that a few individuals had degrees greater than 10. The most frequent degree was just one, forming dyads (note that in Fig 3 a one was added to all degrees).

Fig 3. Degree distributions for college networks by day for fall 2019 and spring 2020 semesters.

Fig 3

Weekday networks include both enrollment and housing connections for both the fall 2019 and spring 2020 semesters. The weekend networks (“SS”) include only the housing connections. Degree values all were increased by one and shown on a semi-log plot.

Average path length

The average path length (APL) is a metric that summarizes the average number of steps from each student to all other students through both the enrollment and housing networks. APL varied by day of week (Fig 4). Most notably, students are very highly connected with fewer than three steps separating students, on average. Some differences are apparent between semesters, particularly between MWF and TR classes. Average path lengths are longer in the college network compared to the random network due to clustering that takes place within majors. Additionally, we can see that students in different majors had variable average path lengths with no clear pattern related to size of major (Fig 5).

Fig 4. Average path length for college and random networks.

Fig 4

The average path length (APL) for weekday networks from the fall 2019 semester are shown. Additionally, APL values for random networks also are shown, which are consistently lower.

Fig 5. Average path length for students separated by major and weekday.

Fig 5

The average path length (APL) for students in the 10 most populous majors for each weekday during the fall 2019 semester are shown. Numbers above bars represent the number of students registered in a class on that day by major. Abbreviations are: Biology (Bio), Psychology (Psych), Communications (Comm), Undecided (Undec), Political Science (PolSci), Business Administration (B-Admin), Pre-Business Administration (Pre-B-Admin), Accounting (Acc), Childhood/Special Education (C/S Edu), English (Eng), and Mathematics (Math).

Clustering coefficient

The clustering coefficient (CC), or transitivity, for a vertex in this analysis is the average number of triangles formed by neighbors divided by the total possible number of triangles. High average values for this coefficient suggest students who are clustering together in groups. In the college networks clearly students are gathering in classes which form complete subgraphs. This measure can play an important role in the spread of a disease within a group but also can function to isolate different groups from each other. The college networks are clearly highly clustered compared to the random networks and serves as an important metric differentiating the college from random networks (Fig 6).

Fig 6. Clustering coefficients for weekday college and random networks.

Fig 6

The global clustering coefficients (transitivity) for the college and one rendition of the paired random networks based on the same number of vertices and edges.

Epidemic dynamics

Simulations were begun on the first day of classes in the fall 2019 semester. For each replicate simulation on both the college and random networks 20 randomly selected students were inoculated with SARS-CoV-2 virus. Half were placed in the exposed class and half in the infectious class. The disease always spread on both the college and random networks (Fig 7). The dynamics exhibited periodicity on a weekly schedule due to restricted spread on weekends when individuals in the model mix only with those with which they reside. As a result, relatively few individuals become exposed over weekends.

Fig 7. Time series dynamics of the simulation.

Fig 7

The number of exposed (E) and infectious (I) individuals per day for ten replicate simulations on the college (left) and random (right) networks. Fewer individuals become infected on the college network than the random network because of the community structures (longer APLs and higher clustering coefficients) within majors. The weekly cycles are caused by the increased but sparser connectivity on weekends.

All five factors (see Table 2) significantly influenced the number of students becoming infected individuals in the network populations. Most important of these are the frequency of testing (test cycle) and the proportion of students using masks (Fig 8). These two factors explained a combined 45 percent of the total variance in the model and, as testing and masking levels increased the number of cases fell (Table 2). Additionally, all higher-order interactions (three-, four-, and five-way interactions among the factors) were statistically significant (not shown in Table 2). Testing, and subsequent isolation and quarantining of contacts, significantly reduced the total number of infections, accounting for a combined 27% of the overall variance. The effect is quite large for even small levels of testing and subsequent isolation of individuals who test positive, followed by quarantining of neighbors. There was a significant reduction in the numbers of individual infected with as little as 1% of the students tested daily (students testing only once per the 105 day semester, Fig 8).

Table 2. ANOVA table for number of infections.

The main effects and two-way interactions are shown as percentages of the sums of squares from the ANOVA. All factors and higher-order interaction terms were highly statistically significant (P < 0.001). The main and two-way interactions (shown) accounted for 88% of the variance (overall adjusted R2 = 0.995).

Factor df Percent SS p
Test Cycle 7 22.24 < 0.001
Contact Tracing 1 5.00 < 0.001
Proportion Masked 4 23.33 < 0.001
Mask Efficacy 3 1.97 < 0.001
Network Type 1 0.36 < 0.001
Test Cycle x Contact Tracing 7 3.75 < 0.001
Test Cycle x Proportion Masked 28 19.29 < 0.001
Contact Tracing x Proportion Masked 4 7.94 < 0.001
Test Cycle x Mask Efficacy 21 3.19 < 0.001
Contact Tracing x Mask Efficacy 3 0.41 < 0.001
Proportion Masked x Mask Efficacy 12 0.77 < 0.001
Test Cycle x Network Type 7 0.06 < 0.001
Contact Tracing x Network Type 1 0.26 < 0.001
Proportion Masked x Network Type 4 0.17 < 0.001
Mask Efficacy x Network Type 3 0.09 < 0.001
Residuals 5760 0.95 < 0.001

Fig 8. The number of infections for different testing frequencies for both networks.

Fig 8

The average number of infections for simulations with testing and contact tracing at different intervals. Note that test cycles are the days between testing for individuals. The largest number of infections occurred when no testing was done (0 days), followed by testing students only once per semester (105 days). Error bars are ± 95% confidence intervals. Samples sharing letters are not statistically different.

In the absence of interventions (testing and masking) disease prevalence reached its highest levels seen in all simulations. Overall, the college, with its higher APLs and clustering coefficients, exhibited fewer infections than seen in the random networks (Table 3). Additionally, the epidemics on the college networks reached their peaks and ended later than those on random networks and resulting in fewer infected individuals. An additional challenge for college health providers is the result that the epidemic peak on this campus occurred after just one month and involved over 25% of the student population.

Table 3. Comparison of unmitigated spread on the college vs random networks.

The four main response variables are presented as means (± 95% CI). No masking or testing was done. All eight samples were normally distributed. All responses were significantly different between the college and random networks using a t-test (df = 18). Note that the outbreaks were completed after approximately one semester (105 days) and infected an average of 63% and 76% of the college and random network individuals, respectively.

Metric College Random
Total number of infections* 3467.6 (36.5) 4197 (32.4)
Duration of epidemic* 100.5 (3.9) 107.9 (5.5)
Peak number of infections* 1656.7 (50.7) 1799.0 (38.5)
Day of peak infections** 33.0 (0) 46.3 (2.8)

Differences are statistically significant (* p < 0.001, ** p = 0.024).

Testing and contact tracing

Increasing testing frequency with contact tracing significantly reduced the number of infections. Previous work suggesting that testing every other day minimized the number of infections [26]. Results here concur (Fig 8) although, numerically, fewer individuals were infected by testing daily. There was no significant difference between the number of infected individuals for testing rates of every day to just once every two weeks. However, from an implementation standpoint the number of tests needing to be administered in the college network population was highest when tests were administered every other day (Fig 9). This is due to the high reproductive rate of SARS-CoV-2 (R0 = 2.4) that allow the virus to spread more than when testing occurred daily. The fewest tests were required when testing was conducted daily and when done just once per student per semester, although the latter was the least effective method for controlling COVID-19 (Fig 8).

Fig 9. The average number of tests conducted per person versus testing cycle.

Fig 9

These simulations include only tests with contact tracing and no masking using the college networks. The average number of tests per person was greatest when individuals were tested every other day. This was far greater than when individuals were tested daily because individuals that tested positive were isolated, not tested during this period and most effectively curtailed the outbreak. Error bars are ± 95% confidence intervals. Samples sharing letters are not statistically different.

An additional 19% is explained by the interactive effects of the number of people tested and the proportion of individuals that mask, regardless of the efficacy of masks, which ranged from 50% to 100% effective.

The effects of masking

Masking significantly reduced the number of infected individuals in these populations. Importantly, There was a significant interaction between the proportion of people masking and the efficacy of the masks (Fig 10, Table 2). As can be seen in this figure, changing from no masking to even using masks that are 50% effective at blocking the transmission greatly reduced the number of infections.

Fig 10. Comparison of the number of infected individuals in response to masking levels and efficacies between networks.

Fig 10

The number of individuals that became infected under different levels of masking and mask efficacy for both the college and random networks. This three-way interaction was statistically significant (F = 74.14; df = 12, 5760; p < 0.001) along with the two-way interactions within network types. Without masking more students contracted the disease on the random networks but masking proved less effective, comparatively, on the college network due to the high clustering of students. Error bars are ± 95% confidence intervals.

Which students contract COVID-19?

Unfortunately, essentially all the students are vulnerable and likely to contract COVID-19 based on how students are connected through coursework and their residences. Having the majors of students allows us to determine whether students of different majors are more or less likely to contract COVID-19. In Fig 11 we can see, after creating induced subgraphs by major, there is no relationship between the mean proportion of students contracting the disease agent and average path length (A), mean degree (B), or clustering coefficient (C, Fig 11). However, there was a weak, positive relationship between proportion of students infected and the size of the major (panel D, F = 4.56; df = 1, 38; p = 0.039; y = 0.079x + 0.457; R2 = 0.084). Additionally, there was a positive, non-linear relationship between the sizes of individual classes and the proportion of students that got infected, although this relationship is poorly modeled with any simple asymptotic function. Also, the relationship appears important only as class size exceeds about 50 students (Fig 12).

Fig 11. Testing factors associated with the proportion of students that contracted COVID-19 by major.

Fig 11

Circles with dots in their centers represent different majors. Circle areas are proportional to the number of students in those majors. Simulations were replicated five times for the proportion infected. Network metrics include average path length (A), mean degree (B), average clustering coefficient (C), and the number of students in each major (D). The proportion of infected students is positively related only to the number of students in the major (F = 4.56; df = 1, 38; p = 0.039; y = 0.0789x + 0.457; R2 = 0.084).

Fig 12. Mean proportion of students infected versus class size.

Fig 12

The mean proportions of students infected are from all 1458 classes in the fall 2019 semester. Two simulations were run without interventions (e.g., masking or contact tracing) and the proportions infected were averaged. The results suggest that large class sizes impose increased risk of infection, particularly classes over 40 students (vertical dashed line). Although there are relatively few large classes these do represent a large number of students. Data are from the fall semester when most infections occurred.

Discussion

To predict the dynamics of a disease like COVID-19 spreading through a college campus, or any population, it is helpful to include the actual structure of the population. This work relies on class enrollment and housing data from a college with 5539 students. The daily course enrollment and residential network structures were analyzed and used as frameworks on which to simulate the spread of the disease through the population. These networks and model dynamics also are compared against those responses in a set of same size, randomly constructed networks.

When a disease, such as COVID-19, enters a college population there exists a variety of challenges to minimizing its spread. This work investigated the effects of various methods to minimize disease spread. The findings suggest that the risk of disease spread is reduced significantly by the actual structure of students who are non-randomly enrolled in classes, mainly with members of the same majors. This appears to be largely due to longer average path lengths and higher clustering coefficients found among students in the college networks compared to random networks. The longer a path is between students the less likely a transmissible disease agent will be successfully transmitted. Interestingly, there was a significant, although weak, relationship between the size of majors (number of students) and the number of infections. Additionally, there was clearly an increased risk of students contracting a disease like COVID-19 from larger classes.

Admittedly, entering into a non-voluntary 14-day quarantine period is disruptive to everyone, particularly college students. In this model, too, students were assumed to be completely compliant during the quarantine period. When implementing frequent testing of students in the model many students ended up in quarantine. This greatly disrupts learning environments. There is evidence that shorter quarantine periods may be effective [27]. Additionally, this model assumes a relatively rapid turn around on testing results (1 day). Interestingly, testing students every day resulted in very low numbers of tests administered because infectious individuals were rapidly identified and isolated, despite test accuracy being only 90% (see Fig 9). Daily testing also resulted in the fewest number of cases. However, the administration of daily tests for all students on a campus is likely challenging. Modeling by Paltiel et al. (2020) concluded that testing on a college campus would be optimal at, in decreasing order of effectiveness, 2-, 1-, and 7-day intervals [26]. Results here suggest that there would be an approximately five-fold increase in the number of tests required when implementing a two day testing period over testing daily.

Students in larger classes tended to have a higher risk of becoming infected. This leads to a recommendation that class size be kept as low as is feasible. However, with the use of even low efficacy masks the epidemic can be well contained.

The current work does not model the effects of social distancing as an effective non-pharmaceutical intervention. Clearly, the level of concern by students can vary greatly and this was accounted for through the testing of mask efficacy (from 50–100% effectiveness). This model calculates a transmission probability for all students each day. With this approach it is assumed that students all share the same likelihood of either infecting others or being infected by others. It would be interesting to know how important these assumptions are in affecting the outcomes reported here.

Despite the complexity of the model with five factors investigated (see Table 2) interacting within a real college network with individual course schedules and residential housing, the model assumes individuals do not differ by race, sex, gender, socio-economic backgrounds, or age. Additionally, the model assume transmission of the virus occurs only in classes and residences. Although the number of tests was quantified the actual cost to a college may make testing difficult. The model also does not incorporate faculty or staff. It is possible that faculty would transfer a viral pathogen across classes or meet students during office hours, for instance. The model also does not address the challenges of variability in either morbidity or mortality, although it does assess conditions under which these are minimized. More recently, too, and not considered in this model, is the advances of vaccines that can protect students from contracting the disease, although these function similarly to effective masking by reducing the rate of infection. Nonetheless, the framework is novel in accounting for known interactions among students and quantifies the enormous value provided through the use of non-pharmaceutical interventions, including wearing masks, testing for infection, and subsequent follow ups with isolation of infectious individuals and quarantining of immediate contacts.

Conclusion

Students on a college campus generally reside in very well connected networks by attending classes and living in residence halls. With a high reproductive rate for a directly transmitted disease agent, such as SARS-CoV-2 students attending a residential college are at a high risk of spreading and contracting such a disease. Interestingly, the structure of the college network itself was sufficient to reduce the spread of the disease agent. This was due to students in majors taking classes together, leading to increased average path lengths and higher clustering coefficients compared to randomized networks. Additionally, wearing masks and utilizing frequent testing and contact tracing that leads to isolation and quarantine can greatly reduce spread in such a community. Even the use of poorly functioning masks alone greatly reduced transmission. Finally, class sizes greater than 40 students resulted in high proportions of those students contracting the disease. Therefore, working to manage the size of classes would likely reduce the incidence of transmissible diseases on college campuses.

Data Availability

All code and data are available at https://github.com/GreggHartvigsen/Network-epidemic-model-college-campus.

Funding Statement

The author received no specific funding for this work.

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Decision Letter 0

Siew Ann Cheong

Transfer Alert

This paper was transferred from another journal. As a result, its full editorial history (including decision letters, peer reviews and author responses) may not be present.

21 Jul 2021

PONE-D-21-17066

Network assessment and modeling the management of an epidemic on a college campus with testing, contact tracing, and masking

PLOS ONE

Dear Dr. Hartvigsen,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Specifically, both reviewers ask for more details, like the motivation for studying COVID-19 transmission in a college setting, why only undergraduates are included in the study and not graduate students and faculty members, layouts of the dormitories and classrooms, and why the focus on mask wearing and testing, as opposed to hand washing or social distancing. Given the narrow focus of the study on the college setting, both reviewers also asked for the inclusion of a limitations section. Please address these comments, as well as other comments by the reviewers.

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Academic Editor

PLOS ONE

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Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

Reviewer #2: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: No

Reviewer #2: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Overall the manuscript provides important information about the importance of mask efficacy and testing, however, now that the vaccine has become readily available and the mask mandate for individuals who are vaccinated is no longer applicable this paper seems a little untimely based on the arguments presented by the author. Mask efficacy and testing can still be an effective non-pharmaceutical intervention for large gathering areas that are sustained for long periods, such as a college campus, where vaccination rates may vary and transmission is much easier. However, the paper would benefit from incorporating a more time sensitive analysis that includes some discussion of pharmaceutical intervention (i.e., vaccination) and why that was not included in the work shown here. Additionally, I would encourage the author to make major grammatical edits and use a third-person narrative instead of a first-person one.

Introduction

I think overall this just needs to be re-vamped more from a grammatical standpoint then content; overall the points feel slightly behind the times of where we are at with COVID-19 interventions, additionally more emphasis could be put on why you are looking at a college campus and the significance. I’m unsure why it needs to be a college campus compared to another high traffic area, or why you are focusing on this group as well.

Line 7-8: Explaining this famous network is an Influenza model, it’s easy to point the reader to the citation however it becomes a more accessible paper to know that this model is based on a virus transmission.

Line 10: Is 5539 people a medium sized college? Seems more worth while to just state the number instead of this abstract idea of “medium”

Line 11-15: was this work previously done before the era of contact tracing being utilized as a major public health intervention? I understand the background presented here but it’s worded in a way that is confusing.

Methods

Can the author explain the make up of the students and possibly the rationale as to why only undergraduate students where looked at and do not include graduate degrees; a rational as to why graduate students and faculty were not included is needed, as these are people that come into contact with undergrad students and could be links in transmission chains.

Additionally, what is the layout of the residential university housing?

How many people are on a dorm floor, are there shared facilities (shower, laundry, dinning etc.), is it one building for all the students? These probably don’t impact the numbers but is important when folks are generalizing results to similar colleges across the US.

Why did you only focus on masking and testing? Why not also look at hand washing or social distancing as a non-dharma intervention?

Results

Line 119: What is the n for the 89%? Please add that number.

Line 150: What are the five factors again? Would remind the reader

Line 163: Please define “higher-order interactions” for the reader

Section, Which students contract COVID-19: This section points out that there is little relationship about the characteristics described in this paper with transmission across students, this demonstrates a major limitation of the work where there is no discussion about the variations across race/gender, if someone is working on or off campus or at all, apart of greek life and other sociodemographic markers as well. I understand the convenience of pulling the data but there are some serious generalization issues that are not addressed in the discussion section.

Discussion

As noted above this paper needs a limitation section; I would recommend discussing the inability to analyze occupation/socio-economic status, cost and resources need to do every day or every other day testing, inclusion of graduate students, professors or other on campus staff they’d encounter, and not including vaccinated folks in addition to the briefly mentioned limitations.

I am confused by lines 240-242, as a reader I am under the impression that all students are being tested every day regardless of symptoms but this line states that there were low numbers of test administered every day, so are they not really tested everyday? The statement is contrasting to the methods and my interpretation of how testing interventions work in your model.

Reviewer #2: An interesting article based on the real world school networks of students in the context of SARS-CoV2.Its provides insights on the contact patterns in an education setting in US and provides some take away points based on simulations. However there are few concerns which need to be addresses.

1) The author uses subjective reference (I found, I analysed etc) a lot through the text. I guess this would not be fit for this particular journals style.

2) Provide some background details ion the school setting based on which the network data was constructed. Why it was selected, the location, type of students , etc. Data quality obtained from there etc. How missing information were addressed. ethical compliance etc.

3) Provide details/references for parameters which were used for epidemiological transition (R0, Mask protection etc). Are they based on real work epidemiological studies or assumptions?

4) There is no reference towards the assumed frequency of students interaction or distance between them in the class room. These considerations into the parameters could be influencing. This is important considering the transmission differences based on interaction intensity and assumed distance between which in the context of SAR-CoV2

5) the authors says that larger path length reduces transmission and larger classes might result in more transmission. need more discussion and references on this. could this be discussed in detail based on other publications (Per Block, Nature Human Behaviour 4, 588-596 2020).

6) The authors could provide a more clearer network diagram. Rather than providing the whole network, a clique or component with larger and smaller path length could be shown. the present ones dont would hardly make sense for the reader

7) provide the practical implications of this more detailly and also the limitations of the method

**********

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Reviewer #2: No

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PLoS One. 2021 Sep 17;16(9):e0257052. doi: 10.1371/journal.pone.0257052.r002

Author response to Decision Letter 0


3 Aug 2021

July 30, 2021

PLoS ONE

Dear PLoS Editor(s)

Thank you for the opportunity to revise this manuscript. I am grateful to you and the two reviewers for

your helpful comments. I think the paper is much improved and of interest to the readers of PLoS ONE!

I have submitted two versions of the manuscript. One includes the changes tracked in L A TEX. New text is in

red and removed text is marked with strike-out lines (e.g., remove this). A clean copy with these changes

also is included.

Below are items raised in the reviews and how I addressed them.

1. More emphasis was added regarding the importance of studying highly-transmissible diseases specifi-

cally on college and university campuses. In particular, the motivation for this study, further explained

in the paper, is to explore practices that increase the safety of the millions of young adults in college

and university settings. There are nearly 2700 four-year institutions in the United States, for instance,

which have approximately 10 million students (National Center for Education Statistics).

2. I removed the use of first person narrative throughout.

3. I appreciate Reviewer #1’s comment that “this paper seems a little untimely” since ”the mask mandate

for individuals who are vaccinated is no longer applicable.” In the paper’s defense, just this week the

CDC recommended vaccinated people return to wearing masks indoors. Additionally, the FDA has not

formally approved the vaccine so most institutions are unable to require students to get vaccinated.

Therefore, masks and the process of testing, isolating infections individuals and quarantining contacts

remain important and effective strategies to reduce transmission. This paper explores these in a real-

world setting. Additionally, colleges and universities are beginning another academic year with great

uncertainly about the risk of COVID-2 in academic communities, particularly with the rise of more

highly transmissible variants in the population. Finally, there certainly will be new viral pandemics in

our future and colleges and universities, with millions of students in the USA alone, need to understand

how such epidemics can spread and be controlled.

4. Reviewer #1 suggested the model could include vaccination. This is a great idea but would greatly

extend this paper and complicate the results because, undoubtedly, the additional factors (vaccination

rates, vaccination strategies, and a different vaccine efficacies) would interact with the five factors

discussed in this paper, creating an eight factor analysis. [As an aside, in the coming weeks I will

be submitting a vaccination paper and then another on accounting for the evolution of SARS-CoV-2

variants in more general settings.]

5. Reviewer #1 suggested that hand washing and social distancing might be included. Research does not

support that hand-washing significantly reduces the spread of this airborne virus and was, therefore,

not considered. Social distancing is difficult to control and the actual distances needed are not well

understood. In contrast, the data on mask efficacies and rates at which people comply in wearing

masks are well understood.

6. Reviewer #1 suggests including a diagram of the layout of the residential housing. I think this might

incorrectly imply that the model incorporates this level of detail. The model makes no assumptions

about distances between residence halls and classrooms or among student rooms and other rooms in the

same or different hallways or halls. It is assumed that the primary opportunities for viral transmission

occur inside classrooms and between students living together. The model is constrained by existing

data as represented in Figure 1.

7. Reviewer #1 asked for the number of students with the percentage mentioned (89% of the 5539

students) so I added this and referred to the percentage parenthetically.8. Reviewer #1 suggested that the “five factors” be reiterated. I did this by directing the reader to Table

2.

9. Reviewer #1 suggested that I clarify what the “higher-order interactions” are. This was added.

10. Reviewer #1 states they are confused by testing daily. This is one of the factors (testing cycles ranged

from none, once per semester, up to every day). To clarify this I added a reference to Figure 9 which

shows the different frequencies of testing and how it affects the total number of tests administered.

11. Review #2 requested clarification for the origin of parameters and so a reference to Table 2, which

contains these parameter sources, was added at the first mention of using R0 .

12. Greater detail and justification for why the SUNY Geneseo network was used has been added. Also,

additionally information on the size of the institution was included. Geneseo is a good model for this

study because it is a relatively self-contained, rural, residential, undergraduate institution. There are

several dozen graduate students that enroll in their own courses or have placements and residences off

campus (there is no on campus housing for graduate students).

13. Faculty and staff are not included in the model. It is assumed, and is the focus of this study, that

students interact primarily with each other, including in classrooms and in residence halls. This is

discussed in the new limitations paragraph.

14. Reviewer #2 asked for additional information on why this school was chosen and to provide additional

background information. This has been added to the Methods section.

15. For clarification I changed the model acronym from “SEIRIQ” to “SEIRIsol Q” to reduce confusion

that might arise from having two “I” states.

16. Reviewer #2 suggested the figure comparing college and random housing networks could be improved

by reducing the number of vertices. This is a great suggestion and was done with a smaller subset of

students. The figure caption was updated accordingly.

17. Reviewer #2 reiterates the need for clarification of purpose and limitations, which are now more

complete in the manuscript.

18. I have added a paragraph at the end of the Discussion on limitations. I think these better help the

reader interpret the results of the paper.

Thank you again for your consideration of this manuscript.

Sincerely

Gregg Hartvigsen

Biology Department

SUNY Geneseo

Geneseo, NY 14454

hartvig@geneseo.edu

2

Attachment

Submitted filename: Response-to-Reviewers.pdf

Decision Letter 1

Siew Ann Cheong

23 Aug 2021

Network assessment and modeling the management of an epidemic on a college campus with testing, contact tracing, and masking

PONE-D-21-17066R1

Dear Dr. Hartvigsen,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Siew Ann Cheong, Ph.D.

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: The revisions completed by the author have greatly improved not only the overall readability of the paper, but also have addressed the questions previously brought up. As we continue to learn more about SARS-CoV-2 and move through the COVID-19 pandemic and consistently changing mandates and guidelines from the CDC and local public health departments, information about masking, testing, quarantine and contact tracing efficiency will prove useful for colleges when deciding to implement protective health policies.

The addition and expansion of the limitation sections really strengthens the paper by address the questions that arose with the large scale roll out of vaccines, variations by demographic categories that we have seen in previous studies, and other short comings that cannot be addressed in modeling experiments.

I have minor suggestions about the grammatical structure of the paper as you will see below referenced via line number;

#2: Reframing to this demonstrate more that the information can be applicable to airborne infectious that was spurred on by the COVID-19 pandemic.

#21: "In this paper we explore..." can be changed to "This paper explores the..."

#119: Would rework this sentence to remove the term 'we'

#141: Remove "we can see that a"

#151: Remove "we can see that"

#219: Remove "In Fig 11 we can see" and put '(Fig 11)' after "subgraphs by major"

Reviewer #2: All my major comment has been addressed by the author. I have further no comments for this manuscript.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: Yes: KARIKALAN NAGARAJAN

Acceptance letter

Siew Ann Cheong

31 Aug 2021

PONE-D-21-17066R1

Network assessment and modeling the management of an epidemic on a college campus with testing, contact tracing, and masking

Dear Dr. Hartvigsen:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Siew Ann Cheong

Academic Editor

PLOS ONE


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