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. 2021 Sep 1;10:e69178. doi: 10.7554/eLife.69178

Dorsal premammillary projection to periaqueductal gray controls escape vigor from innate and conditioned threats

Weisheng Wang 1,, Peter J Schuette 1,, Mimi Q La-Vu 1, Anita Torossian 2, Brooke C Tobias 1, Marta Ceko 3, Philip A Kragel 4, Fernando MCV Reis 1, Shiyu Ji 1, Megha Sehgal 5, Sandra Maesta-Pereira 2, Meghmik Chakerian 1, Alcino J Silva 1,5,6, Newton S Canteras 7, Tor Wager 4, Jonathan C Kao 8, Avishek Adhikari 1,
Editors: Justin Moscarello9, Laura L Colgin10
PMCID: PMC8457830  PMID: 34468312

Abstract

Escape from threats has paramount importance for survival. However, it is unknown if a single circuit controls escape vigor from innate and conditioned threats. Cholecystokinin (cck)-expressing cells in the hypothalamic dorsal premammillary nucleus (PMd) are necessary for initiating escape from innate threats via a projection to the dorsolateral periaqueductal gray (dlPAG). We now show that in mice PMd-cck cells are activated during escape, but not other defensive behaviors. PMd-cck ensemble activity can also predict future escape. Furthermore, PMd inhibition decreases escape speed from both innate and conditioned threats. Inhibition of the PMd-cck projection to the dlPAG also decreased escape speed. Intriguingly, PMd-cck and dlPAG activity in mice showed higher mutual information during exposure to innate and conditioned threats. In parallel, human functional magnetic resonance imaging data show that a posterior hypothalamic-to-dlPAG pathway increased activity during exposure to aversive images, indicating that a similar pathway may possibly have a related role in humans. Our data identify the PMd-dlPAG circuit as a central node, controlling escape vigor elicited by both innate and conditioned threats.

Research organism: Mouse

Introduction

In the presence of life-threatening danger, animals must quickly flee to minimize risk (Perusini and Fanselow, 2015). Due to the vital importance of escape for survival, the neural circuits controlling escape from threats have been extensively studied. The structure studied most commonly in escape is the dorsolateral periaqueductal gray (dlPAG). Stimulation of the dlPAG provokes rapid escape in rodents (Deng et al., 2016; Evans et al., 2018) and panic-related symptoms in humans (Nashold et al., 1969). Furthermore, single-unit dlPAG recordings show that a high proportion of cells are activated during escape (Deng et al., 2016; Evans et al., 2018). In agreement with these data, it has been shown that the dlPAG controls escape vigor, measured by escape velocity (Evans et al., 2018). However, inputs to the dlPAG that may control escape vigor have not been identified. The dorsomedial portion of the ventromedial hypothalamus (VMHdm) is a major excitatory dlPAG input, suggesting that the VMHdm projection may mediate escape. However, activation of the VMHdm projection to the dlPAG surprisingly caused freezing, not escape (Wang et al., 2015). The other main hypothalamic input to the dlPAG is the dorsal premammillary nucleus (PMd) (Canteras and Swanson, 1992; Tovote et al., 2016). Surprisingly, despite being the strongest known input to the panicogenic dlPAG (Canteras and Swanson, 1992; Tovote et al., 2016), the activity of this nucleus has not been directly manipulated or recorded.

The PMd is a key component of the hypothalamic defense system and is strongly activated by various imminent threats (Cezario et al., 2008). Dangerous stimuli that activate the rodent PMd are extremely diverse and include carbon dioxide (Johnson et al., 2011), several predators (cats, snakes, and ferrets) (Mendes-Gomes et al., 2020), as well as aversive lights and noises (Kim et al., 2017). Additionally, the PMd is also activated by contexts fear-conditioned with shocks (Canteras et al., 2008) and social defeat (Faturi et al., 2014), indicating that it may play a role in coordinating defensive behaviors to both innate and conditioned threats. However, to date, the role of the PMd in escape vigor has not been directly studied. Furthermore, escape is generally studied during exposure to innate threats (Deng et al., 2016; Evans et al., 2018). Consequently, it is not known if escape from innate and conditioned threats requires the same circuit. Considering the PMd’s involvement in innate and conditioned defense, as explained above, we predicted this region controlled escape from both threat modalities.

The vast majority of PMd cells are glutamatergic and express cholecystokinin (cck), and we recently showed that these cells controlled versatile context-specific escape from innate threats (Wang et al., 2021). Furthermore, inhibition of the PMd-cck projection to the dlPAG decreased the number of observed escapes induced by a range of innate threats, including a live predator and carbon dioxide. Conversely, the PMd-cck projection to the anteromedial thalamus (amv) was only recruited for escapes that required spatial navigation (Wang et al., 2021). However, it is unknown if PMd-cck cells also control escape velocity. Considering the results discussed above and prior reports showing the dlPAG controls escape vigor (Evans et al., 2018), we hypothesize that PMd-cck cells affect escape vigor via their projection to the dlPAG, but not the amv. We previously also showed that PMd-cck cells were active during escapes (Wang et al., 2021), but it remains unknown if these cells encode or predict future occurrences of escape and other defensive behaviors, and whether they represent relevant metrics such as distance to threat. Lastly, our prior study only investigated how PMd-cck cells affected escape caused by innate threats. It is unknown how this population is activated by conditioned threats and if PMd-cck cells affect defensive behaviors elicited by conditioned threats. To address these questions, we explored if PMd-cck cell activity is necessary for defensive behaviors elicited by innate and conditioned threats (a live predatory rat and a shock grid, respectively) (Reis et al., 2021). We also characterized how PMd-cck cells represent these threats and defensive behaviors during threat exposure.

Here, we show that PMd-cck cells encoded and predicted escape from innate and conditioned threats. Furthermore, inhibition of these cells or of their projection to the dlPAG decreased escape speed from a live predator or a conditioned threat (a shock grid). Lastly, functional magnetic resonance imaging (fMRI) data show that a hypothalamic-dlPAG pathway displays increased activation during exposure to aversive images, indicating that a similar pathway from a posterior medial hypothalamic nucleus to the brainstem may also exist in humans. These results show, for the first time, that the PMd is a vital node in coordinating escape from both innate and conditioned threats, and thus is likely to play key roles in minimizing exposure to danger.

Results

Innate and conditioned threats induce defensive behaviors

To study the PMd’s role in controlling defensive behaviors, we exposed mice to two threats: a live predatory rat or a shock grid. These two assays were used to investigate, respectively, innate and conditioned threats. For the rat assay, mice were exposed either to a safe control toy rat or to an awake rat in a long box (70 cm length, 26 cm width, 44 cm height) for 10 min. The rat was placed at one of the corners, and its movement was restricted by a harness tied to a wall, restricting its range of motion to the rat area shown in pink in Figure 1A. Rats were screened for low aggression and predatory tendencies and thus they did not attack mice. No separating barrier was used between rats and mice allowing for close naturalistic interactions. Rat and toy rat exposures were separated by 24 hr. For the shock grid assay, mice first explored a different box for three consecutive days for 10 min sessions. The shock grid was placed in one of the corners of the box, as shown in Figure 1A. On day 1, no shocks were given and mice freely explored the environment. On day two, a single 0.7 mA 2 s shock was given the first time the mouse touched the shock grid. On day 3 (fear retrieval), no shocks were given. All behavioral and neural data plotted from the shock grid is from the fear retrieval day, unless otherwise noted. The pre-shock baseline was used as the control for the fear retrieval day. All sessions were separated by 24 hr (Figure 1B). Threat exposure induced distance from the threat source, freezing, and stretch-attend postures (Figure 1C, Figure 1—figure supplement 1). (The mean freeze bout duration was 2.03 s ± 0.15.) Additionally, relative to control assays, during exposure to threat, approach velocity was lower, while escape velocity was higher (Figure 1C). These results indicate that mice slowly and cautiously approach threats and then escape in high velocity back to safer locations far from threats.

Figure 1. Rat and fear retrieval assays increased fear-related metrics.

(A) Schemes of (top) rat assay and (bottom) fear retrieval assay. The rat is restricted by a harness (shown in red) that is tied to the upper wall edge and can only move in the pink area. In the shock grid assay, mice freely explored a context with a shock grid for three daily sessions (pre-shock, fear acquisition, and fear retrieval). Shocks were delivered only on fear acquisition day. All presented shock grid data is from fear retrieval. (B) Assays were performed in the order described (D = day). (C) Bars depict behavioral metrics (n = 32), for rat and fear retrieval assays, both for control and for threat conditions. Wilcoxon signed-rank test; *p<0.05, ***p<0.001.

Figure 1.

Figure 1—figure supplement 1. Distribution of the difference scores for threat - control assays.

Figure 1—figure supplement 1.

Histograms depict the difference scores for all mice (threat - control) for each behavioral metric in Figure 1. (n = 32 mice). *p<0.05, ***p<0.001.
Figure 1—figure supplement 2. The order of threat exposure does not affect defensive behavioral metrics.

Figure 1—figure supplement 2.

(A) Two cohorts of mice were exposed to the rat and shock grid threats in counterbalanced order, as specified in the blue and green boxes. (B) The defensive behavioral metrics of these two cohorts were compared for the fear retrieval assay. None of the tested metrics were different between groups (Wilcoxon rank-sum test; each group, n = 9).
Figure 1—figure supplement 3. Distribution of the difference scores for threat–control assays for males and females.

Figure 1—figure supplement 3.

Histograms depict the difference scores for all mice, threat–control, for each behavioral metric in Figure 1, separately for males (green) and females (purple). The dotted red line indicates zero, or no difference between threat and control (male n = 17, female n = 15). No significant differences (p>0.05) were found between males and females in any of the metrics plotted.

We performed the rat exposure assay before the shock grid assay because the former is a milder experience than the latter; no actual pain is inflicted in the rat assay. We thus reasoned that the more intensely aversive assay (the shock assay) was more likely to influence behavior in the rat assay than vice-versa. Nevertheless, to determine whether there could be an effect of order, we exposed two cohorts of mice to the rat and shock grid threats in a counterbalanced manner and showed that behavior in the shock grid assay is not affected by prior experience in the rat assay (Figure 1—figure supplement 2). Taken together, these data show that both innate and conditioned threats induced defensive behaviors. Our data also support the view that escape velocity is a measure of threat-induced behavior. No sex differences were found in either behavioral assay (Figure 1—figure supplement 3) (male n = 17, female n = 15; Wilcoxon rank-sum test, p>0.05).

PMd-cck cells are activated by proximity to threat and during escape

We next investigated the activity of PMd cells during threat exposure. To do so, we used a cck-cre line. We then injected AAV-FLEX-GCaMP6s in the PMd and implanted fiberoptic cannula above the injection site in cck-cre mice to record calcium transients in PMd-cck cells using fiber photometry (Figure 2A–C). Animals exhibited robust defensive behavior in the presence of threat (Figure 2—figure supplement 1). Examining the relationship of general locomotion and to the fiber photometry signal, we found that the signal amplitude was higher during threat exposure relative to control assays for a wide range of matched speed values (Figure 2—figure supplement 2). Averaged heat maps show PMd-cck activity was increased near the rat and the shock grid during fear retrieval (Figure 2D). Indeed, activity was increased near threats relative to control stimuli (toy rat and shock grid in pre-shock day). These comparisons were done when analyzing data at the same speed range (Figure 2E); thus, PMd-cck cells are more active near threats independently of locomotor changes. We next studied how PMd-cck cell activity changed during defensive behaviors. A representative trace suggests that these cells show high activity during escape (Figure 2F). Average data show that in both assays PMd-cck cells showed increased activation during risk-assessment stretch-attend postures and during escape, while a decrease in activity was displayed during freezing (Figure 2G–I). Furthermore, the total distance of each escape was correlated with PMd-cck activation during exposure to threats, but not control stimuli (Figure 2J). These results show that PMd-cck cells are quickly activated by proximity to threat and escape, during exposure to both innate and conditioned threats. In agreement with this view, PMd-cck cells displayed relatively high membrane input resistance (484 ± 64 MOhms) and low rheobase, which is the minimum current required to elicit an action potential (38.3 ± 6.1 pA) (Figure 2—figure supplement 3). These results indicate that fairly minor excitatory input is enough to activate these cells. These biophysical characteristics suggest that these cells may be rapidly activated in the presence of threats.

Figure 2. PMd-cck cells are activated by threats and escape.

(A) Scheme showing setup used to obtain fiber photometry recordings. (B) Expression of GCaMP6s in PMd-cck cells. (scale bar: 200 µm). (C) Diagram depicts the behavioral protocol for each day (abbreviated as D). (D) Average heatmaps showing that PMd-cck cells are more active near a rat (top) and the shock grid (bottom) (for each, n = 15). (E) Bar graphs quantifying average z-scored df/F during exposure to the toy rat, rat, pre-shock, and fear retrieval. All data are shown for the same speed range (6–10 cm/s; Wilcoxon signed-rank test). (F) Example GCaMP6s trace from a representative mouse showing that PMd-cck cells are active during escape. (G) Behavior-triggered average showing mean PMd-cck activity during approach to rat, risk-assessment stretch-attend postures, escape, and freeze. (n = 15 mice) (H) Same as (G), but during exposure to the fear retrieval shock grid assay. (n = 15 mice). (I) Bars show the mean df/F from –2 to 0 s from behavior onset for threat (red) and control (gray) assays. (Wilcoxon signed-rank test; n [left] same as (F); n [right] same as (G)). (I) Bars show the Spearman correlation of the mean fiber photometry signal amplitude and distance run for all escapes. (Wilcoxon signed-rank test). (E, I, J), n = 15 mice, data is plotted as mean ± s.e.m. *p<0.05, **p<0.01, ***p<0.001.

Figure 2.

Figure 2—figure supplement 1. Behavioral metrics for the PMd fiber photometry cohort during threat exposure assays.

Figure 2—figure supplement 1.

(A) Diagram provides a description of the escape angle metric, here calculated as the cosine of the head direction in radians. A value of 1 indicates an escape parallel with the long walls of the enclosure. (B) Table shows pertinent defensive metrics during exposure to rat and fear retrieval assays for the PMd fiber photometry cohort. (n = 15 mice).
Figure 2—figure supplement 2. PMd-cck df/F for increasing speed and acceleration ranges.

Figure 2—figure supplement 2.

Bars show the mean df/F (z-scored) for increasing ranges of (A) speed and (B) acceleration. (Wilcoxon signed-rank test; n = 15) *p<0.05, **p<0.01, ***p<0.001.
Figure 2—figure supplement 3. Characterization of PMd-cck cell biophysical properties in acute slices.

Figure 2—figure supplement 3.

Mice from a cck-cre driver line were injected with cre-dependent viral vectors encoding YFP in the PMd. Acute slices were prepared from these mice and YFP-expressing cells in the PMd were used to measure biophysical properties of PMd-cck cells. (A) Injection of current triggers action potentials in PMd cells. (B) Average resting membrane potential, input resistance, and rheobase in PMd cells (n = 12 cells).

PMd-cck ensemble activity predicts escape occurrence and flight vigor

To analyze how PMd-cck ensemble activity encodes escape, we implanted miniature head mounted fluorescent microscopes (miniscopes) above GCaMP6s-expressing PMd-cck cells (Figure 3A,B). Large ensembles of PMd-cck cells were recorded in the rat and shock grid assays (Figure 3C,D). Using a generalized linear model (GLM), we identified a large fraction of PMd-cck cells that are active during these behaviors (Figure 3E). The behavior that activated the largest and smallest number of PMd-cck cells was, respectively, escape and freezing (Figure 3E). These data agree with our fiber photometry results showing that bulk PMd-cck activity is highest during escape and lowest during freezing. Behavior-triggered averages indicate that PMd-cck cells may be significantly activated during defensive behaviors, in agreement with these results (Figure 3F). Further supporting a role for PMd-cck cells in escape, we show that ensemble activity could be used to decode ongoing escape, but not other behaviors (Figure 3G). These intriguing results raise the possibility that PMd-cck activity may be able to predict future occurrence of escape. Indeed, PMd-cck activity could predict escape from innate and conditioned threats several seconds prior to escape onset. However, ensemble activity could not predict movement away from control stimuli (toy rat and shock grid in pre-shock day) (Figure 3H). These data show that PMd-cck activity can specifically predict future escape from threats, but not moving away from objects in general. Additionally, we found that PMd-cck cells represent not only future escape onset (Figure 3H) but also escape speed. Using the correlation of single cell activity and escape speed, we classified escape speed cells (see Materials and methods) in the control and threat assays. A higher fraction of PMd cells showed activity significantly correlated with escape speed for threat than control stimuli (Figure 3I). Additionally, for these escape speed-correlated cells, the mutual information between escape speed and calcium signal is significantly greater during threat than control (Figure 3K). These data indicate that PMd-cck activity is related to defensive escape and speed in the presence of threat, rather than general locomotion.

Figure 3. PMd-cck ensemble activity can predict escape in rat and shock grid fear retrieval assays.

Figure 3.

(A) PMd-cck mice were injected with AAV9-DIO-EF1a-GCaMP6s in the PMd and then were implanted with a miniaturized microscope. (B) Photograph of the GCaMP6s in PMd-cck cells and location of implanted GRIN lens. (Scale bar 200 µm) (C) (Left) Maximum projection of the PMd field of view in an example mouse. (Right) Extracted cell contours for the same session. (D) Representative traces of a subset of calcium transients from GCaMP6s-expressing PMd-cck cells recorded in a single session. (E) Generalized linear models (GLMs) were used to determine GLM weights for defensive behaviors. Cells were classified as activated by each behavior based on their actual GLM weights compared to the distribution of weights generated by permuting the neural data. (n = 9 mice) (F) Colormaps show average activation for each PMd-cck cell for each scored behavior in the rat (top) and shock grid fear retrieval (bottom) assays. Cells are sorted by time of peak activation. (G) Ongoing escape, but not other behaviors, can be decoded by PMd-cck cell activity in the rat (top) and shock grid fear retrieval assays (bottom) (Mice that displayed less than five instances of a given behavior were removed from the analysis: [top] approach n = 7, stretch n = 6, escape n = 7, freeze n = 6; [bottom] approach n = 5, stretch n = 4, escape n = 5, freeze n = 3; Wilcoxon signed-rank test.) (H) PMd-cck cell activity can predict escape from threats, but not control stimuli, several seconds prior to escape onset. (Toy rat n = 8 mice, rat n = 7, pre-shock n = 5, fear retrieval n = 5). (n = 466 cells in rat assay, n = 513 cells in shock grid fear retrieval assay; Wilcoxon signed-rank test) (I) Traces show the z-scored df/F (blue) and speed (gray) for one cell classified as a speed cell in the rat exposure assay (top) and one non-correlated cell from the toy rat assay (bottom). Individual escape epochs are indicated by red boxes. (J) Bars show the percentage of cells that significantly correlate with escape speed. (Fisher’s exact test; toy rat: n correlated = 56, n non-correlated = 405; rat: n correlated = 100, n non-correlated = 366; pre-shock: n correlated = 50, n non-correlated = 571; fear retrieval: n correlated = 122, n non-correlated = 391) (K) Bars show the mutual information in bits between escape speed and calcium activity for cells whose signals were significantly correlated with escape speed in (J). (Wilcoxon rank-sum test; toy rat n = 56, rat n = 100; pre-shock n = 50, fear retrieval n = 122). ***p<0.001, **p<0.01, *p<0.05.

Our fiber photometry results indicate that PMd-cck cells were more active during close proximity to threat (Figure 2D). These data suggest that PMd-cck ensemble activity may represent position in threat assays. We thus decoded position in both control and threat assays using PMd-cck ensemble activity. Strikingly, the error of position decoding was both smaller in threat than in control assays and significantly less than chance error (Figure 4A–B). These results show that PMd-cck cells represent distance to threat more prominently than distance to control objects.

Figure 4. PMd ensemble activity represents distance from threat and escape velocity.

(A) A general linearized model (GLM) was used to decode the position of each animal along the length of the enclosure from the neural data. The line plots depict the actual location (gray line) and GLM-predicted location (blue line) from example toy rat/rat and pre-shock/fear retrieval sessions. Note that the predicted location is more accurate for threat than control assays. (B) Bars show the mean squared error (MSE) of the GLM-predicted location from the actual location. The MSE is significantly lower for threat than control assays (Wilcoxon signed-rank test; n = 9 mice). The dotted red line indicates chance error, calculated by training and testing the GLM on circularly permuted data. Only threat assay error was significantly lower than chance (Wilcoxon signed-rank test; rat p<0.001, fear retrieval p=0.003). (C) Similar to (A), a GLM was used to predict the velocity away from (top) and toward (bottom) the threat in a representative mouse. (D) Similar to (B), bars depict the MSE of the GLM-predicted velocity away from (top) and toward (bottom) the threat. The GLM more accurately decodes threat than control velocities for samples in which the mice move away from the threat (top). As in (B), only threat assay error was significantly lower than chance (Wilcoxon signed-rank test; rat p=0.004, fear retrieval p=0.012). The accuracy does not differ in threat and control assays for samples in which the mice move toward the threat (bottom). (Wilcoxon test; n = 9 mice) **p<0.01.

Figure 4.

Figure 4—figure supplement 1. PMd ensemble activity represents speed in threat assays.

Figure 4—figure supplement 1.

(A) A generalized linear model (GLM) was used to predict the speed of a representative mouse. (B) Bars depict the mean squared error of the GLM-predicted speed. The GLM more accurately decodes threat than control speeds. The dotted red line indicates chance error, calculated by training and testing the GLM on circularly permuted data. Only threat assay error was significantly lower than chance (rat p<0.020, fear retrieval p=0.040). (Wilcoxon signed-rank test; n = 9 mice) **p<0.01.

Having observed that a greater proportion of PMd cells correlate with speed (Figure 3I,J), we then studied if ensemble activity could predict movement vigor, measured by velocity. Indeed, PMd-cck activity could be used to decode velocity during threat exposure with higher accuracy than during exposure to control stimuli (Figure 4—figure supplement 1). Furthermore, decoding of velocity in control assays was less accurate than in threat assays, for both the rat and the shock assays (Figure 4—figure supplement 1). Since PMd ensemble activity can predict future escape, but not approach, we hypothesized that PMd activity could be used to decode velocity away from threats more accurately than velocity toward threats. Representative traces showing predicted and observed velocity support this hypothesis (Figure 4). Indeed, averaged data across mice show that the error for predicted velocity is lower for decoding velocity away from threat compared to velocity toward threat. Moreover, only velocity away from threat can be predicted with an error significantly less than chance (Figure 4C,D). These data show that PMd-cck cells represent key kinematic variables related to rapid escape from threats.

PMd-cck inhibition decreases escape vigor

Recordings of PMd-cck ensemble activity revealed that these cells are highly active during escape and that their activity can be used to decode escape (but not approach) velocity. Moreover, neural activity could only decode escape, but not other behaviors. We thus hypothesized that inhibition of PMd-cck cells would decrease escape velocity without affecting other defensive behaviors. To test this view, we expressed the inhibitory receptor hM4Di in PMd-cck cells (Figure 5A). We confirmed that the hM4Di receptor ligand clozapine-N-oxide (CNO) produced hyperpolarization (Figure 5B). We then exposed mice to the assays described in Figure 1A. Mice were exposed to each threat and control assay twice, following treatment with either saline or the hM4Di ligand CNO (Figure 5C). Inhibition of PMd-cck cells in CNO-treated mice decreased escape velocity from both threats, in line with our prediction (Figure 5D). Importantly, inhibiting these cells did not change velocity, while mice moved away from control safe stimuli (toy rat and shock grid prior to fear conditioning) (Figure 5—figure supplement 1). This manipulation did not change freezing or stretch-attend postures (Figure 5D), showing PMd-cck activity is selectively required for escape, rather than defensive behaviors in general.

Figure 5. Chemogenetic inhibition of PMd-cck cells decreases escape speed from threats.

(A) Cck-cre mice were injected with cre-dependent vectors encoding hM4Di-mcherry or -mcherry in the PMd (top). Expression of hM4Di-mcherry in PMd-cck cells (bottom). (scale bar: 200 µm) (B) Ex vivo slice recordings showing that clozapine-N-oxide (CNO) hyperpolarized PMd-cck cells expressing hM4Di (scale bar: 60 s, 10 mV). (C) Mice were exposed to each assay twice, in the order shown, after receiving i.p. injections of either saline or CNO. (D) Inhibition of hM4Di-expressing PMd-cck cells decreased escape speed in the rat and fear retrieval assays. (rat exposure assay mCherry/hM4Di n = 19/n = 11; fear retrieval assay mCherry/hM4Di n = 19/n = 12; Wilcoxon signed-rank test) **p<0.01, *p<0.05.

Figure 5.

Figure 5—figure supplement 1. Inhibition of PMd-cck cells does not affect escape speed in control assays.

Figure 5—figure supplement 1.

(A) Bars depict the change in escape speed (CNO-saline) during toy rat exposure assay (Wilcoxon rank-sum test; mCherry/hM4Di n = 7/n = 8). (B) Bars depict the change in escape speed (CNO-saline) during pre-shock assay (Wilcoxon rank-sum test; mCherry/hM4Di n = 7/n = 12).

Activation of PMd-cck cells recruits a wide network of regions involved in defensive behaviors

As PMd-cck inhibition decreases escape velocity, but not other behaviors, we predicted that activating these cells would specifically induce running and escape-related motion. Indeed, optogenetic activation of ChR2-expressing PMd-cck cells caused an increase in speed, but not in the amount of freezing or stretch-attend postures (Figure 6A,B).

Figure 6. Optogenetic PMd-cck activation increases velocity and recruits widespread defensive networks.

Figure 6.

(A) Cck-cre mice were injected with AAV9-Ef1a-DIO-ChR2-YFP in the PMd (top). Expression of Chr2-YFP in PMd-cck cells (bottom; scale bar: 200 µm). (B) Delivery of blue light increases speed in PMd-cck ChR2 mice, but not stretch-attend postures or freeze bouts. (PMd-cck YFP n = 6, PMd-cck ChR2 n = 8; Wilcoxon rank-sum test). (C) Following optogenetic activation of PMd-cck cells, mice were perfused and stained with antibodies against the immediate early gene cfos. Representative images show that blue light delivery caused increased fos expression in the PMd, bed nucleus of the stria terminalis (BST) and anteromedial ventral thalamus (amv). Other regions, such as the central amygdala (Cea) and the dentate gyrus (DG) did not show increased fos expression following PMD-cck optogenetic stimulation. (scale bar: 100 µm) (D) Average number of fos-expressing cells in various brain regions following light delivery to ChR2 (blue) or YFP (gray)-expressing cells. Regions for which the c-Fos count is significantly greater for ChR2 than YFP mice are labeled in red. (Wilcoxon rank-sum test; for all regions, PMd-cck YFP n = 5, PMd-cck ChR2 n = 4 except for BSTd and BSTv: YFP n = 8, ChR2 n = 8) *p<0.05, **p<0.01. Abbreviations: CPu (caudate-putamen), BSTd/v (dorsal and ventral bed nucleus of the stria terminalis), LS D/V (dorsal and ventral lateral septum), MPO (medial preoptic area), amv (anteromedial ventral thalamus), PVT (paraventricular nucleus of the hypothalamus), LH (lateral hypothalamus), AH (anterior hypothalamus), VMHvl/dm (ventrolateral and dorsomedial portions of the ventromedial hypothalamus), BLA (basolateral amygdala), CeA (central amygdala), CA1 (hippocampal cornus ammonis 1), DG (dentate gyrus), PMd (dorsal premammillary nucleus), PMv (ventral premammillary nucleus), dlPAG (dorsolateral periaqueductal gray), vlPAG (ventrolateral periaqueductal gray), DR (dorsal Raphe), PRN (pontine reticular nucleus).

We next investigated which downstream regions are recruited following activation of PMd-cck cells. Prior studies showed that the PMd projects to several structures involved in defense, such as the dlPAG and the anterior hypothalamus. Interestingly, it also projects to the anteromedial ventral thalamus (amv) (Canteras and Swanson, 1992). The amv has head direction cells (Bassett et al., 2007) and is a region critical for spatial navigation (Jankowski et al., 2013) and threat-conditioned contextual memory (Carvalho-Netto et al., 2010).

We hypothesized that activation of PMd-cck cells would recruit not only these known direct downstream areas, but also other structures involved in mounting a defensive behavioral state and regions involved in escape-related motor actions. To test this hypothesis, we optogenetically activated ChR2-expressing PMd-cck cells with blue light for 10 min (20 Hz, 5 ms pulses). Following perfusion, we performed an antibody stain against the immediate early gene cfos. PMd activation increased fos expression in regions that it projects to, such as the amv and the dlPAG. Interestingly, other nuclei critical for defensive behaviors, such as the basolateral amygdala, lateral septum, and the bed nucleus of the stria terminalis, were also activated (Figure 6C), even though they are not innervated by the PMd (Canteras and Swanson, 1992). These results show that the PMd recruits not only its direct downstream outputs, but also other regions involved in threat-related defense. Striatal regions were also activated, such as the caudate nucleus, possibly due to the hyperlocomotion and escape-related actions observed during optogenetic stimulation. Importantly, not all regions were engaged, showing functional specificity. For example, the dentate gyrus and the PMd-adjacent ventral PMd did not show increases in fos expression following PMd stimulation (Figure 6D). These data show that PMd-cck cells can recruit a broad network of threat-activated regions, which may contribute to a transition to a defensive state. Despite these intriguing data, it is possible that endogenous natural PMd activation does not result in recruitment of the same nuclei seen following optogenetic PMd-cck activation.

The DlPAG is active during escape

To identify which PMd downstream targets control escape, we studied its two main outputs, the amv and the dlPAG (Canteras and Swanson, 1992). The amv has head direction cells (Bassett et al., 2007) and is a region critical for threat-conditioned contextual memory (Carvalho-Netto et al., 2010) and spatial navigation (Jankowski et al., 2013).

The amv is also necessary for the acquisition of contextual fear elicited by predators (Carvalho-Netto et al., 2010), demonstrating this region has a role in defensive behaviors. In contrast, the dlPAG is a critical node in the escape network (Del-Ben and Graeff, 2009; Tovote et al., 2016).

To identify which of these PMd outputs control escape speed, we injected AAV9-syn-GCaMP6s in wild-type mice in either the amv or the dlPAG and obtained calcium transient recordings in the rat and shock grid assays (Figure 7A). DLPAG activity increased during escape from the rat (Figure 7C), in agreement with prior work showing this region is active during escape from innate threats (Deng et al., 2016; Evans et al., 2018). However, the dlPAG also showed increased activity during exposure to the fear conditioned shock grid during fear retrieval (Figure 7D,E). To our knowledge, there are no prior reports showing the dlPAG is active during escape from conditioned threats. Surprisingly, like the dlPAG, the amv was also active during escape from both threat modalities (Figure 7G–I), even though there are no prior reports implicating the amv in escape.

Figure 7. The dlPAG and AMV are activated by threats and escape.

Figure 7.

(A) Scheme showing setup used to obtain fiber photometry recordings. (B) Expression of GCaMP6s in the dlPAG. (Scale bar: 150 µm) (C) Behavior-triggered average showing mean dlPAG activity during approach to rat, risk-assessment stretch-attend postures, escape, freeze, and walking perpendicularly to the rat at the safe side of the enclosure. (n = 9 mice) (D) Same as (C), but during exposure to the fear retrieval shock grid assay. (n = 9 mice) (E) Bars show the mean df/F from –2 to 0 s from behavior onset for threat (red) and control (gray) assays. (n = 9 mice). (F–I) Same as (B–E), but for the amv. (F) Scale bar: 150 µm (G–I) n = 6 mice. (E,F) Wilcoxon signed-rank test; **p<0.01, *p<0.05.

Inhibition of the PMd-cck projection to the dlPAG decreases escape speed

Our fiber photometry results show that both major outputs of the PMd to the dlPAG and the amv are active during escape from threats, indicating the PMd-cck projections to these regions may control escape vigor. To identify which projection controls escape vigor, we expressed the inhibitory opsin Arch in PMd-cck cells and implanted fiberoptic cannulae bilaterally over either the amv or the dlPAG (Figure 8A–C). Inhibition of the PMd-cck projection to the dlPAG with green light decreased escape velocity in both assays (Figure 8D). This manipulation did not alter other defensive behaviors such as freezing or stretch-attend postures (Figure 8D). In contrast, inhibition of the PMd-cck projection to the amv did not change any defensive behavioral measure in either assay (Figure 8E). These data show that the activity in the PMd-cck projection to the dlPAG, but not to the amv, is necessary for normal escape vigor during exposure to both innate and conditioned threats.

Figure 8. Optogenetic inhibition of the PMd-cck projection to the dlPAG, not the amv, decreases escape velocity during exposure to innate and conditioned threats.

Figure 8.

(A) Viral vectors were used to express Arch in PMd-cck cells. Fiber optic cannula were bilaterally implanted over PMd-cck arch-expressing axon terminals in the amv or dlPAG. (B) Image showing PMd-cck axon terminals expressing arch-YFP in the dlPAG and amv. (Scale bars: 150 µm) (C) Summary diagram showing order of assays and green light delivery protocol. (D) Inhibition of the PMd-cck projection to the dlPAG decreased escape speed, but not other defensive behaviors. (Wilcoxon rank-sum test; (top) rat exposure assay: YFP/Arch n = 24/n = 12; (bottom) fear retrieval: YFP/Arch n = 14/n = 11) (E) Inhibition of the PMd-cck projection to the amv did not alter any of the behavioral measures monitored. (Wilcoxon rank-sum test; (top) rat exposure assay: YFP/Arch n = 12/n = 18; (bottom) fear retrieval: YFP/Arch n = 12/n = 17), *p<0.05; p=0.058.

PMd and dlPAG show increased mutual information during threat exposure

Having shown that inhibition of the PMd-dlPAG projection impairs escape from threat, we hypothesized these regions show increased functional connectivity during threat exposure. To test this view, using cck-cre mice, we injected AAV-dio-GCaMP6s in the PMd and AAV-syn-GCaMP6s in the dlPAG contralaterally and implanted fiber optic cannula above each injection site to monitor the simultaneous calcium activity of these regions during threat and control assays (Figure 9A–C). Using the mutual information metric – an information-theoretic quantity that reflects the amount of information obtained for one variable by observing another variable – we found that the mutual information between the PMd and dlPAG is higher during exposure to threat than control assays (see Materials and methods for details). This was also true when escapes were removed, indicating that the mutual information change seen is related to threat exposure, rather than specific defensive behaviors (Figure 9D).

Figure 9. Dual fiber photometry signals from the PMd and dlPAG exhibit increased mutual information during threat exposure.

(A) Scheme showing setup used to obtain dual fiber photometry recordings. (B) PMd-cck mice were injected with AAV9-Ef1a-DIO-GCaMP6s in the PMd and AAV9-syn-GCaMP6s in the dlPAG. (C) Expression of GCaMP6s in the PMd and dlPAG. (Scale bars: [left] 200 µm, [right] 150 µm) (D) Bars show the mutual information between the dual-recorded PMd and dlPAG signals, both including (left) and excluding (right) escape epochs, during exposure to threat and control. Mutual information is an information theory-derived metric denoting the amount of information obtained for one variable by observing another variable. See Materials and methods section for more details. *p<0.05, **p<0.01.

Figure 9.

Figure 9—figure supplement 1. PMd-cck neurons project unilaterally to the dlPAG.

Figure 9—figure supplement 1.

(A) Cck-cre mice were injected with AAV9-Ef1a-DIO-YFP in the left PMd. (B) Image shows the expression of YFP in PMd-cck cells only in the left side. (scale bar: 200 µm) (C) PMd-cck axon terminals unilaterally express YFP in the dlPAG only on the left side. (scale bar: 150 µm).

We opted to use mutual information instead of correlation because the former, but not the latter, can quantify both linear and non-linear relationships between two variables. Importantly, these dual-site recordings were done in PMd-cck cells and dlPAG-syn cells contralaterally.

As the PMd-cck projection to the dlPAG is unilateral (Figure 9—figure supplement 1; Canteras and Swanson, 1992), performing contralateral recordings ensures that dlPAG-syn cell body signals are not contaminated by signals from GCaMP-expressing PMd-cck axons terminating in the dlPAG. The dlPAG does not project to the PMd (Comoli et al., 2000); thus, there is no risk of recording signals from GCaMP-expressing dlPAG axons in the PMd.

Hypothalamic-PAG functional connectivity increases in humans viewing aversive images

To investigate whether a functionally similar pathway exists in humans, we examined functional connectivity (i.e., covariation of BOLD signal in the hypothalamus and PAG) as participants received aversive stimulation during fMRI scanning (N = 48). We developed a predictive model to identify a pathway between the hypothalamus (HTH) and the PAG, which consisted of a multi-voxel pattern across brain voxels in each region optimized for maximal HTH–PAG covariation (Figure 10, see Materials and methods). We then tested activation in this pathway in held-out participants. This HTH–PAG pathway responded more strongly to aversive images than non-aversive images and its activation also scaled monotonically with aversiveness (Figure 10C). Examination of the multi-voxel patterns contributing to the HTH–PAG pathway revealed that portions of medial posterior hypothalamus (neighboring the mammillary bodies) were most consistently associated with PAG activation. We also show that activation of the HTH–PAG pathway is selective and does not correlate with activation of a different major subcortical input pathway to the PAG, such as the amygdala–PAG pathway (Figure 10—figure supplement 1).

Figure 10. Hypothalamus (HTH)–PAG pathway is sensitive to aversive visual stimuli in humans.

(A) Multivariate brain pathway estimated using activation in the hypothalamus (HTH, rendered in blue) to predict patterns of activation in the periaqueductal gray (PAG, rendered in yellow). Inserts depict statistical maps indicating which regions of the HTH covaried most strongly with the PAG (left) and portions of dorsal PAG (dlPAG) that were explained by the HTH but not a pathway from the central amygdala. The mammillary bodies (MM) are depicted with a black outline. Note that all hypothalamus voxels are included in the model, only suprathreshold voxels are shown here. (B) Average bar plot showing that the HTH–PAG pathway was more active during exposure to threat (aversive visual images) compared to control stimuli (non-aversive, positive images). Each circle corresponds to an individual subject. (C) Pathway expression monotonically increased as a function of stimulus intensity. Inference on brain maps is based on bootstrap resampling of regression coefficients from pathway estimation (left) and partial correlation coefficients (right). All maps are thresholded at qFDR < 0.05. (Wilcoxon signed-rank test, n = 48 participants) **p<0.001, *p<0.01.

Figure 10.

Figure 10—figure supplement 1. Multi-voxel response patterns in the PAG related to hypothalamus (HTH) and central amygdala (CeA) are functionally distinct.

Figure 10—figure supplement 1.

The HTH pattern optimized for PAG connectivity ([HTHHTH-PAG]) correlates positively with its respective PAG pattern ([PAGHTH-PAG]) in 100% of test subjects (dark blue), but negatively with a PAG pattern optimized to covary with CeA ([PAGCeA-PAG]; light blue). Conversely, the CeA pattern optimized for PAG connectivity ([CeACeA-PAG]) correlates positively with its respective PAG pattern in in >90% of test subjects ([PAGCeA-PAG]; dark gray), but negatively with a PAG pattern optimized to covary with HTH ([PAGHTH-PAG]; light gray). This double dissociation shows that the HTH–PAG and CeA–PAG pathways are functionally distinct in human participants, and even oppose one another. Each circle corresponds to an individual subject. Wilcoxon signed-rank test; **p<0.001. (n = 48 participants).

Thus, these data show that functional connectivity in a hypothalamic-PAG pathway is increased in humans during aversive situations, in agreement with our results in mice showing that the hypothalamic to brainstem PMd–dlPAG pathway is engaged during exposure to aversive threats (Figure 9).

Discussion

The PMd is anatomically the source of the most prominent input to the dlPAG (Del-Ben and Graeff, 2009; Lovick, 2000; Tovote et al., 2016). A wealth of evidence from diverse streams of data have demonstrated that the dlPAG controls escape (Del-Ben and Graeff, 2009; Tovote et al., 2016). Recent work has also shown that the dlPAG controls escape vigor (Evans et al., 2018). Taken together, these data indicate that the PMd is anatomically well-situated to modulate escape vigor from threats. Furthermore, optogenetic activation of PMd-cck cells activates a broad network of regions involved in defensive behaviors (Figure 6D). Our fos data show PMd-cck cell optogenetic activation recruited a plethora of areas known to mediate defense, such as the basolateral amygdala, the lateral septum and the bed nucleus of the stria terminalis. These results indicate that PMd activation potentially may affect a wide range of defensive behaviors by engaging these networks.

Our previous data showed that activation of the PMd–dlPAG pathway caused escape from innate threats (Wang et al., 2021). However, those data did not show if this circuit controlled escape vigor (measured by flight velocity) or if it affected escapes from conditioned threats. We now show PMd-cck cells play a key role in controlling escape vigor, during exposure to both innate and conditioned threats. We show that PMd-cck cells were activated by threat proximity (Figures 2E and 4B) and that their activity predicted future escape (Figure 3H) and represented escape velocity, but not approach velocity (Figure 4D). Furthermore, inhibition of either PMd-cck cells (Figure 5) and of the PMd-cck to dlPAG inhibition decreased escape velocity (Figure 7). These data demonstrate the PMd-cck projection to the dlPAG is critical for modulating escape velocity from threats, which is a behavior of paramount importance for survival. Importantly, all of the results described above are novel and were not shown in prior reports about the PMd (Wang et al., 2021).

Interestingly, PMd-cck cells also represented distance to threat, but not distance to control stimuli (Figure 4). PMd input to the dlPAG may thus contribute to the encoding of distance to threat and related kinematic variables in dlPAG cells as we recently reported (Reis et al., 2021; Reis et al., 2021). Prior work using excitotoxic PMd lesions and local infusions of muscimol in rats reported large decreases in freezing (Cezario et al., 2008). In contrast, our chemogenetic inhibition of PMd-cck cells in mice revealed only deficits in escape. These differences may be either due to differences in species or due to off-target effects of muscimol infusions in adjacent nuclei that control freezing, such as the VMHdm (Wang et al., 2015). Our data add to a growing stream of results showing how different components of the medial hypothalamic defense system control threat-induced behaviors, in a densely interconnected network containing the anterior hypothalamus, the VMHdm, and the PMd (Cezario et al., 2008).

Interestingly, our data show that the PMd, as well as the dlPAG, participate in defensive responses elicited by both innate and shock-based conditioned threats. The dlPAG has mostly been studied as a region that initiates escape from innate threats, such as looming stimuli (Evans et al., 2018). However, prior evidence has also implicated the dlPAG in conditioned defensive behavior. For example, the dlPAG is activated during exposure to shock-conditioned auditory tones and contexts (Carrive et al., 1997; Watson et al., 2016). Furthermore, neurotransmission of cannabinoids (Resstel et al., 2008), CRF (Borelli et al., 2013), glutamate, and nitric oxide (Aguiar et al., 2014) have been shown to be necessary for contextual freezing. However, involvement of the dlPAG or the PMd in controlling escape behavior from conditioned stimuli such as shock grids is less well-understood.

We now show that the PMd-cck projection to the dlPAG modulates escape velocity from conditioned threats, broadening the role of this circuit to include escape from learned threats. More recently, we showed that dlPAG cells represent distance from a learned conditioned threatening shock grid during fear retrieval, further supporting a role for this region in mediating defense induced by conditioned threats (Reis et al., 2021). The dlPAG is bidirectionally connected with diverse forebrain regions (Motta et al., 2017), while the PMd receives strong input from the medial prefrontal cortex (Comoli et al., 2000), which may explain how these regions respond to conditioned threats. Intriguingly, during contextual fear retrieval tests, rats showed increased PMd fos expression if they had free access to the conditioning chamber, but not if they were confined to this chamber (Viellard et al., 2016). Information about innate predatory threats are likely conveyed to the PMd by other members of the hypothalamic predatory defense circuit, such as the VMHdm and the anterior hypothalamus (Cezario et al., 2008; Comoli et al., 2000; Silva et al., 2013). Future studies are needed to determine which specific inputs to the PMd convey information about conditioned threats. Nevertheless, our data show that the PMd–dlPAG circuit is not merely responding to external threatening sensory cues. Rather, the involvement of this circuit in escape from conditioned stimuli during fear retrieval shows that these structures can be affected by long-term fear memories, illustrating that evolutionarily ancient structures can also display experience-dependent roles in behavior.

Intriguingly, our prior data showed that optogenetic inhibition of the PMd–amv projection decreased the number of escapes elicited by a predator rat in environments requiring sophisticated three-dimensional spatial navigation to escape. However, PMd–amv activity was not necessary for stereotyped jumps in the presence of the panicogenic agent CO2 (Wang et al., 2021). One interpretation of these data is that this pathway is necessary only for escape from medium intensity threat modalities (such as a rat), but not from extremely high imminence threat such as CO2. A second interpretation is that the PMd–amv pathway is only necessary for escapes that require spatial navigation, regardless of the threat modality. We now show inhibition of the PMd-cck projection to the amv did not alter any defensive behavioral metrics induced by a rat in a simple environment (Figure 1), where the animal does not need a complex three-dimensional understanding of the environmental layout to escape (Figure 8D). In the current assay, simply running away from the rat in any direction is sufficient to escape. As inhibition of the PMd–amv projection impaired escape from a predatory rat only when flight required complex navigation, we argue that the role of this circuit is related to complex navigation during threat exposure, supporting our second interpretation above. These data agree with prior work that indicate the amv’s role in defensive behavior is related to contextual memory-associated behaviors rather than the execution of escape or freezing (Carvalho-Netto et al., 2010).

Intriguingly, our fMRI data indicate that a hypothalamic-PAG pathway has increased activity in humans viewing aversive images (Figure 10). A homologous functional pathway to the rodent PMd-dlPAG may exist in humans that is at least partially identifiable from fMRI data. We used a novel application of partial least squares (PLS) to identify local multi-voxel patterns that functionally connected HTH and dlPAG. In out-of-sample tests in new participants, HTH and dlPAG were positively correlated in every participant and tracked the reported intensity of negative emotion elicited by images. The resolution of imaging in humans does not allow us to specify which hypothalamic nucleus is involved. However, the location of the nucleus is in the posterior medial hypothalamus, similar to the rodent PMd, suggesting the possibility that a circuit analogous to the PMd–dlPAG projection may exist in humans. Despite these limitations and the differences between the tasks in human and rodent subjects, these data are compatible with rodent data showing the PMd is activated by a wide variety of aversive stimuli such as bright lights and loud noises (Kim et al., 2017). Furthermore, the fMRI data agree with our data showing in mice PMd-cck and dlPAG activity show increased mutual information in the presence of threat, relative to control conditions. The increase in PMd–dlPAG mutual information was present even after removing all samples with escape (Figure 9), indicating that this effect is related to exposure to threat, rather than being associated specifically with escape.

Taken together, our data indicate that the PMd-cck projection to the dlPAG modulates escape velocity during exposure to both innate and conditioned threats, and the results suggest a similar pathway may be active during exposure to aversive situations in humans.

Materials and methods

All procedures conformed to guidelines established by the National Institutes of Health and have been approved by the University of California, Los Angeles Institutional Animal Care and Use Committee, protocols 2017–011 and 2017–075.

Mice

Cck-IRES-Cre mice (Jackson Laboratory stock No. 012706) and wild-type C57BL/6 J mice (Jackson Laboratory stock No. 000664) were used for all experiments. Male and female mice between 2 and 6 months of age were used in all experiments. Mice were maintained on a 12 hr reverse light–dark cycle with food and water ad libitum. Sample sizes were chosen based on previous behavioral optogenetics studies on defensive behaviors, which typically use 6–15 mice per group. All mice were handled for a minimum of 5 days prior to any behavioral task.

Rats

Male Long-Evans rats (250–400 g) were obtained from Charles River Laboratories and were individually housed on a standard 12 hr light–dark cycle and given food and water ad libitum. Rats were only used as a predatory stimulus. Rats were handled for several weeks prior to being used and were screened for low aggression to avoid attacks on mice. No attacks on mice were observed in this experiment.

Viral vectors

All vectors were purchased from Addgene.

Optogenetics

AAV9.EF1a.DIO.hChR2(H134R)-eYFP.WPRE.hGH, AAV9-EF1a-DIO-eYFP and AAV9-Ef1a-DIO-Arch-GFP.

Chemogenetics: pAAV8-hSyn-DIO-hM4D(Gi)-mCherry and AAV8.Syn.DIO. mCherry

Fiber Photometry AAV9.Syn.GCaMP6s.WPRE.SV40 and AAV9.Syn.FLEX.GCaMP6s.WPRE.SV40

Surgeries

Surgeries were performed as described previously (Adhikari et al., 2015). Eight-week-old mice were anaesthetized with 1.5–3.0% isoflurane and placed in a stereotaxic apparatus (Kopf Instruments). A scalpel was used to open an incision along the midline to expose the skull. After performing a craniotomy, 40 nl of one of the viral vectors listed above at a titer of 2 × 1012 particles/ml was injected per site (PMd, amv, dlPAG) using a 10 μl nanofil syringe (World Precision Instruments) at 0.08 μl/min. AAV8-hSyn-DIO-hM4D(Gi)-mCherry and AAV8-hSyn-DIO-mCherry were injected at a titer of 2 × 1012 particles/ml. The syringe was coupled to a 33-gauge beveled needle, and the bevel was placed to face the anterior side of the animal. The syringe was slowly retracted 20 min after the start of the infusion. Mice received unilateral viral infusion and fiber optic cannula implantation. Infusion locations measured as anterior-posterior, medial-lateral, and dorso-ventral coordinates from bregma were as follows: dlPAG (−4.75,–0.45, –1.9), dorsal PMd (−2.46,–0.5, –5.35), and amv (−0.85,–0.5, –3.9). For optogenetic experiments, fiber optic cannula (0.22 NA, 200 μm diameter; Newdoon) were implanted bilaterally 0.15 mm above the viral infusion sites. Only mice with viral expression restricted to the intended targets were used for behavioral assays.

For photometry experiments, mice were injected with 0.16 µl at a titer of 3 × 1012 of AAV9.Syn.Flex.GCaMP6s.WPRE.SV40 in the PMd of cck-cre mice. The same volume and titer of AAV9.Syn.GCaMP6s.WPRE.SV40 was injected into the dlPAG or amv. Mice were implanted unilaterally with fiberoptic cannulae in the PMd, amv, dlPAG. A 400 μm diameter, 0.48 NA optical fiber (Neurophotometrics) was used for photometry experiments. Adhesive cement (C&B metabond; Parkell, Edgewood, NY) and dental cement (Stoelting, Wood Dale, IL) were used to securely attach the fiber optic cannula to the skull. For miniaturized microscope experiments, 40 nl of AAV9-DIO-GCaMP6s was injected in the PMd of cck-cre mice and a 7 mm GRIN lens was implanted 200 µM above the infusion site. Three weeks following surgery, animals were base-plated. For dual photometry recordings, injections and fiber implants were done in the same mouse contralaterally to record PMd-cck and dlPAG-syn cell bodies simultaneously.

Rat exposure assay

Mice were accustomed to handling prior to any behavioral assay. On day 1, mice were habituated to a rectangular box (70 cm length, 26 cm width, 44 cm height) for 20 min. This environment consisted of a large aquarium made of glass. Sheets of paper lined the outside glass surface. The box was cleaned with ethanol between mice. Twenty-four hours later, mice were exposed to the same environment but in the presence of a toy rat for 20 min. Mice were then exposed to an adult rat or a toy rat in this environment on the two following days. The rat was secured by a harness tied to one of the walls and could freely ambulate only within a short radius of approximately 20 cm. The mouse was placed near the wall opposite to the rat and freely explored the context for 20 min. No separating barrier was placed between the mouse and the rat, allowing for close naturalistic encounters that can induce a variety of robust defensive behaviors.

Contextual fear conditioning test

To better evaluate a broader species-specific defense repertoire in face of a conditioned stimulus, we used a modified version of the standard contextual fear conditioning method (Schuette et al., 2020). Pre-shock, fear conditioning, and retrieval sessions were performed in a context (70 cm length × 17 cm width × 40 cm height) with an evenly distributed light intensity of 40 lux and a Coulbourn shock grid (19.5 cm × 17 cm) set at the extreme end of the enclosure. The fear conditioning environment is made of laminated white foam board. The box was cleaned with ethanol between mice. Forty-eight hours after rat exposure, mice were habituated to this context and could freely explore the whole environment for 20 min. On the following day, the grid was activated, such that a single 0.7 mA foot shock was delivered for 2 s only on the first time the mouse fully entered the grid zone. Twenty-four hours later, retrieval sessions were performed in the same enclosure but without shock. Mice could freely explore the context for 20 min during pre-shock habituation, fear conditioning, and retrieval sessions.

Behavioral quantification

To extract the pose of freely behaving mice in the described assays, we implemented DeepLabCut (Nath et al., 2019), an open-source convolutional neural network-based toolbox, to identify mouse nose, ear, and tailbase xy-coordinates in each recorded video frame. These coordinates were then used to calculate velocity and position at each timepoint, as well as classify behaviors such as escape runs and freezes in an automated manner using custom Matlab scripts. Specifically:

‘Escapes’ were defined as epochs for which (1) the mouse speed away from the threat or control threat exceeded 2 cm/s (as there was little room for acceleration between the threat zone and opposite wall, the speed threshold was set to this relatively low value), (2) movement away from the threat was initiated at a minimum distance-from-threat of 30 cm, and (3) the distance traversed from escape onset to offset was greater than 10 cm. Thus, escapes were required to begin near the threat and lead to a substantial increase in distance from the threat.

'Escape speed' was defined as the average speed from escape onset to offset.

'Escape angle' was defined as the cosine of the mouse head direction in radians, such that the values ranged from –1 (facing toward the threat) to 1 (facing away from the threat). Mouse head direction was determined by the angle of the line connecting a point midway between the ears and the nose.

'Approaches' were defined as epochs for which (1) the mouse speed toward the threat or control threat exceeded 2 cm/s and (2) the distance traversed from approach onset to offset was greater than 10 cm.

'Stretch-attend postures' were defined as epochs for which (1) the distance between mouse nose and tailbase exceeded a distance of approximately 1.2 mouse body lengths and (2) mouse tailbase speed fell below 1 cm/s.

'Freezes' were defined as periods for which mouse nose and tailbase speed fell below 0.25 cm/s for at least 0.33 s (Schuette et al., 2020). ‘Freeze bout duration’ was defined as the amount of time that elapsed from freeze onset to offset.

'Walks' were defined as epochs for which (1) movements along the safe wall of the enclosure, perpendicular to the threat, exceeded 2 cm/s and (2) the distance traversed from walk onset to offset was greater than 5 cm.

All behaviors were manually checked by the experimenters for error.

Behavioral protocols

The order of assays was identical for behavioral characterization (Figure 1), fiber photometry (Figures 2, 7 and 9) and miniscope (Figure 3) experiments, as detailed in Figures 1 and 2C. Specifically, mice were habituated to the rat enclosure for days 1–3. The toy rat and live rat were introduced on days 4 and 5. This was followed by habituation to the fear conditioning enclosure on days 6–8. Day nine was the pre-shock control session. Fear acquisition and retrieval were performed, respectively, on days 10 and 11.

The DREADD experiments were performed as diagrammed in Figure 5C. Saline or CNO were administered on contiguous days. Habituation to the rat enclosure occurred on days 1–3. The toy rat was introduced on days 4 (saline) and 5 (CNO) and the live rat on days 8 (saline) and 9 (CNO). This was followed by habituation to the fear conditioning enclosure on days 11–13. Days 14 (saline) and 15 (CNO) were considered the pre-shock sessions. Fear acquisition occurred on day 16, followed by fear retrieval on days 17 (saline) and 18 (CNO).

Fiber photometry

Photometry was performed as described in detail previously (Kim et al., 2016). Briefly, we used a 405 nm LED and a 470 nm LED (Thorlabs, M405F1 and M470F1) for the Ca2+-dependent and Ca2+independent isosbestic control measurements. The two LEDs were bandpass filtered (Thorlabs, FB410-10 and FB470-10) and then combined with a 425 nm longpass dichroic mirror (Thorlabs, DMLP425R) and coupled into the microscope using a 495 nm longpass dichroic mirror (Semrock, FF495-Di02−25 × 36). Mice were connected with a branched patch cord (400 μm, Doric Lenses, Quebec, Canada) using a zirconia sleeve to the optical system. The signal was captured at 20 Hz (alternating 405 nm LED and 470 nm LED). To correct for signal artifacts of a nonbiological origin (i.e., photobleaching and movement artifacts), custom Matlab scripts leveraged the reference signal (405 nm), unaffected by calcium saturation, to isolate and remove these effects from the calcium signal (470 nm).

Fiber photometry behavior-triggered averaging

To plot the behavior-triggered averages, only mice that displayed a minimum of three behavioral instances were included in the corresponding behavioral figure. Moreover, event-triggered averages were only calculated from behavioral instances that were separated from other classified behavioral instances by a minimum of 5 s.

Miniscope video capture

All videos were recorded at 30 frames/s using a Logitech HD C310 webcam and custom-built head-mounted UCLA miniscope (Cai et al., 2016). Open-source UCLA Miniscope software and hardware (http://miniscope.org/) were used to capture and synchronize neural and behavioral video (Cai et al., 2016).

Miniscope postprocessing

The open-source UCLA miniscope analysis package (https://github.com/daharoni/Miniscope_Analysis, Daniel, 2021, Aharoni and Hoogland, 2019) was used to motion correct miniscope videos. They were then temporally downsampled by a factor of four and spatially downsampled by a factor of two. The cell activity and footprints were extracted using the open-source package Constrained Nonnegative Matrix Factorization for microEndoscopic data (CNMF-E; https://github.com/zhoupc/CNMF_E, Pengcheng, 2021, Schuette et al., 2020; Zhou et al., 2018). Only cells whose variance was greater than or equal to 25% of the maximum variance among non-outliers were used in the analysis.

Behavior decoding using PMd neural data

Discrete classification of escape behavior was performed using multinomial logistic regression. Timepoints following escape by 2 s were labeled 'escape', and a matched number of non-escape timepoints were randomly selected for training and validation. Each time point was treated as an individual data point. Training and validation were performed using fivefold cross-validation, with a minimum of 10 s between training and validation sets. As equal numbers of escape and non-escape samples were used to build the training and validation sets, chance accuracy was 50%. Sessions with less than five escapes were excluded from the analysis. The same analysis was performed for approach, stretch-attend postures, and freeze. To predict escape at negative time lags from behavior onset, the same analysis procedure was implemented, using 2 s epochs preceding escape by 2, 4, 6, 8, and 10 s.

Behavior cell classification

We used a GLM to identify cells that showed increased calcium activity during approach, stretch-attend, escape, and freeze behaviors. We fit this model to each cell’s activity, with behavior indices as the predictor variable and behavior coefficients as the measure of fit. Behavior onset times were then randomized 100 times and a bootstrap distribution built from the resulting GLM coefficients. A cell was considered a behavior-categorized cell if its coefficient exceeded 95% of the bootstrap coefficient values.

Escape speed cell classification

Escape speed cells were classified using the method described in Iwase et al., 2020. Briefly, we calculated the Pearson product-moment correlation coefficient between each cell’s firing rate and the animal’s running speed during escape. The chance distribution was determined using a shuffling procedure whereby the calcium data was time-shifted in a circular manner relative to speed by a random duration between 30 s and the total duration of the assay minus 30 s. This was repeated 100 times for each cell. Thus, a cell was categorized as a 'escape speed-correlated cell' if the absolute value of its Pearson product-moment correlation exceeded the 95th percentile of distribution of speed scores from the chance distribution of all cells recorded in the PMd.

Position and speed decoding

To predict position and speed from neural data, the data dimensionality was reduced by principal component analysis, such that the top principal components, representing at least 80% of the total variance, were used in the following decoding analysis. This output and the related position/speed data were then separated into alternating 60 s training and testing blocks, with 10 s of separation between blocks. Odd blocks were used to train a generalized linear regression model (GLM; Matlab function ‘glmfit’) and withheld even blocks were used to test the resulting model. Accuracies of this withheld testing block were reported as mean squared error. The level of chance error was calculated as the mean testing error of the GLM on circularly permuted data (100 iterations per session) across animals.

Mutual information analyses

Mutual information is an information theory-derived metric reflecting the amount of information obtained for one variable by observing another variable. In the case of the fiber photometry analysis, the related variables were the simultaneously recorded PMd and dlPAG signals. Mutual information was calculated using custom Matlab code (Delpiano, 2021) for all samples where the speed was greater than 1 cm/s. Calculating mutual information requires computing the joint distribution over the PMd and dlPAG fiber photometry signals. This distribution was calculated using a histogram count after discretizing PMd and dlPAG fiber photometry signals each into 20 bins. The same approach was used for the miniscope mutual information analysis, for which this metric was computed for all escape samples between the calcium signal of individual PMd-cck cells and speed.

Chemogenetics

Mice used for chemogenetic experiments were exposed to each threat and control stimuli twice, once following treatment with saline and once following treatment with CNO (5 mg/kg, injected intraperitoneally) 40 min prior to the experiment. Only one control or threat-exposure assay was performed per day with each mouse.

Behavior video capture

All behavior videos were captured at 30 frames/s in standard definition (640 × 480) using a Logitech HD C310 webcam. To capture fiber-photometry synchronized videos, both the calcium signal and behavior were recorded by the same computer using custom Matlab scripts that also collected timestamp values for each calcium sample/behavioral frame. These timestamps were used to precisely align neural activity and behavior.

Light delivery for optogenetics

For PMd-cck ChR2 mice, blue light was generated by a 473 nm laser (Dragon Lasers, Changchun Jilin, China) at 4.5 mW unless otherwise indicated. Green light was generated by a 532 nm laser (Dragon Lasers), and bilaterally delivered to mice at 10 mW. A Master-8 pulse generator (A.M.P.I., Jerusalem, Israel) was used to drive the blue laser at 20 Hz. This stimulation pattern was used for all ChR2 experiments. The laser output was delivered to the animal via an optical fiber (200 μm core, 0.22 numerical aperture, Doric Lenses, Canada) coupled with the fiberoptic implanted on the animals through a zirconia sleeve.

Immunostaining for Cfos

Fixed brains were kept in 30% sucrose at 4°C overnight and then sectioned on a cryostat (40 µm) slices. Sections were washed in PBS and incubated in a blocking solution (3% normal donkey serum and 0.3% triton-x in PBS) for 1 hr at room temperature. Sections were then incubated at 4°C for 12 hr with polyclonal anti-fos antibody made in rabbit (1/500 dilution) (c-Fos (9F6) Rabbit mAb CAT#2250, Cell Signalling Technology) in blocking solution. Following primary antibody incubation, sections were washed in PBS three times for 10 min and then incubated with anti-rabbit IgG (H + L) antibody (1/500 dilution) conjugated to Alexa Fluor 594 (red) (CAT# 8,889 S, cellsignal.com) for 1 hr at room temperature. Sections were washed in PBS three times for 10 min, incubated with DAPI (1/50,000 dilution in PBS), washed again in PBS, and mounted in glass slides using PVA-DABCO (Sigma).

Perfusion and histological verification

Mice were anesthetized with Fatal-Plus and transcardially perfused with phosphate buffered saline followed by a solution of 4% paraformaldehyde. Extracted brains were stored for 12 hr at 4°C in 4% paraformaldehyde. Brains were then placed in sucrose for a minimum of 24 hr. Brains were sectioned in the coronal plane in a cryostat, washed in phosphate buffered saline, and mounted on glass slides using PVA-DABCO. Images were acquired using a Keyence BZ-X fluorescence microscope with a 10 or 20× air objective.

Acute brain slice preparation and electrophysiological recordings

Cck-cre driver line mice were injected with AAV9-FLEX-ChR2-YFP in the PMd. Acute slices were prepared from these mice. For electrophysiological measurements, slices were transferred as needed to the recording chamber, where they were perfused with oxygenated aCSF at 32°C. The slices were held in place using a nylon net stretched within a U-shaped platinum wire. Visually guided whole-cell patch clamp recordings were made using infrared differential interference contrast optics. We also verified the identity of PMD neurons by only recording from YFP-positive neurons. All recordings were obtained using a MultiClamp 700B amplifier system (Molecular Devices, Union City, CA). Experiments were controlled by PClamp 10 software running on a PC, and the data were acquired using the Digidata 1,440A acquisition system. All recording electrodes (3–8 MΩ) were pulled from thin-walled capillary glass (A-M Systems, Carlsborg, WA) using a Sutter Instruments P97 puller. The patch pipettes were filled with internal solution containing (in mM) 100 K- gluconate, 20 KCl, 4 ATP-Mg, 10 phospho-creatine, 0.3 GTP-Na, and 10 HEPES (in mM) with a pH of 7.3 and osmolarity of 300 mOsm. Only cells with a stable, uncorrected resting membrane potential (RMP) between –50 and –80 mV, overshooting action potentials, and an input resistance (RN) >100 MW were used. To minimize the influence of voltage-dependent changes on membrane conductances, all cells were studied at a membrane potential near –60 mV (using constant current injection under current clamp mode). To study intrinsic firing properties of PMD neurons, WCRs were conducted under current clamp using the following protocol: (1) Voltage–current (V-I) relationships were obtained using 400 ms current steps (range –50 pA to rheobase) and by plotting the plateau voltage deflection against current amplitude. Neuronal input resistance (RN) was determined from the slope of the linear fit of that portion of the V-I plot where the voltage sweeps did not exhibit sags or active conductance. (2) Intrinsic excitability measurements were obtained using 1 s current steps (range 0–500 pA) and by plotting the number of action potentials fired against current amplitude. (3) RMP was calculated as the difference between mean membrane potential during the first minute immediately after obtaining whole cell configuration and after withdrawing the electrode from the neuron.

For validating hM4Di in PMd-cck cells, acute brain slices preparation and electrophysiological recordings were performed using standard methods as previously described (Nagai et al., 2019). Briefly, Cck-Cre+ mice that had received AAV microinjections into PMd were deeply anesthetized with isoflurane and decapitated with sharp shears. The brains were placed and sliced in ice-cold modified artificial CSF (aCSF) containing the following (in mM): 194 sucrose, 30 NaCl, 4.5 KCl, 1 MgCl2, 26 NaHCO3, 1.2 NaH2PO4, and 10 D-glucose, saturated with 95% O2 and 5% CO2. A vibratome (DSK-Zero1) was used to cut 300 μm brain sections. The slices were allowed to equilibrate for 30 min at 32°C–34°C in normal aCSF containing (in mM); 124 NaCl, 4.5 KCl, 2 CaCl2, 1 MgCl2, 26 NaHCO3, 1.2 NaH2PO4, and 10 D-glucose continuously bubbled with 95% O2 and 5% CO2. Slices were then stored at 21°C–23°C in the same buffer until use. All slices were used within 2–6 hr of slicing.

Slices were placed in the recording chamber and continuously perfused with 95% O2 and 5% CO2 bubbled normal aCSF. pCLAMP10.4 software and a Multi-Clamp 700B amplifier was used for electrophysiology (Molecular Devices). Whole-cell patch-clamp recordings were made from neurons in the PMd or dorsolateral PAG (dlPAG) using patch pipettes with a typical resistance of 4–5 MΩ. Neurons were selected based on reporter fluorescence (mCherry for hM4Di-mCherry). The intracellular solution for recordings comprised the following (in mM): 135 potassium gluconate, 5 KCl, 0.5 CaCl2, 5 HEPES, 5 EGTA, 2 Mg-ATP, and 0.3 Na-GTP, pH 7.3 adjusted with KOH. The initial access resistance values were <20 MΩ for all cells; if this changed by >20%, the cell was discarded. Light flashes (0.2 mW/mm2) from a blue LED light source (Sutter Instruments) were delivered via the microscope optics and a 40× water immersion objective lens and controlled remotely using TTL pulses from Clampex. Cell responses were recorded in whole-cell mode and recorded using an Axopatch 700B amplifier connected via a digitizer to a computer with pCLAMP10 software. To stimulate ChR2 expressed in PMd neurons or axons, 5 ms pulses were delivered at inter-pulse intervals of 200 ms, 50 ms, or 25 ms for 5, 20, or 40 Hz optical stimulations, respectively.

Functional magnetic resonance imaging methods

Participants

This study included 48 adult participants (mean ± SD age: 25.1 ± 7.1; 27 male, 21 female; seven left-handed; 40 white and eight non-white [one Hispanic, five Asian, one Black, and one American Indian]). All participants were healthy, with normal or corrected to normal vision and normal hearing, and with no history of psychiatric, physiological, or pain disorders and neurological conditions; no current pain symptoms; and no MRI contraindications. Eligibility was assessed with a general health questionnaire, a pain safety screening form, and an MRI safety screening form. Participants were recruited from the Boulder/Denver Metro Area. The institutional review board of the University of Colorado Boulder approved the study, and all participants provided written informed consent.

Experimental paradigm

Participants received five different types of aversive stimulation (mechanical pain, thermal pain, aversive auditory, aversive visual, and pleasant visual), each at four stimulus intensities. Twenty-four stimuli of each type (six per intensity) were presented over six fMRI runs in random order. Following stimulation on each trial, participants made behavioral ratings of their subjective experience. Participants were instructed to answer the question ‘How much do you want to avoid this experience in the future?’. Ratings were made with a non-linear visual analog rating scale, with anchors ‘Not at all’ and ‘Most’ displayed at the ends of the scale.

Stimuli

Visual stimulation was administered on the MRI screen and included normed images from the International Affective Picture System (IAPS) database (Lang et al., 2008). To induce four ‘stimulus intensity levels’ we selected four groups of seven images based on their normed aversiveness ratings (averaged across male and female raters) available in the IAPS database and confirmed by N = 10 lab members (five male, five female) in response to ‘How aversive is this image? 1–100’. Selected images included photographs of animals (n = 7), bodily illness and injury (n = 12), and industrial and human waste (n = 9). Four stimulus levels were delivered to participants for 10 s each.

MRI data acquisition and preprocessing

Whole-brain fMRI data were acquired on a 3T Siemens MAGNETOM Prisma Fit MRI scanner at the Intermountain Neuroimaging Consortium facility at the University of Colorado, Boulder. Structural images were acquired using high-resolution T1 spoiled gradient recall images (SPGR) for anatomical localization and warping to standard MNI space. Functional images were acquired with a multiband EPI sequence (TR = 460 ms, TE = 27.2 ms, field of view = 220 mm, multiband acceleration factor = 8, flip angle = 44°, 64 × 64 image matrix, 2.7 mm isotropic voxels, 56 interleaved slices, phase encoding posterior >> anterior). Six runs of 7.17 min duration (934 total measurements) were acquired. Stimulus presentation and behavioral data acquisition were controlled using Psychtoolbox.

fMRI data were preprocessed using an automated pipeline implemented by the Mind Research Network, Albuquerque, NM. Briefly, the preprocessing steps included distortion correction using FSL’s top-up tool (https://fsl.fmrib.ox.ac.uk/fsl/), motion correction (affine alignment of first EPI volume [reference image]) to T1, followed by affine alignment of all EPI volumes to the reference image and estimation of the motion parameter file (sepi_vr_motion.1D, AFNI, https://afni.nimh.nih.gov/), spatial normalization via subject’s T1 image (T1 normalization to MNI space [nonlinear transform]), normalization of EPI image to MNI space (3dNWarpApply, AFNI, https://afni.nimh.nih.gov/), interpolation to 2 mm isotropic voxels, and smoothing with a 6 mm FWHM kernel (SPM 8, https://www.fil.ion.ucl.ac.uk/spm/software/spm8/).

Prior to first-level (within-subject) analysis, we removed the first four volumes to allow for image intensity stabilization. We also identified image-wise outliers by computing both the mean and the standard deviation (across voxels) of intensity values for each image for all slices to remove intermittent gradient and severe motion-related artifacts (spikes) that are present to some degree in all fMRI data.

fMRI data analysis

Data were analyzed using SPM12 (http://www.fil.ion.ucl.ac.uk/spm) and custom MATLAB (The MathWorks, Inc, Natick, MA) code available from the authors’ website (http://github.com/canlab/CanlabCore, Wager, 2021). First-level GLM analyses were conducted in SPM12. The six runs were concatenated for each subject. Boxcar regressors, convolved with the canonical hemodynamic response function, were constructed to model periods for the 10 s stimulation and 4–7 s rating periods. The fixation cross epoch was used as an implicit baseline. A high-pass filter of 0.008 Hz was applied. Nuisance variables included (1) ‘dummy’ regressors coding for each run (intercept for each run); (2) linear drift across time within each run; (3) the six estimated head movement parameters (x, y, z, roll, pitch, and yaw), their mean-centered squares, their derivatives, and squared derivative for each run (total 24 columns); and (4) motion outliers (spikes) identified in the previous step. A ‘single-trial model’ was used to uniquely estimate the response to every stimulus in order to assess functional connectivity.

Functional connectivity analysis

Functional connectivity between the hypothalamus and PAG was estimated using PLS (Wold et al., 2001) regression, which identifies latent multivariate patterns that maximize the covariance between two blocks of data (i.e., BOLD activity in hypothalamus and PAG voxels). Here, data comprised single trial estimates of brain activation in response to aversive thermal, mechanical, auditory, and visual stimuli, in addition to a set of pleasant visual stimuli that were used as a control. For the PLS model, the predictor block of variables included all voxels in an anatomically defined mask of the hypothalamus (Pauli et al., 2018) (337 voxels) and the outcome block included all voxels in the PAG (Kragel et al., 2019) (42 voxels). Localization of the hypothalamus signal that covaries with the PAG responses was performed by bootstrapping the PLS regression and examining the distribution of PLS regression coefficients and their deviation from zero (using normal approximation for inference). Hyperalignment of fMRI data (Haxby et al., 2011) was conducted separately for each region as a preprocessing step, and leave-one-subject-out cross-validation was performed to estimate the strength of functional connections (i.e., the Pearson correlation between the first ‘X score’ and ‘Y score’ estimated by PLS), similar to the canonical correlation (Hardoon et al., 2004).

A benefit of the pathway-identification model we employed is that it can, in principle, identify HTH and PAG patterns that distinctly participate in the HTH–PAG pathway. For example, the central nucleus of the amygdala (CeA) projects to both the hypothalamus and the PAG (Kim et al., 2013) and could indirectly explain variation in BOLD signals in the PAG. To test pathway specificity, we separately modeled a pathway between the CeA and the PAG using the approach described above. This allowed us to evaluate how much variation in PAG activity the HTH–PAG pathway explained above and beyond the CeA–PAG pathway. To evaluate this, we computed the partial correlation between latent sources in the hypothalamus and PAG, controlling for the latent source in the CeA.

Statistics

Nonparametric Wilcoxon signed-rank or rank-sum tests were used, unless otherwise stated. Two-tailed tests were used throughout with α = 0.05. Non-parametric tests were used because normality tests are severely underpowered for n < 100, indicating that, with small n, normality tests will often fail to detect non-normal distributions (Razali and Wah, 2011). However, by necessity, rodent cohorts are much smaller than n = 100. Thus, to avoid unwarranted normality assumptions about our data, we used non-parametric tests. Asterisks in the figures indicate the p values. Standard error of the mean was plotted in each figure as an estimate of variation. Multiple comparisons were adjusted with the false discovery rate (FDR) method.

Behavioral cohort information

Initial behavioral characterization of the assays (Figure 1) was replicated three times, with cohorts containing 10, 10, and 12 mice (32 in total). PMd cell body fiber photometry experiments (Figure 2) were replicated twice with cohorts containing 7 and 8 mice (15 in total). Miniscope experiments (Figures 3 and 4) were replicated twice, with cohorts of four and five mice (nine in total). Chemogenetics experiments (Figure 5) were replicated twice (cohort 1 with 10 controls and 6 hM4Di mice and cohort 2 with 9 controls and 5 hM4Di mice). ChR2 experiments (Figure 6) were done once, with five YFP and four ChR2 mice. dlPAG fiber photometry experiments (Figure 7) were replicated twice, with cohorts of four and five mice (nine in total). Amv body fiber photometry experiments (Figure 7) were replicated once with six mice. PMd–dlPAG optogenetic projection inhibition experiments (Figure 8) were replicated twice. Both cohorts had 12 controls and six arch mice. PMd–amv optogenetic projection inhibition experiments (Figure 8) were replicated twice. Both cohorts had six controls and nine arch mice. Appropriate fluorophore-only expressing mice were used as controls for chemogenetic and optogenetic experiments. For fMRI data (Figure 9), a cohort of 48 human subjects was used only once. Each mouse was only exposed to each assay once, as defensive behavior assays cannot be repeated. Thus, there are no technical replicates. No outliers were found or excluded. All mice and humans were used. Sample sizes for human and mouse experiments were determined based on comparisons to similar published papers.

For chemogenetic and optogenetic experiments, mice in each cage were randomly allocated to control (mcherry or YFP -expressing mice) or experimental conditions (hM4Di-, ChR2-, or Arch-expressing mice). Data collection was done blinded to treatment group in mice. For human fMRI data and mouse neural activity recordings, all data were obtained from subjects in identical conditions, and thus they were all allocated to the same experimental group. There were no experimentally controlled differences across these subjects and, thus, there were no ‘treatment groups’.

Data and code availability

Custom analysis scripts are available at https://github.com/schuettepeter/PMd_escape_vigor (copy archived at swh:1:rev:5a9232a5dee602fa57cb1e959f63c10da91cd1db, Schuette, 2021). Data is available at https://datadryad.org/stash/share/dYuSl2nnXsyi0nTDjCDeHR08gwW7paFL4Eo3TmF_aH4.

Acknowledgements

We were supported by the NIMH (R00 MH106649 and R01 MH119089) (AA), the Brain and Behavior Research Foundation (Grants # 22663, 27654, 27780, and 29204, respectively, to AA, FMCVR, WW, and JCK), the NSF (NSF-GRFP DGE-1650604, PJS), the UCLA Affiliates fellowship (PJS), the Achievements Rewards for College Scientists Foundation, NIMH (F31 MH121050-01A1) (MQL), the Hellman Foundation (AA), and FAPESP (Research Grant #2014/05432–9) (NSC). FMCVR was supported with FAPESP grants #2015/23092–3 and #2017/08668–1. We thank Profs. BSK and JN for performing patch-clamping experiments.

Funding Statement

The funders had no role in study design, data collection and interpretation, or the decision to submit the work for publication.

Contributor Information

Avishek Adhikari, Email: avi@psych.ucla.edu.

Justin Moscarello, , United States.

Laura L Colgin, University of Texas at Austin, United States.

Funding Information

This paper was supported by the following grants:

  • National Institutes of Health R00 MH106649 to Avishek Adhikari.

  • National Institutes of Health R01 MH119089 to Avishek Adhikari.

  • Brain and Behavior Research Foundation 22663 to Avishek Adhikari.

  • Brain and Behavior Research Foundation 27654 to Fernando MCV Reis.

  • Brain and Behavior Research Foundation 27780 to Weisheng Wang.

  • Brain and Behavior Research Foundation 29204 to Jonathan C Kao.

  • National Institutes of Health F31 MH121050-01A1 to Mimi Q La-Vu.

  • National Science Foundation DGE-1650604 to Peter J Schuette.

  • Fundação de Amparo à Pesquisa do Estado de São Paulo 2015/23092-3 to Fernando MCV Reis.

  • Fundação de Amparo à Pesquisa do Estado de São Paulo 2017/08668-1 to Fernando MCV Reis.

  • Fundação de Amparo à Pesquisa do Estado de São Paulo 2014/05432-9 to Newton S Canteras.

  • Hellman Foundation to Avishek Adhikari.

  • Achievement Rewards for College Scientists Foundation to Mimi Q La-Vu.

Additional information

Competing interests

none.

Author contributions

Conceptualization, Data curation, Funding acquisition, Investigation, Methodology, Writing - original draft, Writing - review and editing.

Conceptualization, Formal analysis, Software, Writing - original draft, Writing - review and editing.

Funding acquisition, Investigation.

Investigation, Methodology.

Investigation.

Data curation, Formal analysis, Investigation, Methodology, Software, Writing - review and editing.

Formal analysis, Investigation, Methodology, Software, Writing - review and editing.

Conceptualization, Funding acquisition, Investigation, Methodology.

Data curation.

Data curation, Methodology.

Data curation, Methodology, Software.

Data curation, Methodology.

Conceptualization, Funding acquisition.

Conceptualization, Funding acquisition, Writing - review and editing.

Conceptualization, Formal analysis, Funding acquisition, Investigation, Methodology, Supervision.

Formal analysis, Funding acquisition, Methodology, Software.

Conceptualization, Funding acquisition, Writing - original draft, Writing - review and editing.

Ethics

All procedures have been approved by the University of California, Los Angeles Institutional Animal Care and Use Committee, protocols 2017-011 and 2017-075.

Additional files

Transparent reporting form

Data availability

All custom written software has been uploaded to https://github.com/schuettepeter/PMd_escape_vigor (copy archived at swh:1:rev:5a9232a5dee602fa57cb1e959f63c10da91cd1db) Data has been uploaded to https://doi.org/10.5068/D19H5X.

The following dataset was generated:

Schuette P. 2021. Data from: Dorsal premammillary projection to periaqueductal gray controls escape vigor from innate and conditioned threats. Dryad Digital Repository.

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Decision letter

Editor: Justin Moscarello1
Reviewed by: Jonathan Fadok2

Our editorial process produces two outputs: (i) public reviews designed to be posted alongside the preprint for the benefit of readers; (ii) feedback on the manuscript for the authors, including requests for revisions, shown below. We also include an acceptance summary that explains what the editors found interesting or important about the work.

Acceptance summary:

This manuscript demonstrates the function of a hypothalamic-dorsal PAG pathway in escape behavior. The experiments presented here add to a growing body of evidence by exploring the role of this projection in behavioral retreat from associative and non-associative aversive stimuli, using approaches that quantify neural activity alongside causal manipulations. Novel features of this report include its emphasis on escape vigor, the establishment of predictive relationships between neural activity and escape, and the interdisciplinary nature of the data presented. Additionally, the response to initial reviews was thoughtful and thorough. Well done and congrats on an intriguing paper!

Decision letter after peer review:

Thank you for submitting your article "Dorsal premammillary projection to periaqueductal gray controls escape vigor from innate and conditioned threats" for consideration by eLife. Your article has been reviewed by 3 peer reviewers, one of whom is a member of our Board of Reviewing Editors, and the evaluation has been overseen by Laura Colgin as the Senior Editor. The following individual involved in review of your submission has agreed to reveal their identity: Jonathan Fadok (Reviewer #3).

The reviewers have discussed their reviews with one another, and the Reviewing Editor has drafted this to help you prepare a revised submission.

Essential revisions:

1) The methods and results need to be presented with greater clarity and specificity. The reviewers had substantial questions about how the manuscript dealt with behavioral definitions and metrics, experimental design, and the conclusions drawn about the relationship between behavioral outcomes and neuronal data. In some cases a thorough rewrite is needed, but in others new analyses may be required (see below).

2) The results presented here must be discussed in the context of other recent findings from the same lab, such as a Neuron paper published by the primary authors of this report (for instance, the Neuron work could provide a rationale for the targeting cck cells that is otherwise missing, and also sheds some light on the negative results obtained for dPM-amv projections).

3) The authors should consider dropping the fMRI results. Though potentially interesting in and of themselves, the relationship between passive viewing of aversive images and escape behavior is not clear. The reviewers felt that these data reduce clarity rather than add insight into what, at best, is a hypothetical homology.

Reviewer #1 (Recommendations for the authors):

A recent publication in Neuron with the same 1st and last authors (Wang et al., 2021, Neuron, 109) seems to substantially scoop this manuscript. Most of the basic finds presented here are conceptual replications of what has been recently demonstrated in Neuron, where the primary authors of this submission to eLife report that dorsal PAG-projecting cck neurons in PMd are activated by and required for escape behavior. The Neuron publication significantly curtails the novelty of this work. The current manuscript does make a few incremental advances. It delves into the predictive relationship between Ca++ transients in PMd cck neurons and escape to a greater degree than the Neuron paper (though the Neuron paper indeed demonstrates such a relationship). It also shows that escape vigor (ie velocity) is mediated by PMd cck circuits (though the fundamental role of this circuitry in escape is established in the Neuron paper). Because of their fundamental similarity, these results submitted to eLife must be discussed in terms of the results published in Neuron so that it is clear to the reader exactly how the current work advances the understanding of escape circuits.

A paper cited by the authors (Cezario et al., 2008) shows a causal role for PMd in defensive reactions to a context previously paired with a predator (in which the predator essentially acts as a US). While this report did not examine escape per se, it does further limit the novelty of what is demonstrated here. It needs to be made clear that a specific role of PMd in quantitative measures of escape is the new result, instead of a broader role role for this region and related circuits in the defensive response to innate and conditioned threats (which has already been established, including by the authors).

It is unclear why the behavioral assays were not counterbalanced. It is possible that recent exposure to predator alters the subjects' response to the aversive stimuli and contextual cues via sensitization or some other process. This weakens the conclusions that can be drawn about the role of premammillary-dPAG projections in behavioral withdrawal from conditioned stimuli associated with shock, thus decreasing the impact of these results.

The meaning of the fMRI data is unclear. The authors claim that it is not possible to examine the escape behavior in the scanner, but there is a history of avoidance/escape paradigms using fMRI (eg Mobbs et al., 2007, Science, 317). For instance, a simple button press to remove aversive images could serve as an escape response. Absent any such behavioral measure, it is not really possible to understand how hypothalamic-PAG BOLD responses to passive viewing of aversive images relate to the circuit level data obtained in mice. If anything, activity in these regions in the absence of escape behavior seems to belie the central point of the paper.

Reviewer #2 (Recommendations for the authors):

While we enjoyed the manuscript overall, we often encountered difficulties in understanding exactly what was done experimentally. We therefore strongly suggest overhauling the methods section to better and unambiguously describe all methodology, with a focus on behavioral analyses. In addition, we would suggest a more careful and comprehensive interpretation of the characterized pathway, leaving room for potential broader functionality. This in our view would take into account the fact that this pathways presents one circuit element within a much larger network, which certainly subserves different functions in a rather dynamic manner.

Reviewer #3 (Recommendations for the authors):

1. Please provide more specific information in the methods about how the rat exposure and fear conditioning contexts are differentiated. For example, are they made from the same material? Are they cleaned with different solutions?

2. Non-parametric tests are used throughout to determine significance. The rationale behind this decision should be explicitly stated. Were data tested for normality?

3. Terminology for control conditions is inconsistent throughout the figures, e.g. 'control/pre-shock/habituation.'

4. The electrophysiological findings are not problematic, but do not strengthen the paper. Without knowing the relative strength of excitatory inputs to the CCK neurons, the excitability measures are not interpretable.

5. The titer of the inhibitory DREADD virus is not reported.

6. What is the rationale for the prolonged optogenetic excitation (10 min at 20Hz)?

eLife. 2021 Sep 1;10:e69178. doi: 10.7554/eLife.69178.sa2

Author response


Essential revisions:

1) The methods and results need to be presented with greater clarity and specificity. The reviewers had substantial questions about how the manuscript dealt with behavioral definitions and metrics, experimental design, and the conclusions drawn about the relationship between behavioral outcomes and neuronal data. In some cases a thorough rewrite is needed, but in others new analyses may be required (see below).

We have rewritten the Methods section with detailed information on the behavioral definitions and metrics used (see Methods section “Behavioral Quantification”). We also clarified the experimental design and performed other changes as requested by the Reviewers.

We have added detailed information on the definition of each of the scored defensive behaviors. We also performed significant additional analysis. Detailed descriptions of these new analyses and experiments are written in point-by-point responses to the Reviewers below. Briefly, we showed the following:

– Prior experience with the Rat assay does not change any behavioral metric in the footshock assay (Figure R1)(same as figure 1, figure supplement 2).

– Mutual information between PMd-cck and dlPAG-syn cells increase during exposure to threats compared to control (Figure R2). (same as Figure 9).

– PMd-cck neural activity is higher during exposure to threat compared to control over regardless of the speed range analyzed (Figure R3) (same as Figure 2, figure supplement 2).

– The angle of escape trajectory is highly conserved (Figure R4).

– We showed detailed characterization of escape-related metrics for animals used for fiber photometry recordings (Figure R5) (same as figure 2, figure supplement 1).

– There is no overlap between scored behaviors (Figure R6).

– We plotted individual mouse data for the defensive behaviors shown in Figure 1(Figure R7) (Figure 1, figure supplement 1).

– We plotted individual mouse data for the defensive behaviors shown in Figure 1 separately for male and female mice (Figure R8) (same as Figure 1, figure supplement 3).

– The fraction of escape-correlated cells increases during exposure to threat compared to control assays (Figure R9)(same as Figure 3I-J).

– PMd-cck photometry signal correlates with escape speed during exposure to rat, but not toy rat (Figure R10).

– We added the chance level for predictions of position and velocity using only PMd-cck ensemble activity. These data show that the prediction error for position and escape velocity are at chance levels during control assays. However, the prediction error is lower than expected by chance for both escape speed and position during exposure to threats (Figure R11) (Same as Figure 4B, 4D and Figure 4B figure supplement 1). Interestingly, PMd-cck activity did not predict approach speed, only escape speed.

– We show CNO treatment does not change approach velocity during the shock grid fear retrieval session (Figure R12).

– We added more animals to show that optogenetic excitation of PMd-cck cells increases locomotion speed (Figure R13).

– We performed simulations showing that non-normal distributions will often pass normality tests using sample sizes typical in behavioral neuroscience (n=12 points). This finding justifies our use of non-parametric tests throughout the manuscript, as standard normality tests are not able to reliably detect deviations from normality unless very large sample sizes are used (Author response image 1).

Author response image 1. (A) Three different distributions were selected to represent a variety of non-normal populations (n=1000).

Author response image 1.

The γ distribution was generated using shape parameter 6 and scale parameter 3. The chi-square distribution plotted has 6 degrees of freedom. The bimodal gaussian distribution has two normal distributions with standard deviation of 1 and means of 6 and 10. (B) Twelve points were selected from each distribution 1000 times, with replacement. Each sample with n=12 points was classified as normal or non-normal by the Lilliefors test for normality. The percent of samples (n=12 points per sample) to pass the Lilliefors normality test is represented by the gray portion of each pie chart. Note that in the vast majority of trials samples selected from non-normal distributions are not classified as significantly non-normal.

– We added a table showing that compared to many typically studied cells, PMd-cck cells show low rheobase and high membrane input resistance, indicating these cells are highly excitable (Table R1).

2) The results presented here must be discussed in the context of other recent findings from the same lab, such as a Neuron paper published by the primary authors of this report (for instance, the Neuron work could provide a rationale for the targeting cck cells that is otherwise missing, and also sheds some light on the negative results obtained for dPM-amv projections).

This issue occurred because this paper was submitted before the publication of the Neuron paper, so we couldn’t cite it in the original submission. We now discuss this work in both the Introduction and Discussion sections and use it to justify the rationale of studying PMd cck cells. These prior results are also taken into account when discussing the negative results seen when inhibiting the PMd-amv projection.

Other main results are also discussed in light of this paper. In particular, we outlined the main contributions of this new submission compared to the previous paper. A detailed description of the new results in this paper compared to our previous publication can be seen in Reviewer 1, recommendations for the authors, point 1. We have carefully incorporated the results for the Neuron paper in all applicable sections of the current submission.

3) The authors should consider dropping the fMRI results. Though potentially interesting in and of themselves, the relationship between passive viewing of aversive images and escape behavior is not clear. The reviewers felt that these data reduce clarity rather than add insight into what, at best, is a hypothetical homology.

In the original submission we only showed that inhibition of the PMd-dlPAG circuit decreased escape velocity. As pointed out by the Reviewers, this result did not closely parallel the behavioral task used in humans showing increased hypothalamus-dlPAG circuit activity while viewing aversive images. Now we add new data, obtained from mice with dual photometry GCaMP recordings from the PMd and the dlPAG. We now show that mutual information between these two regions increases during exposure to threat compared to the control assays. This analysis was done after excluding all data points with escapes. This new result is thus independent of escape, and is related to exposure to an aversive threat. Thus, these mouse data more closely parallel the result from humans showing higher activity in the hypothalamus-dlPAG pathway during exposure to aversive images, and provides a better rationale for including the human fMRI data.

Importantly, these dual photometry recordings were done contralaterally in each mouse. Consequently, the signal recorded in the dlPAG is created by local cell bodies, and is not contaminated by signals from PMd axons terminating in the dlPAG, as the PMd-cck projection to the dlPAG is unilateral (Figure R2 E-G).

Nevertheless, if the Reviewers still feel strongly that the fMRI data does not fit with the rest of the results, then we can move the fMRI results to the supplemental material, or even remove it altogether. Our preference is to include these results in the main figures of paper, because despite the differences in the human and mouse experiments, the fMRI results are generally well-received and generate interest in audiences when we have presented this work in the past. For example, despite discussing the limitations of this data, Reviewer 1 stated that “Finally, in an intriguing twist, aversive images are shown to increase the functional coupling between hypothalamus and PAG in the human brain. The manuscript is broadly interdisciplinary, spanning multiple subfields of neuroscience research from slice physiology to human brain imaging.”

Reviewer #1 (Recommendations for the authors):

A recent publication in Neuron with the same 1st and last authors (Wang et al., 2021, Neuron, 109) seems to substantially scoop this manuscript. Most of the basic finds presented here are conceptual replications of what has been recently demonstrated in Neuron, where the primary authors of this submission to eLife report that dorsal PAG-projecting cck neurons in PMd are activated by and required for escape behavior. The Neuron publication significantly curtails the novelty of this work.

We agree with the Reviewer that the prior paper deals with PMd circuits in the presence of threats. However, none of the main findings in this submission were present in the previous paper. The focus of the Neuron paper is on how the PMd controls escape from innate threats in complex contexts that require spatial navigation. There are key results that are not present in the prior publication:

1. The Neuron paper has no experiments related to conditioned threats, and in the current paper we show that similar circuit mechanisms control escape from innate and conditioned threats.

2. There is no data on the previous paper about escape vigor, which is the focus in the current paper.

3. Furthermore, the prior paper also does not show that PMd activity can predict escapes in the future, and it does not characterize PMd single cell activity during other behaviors, such as freezing and risk-assessment stretch-attend postures.

4. The prior paper also does not show that PMd single cell activity encodes distance to threat and escape velocity.

5. The Neuron paper does not use cfos expression to show how distinct brain regions are activated during PMd optogenetic stimulation, and it does not contain any human fMRI data.

Taken together, these results expand upon the previously published data. Nevertheless, we agree with the Reviewer that both papers deal with related topics, so we significantly altered the discussion to highlight the novel contributions of this paper compared to the Neuron publication.

The current manuscript does make a few incremental advances. It delves into the predictive relationship between Ca++ transients in PMd cck neurons and escape to a greater degree than the Neuron paper (though the Neuron paper indeed demonstrates such a relationship).

The prior Neuron paper showed that there were cells in the PMd that were active prior to escape. However, this result does not necessarily show that PMd activity can be used to predict escapes in the future. For example, if these patterns of activity didn’t show any consistency across different trials, then PMd activity would not be able to predict future escape. The Neuron paper did not demonstrate PMd activity predicts escape in the future, as shown in Figure 3H. Furthermore, in this paper we also demonstrate that PMd single cells are not consistently activated by other defensive behaviors, such as freezing and stretch-attend postures.

We agree with the Reviewer that although different, these results are related, and thus we discuss these new results in light of the previous paper.

It also shows that escape vigor (ie velocity) is mediated by PMd cck circuits (though the fundamental role of this circuitry in escape is established in the Neuron paper). Because of their fundamental similarity, these results submitted to eLife must be discussed in terms of the results published in Neuron so that it is clear to the reader exactly how the current work advances the understanding of escape circuits.

We agree with the Reviewer that it is crucial to clearly explain to the reader how the current results build upon and expand the data from the previous paper. We have thoroughly re-structured the Introduction and the Discussion section to reflect these important changes.

A paper cited by the authors (Cezario et al., 2008) shows a causal role for PMd in defensive reactions to a context previously paired with a predator (in which the predator essentially acts as a US). While this report did not examine escape per se, it does further limit the novelty of what is demonstrated here. It needs to be made clear that a specific role of PMd in quantitative measures of escape is the new result, instead of a broader role role for this region and related circuits in the defensive response to innate and conditioned threats (which has already been established, including by the authors).

We altered the paper to emphasize that the specific role of PMd in quantitative measures of escape is a new result. For example, among other changes, in the end of the abstract we write “Our data identify the PMd-dlPAG circuit as a central node, controlling escape vigor elicited by both innate and conditioned threats.”

The Cezario 2008 paper (Cezario et al., 2008) characterized changes in defensive behavior induced by excitotoxic lesions of the PMd and muscimol infusion in the PMd in rats. Although these results are of significant interest, the methods used have more confounds than those in the current data. The methods used by Cezario do not have high genetic and anatomical specificity, and thus their results may potentially reflect changes caused by actions on nuclei near the PMd, such as the ventromedial hypothalamus.

Our chemogenetic and optogenetic data from this submission and from the prior Neuron paper show that inhibiting PMd activity does not affect freezing and stretch-attend postures, while Cezario reports profound impairments in both of these measures following PMd lesions and inactivations with muscimol.

Comparison with our data suggest that some results in Cezario are due to off-target effects on the adjacent ventromedial hypothalamus nucleus, a structure shown both by us (Wang et al., 2021) and others (Wang et al., 2015) to control freezing. Cezario does not provide data on the extent to which muscimol infusions and excitotoxic lesions had off-target effects on other nearby nuclei, such as the posterior and ventromedial nuclei of the hypothalamus, which are structures known to affect defensive behavior. Without such data it is not possible to ascertain which of the reported effects are caused by PMd cells. It is unlikely that the infusion of muscimol and excitotoxins selectively affected only the PMd, which is a very small nucleus surrounded by other nuclei that have distinct roles in defense. Furthermore, the excitotoxic lesions have the additional problem of allowing time for potential compensatory circuit-level changes that further complicate the interpretation of those findings.

In contrast, we use a cck-cre line. Cck is expressed in 92% of PMd cells (Wang et al., 2021), and cck is not expressed in the ventromedial, posterior, dorsomedial or any other nuclei adjacent or near the PMd (Mickelsen et al., 2020), showing that the results reported in this submission cannot be attributed to nuclei other than the PMd. We use genetic targeting and have higher anatomical specificity than lesions and muscimol infusions, thus our data is less susceptible to such off-target effects.

Our data strongly support a role for the PMd specifically in escape but not other defensive behaviors. However, Cezario 2008 did not monitor any escape-related metric. Furthermore, as explained above Cezario’s data may likely have off-target effects. Another potential explanation for this discrepancy is that the PMd may have different functions in rats and mice. Lastly, we provide extensive characterization at the single cell and population-levels of PMd neural activity, while Cezario does not have any comparable datasets. Thus, Cezario’s work does not significantly decrease the novelty of our findings.

It is unclear why the behavioral assays were not counterbalanced. It is possible that recent exposure to predator alters the subjects' response to the aversive stimuli and contextual cues via sensitization or some other process. This weakens the conclusions that can be drawn about the role of premammillary-dPAG projections in behavioral withdrawal from conditioned stimuli associated with shock, thus decreasing the impact of these results.

As explained in Reviewer 1, Public Review, point 2 (Figure R1), we now provide new data showing that prior exposure to the rat assay did not significantly alter any behavioral metric in the shock grid fear retrieval assay. These results have been included in the paper and their significance is discussed as well (Figure 1, figure supplement 2).

The meaning of the fMRI data is unclear. The authors claim that it is not possible to examine the escape behavior in the scanner, but there is a history of avoidance/escape paradigms using fMRI (eg Mobbs et al., 2007, Science, 317). For instance, a simple button press to remove aversive images could serve as an escape response. Absent any such behavioral measure, it is not really possible to understand how hypothalamic-PAG BOLD responses to passive viewing of aversive images relate to the circuit level data obtained in mice. If anything, activity in these regions in the absence of escape behavior seems to belie the central point of the paper.

We agree with the Reviewer that the human and rodent behavioral tasks have important differences, such as lack of escape in the human data.

We now provide new data showing that PMd-dlPAG mutual information increases in the presence of innate and conditioned threats after excluding all time points with escapes (Figure R2 and Figure 9). This result indicates that flow of information in the PMd-dlPAG pathway is higher in the presence of aversive threats, independently of escapes. This new data, which is unrelated to escapes, serves as a better parallel to the fMRI data showing increased activity in the hypothalamic-dlPAG pathway during exposure to aversive visual stimuli. Importantly, dual recordings in PMd and dlPAG cell bodies were done contralaterally to avoid recording signals from GCaMP-expressing PMd axon terminals in the dlPAG.

Reviewer #2 (Recommendations for the authors):

While we enjoyed the manuscript overall, we often encountered difficulties in understanding exactly what was done experimentally. We therefore strongly suggest overhauling the methods section to better and unambiguously describe all methodology, with a focus on behavioral analyses. In addition, we would suggest a more careful and comprehensive interpretation of the characterized pathway, leaving room for potential broader functionality. This in our view would take into account the fact that this pathways presents one circuit element within a much larger network, which certainly subserves different functions in a rather dynamic manner.

We thank the Reviewer for these recommendations; we have added detail to the behavioral protocols and analyses, as well as modified our interpretation of the results, allowing room for a broader interpretation of the PMd's functionality. For example, to indicate a broader role of the PMd we added the following text to the Discussion:

“Interestingly, PMd-cck cells also represented distance to threat, but not distance to control stimuli (Figure 4). PMd input to the dlPAG may thus contribute to the encoding of distance to threat and related kinematic variables in dlPAG cells as we recently reported (Reis et al., 2021 and Reis et al., 2021)”

“Our data add to a growing stream of results showing how different components of the medial hypothalamic defense system control threat-induced behaviors, in a densely interconnected network containing the anterior hypothalamus, the ventromedial hypothalamus and the PMd (Cezario et al., 2008). "

We also added detailed timelines for the behavioral assays in and clear definitions of each scored behavior under the Methods section “Behavioral Quantification”

Reviewer #3 (Recommendations for the authors):

1. Please provide more specific information in the methods about how the rat exposure and fear conditioning contexts are differentiated. For example, are they made from the same material? Are they cleaned with different solutions?

The rat and fear conditioning contexts are made from different materials. The walls and floor of the rat environment are made of glass. The rat environment is a modified glass aquarium, while the fear conditioning environment is made of laminated white foam board. Both environments are cleaned with ethanol after use. These two assays are also performed in two different lab rooms. This information has been added to the Methods section. These differences produce unique tactile and visual sensory stimuli for each of the boxes.

2. Non-parametric tests are used throughout to determine significance. The rationale behind this decision should be explicitly stated. Were data tested for normality?

We used non-parametric tests throughout because with the sample size used in this and other similar mouse behavioral studies it is often not possible to determine with a reasonable degree of certainty if the distribution of the data is normal.

Author response image 1 shows that random selection of small sample sizes (n=12) from non-normal γ or chi square distributions result in simulated data that passes the Lilliefors normality test over 80% of the time, even though the actual underlying distributions are not normal. For these simulations, a sample size of 12 was used, which is a medium to large-sized sample for a single group in most mouse behavioral papers (such as n=12 mcherry mice, n=12 hm4Di mice).

Thus, we used non-parametric tests to be conservative and avoid making unwarranted assumptions about the underlying distribution of the data with small sample sizes. We now state these justifications in the Methods section, as requested by the Reviewer.

In agreement with our view, prior work in statistics shows that a broad category of major normality tests are extremely underpowered for n<100, which is an unfeasibly large n for rodent cohorts (Razali et al., 2011). The authors compared the power of 4 normality tests (Shapiro-Wilk (SW) test, Kolmogorov-Smirnov (KS) test, Lilliefors (LF) test and Anderson-Darling (AD) test) to detect the normality of samples of different sizes selected from a non-normal Laplace distribution. Normality tests are severely underpowered to detect deviations from normality at sample sizes typically used in behavioral neuroscience (typically n=between 7 and 20 mice per group) (Razali et al., 2011).

3. Terminology for control conditions is inconsistent throughout the figures, e.g. 'control/pre-shock/habituation.'

We removed the term ‘habituation’ as a reference for the control assays. We now use “pre-shock” and “toy rat” for all instances referring to each of the control assays. When referring to both pre-shock and toy-rat assays we used the term “control assays”. We apologize for this inconsistency.

4. The electrophysiological findings are not problematic, but do not strengthen the paper. Without knowing the relative strength of excitatory inputs to the CCK neurons, the excitability measures are not interpretable.

We agree with the Reviewer that it would be informative to characterize the strength of excitatory inputs to PMd-cck cells. However, such experiments are beyond the scope of this paper, in which we only analyze PMd cells and their outputs. Rheobase and membrane input resistance are standard measures commonly used to characterize intrinsic biophysical properties of cells and they provide a measure of how difficult or easy it is to make a cell fire an action potential. These measures are commonly used as properties related to excitability specially in the absence of characterization of inputs.

The rheobase is the minimum amount of current necessary to elicit an action potential. The membrane resistance input is a measure of how ‘leaky’ the cell is. If the cell has low resistance it is ‘leakier’, consequently more current needs to be injected to depolarize the cell. Thus, low rheobase and high input resistance are associated with higher excitability.

Compared to other common cell types, PMd-cck cells have relatively high input resistance and low rheobase, supporting our interpretation that these cells would be able to fire even with relatively weak excitatory inputs. We provide a table for comparison (Author response table 1):

Author response table 1. Rheobase and membrane input resistance of PMd and commonly studied cell types.

Note that relative to many other cell types PMd cells have relatively low rheobase and high membrane input resistance. Data Source: PMd-cck ((Wang et al., 2021), current report); CA1 (Luque et al., 2017); Striatal medium spiny neurons (Fino et al., 2007); Barrel cortex (Lefort et al., 2009).

Rheobase (pA) Input Resistance (MOhms)
PMd cck 38.3± 6.1 484±64
Dorsal Hippocampus CA1 76.64±11.68 151.8±6.90
Striatal medial spiny neurons 155±6 251±11
Barrel cortex (L2 layer) 126±3 188±3
Barrel cortex (L3 layer) 132±4 193±5
Barrel cortex (L4 layer) 56±1 302±4
Barrel cortex (L5a layer) 68±2 210±3
Barrel cortex (L5b layer) 98±3 162±5
Barrel cortex (L6 layer) 76±3 277±4

5. The titer of the inhibitory DREADD virus is not reported.

We apologize for this oversight, and now added that DREADD virus was injected at a titer of 2*1012 particles/ml.

6. What is the rationale for the prolonged optogenetic excitation (10 min at 20Hz)?

This 10-minute excitation was used to increase the chance that PMd activation would recruit other regions downstream, inducing cfos expression. Indeed, this protocol was successful and cfos expression increased in several regions following PMd optogenetic activation (Figure 6). However, we did not test other stimulation parameters, and it is possible that shorter epochs of excitation would also produce comparable results.

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Data Citations

    1. Schuette P. 2021. Data from: Dorsal premammillary projection to periaqueductal gray controls escape vigor from innate and conditioned threats. Dryad Digital Repository. [DOI] [PMC free article] [PubMed]

    Supplementary Materials

    Transparent reporting form

    Data Availability Statement

    Custom analysis scripts are available at https://github.com/schuettepeter/PMd_escape_vigor (copy archived at swh:1:rev:5a9232a5dee602fa57cb1e959f63c10da91cd1db, Schuette, 2021). Data is available at https://datadryad.org/stash/share/dYuSl2nnXsyi0nTDjCDeHR08gwW7paFL4Eo3TmF_aH4.

    All custom written software has been uploaded to https://github.com/schuettepeter/PMd_escape_vigor (copy archived at swh:1:rev:5a9232a5dee602fa57cb1e959f63c10da91cd1db) Data has been uploaded to https://doi.org/10.5068/D19H5X.

    The following dataset was generated:

    Schuette P. 2021. Data from: Dorsal premammillary projection to periaqueductal gray controls escape vigor from innate and conditioned threats. Dryad Digital Repository.


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