Therapeutic Use of Convalescent Plasma in COVID-19 Infected Patients with Concomitant Hematological Disorders

Abstract

The use of convalescent plasma (CP) from individuals recovered from severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) is a promising therapeutic modality for the coronavirus disease 2019 (COVID-19). CP has been in use for at least a century to provide passive immunity against a number of diseases, and was recently proposed by the World Health Organization for human Ebola virus infection. Only a few small studies have so far been published on patients with COVID-19 and concomitant hematological malignancies (HM). The Italian Hematology Alliance on HM and COVID-19 has found that HM patients with COVID-19 clinically perform more poorly than those with either HM or COVID-19 alone. A COVID-19 infection in patients with B-cell lymphoma is associated with impaired generation of neutralizing antibody titers and lowered clearance of SARS-CoV-2. Treatment with CP was seen to increase antibody titers in all patients and to improve clinical response in 80% of patients examined. However, a recent study has reported impaired production of SARS-CoV-2-neutralizing antibodies in an immunosuppressed individual treated with CP, possibly supporting the notion of virus escape, particularly in immunocompromised individuals where prolonged viral replication occurs. This may limit the efficacy of CP treatment in at least some HM patients. More recently, it has been shown that CP may provide a neutralising effect against B.1.1.7 and other SARS-CoV-2 variants, thus expanding its application in clinical practice. More extensive studies are needed to further assess the use of CP in COVID-19-infected HM patients.

1. INTRODUCTION

In December 2019, an outbreak of a novel coronavirus now called severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) was reported in Wuhan, China. By mid-March 2020, the World Health Organization (WHO) had declared COVID-19, the disease caused by SARS-CoV-2, to be a global pandemic [1,2].

Passive immunotherapy with plasma collected from patients recovered from SARS-CoV-2, known as convalescent plasma (CP), is a promising option for the treatment of COVID-19-infected patients. The transfusion of convalescent blood products with the goal of providing passive immunity has been in use for at least a century to treat a number of diseases ranging from polio, chickenpox, and measles, to SARS and Middle East respiratory syndrome (MERS). More recently, the WHO proposed the use of CP as an early treatment for patients affected with Ebola virus disease [3,4].

Passive immunization can be achieved by using transfusions of CP in patients infected with several pathogens [1,2,5]. CP is widely employed in transfusion practice in countries where modern mobile apheresis technologies are available. These mobile and fully-automated devices based on digital technology can be used in both hospital and in-home care settings. Ideally, plasma is obtained from donors by plasmapheresis; alternatively, whole blood can also be collected, with plasma separation carried out at another stage of the transfusion process. The use of CP or CP components containing immunoglobulin from patients who have fully recovered from COVID-19 may therefore provide a feasible form of therapy in patients who are otherwise unable to defend themselves from the virus [1,2]. However, this procedure does not differentiate autoantibodies, which are not desirable, from the COVID neutralizing antibodies [6].

To meet the demand for immune plasma, Blood Banks need to establish appropriate guidelines and requirements for the donation, collection, processing, storage, testing, and distribution of the product [1,2,7,8]. Most authors agree with the recommended administration of 200–600 mL of immune plasma (8–10 mL/kg) once a day for up to 3–7 consecutive days. However, several technical questions still need to be resolved, such as the optimal threshold of specific neutralizing antibody serum titer (>160 or >320 with the enzyme immunoassay [EIA] method) in the preparation, and how important it is to perform pathogen (viral) inactivation treatment of the plasma, in view of the presence of viral DNA in the donor population. As far as the plasma volume is concerned, Duan et al. used 200 mL of CP containing high neutralizing antibody titers (>1:640) for the treatment of 10 critical patients with COVID-19 (age range 34–78) after an average of 16.5 days of admission to the hospital. CP treatment increased the neutralizing antibody titer, oxygen saturation and lymphocyte count in the examined individuals; CP treatment was further associated with a reduction in SARS-CoV-2 viral load and lung lesions. While there was no significant difference in clinical characteristics between patients in the CP-treated and the control groups, the results in the former were superior (p < 0.001) [9]. Looking at the data so far published in the literature, there is no consensus regarding the optimal plasma volume and antibody titers, to be used for a successful CP preparation.

The use of CP and/or plasmapheresis in the low- and medium-income part of the world is another interesting issue. Although plasmapheresis is feasible in medium income nations, advanced methodologies for CP preparations are less likely to be proposed and implemented in poor countries [10,11].

In most circumstances, the SARS-CoV-2 antibodies detected by enzyme linked immunosorbent assay (ELISA) assays in plasma samples bind to several different receptors, including SARS-CoV-2 spike ectodomain (S/ECD) and receptor-binding domain (S/RBD) proteins. Those are able to neutralize SARS-CoV-2 in vitro and in vivo, thus providing valuable information about their potential use as surrogates for virus neutralization [8,9]. The possible mechanisms of action and the consequences of CP treatment on the pathogenesis of COVID-19 include direct neutralization of the virus, control of overactive immune functions, such as cytokine storm, Th1/Th17 ratio, complement activation, hyperinflammation, immunomodulation and a hypercoagulable state, and, possibly, reduce in the incidence of pulmonary embolism. The occurrence of infection-induced complement activation in the early stage of the disease and the formation of some autoantibodies in some cases represent further elements to be considered in this setting [8,9,12].

The overall benefits of COVID-19 CP are expected to be better achieved in non-critical hospitalized and in homecare patients [6,12]. One of the most important mechanisms underlying the deterioration of disease leading to organ injury is cytokine storm. Therapies such as interleukin-6 antibody blocker, stem cell therapy, and transfusion of CP are currently being used with considerable success in countering this uncontrollable inflammatory response [1,13].

So far, five randomized studies have been published on the role of CP in COVID-19. Li et al. investigated 103 patients and found that using CP therapy alongside standard treatment in patients with severe or life-threatening COVID-19 provided no clinical benefit over standard treatment alone in the 28-day follow-up period of the study. However, the analysis did not consider the potential benefits of CP administration over the longer-term (3–6 months) [14].

In a more recent study involving 160 randomized patients, early administration (within 72 h after the onset of mild COVID-19 symptoms) of CP containing high titers of anti-SARS-CoV-2 antibodies was associated to better outcomes than in mildly ill infected older adults without treatment [1].

Interestingly, based on a careful evaluation of both randomized and observational studies, the Food and Drug Administration granted an emergency use authorization for CP in hospitalized COVID-19 infected patients with signs of progressive disease. Similar indication was given by the American Association of Blood Banks, which suggested an early use (preferably within 3 days after coronavirus diagnosis) of CP.

A recent meta-analysis of randomized clinical trials and matched-control data showed that the use of CP was associated with a lower mortality rate compared to patients treated with standard drugs. Moreover, a lower mortality was demonstrated in patients who were treated with high-titer CP within 3 days of hospital admission [16].

This evidence suggests that COVID-19 patients with mild symptoms and those not yet undergoing noninvasive ventilation may be excellent candidates for passive immunotherapy. Further randomized clinical trials addressing the clinical usefulness of CP therapy in various patient subcategories and at different stages of the disease are needed to better elucidate this field of investigation [1,2]. In particular, the optimal window for donating high neutralizing titer CP for COVID-19 immunotherapy is unknown. Careful studies must therefore be made of the response kinetics of antibodies against the SARS-CoV-2 surface spike glycoprotein and in vitro live virus neutralizing (VN) titers (Table 1).

Table 1.

List of available therapies for COVID-19

Drug	EMA approved in clinical practice for hospitalizated patient	Clinical trial
Hydroxychloroquine	No	Yes, local study
Azithromycin	No	No
Darunavir/cobicistat	No	Yes, radomized study
Lopinavir/ritonavir	No	Yes, radomized study
Remdesivir	Yes (in selected cases)
Low molecular weight heparins	Yes (first line)
Corticosteroids	Yes (first line)	Meta-analysis review
Ivermectin	No	Yes, clinical study
Siltuximab (moAB- anti IL6)	No	Yes, clinical study
Tocilizumab, sarilumumab (anti R-IL6)	No	Yes, clinical study
Anakinra (anti IL1)	No	Yes, clinical study
Alpha/beta INF	No	Yes, clinical study
Baricitinib (JAK1/2 inibitors)	No	Yes, clinical study
Ruxolitinib or Tofacitinib (JAK2 inibitors)	No	Yes, clinical study
Acalabrutinib, ibrutinib, zanobrutinib (BTK inibitors)	No	Yes, clinical study
Bamlanivimab	No	Yes, clinical study
Casirivimab plus Imdevimab	No	Yes, clinical study
Non-SARS-CoV-2-specific intravenous immune globulin (IVIG)	Yes (in selected cases)
Convalescent plasma	No	Yes, in randomized study
Autologous hematopoietic stem cells	No	Yes, local study
Mesenchymal stem cells	No	Yes, clinical study

EMA, European Medicine Agency. (See References [39–43]).

2. METHODOLOGICAL ADVANCEMENT

There is an accumulating body of evidence that the development of novel and innovative strategies related to the use of CP may expand its clinical applications in transfusion medicine. For example, several methodological improvements in the use of the ultraviolet C (UVC), sterilization of fresh frozen plasma (FFP)/cryosupernatant-depleted FFP or immunoglobulins containing neutralizing antibodies for clinical use against COVID-19 may be of clinical relevance, possibly impacting on the outcome of patients treated with newer CP preparations. It bears pointing out that some transfusion services with the appropriate skills in handling therapeutic apheresis may already have the appropriate know-how to achieve this goal. A protocol based on the use of cryosupernatant may represent a safer approach for this purpose, since the large majority of the immune complexes and IgM bound to virus and high molecular-weight cryoglobulin are removed, while other essential components of plasma that might have some antiviral and anti-inflammatory properties would remain in the cryo-supernatant.

Another validated method that could improve the quality of FFP plasmapheresis and its derived supernatant involves pathogen reduction technology, based on a sterilization process to eliminate viruses and bacteria contaminating the blood product, as well as the use of purer affinity column derived specific antibodies [8]. Moreover, the CP can be collected using a selective apheresis process to avoid the unnecessary loss of red cells in the donor and to optimize the volume of plasma that can be produced. This can be performed by expert technicians using double or triple plasmapheresis technologies in a safe environment. All of these methods need to meet the standard selection criteria for plasma donation in compliance with national legislation and standard operational procedures. The requirement for limiting the risk of Transfusion Related Acute Lung Injury (TRALI) can be met by using plasma from male donors or from female donors with no history of pregnancy. Such measures are known to significantly decrease the presence in the plasma of antibodies to HLA or granulocyte antigens that can lead to TRALI.

Another phenomenon which may arise following the administration of CP is antibody-dependent enhancement. In this case, antibodies against SARS-CoV-2 may bind to the virus without neutralizing it, thus enhancing viral entry into cells and viral replication. This phenomenon has been described in Dengue Virus as well as in several species of coronaviruses in “in vitro” cell culture experiments [5,6].

A critical issue in the preparation of CP is how much plasma needs to be collected. Based on recently published data [5,7], the reference target ranges from 200 to 600 mL (without anticoagulant), according to local requirements and national legislation. The interval between the first plasma donation and the subsequent ones is dictated by local regulations, but is strictly dependent on the donors’ health status.

Pathogen inactivation is a controversial issue related to the treatment of plasma once collected from the donor. In some countries, such as Italy, this procedure is mandatory, but in others it is optional. We believe that pathogen inactivation is the best way of ensuring the safety of using plasma components, and that it should be deemed an essential regulatory requirement to limit the risk of spreading infectious diseases through transfusion, which would pose particularly serious risks to COVID-19 infected patients.

Moreover, the use of an on-line affinity column may make it possible to remove the COVID-19 virus and its antibodies from the blood of both donor and recipient. Greater understanding of the persistence of RBD and ECD IgG and IgM levels over a period of 3–6 months post infection and of the kinetics of SARS-CoV-2 neutralizing titers may lead to improvements in the preparation of CP units.

In our view, a better and more modern take on CP protocols is based on affinity column-derived neutralizing antibody hyperconcentrate, which can be obtained reliably and consistently from CP. This method has the advantage of increasing the quantity of neutralizing antibodies in the circulation without delay and spontaneously reducing the rate of infectivity, thus indirectly encouraging herd immunity.

3. USE OF CONVALESCENT PLASMA IN PATIENTS WITH HEMATOLOGICAL DISORDERS AND ITS PUTATIVE ROLE IN SARS-COV-2 VARIANTS

Another highly important issue to be addressed is the role played by plasmapheresis in immunocompromised patients, particularly in those with hematological malignancies (HM). Since the morbidity and mortality associated with coronavirus are highest in the elderly and among individuals with underlying co-morbidities, it would be of great interest to identify the disease categories which are most susceptible to COVID-19 infection, in order to recommend specific therapeutic interventions. Several recently-published [17–19], small-scale studies have shown that patients with COVID-19 and concomitant HM have a higher mortality rate than uninfected patients with HM. A recent report by the Italian Hematology Alliance on COVID-19 demonstrated that patients with HM have better outcomes than both the general population with COVID-19 and patients with HM and concomitant COVID-19 [20]. It would also be useful to carry out a full clinical assessment of patients treated with hematopoietic stem cell transplantation (HSCT) in the current COVID-19 era. Approximately 50,000 HSCT procedures are performed annually with good survival outcomes, so it would be useful to assess the real risk of COVID-19 infection and susceptibility to severe pulmonary distress and death in such a large population [21–23].

A report on a lymphoma patient who underwent HSCT showed that, following transplantation, COVID-19 infection was associated with persistent SARS-CoV-2 viral shedding, which lasted for 74 days and was unresponsive to the administration of CP [24]. Another study demonstrated that the use of CP in patients with HM was associated with an improved 30-day survival in comparison with untreated controls, thus confirming its utility in this clinical setting [25].

The in vivo use of CD20 MoAbs, such as rituximab, is associated with a marked reduction of circulating B-lymphocytes, thus negatively affecting anti-viral immunity. As a consequence, COVID-19 positive patients previously treated with CD20 MoAbs may produce fewer SARS-CoV-2 neutralizing antibodies, run a higher risk of COVID-19 reinfection once recovered, and could respond poorly to vaccines. In two recent studies, protracted cases of COVID-19 disease were observed in patients with elevated B-lymphocyte counts. These studies found a positive correlation between SARS-CoV-2 RNAaemia and prior use of anti-CD20 MoAbs [26,27]. Interestingly, Kemp et al. demonstrated both in vitro and in vivo that some spike mutations are associated with prolonged COVID-19 persistence in affected patients [28]. These mutations conferred lower sensitivity to CP therapy, suggesting that spike escape variants may be a factor in unresponsiveness to CP and prolonged SARS-CoV-2 infection.

In contrast, Montero-Escribano et al. [29] found no increased risk of SARS-CoV-2 infection in 60 patients with multiple sclerosis receiving anti-CD20 therapy. This indicates that the patient’s underlying disease, as well as the cumulative dosage of CD20 MoAbs, may be critical factors in determining the viral clearance of SARS-CoV-2 and potential severity of disease if contracted.

A study of patients who received kidney transplantation showed a higher proportion of severe COVID-19 pneumonia than in the general population. However, despite the severity and protracted clinical course of infection, virus shedding was associated with full recovery, arguing against the risk of a poor prognosis [30].

It is well known that COVID-19-related pneumonia is mediated by hyper-activation of effector T cells and excessive production of inflammatory cytokines, such as IL-6, IL-1, interferon-gamma, and tumor necrosis factor (TNF). This inflammatory process may cause a pathological process resulting in plasma leakage, vascular permeability, and disseminated intravascular coagulation. Known as “cytokine storm”, this reaction is a life-threatening complication of COVID-19 infection. The immunocompromised status associated with HM may enhance the risk of bacterial sepsis and of viral infections such as COVID-19.

The preventive or therapeutic use of CP may therefore be beneficial in chemotherapy-treated cancer patients, possibly mitigating the impact of COVID-19 [31]. However, the incidence and potential predictive parameters of mortality of COVID-19 in patients with HM is still a matter of investigation [19,20]. Moreover, different gene responses, types of immunities, underlying conditions, gender-related lifestyle behaviours, and races could increase the risk for COVID-19-related complications. Furthermore, it has been demonstrated that the SARS-CoV-2 spike protein is critical for virus infection through engagement of the angiotensin converting enzyme 2 (ACE2) receptor, and therefore the occurrence of amino acid variation in the spike portion of the virus may play a role in determining disease severity. A recent report has shown fatal SARS-CoV-2 escape from neutralizing antibodies in an immune-suppressed individual treated with CP, suggesting its limited activity in patients with HM [31,32].

It is our view that the clinical use of CP may play a certain role in the treatment of critically ill patients with severe respiratory distress syndrome or septic shock associated with COVID-19 infection. Nonetheless, responsiveness may vary at different stages of the disease. Recent investigations indicate that early-intermediate stages of the cytokine storm reaction phase may be more responsive to CP [31,32]. Moreover, COVID-19 infected patients who showed a high incidence of thrombosis along with related laboratory abnormalities responded successfully to CP, with significant improvements in coagulation status [6,33].

Recent studies have shown that blood transfusions can make individuals more vulnerable against COVID-19 infection as a result of side effects such as iron overload, alloimmunization, and transfusion associated infections [3,5]. These findings may have implications in immunocompromised patients with HM and concomitant COVID-19 infection. Further work is required to better assess the clinical implications related to the presence or absence of neutralizing antibodies as well as the duration of COVID-19 infection in the host and to better predict the frequency of COVID-19 re-infection and responsiveness to vaccination strategies [34] (Figure 1).

Figure 1.

Indications for the use of convalescent plasma for COVID-19-infected subjects. (See References [15,31,38]).

4. CONCLUDING REMARKS

This paper has discussed the potential usefulness of CP applications in transfusion medicine, and suggests that methodological improvements may be of clinical value to COVID-19 infected patients, potentially enhancing immunomodulation and reducing hyper-inflammatory states. The hyperconcentrate preparation of CP appears to be useful, since it can also be administered to individuals who are poor responders to the COVID-19 vaccine and can provide an immediate neutralizing antibody response to those who are in need. Further clinical studies will help clarify the role played by CP in the immunocompromised host with COVID-19 infection and concomitant HM and will elucidate the timing (post-exposure prophylaxis, early use, late use) for its optimal use [35–37].

CONFLICTS OF INTEREST

The authors declare they have no conflicts of interest.

AUTHORS’ CONTRIBUTION

FL designed the review article, wrote the first draft and reviewed and approved the final manuscript. JS wrote a portion of the methodological advancement section. VA, FM and FP critically reviewed the manuscript and scrutinized results from the published material. FM edited figure and table. All authors approved the final manuscript.