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. 2021 Sep 17;98:104531. doi: 10.1016/j.archger.2021.104531

Family caregiving and changes in mental health status in Japan during the COVID-19 pandemic

Yuta Taniguchi a,b,1, Atsushi Miyawaki b,c,d,1,, Yusuke Tsugawa d,e, Hiroshi Murayama f, Nanako Tamiya b,g, Takahiro Tabuchi h
PMCID: PMC8497176  PMID: 34563936

Abstract

Background

The coronavirus disease 2019 (COVID-19) pandemic has had a widespread significant impact on mental health. However, the effect of providing care to family members (informal caregiving) on changes in mental health status during the pandemic remains unclear.

Methods

Using cross-sectional data from a large internet survey conducted between August and September 2020, we investigated the association of informal caregiving status with the incidence of mental health deterioration (increased loneliness, self-reported deterioration in mental health, and new suicidal ideation) in Japan during the COVID-19 pandemic.

Results

Among 25,482 participants (mean age 48.8 [standard deviation 17.3]; 50.3% women), 2,500 (9.8%) were providing informal care during the pandemic. After adjusting for potential confounders, informal caregivers were more likely than non-caregivers to experience increased loneliness (adjusted odds ratio [aOR] 2.16; 95% confidence interval [CI] 1.70–2.76), self-reported deterioration in mental health (aOR 1.54; 95% CI 1.14–2.08), and new incidence of suicidal ideation (aOR 3.65; 95% CI 1.92–6.92). The degree of mental health deterioration depended on the intensity of care. For example, the incidence rates of new suicidal ideation were 15.0%, 5.2%, and 3.6% for individuals who provided high-intensity caregiving, those who provided low-intensity caregiving, and non-caregivers, respectively (p-for-trend<0.001). The stratified analysis by gender showed that informal caregiving was associated with self-reported deterioration in mental health status among women (aOR 2.19; 95% CI 1.49–3.21) but not men (aOR 1.08; 95% CI 0.75–1.56).

Conclusion

Informal caregivers were more likely to experience mental health deterioration than non-caregivers during the COVID-19 pandemic.

Keywords: Informal caregiving, Caregivers, COVID-19, Mental health, Loneliness, Suicidal ideation, Japan

1. Introduction

The coronavirus disease 2019 (COVID-19) pandemic, caused by severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), has been the largest global public health crisis in a century, with more than 100 million confirmed cases and 2 million deaths as of the end of January 2021. The pandemic has also had a detrimental impact on the mental health status of many people globally(Czeisler et al., 2020; Fancourt, Steptoe & Bu, 2021; Fiorillo et al., 2020; Gilan et al., 2020; Kikuchi et al., 2020; O'Connor et al., 2020; Pierce et al., 2020; Twenge & Joiner, 2020; Ueda, Stickley, Sueki & Matsubayashi, 2020). Increased suicidal ideation, an extreme consequence of psychological problems, has been reported in the United Kingdom and the United States(Czeisler et al., 2020; O'Connor et al., 2020). The suicide rate has been rising in Japan since the second wave of the COVID-19 outbreak (around July to October 2020), especially among women(Nomura et al., 2021; Tanaka & Okamoto, 2021). Previous studies of the general public have reported that socially disadvantaged populations, such as women (Fancourt et al., 2021; Fiorillo et al., 2020; O'Connor et al., 2020; Pierce et al., 2020), young adults (Fancourt et al., 2021; O'Connor et al., 2020; Twenge & Joiner, 2020; Ueda et al., 2020), lower-income groups (Fancourt et al., 2021; Kikuchi et al., 2020; Ueda et al., 2020), people with lower education attainment (Fancourt et al., 2021), lower socioeconomic groups (O'Connor et al., 2020), and unemployed persons (Ueda et al., 2020) had a higher risk of a depressive state during the pandemic. People living alone (Fancourt et al., 2021) or with children (Fancourt et al., 2021, Pierce et al., 2020; Twenge & Joiner, 2020) are also more likely to suffer in their mental health.

Individuals who provide informal care to their family members—also known as informal caregivers—are known to experience higher mental distress than the general population, even before the current pandemic (Roth, Fredman & Haley, 2015). During the pandemic, disruptions in the formal care system (World Health Organization, 2020) and medical care system (Rubin, 2020; Wright, Salazar, Mirica, Volk & Schiff, 2020) have increased the necessity of more intense informal care at home. Moreover, the nature of COVID-19, with its particularly high fatality rate in the elderly (Docherty et al., 2020; Matsunaga et al., 2020), may have required caregivers to take stricter precautions against infection in their daily lives. These issues raise concerns that mental health deterioration might be more severe among informal caregivers during the pandemic. In Japan, which has the highest proportion of people aged ≥65 in the world (World Health Organization, 2015), there are about 7 million informal caregivers in 2016 (Statistics Bureau of Japan, 2016). Although the long-term care insurance system was introduced in 2000, the role of informal caregivers is still important (Tamiya et al., 2011; Tokunaga, Hashimoto & Tamiya, 2015). Therefore, the negative effect of the COVID-19 pandemic on mental health of informal caregivers in Japan, if any, is a matter of great interest for Japanese people and policy makers. This topic also should be informative for the other countries experiencing the increasing number of older people and informal caregivers (World Health Organization, 2015).

To date, limited evidence has documented the mental health deterioration among caregivers during the COVID-19 pandemic. Studies have reported increased subjective psychological burden and stress (Archer, Reiboldt, Claver & Fay, 2021; Borges-Machado, Barros, Ribeiro & Carvalho, 2020; Carpinelli Mazzi et al., 2020; Giebel et al., 2021; Rainero et al., 2021; Sheth, Lorig, Stewart, Parodi & Ritter, 2021; Tsapanou et al., 2021), reduced self-rated wellbeing (Borges-Machado et al., 2020), worsened depressive symptoms (Altieri & Santangelo, 2021), and more concerns or excessive demands due to COVID-19 (Budnick et al., 2021) among informal caregivers of persons with dementia. Female gender (Carpinelli Mazzi et al., 2020), longer periods of lockdown isolation (Carpinelli Mazzi et al., 2020), and reduced social support service use (Giebel et al., 2021) have also been associated with more severe anxiety and depression among informal caregivers of people living with dementia. However, existing research has compared mental health before and after the pandemic only among informal caregivers. Given that mental health has also worsened among the general population (Czeisler et al., 2020; Fiorillo et al., 2020; Gilan et al., 2020; Kikuchi et al., 2020; O'Connor et al., 2020; Pierce et al., 2020; Twenge & Joiner, 2020; Ueda et al., 2020), whether mental health among caregivers was more affected compared to non-caregivers remains unclear. Only one study from the United States reported that perceived food insecurity and financial worries during the pandemic were more likely to be worse among caregivers compared to non-caregivers (Beach, Schulz, Donovan & Rosland, 2021) . Still, it remains unclear whether the psychological effect of the pandemic was larger among caregivers compared to non-caregivers in Japan, where formal care services under the long-term care insurance system have been provided.

To bridge this knowledge gap, we used a large-scale nationwide internet survey in Japan to examine the following three questions. First, was informal caregiving associated with mental health deterioration during the pandemic? Second, did the association between informal caregiving and changes in mental health depend on caregiving intensity? Third, did this association vary by caregiver gender?

2. Methods

2.1. Data source and study population

We used the data of individuals aged 15–79 years from the Japan COVID-19 and Society Internet Survey (JACSIS) study. JACSIS is a nationwide, web-based, self-reported survey to investigate how the COVID-19 pandemic affected people's daily lives in Japan (Miyawaki, Tabuchi, Tomata & Tsugawa, 2021; Okubo et al., 2021). The survey was managed by a major internet research agency with 2.3 million qualified individuals (Rakuten Insight, 2021) that has been used in previous studies (Tabuchi et al., 2016; Tabuchi, Shinozaki, Kunugita, Nakamura & Tsuji, 2019). We distributed the questionnaire to 224,389 individuals aged 15–79 years from August 25, 2020, to September 30, 2020, using stratified random sampling by gender, age, and prefecture category, covering all 47 prefectures in Japan. We distributed the questionnaire until the number of participants reached the target for each gender, age, and prefecture category (28,000 in total), and the final participation rate was 12.5% (28,000 of 224,389). Individuals who consented to participate in the survey accessed the designated website to answer the questionnaire about their health conditions, sociodemographic characteristics, lifestyle, and informal caregiving status. Participants had the options of not responding to any part of the survey and discontinuing the survey at any point. We excluded 2518 individuals with unnatural or inconsistent responses based on the algorithm we developed (Tabuchi et al., 2016, 2019) (Supplementary Methods 1). The final participants consisted of 25,482 individuals (91.0% of the total survey respondents). This study was approved by the Ethics Committees of the Osaka International Cancer Institute (No. 20084) and the University of Tokyo (No. 2020337NI).

2.2. Exposure variables

The primary exposure variable was participants’ informal caregiving status. Caregiving status was dichotomized (1 = “Providing care primarily” or “Providing care, but not primarily”; 0 = “Not providing”) according to the question “Are you currently caring for family members who are 40 years or older?” The secondary exposure variable was the intensity of informal caregiving, measured based on hours spent on care per day. For participants who provided informal care, we asked the intensity of informal caregiving using four choices: “Almost all day,” “About half a day,” “Two or three hours a day,” and “When needed.” We subcategorized informal caregivers to the “high intensity” group (“Almost all day,” “About half a day,” or “Two or three hours a day”) and the “low intensity” group (“When needed”) (Miyawaki et al., 2020). The participants were thus classified into “high intensity,” “low intensity,” and “caregiving, no.”

2.3. Outcome variables

The primary outcomes consisted of three mental health deterioration indicators: increased loneliness, self-reported deterioration in mental health, and incidence of new suicidal ideation during the pandemic.

We identified whether the participants developed the increased loneliness according to the response to the question “Do you feel lonely more frequently compared to before the COVID-19 pandemic (January 2020)?” and dichotomized the answer (1 = always, often, sometimes, occasionally; 0 = never). We also determine whether the participants incurred the self-reported deterioration in mental health according to the response to the question “How did mental health change in the past month from before the COVID-19 pandemic (January 2020)?” and dichotomized the answer (1 = much worsened, little worsened; 0 = much improved, improved, not sure). We also asked, “Have you wished to die since April 2020?”, with three mutually exclusive responses (“experienced for the first time,” “experienced since before April 2020,” and “never”). After excluding 2060 individuals who had experienced suicidal ideation since before April 2020 (response 2) according to this question, the incidence of new suicidal ideation was dichotomized (1 = experienced for the first time; 0 = never).

2.4. Adjustment variables

We adjusted for the participants’ demographics (gender and age [15–19 years old and 10-year age groups from 20 to 79]), socioeconomic status, and health-related characteristics. Socioeconomic status included marital status (married, never married, widowed, and separated), education attainment (junior high school, high school, college or higher, and others), employment status (employer, self-employed, regular employee, non-regular employee, and unemployed), and income level. Income level was based on self-reported household income and categorized into four groups using the tertiles of household equivalent income (high = more than 4.3 million JPY [reference], medium = 2.5 to 4.3 million JPY, or low = less than 2.5 million JPY) and an indicator for those who refused to respond to this question. Health-related characteristics included self-rated good health and dummy variables for eight self-reported past medical histories (hypertension, diabetes, asthma, coronary artery disease, stroke, chronic obstructive pulmonary disease, cancer, and mental illness). We defined self-rated good health as “very good” or “good” on the 5-point Likert scale question, which asked whether self-rated health status was “very good,” “good,” “moderate,” “bad,” or “very bad.”

2.5. Statistical analysis

First, we compared the participants’ demographics, socioeconomic status, and health-related characteristics between informal caregivers and non-caregivers. To account for the possibility that those who responded to the internet-based survey may have differed from the general population, we adjusted our estimates with inverse probability weighting (IPW), using the inverse of the estimated probability of participating in the survey, i.e., propensity score (Schonlau, 2009). To calculate the propensity score, we combined the data of the survey (JACSIS) with a widely-used nationwide population-based survey representative of the Japanese population (the 2016 Comprehensive Survey of Living Conditions of People on Health and Welfare by the Ministry of Health, Labour and Welfare) (Ministry of Health, Labour & Welfare, a) and fitted a logistic regression model including demographics, socioeconomic status, and health-related characteristics. The same approach of IPW using the same survey (JACSIS) has been used in previous studies (Miyawaki et al., 2021; Okubo et al., 2021), and the details of the IPW calculation are described in Supplementary Methods 2.

Second, we examined the association between informal caregiving status and the incidence of mental health deterioration: increased loneliness, self-reported deterioration in mental health, and new suicidal ideation. For each outcome, we constructed a weighted multivariable logistic regression model that adjusted for demographics, socioeconomic status, and health-related characteristics. We used standard errors clustered at the prefecture level to account for the potential correlation of participants in the same prefecture. To calculate adjusted rates of mental health deterioration, we used marginal standardization (also known as predictive margins or margins of response). For each participant, we calculated predicted probabilities of mental health deterioration with the exposure fixed at each category and then averaged over the distribution of the adjustment variables in our sample.

Third, we repeated the analyses by substituting the intensity of informal caregiving for the exposure. Fourth, we conducted stratified analyses by participants’ gender. We formally tested whether the association between informal caregiving and the outcomes varied by the participants’ genders (i.e., whether the difference in the differential effect of informal caregiving was statistically significant) following the method of Karaca-Mandic, Norton and Dowd (2012). The threshold for significance was P<0.05. All statistical analyses were conducted using Stata version 15 (College Station, TX, USA; StataCorp LLC.)

2.6. Sensitivity analyses

We conducted several sensitivity analyses. First, we additionally adjusted for indicators of participants’ residential prefectures (prefecture fixed effects) to effectively compare caregivers and non-caregivers within the same prefecture. Second, to investigate whether the association between caregiving status and mental health deterioration varied depending on regional COVID-19 outbreak situations, we stratified the participants into two groups based on the median of the cumulative number of confirmed cases (44.7 cases) per 100,000 population between January 15, 2020 (the day the first case of COVID-19 was identified in Japan), and August 24, 2020 (the day before starting the survey) (J.A.G, 2021). Third, to consider the possible different characteristics of informal caregivers younger than 18 years old (“young caregivers”) (Wong, 2017), we compared the results after excluding individuals younger than 18 years old.

3. Results

3.1. Characteristics of participants

Of the 25,482 participants analyzed, 12,809 (50.3%) were women and 2500 (9.8%) provided informal care. Informal caregivers were less likely than non-caregivers to be married and more likely to report comorbidities (Table 1 ). Among 2500 informal caregivers, 1326 (53.0%) were the high-intensity caregivers. By the kinship of the care recipient, provision of care to a parent, a parent-in-law, a grandparent (including in-law), and a spouse accounted for 49.2%, 17.3%, 11.1% and 9.0%, respectively. 85.5% of individuals caring for their spouse were high-intensity caregivers, while the high-intensity caregivers consisted of only 37.5% among informal caregivers of their parent. Informal caregivers younger than 18 years old (young caregivers) accounted for 1.1% in our population.

Table 1.

Characteristics of participants by informal caregiving status.

Total (n = 25,482) Caregiving, Yes (n = 2500) Caregiving, No (n = 22,982) P-value*
Female 12,809 (50.3) 1047 (41.9) 11,762 (51.2) 0.09
Age, Mean (SD), yr 48.8 (17.4) 46.3 (15.9) 49.1 (17.3) 0.31
Income level 0.060
High 7336 (28.8) 905 (36.2) 6431 (28.0)
Medium 6817 (26.8) 554 (22.1) 6264 (27.3)
Low 5733 (22.5) 716 (28.6) 5018 (21.8)
Unanswered 5595 (22.0) 326 (13.0) 5270 (22.9)
Employment status 0.047
Employer 1008 (4.0) 217 (8.7) 791 (3.4)
Self-employed 2008 (7.9) 391 (15.6) 1617 (7.0)
Regular employee 7876 (30.9) 592 (23.7) 7284 (31.7)
Non-regular employee 4869 (19.1) 462 (18.5) 4407 (19.2)
Unemployed 9722 (38.2) 838 (33.5) 8884 (38.7)
Marital status <0.001
Married 16,100 (63.2) 1305 (52.2) 14,796 (64.4)
Never married 6046 (23.7) 396 (15.9) 5649 (24.6)
Widowed 1949 (7.7) 697 (27.9) 1252 (5.5)
Divorced 1387 (5.4) 102 (4.1) 1284 (5.6)
Educational Attainment 0.25
Junior high school 1732 (6.8) 98 (3.9) 1634 (7.1)
High school 9640 (37.8) 875 (35.0) 8766 (38.1)
College or higher 13,903 (54.6) 1518 (60.7) 12,385 (53.9)
Others 207 (0.8) 10 (0.4) 197 (0.9)
Self-rated health (good or very good) 10,249 (40.2) 1004 (40.2) 9245 (40.2) 0.99
Comorbidities
Hypertension 6963 (27.3) 1124 (45.0) 5839 (25.4) <0.001
Diabetes 2711 (10.6) 746 (29.8) 1966 (8.6) <0.001
Asthma 3573 (14.0) 808 (32.3) 2765 (12.0) <0.001
Acute coronary syndrome 1686 (6.6) 621 (24.8) 1065 (4.6) <0.001
Stroke 1288 (5.1) 603 (24.1) 686 (3.0) <0.001
COPD 1103 (4.3) 584 (23.4) 520 (2.3) <0.001
Cancer 2185 (8.6) 590 (23.6) 1594 (6.9) <0.001
Depression, Mental disorder 3807 (14.9) 891 (35.6) 2916 (12.7) <0.001

The numbers are No. (%), except for age. The analyses were weighted to account for selection in an internet survey. Due to weighting, the sum of caregivers and non-caregivers did not necessarily equal to the number of total participants. Self-rated good health was defined as “very good” or “good” for the 5-point Likert scale question, which asked if self-rated health status was “very good,” “good,” “moderate,” “bad,” or “very bad.”.

COPD: Chronic obstructive pulmonary disease.

P values were calculated using t-test for age and chi-square test for the other discrete variables.

3.2. Informal caregiving and mental health deterioration

Crude incidence rates of increased loneliness, self-reported deterioration in mental health, and new suicidal ideation were higher among informal caregivers compared to non-caregivers (Table 2 ). After adjusting for potential confounders, informal caregivers were more likely to experience increased loneliness (adjusted incidence rate 42.5% vs. 27.2%; adjusted odds ratio [aOR] 2.16; 95% confidence interval [CI] 1.70–2.76; p<0.001), self-reported deterioration in mental health (24.4% vs. 17.8%; aOR 1.54; 95% CI 1.14–2.08; p = 0.004), and new suicidal ideation (10.1% vs. 3.7%; aOR 3.65; 95% CI 1.92–6.92; p<0.001), compared to non-caregivers (Fig. 1 and Table 2).

Table 2.

Association of informal caregiving with increased loneliness, self-reported deterioration in mental health, and incidence of new suicidal ideation.

No. of participants Incidence, n (%) Adjusted rate,% (95% CI) Adjusted OR (95% CI) P-value
Increased loneliness
Caregiving, Yes 2500 1301 (52.0) 42.5 (37.1, 47.9) 2.16 (1.70, 2.76) <0.001
Caregiving, No 22,982 6007 (26.1) 27.2 (25.8, 28.6) Reference
Self-reported deterioration in mental health
Caregiving, Yes 2500 641 (25.6) 24.4 (19.5, 29.2) 1.54 (1.14, 2.08) 0.004
Caregiving, No 22,982 4079 (17.8) 17.8 (16.3, 19.4) Reference
Incidence of new suicidal ideation
Caregiving, Yes 2033 275 (13.5) 10.1 (5.8, 14.5) 3.65 (1.92, 6.92) <0.001
Caregiving, No 21,389 760 (3.6) 3.7 (2.9, 4.5) Reference

OR, odds ratio; CI, confidence interval.

We used multivariable logistic regression models using inverse probability weighting. The analyses were weighted to account for selection in an internet survey. Standard errors were clustered at the prefectural level to account for the potential correlation of participants in the same prefecture. We adjusted for caregiver gender, age, marital status, educational attainment, self-rated health, income, employment status, and indicators of comorbidities. Adjusted rates were calculated using marginal standardization. In the analysis for the incidence of new suicidal ideation, we excluded 2060 participants who had suicidal ideation before the COVID-19 pandemic.

Fig. 1.

Fig. 1

Adjusted rates of increased loneliness, self-reported deterioration in mental health, and incidence of new suicidal ideation by informal caregiving.

Adjusted rates of increased loneliness, self-reported deterioration in mental health, and incidence of new suicidal ideation by informal caregiving status were estimated using marginal standardization (also known as predictive margins or margins of response). Logistic regression models with standard errors clustered at the prefecture level was applied with adjustment for the caregiver gender, age, marital status, educational attainment, self-rated health, income, employment status, and indicators of comorbidities. In the analysis for the incidence of new suicidal ideation, we excluded 2060 participants who had suicidal ideation before the COVID-19 pandemic. Error bars show the 95% confidence intervals.

3.3. Intensity of informal caregiving and mental health deterioration

Individuals who provided high-intensity caregiving had the highest adjusted rate of increased loneliness at 46.1%, followed by 39.6% for individuals who provided low-intensity caregiving and 27.1% for non-caregivers (p-for-trend<0.001; Table 3 ). This “dose–response” relationship was found for self-reported deterioration in mental health (25.6% for the high-intensity group, 23.4% for the low-intensity group, and 17.8% for the non-caregivers; p-for-trend=0.022) and new suicidal ideation (15.0%, 5.2%, and 3.6%; p-for-trend<0.001).

Table 3.

Association of informal caregiving with increased loneliness, self-reported deterioration in mental health, and incidence of new suicidal ideation, by intensity of caregiving.

No. of participants Incidence, n (%) Adjusted rate,% (95% CI) Adjusted OR (95% CI) P-value P-value for trend*
Increased loneliness <0.001
Caregiving, High intensity 1326 841 (63.4) 46.1 (34.4, 57.8) 2.56 (1.52, 4.31) <0.001
Caregiving, Low intensity 1174 460 (39.2) 39.6 (34.8, 44.3) 1.89 (1.51, 2.37) <0.001
Caregiving, No 22,982 6007 (26.1) 27.1 (25.7, 28.5) Reference
Self-reported deterioration in mental health 0.022
Caregiving, High intensity 1326 358 (27.0) 25.6 (15.4, 35.7) 1.66 (0.91,3.02) 0.100
Caregiving, Low intensity 1174 283 (24.1) 23.4 (19.8, 27.0) 1.45 (1.15, 1.83) 0.002
Caregiving, No 22,982 4079 (17.8) 17.8 (16.3, 19.4) Reference
Incidence of new suicidal ideation <0.001
Caregiving, High intensity 990 235 (23.7) 15.0 (6.9, 23.1) 6.39 (2.73, 14.94) <0.001
Caregiving, Low intensity 1043 40 (3.8) 5.2 (2.7, 7.7) 1.56 (0.83, 2.93) 0.17
Caregiving, No 21,389 760 (3.6) 3.6 (2.9, 4.4) Reference

OR, odds ratio; CI, confidence interval.

We used multivariable logistic regression models using inverse probability weighting. The analyses were weighted to account for selection in an internet survey. Standard errors were clustered at the prefectural level to account for the potential correlation of participants in the same prefecture. We adjusted for caregiver gender, age, marital status, educational attainment, self-rated health, income, employment status, and indicators of comorbidities. Adjusted rates were calculated using marginal standardization. According to the hours of caregiving, individuals providing informal care were categorized to “high intensity (2–3 h per day or more)” and “low intensity (Support when needed).” In the analysis for the incidence of new suicidal ideation, we excluded 2060 participants who had suicidal ideation before the COVID-19 pandemic. *P values for trend tests assessed the trends in the incidence of outcomes.

3.4. Informal caregiving and mental health deterioration, by caregiver gender

Among both women and men, informal caregivers were more likely to experience increased loneliness (43.7% vs. 28.5%; p<0.001 for women and 58.0% vs. 23.7%; p<0.001 for men) and new suicidal ideation (12.5% vs. 4.1%; p<0.001 for women and 14.4% vs. 3.0%; p = 0.002 for men) than non-caregivers. In contrast, informal caregiving was associated with self-reported deterioration in mental health among women (aOR 2.19; 95% CI 1.49–3.21; p<0.001) but not men (aOR 1.08; 95% CI 0.75–1.56; p = 0.69; Table 4 ). The difference in the differential effect of informal caregiving between genders was statistically significant (p = 0.013).

Table 4.

Association of informal caregiving with increased loneliness, self-reported deterioration in mental health, and incidence of new suicidal ideation, by gender.

Women (n = 12,809) Men (n = 12,673)
No. of participants Incidence, n (%) Adjusted OR
(95% CI)
P-value No. of participants Incidence, n (%) Adjusted OR
(95% CI)
P-value
Increased loneliness
Caregiving, Yes 1047 457 (43.7) 2.06 (1.48, 2.87) <0.001 1454 843 (58.0) 2.30 (1.56, 3.37) <0.001
Caregiving, No 11,762 3351 (28.5) Reference 11,219 2656 (23.7) Reference
Self-reported deterioration in mental health*
Caregiving, Yes 1047 353 (33.7) 2.19 (1.49, 3.21) <0.001 1454 288 (19.8) 1.08 (0.75, 1.56) 0.69
Caregiving, No 11,762 2333 (19.8) Reference 11,219 1746 (15.6) Reference
Incidence of new suicidal ideation
Caregiving, Yes 917 114 (12.5) 4.42 (2.22, 8.80) <0.001 1117 161 (14.4) 2.41 (1.39, 4.17) 0.002
Caregiving, No 10,800 444 (4.1) Reference 10,588 316 (3.0) Reference

OR, odds ratio; CI, confidence interval. We used multivariable logistic regression models using inverse probability weighting. Because of weighting, the sum of men and women did not necessarily equal to the number of total respondents. The analyses were weighted to account for selection in an internet survey. Standard errors were clustered at the prefectural level to account for the potential correlation of participants in the same prefecture. We adjusted for caregiver gender, age, marital status, educational attainment, self-rated health, income, employment status, and indicators of comorbidities. Adjusted rates were calculated using marginal standardization. In the analysis for the incidence of new suicidal ideation, we excluded 1092 women and 968 men who had suicidal ideation before the COVID-19 pandemic. *The difference in the differential effect of informal caregiving between genders was statistically significant (p = 0.013) for self-reported deterioration in mental health.

3.5. Sensitivity analyses

Our findings were largely unaffected by including prefecture fixed effects (Supplementary Tables 1–3). When stratified by the local COVID-19 epidemic level, informal caregivers were more likely to experience increased loneliness, self-reported deterioration in mental health, and new suicidal ideation, regardless of the epidemic level (Supplementary Table 4 and Supplementary Table 5). Analyses excluding the study participants younger than 18 years old showed the similar results (Supplementary Table 6 and Supplementary Table 7).

4. Discussion

In this cross-sectional study of 25,482 individuals from the general population in Japan using a nationwide survey, we showed that informal caregivers were more likely to experience increased loneliness, self-reported deterioration in mental health, and new suicidal ideation than non-caregivers during the COVID-19 pandemic. We also observed higher incidence rates of mental health deterioration associated with increased intensity of caregiving. Stratified analysis by gender showed informal caregiving was associated with self-reported deterioration in mental health only among women. Taken together, our findings reveal that caregivers were more vulnerable to the pandemic compared to non-caregivers.

4.1. Comparisons with previous studies

Our findings add to a body of work that has explored the mental condition of caregivers during the COVID-19 pandemic. One study from the United States reported worse mental health and fatigue among informal caregivers compared to non-caregivers during the pandemic (Park, 2021). Another from Japan identified informal caregiving as one of the risk factors for worse mental health during the pandemic (Yoshioka et al., 2021). However, these studies did not focus on the change in mental health from before to during the pandemic. Caregivers have a higher rate of mental health problems than non-caregivers, even before the pandemic. Thus, to uncover whether mental health has been more affected among informal caregivers than non-caregivers during the pandemic, comparing their changes in mental health status is essential. A recent study from the United States compared perceived changes in loneliness, food insecurity, and financial worries due to COVID-19 between caregivers and non-caregivers, reporting worse changes among caregivers in food insecurity and financial worries but not loneliness (Beach et al., 2021). In contrast, our data showed the mental health deterioration during the pandemic among informal caregivers was more severe than that of non-caregivers, especially when providing high-intensity care. The different results between the United States and Japan regarding increased loneliness may be partly due to different epidemic levels between the two countries. The United States has experienced a much worse pandemic situation (with total case numbers per million people by the end of September 2020, of 680 in Japan and 22,000 in the United States (The World Bank, 2021, World Health Organization, 2021). The general population in the United States, regardless of informal caregiving status, might have experienced serious loneliness due to stricter physical distancing policies. A strength of the current study was that we compared the psychological effect of the pandemic among caregivers and non-caregivers using nationwide participants, covering a broad population.

Self-reported deterioration in mental health was more prominent among women caregivers than men. Our finding is compatible with a previous study from the United States, reporting worse physical, psychological, and social outcomes among women caregivers (Beach et al., 2021) . Using a large national survey of more than 25,000 participants, we showed that this gender difference also exists in Japan regarding the self-reported deterioration in mental health between informal caregivers and non-caregivers.

We observed no statistically significant difference by prefecture epidemic level in the association between informal caregiving and mental health deterioration. A report from Italy showed longer isolation due to lockdown was associated with more serious anxiety and depression in caregivers of persons with dementia (Carpinelli Mazzi et al., 2020). In Japan, the number of COVID-19 cases has been much smaller than in Italy (with total case numbers per million people by the end of September 2020, of 680 in Japan and 5400 in Italy (The World Bank, 2021, World Health Organization, 2021), and Japan did not implement strict lockdown with penalties like Italy(Yamamoto, Uchiumi, Suzuki, Yoshimoto & Murillo-Rodriguez, 2020). Therefore, fewer regional differences existed in the lockdown situation by prefecture in Japan. Accordingly, we may not have observed a statistically significant difference in the epidemic level by residential prefecture. Regional differences may be revealed with analysis by smaller areas such as local municipalities, but this is beyond the scope of our study.

4.2. Possible mechanisms

Several possible mechanisms could explain the worse mental health deterioration among informal caregivers. First, the COVID-19 pandemic might have amplified the concern of informal caregivers about the health of care recipients. Individuals requiring care, mostly older people with underlying diseases, are at higher risk of severe disease if they become infected (Docherty et al., 2020; Matsunaga et al., 2020). Therefore, it is plausible for informal caregivers to fear COVID-19. Second, limited access to formal care services might have increased informal caregivers’ burden and negatively impacted the mental health of caregivers, even under the long-term care insurance system, which has been introduced since 2000 in Japan (Tamiya et al., 2011). One study from Japan observed a reduction in the use of outpatient formal care services during the COVID-19 pandemic (Ito et al., 2021), and another from the United Kingdom reported that reduced access to social support services during the pandemic was associated with worse wellbeing of caregivers of people living with dementia (Giebel et al., 2021) . Home confinement of people with dementia has also been reported to deteriorate activities of daily living and worsen behavioral and psychological symptoms (Borges-Machado et al., 2020), leading to higher needs for informal care. Therefore, the observed mental health deterioration among informal caregivers might be partly due to decreased use of formal care services and increased burden of informal care.

Stratified by gender, we found self-reported deterioration in mental health was more severe among women informal caregivers. Even before the current pandemic, women caregivers were more likely to experience physical and psychological health issues than were men caregivers (Pinquart & Sörensen, 2003). A meta-analysis reported women caregivers were more likely to provide with higher number of tasks and for longer hours of care (Pinquart & Sörensen, 2003), and another report from Japan indicated that female informal caregivers tended to care for older recipients and with more severe cognitive impairment (Sugiura, Ito & Mikami, 2004), resulting in a greater burden than for male caregivers. Other studies have suggested that informal caregiving was associated with higher incidence and mortality rates of cardiovascular disease, especially among women (Miyawaki et al., 2017; Miyawaki, Tanaka, Kobayashi & Kawachi, 2019). Additionally, previous studies of the general population have reported that female gender was associated with worse mental health during the COVID-19 pandemic (Fancourt et al., 2021; Fiorillo et al., 2020; O'Connor et al., 2020; Pierce et al., 2020). Our findings may indicate that women informal caregivers, who were already facing a higher level of distress before the pandemic, have been more affected psychologically by it. For example, the nationwide school closure from March to April or May 2020, in Japan (Hiraoka & Tomoda, 2020) might have forced women caregivers to take care of their children at the same time. Also, female caregivers, who provided care more intensely than male caregivers, may have been affected more severely by the limited accessibility of formal care services during the pandemic than male caregivers (Ito et al., 2021).

4.3. Implications

Our study highlights that informal caregivers experienced more serious mental health deterioration during the COVID-19 pandemic. Appropriate support to mitigate informal caregivers’ burden is urgently required. In particular, prioritizing vulnerable populations such as women and high-intensity informal caregivers is essential. For example, support for formal care services providers are important to make sure care recipients and informal caregivers have access to necessary formal care services. Since April 2020, the Ministry of Health, Labour and Welfare of Japan has begun the subsidy program for home care services providers (Ministry of Health, Labour & Welfare, b). In this subsidy program, if a home care services user suspended the use of formal care service for longer than one month for some reason, home care service providers are encouraged to confirm the suspending user's wish and to assess the necessary support for them. This kind of support could improve the access to the formal care services and alleviate the stress of care recipients and their informal caregivers.

4.4. Limitations

This study has several limitations. First, it was limited to respondents to an internet-based survey, which had a low response rate (12.5%). This could lead to the possibility of sampling bias, and caution is needed when applying the results of this study to the general population. However, to reduce these limitations, we adjusted our estimates with IPW using a nationally representative sample to maximize the external validity of the study. Second, although we evaluated longitudinal change in mental health status during the pandemic, the possibility of reverse causation remains, due to the cross-sectional design of the study. For example, a person who quits their job due to mental health deterioration might be pushed to provide care to their parent. Third, we evaluated mental health deterioration by self-reported responses to a single question for each outcome, and not by validated indicators, which should be addressed in future studies. Fourth, we used a self-reported response to measure the intensity of informal care and categorized informal caregivers to the “high intensity” group (“Almost all day,” “About half a day,” or “Two or three hours a day”) and the “low intensity” group (“When needed”), following the previous study which defined the provision of care for longer than 3 hour a day as “long-hours of informal caregiving” (Miyawaki et al., 2020). Still, provision of care “when need”, categorized into a “low intensity” group, could be subjective, and the actual intensity may vary from person to person. Fifth, we could not consider some factors which could influence informal caregivers’ burden, such as the underlying diseases of care recipients and the type of formal care services they use, because these data were not available in this survey. Particular diseases of care recipients or lack of certain types of formal care services may be related to even worse mental health deterioration among informal caregivers, which should be investigated in future studies.

5. Conclusion

This study using a nationwide survey in Japan showed that informal caregivers experienced a higher rate of mental health deterioration during the COVID-19 pandemic compared to non-caregivers. In particular, informal caregivers providing high-intensity care and women caregivers were more likely to experience mental health deterioration during the pandemic, suggesting an unequal burden of care in the midst of a pandemic. Our findings highlight the importance of support for informal caregivers during the current and future pandemics.

CRediT authorship contribution statement

Yuta Taniguchi: Conceptualization, Methodology, Formal analysis, Software, Writing – original draft. Atsushi Miyawaki: Conceptualization, Methodology, Formal analysis, Software, Visualization, Writing – review & editing. Yusuke Tsugawa: Writing – review & editing. Hiroshi Murayama: Writing – review & editing. Nanako Tamiya: Writing – review & editing. Takahiro Tabuchi: Supervision, Methodology, Resources, Data curation, Investigation, Funding acquisition, Writing – review & editing.

Declaration of Competing Interest

The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.

Footnotes

Supplementary material associated with this article can be found, in the online version, at doi:10.1016/j.archger.2021.104531.

Appendix. Supplementary materials

mmc1.doc (199.5KB, doc)

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