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. 2021 Oct 19;16(10):e0258754. doi: 10.1371/journal.pone.0258754

Feasibility of CPAP application and variables related to worsening of respiratory failure in pregnant women with SARS-CoV-2 pneumonia: Experience of a tertiary care centre

Paola Faverio 1,‡,*, Sara Ornaghi 2,, Anna Stainer 1, Francesca Invernizzi 2, Mara Borelli 1, Federica Brunetti 3, Laura La Milia 2, Valentina Paolini 1, Roberto Rona 1,4, Giuseppe Foti 1,4, Fabrizio Luppi 1, Patrizia Vergani 2, Alberto Pesci 1
Editor: Alessandro Marchioni5
PMCID: PMC8525751  PMID: 34665818

Abstract

Continuous positive airway pressure (CPAP) has been successfully applied to patients with COVID-19 to prevent endotracheal intubation. However, experience of CPAP application in pregnant women with acute respiratory failure (ARF) due to SARS-CoV-2 pneumonia is scarce. This study aimed to describe the natural history and outcome of ARF in a cohort of pregnant women with SARS-CoV-2 pneumonia, focusing on the feasibility of helmet CPAP (h-CPAP) application and the variables related to ARF worsening. A retrospective, observational study enrolling 41 consecutive pregnant women hospitalised for SARS-CoV-2 pneumonia in a tertiary care center between March 2020 and March 2021. h-CPAP was applied if arterial partial pressure of oxygen to fraction of inspired oxygen ratio (PaO2/FiO2) was inferior to 200 and/or patients had respiratory distress despite adequate oxygen supplementation. Characteristics of patients requiring h-CPAP vs those in room air or oxygen only were compared. Twenty-seven (66%) patients showed hypoxemic ARF requiring oxygen supplementation and h-CPAP was needed in 10 cases (24%). PaO2/FiO2 was significantly improved during h-CPAP application. The device was well-tolerated in all cases with no adverse events. Higher serum C reactive protein and more extensive (≥3 lobes) involvement at chest X-ray upon admission were observed in the h-CPAP group. Assessment of temporal distribution of cases showed a substantially increased rate of CPAP requirement during the third pandemic wave (January-March 2021). In conclusion, h-CPAP was feasible, safe, well-tolerated and improved oxygenation in pregnant women with moderate-to-severe ARF due to SARS-CoV-2 pneumonia. Moderate-to-severe ARF was more frequently observed during the third pandemic wave.

Introduction

Severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) infection causing coronavirus disease 2019 (COVID-19) was declared a global pandemic in March 2020. COVID-19-related pulmonary manifestations are broad, ranging from mild respiratory symptoms without supplemental oxygen requirements to pneumonia and acute respiratory distress syndrome (ARDS) with severe acute respiratory failure (ARF) [1]. In more severe cases, the use of continuous positive airway pressure (CPAP) through helmet and prone positioning has been largely described [2, 3].

Helmet CPAP (h-CPAP) has been recommended in recent guidelines as the first non-invasive respiratory support choice for patients with COVID-19 and moderate-to-severe ARF [4, 5]. Its success is mainly due to the possibility of being applied outside the intensive care unit and to prevent the need for endotracheal intubation (ETI). Furthermore, helmet has the least amount of particle dispersion and air contamination among all noninvasive devices.

Direct effects of SARS-CoV-2 infection on pregnant women and their newborns have been extensively studied, with findings unanimously suggesting that moderate to severe symptomatic infection associates to adverse obstetric outcomes, including preterm birth <37 weeks and low birthweight [6, 7]. Medical intervention due to worsening of maternal ARF and need of ETI has been identified as the main risk factor for these complications [8].

In this context, the application of h-CPAP with the aim to non-invasively manage moderate-to-severe ARF, thus possibly avoiding iatrogenic preterm birth, would be of substantial interest. However, the experience regarding this approach is limited to only a few case reports [9, 10]. In the available literature, evidence supports the feasibility of h-CPAP application in adult patients with community acquired pneumonia [11]. In contrast, no evidence is available regarding helmet CPAP utilization and feasibility in pregnant women.

Here we describe the natural history and outcome of respiratory failure in a cohort of consecutive pregnant women hospitalised for SARS-CoV-2 pneumonia in a tertiary care center, with a particular emphasis on the feasibility of h-CPAP application and possible variables related to ARF worsening.

Material and methods

This was a retrospective study on consecutive pregnant women admitted to the MBBM foundation / San Gerardo University hospital, a tertiary care centre in Monza, Italy, with a diagnosis of SARS-CoV-2 pneumonia between March 1st, 2020 and March 31st, 2021. Women accessing our Emergency Department and identified as SARS-CoV-2 infected but with no evidence of pneumonia were excluded.

According to our Institutional protocol, all women with SARS-CoV-2 infection identified by Real Time Polymerase Chain Reaction (RT-PCR) on nasopharyngeal swab were required to perform a chest X-ray, as well as a complete clinical and laboratory evaluation.

Oxygen supplementation was started if arterial oxygen saturation of haemoglobin (SaO2) was <95% or if respiratory rate was ≥20 breaths/minute either at rest or after a six-minute walking test. In addition, thromboprophylaxis by low molecular weight heparin was started in all patients, and dosed according to maternal weight (4000 IU if <90 Kg, 6000 IU if ≥90 Kg, once daily).

h-CPAP was applied according to our Institutional protocol by the physician in charge if arterial partial pressure of oxygen to fraction of inspired oxygen ratio (PaO2/FIO2) was inferior to 200 and/or if patients had respiratory distress, including increased respiratory rate and/or thoracic-abdominal dyssynchrony, despite adequate oxygen supplementation. Positive end expiratory pressure (PEEP) responsiveness and titration was assessed through a h-CPAP trial performed as explained by Paolini et al. [12], Fig 1. In brief, PEEP responsiveness was evaluated comparing clinical and arterial blood gas (ABG) parameters during oxygen supplementation with h-CPAP with PEEP 0 cm H2O and other PEEP levels (5, 8 and 10 cm H2O, respectively), maintaining the same fractional concentration of oxygen in inspired air (FiO2). A PEEP-responder is defined as a subject with clinical and/or arterial blood gases improvement with h-CPAP PEEP 5, 8 or 10 cm H2O compared to h-CPAP PEEP 0 cm H2O, maintaining the same FIO2. Pregnant patients requiring h-CPAP were transferred to the high-dependency respiratory unit and underwent continuous non-invasive monitoring.

Fig 1. Description of the CPAP-trial used to differentiate PEEP responder patients from PEEP-non responder.

Fig 1

Footnotes: PEEP = Positive End-Expiratory Pressure. CPAP = continuous positive airway pressure. FIO2 = fractional concentration of oxygen in inspired air.

During the first months of the pandemic (March–July 2020), SARS-CoV-2 infected women with pneumonia received hydroxychloroquine (200 mg twice daily for seven days), alongside a third-generation cephalosporin (2 gr, once daily for seven days) as antibiotic prophylaxis. Corticosteroid therapy (betamethasone 12 mg IM 24 hour apart) was administered only to induce fetal lung maturation in case of prematurity <34 weeks’ gestation and imminent delivery.

During the subsequent months of the pandemic (August 2020 –March 2021) and after publication of the RECOVERY trial’s preliminary data [13], corticosteroid therapy was administered to all women with SARS-CoV-2 pneumonia requiring oxygen supplementation (on admission start dosage was methylprednisolone 40 mg IV once daily for ten days, followed by oral therapy titration; however, in case of worsening of ARF requiring a h-CPAP trial and in the absence of bacterial infection, methylprednisolone was increased up to 1 mg/kg/die). In addition, use of hydroxychloroquine was discontinued from May 2020, due to the lack of efficacy in COVID-19 patients [14] and antibiotic therapy was started only if a superimposed bacterial infection was suspected.

Fetal monitoring in women with SARS-CoV-2 pneumonia was performed by non-stress-test (twice daily) and biophysical profile with ultrasound scan (once daily).

Information on patients’ demographic characteristics, obstetric history, course of pregnancy, laboratory and radiological data, and respiratory parameters were collected by reviewing the electronic medical records (S.O., P.F., F.I., A.S. and M.B.) and registered in a dedicated logbook. Radiological involvement and extension at chest X-ray were reviewed independently by two pulmonologists and disagreements were resolved by a third senior pulmonologist.

The study was approved by the Institutional Review Board of the University of Milano Bicocca (3140/2020). Written informed consent was obtained by patients included in the study.

Statistical analyses

Assessment of normality was performed by means of Kolmogorov–Smirnov test. Statistical analyses included Chi-Square test or Fischer Exact test for categorical variables, and independent Student’s T-test or Mann-Whitney’s test for continuous variables.

Statistical significance was set at P < .05 (SPSS software, version 27; Prism software, version 7).

Results

Clinical features of the study cohort

During the study period, 41 consecutive pregnant women were diagnosed with SARS-CoV-2 pneumonia and admitted to the MBBM Foundation / San Gerardo Hospital, Monza, Italy. Patients were stratified according to the maximum oxygen and ventilatory support required, Fig 2.

Fig 2. Study flow chart.

Fig 2

Footnotes: CPAP = continuous positive airway pressure. ETI = endotracheal intubation. CS = caesarean section.

General and obstetric characteristics of the cohort are summarised in Table 1. All pregnancies were spontaneously conceived and none of the women were active smokers during gestation. In 5 (12.2%) cases, relevant comorbidities were identified, including diabetes mellitus (n = 1), asthma (n = 2), and chronic hypertension (n = 2). Overall, 21 (51.2%) women had at least one pregnancy-related complication diagnosed before hospital admission. Mean gestational age at hospital admission was 30.4 ± 5.4 weeks.

Table 1. General characteristics of pregnant women with SARS-CoV-2-induced pneumonia managed at our university center.

Variables Study population
N = 41
Maternal age (years) 32.1 ± 5.3
BAME 10 (24.4)
Pregestational BMI (Kg/m2) 25.5 ± 5.0
- ≥30 8 (19.5)
Nulliparity 14 (34.1)
GDM 13 (31.7)
HDP 1 (2.4)
Cholestasis 3 (7.3)
Threatening PTL 5 (12.2)

Footnotes: Data shown as mean ± standard deviation or number (percentage).

BAME, Black, Asian, and Minor Ethnicity; BMI, Body Mass Index; GA, gestational age; GDM, gestational diabetes mellitus; HDP, hypertensive disorders of pregnancy, including gestational hypertension and preeclampsia; PTL, preterm labor.

Four (9.8%) women were completely asymptomatic upon hospital admission, despite radiological evidence of pneumonia at chest X-ray, and they were referred to our Emergency Department after diagnosis of SARS-CoV-2 infection by nasopharyngeal swab performed because of a high-risk contact. All four patients developed symptoms of infection, including fever and cough, during the hospital stay. Among the remaining 37 patients, fever and cough were the most common symptoms reported at hospital admission (n = 26 each, 70.3%), followed by shortness of breath (n = 13, 35.1%), anosmia and ageusia (n = 8, 21.6%) and myalgia (n = 8, 21.6%). Overall, a high-risk contact was identified in 14 (34.1%) cases.

All patients underwent chest X-ray on hospital admission showing pulmonary infiltrates suggestive of pneumonia. Twenty-four (59%) cases had bilateral involvement, while lower lobes were more affected than mid-upper lobes: right and left lower lobes were affected in 28 and 23 cases, respectively, while right middle lobe was involved in 16 cases, lingula in 17 cases, right upper lobe in 4 cases and left upper lobe in 7 cases. Eight patients also performed chest computed tomography (CT) scan with contrast medium to rule out pulmonary embolism, which was diagnosed only in one case.

Continuous positive airway pressure application

Twenty-seven (66%) patients showed hypoxemic ARF requiring oxygen supplementation and 10 of them subsequently required CPAP application, using helmet, because of deterioration of gas exchange and/or respiratory distress. ABG analyses on admission (T0), on oxygen therapy immediately before h-CPAP application (T1) and during first h-CPAP application (T2) (at best PEEP value identified during CPAP trial) are summarised in Table 2 and Fig 3. PaO2, PaO2/FIO2, and arterial oxygen saturation of haemoglobin (SaO2) were significantly improved during CPAP application, while no significant changes were observed in carbon dioxide arterial partial pressure (PaCO2), serum bicarbonates (HCO3), and lactates values.

Table 2. Arterial blood gas results of the 10 patients who required continuous positive airway pressure application.

on admission (T0) pre-CPAP (T1) best during CPAP trial (T2) p (T1 vs T2)
FIO2% 21 (21–21) 65 (45–70) 50 (50–60)
pH 7.45 (7.41–7.47) 7.44 (7.41–7.49) 7.44 (7.42–7.45) 0.89
PaO2 mm Hg 80 (77.25–85.75) 103.5 (75.5–131) 175 (144–242.25) 0.033
PaO2/FiO2 ratio 375.5 (366–388.5) 153 (135–256.5) 370 (283.5–425) < 0.001
PaCO2 mm Hg 27 (23.25–28) 28.75 (26–30.25) 28 (25.75–29.63) 0.61
HCO3 mmol/L 20.5 (15.75–21.25) 21 (19.5–22.5) 21 (19.25–22) 0.38
Lactates mmol/L 1.1 (0.9–1.11) 1.1 (0.8–1.75) 0.9 (0.8–1.10) 0.066
SaO2% 96 (95.75–97.4) 98 (95.5–98.5) 99 (99–99.5) 0.038

Footnotes: Data are expressed as median (IQR). FIO2 = fractional concentration of oxygen in inspired air. PaCO2 = arterial partial pressure of carbon dioxide. PaO2 = arterial partial pressure of oxygen. HCO3 = serum bicarbonates. SaO2 = arterial oxygen saturation of haemoglobin.

Fig 3. Trajectories of PaO2/FIO2 and PaCO2 between pre-CPAP (T1) and during CPAP application (T2).

Fig 3

Footnotes: CPAP = continuous positive airway pressure. PaO2/FIO2 = arterial partial pressure of oxygen to fraction of inspired oxygen ratio. PaCO2 = arterial partial pressure of carbon dioxide.

After applying the h-CPAP trial, 8 out of 10 patients were identified as PEEP-responders. In these 8 patients h-CPAP was well tolerated and applied for three cycles per day (morning, afternoon and night), with a median (IQR) of 5 (4–9.3) days of h-CPAP use. However, three of these women showed clinical and ABG deterioration notwithstanding the h-CPAP, thus ultimately requiring ETI and invasive mechanical ventilation (IMV) on day 3, 4 and 10 after h-CPAP application, respectively. Best PEEP levels identified at h-CPAP trial were 10 cm H2O in 4 cases, 7.5 cm H2O in 1 case and 5 cm H2O in 3 cases. The two out of ten patients identified as PEEP non-responders at the h-CPAP trial continued high flow oxygen administration but eventually required ETI and IMV.

Pronation and lateral decubitus positions were started in 5 out of 10 patients undergoing h-CPAP in order to further improve ABG and clinical parameters, two of them eventually required ETI. Lateral decubitus was well tolerated by all patients, prone positioning was feasible and well tolerated in two cases, both at 22 weeks’ gestation.

No adverse events, including pneumothorax, pneumomediastinum, hemodynamic instability, or venous thrombosis of the upper limbs, were observed during h-CPAP application.

We did not identify any difference in baseline demographic variables between patients requiring h-CPAP versus room air or oxygen only, Table 3. However, women who required h-CPAP application showed higher serum C reactive protein (CRP) and more extensive (≥3 lobes and bilateral) involvement at chest X-ray upon hospital admission.

Table 3. Demographic and clinical characteristics of study participants according to the need of h-CPAP.

Variables Room air or oxygen only h-CPAP application p-value
N = 31 N = 10
Timing of infection
1st wave (Mar-Aug 2020) 10 (32.2) 0 0.040
2nd wave (Sept-Dec 2020) 16 (51.6) 3 (30.0) 0.205
3rd wave (Jan-Mar 2021) 5 (16.1) 7 (70.0) 0.003
Demographic and obstetric variables
Maternal age (years) 31.6 ±4.9 33.3 ± 6.4 0.397
BAME 7 (22.6) 3 (30.0) 0.683
Pregestational BMI ≥30 Kg/m2 4 (12.9) 4 (40.0) 0.082
Comorbidities 6 (19.4) 1 (10.0) 0.660
Nulliparity 10 (32.3) 4 (40.0) 0.712
Pregnancy complications 15 (48.4) 6 (60.0) 0.719
GA at hospital admission (weeks) 31.4 ± 5.6 29.4 ± 5.0 0.318
Laboratory data at hospital admission
White blood cells (10^3/uL) 7.93 ± 3.3 9.49 ± 4.3 0.260
Lymphocytes (10^3/uL) 1.2 ± 0.6 1.1 ± 0.7 0.560
Platelets (10^3/uL) 202.1 ± 68.5 253.8 ± 125.3 0.125
D-dimer (ng/mL) 713.4 ± 801.5 651.0 ± 539.5 0.858
(n = 28) (n = 8)
Fibrinogen (mg/dL) 512.6 ±144.2 524.8 ± 157.4 0.839
ALT (U/L) 29.7 ± 34.8 38.9 ± 28.1 0.478
LDH (U/L) 185.3 ±39.3 213.0 ± 55.3 0.111
CRP (mg/dL) 3.0 ± 2.9 6.1 ± 4.4 0.021
Chest X-ray findings upon hospital admission
Involvement of ≥3 lobes 3 (9.7) 8 (80.0) <0.001
Bilateral involvement 14 (45.2) 10 (100.0) 0.002
Lobe involvement
    • Right Lower 19 (61.3) 10 (100.0) 0.021
    • Left Lower 13 (41.9) 10 (100.0) 0.002
    • Right middle 7 (22.6) 9 (90.0) <0.001
    • Lingula 8 (25.8) 9 (90.0) <0.001
    • Right Upper 1 (3.2) 3 (30.0) 0.039
    • Left Upper 5 (16.1) 2 (20.0) 1.000

Footnotes: Data shown as mean ± standard deviation or number (percentage).

BAME, Black, Asian, and minor ethnicity; BMI, Body Mass Index; h-CPAP, helmet continuous positive airway pressure; GA, gestational age.

Interestingly, assessment of temporal distribution of cases during the three pandemic waves showed substantially higher rates of h-CPAP requirement during the third wave.

Maternal and perinatal outcomes

All patients, including those requiring h-CPAP and ETI with IMV, completely recovered from COVID-19. There were no cases requiring extracorporeal circulation oxygenation application due to persistent hypoxemic status after ETI with IMV.

Pregnancy is still ongoing in 7 (17.1%) women, 3 of whom required h-CPAP application during their hospital stay; in one case, ETI was performed at 22 weeks’ gestation due to clinical and ABG deterioration notwithstanding h-CPAP. No maternal or fetal complications have been diagnosed in these women as of May 25th, 2021.

Among the remaining 34 patients, in 4 (11.8%) cases an emergent caesarean section was performed due to worsening of maternal status requiring ETI with IMV between 31st and 34th weeks’ gestation. In only one case, there was also a concomitant deterioration of fetal condition, recognized by an abnormal biophysical profile and oligohydramnios. In turn, a term delivery occurred in the other thirty patients, 21 of whom had a vaginal delivery. All women and their neonates have been discharged in good conditions.

Discussion

In our cohort of 41 consecutive pregnant women hospitalised with SARS-CoV-2 pneumonia, 10 (24.4%) developed a moderate-to-severe ARF and h-CPAP proved to be feasible, safe and well-tolerated in these cases. h-CPAP significantly improved oxygenation in the great majority of patients (8 out of 10) compared to oxygen therapy. The application of a h-CPAP trial allowed us to identify PEEP-responder patients that may benefit from continued h-CPAP application.

Prior studies have reported the efficacy of h-CPAP in improving oxygenation in patients with community acquired pneumonia and moderate hypoxemic ARF when compared to standard oxygen therapy [11]. A recent case report has showed the feasibility of h-CPAP application also in a pregnant woman with SARS-CoV-2 pneumonia and hypoxemic ARF, however no direct comparison between ABG values before and during h-CPAP application was available [9]. Therefore, our study is the first to describe the effect of h-CPAP on ABG values in pregnant women with SARS-CoV-2 pneumonia. The application of a h-CPAP trial allowed us to customize and maximize the effectiveness of therapy and to prevent inappropriate PEEP use, as already shown by Paolini et al. in a cohort of non-pregnant patients with pneumonia [12].

Despite an initial efficacy in improving gas exchanges, 3 out of 8 PEEP-responder patients faced a worsening of respiratory failure requiring ETI. Furthermore, both the PEEP non-responder women required ETI. A recent summary of available evidence reported only one case of worsening of respiratory failure requiring escalation to IMV out of 18 cases of pregnant women with COVID-19 requiring non-invasive ventilation [9]. Given the paucity of cases described so far, it is impossible to draw definitive conclusions on the efficacy of h-CPAP in preventing ETI in pregnant women and on the prognostic role of PEEP responsiveness. Nevertheless, continuous monitoring in an appropriate setting (e.g., high-dependency unit) during h-CPAP application should be mandatory to promptly identify early signs of ARF deterioration. Furthermore, lateral decubitus and prone positioning were feasible and well tolerated in 5 and 2 cases, respectively, in our cohort. However, no conclusions can be drawn on the efficacy of different positioning in improving gas exchange given the small number of cases and the heterogeneity of the decubitus.

Almost one out of four (24%) of the women hospitalised with SARS-CoV-2 pneumonia in our cohort showed a deterioration of clinical and ABG values which prompted h-CPAP use. This is higher than the 9.2% rate reported by a Chinese study on pregnant women hospitalised for SARS-CoV-2 pneumonia and requiring non-invasive ventilation during the first two months of the outbreak in China [15]. The evaluation of a longer time-frame of the pandemic, encompassing three subsequent waves of infection, as we did in our study, may explain this difference since we observed more severe cases requiring CPAP and ETI during the latest waves compared to the first one. In line with this observation, Kadiwar et al. has recently reported a substantial increase in pregnant women with severe COVID-19 during the second pandemic wave versus the first one [16]. Possible explanations of such finding have been speculated, including infection with more pathogenic variants of SARS-CoV-2 and increase in the total number of COVID-19 cases. Unfortunately, we could not investigate the presence of SARS-CoV-2 variants in our cohort due the impossibility to retrospectively process the nasopharyngeal swabs to search for alternative strains of SARS-CoV-2.

We identified a higher inflammatory response, evaluated through serum CRP levels, and a more extensive radiological lung involvement on admission in women requiring h-CPAP application. Of note, both conditions could be considered indices of disease severity [17, 18].

Iatrogenic preterm delivery by cesarean section due to worsening of maternal status and need of ETI with IMV was performed in four out of ten women with moderate-to-severe SARS-CoV-2-induced ARF requiring h-CPAP. Thus, the use of h-CPAP alone led to clinical improvement of the mother and allowed the safe continuation of pregnancy in 50% of the patients with hypoxemic ARF [7, 8, 15, 19, 20]. Also, a conservative management was successfully chosen for the mid-second trimester case (22 weeks’ gestation) requiring ETI with IMV [21, 22]; this pregnancy is currently ongoing with no evidence of maternal or fetal complication as of May 25th, 2021.

Among the main strengths of our study, we acknowledge the inclusion of consecutive patients from a single tertiary care center with standardized protocols to manage COVID-19. This allowed to apply the same clinical protocol, including the h-CPAP trial, to all cases, although the monocentric design of the study limits its generalizability. Additional limitations are the limited sample size, which prevented us to accurately appreciate potential factors associated to the worsening of respiratory failure, and the impossibility to retrospectively evaluate the presence of SARS-CoV-2 variants in our cohort.

Future studies should aim to clarify the causes of the increased rate of moderate-to-severe ARF in pregnant women during the latest pandemic waves and to better evaluate the prognostic factors associated to ARF deterioration.

In conclusion, h-CPAP application proved to be feasible, safe and well-tolerated in pregnant women with moderate-to-severe hypoxemic ARF due to SARS-CoV-2 pneumonia in the setting of a high-dependency respiratory unit. h-CPAP was effective in improving oxygenation compared to oxygen therapy, but its role in preventing ETI still needs to be clarified. The application of a h-CPAP trial may allow a maximization of CPAP effectiveness, preventing the inappropriate PEEP use. Moderate-to-severe ARF was more frequently observed during the third pandemic wave (January-March 2021) and higher serum CRP levels as well as more extensive radiological lung involvement upon hospital admission were more frequently identified in patients requiring h-CPAP.

Supporting information

S1 Dataset

(XLSX)

Abbreviations

ABG

arterial blood gas

ARF

acute respiratory failure

ARDS

acute respiratory distress syndrome

COVID-19

coronavirus disease 2019

CPAP

continuous positive airway pressure

CRP

C-reactive protein

CS

caesarean section

CT

computed tomography

ETI

endotracheal intubation

FiO2

fraction of inspired oxygen

HCO3

bicarbonates

h-CPAP

helmet continuous positive airway pressure

IMV

invasive mechanical ventilation

PaCO2

arterial partial pressure of carbon dioxide

PaO2/FiO2

arterial partial pressure of oxygen to fraction of inspired oxygen ratio

PEEP

positive end expiratory pressure

RT-PCR

Real Time Polymerase Chain Reaction

SaO2

arterial oxygen saturation of haemoglobin

SARS-CoV-2

severe coronavirus 2

Data Availability

All relevant data are within the manuscript and its Supporting Information files.

Funding Statement

The authors received no specific funding for this work.

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Decision Letter 0

Tai-Heng Chen

31 Aug 2021

PONE-D-21-18341

Feasibility of CPAP application and factors associated with worsening of respiratory failure in pregnant women with SARS-CoV-2 pneumonia: experience of a tertiary care centre

PLOS ONE

Dear Dr. Faverio,

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Academic Editor

PLOS ONE

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Reviewer #1: Partly

Reviewer #2: Yes

**********

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Reviewer #1: No

Reviewer #2: Yes

**********

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Reviewer #2: Yes

**********

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**********

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Reviewer #1: Had been an honor to review an original article titled Feasibility of CPAP application and factors associated with worsening of respiratory failure in pregnant women with SARS-CoV-2 pneumonia: experience of a tertiary care centre”, for the initially congratulate to authors by their effort during the COVID-19 pandemic

About the article, I have an observation: the authors used the term ““ASSOCIATED FACTORS” however, the análisis plan performed don’t show any statistical association but means the difference between groups

I recommend performing a logistic regression (univariate and bivariate) or another analysis to justify the association. In my criteria, this would be valuable information to accept this article

Reviewer #2: This paper is very interesting and well written. It brings up clinical evolution among COVID-19 pregnant women, especially under the use of helmet CPAP. The study comprised 41 patients, which is a reasonable number in this context. Although retrospective, there is a systematic protocol to be followed in this center, which makes it possible to draw important conclusions.

The use of chest x-ray instead of computed tomography probably underestimated the extension of the disease, but I think this is acceptable due to the pregnancy.

Some points of concern:

1] Why should one expect that helmet CPAP wouldn’t be feasible to apply in a pregnant woman? Make a comment regarding this issue in the introduction.

2] The classic cutoffs to define acute respiratory failure are PaO2 of 60 mmHg and PaCO2 of 50 mmHg. Looking at Table 2, PaO2 interquartile range varied from 77.25 to 85.75 on admission. Patients got worse and probably showed lower values that did not appear at this table because they were on oxygen therapy. In the discussion section, the authors also mentioned moderate to severe ARF. What were the specific criteria used to define and categorize acute respiratory failure?

3] How was FIO2 calculated in patients under oxygen therapy by nasal catheter? There are some practical rules, but they could be inaccurate. I think the authors should describe how they did that.

4] FIO2 (capital letter I) should be written instead of FiO2, according to standardization of definitions and symbols in respiratory physiology (Fed Proc 1950; 9:602-5).

5] I think that “helmet CPAP” (I suggest h-CPAP or H-CPAP) is advisable whenever you need to refer to it, because “CPAP” is traditionally associated to a face mask.

**********

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Reviewer #2: No

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Attachment

Submitted filename: review plos one CPAPA y embarazadas COVID19.docx

PLoS One. 2021 Oct 19;16(10):e0258754. doi: 10.1371/journal.pone.0258754.r002

Author response to Decision Letter 0


7 Sep 2021

Journal Requirements

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming.

We changed the files’ name as per Journal style.

2. We note that you have indicated that data from this study are available upon request. PLOS only allows data to be available upon request if there are legal or ethical restrictions on sharing data publicly.

Prompts

a. If there are ethical or legal restrictions on sharing a de-identified data set, please explain them in detail (e.g., data contain potentially sensitive information, data are owned by a third-party organization, etc.) and who has imposed them (e.g., an ethics committee). Please also provide contact information for a data access committee, ethics committee, or other institutional body to which data requests may be sent.

b. If there are no restrictions, please upload the minimal anonymized data set necessary to replicate your study findings as either Supporting Information files or to a stable, public repository and provide us with the relevant URLs, DOIs, or accession numbers.

We uploaded the minimal anonymized data set as requested.

3. Please include your full ethics statement in the ‘Methods’ section of your manuscript file. In your statement, please include the full name of the IRB or ethics committee who approved or waived your study, as well as whether or not you obtained informed written or verbal consent. If consent was waived for your study, please include this information in your statement as well.

The study was approved by the Institutional Review Board of the University of Milano Bicocca (3140/2020). Written consent was obtained by patients included in the study. We added this information in the text.

Review Comments to the Author

Reviewer #1:

Had been an honor to review an original article titled Feasibility of CPAP application and factors associated with worsening of respiratory failure in pregnant women with SARS-CoV-2 pneumonia: experience of a tertiary care centre”, for the initially congratulate to authors by their effort during the COVID-19 pandemic

We thank the Reviewer for his/her appreciation of our work, highlighting our research effort during the SARS-CoV-2 pandemic.

R1.C1

About the article, I have an observation: the authors used the term ““ASSOCIATED FACTORS” however, the análisis plan performed don’t show any statistical association but means the difference between groups

I recommend performing a logistic regression (univariate and bivariate) or another analysis to justify the association. In my criteria, this would be valuable information to accept this article

R1.R1

The Referee pointed out that the term ‘associated factors’ has been inaccurately used in the manuscript since the analysis we performed, i.e., univariate, cannot demonstrate an association (between the need of CPAP and patients’ characteristics) but only the presence of differences between the study groups (“room air” or “oxygen only” versus CPAP). Thus, the Referee suggested to perform a logistic regression analysis.

We agree with the referee that the term ‘association’ has been used incorrectly. Since this is a retrospective cohort study, statistical analyses can only provide information regarding the presence or not of significant differences between the assessed groups. We have now addressed this point by substituting the term ‘association’ with more statistically appropriate terms throughout the manuscript.

As per performing additional analyses, a logistic regression analysis could be helpful if significant differences observed at the univariate analysis are considered to be biased by differences in patients’ characteristics. In our cohort, patients requiring CPAP had similar demographic and obstetric variables compared to patients in room air or requiring oxygen only, thus preventing an effect of confounding factors on the observed differences in CRP levels and rate of patients with >3 lobes involvement. In addition, the small size of the CPAP group (n=10) would substantially limit the validity of a logistic regression analysis.

Reviewer #2:

This paper is very interesting and well written. It brings up clinical evolution among COVID-19 pregnant women, especially under the use of helmet CPAP. The study comprised 41 patients, which is a reasonable number in this context. Although retrospective, there is a systematic protocol to be followed in this center, which makes it possible to draw important conclusions.

The use of chest x-ray instead of computed tomography probably underestimated the extension of the disease, but I think this is acceptable due to the pregnancy.

Some points of concern:

R2.C1

Why should one expect that helmet CPAP wouldn’t be feasible to apply in a pregnant woman? Make a comment regarding this issue in the introduction.

R2.R1

We thank the Reviewer for rising this point. In the available literature, evidence supports the feasibility of helmet CPAP application in adult patients with community acquired pneumonia (Cosentini et al. Chest. 2010;138:114-20). In contrast, no evidence is available regarding helmet CPAP utilization and feasibility in pregnant women with SARS-CoV-2 pneumonia. However, as indicated by the Reviewer, we explained this issue in the introduction of the manuscript.

R2.C2

The classic cutoffs to define acute respiratory failure are PaO2 of 60 mmHg and PaCO2 of 50 mmHg. Looking at Table 2, PaO2 interquartile range varied from 77.25 to 85.75 on admission. Patients got worse and probably showed lower values that did not appear at this table because they were on oxygen therapy. In the discussion section, the authors also mentioned moderate to severe ARF. What were the specific criteria used to define and categorize acute respiratory failure?

R2.R2

We thank the Reviewer for this comment. None of the patients required oxygen supplementation on hospital admission. While the mean values of PaO2 pre-CPAP (T1) and during CPAP (T2) indicated in Table 2 are obtained in patients receiving oxygen therapy, therefore, in order to evaluate respiratory failure severity, we utilized the PaO2 / FIO2 ratio. This solid instrument allowed us to define respiratory failure severity.

R2.C3

How was FIO2 calculated in patients under oxygen therapy by nasal catheter? There are some practical rules, but they could be inaccurate. I think the authors should describe how they did that.

R2.R3

All ABG analyses were performed in patients wearing a Venturi mask to obtain a precise FIO2 evaluation. However, during the hospital stay, Venturi mask was alternated to nasal catheter in patients with mild respiratory impairment to improve patients’ comfort.

R2.C4

FIO2 (capital letter I) should be written instead of FiO2, according to standardization of definitions and symbols in respiratory physiology (Fed Proc 1950; 9:602-5).

R2.R4

We thank the Reviewer for this observation. The term “FiO2” has now been substituted with the term “FIO2” throughout the manuscript.

R2.C5

I think that “helmet CPAP” (I suggest h-CPAP or H-CPAP) is advisable whenever you need to refer to it, because “CPAP” is traditionally associated to a face mask.

R2.R5

We agree with the Reviewer’s comment and the abbreviation ‘h-CPAP’, as suggested, has now been used.

Attachment

Submitted filename: Response to reviewers.doc

Decision Letter 1

Alessandro Marchioni

5 Oct 2021

Feasibility of CPAP application and variables related to  worsening of respiratory failure in pregnant women with SARS-CoV-2 pneumonia: experience of a tertiary care centre

PONE-D-21-18341R1

Dear Dr. Faverio,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Alessandro Marchioni

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Dear Paola,

 Thank you for your submission. Safety and feasibility of the CPAP with helmet in pregnant women with SARS-CoV-2 pneumonia is a topic of extreme interest and can be of help to clinicians who are facing the ongoing pandemic.

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Dear authors

I am very delighted with the corrections performed by you to this paper. In the pandemic context and although is a retrospective study, yours had been a valuable effort to many healthcare workers in the front-line against COVID-19

Reviewer #2: (No Response)

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

Acceptance letter

Alessandro Marchioni

11 Oct 2021

PONE-D-21-18341R1

Feasibility of CPAP application and variables related to worsening of respiratory failure in pregnant women with SARS-CoV-2 pneumonia: experience of a tertiary care centre

Dear Dr. Faverio:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Alessandro Marchioni

Academic Editor

PLOS ONE

Associated Data

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    Submitted filename: review plos one CPAPA y embarazadas COVID19.docx

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    Submitted filename: Response to reviewers.doc

    Data Availability Statement

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