Abstract
Objectives:
Translumbosacral neuromodulation therapy (TNT) improves symptoms of fecal incontinence (FI), but its mechanism of action is unknown. We tested the hypothesis that TNT at one or more frequency will significantly improve underlying pathophysiology of FI through modulation of ascending and/or descending signaling pathways in the gut and brain axis and anorectal sensorimotor function.
Materials and methods:
We assessed afferent anorectal-cortical evoked potentials (CEP) following electrical stimulation of anorectum, efferent cortico-anorectal and lumbo-anorectal and sacro-anorectal motor evoked potentials (MEP) after transcranial and lumbosacral magnetic stimulations, and anorectal manometry before and after six weekly TNT sessions in FI subjects, randomized to 1 Hz, 5 Hz or 15 Hz repetitive magnetic stimulations. Neurophysiology, anorectal sensorimotor function and symptoms were compared to examine mechanistic effects. Co-primary measures were ano-cortical CEPs, cortico-anal MEPs and lumbosacral-anal MEPs. Baseline and post-treatment data were compared with Wilcoxon signed-rank test and changes between the three frequencies with one-way ANOVA.
Results:
Thirty-three FI patients participated. After TNT, the afferent anal CEP latencies significantly decreased in the 1 Hz group compared to baseline (p=0.0029) and 5 Hz or 15 Hz groups (p=0.032). Cortico-anal MEPs were unchanged in all three groups. Bilateral lumbo-anal and sacro-anal MEP latencies significantly decreased with 1 Hz, lumbo-anal with 15 Hz and sacro-anal with 5 Hz compared to baseline, but without group differences. The 1 Hz group showed significant increase in anal squeeze sphincter pressure (p<0.005) and maximum tolerable volume (p<0.019) and demonstrated higher FI responder rate (p<0.04) compared to the other two groups. The MEP responders were significantly correlated with FI responders (p=0.006) in 1 Hz group.
Conclusions:
TNT significantly improves afferent ano-cortical signaling, efferent lumbo-anal and sacro-anal neuropathy and anorectal sensorimotor function. These neurobiologic effects were most prominent with 1 Hz frequency. TNT improves FI by modifying the underlying pathophysiology possibly through neuromodulation.
Keywords: Neurophysiology, Neuromodulation Therapy, Fecal Incontinence, Cortical evoked potential, Lumbosacral neuropathy, Anorectal Function
INTRODUCTION
Fecal incontinence (FI) affects one in 7 Americans1, predominantly women, elderly, and nursing home residents2, 3, and significantly lowers quality of life3. FI is caused by several mechanisms that include anorectal sensori-motor dysfunction, lumbosacral neuropathy, decreased rectosigmoid reservoir capacity and maladaptive pelvic floor-brain innervation and age-related neuronal degeneration3–5.
Given the multifactorial nature of FI, treatments directed against a single dysfunction, for example, anal dextranomer injection or anal sphincteroplasty that help to reinforce the anal barrier are less likely to remedy this multidimensional problem6. Likewise, although useful, how sacral nerve stimulation (SNS) works remains unknown, as anal sphincter function and rectal sensation remain mainly unchanged7, 8. Thus, there is scarce knowledge on how treatments work or affect the pathophysiological mechanisms of FI.
Recently, we found that both the peripheral lumbo-anorectal and sacro-anorectal nerve pathways as measured by the motor evoked potentials (MEPs) were significantly delayed in FI patients9,10. These findings suggest that anorectal neuropathy may play a significant role in the pathogenesis of FI9, 10. Rectal hyposensitivity has also been reported in FI patients,11 suggesting that the afferent signaling between the anorectum and brain may be delayed12, although this has not been assessed. Another study found delayed conduction between the brain and anorectum in FI patients10. Together, these studies suggest the possibility of abnormal bidirectional gut and brain interactions in FI patients, but each of these components have not been systematically assessed in the same individual. Furthermore, whether treatments directed at improving anorectal neuropathophysiology affect the bidirectional gut and brain interactions and may be useful in FI is unknown. Recently, we showed that translumbosacral neuromodulation therapy (TNT) at 1 Hz frequency was more effective than 5 Hz or 15 Hz frequency in decreasing the number of FI episodes and the 1 Hz group showed a higher responder rate13. However, the mechanistic basis for TNT remains unclear.
Therefore, we tested the hypothesis that TNT at one or more frequency will significantly improve the underlying pathophysiology of FI by modulation of ascending and/or descending signaling pathways in the gut and brain axis and anorectal sensorimotor function. Our aims were to investigate the mechanistic effects of TNT at 1 Hz, 5 Hz and 15 Hz frequency by examining: a) The cortical evoked potentials (CEP) after anal and rectal stimulation (ascending), the cortico-rectal and cortico-anal motor evoked potentials (MEPs) after transcranial magnetic stimulation, and the lumbar and sacral plexus MEPs after translumbar and transsacral magnetic stimulations (descending); b) The anorectal sensorimotor function.
MATERIALS AND METHODS
We recruited patients with FI between April 2015 and March 2018. Once eligible for screening, participants signed an informed consent approved by the human ethics board (No. 619411) and kept a 2-week prospective stool diary that included number of incontinence episodes, stool consistency using Bristol Stool Form Scale (BSFS), and severity of leakage amount (1= mild, 2 = moderate, 3 = excessive)14, 15. The inclusion criteria were a history of recurrent episodes of FI for 6 months that was non-responsive to fiber, antidiarrheals and Kegel exercise; and absence of colonic mucosal disease (colonoscopy + biopsy), and at least one episode of solid or liquid FI/week on stool diary. Exclusion criteria were severe diarrhea (≥6 liquid stools/day, Bristol scale ≥6), opioids, tricyclics (except on stable doses > 3 months), severe depression, severe comorbid illnesses such as cardiac disease, COPD or chronic renal failure, previous gastrointestinal surgery, neurologic diseases (e.g. head injury, epilepsy, multiple sclerosis, strokes, spinal cord injury), impaired cognizance (mini mental score of < 15/25), metal implants, pacemakers, radical hysterectomy, ulcerative and Crohn’s colitis or rectal prolapse. Patients were allowed to continue their baseline antidiarrheals or fiber supplements throughout study.
Study Protocol (See Flow Chart, Supplement Fig.1):
Enrolled patients filled out FI questionnaires and underwent anorectal manometry, anal ultrasound and bidirectional neurophysiology assessments. High resolution anorectal manometry (HRARM) was performed as described previously16, 17. Briefly, a circumferential, 12-sensor, solid-state probe (ManoScan AR Catheter, Medtronic, MN) with a 4 cm long balloon was placed into the anorectum. Anal sphincter pressures at rest, and during squeeze were measured16, 17. The thresholds for first sensation, desire to defecate, urge to defecate, and the maximum tolerable volume were recorded16, 17. Rectal compliance was evaluated as described previously17.
Bidirectional gut and brain axis assessments:
The CEP study was performed by placing an anorectal probe with 2 pairs of bipolar steel ring electrodes, each 2 cm apart (Gaeltec Devices Ltd., Dunvegan, UK) into the anorectum and using previously published methodology. The active scalp electrode was positioned 2 cm posterior to the vertex (C p3) (Fig. 1)18, 19. Four runs of 50 stimuli at 0.2 Hz were performed. The order of rectal or anal electrical stimulation was randomized.
Figure 1.

(A) Recording of cortical evoked potentials (CEPs) showing scalp electrodes connected to a neurophysiology recorder; (B) Recording of translumbosacral anorectal magnetic stimulation (TAMS) study showing magnetic coil (1) located on the back of a subject which is connected to a magnetic energy generator (2) (Magstim™) and a neurophysiology recorder (3) for assessing lumbosacral-anorectal motor evoked potentials (MEPs); (C) Display of the equipment for performing translumbosacral neuromodulation therapy (TNT) with a repetitive coil located on the back of a subject.
The transcranial magnetic stimulation (TMS) study was performed in a semi-reclined position. A double cone coil (The MAGSTIM Company Limited, Whiteland, Wales, UK) was positioned over the cranium’s vertex and stimulations were performed as described previously10, 18, 19. The translumbosacral anorectal magnetic stimulation (TAMS) test was performed by applying the Magstim Rapid2 stimulator (The Magstim Company Limited, Whiteland, Wales, U.K.) on each side at the L3 and the S3 levels, both about 4 cm lateral to the midline (Fig. 1)9, 10. The same anorectal probe used for CEP study also served as the recording probe for both anal and rectal MEP10, 18, 19. The range for magnetic stimulation intensity was 50% to 90%. Five MEP recordings with anal and rectal MEP responses of at least 10 microvolts were considered adequate for analysis.
TNT therapy:
The total duration of study was eight weeks that included two weeks of screening with stool diary and baseline neurophysiologic assessments, and a total of six treatment sessions, once a week. Patients were randomized to one of 3 frequencies (1 Hz, 5Hz or 15 Hz) of TNT therapy as described previously13. The treatments were administered using a 70 mm air film self-cooling coil (MAGSTIM Rapid2) positioned randomly over the right or left lumbar or right or left sacral regions. Six hundred stimulations were delivered to each site, in two trains of 300 stimulations each with a wait time of 3 minutes between trains (Total=2400 stimulations/session) (Fig. 1). The duration of treatment at each site was variable and depended on the frequency. For the 1 Hz frequency, the duration of treatment at each site was 10 minutes with a total duration of 40 minutes, and for the 5 Hz it was 2 minutes and 8 minutes respectively, and for the 15 Hz it was 40 seconds at each site and 2 minutes and 40 seconds in total. There was a 5-minute wait time between each site. The magnetic stimulation intensity for each site was individually tailored and set at 50% above the minimum threshold intensity required to evoke an anal/rectal MEP response and contraction of the posterior tibialis muscle and varied between 40–100%. Following their last treatment session, CEP, TMS, TAMS, anorectal manometry, and FI symptoms (one week stool diary) were re-assessed.
Measurements & Analyses:
Cortical evoked potential (CEP) measurements:
The four runs of CEPs, following anal and rectal stimulation from each subject were averaged. The latency was defined as the time interval (milliseconds) from triggering the stimulus to the onset of each CEP component18, 19. Positive CEP peaks were labeled P1 and P2, and negative peaks were labeled N1 and N2 (Fig. 2). Latency of the rectal and anal CEPs from each subject were determined separately and group means were calculated, and the data compared between the groups.
Figure 2.

Typical ano-cortical (afferent) evoked potential (CEP) response in a FI patient at baseline (A) and post-TNT treatment (B), showing significant reduction in N1 latency time, as well as P1, P2 and N2 latencies.
Motor evoked potential (MEP) measurements:
The MEP data were analyzed manually using the Neuropack ® (Nihon Kohden, Tokyo, Japan) software. The MEP latency was defined as the interval between the onset of stimulus and the onset of the first deflection of individual rectal or anal MEP waveforms and was expressed in milliseconds10, 19(Fig. 3). The latencies of the cortico-rectal and cortico-anal MEPs, and the lumbo-rectal, lumbo-anal, sacro-rectal and sacro-anal MEPs bilaterally were calculated and compared between groups10, 19. Because peripheral lumbosacral neuropathy was recently described in FI patients9, 10, we also compared the lumbosacral MEP data with historical controls from our lab.
Figure 3.

(A)Typical cortico-anal (efferent) motor evoked potential (MEP) response at baseline and post TNT treatment in a FI patient showing no change in P1 latencies; (B) Typical lumbo-anal (efferent) MEP response at baseline and post TNT treatment in a FI patient showing significant decrease in P1 latency time.
Cortico-lumbar and cortico-sacral spinal cord conduction;
The cortico-spinal conduction time (CSCT) was calculated from the differences in MEP measurements obtained for the TMS and TAMS studies on the same side (left or right), and from the same site (anal or rectal) as described previously10.
Because of different mechanistic assessments, multiple co-primary and secondary measures were used. The co-primary measure for afferent CEP was the latency of P1 and N1 ano-cortical response and for the efferent brain and anorectal signalling was the P1 latency of anal MEP response to TMS and secondary measures were P1 latencies for rectal CEP and MEP. The co-primary measures for lumbosacral-anorectal assessments were the P1 latencies for lumbo-anal and sacro-anal MEPs and secondary measures were lumbo-rectal and sacro-rectal MEPs. Symptomatic outcome measures included changes in weekly FI episodes and the responder rate (responder =≥50% decrease in FI episodes)13. We also assessed the correlation between the MEP outcomes and clinical outcomes. For this purpose, we defined a MEP responder as a subject who showed normalization of the nerve conduction time (MEP) in more than 4 of the 8 lumbosacral MEPs (>50%). These data were compared with the FI responders for each of the 3 frequencies.
Power and Sample Size Calculations:
Because the mechanistic study was part of the clinical trial evaluating TNT, the sample size was calculated on the assumption that the number of FI episodes within each of the three treatment arms has a coefficient of variation (ratio of standard deviation to mean) of 0.25 (1:4). To observe a 20% reduction in the number of FI episodes with an 80% power, at 5% significance level, a sample of 12 subjects will be needed in each treatment arm, i.e., a total of 36 subjects.
Randomization procedures:
Subjects were randomly assigned to one of three treatment arms; 1 Hz, 5 Hz or 15 Hz. The randomization schedule was generated by biostatistician using the permuted blocks of 3 method. Also, to assign the combination of testing conditions for each subject, we used a 2×2 factorial design – two sides of lumbar (left/right) and two sides of sacral (left/right). Serially numbered, opaque, sealed envelopes containing the frequency dose assignments and the testing condition assignments were developed by the biostatistician and included a unique, site specific randomization number, and this information was used by the research assistant who performed the tests and/or TNT study. The research assistants performing tests/treatment (XX, TP) were not involved with data and statistical analysis.
Statistical analysis
We used non-parametric tests to assess changes because of the small sample sizes across the three groups, and the observations failed the Shapiro-Wilk normality test. The baseline and post-treatment measures within each of the three frequencies were compared using a Wilcoxon signed-rank test. To compare the changes (delta) between the three frequencies, a Kruskal-Wallis one-way ANOVA was used with the frequencies as factors. We also performed a correlational analysis between the MEP and the FI responder data using the phi coefficient, a correlational measure for dichotomous variables that is calculated from the Pearson chi-squared test statistic and assessed its significance with the chi-squared association test. All the p-values were adjusted for multiple testing using Benjamin-Hochberg false discovery rate correction. An intention to treat analysis was performed and for missing data the last observation was carried forward.
RESULTS:
Demographics:
Thirty-five patients were enrolled, of whom 2 were withdrawn, one because of severe diarrhea and another because of personal reasons and diarrhea prior to randomization (supplemental Fig. 1). Thirty-three FI patients (21 females) were randomized. We found no differences in the demographic variables including bowel symptoms, severity or type of FI and proportion of patients with anal sphincter defects or neuropathy, between the three groups as published previously13.
Effects of TNT on ano-cortical and recto-cortical CEPs (afferent gut-brain):
A typical ano-cortical CEP response before and after TNT is shown in Fig. 2. The mean ano-cortical latencies for the P1, N1, P2 and N2 responses of the CEP were all significantly decreased when compared to baseline in the 1 Hz group, but not in the 5 Hz or 15 Hz groups (Table 1). Also, in the 1 Hz group, the P1, N1 and N2 latencies were significantly decreased when compared to the 5 Hz and 15 Hz frequency groups after treatment (Table 1). The mean recto-cortical latencies for P1, N1, P2 and N2 responses were unchanged in all three groups compared to baseline (Fig 2. and Table 1).
Table 1:
Effects of three different TNT frequencies on the Anal CEP and Rectal CEP responses and on the rectal sensory thresholds during rectal balloon distension. (Mean± SEM)
| 1 Hz (ms) | 5 Hz (ms) | 15 Hz (ms) | Overall P | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Baseline | Post-treatment | P | Baseline | Post-treatment | P | Baseline | Post-treatment | P | |||
| Anal CEP | P1 latency (ms) | 86.6±10.3 | 69.8±7.5 | 0.013 | 78.9±9.2 | 89.3±5.4 | 0.406 | 82.9±8.0 | 79.2±10.7 | 0.838 | 0.045 |
| N1 latency (ms) | 115.0±13.5 | 91.7±10.3 | 0.002 | 107.3±10.9 | 117.3±9.5 | 0.343 | 105.7±9.8 | 107.7±11.8 | 0.683 | 0.032 | |
| P2 latency (ms) | 169.2±16.6 | 141.0±13.7 | 0.024 | 158.8±15.3 | 169.2±14.3 | 0.722 | 162.2±20.2 | 154.2±20.5 | 0.540 | 0.155 | |
| N2 latency (ms) | 197.7±19.0 | 152.6±14.7 | 0.003 | 176.2±15.2 | 198.9±16.8 | 0.406 | 195.9±25.8 | 185.5±28.6 | 0.475 | 0.021 | |
| Rectal CEP | P1 latency (ms) | 72.8±6.3 | 64.5±4.4 | 0.147 | 79.9±9.8 | 78.1±10.9 | 0.918 | 71.8±10.7 | 63.9±5.3 | 0.921 | 0.658 |
| N1 latency (ms) | 103.5±5.8 | 97.1±5.4 | 0.101 | 105.8±10.7 | 108.4±12.3 | 0.838 | 101.6±15.1 | 93.7±7.5 | 0.798 | 0.370 | |
| P2 latency (ms) | 159.4±11.8 | 152.8±9.2 | 0.637 | 156.1±12.2 | 153.4±15.4 | 0.475 | 161.2±22.4 | 153.6±16.6 | 0.375 | 0.520 | |
| N2 latency (ms) | 194.4±16.2 | 177.9±13.6 | 0.413 | 172.1±12.9 | 177.2±16.3 | 0.918 | 201.5±31.3 | 183.9±24.9 | 0.625 | 0.794 | |
| Rectal sensory thresholds | First sensation (ml) | 15.5±2.1 | 18.2±2.3 | 0.204 | 20.0±2.7 | 25.4±5.3 | 0.261 | 14.6±2.1 | 13.6±1.5 | 0.425 | 0.495 |
| Constant sensation (ml) | 31.8±4.4 | 64.6 ± 6.3 | 0.024 | 36.4±4.9 | 52.7±8.1 | 0.055 | 28.2±5.5 | 36.4±4.3 | 0.134 | 0.678 | |
| Desire to defecate (ml) | 98.2±27.1 | 125.5±20.2 | 0.135 | 74.6±9.3 | 81.8±11.5 | 0.361 | 60.9±11.2 | 55.5±5.3 | 0.528 | 0.277 | |
| Urge (ml) | 143.6±28.6 | 189.1±19.9 | 0.038 | 102±11.4 | 131.8±17.4 | 0.082 | 90.9±14.8 | 85.5±8.4 | 0.316 | 0.143 | |
| MTV (ml) | 162.3±27.0 | 225.3±19.1 | 0.019 | 107±12.3 | 163.6± 23.4 | 0.014 | 96.7±14.0 | 103.6±10.2 | 0.110 | 0.189 | |
CEP, cortical evoked potential; MTV, maximal tolerable volume; ms= milliseconds.
Effects of TNT on cortico-anal, cortico-rectal, cortico-spinal and lumbosacral-anorectal MEPs (efferent brain-gut):
A typical cortico-anal and lumbo-anal MEP response is shown in Fig 3. The baseline MEP latencies were similar between the three groups. The cortico-anal and cortico-rectal MEPs as well as the cortico-lumbar and cortico-sacral MEPs i.e., cortico-spinal MEPs were mostly unchanged after TNT (Table 2). The baseline data for all eight peripheral spino-anorectal MEPs were abnormal when compared to historical control data previously reported from our lab10. After TNT, the bilateral lumbo-anal and sacro-anal MEP latencies were significantly shortened in the 1 Hz group (p<0.025) compared to baseline. In contrast, only the right side sacro-anal MEP was shortened in the 5 Hz group, whereas bilateral lumbo-anal latencies were shortened in the 15 Hz group compared to baseline (Table 2). TNT also decreased the right side lumbo-rectal MEP latency in the 1 Hz and right side sacro-rectal in the 5 Hz group, but there were no changes in the 15 Hz group and at other rectal sites but there were no intergroup differences (Table 2).
Table 2:
Effects of 3 different TNT frequencies on cortico-rectal and cortico-anal MEP after TMS and spino-anorectal MEP after TAMS. (Mean ± SEM)
| 1 Hz (ms) | 5 Hz (ms) | 15 Hz (ms) | Overall P | |||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Baseline | Post-treatment | P | Baseline | Post-treatment | P | Baseline | Post-treatment | P | ||||
| Transcranial-anorectal MEP latencies | ||||||||||||
| Left | Cortico-anal (ms) | 21.7±1.1 | 23.6±1.3 | 0.278 | 23.3±1.3 | 20.0±0.9 | 0.083 | 22.3±1.4 | 22.4±1.0 | 0.966 | 0.110 | |
| Cortico-rectal (ms) | 22.1±1.3 | 23.3±1.3 | 0.577 | 21.7±1.4 | 20.5±1.0 | 0.308 | 22.6±1.4 | 20.7±1.3 | 0.109 | 0.121 | ||
| Right | Cortico-anal (ms) | 22.6±1.6 | 22.2±1.1 | 0.831 | 24.4±1.2 | 23.2±1.4 | 0.414 | 22.9±1.7 | 22.9±0.9 | 0.966 | 0.798 | |
| Cortico-rectal (ms) | 21.3±1.1 | 20.8±0.7 | 0.646 | 26.1±3.6 | 22.3±1.7 | 0.154 | 22.2±1.5 | 21.9±0.9 | 0.878 | 0.462 | ||
| Corticolumbar and Corticosacral latency time | ||||||||||||
| Left | Corticolumbar (anal) | 16.7±1.2 | 19.8±1.3 | 0.05 | 17.3±1.6 | 14.4±1.0 | 0.139 | 16.9±1.1 | 18.4±1.1 | 0.131 | 0.019 | |
| Coticosacral (anal) | 17.0±1.1 | 19.8±1.2 | 0.062 | 17.3±1.5 | 15.0±0.9 | 0.169 | 17.4±1.6 | 18.0±1.2 | 0.859 | 0.084 | ||
| Corticolumbar (rectal) | 19.1±1.4 | 20.7±1.3 | 0.328 | 17.1±1.5 | 17.1±0.9 | 0.721 | 18.8±1.4 | 16.7±1.4 | 0.062 | 0.158 | ||
| Coticosacral (rectal) | 18.9±1.4 | 20.3±1.3 | 0.398 | 16.4±1.6 | 16.5±1.1 | 0.959 | 18.6±1.6 | 16.9±1.5 | 0.11 | 0.206 | ||
| Right | Corticolumbar (anal) | 17.2±1.3 | 18.4±1.2 | 0.131 | 18.3±1.4 | 18.0±1.4 | 0.799 | 17.0±2.0 | 18.5±1.1 | 0.328 | 0.714 | |
| Coticosacral (anal) | 17.3±1.5 | 18.5±1.3 | 0.213 | 18.7±1.4 | 18.6±1.6 | 0.959 | 17.2±1.6 | 18.3±1.2 | 0.859 | 0.847 | ||
| Corticolumbar (rectal) | 17.4±1.3 | 17.8±0.7 | 0.859 | 21.6±3.6 | 18.4±1.6 | 0.221 | 18.5±1.6 | 18.0±1.1 | 1.0 | 0.426 | ||
| Coticosacral (rectal) | 17.5±1.3 | 17.5±0.7 | 0.929 | 21.2±3.7 | 18.9±1.7 | 0.575 | 17.6±1.5 | 18.3±1.0 | 0.534 | 0.512 | ||
| Spino-anorectal MEP latencies | ||||||||||||
| Lumbar | Left-lumbar anal (ms) | 5.1±0.5 | 3.8±0.3 | 0.021 | 6.1±0.6 | 5.6±0.6 | 0.192 | 5.4±0.8 | 4.0±0.6 | 0.010 | 0.559 | |
| Right-lumbar anal (ms) | 5.3±0.4 | 3.9±0.3 | 0.007 | 6.1±0.5 | 5.2±0.5 | 0.075 | 5.9±0.7 | 4.4±0.4 | 0.024 | 0.531 | ||
| Left-lumbar rectal (ms) | 3.1±0.3 | 2.7±0.2 | 0.343 | 4.5±0.5 | 3.4±0.3 | 0.076 | 3.8±0.4 | 4.0±0.3 | 0.965 | 0.335 | ||
| Right-lumbar rectal (ms) | 3.9±0.4 | 3.0±0.2 | 0.025 | 4.6±0.7 | 3.9±0.3 | 0.722 | 3.7±0.3 | 3.8±0.3 | 0.765 | 0.269 | ||
| Sacral | Left-sacral anal (ms) | 4.8±0.4 | 3.8±0.3 | 0.009 | 6.0±0.5 | 5.0±0.4 | 0.058 | 4.9±0.6 | 4.4±0.7 | 0.541 | 0.698 | |
| Right-sacral anal (ms) | 5.3±0.5 | 3.7±0.4 | 0.025 | 5.7±0.6 | 4.5±0.4 | 0.024 | 5.7±0.6 | 4.7±0.5 | 0.119 | 0.832 | ||
| Left-sacral rectal (ms) | 3.3±0.3 | 3.0±0.2 | 0.154 | 5.3±0.5 | 4.1±0.4 | 0.097 | 4.0±0.4 | 3.7±0.5 | 0.083 | 0.614 | ||
| Right-sacral rectal (ms) | 3.8±0.3 | 3.3±0.2 | 0.092 | 5.0±0.8 | 3.4±0.2 | 0.044 | 4.7±0.5 | 3.6±0.4 | 0.083 | 0.634 | ||
ms= milliseconds; MEP=motor evoked potential; TMS= Transcranial Magnetic Stimulation; TAMS= Translumbosacral anorectal magnetic stimulation
Effects of TNT on anorectal sensorimotor properties and compliance:
The anal resting pressure, maximal squeeze and sustained squeeze pressures increased significantly in the 1 Hz group when compared to baseline (p<0.01). Also, post-treatment, both squeeze pressure measurements were higher in 1 Hz compared to 5 or 15 Hz groups (p=0.04) (Table 3). There were no changes in the 5 Hz and 15 Hz groups (Table 3). Also, the rectal sensory thresholds in the 1 Hz group for constant sensation, urge to defecate, and the maximal tolerable volume increased (p<0.05) when compared to baseline, but there were no changes within the 5 Hz or 15 Hz or between the three groups (Table 1). The rectal compliance (dv/dp) improved (p<0.05) in the 1 Hz group when compared to baseline, but not within the 5 Hz and 15 Hz groups or between groups (Table 3).
Table 3:
Effects of TNT on FI episodes, anal sphincter function and rectal compliance. (Mean ± SEM)
| 1 Hz (ms) | 5 Hz (ms) | 15 Hz (ms) | Overall P | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Baseline | Post-treatment | P | Baseline | Post-treatment | P | Baseline | Post-treatment | P | |||
| FI Responder rate | 90.9% | 36.4% | 54.5% | 0.0441 | |||||||
| No. of FI episodes/week | 7.1 ± 2.2 | 2.9 ± 1.3 | 0.010 | 11.1 ± 3.4 | 9.1 ± 3.0 | 0.022 | 6.1 ± 1.3 | 2.7 ± 0.8 | 0.007 | 0.239 | |
| Resting Pressure (mm Hg) | 54.7±6.5 | 68.4±9.0 | 0.041 | 65.5±10.2 | 71.5±11.1 | 0.120 | 55.3±23.5 | 58.9±18.4 | 0.312 | 0.573 | |
| Maximal Squeeze Pressure (mm Hg) | 113.2±8.4 | 176.7 ± 16.8 | 0.002 | 156.7±38.7 | 172.7±34.8 | 0.067 | 111.4±18.2 | 141.2±35.2 | 0.061 | 0.041 | |
| Sustained Squeeze Pressure (mm Hg) | 66.5±7.7 | 87.2±9.1 | 0.005 | 100±28.3 | 94.2±20.6 | 0.379 | 67.3±10.5 | 71.4±10.1 | 0.206 | 0.037 | |
| Rectal distending volume | Rectal pressure (mm Hg) | ||||||||||
| 20 ml | 20.6±4.7 | 10.4± 3.7 | 0.018 | 19.8±3.3 | 20.6±6.8 | 0.540 | 27.0±7.0 | 22.7±7.1 | 0.336 | 0.374 | |
| 40 ml | 33.3±4.3 | 22.9±3.5 | 0.009 | 33.4±4.6 | 30.7±4.5 | 0.287 | 41.7±4.7 | 31.3±3.1 | 0.080 | 0.414 | |
| 70 ml | 33.8±3.9 | 22.7±3.5 | 0.012 | 38.7±6.1 | 33.3±7.7 | 0.285 | 49.5±9.1 | 36.3±3.9 | 0.500 | 0.764 | |
| 100 ml | 40.8±4.0 | 24.6±4.9 | 0.004 | 35.9±4.7 | 25.2±5.4 | 0.015 | 45.0±5.8 | 42.8±7.3 | 0.605 | 0.180 | |
Responder= ≥50% reduction in FI episodes compared to baseline; ms= milliseconds
FI symptoms:
The number of FI episodes per week significantly decreased (1 Hz, p=0.01; 5 Hz, p=0.022 and 15 Hz, p=0.007) after TNT treatment when compared to baseline, without intergroup differences (Table 3). The percentage of responders (90.9%) was significantly higher (p=0.04) in the 1 Hz group when compared to 5 Hz group (36.4%) and 15 Hz group (54.4%), and between 1 Hz and 5 Hz groups (p=0.023). These observations and other symptom profiles have been reported elsewhere13.
Correlation of lumbosacral MEPs with clinical outcome:
There was moderate degree of overall positive correlation (0.41) between the MEP responders and the FI responders, and this was significant (p=0.017, Table 4). Further, in the 1 Hz group, the MEP responders were also highly correlated (0.67) with the FI responders, and this was statistically significant (p=0.006; Table 4). The 5 Hz and 15 Hz frequency groups showed no significant correlation.
Table 4.
Correlation of lumbosacral-anal and lumbosacral-rectal motor evoked potential (MEP) responder with fecal incontinence responder
| TNT Frequency | phi coefficient | P |
|---|---|---|
| Overall | 0.41 | 0.0179 |
| 1 Hz | 0.67 | 0.0067 |
| 5 Hz | 0.069 | 0.819 |
| 15 Hz | 0.516 | 0.087 |
DISCUSSION:
Although fecal incontinence is caused by multiple pathophysiological mechanisms3–5, there is sparse knowledge on how current treatments improve symptoms or how they modify the underlying mechanisms5, 6. In this first bi-directional gut and brain interactions study in FI, we found that the afferent nerve conduction time as measured by the latencies for the ano-cortical evoked potentials (P1, N1, P2, N2) were significantly decreased after TNT treatment with the 1 Hz frequency when compared to its baseline values or those seen with the 5 Hz and 15 Hz frequencies. This finding of a shortened CEP latency time suggests that TNT improves signaling time between the anorectum and brain. Clinically, this could translate into enhanced awareness of stool perception, and thereby provide more warning time for FI patients to reach the restroom and prevent leakage.
The afferent recto-cortical evoked potentials, however, showed no differences when compared to baseline or between the three frequencies, suggesting that TNT may not affect the rectal sensory pathways. Another study recently showed no changes in recto-cortical representation after anal electrical stimulation but shortening of P1 latency and increased ano-cortical representation, especially cingulate gyrus20. Together these findings suggest that peripheral stimulation improves the afferent ano-cortical neurobiologic axis.
The efferent signaling as assessed by the cortico-spinal MEP latencies (cortico-lumbar and cortico-sacral) inform how efficiently do messages from the brain reach the spinal cord in FI patients. These values were mostly unchanged, suggesting that TNT does not affect descending pathways between the brain and spinal cord. Peripherally, the bilateral, lumbar and sacral plexus MEPs provide a comprehensive assessment of the overall nerve function from its origin in the lumbar and/or sacral plexus to their innervation in the anal and rectal muscles10,18. At baseline these MEP values in FI patients were abnormal when compared to healthy controls10, 18, reaffirming that FI patients exhibit significant lumbar and sacral plexus neuropathy9, 10. Importantly, after TNT, the bilateral lumbar and sacral anal nerve conduction significantly improved as evidenced by the significant shortening of all anal MEP latencies in the 1 Hz frequency group, and to a lesser degree with the 5 Hz and 15 Hz groups. The lumbo-rectal and sacro-rectal MEPs were mostly unchanged in all three frequency groups. These observations suggest that TNT improves the efferent peripheral spino-anorectal neuropathy but does not affect the efferent function between the brain and spinal cord. Furthermore, we found an overall significant correlation between MEP responders and FI responders, and in particular a high degree of significant correlation only in FI patients who were treated with the 1 Hz frequency. These findings suggest that following TNT the mechanistic improvements in nerve conduction time and the underlying neuropathy correlate well with the clinical improvements seen in FI patients.
The neuromodulatory effects of improved signaling in the afferent ano-cortical and peripheral lumbo-anal and sacro-anal MEPs, especially at 1 Hz frequency imply that TNT may bring about these changes by inducing neuroplasticity i.e., the inherent ability of neurons to adapt and change, and thereby alter the excitability in the motor neurons of the spinal cord and improve nerve conduction21. A previous animal model study showed that repetitive neural stimulation of sacral and posterior tibial nerves induced central neuroplasticity as evidenced by increased peak amplitude of somatosensory CEP and the density of polysialylated neural cell adhesion molecules (PSA-NCAM) - a neuroplasticity marker22. Also, acute sacral neuromodulation at 2 Hz was superior to 14 Hz in increasing both CEP amplitude and PSA-NCAM expression suggesting neuroplasticity in rodents23. These intriguing findings merit further validation in humans.
The anal squeeze sphincter pressure, and sustained squeeze pressure significantly improved as well as rectal sensory thresholds for constant sensation of fullness, urge to defecate and the maximum tolerable volume and rectal compliance after treatment with 1 Hz frequency only. Thus, TNT may improve anal sphincter strength, rectal sensory dysfunction and rectal reservoir function; all important mechanisms in the pathophysiology of FI possibly through neuromodulation.
Previously we showed that temporary SNS (frequencies >14 Hz) decreased corticoanal excitability alongside improvements in FI symptoms but without changes in anorectal manometry24. However, unlike SNS that typically uses electrical stimulation at 15 Hz7, 8, 23, here we showed significant improvements in afferent excitability and peripheral spino-anal signaling and anorectal sensorimotor function with magnetic stimulation at 1 Hz frequency and not with other frequencies, suggesting greater efficacy for lower frequencies in peripheral neural stimulation. However, in the CNS, previous studies have suggested that higher frequency magnetic stimulation is more effective for delayed conduction and neuropathies25. Also, one lumbosacral study showed that the 15 Hz frequency increased cortical excitability compared to 5 Hz, but 1 Hz was not tested, so that might explain a difference26. By contrast another study showed that the 1 Hz lumbosacral stimulation did alter spinal responses27. Also 1 and 2 Hz was associated with greater potentiation of anorectal inputs into the somatosensory cortex than 14 Hz in rats28. Another rodent study showed that SNS at 5 Hz was more effective than 15 Hz in improving rectal compliance and colonic transit in loperamide-induced constipation29. These observations suggest that lower frequencies of repetitive stimulation may be more effective in improving peripheral neural dysfunction than higher frequencies. In addition to the frequency, the duration of TNT therapy may also affect outcome, as it required 40 minutes to deliver 2400 stimulations at 1 Hz whereas it required 8 minutes for the 5 Hz and about 3 minutes for the 15 Hz frequency respectively.
The limitations include the small number of subjects in each arm and the lack of sham controlled studies. This possibly led to a type II error with some of our analysis limiting the significance of our observations. However, this was an exploratory study to evaluate both the feasibility of TNT and underlying plausible mechanisms. Thus, despite the smaller sample size, TNT produced significant changes in most primary measures especially in the 1 Hz group, demonstrating its usefulness when compared to higher frequencies. However, these observations require confirmation in larger, sham controlled studies to validate these mechanistic underpinnings. Also, the potential benefits of other paradigms including more frequent sessions, fixed duration, and longer trains of stimulation merit further study.
In conclusion this study shows that TNT appears to have a multidimensional effect on the pathophysiological mechanisms of FI, especially when applied at 1 Hz frequency, alongside improvements in bowel function suggesting that TNT could be a useful treatment for FI. These afferent gut and brain and peripheral neurobiologic, sensory and anal sphincter mechanistic effects are possibly mediated by neuromodulation and offer the real promise of a new noninvasive therapeutic approach.
Supplementary Material
Acknowledgement:
This work was supported by NIH grant 5R21 DK104127-02. We sincerely acknowledge the expert research assistance of Mrs. Amanda Schmeltz, Mrs. Meagan Gibbs O’Banion, Ms. Rachael Parr, Ms. Ijeoma Azih, Ms. Shashana Fiedler, and statistical analysis support of Mrs. Patricia Hall. We also appreciate the technical assistance provided by Dr. T. Patcharatrakul, Dr. K. Rattanakovit and Dr. M.L. Harris for the conduct of the study. Importantly, we thank Mrs. Helen Smith for her superb secretarial assistance.
Footnotes
Conflicts of Interest: All authors declare no conflicts of interests with this study.
Clinical Trials.Gov: Registered at Clinical trials.gov no NCT02556151
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