Dopamine Cell Therapy: From Cell Replacement to Circuitry Repair

Abstract

Cell therapy for Parkinson’s disease (PD) is aimed to replace the degenerated midbrain dopamine (mDA) neurons and restore DA neurotransmission in the denervated forebrain targets. A limitation of the intrastriatal grafting approach, which is currently used in clinical trials, is that the mDA neurons are implanted into the target area, in most cases the putamen, and not in the ventral midbrain where they normally reside. This ectopic location of the cells may limit their functionality due to the lack of appropriate afferent regulation from the host. Homotopic transplantation, into the substantia nigra, is now being pursued in rodent PD models as a way to achieve more complete circuitry repair. Intranigral grafts of mDA neurons, derived from human embryonic stem cells, have the capacity to re-establish the nigrostriatal and mesolimbic pathways in their entirety and restore dense functional innervations in striatal, limbic and cortical areas. Tracing of host afferent inputs using the rabies tracing technique shows that the afferent connectivity of grafts implanted in the nigra matches closely that of the intrinsic mDA system, suggesting a degree of circuitry reconstruction that exceeds what has been achieved before. This approach holds great promise, but to match the larger size of the human brain, and the 10 times greater distance between substantia nigra and its forebrain targets, it may be necessary to find ways to improve the growth capacity of the grafted mDA neurons, pointing to a combined approach where growth promoting factors are used to enhance the performance of mDA neuron grafts.

Transplantation of midbrain dopamine (mDA) neurons derived from pluripotent stem cells are currently being explored in clinical trials in patients with Parkinson’s disease (PD) with the aim to restore DA neurotransmission in the DA depleted striatum [1, 2]. The current approach has an obvious limitation in that the cells are ectopically implanted in the DA target area rather into the substantia nigra where they normally reside (see Fig. 1A). It is clear from both experimental studies and studies in patients that the ectopic, intrastriatal transplants are spontaneously active and release DA in a tonic, physiological manner. Although this is sufficient to provide significant improvement in motor function, not all aspects of the DA deficiency syndrome seen in DA lesioned animals and PD patients are well restored in this grafting paradigm [3, 4].

Fig. 1.

Dopamine (DA) neuron transplantation seeks to replace the lost midbrain DA neurons and restore DA neurotransmission in the DA-depleted striatum. In the clinical trials conducted so far the DA neurons are transplanted into the striatum (A), i.e., the area where DA is released. This ectopic location of the cells may limit their functionality due to the lack of appropriate afferent regulation from the host. In the alternative approach discussed here the cells are implanted homotopically into the substantia nigra (B), i.e., the site where the nigrostriatal DA neurons normally reside, making it possible to achieve more complete restoration of efferent and afferent graft-host connectivity.

This raises the question whether mDA neuron grafts placed homotopically, in the substantia nigra (Fig. 1B), would be able to provide more extensive restoration of the damaged nigro-striatal circuitry and thus more complete functional recovery. This was for a long time considered unrealistic due to the long distance between nigra and striatum and the complexity of the afferent connectivity that would have to be restored. The initial attempts made along this line were also discouraging. Promising progress, however, has been made during the last decade, revealing a remarkable ability of pre-specified neuronal precursors to integrate into host circuitry and extend axons over large distances in the adult brain, illustrated, in particular, by the highly specific connectivity that has been achieved from neocortical neuron precursors implanted into lesioned neocortex in rodents [5–8]. Similar promising results have been obtained using intranigral transplants of human fetal or embryonic stem cell (hESC) derived mDA neurons.

EARLY STUDIES

In studies performed in the 1990s, the performance of intranigral grafts of fetal rat mDA neurons were explored in unilaterally 6-hydroxydopamine (6-OHDA) lesioned rats. The neurons were seen to survive well but the extension of tyrosine hydroxylase (TH) positive axons toward the striatum was very limited or entirely absent. Interestingly, however, the intranigral grafts had significant functional impact even in the absence of striatal connectivity, seen as a recovery of both drug-induced and spontaneous motor behavior, such as forelimb stepping and movement initiation time [9, 10].

These findings highlighted the often-neglected fact that DA released locally from dendrites act to regulate GABA release via activation of DA D1 receptors located on GABAergic terminals in the pars reticulata. In rodent models at least, DA produced in the nigra contributes to the functional effect of systemic L-DOPA, adding to the effects elicited in the striatum [11]. Inspired by these findings Mendez et al. [12] used a combination of intraputaminal and intranigral grafting in four PD patients. Although these patients showed very good clinical outcome, and good survival of both the intranigral and intraputaminal grafts, the design of the study and the limited number of patients did not allow any conclusion as to the relative contribution of the intranigral grafts.

RECONSTRUCTION OF THE NIGRO-STRIATAL AND MESOLIMBIC PATHWAYS

During the last decade the introduction of new and more powerful axonal tracing techniques has led to a revival of the intranigral grafting approach. Using dissected fetal ventral mesencephalon (VM) from GFP reporter mice, Gaillard et al. [13] and Thompson et al. [14] were the first to show reformation of a complete and functional nigrostriatal pathway in 6-OHDA lesioned mice from mDA neurons grafted into the nigra. Subsequently, even more extensive forebrain connectivity from neurons grafted to the nigra in 6-OHDA lesioned rodents has been obtained using fetal human and hESC-derived mDA neurons [15–18]. The specificity of graft-to-host connectivity observed in these studies is quite remarkable: Cellular markers indicate that both major types of mDA neurons, A9 and A10, are contained in these grafts, and their projections are quite similar to those of the endogenous counterparts, resulting in dense innervations of striatal, limbic and cortical areas normally innervated by the mDA neurons (Fig. 1B). This outgrowth pattern is clearly cell-type specific: intranigral grafts of hESC-derived glutamatergic neurons with a forebrain phenotype innervate cortical and ventral forebrain areas but avoid completely the caudate-putamen [15, 18].

Interestingly, the areas innervated by ectopic intrastriatal mDA neuron grafts [14, 19] match quite well those innervated by the intranigral grafts (Fig. 1B), showing that the targeting is independent of the location of the cells. The outgrowing axons are clearly able to seek out their appropriate targets from any direction, suggesting the presence of highly specific axon guidance and target recognition mechanisms in the DA-denervated forebrain. This is further supported by the observation that the extension of axons from intranigral fetal mDA neuron grafts is almost completely blocked if the intrinsic projection is left intact [14].

Tests of drug-induced and spontaneous motor behaviors indicate that the newly established connections are functional and restored gradually over a period of 3–4 months, which matches well the time-course of axonal outgrowth and generation of axonal terminals in the striatal target area [16, 18]. Recovery of DA neurotransmission is further supported by studies using chemogenetic tools (DREADDs), applied initially to intrastriatal grafts [20, 21], and more recently also to the study of hESC-derived mDA neurons grafted to the nigra [18]. In both cases DREADD-induced inhibition of the grafted mDA neurons was shown to reverse the graft induced motor recovery, an effect shown also using optogenetic silencing [22]. DREADD-induced activation induced the opposite effect, i.e., a further enhancement of the graft-induced functional improvement. In the study by Chen et al. [21], this enhancement effect was blocked by pretreatment with DA receptor antagonists. These data show that intranigral mDA neuron grafts are as functional as cells grafted to the striatum. In both cases, functional recovery is critically dependent on the recovery of DA neurotransmission in the innervated forebrain targets, although it is possible that DA released locally in the nigra may contribute as well (see above).

Similar to fetal VM grafts, the hESC-derived grafts also contain non-DA neurons. Their axons, visualized using a combination of TH and human NCAM antibodies, project like the TH-positive ones to wide and partially overlapping areas of the forebrain [14, 23, 24]. Their projection pattern is similar to the midbrain GABA and glutamate neurons that normally reside in the VTA. Around 45% of the neurons in the VTA are known to be non-dopaminergic, most of them GABAergic or glutamatergic [24–26]. Like the DA neurons, they project widely to the forebrain, and in rats and mice, the VTA projections to several limbic and cortical areas are more than 50% non-dopaminergic [27], which is in line with the TH and non-TH innervations we see in limbic and cortical regions in transplanted animals [14, 15]. It seems likely therefore that this mixed composition, which is an essential feature of VTA also in the human brain [27], is retained also in the hESC-derived transplants.

TRACING OF HOST-TO-GRAFT CONNECTIVITY

Previous electrophysiological and optogenetic studies have shown that grafted fetal mDA neurons are spontaneously active and receive both excitatory and inhibitory inputs from the host [22, 28, 29], but it was the introduction of the monosynaptic rabies tracing technique that made it possible to investigate the origins and extent of host afferents in their entirety. In this method the grafted cells are equipped, prior to grafting, with the TVA receptor (for selective infection of the pseudotyped rabies vector) and the rabies glycoprotein (which allows spread retrogradely across the synapse). This allows the fluorescent label in the pseudotyped rabies vector to be transferred selectively from the graft to all host (and graft) neurons synapsing onto the grafted cells. Using this approach, it has been possible to map and compare the afferent inputs to grafts placed in either their normal, homotopic, location in the nigra, or ectopically in the striatum, allowing also a direct comparison with the pattern of afferents to the endogenous midbrain DA neurons [15, 18, 30].

These studies show that the afferent connectivity of intranigral grafts is strikingly similar to that of the endogenous midbrain DA neurons, with major inputs from the striatum (GABAergic projection neurons), sensorimotor cortex (glutamatergic CTIP2⁺ and SATB⁺ projection neurons), and external globus pallidus (GABAergic pallido-nigral projection neurons), as well as from the central amygdala, bed nucleus of the stria terminalis, lateral and periventricular hypothalamus, and dorsal raphe [15, 16, 18]. The afferents to intrastriatal grafts originate to a large extent from the same host brain areas, striatum, sensorimotor cortex and external globus pallidus in particular, but they are also different: The intrastriatal grafts receive abundant afferents from the parafascicular and mediodorsal thalamus, which are absent from the intranigral grafts, and fewer inputs from hypothalamus and caudal brainstem, which innervate the intranigral grafts, as is the case also for the host mDA neurons [15, 18, 31].

The close-to-normal efferent and afferent connectivity of the intranigral grafts indicates a remarkable degree of circuitry reconstruction that far exceeds what has been possible to achieve with ectopic intrastriatal grafts. Nevertheless, the extent of afferent inputs to intrastriatal grafts is intriguing and challenges the common view that the functional impact of ectopically placed DA neuron grafts is mediated by autoregulated, tonic activity in the absence of normal regulatory inputs. Despite their ectopic location the intrastriatal grafts receive excitatory and inhibitory inputs from cortical, striatal and pallidal neurons that are known to regulate the function of the endogenous nigral DA neurons. It seems possible that the intrastriatal grafts could receive inputs, via branching collaterals, from functionally appropriate subtypes of excitatory (cortical) and inhibitory (striatal and pallidal) neurons in the host. In support of this idea, Adler et al. [15] could show that the synaptic inputs to intrastriatal grafts are derived, at least in part, from the same cortical, striatal and pallidal neurons that innervate the host substantia nigra.

CLINICAL PERSPECTIVE

The impressive results obtained in rodent models raise the question whether intranigral transplantation should be explored also in patients. This approach is attractive, not only as a way to achieve more complete circuitry repair and more refined functional regulation of the grafted neurons, but also as a way to obtain more widespread reinnervation of the DA-deficient forebrain areas. In contrast to intrastriatal grafting where expansion of innervation into additional forebrain targets, such as caudate nucleus, nucleus accumbens and prefrontal cortex, requires an increased number of implantation sites (thus more needle tracts), the intranigral approach would make it possible to obtain widespread reinnervation from a single implantation site. Since the progressive loss of DA innervation in limbic and cortical areas is likely to contribute to the development on non-motor symptoms—as suggested by the improvements in sleep, fatigue, mood and cognition obtained with continuous intestinal L-DOPA infusions [32, 33]—it seems possible that the intranigral grafting approach, resulting in reinnervation of both striatal, limbic, and cortical territories, could have a broader impact on PD symptoms than grafts limited to the striatum.

Table 1.

Take home message

• Grafts of stem cell derived dopamine neurons transplanted

homotopically into the substantia nigra, rather than

ectopically into the striatum offer the possibility

for more complete circuitry repair.

• The close-to-normal efferent and afferent connectivity

of the intranigral grafts points to a remarkable degree of

circuitry reconstruction that far exceeds what has been

possible to achieve with ectopic intrastriatal grafts.

• Despite their ectopic placement the intrastriatal

dopamine neurons grafts receive excitatory and inhibitory

afferents from relevant areas of the host brain allowing

modulation of the graft-induced functional impact on

motor behavior.

• Intranigral grafting is attractive, not only as a

way to achieve more refined functional regulation of the

grafted neurons, but also as a way to obtain more widespread

reinnervation of the dopamine-deficient limbic and

cortical areas.

• Scale up to the 10-fold larger size of the

nigrostriatal system in the human brain is a major

challenge and may require a combined approach where

the growth capacity of the dopamine neurons is increased

by simultaneous administration of growth factors,

such as GDNF.

The scale up to the much larger human brain is a challenge, however. The nigrostriatal pathway in the rat is about 4–5 mm long, and the maximum extension of axons that has been observed from intranigral grafts, reaching anteromedial frontal cortex in the rat, is about 8–9 mm. In humans, the distance from the nigra to the rostral parts of the caudate/putamen and nc. accumbens is about 6–7 cm, and a further 1–2 cm to the anteromedial frontal cortex, i.e., around 10 times larger than in the rat (Fig. 2). To match the larger size of the human brain, therefore, it may be necessary to find ways to improve the growth capacity of the grafted mDA neurons. Efforts along this line have been focused on the combination with growth factors (GDNF in particular) [14, 34, 35] and/or chemoattractants such as Netrin-1 [34, 36, 37]. A recent study from the Thompson/Parish lab is particularly promising in this regard, showing a prominent growth-stimulating effect of GDNF on grafted hESC-derived mDA neurons, resulting in an increased reinnervation of remote targets (such as the perirhinal and cingulate cortex), accompanied by accelerated functional recovery [38]. This points to the possibility of a combined therapeutic approach where neurotrophic/growth attractant factors are used to increase the performance of intranigrally grafted mDA neurons. Such a dual approach, if successfully developed, may have the additional advantage in helping to preserve what is left of the intrinsic DA system and thereby providing additional support to the efficacy and long-term clinical outcome of DA neuron grafts. In a future scenario, maximal long-term impact of a fully circuit-integrated intranigral mDA neuron graft would be achieved when used in combination with a protective intervention blocking the progression of the underlying disease.

Fig. 2.

Intranigral grafting is attractive as a way to achieve more complete circuitry repair, more refined functional regulation of the grafted neurons, and more widespread reinnervation of the DA-deficient forebrain areas. The use of this approach in the human brain, however, is a challenge due to the 10-fold greater length of the human DA system (A), compared to the one in the rat brain (B). This may require a combined therapeutic approach where growth promoting factors are used to increase the growth capacity of the grafted mDA neurons.

CONFLICT OF INTEREST

AB has no potential conflict of interest. MP is the owner of Parmar Cells AB and co-inventor of the U.S. patent application 15/093,927 owned by Biolamina AB and EP17181588 owned by Miltenyi Biotec.