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The Cochrane Database of Systematic Reviews logoLink to The Cochrane Database of Systematic Reviews
. 2021 Oct 25;2021(10):CD014509. doi: 10.1002/14651858.CD014509

Post‐extubation use of non‐invasive respiratory support in preterm infants: a network meta‐analysis

Abdul Razak 1,2, Prakeshkumar S Shah 3, Xiang Y Ye 4, Amit Mukerji 5,
Editor: Cochrane Neonatal Group
PMCID: PMC8545440

Objectives

This is a protocol for a Cochrane Review (intervention). The objectives are as follows:

To evaluate the benefits and adverse effects of various NRS modes when used as post‐extubation support for preterm infants.

Background

Description of the condition

Extremely preterm infants experience respiratory insufficiency due to surfactant deficiency, immature respiratory drive, or both, resulting in inadequate gas exchange that necessitates respiratory support. Many preterm infants require invasive mechanical ventilation (Stoll 2010); however such prolonged invasive respiratory support is known to be associated with mortality, chronic lung disease (CLD), and neurodevelopmental impairment (NDI) (Choi 2018Walsh 2005). This has driven clinicians to aim to extubate as early as possible. However, extubation is often challenging in preterm infants with inadequate respiratory drive and ongoing lung disease. In around 40% of preterm infants extubated to nasal continuous positive airway pressure (NCPAP), this support fails and endotracheal re‐intubation is required (Lemyre 2017). Furthermore, infants for whom extubation fails are at risk of increased mortality and morbidity (Chawla 2017). With a view toward reducing extubation failure, technological innovations in the field of non‐invasive respiratory support (NRS) have been introduced, with many NRS modes now available. Given the number of available options, it is imperative to understand the relative efficacy of various strategies, to improve extubation success rates.

Description of the intervention

Over the last three decades, NCPAP has become the prototypical NRS mode for preterm infants with respiratory distress syndrome (RDS), with apnea of prematurity, or post extubation. NCPAP has been shown to reduce the need for mechanical ventilation in preterm infants with RDS (Morley 2008); it is also effective in preventing extubation failure among preterm infants (Davis 2003). In recent years, nasal intermittent positive‐pressure ventilation (NIPPV) and biphasic positive airway pressure (BiPAP) have become popular. These modes may provide additional benefits over NCPAP for reducing dependence on mechanical ventilation as evaluated in Cochrane Reviews; meta‐analyses have revealed that NIPPV is more effective than NCPAP for reducing the need for intubation and invasive ventilation among preterm infants with RDS (Lemyre 2016), as well as among infants after extubation (Lemyre 2017).

High‐flow nasal cannula (HFNC) has also gained importance as a mode of NRS. This mode has been evaluated in a Cochrane Review, which revealed that HFNC has similar efficacy rates post extubation compared to other forms of NRS in preventing treatment failure, death, and CLD among preterm infants, to prevent extubation failure (Wilkinson 2016). Similarly, a recent non‐Cochrane review of 10 clinical trials revealed that HFNC has similar efficacy when compared to NCPAP as post‐extubation support. But limited data were available on preterm infants at gestational age less than 28 weeks (Fleeman 2019).

Further to this, additional NRS modes such as nasal high‐frequency oscillation ventilation (NHFOV) and non‐invasive neurally adjusted ventilatory assist (NIV‐NAVA) have been recently evaluated in systematic reviews (De Luca 2016; Goel 2020; Lee 2015). Additionally, clinicians are exploring higher than traditional levels of NCPAP. Typically, NCPAP levels in preterm infants have been reported up to 8 cmH₂O. Higher levels of NCPAP (> 8 cmH₂O), so‐called high NCPAP (H‐NCPAP), are being used to prevent extubation failure in preterm infants (ACTRN12618001638224p; Buzzella 2014; NCT03512158). Although many NRS modes have been compared against one another, head‐to‐head trials comparing some modes of NRS (e.g. NHFOV versus NIPPV or NCPAP) are lacking; this creates uncertainty regarding the choice of one mode of NRS over another, resulting in wide practice variability (Mukerji 2017). With so much ambiguity and ongoing addition of randomized controlled trials (RCTs), a systematic review with network meta‐analysis (NMA) is needed to determine whether there is a hierarchy of effectiveness of these modes of support.

How the intervention might work

NCPAP improves oxygenation and reduces the work of breathing by increasing functional residual capacity (Richardson 1978). It provides flow of gas resulting in a constant distending pressure at the nasal interface to maintain patency of the airway, thereby decreasing obstructive apnea (Miller 1986). The flow of gas can be variable (e.g. infant flow driver) or constant (e.g. ventilator continuous positive airway pressure [CPAP], bubble CPAP), depending on the device. NCPAP also reduces upper airway resistance (Miller 1990), stabilizes the chest wall, and enhances respiratory thoraco‐abdominal synchrony, thus improving diaphragmatic function. Although data are limited,it is plausible that NCPAP levels higher than those conventionally provided(> 8 cmH2O; H‐NCPAP) may reduce lung atelectasis and therefore improvedventilation.

HFNC is a relatively recent NRS mode used in the neonatal population. The precise mechanism underpinning its clinical benefits remains unknown. It is suggested that HFNC provides a constant distending pressure similar to CPAP (Locke 1993); however, pressure may be variable depending on the phase of the respiratory cycle and the interface‐patient seal. Gas flow washes out the anatomic dead space in the upper airway and reduces inspiratory resistance (Moller 2015). It also reduces metabolic demands on the airways by providing warm and humidified gases.

NIPPV, BiPAP, and NIV‐NAVA are non‐invasive respiratory strategies that encompass baseline CPAP, with an intermittent increase in applied pressure. All modes offer the benefits of NCPAP with presumed additional advantages by providing a fixed rate of intermittent pressure on top of baseline pressure. This increase in intermittent pressure (peak pressure) is purported to help preterm infants with poor respiratory drive after extubation (Lemyre 2017). Peak pressures can be synchronized (S‐NIPPV) or non‐synchronized (NS‐NIPPV). Peak pressures, ventilatory rates, and inflation times used in NIPPV are similar to those used in mechanical ventilation. BiPAP is a variant of NIPPV with small differences between high and low pressures (< 4 cmH₂O), lower cycle rates (10 to 30 per minute), and longer inflation times (0.5 to 1 second for higher pressures) compared to NIPPV (Cummings 2016). BiPAP is delivered by variable flow devices.

NIV‐NAVA is a form of synchronous NIPPV. The specialized catheter detects electrical activity of the diaphragm (Edi), which is converted to peak pressure, allowing the ventilator to assist the spontaneous breath of the infant in proportion to the effort generated. Synchrony in NAVA is not limited to initiation of the breath but affects the size and termination of the breath (Stein 2014). By improving patient‐ventilator synchrony, NIV‐NAVA may prevent lung injury and could affect neonatal outcomes (Lee 2015).

In NHFOV, the continuous distending pressure is generated by bias flow, with oscillations superimposed on neonatal tidal breathing. By providing distending pressure, NHFOV offers the advantages of NCPAP while improving gas exchange and preventing extubation failure. NHFOV appears effective and superior to NIPPV in carbon dioxide (CO₂) elimination (Mukerji 2013). Both the infant's breathing and superimposed oscillation may impact CO₂ removal independently, but a synergistic effect is also apparent (De Luca 2016). Oscillatory effects from NHFOV are minimal, as the oscillation is generally dampened by soft interfaces and leak. However, the effects of oscillation on apnea or on stimulation of breathing remain controversial (De Luca 2016).

Why it is important to do this review

Pair‐wise independent comparisons have focused on common NRS modes, that is, NCPAP, HFNC, and NIPPV post extubation, in preterm infants (Kotecha 2015Lemyre 2016Wilkinson 2016). Ongoing efforts to further reduce dependence on invasive mechanical ventilation have led to development and use of innovative NRS modes such as NHFOV and NIV‐NAVA. However, lack of head‐to‐head trials comparing some of these newer NRS modes with different modes of non‐invasive ventilation has created uncertainty for decision‐makers in choosing one mode of non‐invasive ventilation over another. Additionally, traditional pair‐wise meta‐analyses do not provide information about all comparisons or about the treatment hierarchy between available NRS modes. This NMA will allow indirect comparison of interventions that have not been evaluated in head‐to‐head RCTs. It will also inform a treatment hierarchy to aid clinicians in choosing between different modes of non‐invasive support.

In July 2020, an NMA on NRS modes used post extubation was published (Ramaswamy 2020); however following are key differences in our protocol.

  1. Extubation failure is included as an outcome (this is relevant, as in modern clinical practice rescue NRS modes are often used instead of intubation).

  2. We specified high CPAP (HCPAP) as a distinct intervention mode, as we believe this will gain importance in the years to come.

  3. We included key outcomes such as intestinal perforation and long‐term neurodevelopmental outcomes.

  4. Ours will be a “live” document that will be updated when new trials are published.

Objectives

To evaluate the benefits and adverse effects of various NRS modes when used as post‐extubation support for preterm infants.

Methods

Criteria for considering studies for this review

Types of studies

We will include randomized, quasi‐randomized, and cluster‐randomized prospective controlled trials comparing any two or more NRS modes for preterm infants following extubation. Quasi‐randomized trials considered for inclusion will be those that closely mirror the structure of a randomized trial, but with allocation decided by an approximation to randomization (e.g. alternation, date of birth, case record number). We will exclude non‐randomized trials and cross‐over trials, as well as studies not evaluating the interventions or outcomes of interest. 

Types of participants

We will include preterm infants at less than 37 weeks’ gestational age (GA) who require NRS following extubation. Studies including preterm and term infants will be included if data relevant to preterm infants are available (or if > 80% of the population is preterm in cases when preterm‐specific data are unavailable). To ensure transitivity across the network, key patient characteristics and timing of randomization from individual studies will be evaluated to confirm that the exchangeability assumption is valid.

Types of interventions

Eligible NRS modes that will be evaluated include (1) NCPAP, (2) NIPPV, (3) BiPAP, (4) HFNC, (5) NHFOV, (6) NIV‐NAVA, and (7) H‐NCPAP.

  1. NCPAP includes continuous distending pressure provided by a ventilator or a bubble CPAP or a variable flow device, up to 8 cmH₂O, administered via the nasal route through any nasal interface including, but not limited to, bi‐nasal prongs, mask, nasopharyngeal tube, and RAM cannula.

  2. NIPPV includes positive‐pressure inflation on top of CPAP provided by a ventilator in a synchronous or non‐synchronous manner, administered via the nasal route through any nasal interface including, but not limited to, bi‐nasal prongs, mask, nasopharyngeal tube, and RAM cannula.

  3. BiPAP includes non‐invasive support that cycles between two pressure levels provided by a variable flow device in a synchronous or non‐synchronous way, administered via the nasal route through any nasal interface including, but not limited to, bi‐nasal prongs, mask, nasopharyngeal tube, and RAM cannula.

  4. HFNC includes heated and humidified gas flows greater than 1 liter/min provided by a high‐flow device via the nasal route through any nasal interface including, but not limited to, bi‐nasal prongs, mask, nasopharyngeal tube, and RAM cannula.

  5. NHFOV includes continuous positive pressure with superimposed oscillations provided by ventilator, administered via the nasal route through any nasal interface including, but not limited to, bi‐nasal prongs, mask, nasopharyngeal tube, and RAM cannula.

  6. NIV‐NAVA includes positive‐pressure inflation on top of CPAP provided by a ventilator in a synchronous manner determined by electrical activity of the diaphragm (detected by a specialized catheter placed in the esophagus), administered via the nasal route by any nasal interface including, but not limited to, bi‐nasal prongs, mask, nasopharyngeal tube, and RAM cannula.

  7. H‐NCPAP includes continuous distending pressure provided by a ventilator (or a bubble CPAP or variable flow device), greater than 8 cmH₂O, administered via the nasal route through any nasal interface including, but not limited to, bi‐nasal prongs, mask, nasopharyngeal tube, and RAM cannula.

We will exclude studies if they compared one of these NRS modes with any other mode (low flow, head box oxygen, or others), or if they compared entirely different modes not listed here. As required, we will revise and update this list of interventions in future iterations of the review, depending on the landscape of available modes.

Types of outcome measures

We will evaluate extubation failure and the need for intubation and ventilation, separately, as primary outcomes, because extubation failure is objective and is less susceptible to bias than intubation, which might be influenced by clinician preferences. Besides, in some trials, infants who have met failure criteria could be rescued by other non‐invasive support before intubation.

Primary outcomes
  1. Treatment failure within first seven days post extubation (failure criteria as defined by authors of included studies, such as respiratory acidosis, increased oxygen requirements, or clinically important apneas that may or may not result in escalation of respiratory support including use of an alternate NRS mode or intubation)*

  2. Need for endotracheal ventilation within first seven days post extubation

  3. CLD (defined as need for oxygen therapy or positive‐pressure support at 36 weeks’ postmenstrual age, or at discharge/transfer if earlier than 36 weeks' postmenstrual age)

*Note: Studies considering respiratory failure or need for endotracheal ventilation at any time within the first seven days post randomization (including, for example, studies that report these outcomes within 72 hours post randomization) will also be considered under the above‐mentioned outcomes.

Secondary outcomes
  1. Death (prior to discharge)

  2. Death or CLD (prior to discharge)

  3. Moderate to severe neurodevelopmental impairment: defined by study authors using Bayley Scales of Infant and Toddler Development ‐ Third Edition ‐ or other comparable validated scales, assessed at 18 to 24 months' corrected age among survivors

  4. Pulmonary air leak syndromes: pneumothorax, pneumomediastinum, or pulmonary interstitial emphysema (occurring while on NRS mode under investigation and prior to discharge)

  5. Intestinal perforation (occurring while on NRS mode under investigation and prior to discharge)

Search methods for identification of studies

An Information Specialist developed a draft search strategy for OVID MEDLINE in consultation with review authors (Appendix 1). This strategy will be peer‐reviewed using the PRESS Checklist (McGowan 2016aMcGowan 2016b). The MEDLINE strategy will be translated, using appropriate syntax, for other databases. Methodological filters will be used to limit retrieval to randomized controlled and quasi‐randomized trials and systematic reviews. Searches will be conducted without language, publication year, publication type, or publication status restrictions.

Electronic searches

The following databases will be searched without language, publication year, publication type, or publication status restrictions.

  1. Cochrane Central Register of Controlled Trials (CENTRAL), in the Cochrane Library.

  2. Ovid MEDLINE and Epub Ahead of Print, In‐Process, In‐Data‐Review & Other Non‐Indexed Citations and Daily (1946 to current).

  3. Embase (1974 to current) (Ovid).

  4. Cumulative Index to Nursing and Allied Health Literature (CINAHL) (EbscoHost).

  5. Web of Science.

Searching other resources

Trial registration records will be identified by using Cochrane CENTRAL and by conducting independent searches of the following registries.

  1. US National Library of Medicine (https://clinicaltrials.gov).

  2. World Health Organization (WHO) International Clinical Trials Registry Platform (ICTRP) (https://www.who.int/clinical-trials-registry-platform/the-ictrp-search-portal).

  3. International Standard Randomized Controlled Trials Number (ISRCTN) Registry (https://www.isrctn.com).

Conference abstracts will be identified using CENTRAL and Embase without date or language limits. We will also conduct independent searches of the following conferences from 2017 forward: Pediatric Academic Societies (https://www.pas-meeting.or) and the European Society for Pediatric Research (www.espr.eu/).

We will check the reference lists of included studies and the reference lists of related systematic reviews to identify studies not captured in database searches.

We will search for errata and retractions for included studies published on PubMed (www.ncbi.nlm.nih.gov/pubmed).

Data collection and analysis

Selection of studies

We will use the described search strategy to obtain any titles and abstracts of studies that may be relevant to this review. One review author (AR) will screen titles and abstracts to discard studies that are not relevant, such as non‐randomized studies, cross‐over trials, cluster‐randomized trials, and studies not evaluating the populations and interventions of interest. Two review authors (AR, AM) will use a standardized form to assess the retained studies to determine which studies satisfy inclusion criteria. We will utilize Covidence (covidence.org) to perform the described screening and analysis of studies for inclusion. We will not employ any specific masking strategies. Any discrepancies will be resolved upon discussion with a third review author (PS).

Data extraction and management

Two review authors (AR, AM) will independently extract data using a standardized form (Appendix 2). Information extracted will include study characteristics, participants, interventions, outcomes, and risk of bias. Any potential effect modifiers will be encompassed in this data collection phase. Data will be cross‐checked between review authors and will be discussed, with discrepancies resolved upon discussion with a third review author (PS) if required. Before assessment, studies that report in non‐English language journals will be translated electronically. We will use studies with the most complete data if more than one publication is available for one study. Disagreements on data extraction will be discussed with a third review author (PS). We will contact trial authors by email to request missing data (with a maximum of two reminders, two weeks apart – allowing a total time of six weeks to obtain a response to consider for inclusion), including separate data for preterm infants if the trial has included term and preterm populations, and individual outcomes if the trial has reported only composite outcomes. Information extracted will include study characteristics, participants, interventions, outcomes, and risk of bias.

Assessment of risk of bias in included studies

We (AR, AM) will assess risk of bias by using the criteria outlined in the Cochrane Handbook for Systematic Reviews of Intervention and will present this information in “Risk of bias" tables for the following domains (Higgins 2011). We will be using the Cochrane risk of bias tool to assess each included study in the following domains. 

  1. Was there adequate sequence generation (selection bias)?

  2. Was allocation adequately concealed (selection bias)?

  3. Was knowledge of allocated interventions adequately prevented during the study (detection bias)?

    1. Participants and personnel.

    2. Outcome assessors.

  4. Were incomplete outcome data adequately addressed (attrition bias)?

  5. Are reports of the study free of suggestion of selective outcome reporting (reporting bias)?

  6. Was there any other bias?

We will resolve disagreements by discussion, or by consultation with a third assessor (PS). See Appendix 3 for a more detailed description of risk of bias for each domain.

Note: if risk of bias for an included study has already been determined and published in a previous Cochrane Review, we will incorporate these assessments into our analysis, provided they follow the structure as described above. For new studies identified and included in this review, we will follow the process as described above. 

Measures of treatment effect

Relative treatment effects

For this Cochrane Review, we will use R 4.0.0 for all analyses with a Bayesian approach. As all outcomes are binary, we will use risk ratios (RRs) with 95% credible intervals (CrIs) as the measure of association between NRS treatments used for each outcome.

Relative treatment rankings

In addition, we will report the ranking probabilities of each intervention for each rank (for primary outcomes only). We will report the treatment hierarchy using the surface under the cumulative ranking (SUCRA) curve for all interventions for each primary outcome (Salanti 2011).

Unit of analysis issues

The unit of analysis will be the participating infant in individually randomized trials, and an infant will be considered only once in the analysis. For cluster‐randomized trials, the unit will be the center, but we will include studies in the NMA only when the intra‐cluster correlation coefficient has been taken into account, or when approximately correct analyses can be performed as per the Cochrane Handbook for Systematic Reviews of Interventions guidelines (Higgins 2020). We will include multi‐arm trials; in pair‐wise meta‐analysis, we will treat studies with multiple treatment arms as multiple independent two‐arm studies. However, for the NMA, we will use Woods, Hawkins, and Scott’s method to estimate standard errors (SEs) to account for the multiple arms in analyses before running the NMA (Woods 2010). 

Dealing with missing data

When feasible, we intend to carry out analysis on an intention‐to‐treat basis for all outcomes. Whenever possible, we will analyze all participants in the treatment group to which they were randomized, regardless of the actual treatment received. If we identify important missing data (in the outcomes) or unclear data, we will request data by contacting the original investigators. We will consider more than 30% loss to follow‐up data for neurodevelopmental outcomes and more than 10% loss to follow‐up data for other outcomes as important, to alter the meaning or interpretation of results. Studies with loss to follow‐up higher than those thresholds will be excluded from analysis of that particular outcome.

Assessment of heterogeneity

Assessment of clinical heterogeneity

We will evaluate the presence of clinical heterogeneity among studies by comparing population characteristics, outcomes definitions, interventions, and study designs and methods.

Assessment of transitivity across treatment comparisons

To infer about the assumption of transitivity across the network, we will assess the following specific potential effect modifiers across various pair‐wise comparisons: (1) gestational age criteria; (2) birth weight criteria; (3) age at randomization; (4) respiratory support prior to extubation; (6) methylxanthine use; (6) antenatal steroid use; and finally, (7) assurance that intervention modes are utilized in a similar way (including interface employed). As an example, in a trial comparing NCPAP with NIPPV and a trial comparing CPAP with HFNC, we will assess for all of the aforementioned effect modifiers, according to the guiding principle that an individual patient should have been eligible for randomization into either trial. If a particular trial varies in a significant way in one or more of the aforementioned effect modifiers compared to other trials, that trial, although included in the systematic review, may not be included in quantitative analyses.

Assessment of statistical heterogeneity
Assumptions when heterogeneity is estimated

For standard pair‐wise meta‐analyses, we will estimate a different heterogeneity parameter for each pair‐wise comparison. For NMA, we will assume a single estimate for the heterogeneity parameter for all comparisons per outcome.

Measures and tests for heterogeneity

The I² statistic across trials will be used to test for statistical heterogeneity. We will consider I² thresholds to represent heterogeneity (low, moderate, and high I² threshold values for 25%, 50%, and 75%, respectively) (Higgins 2003). We will also evaluate P for the Chi² test and will consider a P value less than 0.10 as showing significant heterogeneity.

We will base assessment of statistical heterogeneity in the entire network on the magnitude of the heterogeneity variance parameter (τ 2) estimated from NMA models. We will compare the magnitude of a common heterogeneity variance for the specific network of interest with an empirical distribution of heterogeneity variances specific to types of outcomes and types of treatments compared (Turner 2012).

Assessment of statistical inconsistency
Local approaches for evaluating inconsistency

We will use the loop‐specific approach to evaluate the presence of inconsistency (incoherence) locally. A loop of evidence is formed by at least three treatment pairs that have been compared in studies, forming a closed path. Differences between direct and indirect evidence define their disagreement (inconsistency factor). We will look at the magnitude of the inconsistency factors and their 95% confidence intervals (CIs) to infer whether the inconsistency factor is incompatible with zero (Bucher 1997). We will extend the analysis to all closed triangular and quadratic loops while assuming single loop‐specific heterogeneity and will examine the estimates of inconsistency together with 95% CIs for each loop using a graphical representation (Salanti 2011). This approach can be easily applied and indicates loops with large inconsistency, but it cannot infer consistency of the entire network nor identify the particular comparison that is problematic. It should be noted that in a network of evidence, there may be many loops and estimates of inconsistency factors, and with multiple testing, the likelihood that we might find an inconsistent loop by chance is increased. Therefore, we will be cautious when deriving conclusions from this approach.

Global approaches for evaluating inconsistency

To check the assumption of consistency in the entire network, we will use the design‐by‐treatment interaction model, as fully explained in Higgins 2012. This method accounts for different sources of inconsistency that can occur when studies with different designs (two‐arm studies versus three‐arm studies) give different results, as well as when disagreement between direct and indirect evidence is apparent. By using this approach, we will infer whether any inconsistency from any source in the entire network is present based on a Chi² test. Inconsistency and heterogeneity are interwoven: to distinguish between these two sources of variability, we employed I² for inconsistency, which measures the percentage of variability that cannot be attributed to random error nor to heterogeneity (within‐comparison variability).

It should be noted in general that the power of statistical tests for inconsistency is low, which implies that absence of statistically significant inconsistency is not evidence of consistency.

Assessment of reporting biases

We intend to conduct a comprehensive search for eligible studies and will be alert for duplication of data. If we identify 10 or more trials for any pair of NRS modes, we will assess possible publication bias by inspecting the comparison‐adjusted funnel plot (Chaimani 2012). If we uncover reporting bias that could, in the opinion of the review authors, introduce serious bias, we will incorporate this into the GRADE assessment, as described further below.

Data synthesis

Geometry of the network

We will present a network diagram for each outcome to show graphically available evidence and the volume of evidence behind each comparison. Each node in the network diagram will represent one of the seven forms of NRS. An edge will connect two nodes if at least one trial compared the two corresponding NRS treatments. Node size will be made proportionate to the number of patients randomly assigned to the corresponding treatment, and the edge width to the number of trials between corresponding treatments.

Methods for direct treatment comparisons

We will conduct a standard pair‐wise meta‐analysis of each treatment pair of NRS modes. We will use a random‐effects model. We will assess heterogeneity by using I² statistics.

Methods for indirect and mixed treatment comparisons

We will perform NMA of different interventions for all listed outcomes, as long as assumptions of transitivity across studies are valid. We will use random‐effects NMA models with the Bayesian approach to estimate relative treatment effects: pooled risk ratio (RR) and 95% credible interval (95% CrI) for each outcome (van Valkenhoef 2012). We will use non‐informative priors for all parameters to be estimated. Common heterogeneity for all treatment comparisons will be assumed. We will assess inconsistency/incoherency by comparing direct and indirect estimates using the node‐splitting method (van Valkenhoef 2016). The convergence of Markov chain Monte Carlo (MCMC) approaches will be assessed by evaluating trace plots and by using the convergence criteria proposed by Gelman and Rubin (Gelman 1992). When we identify inconsistency (i.e. I² > 50%), we will conduct a sensitivity analysis while excluding treatments for which inconsistency is identified. We will also estimate the ranking of all treatments by using the posterior distribution of ranking probabilities and SUCRA (Hoaglin 2011Salanti 2011). We will apply contrast‐level analysis; however, we will apply a mix of contrast‐level and arm‐level analyses when contrast‐level data are not available for some studies. We will account for the correlation induced by multi‐arm studies by using Woods, Hawkins, and Scott’s method (Woods 2010). Network meta‐regression will be conducted to examine the possible effects of some specific study characteristics (modifiers), if applicable, on the association between treatments and the primary outcome. We will assess publication bias by examining the comparison‐adjusted funnel plot using Egger’s test (Chaimani 2012).  We will perform all analyses described in a Bayesian framework using the "GeMtc" R package (version 1.0.‐1) in R 4.0.0 (https://www.r-project.org). 

Subgroup analysis and investigation of heterogeneity

We intend a priori to perform the following subgroup analyses: stratified by GA group: GA at birth: 28 weeks or less, and greater than 28 weeks. Subgroup analyses will be performed for primary outcomes only. Investigation of heterogeneity has been described in an earlier section of the protocol. 

Sensitivity analysis

We will perform sensitivity analyses for each of the three primary outcomes by excluding studies that score “high” or “unclear” for risk of bias on at least two of the domains outlined in Appendix 3.

Summary of findings and assessment of the certainty of the evidence

We will evaluate the certainty of evidence for each effect estimate (direct, indirect, and network) for all outcomes. We will use the Grading of Recommendations Assessment, and Development approach, which was specifically developed for NMA (Brignardello‐Petersen 2018Puhan 2014). Two review authors (AR, AM) will independently evaluate and assess the certainty of evidence (Nikolakopoulou 2020). We will resolve discrepancies by consensus and discussion with the third review author (PS). We will present review results in a summary of findings table by using a model suggested for presenting NMA results (Yepes‐Nuñez 2019). The NMA summary of findings (NMA‐SoF) table will include the following components: clinical question details in population, intervention, control, outcome (PICO) format; network geometry plot; absolute and relative effect estimates; evidence certainty; interpretation of findings; and comments. The summary of findings table will be provided for primary outcomes only and will be presented using NCPAP as the reference intervention. 

Acknowledgements

We would like to thank Cochrane Neonatal: Colleen Ovelman, former Managing Editor; Caitlin O'Connell Eckert, former Assistant Managing Editor; Jane Cracknell, Managing Editor; Roger Soll, Co‐coordinating Editor; and Bill McGuire, Co‐coordinating Editor, who provided editorial and administrative support.

Elizabeth Uleryk, MLS, Ontario, Canada, designed the MEDLINE literature search strategy, and Michelle Fiander, Cochrane Neonatal Information Specialist, peer‐reviewed and made suggestions for the strategy.

Tess Moore (Cochrane Methods Support Unit) and Nicolas Bamat (Cochrane Neonatal Associate Editor) have peer‐reviewed and offered feedback for this protocol.

Appendices

Appendix 1. MEDLINE search strategy [draft]

Ovid MEDLINE(R) <1946 to September Week 2 2021>

# Searches Results
1 respiration, artificial/  52682 
2 noninvasive ventilation/  2808 
3 (("Non‐invas*" or Noninvas* or nasal or "naso‐pharyngeal" or nasopharyngeal) adj5 (airway* or ((breath or pressure) adj2 support*) or high frequenc* or highfrequenc* or inhalation or respirat* or ventilat*)).ti,ab,kw,kf.  20107 
4 (IPPV or NIMV or NIV or NIPPV or SNIPPV or S‐NIPPV).ti,ab,kw,kf.  4267 
5 nrs.ti,ab,kw,kf.   6804 
6 positive‐pressure respiration/ or continuous positive airway pressure/  25450 
7 (positive adj2 (pressure* or continous) adj3 (airway* or respirat* or ventilat*)).ti,ab,kw,kf.  16924 
8 (continuous adj2 distending adj2 pressure).ti,ab,kw,kf.  87 
9 CDP.ti,ab,kw,kf.   3878 
10 (CPAP or C‐PAP or NCPAP or N‐CPAP or "continuous positive airway* pressure*").ti,ab,kw,kf.  11791 
11 (Airway Pressure Release Ventilation* or APRV Ventilation*).ti,ab,kw,kf.  242 
12 (Infant adj2 flow adj2 driver*).ti,ab,kw,kf.  18 
13 IFD.ti,ab,kw,kf.   641 
14 (BiCPAP or BiPAP or SiPAP or DuoPAP).ti,ab,kw,kf.  625 
15 ((biphasic* or bi‐phasic*) adj3 (airway* or pressure* or respirat* or ventilat* or support*)).ti,ab,kw,kf.  524 
16 (("Bi‐phasic" or Biphasic) adj5 positive adj5 airway adj5 pressure).ti,ab,kw,kf.  124 
17 intermittent positive‐pressure breathing/ or intermittent positive‐pressure ventilation/  3127 
18 (intermittent adj3 positive adj3 (pressure or breath* or ventilat*)).ti,ab,kw,kf.  2025 
19 high‐frequency ventilation/  1971 
20 (high adj2 frequency adj2 ventilat*).ti,ab,kw,kf.  3317 
21 ((high frequency or high‐frequency or interactive or intermittent*) adj3 (ventilat* or (respirat* adj2 support*))).ti,ab,kw,kf.  5767 
22 (NHFOV or NIHFOV or NHFV or NIHFV).ti,ab,kw,kf.  39 
23 ((highflow or high flow or high‐flow) adj2 (nasal or nasopharyngeal* or naso‐pharyngeal*) adj2 cannula*).ti,ab,kw,kf.  1104 
24 ((highflow or high flow) adj3 (respirat* or ventilat*)).ti,ab,kw,kf.  247 
25 (HFNC or HHFNC or HHHFNC).ti,ab,kw,kf.  580 
26 (neurally adj2 adjusted adj2 ventilat* adj2 assist*).ti,ab,kw,kf.  288 
27 ("Diaphragm‐triggered" adj5 respirat* adj5 support).ti,ab,kw,kf. 
28 (NIV‐NAVA or NI‐NAVA or NAVA).ti,ab,kw,kf.  255 
29 Oxygen Inhalation Therapy/  15241 
30 (Oxygen adj2 inhalat* adj2 therap*).ti,ab,kw,kf.  617 
31 (Oxygen adj2 (non‐invasive or noninvasive) adj2 therap*).ti,ab,kw,kf.  31 
32 interactive ventilatory support/  300 
33 (interactive adj2 ventilat* adj2 support).ti,ab,kw,kf. 
34 Airway Extubation/  1917 
35 ((post or after) adj2 extubat*).ti,ab,kw,kf.  3496 
36 ((airway or tracheal or intratracheal or endotracheal) adj2 extubat*).ti,ab,kw,kf.  1283 
37 or/1‐36  124568 
38 respiratory distress syndrome, newborn/ or hyaline membrane disease/ or "transient tachypnea of the newborn"/ or Meconium Aspiration Syndrome/  16403 
39 (((newborn* or "newborn" or neonat*) adj2 respiratory adj2 distress adj2 syndrome) or NRDS).ti,ab,kw,kf.  1347 
40 (hyaline adj2 membrane adj2 (disease* or disorder*)).ti,ab,kw,kf.  1897 
41 (transient adj2 tachypnea adj2 (newborn* or "newborn" or neonat*)).ti,ab,kw,kf.  77 
42 (Meconium adj2 Aspiration).ti,ab,kw,kf.  1498 
43 infant, newborn/ or infant, low birth weight/ or infant, small for gestational age/ or infant, very low birth weight/ or infant, extremely low birth weight/ or infant, postmature/ or infant, premature/ or infant, extremely premature/  634491 
44 (baby* or babies or infant or infants or infant? or infantile or infancy or low birth weight or low birthweight or neonat* or newborn* or new born or new borns or newly born or premature or prematures or prematurity or preterm or preterms or pre term or preemie or preemies or premies or premie or VLBW or LBW or ELBW or NICU).ti,ab,kw,kf.  855143 
45 Intensive Care Units, Neonatal/ or Intensive Care, Neonatal/  20842 
46 or/38‐45 1133148 
47 37 and 46 18636 
48 controlled clinical trial.pt.  94361 
49 randomized controlled trial.pt.  542776 
50 randomized.ab.   462237 
51 placebo.ab.   200852 
52 drug therapy.fs.  2371209 
53 randomly.ab.   309991 
54 trial.ab.  489310 
55 groups.ab.   1914814 
56 (quasirandom* or quasi‐random*).ti,ab.  4750 
57 or/48‐56  4672576 
58 exp animals/ not humans.sh.  4884088 
59 57 not 58  4006735 
60 47 and 59 4989 
61 remove duplicates from 60  4914 
62 meta‐analysis/ or "systematic review"/  234385 
63 ((systematic* adj3 (review* or overview*)) or (methodologic* adj3 (review* or overview*))).ti,ab,kf,kw.  188067 
64 ((integrative adj3 (review* or overview*)) or (collaborative adj3 (review* or overview*)) or (pool* adj3 analy*)).ti,ab,kf,kw.  26345 
65 (data synthes* or data extraction* or data abstraction*).ti,ab,kf,kw.  26976 
66 (hand search* or handsearch*).ti,ab,kf,kw.  8876 
67 (mantel haenszel or peto or der simonian or dersimonian or fixed effect* or latin square*).ti,ab,kf,kw.  25673 
68 meta‐analysis as topic/ or network meta‐analysis/  22934 
69 (met analy* or metanaly* or meta regression* or metaregression*).ti,ab,kf,kw.  9525 
70 (medline or cochrane or pubmed or medlars or embase or cinahl).ab.  209927 
71 (overview adj2 reviews).ti.  68 
72 (cochrane or systematic review*).jn.  2088 
73 or/62‐72  386984 
74 47 and 73  613 
75 remove duplicates from 74  538 
76 75 not 60 182 

 

Ovid MEDLINE(R) Epub Ahead of Print 

# Searches Results
1 (artificial adj2 respirat*).ti,ab,kw,kf.  24 
2 (("Non‐invas*" or Noninvas* or nasal or "naso‐pharyngeal" or nasopharyngeal) adj5 (airway* or ((breath or pressure) adj2 support*) or high frequenc* or highfrequenc* or inhalation or respirat* or ventilat*)).ti,ab,kw,kf.  556 
3 (IPPV or NIMV or NIV or NIPPV or SNIPPV or S‐NIPPV).ti,ab,kw,kf.  129 
4 nrs.ti,ab,kw,kf.   335 
5 (positive adj2 (pressure* or continous) adj3 (airway* or respirat* or ventilat*)).ti,ab,kw,kf.  436 
6 (continuous adj2 distending adj2 pressure).ti,ab,kw,kf. 
7 CDP.ti,ab,kw,kf.   43 
8 (CPAP or C‐PAP or NCPAP or N‐CPAP or continuous positive airway* pressure*).ti,ab,kw,kf.  324 
9 (Airway Pressure Release Ventilation* or APRV Ventilation*).ti,ab,kw,kf. 
10 (Infant adj2 flow adj2 driver*).ti,ab,kw,kf. 
11 IFD.ti,ab,kw,kf.   28 
12 (BiCPAP or BiPAP or SiPAP or DuoPAP).ti,ab,kw,kf.  37 
13 ((biphasic* or bi‐phasic*) adj3 (airway* or pressure* or respirat* or ventilat* or support*)).ti,ab,kw,kf. 
14 (("Bi‐phasic" or Biphasic) adj5 positive adj5 airway adj5 pressure).ti,ab,kw,kf. 
15 (intermittent adj3 positive adj3 (pressure or breath* or ventilat*)).ti,ab,kw,kf.  16 
16 (high adj2 frequency adj2 ventilat*).ti,ab,kw,kf.  30 
17 ((high frequency or high‐frequency or interactive or intermittent*) adj3 (ventilat* or (respirat* adj2 support*))).ti,ab,kw,kf.  62 
18 (NHFOV or NIHFOV or NHFV or NIHFV).ti,ab,kw,kf. 
19 ((highflow or high flow or high‐flow) adj2 (nasal or nasopharyngeal* or naso‐pharyngeal*) adj2 cannula*).ti,ab,kw,kf.  98 
20 ((highflow or high flow or high‐flow) adj3 (respirat* or ventilat*)).ti,ab,kw,kf.  22 
21 (HFNC or HHFNC or HHHFNC).ti,ab,kw,kf.  56 
22 (neurally adj2 adjusted adj2 ventilat* adj2 assist*).ti,ab,kw,kf.  14 
23 ("Diaphragm‐triggered" adj5 respirat* adj5 support).ti,ab,kw,kf. 
24 (NIV‐NAVA or NI‐NAVA or NAVA).ti,ab,kw,kf.  11 
25 (Oxygen adj2 inhalat* adj2 therap*).ti,ab,kw,kf. 
26 (Oxygen adj2 (non‐invasive or noninvasive) adj2 therap*).ti,ab,kw,kf. 
27 (interactive adj2 ventilat* adj2 support).ti,ab,kw,kf. 
28 ((airway or tracheal or intratracheal or endotracheal) adj2 extubat*).ti,ab,kw,kf.  27 
29 ((post or after) adj2 extubat*).ti,ab,kw,kf.  79 
30 or/1‐29 1511 
31 (((newborn* or "newborn" or neonat*) adj2 respiratory adj2 distress adj2 syndrome) or NRDS).ti,ab,kw,kf.  27 
32 (hyaline adj2 membrane adj2 (disease* or disorder*)).ti,ab,kw,kf. 
33 (transient adj2 tachypnea adj2 (newborn* or "newborn" or neonat*)).ti,ab,kw,kf. 
34 (Meconium adj2 Aspiration).ti,ab,kw,kf.  18 
35 (baby* or babies or infant or infants or infant? or infantile or infancy or low birth weight or low birthweight or neonat* or newborn* or new born or new borns or newly born or premature or prematures or prematurity or preterm or preterms or pre term or preemie or preemies or premies or premie or VLBW or LBW or ELBW or NICU).ti,ab,kw,kf.  13811 
36 (neonat* adj2 Intensive adj2 Care).ti,ab,kw,kf.  669 
37 or/31‐36 13814 
38 30 and 37  211 
39 controlled clinical trial*.ti,ab,kw,kf.  541 
40 randomized controlled trial*.ti,ab,kw,kf.  5086 
41 randomized.ab.   11233 
42 placebo.ab.   3052 
43 randomly.ab.   5416 
44 trial.ab.  11772 
45 groups.ab.   38155 
46 (quasirandom* or quasi‐random*).ti,ab.  67 
47 or/39‐46  54437 
48 ((animal or animals or pig or pigs or rat or rats or mice or cat or cats or dog or dogs or rabbit or rabbits or horse or horses or swine) not (human or humans or people or patient or patients)).ti,ab.  16275 
49 47 not 48  50876 
50 38 and 49  65 
51 ((systematic* adj3 (review* or overview*)) or (methodologic* adj3 (review* or overview*))).ti,ab,kf,kw.  11860 
52 ((integrative adj3 (review* or overview*)) or (collaborative adj3 (review* or overview*)) or (pool* adj3 analy*)).ti,ab,kf,kw.  1085 
53 (data synthes* or data extraction* or data abstraction*).ti,ab,kf,kw.  1150 
54 (hand search* or handsearch*).ti,ab,kf,kw.  222 
55 (mantel haenszel or peto or der simonian or dersimonian or fixed effect* or latin square*).ti,ab,kf,kw.  738 
56 (met analy* or metanaly* or meta regression* or metaregression*).ti,ab,kf,kw.  567 
57 (medline or cochrane or pubmed or medlars or embase or cinahl).ab.  10119 
58 (overview adj2 reviews).ti. 
59 (cochrane or systematic review*).jn. 
60 or/51‐59  16480 
61 38 and 60 
62 61 not 50

 

Ovid MEDLINE(R) In‐Process & In‐Data‐Review Citations <1946 to September 15, 2021>

# Searches Results
1 (artificial adj2 respirat*).ti,ab,kw,kf.  23 
2 (("Non‐invas*" or Noninvas* or nasal or "naso‐pharyngeal" or nasopharyngeal) adj5 (airway* or ((breath or pressure) adj2 support*) or high frequenc* or highfrequenc* or inhalation or respirat* or ventilat*)).ti,ab,kw,kf.  416 
3 (IPPV or NIMV or NIV or NIPPV or SNIPPV or S‐NIPPV).ti,ab,kw,kf.  117 
4 nrs.ti,ab,kw,kf.   276 
5 (positive adj2 (pressure* or continous) adj3 (airway* or respirat* or ventilat*)).ti,ab,kw,kf.  334 
6 (continuous adj2 distending adj2 pressure).ti,ab,kw,kf. 
7 CDP.ti,ab,kw,kf.   48 
8 (CPAP or C‐PAP or NCPAP or N‐CPAP or continuous positive airway* pressure*).ti,ab,kw,kf.  266 
9 (Airway Pressure Release Ventilation* or APRV Ventilation*).ti,ab,kw,kf. 
10 (Infant adj2 flow adj2 driver*).ti,ab,kw,kf. 
11 IFD.ti,ab,kw,kf.   11 
12 (BiCPAP or BiPAP or SiPAP or DuoPAP).ti,ab,kw,kf.  11 
13 ((biphasic* or bi‐phasic*) adj3 (airway* or pressure* or respirat* or ventilat* or support*)).ti,ab,kw,kf. 
14 (("Bi‐phasic" or Biphasic) adj5 positive adj5 airway adj5 pressure).ti,ab,kw,kf. 
15 (intermittent adj3 positive adj3 (pressure or breath* or ventilat*)).ti,ab,kw,kf. 
16 (high adj2 frequency adj2 ventilat*).ti,ab,kw,kf.  19 
17 ((high frequency or high‐frequency or interactive or intermittent*) adj3 (ventilat* or (respirat* adj2 support*))).ti,ab,kw,kf.  38 
18 (NHFOV or NIHFOV or NHFV or NIHFV).ti,ab,kw,kf. 
19 ((highflow or high flow or high‐flow) adj2 (nasal or nasopharyngeal* or naso‐pharyngeal*) adj2 cannula*).ti,ab,kw,kf.  81 
20 ((highflow or high flow or high‐flow) adj3 (respirat* or ventilat*)).ti,ab,kw,kf.  14 
21 (HFNC or HHFNC or HHHFNC).ti,ab,kw,kf.  50 
22 (neurally adj2 adjusted adj2 ventilat* adj2 assist*).ti,ab,kw,kf.  11 
23 ("Diaphragm‐triggered" adj5 respirat* adj5 support).ti,ab,kw,kf. 
24 (NIV‐NAVA or NI‐NAVA or NAVA).ti,ab,kw,kf.  10 
25 (Oxygen adj2 inhalat* adj2 therap*).ti,ab,kw,kf. 
26 (Oxygen adj2 (non‐invasive or noninvasive) adj2 therap*).ti,ab,kw,kf. 
27 (interactive adj2 ventilat* adj2 support).ti,ab,kw,kf. 
28 ((airway or tracheal or intratracheal or endotracheal) adj2 extubat*).ti,ab,kw,kf.  18 
29 ((post or after) adj2 extubat*).ti,ab,kw,kf.  62 
30 or/1‐29  1189 
31 (((newborn* or "newborn" or neonat*) adj2 respiratory adj2 distress adj2 syndrome) or NRDS).ti,ab,kw,kf.  31 
32 (hyaline adj2 membrane adj2 (disease* or disorder*)).ti,ab,kw,kf. 
33 (transient adj2 tachypnea adj2 (newborn* or "newborn" or neonat*)).ti,ab,kw,kf. 
34 (Meconium adj2 Aspiration).ti,ab,kw,kf.  16 
35 (baby* or babies or infant or infants or infant? or infantile or infancy or low birth weight or low birthweight or neonat* or newborn* or new born or new borns or newly born or premature or prematures or prematurity or preterm or preterms or pre term or preemie or preemies or premies or premie or VLBW or LBW or ELBW or NICU).ti,ab,kw,kf.  12663 
36 (neonat* adj2 Intensive adj2 Care).ti,ab,kw,kf.  546 
37 or/31‐36 12664 
38 30 and 37 147 
39 controlled clinical trial*.ti,ab,kw,kf.  473 
40 randomized controlled trial*.ti,ab,kw,kf.  4790 
41 randomized.ab.   11256 
42 placebo.ab.   3188 
43 randomly.ab.   5542 
44 trial.ab.  13218 
45 groups.ab.   37763 
46 (quasirandom* or quasi‐random*).ti,ab.  51 
47 or/39‐46  54735 
48 ((animal or animals or pig or pigs or rat or rats or mice or cat or cats or dog or dogs or rabbit or rabbits or horse or horses or swine) not (human or humans or people or patient or patients)).ti,ab.  26821 
49 47 not 48  49810 
50 38 and 49  46 
51 ((systematic* adj3 (review* or overview*)) or (methodologic* adj3 (review* or overview*))).ti,ab,kf,kw.  9602 
52 ((integrative adj3 (review* or overview*)) or (collaborative adj3 (review* or overview*)) or (pool* adj3 analy*)).ti,ab,kf,kw.  1120 
53 (data synthes* or data extraction* or data abstraction*).ti,ab,kf,kw.  857 
54 (hand search* or handsearch*).ti,ab,kf,kw.  128 
55 (mantel haenszel or peto or der simonian or dersimonian or fixed effect* or latin square*).ti,ab,kf,kw.  765 
56 (met analy* or metanaly* or meta regression* or metaregression*).ti,ab,kf,kw.  529 
57 (medline or cochrane or pubmed or medlars or embase or cinahl).ab.  8880 
58 (overview adj2 reviews).ti. 
59 (cochrane or systematic review*).jn.  12 
60 or/51‐59  14064 
61 38 and 60  13 
62 61 not 50 

 

Appendix 2. Data collection form

1. Characteristics of randomized clinical trials

Studies  
Methods including number of babies in each arm  
Participants ‐ Inclusion criteria GA (mean/median)  
BW (mean/median)  
RS before extubation/Extubation criteria  
Age at randomization  
Methylxanthine  
Sex  
Antenatal steroids  
Interventions Experimental Interface  
Device  
Details (Pressure/rate/synchronization)  
Control Interface  
Device  
Details (Pressure/rate/synchronization)  
Outcomes Primary Treatment failure criteria  
Endotracheal ventilation criteria including escalated RS support  
Secondary Neurodevelopmental Impairment criteria  
Other outcomes assessed  
Risk of bias Random sequence generation  
Allocation concealment  
Blinding of participants and personnel (all outcomes)  
Blinding of outcome assessment (all outcomes)  
Incomplete outcome data (all outcomes)  
Selective reporting (reporting bias)  

2. Outcome data of randomized clinical trials

All patients    
Treatment failure EXPERIMENTAL ARM Events    
Total    
CONTROL ARM Events    
Total    
Intubation & endotracheal ventilation EXPERIMENTAL ARM Events    
Total    
CONTROL ARM Events    
Total    
         
Chronic lung disease EXPERIMENTAL ARM Events    
Total    
CONTROL ARM Events    
Total    
         
Death EXPERIMENTAL ARM Events    
Total    
CONTROL ARM Events    
Total    
         
Death or CLD EXPERIMENTAL ARM Events    
Total    
CONTROL ARM Events    
Total    
         
Neurodevelopmental impairment EXPERIMENTAL ARM Events    
Total    
CONTROL ARM Events    
Total    
         
Air leak EXPERIMENTAL ARM Events    
Total    
CONTROL ARM Events    
Total    
         
Intestinal perforation EXPERIMENTAL ARM Events    
Total    
CONTROL ARM Events    
Total    
Subgroup28 weeks    
Treatment failure EXPERIMENTAL ARM Events    
Total    
CONTROL ARM Events    
Total    
         
Intubation & endotracheal ventilation EXPERIMENTAL ARM Events    
Total    
CONTROL ARM Events    
Total    
         
Chronic lung disease EXPERIMENTAL ARM Events    
Total    
CONTROL ARM Events    
Total    
Subgroup > 28 weeks    
Treatment failure EXPERIMENTAL ARM Events    
Total    
CONTROL ARM Events    
Total    
Intubation & endotracheal ventilation EXPERIMENTAL ARM Events    
Total    
CONTROL ARM Events    
Total    
         
Chronic lung disease EXPERIMENTAL ARM Events    
Total    
CONTROL ARM Events    
Total    

Appendix 3. Risk of bias tool

The following issues will be evaluated and entered into the risk of bias table.

1. Sequence generation (to determine possible selection bias). Was the allocation sequence adequately generated?

For each included study, we will categorize the method used to generate the allocation sequence as:

  1. low risk: any truly random process like random number table, computer random number generator;

  2. high risk: any non‐random process like odd or even date of birth, clinic or hospital medical record number; or

  3. unclear risk: information insufficient to permit judgement.

2. Allocation concealment (to determine possible selection bias). Was allocation adequately concealed?

For each included study, we will categorize the method used to conceal the allocation sequence as:

  1. low risk: telephone or central randomization, consecutively numbered sealed opaque envelopes;

  2. high risk: open random allocation like unsealed or non‐opaque envelopes, alternation, date of birth; or

  3. unclear risk: information insufficient to permit judgement.

3. Blinding (to determine possible performance bias). Was knowledge of the allocated intervention adequately prevented from participants and personnel during the study? At study entry? From outcome assessors?

For each included study, we will categorize the methods used to blind study participants and personnel from knowledge of which intervention a participant received. Blinding was assessed separately for different outcomes or classes of outcomes. We will categorize the methods as:

  1. low risk, high risk, or unclear risk for participants;

  2. low risk, high risk, or unclear risk for personnel; or

  3. low risk, high risk, or unclear risk for outcome assessors.

4. Incomplete outcome data (to determine possible attrition bias through withdrawals, dropouts, protocol deviations). Were incomplete outcome data adequately addressed?

For each included study and for each outcome, we will describe completeness of data including attrition and exclusions from analysis. We will note whether attrition and exclusions were reported including the reasons. We will categorize the methods as:

  1. low risk: if missing data account for less than 10% of all outcomes except for neurodevelopmental impairment;

  2. high risk: if missing data account for more than 30% of neurodevelopmental impairment and more than 10% of all other outcomes; or

  3. unclear risk: if information is insufficient to permit judgement.

5. Selective reporting bias. Are reports of the study free of suggestion of selective outcome reporting?

For each included study, we will assess the methods as:

  1. low risk: if all of the study’s pre‐specified outcomes and all expected outcomes of interest are clearly reported;

  2. high risk: if all of the study’s pre‐specified outcomes have not been reported; one or more reported primary outcomes were not pre‐specified; or study did not report results of a key outcome that would have been expected to have been reported; or

  3. unclear risk: if information is insufficient to permit judgement.

6. Other sources of bias. Was the study apparently free of other problems that could put it at high risk of bias?

For each included study, we will describe any significant concerns as possible sources of bias. We will categorize the methods as:

  1. low risk: no other sources of bias identified;

  2. high risk: a potential source of bias was related to the specific study design, the trial was stopped early owing to some data‐dependent process; or

  3. unclear risk: information is insufficient to assess whether bias exists.

Contributions of authors

Conceiving the review: AR, AM, PSS.

Designing the review: AM, PSS, XYY.

Coordinating the review: AM.

Collecting data for the review: AR, AM.

Designing search strategies: AR, AM.

Undertaking searches: librarian Elizabeth Uleryk.

Screening search results: AR.

Organizing retrieval of papers: AR.

Screening retrieved papers against eligibility criteria: AR, AM.

Appraising the quality of papers: AR, AM.

Extracting data from papers: AR, AM.

Writing to authors of papers for additional information: AR.

Providing additional data about papers: AR.

Obtaining and screening data on unpublished studies: AR.

Managing data for the review: AR, AM.

Entering data into RevMan: AR.

Analyzing data: XYY.

Interpreting data: AR, AM, XYY.

Providing a methodological perspective: AR, AM, PSS.

Providing a clinical perspective: AR, AM, PSS.

Providing a policy perspective: AR, AM, PSS.

Providing a consumer perspective: AR, AM, PSS.

Writing the review (or protocol): AM.

Providing general advice on the review: PSS.

Sources of support

Internal sources

  • No sources of support provided

External sources

  • Vermont Oxford Network, USA

    Cochrane Neonatal Reviews are produced with support from Vermont Oxford Network, a worldwide collaboration of health professionals dedicated to providing evidence‐based care of the highest quality for newborn infants and their families.

Declarations of interest

AR has no interest to declare.

PSS has no interest to declare.

XYY has no interest to declare.

AM has no interest to declare.

New

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