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. 2021 Jul 15;7(3-4):25. doi: 10.1007/s40627-021-00083-y

Compact homogeneous Leviflat CR-manifolds

A R Al-Abdallah 1, B Gilligan 1,
PMCID: PMC8550170  PMID: 34723129

Abstract

We consider compact Leviflat homogeneous Cauchy–Riemann (CR) manifolds. In this setting, the Levi-foliation exists and we show that all its leaves are homogeneous and biholomorphic. We analyze separately the structure of orbits in complex projective spaces and parallelizable homogeneous CR-manifolds in our context and then combine the projective and parallelizable cases. In codimensions one and two, we also give a classification.

Keywords: Homogeneous CR-manifolds, Leviflat, Levi-foliation, Dense leaves

Introduction

Foliations arise in various ways. Locally, their geometry is clear and it is their global behavior that is of interest, particularly, since it is possible to have leaves in a foliation that are not even close to being homeomorphic. One spectacular manifestation of this phenomenon occurs in the now classic Reeb foliation of S3 that has one compact leaf while all other leaves are non-compact and accumulate to the compact one.

In this paper, we study the geometry of compact homogeneous Leviflat CR-manifolds. These have the form Σ=G/H, where G is a Lie group acting on Σ by CR-automorphisms. Because the CR-structure in the homogeneous setting is analytic, it turns out that there is a foliation of the CR-manifold whose leaves have tangent bundles corresponding to the distribution given by the zero spaces of the Levi form and we call this the Levi-foliation. We prove in Sect. 3.1 that the leaves of this Levi-foliation on the homogeneous CR-manifold are homogeneous themselves under the action of a complex Lie subgroup of G. This setting is very special, since this implies that all the leaves are biholomorphic to one another.

We first consider the parallelizable setting in the fourth section. In codimension less than or equal to two, the radical orbits are closed. The quotient by the radical orbits is a compact homogeneous space of a maximal complex semisimple factor of the Lie group G, again with discrete isotropy. It is known that every semisimple complex Lie group contains uniform, discrete subgroups and the structure of the corresponding homogeneous spaces is generally difficult to analyze. However, because the base of the radical fibration is compact and the interesting part of the geometry takes place in the radical orbits, we avoid having to deal with such complexities. Settings where the leaves are dense are the most interesting in our opinion and we give a classification of these, as well as the easier case where the leaves are not dense. The radical orbits are towers of Abelian complex Lie groups and the geometry of such towers is understood. There are also examples given to illustrate the theory in a concrete fashion.

Projective orbits are studied in section five. By a result of Chevalley, the orbits of the commutator subgroup of the complex hull G^ of G are closed, since that group is acting as an algebraic group in this setting. Using methods from the theory of algebraic groups which are now at hand we show that the radical of G^ is central and, as a consequence, that the leaves are always flag manifolds. In low codimension, there is not much room left for transversal directions and the classification of the surfaces that occur as the corresponding leaf-spaces is well known, see [39] and [22]. This yields the classification in the projective setting.

It is well known that every homogeneous CR-manifold admits a homogeneous fibration, called the CR-normalizer fibration, whose fiber is parallelizable and whose base is an orbit in some projective space [23, 35], etc. In the sixth section, we use this fibration in order to combine the previous results to get the classification in the general setting. In the final section, we show that the spaces under consideration always admit globalizations.

Remark 1.1

The main results in this paper were in the first author’s Ph.D. thesis [2].

Preliminaries

CR-manifolds

We shall begin by collecting some basic facts about CR-manifolds. For the general theory and more details, we refer the reader to [3, 6, 8, 15, 17, 19, 26, 32, 33, 36].

A CR-manifold of type (ml) is a pair (Σ,H) consisting of a smooth manifold Σ of dimension m and a complex subbundle H, called a CR-structure, of the complexified tangent bundle TCΣ of complex rank l such that the following conditions hold:

  1. HH¯=(0), i.e., the zero section.

  2. H is involutive, i.e., the Lie-product [ζ,ξ] is a smooth section whenever ζ and ξ are smooth sections of H.

One observes that the CR-structure H satisfies the inequality 0lm/2. In case l=0, we call H a totally real structure. We also remark form this definition the following.

  1. If ζp,ξpHp and Rζp=Rξp, then ξp=ζp. Thus, we can define an almost complex structure on the 2l-dimensional (real) subbundle RH=H+H¯ by the following: If ξ=X1+iX2H then
    J:RHRH,X1X2.
  2. The CR-structure H being involutive does not imply necessarily that RH is involutive. Nevertheless, for all X,YRH, one has [X,Y]+[JX,JY]RH and the Nijenhuis tensor
    N(X,Y):=J([X,Y]+[JX,JY])-[X,JY].-[JX,Y]=0.

One thus can redefine a CR-manifold to be a triple (Σ,R,J), where R is a real subbundle of TΣ of rank 2l with an almost complex structure tensor J so that the pair (R,J) has an everywhere vanishing Nijenhuis tensor.

A smooth embedding τ of a CR-manifold (Σ,H) of type (ml) into a complex manifold X is called a CR-embedding if τ(Σ) is a CR-manifold with a CR-structure Hτ(Σ):=TCτ(Σ)T1,0X. In this case, we say that Σ is a CR-submanifold of X. If l=m-dimCX, then we say that Σ is a generic CR-submanifold of X and the latter is a complexification of the CR-manifold Σ. We remark that, if Σ has codimension d in its complexification X, i.e., m=2dimCX-d, then,

d=dimCX-l=m-2l.

Note that the integer d can be found without using dimCX explicitly in the calculation. Hence, we define the codimension of Σ to be

codimΣ:=m-2l.

A smooth map f between two CR-manifolds (Σ1,R1,J1) and (Σ2,R2,J2) is called a CR-map if f(R1|x)=R2|f(x) and J2f=fJ1. Analogously, a smooth fiber bundle Σ1Σ2 is called a CR-bundle if the bundle map is a CR-map. We now prove the following simple but crucial lemma.

Lemma 2.1

(The Codimension Lemma) Let (E,RE) and (B,RB) be two CR-manifolds. Suppose that there exists a CR-fibration π:EB. Then, the fiber F is a CR-manifold with a CR-structure RFkerπ|RE. Moreover,

  1. dimRE=dimRF+dimRB.

  2. codimE=codimF+codimB.

Proof

Let pE and q:=π(p) and consider the differential map

π|TpE:TpETqB.

Since π-1(q)F and π is submersion onto, then TpF=kerπ|TpE. Moreover, since π(RpE)=RqB as π is a CR-map, one has the following surjective linear map

π|RpE:RpERqB

with

RpF:=kerπ|RpE.

Since dimRpE (resp. dimRqB) is independent of the choice of pE (resp. qB), and dimRpE=dimRpF+dimRqB, we deduce that dimRpF is constant for all pΣ. Thus, one can define the vector subbundle RF:=pΣRpF of RE and provide it with an almost complex structure by restricting the almost complex structure of RE. Clearly, this almost complex structure on RF satisfies condition (2) above. Thus, (F,RF) is a CR-manifold, and the first part of the lemma is proved.

Now, we prove the second part of the lemma. For part (a), let UB be a local trivialization of the bundle, i.e., π-1(U)F×U. Hence,

dimRE=dimRπ-1(U)=dimRU+dimRF=dimRB+dimRF.

For part (b), one has the following two equations:

dimRTpE=dimRTpF+dimRTqB,dimRRpE=dimRRpF+dimRRqB.

Therefore,

codimE=codimF+codimB.

A vector field ξΓ(Σ,TΣ) is called a CR-vector field if the local one-parameter group of transformations induced by ξ consists of CR-transformations.

A CR-manifold (Σ,H) is called analytic if Σ is a real-analytic manifold and H is locally generated by real-analytic local sections in TCΣ. In other words, H is locally generated by complex-valued vector fields whose coefficient functions are real-analytic. Such manifolds satisfy strong properties (see [3]); Every analytic CR-manifold has a complexification. Moreover, if f:Σ1Σ2 is an analytic CR-map between two analytic CR-manifolds, then there exist complex tubes U and V containing Σ1 and Σ2 , respectively, and a holomorphic map f^:UV with f^|Σ=f. Similarly, if ξTΣ is an analytic vector field then the local CR-transformations in Σ induced by ξ extend to holomorphic transformations on a tube U around Σ. Those holomorphic transformations induce a holomorphic vector field η on U with ξ(p)=Rη(p) for all pΣ.

On the other hand, if (Σ,H) is a CR-manifold then, as noted above, the distribution RH is not necessary integrable (i.e., not involutive). To measure the degree to which this distribution fails to be involutive, we introduce the so-called Levi form to be the vector valued 2-form, for all xΣ

L:H×HTCΣ/H+H¯L(ζx,ξx)=πx([ζ,ξ¯]x),

where π is the canonical projection of TCΣ onto TCΣ/H+H¯. Clearly, if L degenerates everywhere, then RH=H+H¯ is involutive. In this case, (Σ,H) is said to be Leviflat. It follows by Frobenius Theorem that Σ is foliated by complex leaves. If in addition this manifold is analytic, then the following theorem, due to M. Freeman (see Theorem 5.1 and its corollary in [17]) and C. Rea (see [33]), gives a more explicit local picture of this foliation. We state it in the following way.

Theorem 2.1

(Freeman 1974) Let Σ be a real-analytic CR-manifold of codimension k, and let X be a complexification of Σ. Then Σ is Leviflat if and only if for each xΣ there exists a local model (U,φ) consisting of an open neighborhood UX of x and a biholomorphic map φ:UΔk×Δn-k where Δd denotes a polydisk of dimension d in Cd containing the origin. Furthermore,

φ(ΣU)=(ΔkRk)×Δn-k.

As a consequence, if Σ a Leviflat analytic CR-manifold of codimension k and if X is a complexification of complex dimension n, then Σ is foliated by complex manifolds F:={Lα} where each complex leaf LαF is locally biholomorphic to Δn-k. The foliation F is called the Levi-foliation on Σ.

Homogeneous CR-manifolds

The main references for this section are [6, 19, 35], where the reader can also find more details.

A CR-manifold (Σ,H) is called a homogeneous CR-manifold if there exists a Lie group G acting transitively on Σ as a group of CR-automorphisms. It is proved in [35, Zusatz zu Satz 2] that H is locally generated by analytic sections in TCΣ. Therefore, since smooth homogeneous manifolds are analytic, then every homogeneous CR-manifold has a complexification.

If we assume that the action of G on Σ is almost effective, then we can identify the Lie algebra g of the Lie group G with CR-fundamental vector fields in the Lie algebra of CR-vector fields on Σ. As a result, for every ξg there exists a tube Uξ containing Σ in X such that ξ extends to a holomorphic vector field η on Uξ so that Rη=ξ. Moreover, since g is finite dimensional, we can redefine the complexification X of Σ to be the intersection of all tubes of the corresponding CR-vector fields that form a finite basis of g. Consequently, every CR-vector field on Σ extends holomorphically and uniquely on X, and hence we can define g^ to be the complex Lie algebra that consists of all those extended holomorphic vector fields. This being so, any complex Lie group G^ with Lie algebra g^ acts locally and holomorphically on X. In an ideal situation, this local action is globalizable.

To summarize, suppose that Σ=G/H is a homogeneous CR-manifold where H is a closed subgroup of G, and let G^ be a complex Lie group with Lie algebra g^. If the complexification X of Σ can be taken to be the homogeneous complex manifold G^/H^, where H^G=H, i.e., Σ is the orbit of the subgroup G in X, then we say that Σ is globalizable and X is its globalization.

A generalization of the normalizer fibration of complex homogeneous manifolds (see e.g., [39]) is the CR-normalizer fibration (an analog of the g-anticanonical fibration first introduced by Huckleberry and Oeljeklaus [23]. See also [6] for more details. This fibration plays a central role in our classification in the final section.

Theorem 2.2

(CR-normalizer fibration) Let Σ=G/H be a homogeneous CR-manifold, where G is a connected Lie group and H is a closed subgroup of G. Then there exists a closed subgroup J of G containing Hsuch that base of the following fibration is CR-equivariantly embedded in some projective space Pk.

Σ=G/HFG/JPk. 1

Moreover, J is contained in the normalizer of the connected component H0 of H in G. Thus, the fiber F=J/H is a parallelizable homogeneous CR-submanifold of Σ, i.e., F=L/Γ for a discrete subgroup Γ:=H/H0 of the Lie group L:=J/H0.

Note that since the base G/J of the normalizer fibration is a projective space, then it always possesses a globalization G^/J^, where G^ is a complex Lie subgroup of the PSLn+1(C). On the other hand, we will see that the parallelizable fiber F=L/Γ also possesses a globalization L^/Γ when its codimension is less than or equal two (see Sect. 4).

Leviflat homogeneous CR-manifolds

Homogeneity of the leaves

Lemma 3.1

Let L be any leaf in the Levi-foliation F of a Leviflat homogeneous CR-manifold Σ=G/H. Then, for any gG, either (g·L)L= or g·L=L.

Proof

Suppose there exists gG with gLL. In order to show the set

Y:={yL;g·yL}

is the whole leaf L, we show that it is both closed and open:

  1. (Closed) Given a sequence {yn}Y such that it converges to yL. We need to show that gyL because then we observe that yY. Indeed, let W be a ‘leaf-chart’ containing y, i.e., φ(LW)=φ(W)Rd. Thus, LW=F-1(0) where F:=πφ and π:RnRn-d is the projection. Hence, WL is a closed subset of L, which hence implies that gWL is also a closed subset of L. Therefore, gWL contains gyngy for all nN for sufficiently large N, i.e., gyL, as wanted.

  2. (Open) Let U be an open neighborhood of a point xY in the leaf L. Since g is a CR-automorphism, g(U) is a (local) open complex manifold in Σ. But L locally is the unique such manifold (see Theorem 2.1) and since g(U)L, it follows that g(U)L. So UY and Y is open.

Corollary 3.1

(Leaf-stabilizer) Let L be the leaf of the Levi-foliation F through the base point x0Σ. Then there exists a connected (not necessarily closed) Lie subgroup GL of Gcalled the leaf-stabilizer, such that L=GL·x0. In particular, for all gG, the group gGLg-1 stabilizes the leaf gL through the point x1:=g·x0, and hence F={gL}gG={gGLg-1·x0}gG.

As a consequence of Corollary 3.1, we have the following: since the restriction of the group G-action on Σ to any leaf LF is holomorphic, all leaves of the Levi-foliation are biholomorphic. In particular, if one leaf is compact (resp. dense) in Σ then all leaves of the Levi-foliation are compact (resp. dense) in Σ.

Corollary 3.2

Let LF be the leaf through the base point x0Σ=G/H and let GL be the leaf-stabilizer. Then the isotropy subgroup H stabilizes L. Consequently, the connected component H of H is contained in GL, and moreover H normalizes GL. In particular, GLH is a Lie subgroup of G.

Proof

Clearly, x0Lh(L) for all hH. Then, by Lemma 3.1, h(L)=L for all hH. Hence, since the leaf-stabilizer GL is connected, we have H is a Lie subgroup of GL. Furthermore, the connected group hGLh-1 (see Corollary 3.1) stabilizes the leaf hL=L. Thus hGLh-1=GL for all hH.

In particular, if the leaf L is compact (hence all leaves are compact) then the Lie subgroup GL·H is a closed subgroup of G and hence we have the following fiber bundle

Σ=G/HG/GLH.

We will discuss this fibration in more detail in the next section.

Corollary 3.3

Let M be the connected complex Lie subgroup of G corresponding to the maximal complex Lie subalgebra m:=gig of g. Then MGL.

Proof

The holomorphic orbit M·x0 is a complex submanifold of Σ. However, by Freeman’s Theorem 2.1, the leaf L, locally, is the unique maximum complex submanifold of Σ passing through the base point x0. Thus, locally we have M·x0L. The desired result follows by repeating the local process along the M-orbit.

Proposition 3.1

(Dense Leaves) Let Σ=G/H be a Leviflat homogeneous CR-manifold and let F be its Levi-foliation. Suppose that one of the leaves of F is dense in Σ. Then all leaves of F are dense in Σ, and the leaf-stabilizer GL is a normal Lie subgroup of G.

Proof

Let L and L1 be two dense leaves, then we show that gL=gL1 where gL and gL1 are the Lie algebras of GL and GL1. It suffices to show that in some local model

π:U:=Δk×Δn-kΔk

every holomorphic vector field ξ^ defined by ξgL is tangent to every π-fiber.

Let L locally accumulate to the natural π-fiber. In concrete terms, let (z1,,zn) be polydisk coordinates of U and for ξgL write

ξ^=j=1nhjzj

for some holomorphic functions hj:UC. Since ξ^ is tangent to L, there exists a sequence (zm1,,zmk) that converges to 0 in Δk so that

hj(zm1,,zmk,·)=0

for all m. Thus, the complex variety

V:={h1=h2==hk=0}

contains the sequence

Vm={h1(zm1,,zmk,·)==hk(zm1,,zmk,·)=0}

of local subvarieties which accumulates to the natural π-fiber and consequently h1,,hk vanish identically on U. This is equivalent to ξ^ being tangent to every local leaf in U and the desired result follows by the identity principle.

In case Σ=G/H possesses a globalization X:=G^/H^, we have the following generalization of the above discussion.

Lemma 3.2

Suppose that X=G^/H^ is a globalization of the Leviflat homogeneous CR-manifold Σ=G/H. Define the complex stabilizer of the leaf L through the base point x0 to be the connected complex Lie subgroup GL^ of G^ corresponding to the complex Lie subalgebra gL^:=gL+igL of g^. Then GL^ has the following properties:

  1. The leaf L is the holomorphic orbit of GL^ through the base point.

  2. The connected component H^ of the isotropy H^ is contained in GL^.

Proof

  1. Follows from the definition of GL^.

  2. At the Lie algebra level and by Corollary 3.3, we have m=giggL. Now write g^ and gL^ as follows:
    g^=g/mi(g/m)m,gL^=gL/mi(gL/m)m.
    Consequently, the complex codimension of the Lie algebra gL^ in g^ is equal to the real codimension of gL in g and we have the following equalities:
    dimCG^-dimCGL^=dimRG-dimRGL=Cor.3.2dimRΣ-dimRL=dimCX-dimCL=dimCG^/H^-dimCGL^/GL^H^.
    Therefore, dimCH^=dimCGL^H^. Which implies H^GL^ as desired.

Remark 3.1

One can define the complex stabilizer of the leaf L in the above lemma to be the (possibly not connected) complex Lie group

J^:=gG^;g(L)L.

Clearly, we have H^,HJ^. We shall henceforth abuse notation and write GL^ for J^.

Minimality condition

The globalization G^/H^ is not unique. For example, if G/H=S1, then G^/H^ can be C, a 1-dimensional complex torus, or P1 (e.g., see Theorem 5.3). Furthermore, in a way that can be easily determined, such phenomena can arise in more complicated examples. To remedy this we impose the minimality condition that H^=HH^. This can always be arranged by noticing that the quotient H^/(HH^) is discrete and

G^/(HH^)G^/H^

is a covering which is biholomorphic over Σ. One then replaces H^ by HH^.

Recall that it has been shown that H^GL^ (see Lemma 3.2). Therefore, under the minimality assumption it follows that H^GL^ where GL^ is defined to be the (possibly not connected) stabilizer of L in G^ (see Remark 3.1). The connected component of the identity of this complex Lie group is well defined. But since L is at first not known to be closed, in arguments where this stabilizer is needed we go to a covering and we simply defined the leaf-stabilizer to be H^GL^ or equivalently HGL^.

The role of compactness of leaves

Let L be a foliation on a smooth manifold M. Define the leaf-space M/L of L to be the set of equivalence classes, where two points are equivalent if and only if they lie in the same leaf of the foliation. This space may have a complicated topological structure, as it is not necessarily Hausdorff even if all leaves are compact (see e.g., [38]). However, Reeb showed in his thesis [34] that if all leaves are compact and of codimension one, then the leaf-space is Hausdorff. Nevertheless, we will see that when Σ is a Leviflat homogeneous CR-manifold and all leaves of the Levi-foliation F are compact, then the leaf-space Σ/F is always a reasonable homogeneous CR-manifold.

Now, let Σ=G/H be a Leviflat homogeneous CR-manifold of codimension k, and let F be the Levi-foliation on Σ. Suppose the leaf L=GL·x0 through the base point in Σ is compact. Then, GLH is a closed subgroup of G. Therefore, we have the (homogeneous) leaf-reduction

Σ=G/HG/GLH=Σ/F.

The base is a k-dimensional homogeneous manifold. Locally, the leaf-reduction is equivalent to a projection (see Freeman’s Theorem 2.1)

(ΔkRk)×Δn-k(ΔkRk).

Since any two local models are holomorphically equivalent, it follows that Σ/F has the structure of a k-dimensional CR-manifold so that ΣΣ/F is a CR-bundle. Since the CR-automorphisms of Σ act holomorphically on the local models, G acts as a group of CR-automorphisms on the base. Summarizing, we have the following situation in the case of compact leaves.

Proposition 3.2

(Compact leaves) Let Σ=G/H be a Leviflat homogeneous CR-manifold of codimension k. If some leaf L is compact, then every leaf is compact, and the leaf-space Σ/F is Hausdorff in the quotient topology. This leaf-space has a canonically defined k-dimensional (totally real) homogeneous CR-manifold structure. The reduction map ΣΣ/F is a CR-bundle and G-homogeneous, being realized as the homogeneous fibration

Σ=G/HG/GLH=Σ/F=:Σred

with G acting as a group of CR-automorphisms on the base.

In particular, if Σ is compact and has codimension k then Σred is also compact and has dimension k. For example, if k=1 then Σred=S1. Or if k=2, then Σred is S2, RP2, S1×S1, or the Klein bottle (see [28]).

In passing, we note that if Σ is not compact, then Σred need not be compact, as well. In codimension one we could have Σred=R, and in codimension two Σred=R2, S1×R, or the Möbius strip. This completes the list of 2-dimensional homogeneous manifolds under the action of a Lie group in [28].

Parallelizable CR-manifolds

We discuss in this section compact parallelizable homogeneous CR-manifolds. They have the form G/Γ, where G is a simply-connected real Lie group and Γ is a discrete subgroup of G. Under some mild restrictions we show that the radical orbits are closed. In codimensions one and two this is sufficient in order to show that a certain tower of Cousin groups exists and contains the structure. We also prove, among other results, the existence of the globalization G^/Γ under the assumption that the CR-manifold has codimension less than or equal two. This section ends with a notable example.

Cousin groups

Let g^:=g+ig be the complexification Lie algebra g of G, and consider the maximal complex ideal m:=gig of g. Since dimRg^=2dimRg-dimRm, one observes that dimRg^-dimRg=dimRg-dimRm, i.e., the real codimension of m in g is equal to the real codimension of g in g^. Therefore, if M is the connected normal subgroup of G corresponding to m, then Σ=G/Γ is a Leviflat generic homogeneous CR-manifold, and the leaves of the Levi-foliation are the M-orbits. Note that M-orbits may or may not be closed and the discussion so far is very general.

By definition, a connected complex Lie group that has no non-constant holomorphic functions is called a Cousin group. Since the adjoint representation of the group maps into some GL(n,C) and the latter is holomorphically separable, it follows that this representation is trivial. But the kernel of the adjoint representation is central and thus every Cousin group is Abelian. Now a connected Abelian complex Lie group G is the quotient of some vector space Cn by a discrete subgroup Γ which has rank n+k with 1kn in our setting. Hence its topological structure is known, namely it is isomorphic (as real Lie groups) to a product VΓ/Γ×Rn-k, where VΓ denotes the real space of Γ in Cn. Thus K:=VΓ/Γ is the maximal compact subgroup of G and is isomorphic to (S1)n+k.

It is interesting to note that G can be written as a quotient of (C)n by a discrete subgroup Λ of rank n-k and that the Cousin group G=Cn/Γ fibers (in many ways) as a (C)n-k-bundle over a complex torus T, e.g., see Abe–Kopfermann [1]. Let Y be the corresponding (S1)n-k-subbundle over T for any such choice. From the point of view of complex geometry it is essential to note that the M-orbits in Y are dense and form an infinite-to-one covering of the base torus T.

In the next section, we continue our investigation of Levi-foliations of compact CR-manifolds of the form Σ:=G/Γ where Γ is a discrete subgroup of the real Lie group G. Perhaps, surprisingly, the basic building blocks that can occur in this setting are compact homogeneous complex manifolds and fiber bundles involving powers of S1 lying inside corresponding powers of C-bundles in X, as we noted above. We will outline how this happens, even in the setting where the leaves are dense—so no reasonable (i.e., Hausdorff) leaf-space exists. This gives a rather explicit description of the structure even in this setting. When the leaves of the Levi-foliation are compact then the leaf-space of the Levi-foliation is just the base of the leaf-reduction fibration G/ΓM/MΓG/MΓ while the leaves are nothing but the fibers M/MΓ, where M is the connected complex Lie subgroup correspondent to maximal complex ideal m=gig.

Building blocks in the setting of dense leaves

We first recall the fact that any connected and simply-connected complex solvable Lie group admits a faithful representation. Moreover, it is biholomorphic (as manifolds) to some Cn and its connected Lie subgroups are closed and simply-connected, see [13]. The following theorem (a special case of [35, Satz 1.4.2.1]) ensures the existence of the globalization G^/Γ of G/Γ (see also [19, Theorem 2.7]).

Theorem 4.1

Let G be a connected and simply-connected Lie group with Lie algebra g. Suppose that Σ:=G/Γ is a compact parallelizable homogeneous manifold of codimension (i.e., the real codimension of the maximal complex ideal m:=gig in g) less than or equal to 2. Then G is a closed subgroup of the connected and simply-connected complex Lie group G^ corresponding to the complexified Lie algebra g^:=g+ig (and so G/Γ is an orbit in G^/Γ). Moreover, the Levi-factor of G^ is equal to the Levi-factor of G, i.e., S^=S.

Proof

Let G^=R^S^ and G=RS be Levi-decompositions of G^ and G, respectively. Since R is connected and simply-connected then, as remarked above, it is closed in its complexification R^. On the other hand, since mg then by the linearity of Lie brackets we deduce that mg^. Thus, ms^ is a complex semisimple ideal of s^. However, the complex semisimple Lie algebra s^/ms^ is a subalgebra of the complex Lie algebra g^/m. The latter has dimension less than or equal two. Hence, dimCs^/ms^2, i.e., s^=ms^ since the smallest complex (non-Abelian) simple Lie algebra is sl2(C) and it has dimension 3. We have s=ms^=s^, and consequently, G is a closed subgroup of G^ and we can consider the orbits, Σ=G/ΓG^/Γ=:X.

Clearly, if Σ=G/Γ has codimension 1 or 2, then G cannot be semisimple. In higher codimensions, it is no longer true since, for instance, we have the compact real forms of complex semisimple Lie groups.

Reduction to the solvable case

As we will see in Sect. 5 that if G^ acts on a projective manifold then the radical orbits are closed, see Lemma 5.2. Thus, in the following theorem, we restrict ourselves to complex groups with no non-trivial projective representation, and we prove that the radical orbits are closed (see [20, Theorem 2] and [21, Proposition 2.10] for a general result). Therefore, the first building block will be the compact base of the radical fibration.

Proposition 4.1

(Radical-Fibration) Let X=G^/Γ be a homogeneous parallelizable complex manifold, where G^ is a connected and simply-connected complex Lie group, and Γ is a discrete subgroup. Let G^=S^R^ be a Levi-decomposition. Assume there is no non-trivial projective representations of G^. Then the R^-orbits are closed, and we have the following fibration.

π:G^/ΓR^/R^ΓG^/R^Γ=S^/Λ, 2

where Λ:=S^R^Γ. Hence, in codimension one or two, the base S^/Λ=π(Σ) of the radical fibration (2) is a compact complex manifold.

Proof

If G^ is solvable then the proposition follows. Suppose now that G^ is not solvable. If R^Γ is a closed subgroup of G^, we are done. Assume otherwise, that is the Lie subgroup R^Γ of G^ is not closed.

Claim: There exists a closed connected solvable complex Lie subgroup H^ of G^ containing the connected component I10 of the closure I1:=clG^(R^Γ).

Proof of Claim: It follows from Zassenhaus Lemma [5, Proposition 2] that I10 is solvable, but of course not necessarily complex. Nevertheless, let I2 be the connected complex subgroup of G^ corresponding to the complexified Lie algebra of I1 and consider the connected component I20 and note that it is solvable. Repeat the process and note that since G^ is not solvable and it has a finite dimension, there exists a proper connected closed solvable complex Lie subgroup In=:H^ that contains I10R^, as desired.

Now, by our assumption, the homogeneous space G^/NG^(H^) is trivial as it is a projective manifold. That means, NG^(H^)=G^, i.e., H^ is a connected normal complex solvable subgroup of G^, hence H^=R^G^. This implies I10=R^ and hence I1=R^Γ, which contradicts our assumption, i.e., after all, R^Γ is a closed subgroup of G^.

By Theorem 4.1, S=S^ and, as a consequence, the S-orbit through the base point is complex and it lies in Σ=G/Γ. Thus, the S-orbit lies in the leaf through the base point. Hence, in the induced radical fibration of Σ we have,

G/ΓR/RΓG/RΓ=S^/Λ

and Σ maps onto the base S^/Λ implying this base is compact. By the Codimension Lemma 2.1, codimR/RΓ=codimΣ. Hence we only have to study Levi-foliation when G is solvable with more emphasis on dense Levi-foliation.

Reduction to the nilpotent case

The following theorem can be found in [29, Theorem in §5] and [30, Theorem 4.1].

Lemma 4.1

(Mostow fibration) With the above notation, let G and G^ be solvable Lie groups, and let N and N^ be their nilradicals. Then, the N-orbits (resp. the N^-orbits) in Σ (resp. in X) are closed and therefore we can consider the following commutative diagram of nilmanifold-bundles

graphic file with name 40627_2021_83_Equ72_HTML.gif

with the right vertical arrow being holomorphic.

Note that, the base G/NΓ of the Mostow fibration is an Abelian Lie group as N contains the commutator subgroup of G. But since we have already discussed in Sect. 4.1 the Levi-foliation on Abelian Lie groups, we shall then focus our attention on Levi-foliation on the fiber of the Mostow fibration, i.e., we shall next study the Levi-foliation on compact parallelizable nilmanifolds.

Suppose G^ is a connected, simply-connected nilpotent complex Lie group. Since the exponential map exp:g^G^ is one-to-one and onto, for any Lie subgroup H^ of G^ we can define its complex hull H^G^ to be the smallest connected complex subgroup of G^ containing H^. Now assume Γ is a discrete subgroup of G^ with ΓG^=G^. Then it was shown in [18, Theorem 4], using ideas of Barth–Otte [7] that the center Z^ of G^ has closed orbits in G^/Γ.

Definition 4.1

(Abelian Group Tower) An Abelian Lie group (resp. Cousin group) tower of length one is an Abelian complex Lie group (resp. Cousin group). An Abelian group (resp. Cousin group) tower of length n>1 is an Abelian complex Lie group (resp. Cousin group) bundle over an Abelian complex Lie group (resp. Cousin group) tower of length n-1.

Let us further suppose that Σ=G/Γ is a generic homogeneous CR-manifold of codimension k with globalization X=G^/Γ, where G^ is connected, simply-connected, nilpotent complex Lie group. Assume as well that the leaves of the Levi-foliation are dense. Then O(X)=C, the reason is that the restriction of any holomorphic function fO(X) to the compact manifold Σ attains its maximum, say at the point yΣ. Now, let L be the leaf through y and note that, by the maximum principle, f|L is constant which in turn implies that f|Σ is also constant since L is dense in Σ. Recall that, locally Σ=Δn-k×ReΔk and X=Δn-k×Δk where Δj is a polydisk in Cj. Thus, f itself must be constant, for a holomorphic function cannot be non-constant in only one real part. As a consequence, it follows that, ΓG^=G^. In the latter setting it is known, see [31] or [4], that G^/Γ is a Cousin tower. There is an induced fibration of Σ, see Fig. 1. Two cases can occur at each step of the tower: if F^j is a non-compact Cousin group of codimension nj, then there exists a holomorphic fibration, see e.g., [1] or [40],

F^j(C)njTj

and an induced fibration of the real fiber

Fj(S1)njTj.

If F^j is compact, then Fj=F^j is a complex torus (here set nj=0). For dimension reasons, we then have

j=1lnj=k.

Furthermore, the leaves of the Levi-foliation on Σ induce a Levi-foliation on each fiber Fj in the Cousin tower where each leaf LFj of this induced foliation can be expressed as the covering

LFj(Z)njTj.

The following figure summarizes the obtained reductions in this chapter [Σl denotes the base of the radical fibration (2)].

Fig. 1.

Fig. 1

Cousin Tower (CT)

Main theorem for parallelizable manifolds

We first remark that the leaves of the Levi-foliation do not have to be dense or compact in Σ. Nonetheless, the discussion in the previous subsections shows that, in all cases, one can reduce to the case where G^ is nilpotent. Furthermore, since Σ is generic in X, then ΓG^=G^ and by a result in [7], the center orbits are closed. Hence, one can always reduce to the Abelian tower as in Fig. 1, where the complex fibers F^j may have a product of C. The following table sets out the situations that would arise in codimension one and two.

We summarize the preceding discussion in the following theorem.

Theorem 4.2

(Main Theorem in Sect. 4) Let G be a connected and simply-connected Lie group and Γ be a discrete subgroup of G. Let further G=SR be a Levi-decomposition of G and r be the Lie algebra of the radical R. Suppose that Σ:=G/Γ is a compact, Leviflat, parallelizable, homogeneous CR-manifold of codimension one or two. Then, any semisimple-factor S is a complex semisimple Lie group and G is a closed subgroup of the connected and simply-connected complex Lie group G^:=SR^, where R^ is the connected and simply-connected complex solvable Lie group corresponding of the complexified Lie algebra r^:=r+ir. Hence, Σ is a compact generic G-orbit in the parallelizable complex orbit X:=G^/Γ. Furthermore, R^-orbits are closed in X and hence R-orbits are compact, and in the CT tower (1), one has:

  1. If the Levi-foliation is dense [i.e., iff O(X)=C], then in codimension
    1. one: Σ=ct1X=CT1,
    2. two: either Σ=ct2X=CT2, or Σ=ct1,1X=CT1,1.
  2. If the Levi-foliation is compact, then in codimension
    1. one: Σ=ct0X=CT0,
    2. two: Σ=ct0X=CT0.
  3. If the foliation is neither compact nor dense, then Σ=ct1X=CT1.

A non-trivial Cousin group bundle over a Cousin group

Let M:=1-211GLn(C) and let B:=C2. Then, M acts on B as a linear transformation. On the other hand, M is similar to a diagonal matrix γ with diagonal entries its eigenvalues—in no particular order λ1:=1+i2 and λ2:=1-i2. Say, M is similar to γ:=λ100λ2. Rewrite λ1 and λ2 as 3eiθ and 3e-iθ , respectively, where cosθ=13 and sinθ=23. Let A:=C×C and write it as the diagonal group A=α00β;α,βC. Define the lattice ΓA:=γnnZ=3neinθ00e-inθ;nZ of A. Note that its pullback to the universal covering of A has rank 3.

Claim: The complex Abelian group A/ΓA is a Cousin group.

Proof of Claim: Note that the kernel of the holomorphic homomorphism C2C×C;(z,w)(e2πiz,e2πiw) is (1,0),(0,1)Z. Hence,

A/ΓAC2/{(1,0),(0,1),(γ1,γ2)}Z,

where (choose the branch cut to be along the positive real axis R0)

γ1:=log(λ1)=ln3+iθ,γ2:=log(λ2)=ln3+i(2π-θ).

Thus, it is enough to show the lattice (1,0),(0,1),(γ1,γ2)Z satisfies the irrationality Condition (see, e.g., [1]), i.e., the slope θ2π-θQ. Let us therefore suppose, to the contrary, θ2π-θ=q for some qQ\{0}. Then θ=mnπ for some relatively prime integers m,nZ\{0}. Hence,

13+i23=cosθ+isinθ=eiθ

and since nθ=mπ, then one has

13+i23n=einθR,i.e.,1+i2nR.

Thus,

2in1-2n3+4n5-+(-1)k2kn2k+1+=0()

We note that n cannot be odd since the summation would be an odd integer. On the other hand, if n is even, say n=2pq for an odd integer q, then 2p would divide 2pq2k+1. Indeed, since

nm=n(n-1)!m(m-1)!(n-m)!=nmn-1m-1

then, if n=2pq and m=2k+1, one has

(2k+1)n2k+1=2pqn-12k.

Therefore,

2pn2k+1.

Hence, the equation () can be written as q+2t=0 for some integer t. But q is an odd integer. This is a contradiction, and the Claim is proved.

Now consider the Cousin group B/ΓB, where ΓB:=(1,0),(0,1),(i,i2). Let also PGL2(C) be a matrix such that M=P-1γP and define the solvable (non-Abelian) complex Lie group G:=AMB by

(A1,b1)·(A2,b2):=(A1A2,(P-1A1P)b2+b1).

Define the discrete subgroup

Γ:=ΓAMΓB={(ψ,Mnω1+ω2)|ψΓA,ω1,ω2ΓB,nZ}.

Consider the closed subgroup

H:=ΓAMB={(ψ,Mnb1+b2)|ψΓA,b1,b2B,nZ}

and note that G/H=A/ΓA and that H/Γ=B/ΓB. Now, we consider the following principal fiber bundle of Cousin groups

G/ΓB/ΓBA/ΓA. 3

In particular, the bundle above is not topologically trivial, since otherwise the fundamental group of G/Γ would be Abelian, while it is not.

Projective orbits

In this section, we consider compact homogeneous Leviflat CR-manifolds Σ=G/H that are orbits in some complex projective space Pn. For convenience throughout this section, we assume that the group G admits an almost faithful representation into the group of holomorphic automorphisms of the projective space Pn at hand. We warn the reader, however, that in the general setting (treated in the next section) this is not always the case and appropriate modifications must be made.

We first introduce some notation. Let G^ denote the smallest connected complex Lie group that contains G, i.e., the group corresponding to the complexified Lie algebra g^:=g+ig, where g is the Lie algebra of G. Using Chevalley’s result [14] that the commutator subgroup of G^ is acting as an algebraic group, we show first that the radical R^ of G^ is central. Then we show that the leaves of the Levi-foliation of Σ are compact, and thus are biholomorphic to flag manifolds. Finally, when the codimension of Σ is one or two, we give the classification.

Preliminaries

Let G^ be any complex Lie group and G^=S^R^ be a Levi-decomposition. Let g^, s^, and r^ be the corresponding complex Lie algebras of the groups G^, S^, and R^, respectively. Recall the following classical fact in the theory of Lie algebras (see e.g., [16]).

Lemma 5.1

Let g=sr be a Levi-decomposition of a Lie algebra g. Then, the ideal [g,r] is nilpotent.

Lemma 5.2

Consider the nilpotent subalgebras n^:=[g^,r^] and n:=[g,r] of g^ and g, respectively. Then,

n^=n+in. 4

Similarly, for any term m^ in the descending central series of n^, one has

m^=m+im, 5

where m is the corresponding term in the descending central series of n.

Proof

The inclusion RHS contained in LHS follows since n is clearly a nilpotent ideal in g^, so n is contained in the nilradical g^. Conversely, consider the Lie algebra homomorphism π:g^g^/(n+in). Our proof will be complete if we show that the quotient is semisimple, because this means that n^ is contained in the kernel of π. In fact, one has,

g^:=[g+ig,g+ig]=[g,g]+i[g,g]=[r,g]+s+i[r,g]+s=(s+is)+(n+in) 6

and the result in (4) follows from this. Similarly, the claim in (5) follows from (4) and the linearity of the Lie brackets.

The following well-known proposition will often be used in this section. For general notions of linear algebraic groups and their orbits, we refer the reader to [10, 25], or [37].

Proposition 5.1

Let X:=G/H be an algebraic homogeneous space of a linear algebraic group G and let N be a normal algebraic subgroup of G. Assume that the action of N on X is algebraic, then N-orbits are closed.

Proof

Since N acts algebraically, then its orbits are Zariski open in their closures. The boundary of each N-orbit consists of N-orbits of strictly lower dimension. Since N is a normal subgroup of G, all orbits have the same dimension and so the complement N·x¯\N·x is empty, i.e., N-orbits are closed.

We recall, furthermore, that an algebraic linear group is called unipotent if it is isomorphic to a closed subgroup of the group of upper triangular matrices with 1’s in the diagonal. We also recall the fact that orbits of an algebraic action of a connected unipotent group are algebraic geometrically isomorphic to some affine space Cp (e.g., [9, Theorem 1.4]).

Main theorem

In the setting of this section, the following is the first main theorem in this chapter.

Theorem 5.1

The radical R^ is central and G^=S^×R^ (possibly with finite intersection). The real group G splits accordingly.

Proof

Enough to show that the unipotent subgroup N^:=[G^,R^] is trivial, because then by (6) the commutator subgroup G^=S^ and therefore the result follows.

Recall first that every non-trivial unipotent group has a positive-dimensional center. Thus N^ is trivial if and only if the last term, say M^, of the descending central series of N^ is trivial.

Let us now assume the contrary, that the unipotent Abelian normal subgroup M^ is not trivial. By the discussion above, the M^-orbits are closed and biholomorphic to some Cq. Thus M^H^ is a closed subgroup of G^ and therefore we can consider the following fibrations:

graphic file with name 40627_2021_83_Equ52_HTML.gif

where J:=M^H^G and the fiber F:=J/H is a compact submanifold of the complex fiber F^:=M^/M^H^. In fact, M^ acts on F^ with a finite isotropy as it is an Abelian characteristic subgroup of G^ and the action is almost effective. Say, M^H^=:Λ.

Consider now the stabilizer group I:=StabM^(J·x0) and note that it is a closed subgroup of M^ since J·x0 is a compact submanifold of M^·x0. Since Λ fixes all points of the latter orbit, then ΛI. This leads to a fibration of the Euclidean space Ck by compact fibers,

Ck=M^/ΛF=I/ΛM^/I.

However, by Borel–Serre Theorem [12], such fibration does not exist unless F is just a point, i.e., I=Λ. But since MI then M={e} and hence by Lemma 5.2, we have M^={e}. From this contradiction, we conclude that N^ has to be trivial.

Three basic fibrations

The goal is to prove that in the projective case L is homogeneous rational, i.e., a flag manifold. In fact, we need only to show that L is compact because a compact complex homogeneous Kähler manifold is a product of a compact complex torus and a flag manifold (see [11]). However, by the Borel Fixed Point Theorem, no positive-dimensional compact complex torus can be embedded equivariantly in Pn (see e.g., [10]). We follow the notation of the paper where we know that G^=S^×R^ with possible finite intersection and where R^ is central in G^. The real group G splits accordingly.

Theorem 5.2

The leaf L is a flag manifold.

Proof

If L is trivial, then there is nothing to prove, so assume L is not trivial. There are three cases in the proof which goes (except for the last subcase) by induction on the codimension k of L in Σ. The case of k=0 is clear.

The case where S^ does not act transitively on X.

Since S^ is semisimple and is therefore acting algebraically, we have the quotient π:XX/S^ the base of which is a Stein Abelian group (this is the commutator fibration G^/H^G^/G^H^ and the base is a Stein Abelian group, see [23]). The image of Σ is an R-orbit which is a totally real product of circles. In particular, L is contained and of lower codimension in the neutral fiber π-1(π(x0)). Applying the induction assumption to this fiber yields the desired result.

The case where S^ acts transitively on X and R^{e}.

Since S^ is acting algebraically, X is Zariski open in its closure Y. Since R^ is acting linearly and stabilizes X, it follows that it stabilizes Y. Thus if E:=Y\X is the boundary, it follows that R^ is in the stabilizer L^ of E in the stabilizer of Y in the linear group. The main point is that L^ is an algebraic group acting on X. It then follows that R^ is contained in the centralizer Z^ of S^ in L^ which is also an algebraic group acting on X. Thus, we consider the quotient π:XX/Z^. Since the π-fibers are isomorphic to manifolds of the form Cs×(C)t, the intersections of these fibers with L, which are complex analytic sets contained in compact subsets, are discrete. Thus π(L)=:Q is of lower codimension in π(Σ) and induction implies that Q is homogeneous rational. Since LQ is GL^-equivariant, it is a covering map which is injective, because Q is simply-connected. Then the result follows by induction hypothesis. We also conclude from the preceding discussion that the algebraic hull of R^ is an Abelian algebraic group which stabilizes X.

The case where G^=S^.

Since S^ acts algebraically, the fundamental group of X is finite. Thus, replacing H^ by HH^ (i.e., the minimality condition introduced in Sect. 3.2) only entails going to a finite cover where S^ still acts algebraically. Define N^ to be the open subgroup of the normalizer of GL^ so that N^/H^ is connected.

If GL^ is not normal in S^. Then, L is contained and of lower codimension in the neutral fiber of the fibration XX/N^. Applying the induction assumption to this fiber yields the desired result.

If GL^ is normal in S^. Then, GL^ is semisimple which is acting algebraically. Since its orbits are therefore Zariski open in their closures, it follows that L is closed in this case, and the result straightforwardly follows.

Leaf-reduction

Taking H^=HH^ as above and observing that the stabilizer in G^ of the compact variety L is the closed complex subgroup GL^=H^S^1 , we have the leaf-reduction

G^/H^LG^/GL^. 7

If our focus is on Σ, the restriction of this map to Σ is its G-equivariant CR-holomorphic leaf on to a totally real (generic) hypersurface G/J in G^/GL^, where J:=GL^G. Note that, dimRG/J=codimΣ (see Lemma 2.1).

Classification for codimension one and two

The radical orbits

The aim of this subsection is to prove the following proposition.

Proposition 5.2

Suppose S^ is not transitive on X

  1. If codimΣ=1, then Σ=Q×S1X=Q×C.

  2. If codimΣ=2, then Σ=Q×(S1)2X where X=Q×(C)2 or X=Q×P1×C.

The proof is based on the following lemma which is true for any codimension.

Lemma 5.3

Let N^ be the normalizer of the connected component H^ in G^. Suppose that S^-orbits are compact. Then, N^=R^H^ and the radical fibration is holomorphically trivial.

Proof

Consider the normalizer fibration G^/H^N^/H^G^/N^. Restrict this bundle to the S^-orbit to obtain the fibration S^/(S^H^)S^/(S^N^). Since S^/(S^H^) is a flag manifold then S^H^ is connected, and thus it is contained in H^0. Therefore S^N^ normalizes the parabolic group S^H^ and hence S^H^=S^N^. Now since R^ is central then R^N^ and the above shows that R^/(R^H^)=N^/H^. Furthermore, the S^-orbits form holomorphic sections of the radical fibration X=G^/H^G^/R^H^. Thus, this fibration is holomorphically trivial, i.e., XR^/(R^H^)×S^/(S^H^).

Now we turn to the proof of Proposition 5.2.

Proof

Since the base of the commutator fibration G^/H^S^/(S^H^)G^/S^H^ is a Stein Abelian group, then we have (see Lemma 2.1) the following:

In codimension one, G^/S^H^=C and S^/(S^H^)=L. Thus, the S^-orbits are compact and one applies Lemma 5.3.

In codimension two, either G^/S^H^=C×C and S^/(S^H^)=L, or G^/S^H^=C and S^/(S^H^)=L×P1 (see e.g., Lemma 5.6). Thus, the S^-orbits are compact in either case and one can apply Lemma 5.3 again.

Classification of the leaf-spaces

To give a classification in codimension one and two, we need to establish some essential facts. By Proposition 5.2, the only remaining case to consider is when G^=S^. Also, we impose the minimality condition, i.e., replace H^ by HH^ as discussed in Sect. 3.2. Recall that, this assumption only entails going to a finite cover where S^ still acts algebraically. Moreover, consider the leaf-reductions defined in Sect. 5.3.1.

S^/H^LS^/GL^=:Z 8

and the induced reduction for Σ

S/HLS/J=:Y.

We recall that the real leaf-space Y is a totally real homogeneous CR-submanifold of the complex leaf-space Z and therefore dimRY=dimCZ=codimΣ. Recall also that the maximal connected complex subgroup M of S is contained in J (see Corollary 3.3). Thus, we have the following lemma.

Lemma 5.4

The real leaf-space Y is an orbit of a real form of S^.

Lemma 5.5

If Z is compact, then the real form S of S^ cannot be compact.

Proof

If Z is compact then it is simply-connected. By Montgomery Theorem [27], the compact form of S^ acts transitively on Z. But this is not possible since the codimension is assumed to be positive.

Since the only one-dimensional complex homogeneous manifold of a complex semisimple Lie group is P1, it follows that we have the following classification theorem when Σ=S/H has codimension one in X=S^/H^.

Theorem 5.3

In codimension one, Σ=Q×S1 and X=Q×P1, where Q=L is a flag manifold.

Proof

The complex leaf-space Z is one-dimensional, hence Z=P1 as a holomorphic orbit of SL2(C) and Y=S1 as a corresponding orbit of SL2(R). The proof that the leaf-reduction is trivial follows by Lemma 5.6.

Note that the minimality condition here is not necessary since X is simply-connected.

Now we turn our attention to two-dimensional leaf-spaces. Assume first that the complex leaf-space Z is compact and recall that the only two-dimensional flag manifolds are P1×P1 and P2 with complex Lie groups SL2(C)×SL2(C) and SL3(C), respectively. (For the complete list of compact complex homogeneous surfaces see [39].) Recall also (see [28]) the only compact real homogeneous surfaces are

  1. orientable surfaces: S1×S1, and S2,

  2. non-orientable surfaces: RP2, and the Klein bottle.

Combining these facts, we have the following proposition.

Proposition 5.3

(Two-dimensional compact leaf-spaces) In codimension two. If the leaf-space Z is compact, then either

  1. Z=P1×P1. In this case, S^=SL2(C)×SL2(C) and the real leaf-space Y is orientable and isomorphic to
    • (i)
      S1×S1 as an orbit of the non-compact real form SL2(R)×SL2(R),
    • (ii)
      the 2-dimensional closed orbit M1 of the real form SL2(C) (embedded as an antiholomorphic diagonal in S^) acting by the antiholomorphically twisted diagonal embedding A(A,(A¯-1)t) in S^. As manifolds, M1S2.
  2. Z=P2. In this case, the real leaf-space Y is non-orientable and isomorphic to RP2 as an orbit of the non-compact real form SL3(R) of the simple complex Lie group SL3(C).

Proof

By Lemma 5.5, we only have to check the non-compact real forms of the semisimple complex Lie groups.

  1. If Z=P1×P1, then the complex Lie group of this surface is SL2(C)×SL2(C). The latter has two non-compact real forms;
    1. SL2(R)×SL2(R) and its corresponding orbit is Y=S1×S1.
    2. SL2(C) embedded as an antiholomorphic diagonal and its orbit is given in Theorem 5.5 in [19]. One way to think of this real form is as the fixed point subgroup of the antiholomorphic involution defined by σ(A,B)=(B¯,A¯). Then M1={(z,z¯):zP1}.
  2. If Z=P2, then the complex Lie group of this surface is SL3(C). The latter has two non-compact real forms, namely SL3(R) and SU(1,2). The group SL3(R) has only one orbit of dimension 2 in P2 which is isomorphic to the non-orientable projective plane RP2. Whereas the form SU(1,2) has three orbits in P2, two are open and diffeomorphic to the unit ball in C2 and the compact one is the boundary between the other two and has real dimension 3 (see the example in [19, Sect. 5.4.2]) and hence the latter real form does not take place in our setting. More generally, in a flag manifold, the only 2-dimensional homogeneous CR-submanifold of a simple Lie group is the real projective space RP2. See [19, Theorem 5.3].

We note that the minimality condition is also not necessary here since X is simply-connected.

It remains to study the setting of a non-compact complex leaf-space Z. Huckleberry and Livorni in [22, Theorem, p. 1103] gave a complete list of homogeneous non-compact complex surfaces, and we state the list as follows:

Theorem 5.4

(Huckleberry and Livorni) Let Z be a non-compact complex homogeneous surface of a non-solvable complex Lie group. Assume that the radical of this group does not act transitively on Z. If Z is not a holomorphically trivial C, or C-bundle over P1, then it is either,

  1. a non-trivial C-bundle over P1,

  2. a non-trivial positive line bundle over P1,

  3. the affine quadric Q[2]:=SL2(C)/C, or

  4. the complement of a quadric curve C in P2 which is 2-to-1 covered by the previous case.

Moreover, in all cases the complex Lie group is SL2(C).

Proposition 5.4

(2-Dimensional non-compact leaf-spaces) In codimension two if the complex leaf-space Z is not compact, then Z is either one of the following Stein surfaces:

  • (I)

    the affine quadric Q[2]=SL2(C)/C. In this case, the compact real leaf-space Y is orientable and isomorphic to S2.

  • (II)

    P2\C, where C is a quadric curve in P2. In this case, the compact real leaf-space Y is non-orientable and isomorphic to RP2.

Proof

Since the complex Lie group is semisimple, it follows that the leaf-space Z cannot be a holomorphically-trivial C-bundle (resp. C-bundle) over P1.

We now want to exclude the first two surfaces in Theorem 5.4 from our list;

A non-trivial C-bundle over P1; Clearly, this space is biholomorphic to SL2(C)/H^, where the connected component H^ of the isotropy H^ is isomorphic to 101. Since the action is algebraic then H^ has finite connected components, i.e., H^=ZnH^0, where the finite cyclic group Zn refers to a diagonal subgroup of SL2(C) isomorphic to the group of the nth roots of unity. Note that the induced orbit of the real form SL2(R)/(SL2(R)H^)SL2(C)/H^ is not compact since the orbits of the real unipotent subgroup 101SL2(R) are closed and diffeomorphic to R. Thus, this situation does not occur. On the other hand, the induced orbit of the compact real form SU(2)

SU(2)/(SU(2)H^)SL2(C)/H^

has dimension 3 because the isotropy SU(2)H is finite, and thus this situation does not occur either.

A positive line bundle over P1 requires a positive-dimensional radical (see [22, Lemma 1, p. 1103]) and our group is semisimple. Thus, this situation does not occur.

In contrast, the following cases can occur:

(I) Z is the affine quadric SL2(C)/C, where C refers to the diagonal subgroup. Here Y is the orbit of the compact real form SU(2), i.e.,

Y=SU(2)/(SU(2)C)=SU(2)/SU(1)S2.

(II) Z is the complement of a quadric curve C in P2, i.e.,

P2\[X,Y,Z];X2+Y2+Z2=0.

It can be shown that the group SL2(C) acts holomorphically on this surface and that the isotropy has two connected components and the connected component is isomorphic to the diagonal subgroup C. Thus, P2\C=SL2(C)/Z2C. Therefore, we have the covering space

SL2(C)/CZ2SL2(C)/Z2C.

Note that the orbit of SU(2) in the covering space is isomorphic to S2 and hence the projection Y of this orbit is isomorphic to the non-orientable projective plane RP2.

The following table summarizes the above discussion, where M1 is as in Proposition 5.3, Q[2] is the 2-affine quadric, C is a quadric curve in P2, Bj is a Borel subgroup, and P is a parabolic subgroup.

codimΣ Z Z=S^/H^ Y Real form of S^
1 P1 SL2(C)/B1 S1 SL2(R)
2 P1×P1 SL2(C)×SL2(C)/B1×B2 S1×S1 SL2(R)×SL2(R)
2 P1×P1 SL2(C)×SL2(C)/B1×B2 M1 SL2(C)
2 P2 SL3(C)/P RP2 SL3(R)
2 Q[2] SL2(C)/C S2 SU(2)
2 P2\C SL2(C)/Z2C RP2 SU(2)

Recall that SL2(C) is the unique (up to isomorphism) complex semisimple Lie subgroup of GL2(C). Therefore, if S^ is a complex semisimple Lie group having irreducible 2-dimensional representation, then there exist two semisimple complex normal Lie subgroups S^1,S^2S^ such that S^ decomposes as a locally direct product S^1·S^2 where S^1 is acting trivially and S^2 is isomorphic to the usual action of SL2(C) on C2. The following fact is well known, but we include it for completeness.

Lemma 5.6

Let S^ be a connected, semisimple, complex Lie group and H^ be a parabolic subgroup of S^. Suppose J^ is any closed, complex subgroup of S^ that contains H^. Consider the induced homogeneous fibration S^/H^S^/J^. Then its fiber and base are flag manifolds. Moreover, if its base is P1 or a product of P1s, then the bundle is holomorphically trivial.

Proof

Since H^ is parabolic in S^, it contains a Borel subgroup of S^. This Borel subgroup is then contained in J^. Thus J^ is parabolic and S^/J^ is a flag manifold. Moreover, the fiber is a compact homogeneous projective variety and hence is a flag manifold. Now, suppose that S^/H^ has the fibration S^/H^S^/J^=P1. Then as discussed above there exists two normal complex Lie subgroups S^1 and S^2SL2(C) of S^ such that S^/J^=S^/S^1H^. Moreover, since the normal subgroup S^2 acts algebraically, then its orbits are closed and we have the fibration S^/H^S^2/S^2H^S^/S^2H^. By the first paragraph of the lemma, the fiber S^2/S^2H^ is a flag manifold of dimension bigger than or equal to the dimension of S^/S^1H^=P1. But since P1 is the only flag manifold realized by the action of SL2(C), we have S^2/S^2H^=S^/S^1H^, which implies that S^2-orbits form sections of the bundle S^/H^S^/J^, and for this reason this bundle is trivial. The same proof works for multiple copies of P1, since S^ in this case splits off as the product S^1·S^2S^n, where S^1 is acting trivially and S^j is isomorphic to the usual action of SL2(C) on C2, for j=2,,n.

As a consequence, the following theorem specifies all possible total spaces of the bundle (8).

Theorem 5.5

In codimension two.

  • If X=S^/H^ is compact, then
    1. X=L×P1×P1 and Σ=L×S1×S1.
    2. X=L×P1×P1 and Σ=L×M1.
    3. X is a L-bundle over P2 and Σ is a L-bundle over RP2.
  • If X=S^/H^ is not compact, then
    1. X is a L-bundle over Q[2] and Σ is a L-bundle over S2.
    2. X is a L-bundle over P2\C and Σ is a L-bundle over RP2.

On the other hand, when the leaf-space is the affine quadric Q[2], then the leaf-reduction is not necessarily trivial. In fact, the representation CAut(Q) implies that the isotropy C of the base does not need to act trivially on the fiber Q.

Remark 5.1

A totally real copy of RP2 in P2 can be embedded equivariantly in P2\C where C is a quadric curve in P2. To see this, let RP2 be an orbit of SL3(R) as in Corollary 5.3. Since π1(RP2)=Z2, i.e., finite, then by Montgomery Theorem [27], the maximal compact subgroup SO(3,R) of SL3(R) acts transitively. Thus, we have the following embedding in the orbit of the complex orthogonal subgroup

RP2=SO(3,R)·x0Z:=SO(3,C)·x0SL3(C)·x0=P2.

But since SL2(C) (resp. SU(2)) is the universal covering group of SO(3,C) (resp. SO(3,R)), then one has the following orbits

RP2=SU(2)/Z2·S1SL2(C)/Z2·CP2\C,

where C is a quadric curve in P2.

Summary

We summarize the classification results in this section in the following theorem.

Theorem 5.6

(Classification) Suppose Σ:=G/H is a compact, homogeneous, Leviflat CR-manifold of codimension one or two that is equivariantly embedded in a projective space Pn, and let X:=G^/H^ be its globalization in Pn. Then, the leaves of the Levi-foliation F are compact and hence biholomorphic to a flag manifold Q. Moreover,

  1. if codimΣ=1, then Σ=Q×S1X=Q×P1 or X=Q×C,

  2. if codimΣ=2, then either
    1. Σ=Q×S1×S1X=Q×P1×P1 (resp. X=Q×P1×C or X=Q×C×C).
    2. X=Q×P1×P1 and Σ=Q×M1.
    3. Σ is a Q-bundle over S2 and X is a Q-bundle over the 2-dimensional affine quadric Q[2].
    4. Σ is a Q-bundle over RP2 and X is a Q-bundle over P2\C where C is a quadric curve in P2. (This situation will occur only when Σ is non-orientable. It is 2 to 1 covered by the previous case.)

General case

Statement of the main theorem

Theorem 6.1

(Main Theorem) Let G be a connected and simply-connected Lie group, and Σ:=G/H be a compact, generic, homogeneous, Leviflat CR-manifold of codimension one or two. Consider the CR-normalizer fibration (see Theorem 2.2),

Σ=G/HG/J=:MPn.

Then, Σ is a finite covering space of Σ~:=G/H~ with the following properties:

The fiber F of the following fibration

Σ~=G/H~F:=J/H~G/J=M

is a connected, compact, parallelizable, Leviflat , homogeneous CR-submanifold of Σ~, and the base M is a compact, projective Leviflat CR-manifold. Moreover (see Lemma2.1),

codimF+codimM=codimΣ~.

Let G^ be the connected and simply-connected complex Lie group corresponding to the complexified Lie algebra g^:=g+ig, where g is the Lie algebra of G. Then Σ~ possesses a G^-globalization, i.e., a complex homogeneous manifold X:=G^/H^ with G is a Lie subgroup of G^ and H^G=H~. In particular, the following diagram of fiber bundles exists,

graphic file with name 40627_2021_83_Equ73_HTML.gif

The spaces F,F^,M , and Y in the above diagram are described as follows, (in the following, QQ[2] , and C stand for a flag manifold, the 2-dimensional affine quadric, and a quadric curve in P2, respectively. Also see Table 1, for the CT-notation)

Table 1.

(CT notations)

Cousin Tower (CT) of parallelizable complex homogeneous manifolds X
Name Description Notation Corresp. circle tower for Σ
Torus tower the tower has no Cousin groups of positive codimension CT0 CT0 or ct0
Cousin tower of codim. 1 the tower has one Cousin group of codim. 1 CT1 ct1
Cousin tower of codim. 2 and 1 step the tower has one Cousin group of codim. 2 CT2 ct2
Cousin tower of codim. 2 and 2 steps the tower has two Cousin groups of codim. 1. See Example 4.4 CT1,1 ct1,1
Torus tower with one C the tower has one C but no Cousin groups of positive codimension CT0 ct0
Torus tower with two C’s the tower has two C’s but no Cousin groups of positive codimension CT0 ct0
Abelian tower of one Cousin group of codim. 1 and one C the tower has one Cousin group of codim.1 and one C CT1 ct1

(I) In codimension one, and when

  1. the Levi-foliation is dense, then Y=M=Q, F^=CT1, F=ct1.

  2. the Levi-foliation is compact, then either
    1. Y=M=Q, F^=CT0, F=ct0.
    2. Y=Q×P1 (resp. Y=Q×C), M=Q×S1, F^=F=CT0.

(II) In codimension two, and when

  1. the Levi-foliation is dense, then either
    1. Y=M=Q, F^=CT2, F=ct2.
    2. Y=M=Q, F^=CT1,1, F=ct1,1.
  2. the Levi-foliation is compact, then either
    1. Y=M=Q, F^=CT0, F=ct0.
    2. Y=Q×P1 (resp. Y=Q×C), M=Q×S1, F^=CT0, F=ct0.
    3. Y=Q×P1×P1 (resp. Y=Q×P1×C, or Y=Q×C×C),    M=Q×S1×S1,    F^=F=CT0.
    4. Y=Q×P1×P1 and M=Q×M1 (see Proposition 5.3).
    5. Y is a Q-bundle over Q[2], M is a Q-bundle over S2, F^=F=CT0.
    6. Y is a Q-bundle over P2\C, M is a Q-bundle over RP2, (Y in this case is 2-to-1 covered by the previous case) F^=F=CT0.
  3. the Levi-foliation is neither compact nor dense, then either
    1. Y=M=Q, F^=CT1, F=ct1.
    2. Y=Q×P1 (resp. Y=Q×C), M=Q×S1, F^=CT1, F=ct1.

The globalization

Given a homogeneous CR-manifold Σ=G/H, if there exists a (minimal) complex Lie group G^ containing G as a subgroup along with a closed complex subgroup H^ such that the G-orbit in G^/H^ is CR-isomorphic to Σ, then we call G^/H^ a globalization of Σ. Such a globalization need not exist, e.g., see [6, Sect. 2, Example]. However, we prove in this section that every compact, Leviflat Σ of codimension two or less is globalizable.

First we consider what happens when the base Z of the CR-normalizer fibration G/HG/N=Z is a flag manifold. The case of a general homogeneous CR-hypersurface with Z a flag manifold is discussed in [24] (Theorem 2) and was handled in detail in Richthofer’s thesis [35] (Satz 1 in Sect. 1:4:3). The result is simply that such actions are uniquely globalizable. Using our special Leviflat setting, we give a simple proof of this fact here.

Proposition 7.1

[35, Sect. 1.4.3, Satz 1] Assume that the base of the CR- normalizer fibration of the compact Leviflat homogeneous Σ is a flag manifold and Σ has codimension less than or equal to two. Then Σ admits a globalization.

Proof

Since Z is a compact complex manifold, it is immediate that GL acts transitively on it and thus it is a homogeneous space Z=S^/Q^ of a product S^ of simple factors of GL. It is enough to globalize the G-action on G/H and for that we consider the fiber P:=N/H of G/HG/N. This is a P-principal bundle P over Z=S^/Q^. Let U^ be a local section (contained in S^) of the fibration S^S^/Q^. Locally, the CR-manifold Σ is just the CR-product U^×P. More explicitly, if P^ is a globalization of P (see remark below for its existence), then the embedding ι:U^×PU^×P^ defines the sheaf of CR-functions on U^×P by the isomorphism ι:OU^×P^OU^×PCR. We have conveniently chosen Q^ to be in GL whose action on P^ is an extension of its action on P. Thus, we have the embedding

S^×Q^PS^×Q^P^.

Locally, over U^ these twisted products are quotients of U^Q^×P and U^Q^×P^ by the diagonal Q^-action (on the right on the first factor and on the left on the second). Since U^×P and U^×P^ are sections of these fibrations, it follows that the CR-functions on the former are just the pullbacks of the holomorphic functions on the latter. Thus, the above embedding realizes Σ=S^×Q^P as a CR-submanifold of the complex manifold S^×Q^P^.

Now, ineffectively, J of the G-action on the base G/N acts (on the left) on P and globalizes to a left-action of J^ on P^. Since the left-action of S^ on S^×Q^P^ is already globalized, it follows that the G-action on Σ is globalized to a G^-action on this complex principal bundle space over Z.

Next we are going to prove the existence of the globalization when the fiber of the CR-normalizer fibration is complex. In order to do this suppose Σ=G/H is a compact homogeneous CR-manifold, where G is a connected and simply-connected Lie group. Let

Σ=G/HG/J=:MPn

be the CR-normalizer fibration. We can consider the manifold Σ~ such that

Σ=G/HZpΣ~=G/H~FM=G/JPn

has a connected parallelizable fiber F:=J/H~=:L/Γ, where L is a connected Lie group and Γ is a discrete subgroup of L. Note that since F is assumed to be connected, the connected component J0 of J acts transitively on F. Also in codimensions one and two, F possesses a connected parallelizable globalization F^:=L^/Γ (see Sect. 4).

Remark 7.1

Consider the globalization G^/J^ of the base G/JPn in the fibration above. Note that J^ acts transitively and holomorphically on the connected complex manifold F^ if and only if its connected component J^0 does so. Thus, if F^ possesses a J^0-globalization, then we are naturally led to consider the G^-globalization of Σ~ given by the construction

X:=G^×J^0F^=G^×J^F^.

The following lemma works for any codimension.

Lemma 7.1

If the fiber F is complex, i.e., F=F^ then J^ acts on F^ holomorphically and transitively.

Proof

If GL is the leaf-stabilizer of the leaf L through the base point in Σ then the complex Lie subgroup GL^ of G^ corresponding to the complexified Lie algebra gL^:=gL+igL also stabilizes L in X. Therefore, if F=F^ is complex, then it is contained in the leaf L. Thus J^<GL^ is the complex stabilizer of F^ in X, i.e., J^ acts transitively and holomorphically on F^.

Now the (local) holomorphic action of the Lie algebra j^ of J^0 on F^ induces a local holomorphic action of J^0. Thus, since in codimension one or two, the fiber F is globalizable, then the universal covering J^1 of J^0 acts transitively and holomorphically on its globalization F^. The question now arises whether the J^1-action on F^ descends to a J^0-action.

To answer this question, we follow the proof given in [19, Sect. 3.1] after restricting ourselves to the case where the fiber F is connected.

Proposition 7.2

Suppose that the inclusion map J0J^0 induces a surjective homomorphism of the fundamental groups π1(J0)π1(J^0), then the J^10-action on F^ descends to a J^0-action.

Proof

Let J1 be the lift of the J0 into the universal covering J^1 of J^0. Let Λ be the kernel of the covering J^1J^0. The surjectivity of the homomorphism π1(J0)π1(J^0) implies that the kernel of the covering J1J0 is also Λ, which in turn means that Λ acts trivially on the fiber F^ since it acts trivially on F. Thus, the action of J^1 descends to an action of J^1/Λ=J^0.

In practice, we are only able to answer such a homotopy question modulo the ineffectivity of the action on the base of the bundle. We now fix the following notation; Let I^ be ineffectively of the G^-action on G^/J^, and I^0 be its connected component. Also let I0 be the connected component of the G-ineffectively I:=I^G.

Condition (C) The inclusion of Lie subgroups,

J0/(J0I^0)J^0/I^0

induces a surjective homomorphism of the fundamental groups,

π1J0/J0I^0π1(J^0/I^0).

Proposition 7.3

Suppose that

J0I^0=I0. 9

If Condition (C) is fulfilled, then the J^1 -action on F^ descends to a J^0 -action.

Proof

Consider the homotopy sequences of the principal bundles:

I^0J^0J^0/I^0andI0J0J0/I0.

Since I^0 (resp. I0) is a normal Lie subgroup of a simply-connected Lie group G^ (resp. G), then π1(I^0)=π1(I0)=0. Thus,

π1(J0)=π1(J0/I0),π1(J^0)=π1(J^0/I^0).

By Condition (C), we have π1(J0)π1(J^0) is surjective and the proof follows from Proposition 7.2.

The following Lemma (see Lemma 3.1 in [19]) gives a sufficient condition for (9) in Proposition 7.3 to take place.

Lemma 7.2

Let N^ be a connected complex normal subgroup of G^ that contains the commutator R^ of the radical R^. Then GN^ is connected.

In our setting, Theorem 5.1 implies that R^ always acts as an Abelian group on the base G^/J^ of the CR-normalizer fibration, i.e., R^I^. As a consequence, GI^0 is connected, and therefore J0I^0=I0. Thus, by Proposition 7.3, one has the following corollary.

Corollary 7.1

If the inclusion J0/I0J^0/I^0 induces a surjective homomorphism of the fundamental groups, then the J^1-action on F^ descends to a J^-action.

Finally, we consider the general case where the codimension is less than or equal to two.

Theorem 7.1

(Existence of Globalization) Suppose Σ=G/H is a compact, Leviflat, homogeneous CR-manifold having codimension less than or equal to two. Then Σ possesses a G^-globalization.

Proof

Note that J^0/I^0 is the connected component of the isotropy of the transitive (S^/S^I^0)-action on S^/S^J^. From the list in Theorem 5.6, when FF^, one can see that J^0/I^0 and J0/I0 are homotopic equivalent. By Corollary 7.1, the result follows.

Acknowledgements

This research was partially sponsored by an Natural Sciences and Engineering Research Council Discovery Grant, a PhD-GRF from the Faculty of Graduate Studies and Research and teaching fellow positions and scholarships from the Department of Mathematics and Statistics at the University of Regina. We also extend our sincere thanks to Professor A.T. Huckleberry for important ideas and comments he shared with us.

Declarations

Conflict of interest

On behalf of all authors, the corresponding author states that there is no conflict of interest.

Footnotes

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Contributor Information

A. R. Al-Abdallah, Email: A.Rahman.Al.Abdallah@gmail.com

B. Gilligan, Email: Bruce.Gilligan@uregina.ca

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