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. 2021 Jul 3;196(1):163–190. doi: 10.1007/s00605-021-01590-0

Supremum, infimum and hyperlimits in the non-Archimedean ring of Colombeau generalized numbers

A Mukhammadiev 1, D Tiwari 1, G Apaaboah 2, P Giordano 1,
PMCID: PMC8550461  PMID: 34720197

Abstract

It is well-known that the notion of limit in the sharp topology of sequences of Colombeau generalized numbers R~ does not generalize classical results. E.g. the sequence 1n0 and a sequence (xn)nN converges if and only if xn+1-xn0. This has several deep consequences, e.g. in the study of series, analytic generalized functions, or sigma-additivity and classical limit theorems in integration of generalized functions. The lacking of these results is also connected to the fact that R~ is necessarily not a complete ordered set, e.g. the set of all the infinitesimals has neither supremum nor infimum. We present a solution of these problems with the introduction of the notions of hypernatural number, hypersequence, close supremum and infimum. In this way, we can generalize all the classical theorems for the hyperlimit of a hypersequence. The paper explores ideas that can be applied to other non-Archimedean settings.

Keywords: Colombeau generalized numbers, Non-Archimedean rings, Generalized functions

Introduction

A key concept of non-Archimedean analysis is that extending the real field R into a ring containing infinitesimals and infinite numbers could eventually lead to the solution of non trivial problems. This is the case, e.g., of Colombeau theory, where nonlinear generalized functions can be viewed as set-theoretical maps on domains consisting of generalized points of the non-Archimedean ring R~. This orientation has become increasingly important in recent years and hence it has led to the study of preliminary notions of R~ (cf., e.g., [14, 11, 1517, 25]; see below for a self-contained introduction to the ring of Colombeau generalized numbers R~).

In particular, the sharp topology on R~ (cf., e.g., [9, 21, 22] and below) is the appropriate notion to deal with continuity of this class of generalized functions and for a suitable concept of well-posedness. This topology necessarily has to deal with balls having infinitesimal radius rR~, and thus 1n0 if n+, nN, because we never have R>01n<r if r is infinitesimal. Another unusual property related to the sharp topology can be derived from the following inequalities (where mN, nNm, rR~>0 is an infinitesimal number, and xk+1-xkr2)

xm-xnxm-xm-1++xn+1-xn(m-n)r2<r,

which imply that (xn)nNR~N is a Cauchy sequence if and only if xn+1-xn0 (actually, this is a well-known property of every ultrametric space, cf., e.g., [14, 21]). Naturally, this has several counter-intuitive consequences (arising from differences with the classical theory) when we have to deal with the study of series, analytic generalized functions, or sigma-additivity and classical limit theorems in integration of generalized functions (cf., e.g., [12, 19, 24]).

One of the aims of the present article is to solve this kind of counter-intuitive properties so as to arrive at useful notions for the theory of generalized functions. In order to settle this problem, it is important to generalize the role of the net (ε), as used in Colombeau theory, into a more general ρ=(ρε)0 (which is called a gauge), and hence to generalize R~ into some Inline graphic (see Definition 1). We then introduce the set of hypernatural numbers as

graphic file with name 605_2021_1590_Equ48_HTML.gif

so that it is natural to expect that 1n0 in the sharp topology if n+ with n, because now n can also take infinite values. The notion of sequence is therefore substituted with that of hypersequence, as a map Inline graphic, where σ is, generally speaking, another gauge. As we will see, (cf. Example 27) only in this way we are able to prove e.g. that 1logn0 in Inline graphic as Inline graphic but only for a suitable gauge σ (depending on ρ), whereas this limit does not exist if σ=ρ.

Finally, the notions of supremum and infimum are naturally linked to the notion of limit of a monotonic (hyper)sequence. Being an ordered set, Inline graphic already has a definition of, let us say, supremum as least upper bound. However, as already preliminary studied and proved by [8], this definition does not fit well with topological properties of Inline graphic because generalized numbers Inline graphic can actually jump as ε0+ (see Sect. 4). It is well known that in R we have m=sup(S) if and only if m is an upper bound of S and

rR>0sS:m-rs. 1.1

This could be generalized into the notion of close supremum in Inline graphic, generalizing [8], that results into better topological properties, see Sect. 4. The ideas presented in the present article, which is self-contained, can surely be useful to explore similar ideas in other non-Archimedean settings, such as [5, 6, 14, 18, 23].

The Ring of Robinson Colombeau and the hypernatural numbers

In this section, we introduce our non-Archimedean ring of scalars and its subset of hypernatural numbers. For more details and proofs about the basic notions introduced here, the reader can refer e.g. to [7, 12, 13].

As we mentioned above, in order to accomplish the theory of hyperlimits, it is important to generalize Colombeau generalized numbers by taking an arbitrary asymptotic scale instead of the usual ρε=ε:

Definition 1

Let ρ=(ρε)(0,1]I be a net such that (ρε)0 as ε0+ (in the following, such a net will be called a gauge), then

  • (i)

    Inline graphic is called the asymptotic gauge generated by ρ.

  • (ii)

    If P(ε) is a property of εI, we use the notation 0ε:P(ε) to denote ε0Iε(0,ε0]:P(ε). We can read 0ε as for ε small.

  • (iii)
    We say that a net (xε)RI is ρ-moderate, and we write (xε)Rρ if
    (Jε)I(ρ):xε=O(Jε)asε0+,
    i.e., if
    NN0ε:|xε|ρε-N.
  • (iv)
    Let (xε), (yε)RI, then we say that (xε)ρ(yε) if
    (Jε)I(ρ):xε=yε+O(Jε-1)asε0+,
    that is if
    nN0ε:|xε-yε|ρεn.
    This is a congruence relation on the ring Rρ of moderate nets with respect to pointwise operations, and we can hence define
    graphic file with name 605_2021_1590_Equ49_HTML.gif
    which we call Robinson-Colombeau ring of generalized numbers. This name is justified by [7, 20]: Indeed, in [20] A. Robinson introduced the notion of moderate and negligible nets depending on an arbitrary fixed infinitesimal ρ (in the framework of nonstandard analysis); independently, J.F. Colombeau, cf. e.g. [7] and references therein, studied the same concepts without using nonstandard analysis, but considering only the particular infinitesimal (ε).
  • (v)

    In particular, if the gauge ρ=(ρε) is non-decreasing, then we say that ρ is a monotonic gauge. Clearly, considering a monotonic gauge narrows the class of moderate nets: e.g. if limε1kxε=+ for all kN>0, then (xε)Rρ for any monotonic gauge ρ.

In the following, ρ will always denote a net as in Definition 1, even if we will sometimes omit the dependence on the infinitesimal ρ, when this is clear from the context. We will also use other directed sets instead of I: e.g. JI such that 0 is a closure point of J, or I×N. The reader can easily check that all our constructions can be repeated in these cases.

We also recall that we write [xε][yε] if there exists (zε)RI such that (zε)ρ0 (we then say that (zε) is ρ-negligible) and xεyε+zε for ε small. Equivalently, we have that xy if and only if there exist representatives [xε]=x and [yε]=y such that xεyε for all ε.

Although the order is not total, we still have the possibility to define the infimum [xε][yε]:=[min(xε,yε)], the supremum [xε][yε]:=max(xε,yε) of a finite number of generalized numbers. Henceforth, we will also use the customary notation Inline graphic for the set of invertible generalized numbers, and we write x<y to say that xy and Inline graphic. Our notations for intervals are: Inline graphic, [a,b]R:=[a,b]R. Finally, we set Inline graphic, which is a positive invertible infinitesimal, whose reciprocal is Inline graphic, which is necessarily a strictly positive infinite number.

The following result is useful to deal with positive and invertible generalized numbers. For its proof, see e.g. [2, 3, 12, 13].

Lemma 2

Let Inline graphic. Then the following are equivalent:

  • (i)

    x is invertible and x0, i.e. x>0.

  • (ii)

    For each representative (xε)Rρ of x we have 0ε:xε>0.

  • (iii)

    For each representative (xε)Rρ of x we have mN0ε:xε>ρεm.

  • (iv)

    There exists a representative (xε)Rρ of x such that mN0ε:xε>ρεm.

The language of subpoints

The following simple language allows us to simplify some proofs using steps recalling the classical real field R. We first introduce the notion of subpoint:

Definition 3

For subsets J, KI we write K0J if 0 is an accumulation point of K and KJ (we read it as: K is co-final in J). Note that for any J0I, the constructions introduced so far in Definition 1 can be repeated using nets (xε)εJ. We indicate the resulting ring with the symbol Inline graphic. More generally, no peculiar property of I=(0,1] will ever be used in the following, and hence all the presented results can be easily generalized considering any other directed set. If K0J, Inline graphic and Inline graphic, then x is called a subpoint of x, denoted as xx, if there exist representatives (xε)εJ, (xε)εK of x, x such that xε=xε for all εK. In this case we write x=x|K, dom(x):=K, and the restriction Inline graphic is a well defined operation. In general, for Inline graphic we set Inline graphic.

In the next definition, we introduce binary relations that hold only on subpoints. Clearly, this idea is inherited from nonstandard analysis, where cofinal subsets are always taken in a fixed ultrafilter.

Definition 4

Let x, Inline graphic, L0I, then we say

  • (i)

    x<Ly:x|L<y|L (the latter inequality has to be meant in the ordered ring Inline graphic). We read x<Ly as “x is less than y on L”.

  • (ii)

    x<sy:L0I:x<Ly. We read x<sy as “x is less than y on subpoints”.

Analogously, we can define other relations holding only on subpoints such as e.g.: s, s, =s, s, etc.

For example, we have

xy&L0I:xLyx<y&L0I:x<Ly,

the former following from the definition of , whereas the latter following from Lemma 2. Moreover, if Pxε is an arbitrary property of xε, then

¬0ε:PxεL0IεL:¬Pxε. 2.1

Note explicitly that, generally speaking, relations on subpoints, such as s or =s, do not inherit the same properties of the corresponding relations for points. So, e.g., both =s and s are not transitive relations.

The next result clarifies how to equivalently write a negation of an inequality or of an equality using the language of subpoints.

Lemma 5

Let x, Inline graphic, then

  • (i)

    xyx>sy

  • (ii)

    xyxsy

  • (iii)

    xyx>sy or x<sy

Proof

(i) : The relation x>sy means x|L>y|L for some L0I. By Lemma 2 for the ring Inline graphic, we get 0εL:xε>yε, where x=[xε], y=[yε] are any representatives of x, y resp. The conclusion follows by (2.1)

(i) : Take any representatives x=[xε], y=[yε]. The property

qR>00ε:xεyε+ρεq

for q+ implies xy. We therefore have

qR>0L0IεL:xε>yε+ρεq,

i.e. x>Ly.

(ii) : We have two cases: either x-y is not invertible or xy. In the former case, the conclusion follows from [13, Thm. 1.2.39]. In the latter one, it follows from (i).

(ii) : By contradiction, if x<y then x=Ly for some L0I, which contradicts the invertibility of x-y.

(iii) : By contradiction, assume that xsy and xsy. Then (i) would yield xy and yx, and hence x=y. The opposite implication directly follows by contradiction.

Using the language of subpoints, we can write different forms of dichotomy or trichotomy laws for inequality. The first form is the following

Lemma 6

Let x, Inline graphic, then

  • (i)

    xy or x>sy

  • (ii)

    ¬(x>sy and xy)

  • (iii)

    x=y or x<sy or x>sy

  • (iv)

    xyx<sy or x=y

  • (v)

    xsyx<sy or x=sy.

Proof

(i) and (ii) follows directly from Lemma 5. To prove (iii), we can consider that x>sy or xsy. In the second case, Lemma 5 implies xy. If yx then x=y; otherwise, once again by Lemma 5, we get x<sy. To prove (iv), assume that xy but xsy, then xy by Lemma 5.(i) and hence x=y. The implication of (v) is trivial. On the other hand, if xsy and xsy, then yx from Lemma 5.(i), and hence x=sy.

As usual, we note that these results can also be trivially repeated for the ring Inline graphic. So, e.g., we have xLy if and only if J0L:x>Jy, which is the analog of Lemma 5.(i) for the ring Inline graphic.

The second form of trichotomy (which for Inline graphic can be more correctly named as quadrichotomy) is stated as follows:

Lemma 7

Let x=[xε], Inline graphic, then

  • (i)

    xy or xy or L0I:Lc0I,xLyandxLcy

  • (ii)
    If for all L0I the following implication holds
    xLy,orxLy0εL:Pxε,yε, 2.2
    then 0ε:Pxε,yε.
  • (iii)
    If for all L0I the following implication holds
    x<Ly,orx>Lyorx=Ly0εL:Pxε,yε, 2.3
    then 0ε:Pxε,yε.

Proof

(i) : if xy, then x>sy from Lemma 5.(i). Let [xε]=x and [yε]=y be two representatives, and set Inline graphic. The relation x>sy implies that L0I. Clearly, xLy (but note that in general we cannot prove x>Ly). If Lc0I, then (0,εo]L for some ε0, i.e. xy. On the contrary, if Lc0I, then xLcy.

(ii): Property (i) states that we have three cases. If xεyε for all εε0, then it suffices to set L:=(0,ε0] in (2.2) to get the claim. Similarly, we can proceed if xy. Finally, if xLy and xLcy, then we can apply (2.2) both with L and Lc to obtain

0εL:Pxε,yε0εLc:Pxε,yε,

from which the claim directly follows.

(iii): By contradiction, assume

εL:¬Pxε,yε, 2.4

for some L0I. We apply (i) to the ring Inline graphic to obtain the following three cases:

xLyorxLyorJ0L:Jc0L,xJyandxJcy. 2.5

If xLy, by Lemma 6.(iv) for the ring Inline graphic, this case splits into two sub-cases: x=Ly or K0L:x<Ky. If the former holds, using (2.3) we get Pxε,yε 0εL, which contradicts (2.4). If x<Ky, then K0I and we can apply (2.4) with K to get Pxε,yε 0εK, which again contradicts (2.4) because K0L. Similarly we can proceed with the other three cases stated in (2.5).

Property Lemma 7.(ii) represents a typical replacement of the usual dichotomy law in R: for arbitrary L0I, we can assume to have two cases: either xLy or xLy. If in both cases we are able to prove P{xε,yε} for εL small, then we always get that this property holds for all ε small. Similarly, we can use the strict trichotomy law stated in (iii).

Inferior, superior and standard parts

Other simple tools that we can use to study generalized numbers of Inline graphic are the inferior and superior parts of a number. Only in this section of the article, we assume that ρ is a monotonic gauge.

Definition 8

Let Inline graphic be a generalized number, then:

  • (i)

    If LR:Lx, then xi:=infe(0,ε]xe is called the inferior part of x.

  • (ii)

    If UR:xU, then xs:=supe(0,ε]xe is called the superior part of x.

Moreover, we set:

  • (iii)

    xi:=lim infε0+xεR{±}, where [xε]=x is any representative of x, is called the inferior standard part of x. Note that if xi, i.e. if x is finitely bounded from below, then (xi)=xiR and xixi.

  • (iv)

    xs:=lim supε0+xεR{±}, where [xε]=x is any representative of x, is called the superior standard part of x. Note that if xs, i.e. if x is finitely bounded from above, then (xs)=xsR and xsxs.

Note that, since ρ=(ρε) is non-decreasing, if [xε]=x is another representative, then for all e(0,ε], we have xexe+ρenxe+ρεnρεn+supe(0,ε]xe and hence supe(0,ε]xeρεn+supe(0,ε]xe. This shows that inferior and superior parts, when they exist, are well-defined. Moreover, if (zε) is negligible, then lim supε0+xε+zεlim supε0+xε+0, which shows that xs is well-defined (similarly for xi using super-additivitiy of lim inf).

Clearly, xixxs and xixs. We have that the generalized number x is near-standard if and only if xi=xs=:xR; it is infinitesimal if and only if x=0; it is a positive infinite number if and only if xi=xs=:x=+ (the same for negative infinite numbers); it is a finite number if and only if xi, xsR. Finally, there always exist x, xx such that xxi and xxs, where xy means that x-y is infinitesimal (i.e. |x-y|r for all rR>0 or, equivalently, limε0+xε-yε=0 for all [xε]=x, [yε]=y). Therefore, any generalized number in Inline graphic is either finite or some of its subpoints is infinite; in the former case, some of its subpoints is near standard.

Topologies on Inline graphic

On the Inline graphic-module Inline graphic we can consider the natural extension of the Euclidean norm, i.e. Inline graphic, where Inline graphic. Even if this generalized norm takes values in Inline graphic, it shares some essential properties with classical norms:

|x|=x(-x)|x|0|x|=0x=0|y·x|=|y|·|x||x+y||x|+|y|||x|-|y|||x-y|.

It is therefore natural to consider on Inline graphic topologies generated by balls defined by this generalized norm and a set of radii:

Definition 9

We say that R is a set of radii if

  • (i)

    Inline graphic is a non-empty subset of positive invertible generalized numbers.

  • (ii)

    For all r, sR the infimum rsR.

  • (iii)

    k·rR for all rR and all kR>0.

Moreover, if R is a set of radii and x, Inline graphic, then:

  • (i)

    We write x<Ry if rR:ry-x.

  • (ii)

    Inline graphic for any rR.

  • (iii)

    Inline graphic, for any ρR>0, denotes an ordinary Euclidean ball in Rn.

For example, Inline graphic and R>0 are sets of radii.

Lemma 10

Let R be a set of radii and x, y, Inline graphic, then

  • (i)

    ¬x<Rx.

  • (ii)

    x<Ry and y<Rz imply x<Rz.

  • (iii)

    rR:0<Rr.

The relation <R has better topological properties as compared to the usual strict order relation xy and xy (a relation that we will therefore never use) because of the following result:

Theorem 11

The set of balls Inline graphic generated by a set of radii R is a base for a topology on Inline graphic.

Henceforth, we will only consider the sets of radii Inline graphic and R>0 and will use the simplified notation Br(x):=BrR(x) if Inline graphic. The topology generated in the former case is called sharp topology, whereas the latter is called Fermat topology. We will call sharply open set any open set in the sharp topology, and large open set any open set in the Fermat topology; clearly, the latter is coarser than the former. It is well-known (see e.g. [2, 3, 9, 10, 12] and references therein) that this is an equivalent way to define the sharp topology usually considered in the ring of Colombeau generalized numbers. We therefore recall that the sharp topology on Inline graphic is Hausdorff and Cauchy complete, see e.g. [2, 10].

Open, closed and bounded sets generated by nets

A natural way to obtain sharply open, closed and bounded sets in Inline graphic is by using a net (Aε) of subsets AεRn. We have two ways of extending the membership relation xεAε to generalized points Inline graphic (cf. [11, 17]):

Definition 12

Let (Aε) be a net of subsets of Rn, then

  • (i)

    Inline graphic is called the internal set generated by the net (Aε).

  • (ii)
    Let (xε) be a net of points of Rn, then we say that xεεAε, and we read it as (xε) strongly belongs to (Aε), if
    • (i)
      0ε:xεAε.
    • (ii)
      If (xε)ρ(xε), then also xεAε for ε small.
    Moreover, we set Inline graphic, and we call it the strongly internal set generated by the net (Aε).
  • (iii)

    We say that the internal set K=[Aε] is sharply bounded if there exists Inline graphic such that KBM(0).

  • (iv)

    Finally, we say that the net (Aε) is sharply bounded if there exists NR>0 such that 0εxAε:|x|ρε-N.

Therefore, x[Aε] if there exists a representative [xε]=x such that xεAε for ε small, whereas this membership is independent from the chosen representative in case of strongly internal sets. An internal set generated by a constant net Aε=ARn will simply be denoted by [A].

The following theorem (cf. [11, 17] for the case ρε=ε, and [12] for an arbitrary gauge) shows that internal and strongly internal sets have dual topological properties:

Theorem 13

For εI, let AεRn and let xεRn. Then we have

  • (i)

    [xε][Aε] if and only if qR>00ε:d(xε,Aε)ρεq. Therefore [xε][Aε] if and only if Inline graphic.

  • (ii)

    [xε]Aε if and only if qR>00ε:d(xε,Aεc)>ρεq, where Aεc:=Rn\Aε. Therefore, if (d(xε,Aεc))Rρ, then [xε]Aε if and only if [d(xε,Aεc)]>0.

  • (iii)

    [Aε] is sharply closed.

  • (iv)

    Aε is sharply open.

  • (v)

    [Aε]=clAε, where clS is the closure of SRn.

  • (vi)

    Aε=intAε, where intS is the interior of SRn.

For example, it is not hard to show that the closure in the sharp topology of a ball of center c=[cε] and radius r=[rε]>0 is

graphic file with name 605_2021_1590_Equ7_HTML.gif 2.6

whereas

graphic file with name 605_2021_1590_Equ50_HTML.gif

Using internal sets and adopting ideas similar to those used in proving Lemma 7, we also have the following form of dichotomy law:

Lemma 14

For εI, let AεRn and let Inline graphic. Then we have:

  • (i)

    x[Aε] or x[Aεc] or L0I:Lc0I,xL[Aε],xLc[Aεc]

  • (ii)
    If for all L0I the following implication holds
    xL[Aε]orxL[Aεc]0εL:P{xε},
    then 0ε:P{xε}.

Proof

(i): If x[Aεc], then xεAε for all εK and for some K0I. Set Inline graphic, so that KL0I. We have xL[Aε]. If Lc0I, then (0,ε0]L for some ε0, i.e. x[Aε]. On the contrary, if Lc0I, then xLc[Aεc].

(ii): We can proceed as in the proof of Lemma 7.(ii) using (i).

Hypernatural numbers

We start by defining the set of hypernatural numbers in Inline graphic and the set of ρ-moderate nets of natural numbers:

Definition 15

We set

  • (i)

    Inline graphic

  • (ii)

    Inline graphic

Therefore, Inline graphic if and only if there exists (xε)Rρ such that n=[int(|xε|)]. Clearly, Inline graphic. Note that the integer part function int(-) is not well-defined on Inline graphic. In fact, if x=1=1-ρε1/ε=1+ρε1/ε, then int1-ρε1/ε=0 whereas int1+ρε1/ε=1, for ε sufficiently small. Similar counter examples can be set for floor and ceiling functions. However, the nearest integer function is well defined on Inline graphic, as proved in the following

Lemma 16

Let (nε)Nρ and (xε)Rρ be such that [nε]=[xε]. Let rpi:RN be the function rounding to the nearest integer with tie breaking towards positive infinity, i.e. rpi(x)=x+12. Then rpi(xε)=nε for ε small. The same result holds using rni:RN, the function rounding half towards -.

Proof

We have rpi(x)=x+12, where - is the floor function. For ε small, ρε<12 and, since [nε]=[xε], always for ε small, we also have nε-ρε+12<xε+12<nε+ρε+12. But nεnε-ρε+12 and nε+ρε+12<nε+1. Therefore xε+12=nε. An analogous argument can be applied to rni(-).

Actually, this lemma does not allow us to define a nearest integer function Inline graphic as ni([xε]):=rpi(xε) because if [xε]=[nε], the equality nε=rpi(xε) holds only for ε small. A simpler approach is to choose a representative (nε)Nρ for each Inline graphic and to define ni(x):=(nε). Clearly, we must consider the net ni(x)ε only for ε small, such as in equalities of the form x=ni(x)ε. This is what we do in the following

Definition 17

The nearest integer function ni(-) is defined by:

  • (i)

    Inline graphic

  • (ii)

    If Inline graphic and ni[xε]=(nε) then 0ε:nε=rpi(xε).

In other words, if Inline graphic, then x=ni(x)ε and ni(x)εN for all ε. Another possibility is to formulate Lemma 16 as

graphic file with name 605_2021_1590_Equ51_HTML.gif

Therefore, without loss of generality we may always suppose that xεN whenever Inline graphic.

Remark 18

  • (i)

    Inline graphic, with the order induced by Inline graphic, is a directed set; it is closed with respect to sum and product although recursive definitions using Inline graphic are not possible.

  • (ii)

    In Inline graphic we can find several chains (totally ordered subsets) such as: N, N·[int(ρε-k)] for a fixed kN, Inline graphic.

  • (iii)

    Generally speaking, if m, Inline graphic, Inline graphic because the net mεnε can grow faster than any power (ρε-K). However, if we take two gauges σ, ρ satisfying σρ, using the net σε-1 we can measure infinite nets that grow faster than (ρε-K) because σε-1ρε-1 for ε small. Therefore, we can take m, Inline graphic such that ni(m)ε, ni(n)εRρ; we think at m, n as σ-hypernatural numbers growing at most polynomially with respect to ρ. Then, it is not hard to prove that if ρ is an arbitrary gauge, and we consider the auxiliary gauge σε:=ρεe1/ρε. then Inline graphic.

  • (iv)

    If Inline graphic, then 1m:=1+zεmε, where (zε) is ρ-negligible, is well defined and 1m=1. In fact, log(1+zε)mε is asymptotically equal to mεzε0, and this shows that 1+zεmε is moderate. Finally, (1+zε)mε-1zεmε(1+zε)mε-1 by the mean value theorem.

Supremum and Infimum in Inline graphic

To solve the problems we explained in the introduction of this article, it is important to generalize at least two main existence theorems for limits: the Cauchy criterion and the existence of a limit of a bounded monotone sequence. The latter is clearly related to the existence of supremum and infimum, which cannot be always guaranteed in the non-Archimedean ring Inline graphic. As we will see more clearly later (see also [8]), to arrive at these existence theorems, the notion of supremum, i.e. the least upper bound, is not the correct one. More appropriately, we can associate a notion of close supremum (and close infimum) to every topology generated by a set of radii (see Definition 9).

Definition 19

Let R be a set of radii and let τ be the topology on Inline graphic generated by R. Let Inline graphic, then we say that τ separates points of P if

p,qP:pqA,Bτ:pA,qB,AB=,

i.e. if P with the topology induced by τ is Hausdorff.

Definition 20

Let τ be a topology on Inline graphic generated by a set of radii R that separates points of Inline graphic and let Inline graphic. Then, we say that σ is τ,P-supremum of S if

  • (i)

    σP;

  • (ii)

    sS:sσ;

  • (iii)

    σ is a point of closure of S in the topology τ, i.e. if Aτ:σAs¯SA.

Similarly, we say that ι is (τ,P)-infimum of S if

  • (i)

    ιP;

  • (ii)

    sS:ιs;

  • (iii)

    ι is a point of closure of S in the topology τ, i.e. if Aτ:ιAs¯SA.

In particular, if τ is the sharp topology and Inline graphic, then following [8], we simply call the (τ,P)-supremum, the close supremum (the adjective close will be omitted if it will be clear from the context) or the sharp supremum if we want to underline the dependency on the topology. Analogously, if τ is the Fermat topology and P=R, then we call the (τ,P)-supremum the Fermat supremum. Note that (iii) implies that if σ is (τ,P)-supremum of S, then necessarily S.

Remark 21

  • (i)
    Let Inline graphic, then from Definition 9 and Theorem 11 we can prove that σ is the (τ,P)-supremum of S if and only if
    1. sS:sσ;
    2. rRs¯S:σ-rs¯.
    In particular, for the sharp supremum, (b) is equivalent to
    graphic file with name 605_2021_1590_Equ8_HTML.gif 4.1
    In the following of this article, we will also mainly consider the sharp topology and the corresponding notions of sharp supremum and infimum.
  • (ii)

    If there exists the sharp supremum σ of Inline graphic and σS, then from (4.1) it follows that S is necessarily an infinite set. In fact, applying (4.1) with q1:=1 we get the existence of s¯1S such that Inline graphic. We have s¯1σ because σS. Hence, Lemma 5.(iii) and Definition 20.(ii) yield that s¯1<sσ. Therefore, Inline graphic for some q2>q1. Applying again (4.1) we get Inline graphic for some s¯2S\{s¯1}. Recursively, this process proves that S is infinite. On the other hand, if S={s1,,sn} and si=[siε], then sup{s1ε,,snε}=s1sn. In fact, s1sn=maxi=1,,nsnε[{s1ε,,snε}].

  • (iii)
    If sup(S)=σ, then there also exists the sup(interl(S))=σ, where (see [17]) we recall that
    graphic file with name 605_2021_1590_Equ52_HTML.gif
    (1S is the characteristic function of SI). This follows from Sinterl(S). Vice versa, if sup(interl(S))=σ and interl(S)S (e.g. if S is an internal or strongly internal set), then also sup(S)=σ.

Theorem 22

There is at most one sharp supremum of S, which is denoted by sup(S).

Proof

Assume that σ1 and σ2 are supremum of S. That is Definition 20.(ii) and (4.1) hold both for σ1, σ2. Then, for all fixed qN, there exists s¯2S such that Inline graphic. Hence s¯2σ1 because s¯2S. Analogously, we have that Inline graphic for some s¯1S. Therefore, Inline graphic, and this implies σ1=σ2 since qN is arbitrary.

In [8], the notation sup¯(S) is used for the close supremum. On the other hand, we will never use the notion of supremum as least upper bound. For these reasons, we prefer to use the simpler notation sup(S). Similarly, we use the notation inf(S) for the close (or sharp) infimum. From Rem . 21.(a) and (b) it follows that

inf(S)=-sup(-S) 4.2

in the sense that the former exists if and only if the latter exists and in that case they are equal. For this reason, in the following we only study the supremum.

Example 23

  • (i)

    Let Inline graphic be a functionally compact set (cf. [10]), i.e. KBM(0) for some Inline graphic and KεR for all ε. We can then define σε:=sup(Kε)Kε. From KBM(0), we get σ:=[σε]K. It is not hard to prove that σ=sup(K)=max(K). Analogously, we can prove the existence of the sharp minimum of K.

  • (ii)

    If S=(a,b), where a, Inline graphic and ab, then sup(S)=b and inf(S)=a.

  • (iii)

    If Inline graphic, then inf(S)=0.

  • (iv)

    Like in several other non-Archimedean rings, both sharp supremum and infimum of the set D of all infinitesimals do not exist. In fact, by contradiction, if σ were the sharp supremum of D, then from (4.1) for q=1 we would get the existence of h¯D such that Inline graphic. But then σD, so also 2σD. Therefore, we get 2σσ because σ is an upper bound of D, and hence Inline graphic, a contradiction. Similarly, one can prove that there does not exist the infimum of this set.

  • (v)

    Let S=0,1R=xR|0<x<1, then clearly σ=1 is the Fermat supremum of S whereas there does not exist the sharp supremum of S. Indeed, if σ=sup(S), then Inline graphic for all sS and for some s¯S. Taking any s(s¯,1)RS we get Inline graphic, which, for ε0, implies ss¯ because s, s¯R. This contradicts s(s¯,1). In particular, 1 is not the sharp supremum. This example shows the importance of Definition 20, i.e. that the best notion of supremum in a non-Archimedean setting depends on a fixed topology.

  • (vi)

    Let S=(0,1){s^} where s^|L=2, s^|Lc=12, L0I, Lc0I, then sup(S). In fact, if σ:=sup(S), then σ|Ls^|L=2 and σ|Lc=1. Assume that Inline graphic, then Inline graphic. Thereby, s¯|L>32 and hence s¯(0,1) and s¯=s^. We hence get Inline graphic, i.e. Inline graphic, which is impossible. We can intuitively say that the subpoint s^|L creates a “ε-hole” (i.e. a “hole” only for some ε) on the right of S and hence S is not “an ε-continuum” on this side. Finally note that the point u|L:=2 and u|Lc:=1 is the least upper bound of S.

Lemma 24

Let A, Inline graphic, then

  • (i)

    Inline graphic, in the sense that one supremum exists if and only if the other one exists, and in that case they coincide;

  • (ii)

    Inline graphic, in the sense that one supremum/infimum exists if and only if the other one exists, and in that case they coincide;

Moreover, if sup(A), sup(B), then:

  • (iii)

    If AB, then sup(A)sup(B);

  • (iv)

    sup(A+B)=sup(A)+sup(B);

  • (v)

    If A, Inline graphic, then sup(A·B)=sup(A)·sup(B).

Proof

(i): If sup(λA), then we have a1λsup(λA) for all aA. For all qN, we can find a¯A such that Inline graphic. Thereby, Inline graphic as q+ because λ is moderate. This proves that sup(A)=1λsup(λA). Similarly, we can prove the opposite implication.

(ii): From (i) and (4.2) we get: sup(λA)=sup(-λ(-A))=-λsup(-A)=λinf(A).

(iii): By contradiction, using Lemma 5.(i), if sup(A)>Lsup(B) for some L0I, then Inline graphic for some qN by Lemma 2 for the ring Inline graphic. Property (4.1) yields Inline graphic for some a¯A, and a¯sup(B) because AB. Thereby, Inline graphic, which implies Inline graphic, a contradiction.

(iv) and (v) follow easily from Definition 20.(ii) and (4.1).

In the next section, we introduce in the non-Archimedean framework Inline graphic how to approximate sup(S) of Inline graphic using points of S and upper bounds, and the non-Archimedean analogous of the notion of upper bound.

The hyperlimit of a hypersequence

Definition and examples

Definition 25

A map Inline graphic, whose domain is the set of hypernatural numbers Inline graphic is called a (σ-) hypersequence (of elements of Inline graphic). The values x(n) Inline graphic at Inline graphic of the function x are called terms of the hypersequence and, as usual, denoted using an index as argument: xn=x(n). The hypersequence itself is denoted by Inline graphic, or simply (xn)n if the gauge on the domain is clear from the context. Let σ, ρ be two gauges, Inline graphic be a hypersequence and Inline graphic. We say that l is hyperlimit of (xn)n as n and Inline graphic, if

graphic file with name 605_2021_1590_Equ53_HTML.gif

In the following, if not differently stated, ρ and σ will always denote two gauges and (xn)n a σ-hypersequence of elements of Inline graphic. Finally, if σερε, at least for all ε small, we simply write σρ.

Remark 26

In the assumption of Definition 25, let Inline graphic, NN, then the following are equivalent:

  • (i)

    Inline graphic is the hyperlimit of (xn)n as Inline graphic.

  • (ii)

    Inline graphic.

  • (iii)

    Let Inline graphic be a sharply open set, if lU then Inline graphic.

  • (iv)

    Inline graphic.

  • (v)

    Inline graphic.

Directly by the inequality Inline graphic (or by using that the sharp topology on Inline graphic is Hausdorff) it follows that there exists at most one hyperlimit, so that we can use the notation

graphic file with name 605_2021_1590_Equ54_HTML.gif

As usual, a hypersequence (not) having a hyperlimit is said to be (non-)convergent. We can also similarly say that Inline graphic is divergent to + (-) if

graphic file with name 605_2021_1590_Equ55_HTML.gif

Example 27

  • (i)

    If σρR for some RR>0, we have Inline graphic. In fact, Inline graphic holds e.g. if Inline graphic because ρε-qσε-q/R for ε small.

  • (ii)
    Let ρ be a gauge and set σε:=exp(-ρε-1ρε), so that σ is also a gauge. We have
    graphic file with name 605_2021_1590_Equ56_HTML.gif
    In fact, if n>1, we have Inline graphic if and only if Inline graphic, i.e. Inline graphic(in Inline graphic). We can thus take Inline graphic because eρε-q<exp(ρε-1ρε)=σε-1 for ε small. Vice versa, by contradiction, if Inline graphic, then by the definition of hyperlimit from Inline graphic to Inline graphic, we would get the existence of Inline graphic such that
    graphic file with name 605_2021_1590_Equ10_HTML.gif 5.1
    We have to explore two possibilities: if l is not invertible, then lεk=0 for some sequence (εk)0 and some representative [lε]=l. Therefore from 25, we get
    1logMεk<lεk+ρεk=ρεk
    hence Mεk>e-1ρεk kN, in contradiction with Inline graphic. If l is invertible, then Inline graphic for some pN. Setting Inline graphic, we get that lε¯k<ρε¯kq for some sequence (ε¯k)k0. Therefore
    1logMε¯k<lε¯k+ρε¯k|lε¯k|+ρε¯k<ρε¯kq+ρε¯k
    and hence Mε¯k>exp(1ρε¯kq+ρεk) for all kN, which is in contradiction with Inline graphic because q1.

    Analogously, we can prove that Inline graphic if σ=[σϵ]=e-eρϵ-1ρϵ whereas Inline graphic (and similarly using log(log(k(logn)).

  • (iii)
    Set Inline graphic if nN, and xn:=1n if Inline graphic, then Inline graphic is unbounded in Inline graphic even if Inline graphic. Similarly, if Inline graphic if nN and xn:=sin(n) otherwise, then limn+nNxn=0 whereas Inline graphic. In general, we can hence only state that convergent hypersequence are eventually bounded:
    graphic file with name 605_2021_1590_Equ57_HTML.gif
  • (iv)

    If k<s1 and k>s1, then Inline graphic and Inline graphic, hence Inline graphic.

  • (v)

    Since for nN we have Inline graphic, it is not hard to prove that Inline graphic is not a Cauchy sequence. Therefore, Inline graphic, whereas Inline graphic.

A sufficient condition to extend an ordinary sequence Inline graphic of ρ-generalized numbers to the whole Inline graphic is

graphic file with name 605_2021_1590_Equ11_HTML.gif 5.2

In fact, in this way Inline graphic for all Inline graphic, is well-defined because of Lemma 16; on the other hand, we have defined an extension of the old sequence (an)nN because if nN, then ni(n)ε=n for ε small and hence an=[an]. For example, the sequence of infinities Inline graphic for all nN can be extended to any Inline graphic, whereas Inline graphic can be extended as Inline graphic only for some gauges ρ, e.g. if the gauges satisfy

NNnN0ε:σεnρεN, 5.3

(e.g. σε=ε and ρε=ε1/ε).

The following result allows us to obtain hyperlimits by proceeding ε-wise

Theorem 28

Let (an,ε)n,ε:N×IR. Assume that for all ε

limn+an,ε=:lε, 5.4

and that Inline graphic. Then there exists a gauge σ (not necessarily a monotonic one) such that

  • (i)

    There exists Inline graphic and a hypersequence Inline graphic such that Inline graphic for all Inline graphic;

  • (ii)

    Inline graphic.

Proof

From (5.4), we have

εqMεqN>0nMεq:ρεq-lε<an,ε<ρεq+lε. 5.5

Without loss of generality, we can assume to have recursively chosen Mεq so that

MεqMε,q+1εq. 5.6

Set M¯ε:=Mε,1ε>0; since qN0ε:q1ε, (5.6) implies

qN0ε:M¯εMεq. 5.7

If the net (M¯ε) is ρ-moderate, set σ:=ρ, otherwise set σε:=minρε,M¯ε-1(0,1]. Thereby, the net σε0 as ε0+ (note that not necessarily σ is non-decreasing, e.g. if limε1kM¯ε=+ for all kN>0 and M¯ερε-1), i.e. it is a gauge. Now set Inline graphic because our definition of σ yields M¯εσε-1, Inline graphic because of (5.7), and

graphic file with name 605_2021_1590_Equ17_HTML.gif 5.8

We have to prove that this well-defines a hypersequence Inline graphic. First of all, the sequence is well-defined with respect to the equality in Inline graphic because of Lemma 16. Moreover, setting q=1 in (5.5), we get ρε-lε<an,ε<ρε+lε for all ε and for all nMε1. If nM1 in Inline graphic, then ni(n)εMε1 for ε small, and hence ρε-lε<ani(n)ε,ε<ρε+lε. This shows that Inline graphic because we assumed that Inline graphic. Finally, (5.5) and (5.6) yield that if nMq then nM1 and hence Inline graphic.

From the proof it also follows, more generally, that if (Mεq)ε,q satisfies (5.5) and if

(qε)+:Mε,qεRρ,

then we can repeat the proof with qε instead of 1ε and setting σ:=ρ.

Operations with hyperlimits and inequalities

Thanks to Definition 9 of sharp topology and our notation for x<y (and of the consequent Lemma 2), some results about hyperlimits can be proved by trivially generalizing classical proofs. For example, if Inline graphic and Inline graphic are two convergent hypersequences then their sum Inline graphic, product Inline graphic and quotient Inline graphic (the last one being defined only when yn is invertible for all Inline graphic) are convergent hypersequences and the corresponding hyperlimits are sum, product and quotient of the corresponding hyperlimits.

The following results generalize the classical relations between limits and inequalities.

Theorem 29

Let x, y, Inline graphic be hypersequences, then we have:

  • (i)

    If Inline graphic, then Inline graphic such that xn<yn for all nM, Inline graphic.

  • (ii)

    If xnynzn for all Inline graphic and Inline graphic, then Inline graphic

Proof

(i) follows from Lemma 2 and the Definition 25 of hyperlimit. For (ii), the proof is analogous to the classical one. In fact, since Inline graphic given qN, there exist M, Inline graphic such that Inline graphic and Inline graphic for all n>M, Inline graphic, then for n>M:=MM, we have Inline graphic.

Theorem 30

Assume that C is a sharply closed subset of Inline graphic, that Inline graphic and that xn eventually lies in C, i.e. Inline graphic. Then also lC. In particular, if (yn)n is another hypersequence such that Inline graphic, then Inline graphic implies lk.

Proof

A reformulation of the usual proof applies. In fact, let us suppose that Inline graphic. Since Inline graphic is sharply open, there is an η>0, for which Inline graphic. Let Inline graphic be such that |xn-l|<η when n>n¯. Then we have xnC and Inline graphic, a contradiction.

The following result applies to all generalized smooth functions (and hence to all Colombeau generalized functions, see e.g. [11, 12]; see also [1] for a more general class of functions) because of their continuity in the sharp topology.

Theorem 31

Suppose that Inline graphic. Then f is sharply continuous function at x=c if and only if it is hyper-sequentially continuous, i.e. for any hypersequence xnn in U converging to c, the hypersequence fxnn converges to fc, i.e. Inline graphic.

Proof

We only prove that the hyper-sequential continuity is a sufficient condition, because the other implication is a trivial generalization of the classical one. By contradiction, assume that for some QN

graphic file with name 605_2021_1590_Equ18_HTML.gif 5.9

For nN set ωn:=n and for Inline graphic set Inline graphic and xn:=xωn. Then for all Inline graphic, from (5.9) we get Inline graphic because ωn+ as n+ in Inline graphic. Therefore, (xn)n is an hypersequence of U that converges to c, which yields f(xn)f(c), in contradiction with (5.9).

Example 32

Let σρR for some RR>0. The following inequalities hold for all generalized numbers because they also hold for all real numbers:

ln(x)xenenn!ennen. 5.10

From the first one it follows 0ln(n)n=2lnnn2nn, so that Inline graphic from Theorem 29 and Inline graphic from Theorem 31 and hence Inline graphic by (5.10). Similarly, we have Inline graphic because nlog1+1n=1-12n+O1n21 and because of Theorem 31.

A little more involved proof concerns L’Hôpital rule for generalized smooth functions. For the sake of completeness, here we only recall the equivalent definition:

Definition 33

Let Inline graphic and Inline graphic. We say that f:XY is a generalized smooth function (GSF) if

  • (i)

    f:XY is a set-theoretical function.

  • (ii)
    There exists a net (fε)C(Rn,Rd)(0,1] such that for all [xε]X:
    1. f(x)=[fε(xε)]
    2. αNn:(αfε(xε))isρ-moderate.

For generalized smooth functions lots of results hold: closure with respect to composition, embedding of Schwartz’s distributions, differential calculus, one-dimensional integral calculus using primitives, classical theorems (intermediate value, mean value, Taylor, extreme value, inverse and implicit function), multidimensional integration, Banach fixed point theorem, a Picard-Lindelöf theorem for both ODE and PDE, several results of calculus of variations, etc.

In particular, we have the following (see also [9] for the particular case of Colombeau generalized functions):

Theorem 34

Let Inline graphic be a sharply open set and let Inline graphic be a GSF defined by the net of smooth functions fεC(R,R). Then

  • (i)
    There exists an open neighbourhood T of U×{0} and a GSF Inline graphic, called the generalized incremental ratio of f, such that
    f(x+h)=f(x)+h·Rf(x,h)(x,h)T. 5.11
    Moreover Rf(x,0)=fε(xε)=f(x) is another GSF and we can hence recursively define f(k)(x).
  • (ii)

    Any two generalized incremental ratios of f coincide on the intersection of their domains.

  • (iii)
    More generally, for all kN>0 there exists an open neighbourhood T of U×{0} and a GSF Inline graphic, called k-th order Taylor ratioof f, such that
    f(x+h)=j=0k-1f(j)(x)j!hj+Rfk(x,h)·hk(x,h)T. 5.12
    Any two ratios of f of the same order coincide on the intersection of their domains.

We can now prove the following generalization of one of L’Hôpital rule:

Theorem 35

Let Inline graphic be a sharply open set (xn)n, Inline graphic be hypersequences converging to lU and mU respectively and such that

graphic file with name 605_2021_1590_Equ58_HTML.gif

Let kN>0 and f, Inline graphic be GSF such that for all Inline graphic and all j=0,,k-1

graphic file with name 605_2021_1590_Equ22_HTML.gif 5.13

Then for all j=0,,k-1

graphic file with name 605_2021_1590_Equ59_HTML.gif

Proof

Using (5.12) and (5.13), we can write

f(xn)g(yn)=j=0k-1f(j)(l)j!(xn-l)j+(xn-l)kRfk(l,xn-l)j=0k-1g(j)(m)j!(yn-m)j+(yn-m)kRgk(m,yn-m)=xn-lyn-mk·Rfk(l,xn-l)Rgk(m,yn-m).

Since Rfk and Rgk are GSF, they are sharply continuous. Therefore, the right hand side of the previous equality tends to Ck·Rfk(l,0)Rgk(m,0)=Ck·f(k)(l)g(k)(m). At the same limit converges the quotient Ckf(k)(xn)g(k)(yn) because f(k) and g(k) are also GSF and hence they are sharply continuous. The claim for j=1,,k-1 follows by applying the conclusion for j=0 with f(j) and g(j) instead of f and g.

Note that for xn=yn, l=m, we have C=1 and we get the usual L’Hôpital rule (formulated using hypersequences). Note that a similar theorem can also be proved without hypersequences and using the same Taylor expansion argument as in the previous proof.

Cauchy criterion and monotonic hypersequences.

In this section, we deal with classical criteria implying the existence of a hyperlimit.

Definition 36

We say that Inline graphic is a Cauchy hypersequence if

graphic file with name 605_2021_1590_Equ60_HTML.gif

Theorem 37

A hypersequence converges if and only if it is a Cauchy hypersequence

Proof

To prove that the Cauchy criterion is a necessary condition it suffices to consider the inequalities:

graphic file with name 605_2021_1590_Equ61_HTML.gif

Vice versa, assume that

graphic file with name 605_2021_1590_Equ23_HTML.gif 5.14

The idea is to use Cauchy completeness of Inline graphic. In fact, set h1:=M1 and hq+1:=Mq+1hq. We claim that (xhq)qN is a standard Cauchy sequence converging to the same limit of Inline graphic . From (5.14) it follows that (xhq)qN is a standard Cauchy sequence (in the sharp topology). Therefore, there exists Inline graphic such that limq+xhq=x¯. Now, fix qN and pick any mq+1 such that

graphic file with name 605_2021_1590_Equ24_HTML.gif 5.15

Then for all NMq+1 we have:

graphic file with name 605_2021_1590_Equ62_HTML.gif

because hmhq+1Mq+1 so that we can apply (5.14) and (5.15).

Theorem 38

A hypersequence converges if and only if

graphic file with name 605_2021_1590_Equ63_HTML.gif

Proof

It suffices to apply the inequality xn-xmxn-xnm+xnm-xm.

The second classical criterion for the existence of a hyperlimit is related to the notion of monotonic hypersequence. The existence of several chains in Inline graphic does not allow to arrive at any Inline graphic starting from any other lower Inline graphic and using the successor operation only a finite number of times. For this reason, the following is the most natural notion of monotonic hypersequence:

Definition 39

We say that Inline graphic is a non-decreasing (or increasing) hypersequence if

graphic file with name 605_2021_1590_Equ64_HTML.gif

Similarly, we can define the notion of non-increasing (decreasing) hypersequence.

Theorem 40

Let Inline graphic be a non-decreasing hypersequence. Then

graphic file with name 605_2021_1590_Equ65_HTML.gif

and in that case they are equal.

Proof

Assume that Inline graphic converges to l and set Inline graphic, we will show that l=sup(S). Now, using Definition 25, we have that Inline graphic for some Inline graphic. But from Definition 39Inline graphic. Therefore Inline graphic for all Inline graphic, and the conclusion xnl follows since qN is arbitrary. Finally, from Definition 25 of hyperlimit, for all qN we have the existence of Inline graphic such that Inline graphic which completes the necessity part of the proof. Now, assume that sup(S)=:l. We have to prove that Inline graphic. In fact, using Rem. (i), we get

graphic file with name 605_2021_1590_Equ66_HTML.gif

and Inline graphic for all Inline graphic by Definition 39 of monotonicity. That is, Inline graphic.

Example 41

The hypersequence Inline graphic is non-decreasing. Assume that (xn)n converges to l and that σρR for some RR>0. Since Inline graphic, by Theorem 30, we get Inline graphic. Therefore, applying the logarithm and the exponential functions, from Theorem 31 we obtain that l=1 because from σρR it follows that Inline graphic. But this is impossible since Inline graphic. Thereby, Inline graphic.

Limit superior and inferior

We have two possibilities to define the notions of limit superior and inferior in a non-Archimedean setting such as Inline graphic: the first one is to assume that both Inline graphic and Inline graphic exist (the former for all Inline graphic); the second possibility is to use inequalities to avoid the use of supremum and infimum. In fact, in the real case we have ιsupnmxnι+ε if and only if

nm:xnι+εεn¯m:ι-εxn¯.

Definition 42

Let Inline graphic be an hypersequence, then we say that Inline graphic is the limit superior of (xn)n if

  • (i)

    Inline graphic;

  • (ii)

    Inline graphic.

Similarly, we say that Inline graphic is the limit inferior of (xn)n if

  • (iii)

    Inline graphic;

  • (iv)

    Inline graphic.

We have the following results (clearly, dual results hold for the limit inferior):

Theorem 43

Let (xn)n, Inline graphic be hypersequences, then

  • (i)

    There exists at most one limit superior and at most one limit inferior. They are denoted with Inline graphic and Inline graphic.

  • (ii)
    If Inline graphic for all Inline graphic, then Inline graphic if and only if , and in that case
    graphic file with name 605_2021_1590_Equ67_HTML.gif
  • (iii)

    Inline graphic in the sense that if one of them exists, then also the other one exists and in that case they are equal.

  • (iv)

    Inline graphic if and only if Inline graphic.

  • (v)
    If Inline graphic, Inline graphic, Inline graphic, then
    graphic file with name 605_2021_1590_Equ68_HTML.gif
    In particular, if Inline graphic, then the existence of the single limit superiors implies the existence of the limit superior of the sum.
  • (vi)
    If xn, yn0 for all Inline graphic and if Inline graphic, Inline graphic, Inline graphic, then
    graphic file with name 605_2021_1590_Equ69_HTML.gif
    In particular, if Inline graphic, then the existence of the single limit superiors implies the existence of the limit superior of the product.
  • (vii)
    If Inline graphic, then there exists a sequence (n¯q)qN of Inline graphic such that
    1. n¯q+1>n¯q for all qN;
    2. limq+n¯q=+ in Inline graphic;
    3. limq+xn¯q=ι.
  • (viii)
    Assume to have a sequence (n¯q)qN satisfying the previous conditions (a), (b), (c) and
    graphic file with name 605_2021_1590_Equ25_HTML.gif 6.1
    Then Inline graphic.

Proof

(i): Let ι1, ι2 be both limit superior of (xn)n. Based on Lemma 6.(iii), without loss of generality we can assume that ι1<sι2. According to Lemma 2, there exists mN such that Inline graphic. Take q1, q2 large enough so that Inline graphic. Using the last two inequalities, we obtain

graphic file with name 605_2021_1590_Equ26_HTML.gif 6.2

Using Definition 42.(i), we can find Inline graphic such that

graphic file with name 605_2021_1590_Equ27_HTML.gif 6.3

Using Definition 42.(ii) with q=q1 and N=N1, we get

graphic file with name 605_2021_1590_Equ28_HTML.gif 6.4

We now use (6.2), (6.4) and (6.3) for n=n¯ and we obtain Inline graphic, which is a contradiction.

(ii): Lemma 24. (iii) implies that (αm)m is non-increasing. Therefore, we have Inline graphic if these terms exist from Theorem 40. But Cor. ?? and Definition 42.(i) imply Inline graphic. Finally, Definition 42.(ii) yields Inline graphic, which proves that Inline graphic.

(iii): Directly from Definition 42.

(iv): Assume that hyperlimit superior and inferior exist and are equal to l. From Definition 42.(i) and Definition 42.(iii) we get Inline graphic for all nN. Vice versa, assume that the hyperlimit exists and equals l, so that Inline graphic for all nN. Then both Definition 42.(i) and Definition 42.(iii) trivially hold. Finally, Definition 42.(ii) and Definition 42.(iv) hold taking e.g. n¯=N.

(v): Setting

graphic file with name 605_2021_1590_Equ70_HTML.gif

from Definition 42 we get Inline graphic, which implies lι+j for q+. Adding Definition 42.(ii) we obtain Inline graphic for some n¯, Inline graphic. Therefore, if xn¯+yn^xn+yn for some nN, this yields the second claim. Similarly, one can prove (vi).

(vii): From Definition 42.(i), choose an Nq=N for each qN, i.e.

graphic file with name 605_2021_1590_Equ29_HTML.gif 6.5

Applying Definition 42.(ii) with q>0 and Inline graphic, we get the existence of n¯qNq such that both (a) and (b) hold and Inline graphic. Thereby, from (6.5) we also get (c).

(viii): Write (c) as

graphic file with name 605_2021_1590_Equ30_HTML.gif 6.6

Set Inline graphic. For nN, from (6.1) we get the existence of pN such that n¯pn and xnxn¯p. Thereby, n¯pn¯Qq and hence pQq because of (a) and thus Inline graphic. Finally, condition (ii) of Definition 42 follows from (6.6) and (b).

It remains an open problem to show an example that proves as necessary the assumption of Theorem 43.(ii), i.e. that that the previous definition of limit superior and inferior is strictly more general than the simple transposition of the classical one.

Example 44

  • (i)
    Directly from Definition 42, we have that
    graphic file with name 605_2021_1590_Equ71_HTML.gif
  • (ii)

    Let Inline graphic be such that μ|L=1 and μ|Lc=-1, where L, Lc0I. Then μn1 and Inline graphic if ni(n¯)ε is even for all ε small. Therefore Inline graphic, whereas Inline graphic.

  • (iii)

    From (vii) and (viii) of Theorem43 it follows that for an increasing hypersequence (xn)n, Inline graphic if and only if Inline graphic. Therefore, example 41 implies that Inline graphic.

Conclusions

In this work we showed how to deal with several deficiencies of the ring of Robinson-Colombeau generalized numbers Inline graphic: trichotomy law for the order relations and <, existence of supremum and infimum and limits of sequences with a topology generated by infinitesimal radii. In each case, we obtain a faithful generalization of the classical case of real numbers. We think that some of the ideas we presented in this article can inspire similar works in other non-Archimedean settings such as (constructive) nonstandard analysis, p-adic analysis, the Levi-Civita field, surreal numbers, etc. Clearly, the notions introduced here open the possibility to extend classical proofs in dealing with series, analytic generalized functions, sigma-additivity in integration of generalized functions, non-Archimedean functional analysis, just to mention a few.

Acknowledgements

The authors would like to thank L. Luperi Baglini for the proof of Theorem 37, D.E. Kebiche for an improvement of Theorem 43, and the referee for several suggestions that have led to considerable improvements of the paper.

Funding

Open access funding provided by University of Vienna.

Footnotes

A. Mukhammadiev has been supported by Grant P30407 and P33538 of the Austrian Science Fund FWF

D. Tiwari has been supported by Grant P30407 and P33538 of the Austrian Science Fund FWF

P. Giordano has been supported by Grants P30407, P33538 and P34113 of the Austrian Science Fund FWF.

Publisher's Note

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Contributor Information

A. Mukhammadiev, Email: akbarali.mukhammadiev@univie.ac.at

D. Tiwari, Email: diksha.tiwari@univie.ac.at

G. Apaaboah, Email: apaaboag@etu.univ-grenoble-alpes.fr

P. Giordano, Email: paolo.giordano@univie.ac.at

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