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. 2021 Aug 30;387(2):761–791. doi: 10.1007/s00220-021-04199-4

Complete Gradient Estimates of Quantum Markov Semigroups

Melchior Wirth 1,, Haonan Zhang 1
PMCID: PMC8550562  PMID: 34776525

Abstract

In this article we introduce a complete gradient estimate for symmetric quantum Markov semigroups on von Neumann algebras equipped with a normal faithful tracial state, which implies semi-convexity of the entropy with respect to the recently introduced noncommutative 2-Wasserstein distance. We show that this complete gradient estimate is stable under tensor products and free products and establish its validity for a number of examples. As an application we prove a complete modified logarithmic Sobolev inequality with optimal constant for Poisson-type semigroups on free group factors.

Introduction

In the last decades, the theory of optimal transport has made impressive inroads into other disciplines of mathematics, probably most notably with the Lott–Sturm–Villani theory [29, 42, 43] of synthetic Ricci curvature bounds for metric measure spaces. More recently, optimal transport techniques have also been used to extend this theory to cover also discrete [13, 19, 31, 33] and noncommutative geometries [10, 11, 35].

The starting point of our investigation are the results from [10, 11] and their partial generalizations to the infinite-dimensional case in [22, 48]. For a symmetric quantum Markov semigroup (Pt) the authors construct a noncommutative version of the 2-Wasserstein metric, which allows to obtain a quantum analog of the characterization [23, 37] of the heat flow as 2-Wasserstein gradient flow of the entropy. On this basis, the geodesic semi-convexity of the entropy in noncommutative 2-Wasserstein space can be understood as a lower Ricci curvature bound for the quantum Markov semigroup, and it can be used to obtain a series of prominent functional inequalities such as a Talagrand inequality, a modified logarithmic Sobolev inequality and the Poincaré inequality [7, 11, 28, 41].

One of the major challenges in the development of this program so far has been to verify semi-convexity in concrete examples, and only few noncommutative examples have been known to date, even less infinite-dimensional ones.

To prove geodesic semi-convexity, the gradient estimate

Ptaρ2e-2KtaPtρ2, GE

or, equivalently, its integrated form has proven central. They can be seen as noncommutative analogs of the Bakry–Emery gradient estimate and the Γ2 criterion. Indeed, if the underlying quantum Markov semigroup is the heat semigroup on a complete Riemannian manifold, (GE) reduces to the classical Bakry–Emery estimate

Γ(Ptf)e-2KtPtΓ(f).

As often in noncommutative geometry, tensorization of inequalities is more difficult than that in the commutative case. It is not known whether the gradient estimate in the form (GE) has good tensorization properties. For this reason we introduce (CGE), a complete version of (GE), and establish some of its stability properties. Using these in combination with a variant of the intertwining technique from [11] and a fine analysis of specific generators of Lindblad type, we are able to establish this tensor stable gradient estimate (CGE) for a number of examples for which geodesic convexity was not known before.

Let us briefly outline the content of the individual sections of this article. In Sect. 2 we recall some basics of quantum Markov semigroups, the construction of the noncommutative transport distance W and the connection between the gradient estimate (GE) and the geodesic semi-convexity of the entropy.

In Sect. 3 we extend the intertwining technique from [11, 12] to the infinite-dimensional setting. Working with arbitrary operator means, our result does not only cover the gradient estimate implying semi-convexity of the entropy in noncommutative 2-Wasserstein space, but also the noncommutative Bakry–Emery estimate studied in [25]. As examples we show that the Ornstein–Uhlenbeck semigroup on the mixed q-Gaussian algebras satisfies (CGE) with constant K=1, the heat semigroup on quantum tori satisfies (CGE) with constant K=0, and that a class of quantum Markov semigroups on discrete group von Neumann algebras and quantum groups ON+,SN+ satisfy (CGE) with constant K=0. Moreover, this intertwining result is also central for the stability properties studied in the next section.

In Sect. 4 we show that the complete gradient estimate is stable under tensor products and free products of quantum Markov semigroups. Besides the applications investigated later in the article, these results also open the door for applications of group transference to get complete gradient estimates for Lindblad generators on matrix algebras.

In Sect. 5 we prove the complete gradient estimate (CGE) with constant K=1 for quantum Markov semigroups whose generators are of the form

Lx=jpjx+xpj-2pjxpj,

where the operators pj are commuting projections. In a number of cases, this result is better than the ones we could obtain by intertwining and yields the optimal constant in the gradient estimate. As examples we show that this result applies to the quantum Markov semigroups associated with the word length function on finite cyclic groups and the non-normalized Hamming length function on symmetric groups. Using ultraproducts and the stability under free products, we finally extend this result to Poisson-type quantum Markov semigroups on group von Neumann algebras of groups ZkZ2l with k,l0. In particular, this implies the complete modified logarithmic Sobolev inequality with optimal constant for these groups.

Note added. When preparing this preprint for submission, we were made aware that several of the examples have been obtained independently by Brannan, Gao and Junge (see [7, 8]).

The Noncommutative Transport Metric W and Geodesic Convexity of the Entropy

In this section we briefly recall the definition and basic properties of the noncommutative transport distance W associated with a tracially symmetric quantum Markov semigroup. For a more detailed description we refer readers to [48].

Let M be a separable von Neumann algebra equipped with a normal faithful tracial state τ:MC. Denote by M+ the positive cone of M. Given 1p<, we define

xp=[τ(|x|p)]1p,xM,

where |x|=(xx)12 is the modulus of x. One can show that ·p is a norm on M. The completion of (M,·p) is denoted by Lp(M,τ), or simply Lp(M). As usual, we put L(M)=M with the operator norm. In this article, we are only interested in p=1 and p=2. In particular, L2(M) is a Hilbert space with the inner product

x,y2=τ(xy).

A family (Pt)t0 of bounded linear operators on M is called a quantum Markov semigroup (QMS) if

  • Pt is a normal unital completely positive map for every t0,

  • PsPt=Ps+t for all s,t0,

  • Ptxx in the weak topology as t0 for every xM.

A QMS (Pt) is called τ-symmetric if

τ((Ptx)y)=τ(xPty)

for all x,yM and t0.

The generator of (Pt) is the operator L given by

D(L)=xMlimt01t(x-Ptx)exists in theweaktopology,L(x)=limt01t(x-Ptx),xD(L).

Here and in what follows, D(T) always means the domain of T. For all p[1,], the τ-symmetric QMS (Pt) extends to a strongly continuous contraction semigroup (Pt(p)) on Lp(M,τ) with generator Lp.

Let C=D(L21/2)M, which is a σ-weakly dense -subalgebra of M [18, Proposition 3.4]. According to [15, Section 8], there exists an (essentially unique) quintuple (H,L,R,J,) consisting of a Hilbert space H, commuting non-degenerate -homomorphisms L:CB(H), R:CB(H), an anti-unitary involution J:HH and a closed operator :D(L21/2)H such that

  • {R(x)yx,yC} is dense in H,

  • (xy)=L(x)y+R(y)x for x,yC,

  • J(L(x)R(y)(z))=L(y)R(x)(z) for x,y,zC,

  • L2=,

where C is the opposite algebra of C. We will write aξ and ξb for L(a)ξ and R(b)ξ, respectively.

For x,yD(L21/2), the carré du champ is defined as

Γ(x,y):CC,Γ(x,y)(z)=x,(y)zH.

We write Γ(x) to denote Γ(x,x).

A τ-symmetric QMS is called Γ-regular (see [28]) if the representations L and R are normal. Under this assumption, H is a correspondence from M to itself in the sense of Connes [16, Appendix B of Chapter 5] (sometimes also called M-bimodule or Hilbert bimodule). By [48, Theorem 2.4], (Pt) is a Γ-regular semigroup if and only if Γ(x,y) extends to a normal linear functional on M for all x,yD(L21/2). By a slight abuse of notation, we write Γ(x,y) for the unique element hL1(M,τ) such that

τ(zh)=Γ(x,y)(z)

for all zC.

If (Pt) is Γ-regular, then we can extend L to a map on the operators affiliated with M by defining

L(x)=u[0,)λd(Le)(λ),

for any operator x affiliated with M, where u is the partial isometry in the polar decomposition of x and e is the spectral measure of |x|. The same goes for R.

Let Λ be an operator mean in the sense of Kubo and Ando [27], that is, Λ is a map from B(H)+×B(H)+ to B(H)+ satisfying

  1. if AC and BD, then Λ(A,B)Λ(C,D),

  2. the transformer inequality: CΛ(A,B)CΛ(CAC,CBC) for all A,B,CB(H)+,

  3. if AnA, BnB, then Λ(An,Bn)Λ(A,B),

  4. Λ(idH,idH)=idH.

Here and in what follows, by AnA we mean A1A2 and An converges strongly to A. From (b), any operator mean Λ is positively homogeneous:

Λ(λA,λB)=λΛ(A,B),λ>0,A,BB(H)+.

An operator mean Λ is symmetric if Λ(A,B)=Λ(B,A) for all A,BB(H)+.

For a positive self-adjoint operator ρ affiliated with M, we define

ρ^=Λ(L(ρ),R(ρ)).

Of particular interest for us are the cases when Λ is the logarithmic mean

Λlog(L(ρ),R(ρ))=01L(ρ)sR(ρ)1-sds,

or the arithmetic mean

Λari(L(ρ),R(ρ))=L(ρ)+R(ρ)2.

We write ·ρ2 for the quadratic form associated with ρ^, that is,

ξρ2=ρ^1/2ξH2ifξD(ρ^1/2),otherwise.

Given an operator mean Λ, consider the set

AΛ={aD(L21/2)MC>0ρL+1(M,τ):aρ2Cρ1},

equipped with the seminorm

aΛ2=sup0ρL+1(M,τ)aρ2ρ1.

If Λ is the arithmetic mean Λari, then this set coincides with

AΓ={xD(L21/2)MΓ(x),Γ(x)M}.

In fact, when Λ=Λari, one has aρ2=12τ(Γ(a)+Γ(a))ρ. If the operator mean Λ is symmetric, then it is dominated by the arithmetic mean and therefore AΓAΛ [27, Theorem 4.5], [48, Lemma 3.24]. The following definition states that this inclusion is dense in a suitable sense.

Definition 1

The operator mean Λ is a regular mean for (Pt) if for every xAΛ there exists a sequence (xn) in AΓ that is bounded in AΛ and converges to x σ-weakly.

Of course the arithmetic mean is always regular. In general it seems not easy to check this definition directly, but we will discuss a sufficient condition below.

Given an operator mean Λ, let Hρ be the Hilbert space obtained from (AΛ) after separation and completion with respect to ·,·ρ defined by

ξ,ηρ=ρ^1/2ξ,ρ^1/2ηH.

If Λ is regular, then (AΓ) is dense in Hρ.

Let D(M,τ) be the set of all density operators, that is,

D(M,τ)={ρL+1(M,τ)τ(ρ)=1}.

Definition 2

Fix an operator mean Λ. A curve (ρt)t[0,1]D(M,τ) is admissible if

  • the map tτ(aρt) is measurable for all aAΓ,

  • there exists a curve (ξt)t[0,1] such that ξtHρt for all t[0,1], the map ta,ξtρt is measurable for all aAΓ and for every aAΓ one has
    ddtτ(aρt)=ξt,aρt 1
    for a.e. t[0,1].

For an admissible curve (ρt), the vector field (ξt) is uniquely determined up to equality a.e. and will be denoted by (Dρt). If Λ is a regular mean, the set AΓ can be replaced by AΛ everywhere in Definition 2.

Remark 1

The equation (1) is a weak formulation of

ρ˙t=(ρt^ξt),

which can be understood as noncommutative version of the continuity equation. Indeed, if (Pt) is the heat semigroup on a compact Riemannian manifold, it reduces to the classical continuity equation ρ˙t+div(ρtξt)=0.

Definition 3

The noncommutative transport distance W on D(M,τ) is defined as

W(ρ¯0,ρ¯1)=inf(ρt)01Dρtρtdt,

where the infimum is taken over all admissible curves (ρt) connecting ρ¯0 and ρ¯1.

Definition 4

Let KR. A Γ-regular QMS (Pt) is said to satisfy the gradient estimate GE(K,) if

Ptaρ2e-2KtaPtρ2

for t0, aD(L21/2) and ρD(M,τ).

It satisfies CGE(K,) if (PtidN) satisfies GE(K,) for any finite von Neumann algebra N.

Note that the gradient estimate GE(K,) depends implicitly on the chosen operator mean Λ. As observed in [48, Proposition 6.12], if (Pt) satisfies GE(K,) for the arithmetic mean Λari and for Λ, then Λ is regular for (Pt). If Λ is the right trivial mean, i.e., Λ(L(ρ),R(ρ))=R(ρ), then GE(K,) reduces to the Bakry–Emery criterion

Γ(Pta)e-2KtPtΓ(a),

which was considered in [25].

Remark 2

Recently, Li, Junge and LaRacuente [28] introduced a closely related notion of lower Ricci curvature bound for quantum Markov semigroups, the geometric Ricci curvature condition (see also [7, Definition 3.22]). Like CGE, this condition is tensor stable, and it implies CGE for arbitrary operator means [28, Theorem 3.6] (the result is only formulated for the logarithmic mean, but the proof only uses the transformer inequality for operator means).

In the opposite direction, the picture is less clear. For GE, a direct computation on the two-point graph shows that the optimal constant depends on the mean in general. It seems reasonable to expect the same behavior for CGE, which would imply that the optimal constant in CGE for a specific mean is in general bigger than the optimal constant in the geometric Ricci curvature condition.

This gradient estimate is closely related to convexity properties of the logarithmic entropy

Ent:D(M,τ)[0,],Ent(ρ)=τ(ρlogρ).

As usual let D(Ent)={ρD(M,τ)Ent(ρ)<}.

Theorem 1

([48, Theorem 7.12]). Assume that (Pt) is a Γ-regular QMS. Suppose that Λ=Λlog is the logarithmic mean and is regular for (Pt). If (Pt) satisfies GE(K,), then

  1. for every ρD(Ent) the curve (Ptρ) satisfies the evolution variational inequality (EVIK)
    ddt12W2(Ptρ,σ)+K2W2(Ptρ,σ)+Ent(ρ)Ent(σ)
    for a.e. t0 and σD(M,τ) with W(ρ,σ)<,
  2. any ρ0,ρ1D(Ent) with W(ρ0,ρ1)< are connected by a W-geodesic and Ent is K-convex along any constant speed W-geodesic (ρt), that is, d2dt2Ent(ρt)K in the sense of distributions.

This gradient flow characterization implies a number of functional inequalities for the QMS, see e.g. [11, Section 8], [48, Section 7], [12, Section 11]. Here we will focus on the modified logarithmic Sobolev inequality and its complete version (see [21, Definition 2.8], [28, Definition 2.12] for the latter).

For ρ,σD(M,τ) the relative entropy of ρ with respect to σ is defined as

Ent(ρσ)=τ(ρlogρ)-τ(ρlogσ)if suppρsuppσ,otherwise.

If NM is a von Neumann subalgebra with E:MN being the conditional expectation, then we define

EntN(ρ)=Ent(ρE(ρ)).

Recall that a conditional expectation E:MN is a normal contractive positive projection from M onto N which preserves the trace and satisfies

E(axb)=aE(x)b,a,bN,xM.

For xD(L21/2)M+ the Fisher information is defined as

I(x)=limϵ0L21/2x,L21/2log(x+ϵ)2[0,].

This definition can be extended to xL+1(M,τ) by setting

I(x)=limnI(xn)ifxnD(L21/2)Mfor allnN,otherwise.

Recall that the fixed-point algebra of (Pt) is

Mfix={xM:Pt(x)=xfor allt0}.

It is a von Neumann subalgebra of M [18, Proposition 3.5].

Definition 5

Let (Pt) be a Γ-regular QMS with the fixed-point subalgebra Mfix. For λ>0, we say that (Pt) satisfies the modified logarithmic Sobolev inequality with constant λ (MLSI(λ)), if

λEntMfix(ρ)I(ρ)

for ρD(M,τ)D(L21/2)M.

We say that (Pt) satisfies the complete modified logarithmic Sobolev inequality with constant λ (CLSI(λ)) if (PtidN) satisfies the modified logarithmic Sobolev inequality with constant λ for any finite von Neumann algebra N.

For ergodic QMS satisfying GE(K,), the inequality MLSI(2K) is essentially contained in the proof of [48, Proposition 7.9]. Since (PtidN) is not ergodic (unless N=C), this result cannot imply the complete modified logarithmic Sobolev inequality. However, the modified logarithmic Sobolev inequality for non-ergodic QMS can also still be derived from the gradient flow characterization, as we will see next.

Corollary 1

Assume that (Pt) is a Γ-regular QMS. Suppose that Λ=Λlog is the logarithmic mean and is regular for (Pt). If (Pt) satisfies GE(K,), then it satisfies

I(Ptρ)e-2KtI(ρ)

for ρD(L21/2)M+ and t0.

Moreover, if K>0, then (Pt) satisfies MLSI(2K). The same is true for the complete gradient estimate and the complete modified logarithmic Sobolev inequality.

Proof

Let ρD(M,τ)D(L21/2)M and ρt=Ptρ. Since (ρt) is an EVIK gradient flow curve of Ent by Theorem 1 and ddtEnt(ρt)=-I(ρt), it follows from [36, Theorem 3.5] that

I(Ptρ)e-2KtI(ρ)

for t0 (using the continuity of both sides in t).

If K>0, then MLSI(2K) follows from a standard argument; see for example [28, Lemma 2.15]. The implication for the complete versions is clear.

Remark 3

The inequality I(Ptρ)e-2KtI(ρ) is called K-Fisher monotonicity in [7] and plays a central role there in obtaining complete logarithmic Sobolev inequalities.

Gradient Estimates Through Intertwining

Following the ideas from [11, 12], we will show in this section how one can obtain gradient estimates for quantum Markov semigroups through intertwining. As examples we discuss the Ornstein–Uhlenbeck semigroup on the mixed q-Gaussian algebras, the heat semigroup on quantum tori, and a family of quantum Markov semigroups on discrete group von Neumann algebras and the quantum groups ON+ and SN+.

Throughout this section we assume that M is a separable von Neumann algebra with normal faithful tracial state τ and (Pt) is a Γ-regular QMS. We fix the corresponding first order differential calculus (H,L,R,J,). We do not make any assumptions on Λ beyond being an operator mean. In particular, all results from this section apply to the logarithmic mean – thus yielding geodesic convexity by Theorem 1 — as well as the right-trivial mean – thus giving Bakry–Emery estimates.

Theorem 2

Let KR. If there exists a family (Pt) of bounded linear operators on H such that

  • (i)

    Pt=Pt for t0,

  • (ii)

    PtL(ρ)Pte-2KtL(Ptρ) for ρM+, t0,

  • (iii)

    PtR(ρ)Pte-2KtR(Ptρ) for ρM+, t0,

then (Pt) satisfies GE(K,).

Proof

Let ρM+ and aD(). Since Λ is an operator mean, we have [27, Theorem 3.5]

PtΛ(L(ρ),R(ρ))PtΛ(PtL(ρ)Pt,PtR(ρ)Pt).

Thus

ρ^Pta,PtaH=Ptρ^Pta,aHΛ(PtL(ρ)Pt,PtR(ρ)Pt)a,aH.

As Λ is monotone in both arguments and positively homogeneous, conditions (ii) and (iii) imply

Λ(PtL(ρ)Pt,PtR(ρ)Pt)a,aHe-2KtΛ(L(Ptρ),R(Ptρ))a,aH.

All combined this yields

Ptaρ2e-2KtaPtρ2.

Remark 4

The proof shows that assumptions (i)–(iii) still imply

Ptaρ2e-2KtaPtρ2

if the differential calculus is not the one associated with (Pt). We will use this observation in the proofs of Theorem 3 and Theorem 5.

Remark 5

A similar technique to obtain geodesic convexity of the entropy has been employed in [11, 12]. Our proof using the transformer inequality for operator means is in some sense dual to the monotonicity argument used there (see [38]). Apart from working in the infinite-dimensional setting, let us point out two main differences to the results from these two articles:

In contrast to [11], we do not assume that Pt is a direct sum of copies of Pt (in fact, we do not even assume that H is a direct sum of copies of the trivial bimodule). This enhanced flexibility can lead to better bounds even for finite-dimensional examples (see Example 1). In contrast to [12], our conditions (ii) and (iii) are more restrictive, but they are also linear in ρ, which makes them potentially more feasible to check in concrete examples.

Remark 6

We do not assume that the operators Pt form a semigroup or that they are completely positive (if H is realized as a subspace of L2(N) for some von Neumann algebra N). However, this is the case for most of the concrete examples where we can prove (i)–(iii).

Remark 7

In particular, the conclusion of the previous theorem holds for all symmetric operator means, and in view of the discussions after Definition 4, it implies that any symmetric operator mean is regular for (Pt).

Under a slightly stronger assumption, conditions (ii) and (iii) can be rewritten in a way that resembles the classical Bakry–Emery criterion. For that purpose define

Γk=1n(xk)yk=k,l=1nykΓ(xk,xl)yl.

In particular, Γ(x)=Γ(x). Since (Pt) is Γ-regular, Γ extends to a continuous quadratic map from H to L1(M,τ) that is uniquely determined by the property τ(xΓ(ξ))=ξ,ξxH for all xM and ξH (see [48, Section 2]).

Lemma 1

If (Pt) is a family of bounded linear operators on H that commute with J, then conditions (ii) and (iii) from Theorem 2 are equivalent. Moreover, they are equivalent to

Γ(Ptξ)e-2KtPtΓ(ξ) 2

for ξH, t0.

Proof

To see the equivalence of (ii) and (iii), it suffices to notice that J is a bijection and JL(ρ)J=R(ρ) for ρM+. The equivalence of (iii) and (2) follows from the identities: for all ρM+:

Ptξ,R(ρ)PtξH=τ(ρΓ(Ptξ)),ξ,R(Ptρ)ξH=τ(PtρΓ(ξ))=τ(ρPtΓ(ξ)).

As indicated before, our theorem recovers the intertwining result in [11] (in the tracially symmetric case):

Corollary 2

Assume that HjL2(M,τ), L and R act componentwise as left and right multiplication and J acts componentwise as the usual involution. If jPt=e-KtPtj, then (Pt) satisfies CGE(K,).

Proof

Let Pt=e-KtjPt. Condition (i) from Theorem 2 is satisfied by assumption. Since Pt commutes with J, conditions (ii) and (iii) are equivalent. Condition (iii) follows directly from the Kadison–Schwarz inequality:

Ptξ,R(ρ)PtξH=je-2Ktτ((Ptξj)(Ptξj)ρ)e-2Ktjτ(ξjξjPtρ)=e-2Ktξ,R(Ptρ)ξH.

This settles GE(K,). Applying the same argument to (PtidN) then yields the complete gradient estimate.

Example 1

(Conditional expectations). Let E:MN be the conditional expectation onto a von Neumann subalgebra N and let (Pt) be the QMS with generator L=I-E, where I=idM is the identity operator on M. Then (Pt) satisfies CGE(1/2,):

A direct computation shows that Pt=e-tI+(1-e-t)E. Let Pt=e-tidH. Since LE=0, we have E=0 and therefore Pt=e-t=Pt, which settles condition (i) from Theorem 2. Conditions (ii) and (iii) with K=1/2 follow immediately from Ptρe-tρ for ρM+. So (Pt) satisfies CGE(1/2,). This result has been independently obtained in [7, Theorem 4.16].

In contrast, if for example p is a projection and E(x)=pxp+(1-p)x(1-p), then L has the Lindblad form Lx=[p,[p,x]]. Clearly, [p,·] commutes with L, so that the intertwining criterion from [11] only implies CGE(0,). In fact, in this case we may obtain a better result; see Theorem 5.

Example 2

(Mixed q-Gaussian algebras). Let us recall the mixed q-Gaussian algebras. Our references are [46, 30]. Let H be a real Hilbert space with orthonormal basis (ej)jJ. For k1, denote by Sk the set of permutations of {1,2,,k}. For k2 and 1jk-1, denote by σj the adjacent transposition between j and j+1. For any σSk, I(σ) is the number of inversions of the permutations σ:

I(σ)={(i,j):1i<jk,σ(i)>σ(j)}.

For k1, a k-atom on H is an element of the form f1fk with each fjH. A k-basis atom is an element of the form ej1ejk. Clearly all the k-basis atoms form a basis of Hk. For any k-basis atom u=ej1ejk, we use the notation that σ(u)=ejσ(1)ejσ(k).

Let Q=(qij)i,jJRJ×J be such that qij=qji for all i,jJ and supi,jJ|qij|1. For convenience, in the following we actually assume that supi,jJ|qij|<1. This is to simplify the definition of Fock space; our main results still apply to the general supi,jJ|qij|1 case.

Put P(0)=idH. For any k1, denote by P(k) the linear operator on Hk such that

P(k)(u)=σSka(Q,σ,u)σ-1(u),

where u=ej1ejk is any k-basis atom and

a(Q,σ,u)=1ifσ=id,qjmljml+1i=0l-1qjφi(ml-i)jφi(ml-i+1)ifσ=σm1σml,

with φi=σml-i+1σml. Notice that if σ=σm1σml, the coefficient a(Q,σ,u) is well-defined, though such representation of σ is not unique. When all the entries of Q are the same, that is, qijq, the operator P(k) reduces to

P(k)(u)=σSkqI(σ)σ(u).

Under the condition that supi,jJ|qij|<1, the operator P(k) is strictly positive [6, Theorem 2.3].

Let FQfinite be the subspace of finite sums of the spaces Hk,k0, where H0=RΩ and Ω is the vacuum vector. Then FQfinite is a dense subset of k0Hk, and we define an inner product ·,·Q on FQfinite as:

ξ,ηQ=δklξ,P(l)η0,forξHk,ηHl,andk,l0,

where ·,·0 is the usual inner product. The Fock space FQ(H) is the completion of FQfinite with respect to the inner product ·,·Q. When qijq, the Fock space FQ(H) is also denoted by Fq(H) for short. Notice that if we only have supi,jJ|qij|1, then each P(k) is only positive. One should divide FQfinite by the kernel of ·,·Q before taking the completion. The definition of Fock space here is actually the same as the one in [6] associated to the Yang–Baxter operator

T:HHHH,eiejqjiejei.

See [30, Part I] for a detailed proof for this when dimH<.

Now we recall the mixed q-Gaussian algebra ΓQ(H). For any iJ, the left creation operator li is defined by

li(ξ)=eiξ,ξFQ(H).

Its adjoint with respect to ·,·Q, the left annihilation operator li, is given by

li(Ω)=0,li(ej1ejk)=m=1k(δijmqjmjm-1qjmjm-2qjmj1ej1ejm-1ejm+1ejk).

The left annihilation operators and left creation operators satisfy the deformed communication relations on FQ(H):

lilj-qijljli=δijid,i,jJ.

The mixed q-Gaussian algebra ΓQ(H) is defined as the von Neumann subalgebra of B(FQ(H)) generated by self-adjoint operators si=li+li,iJ. It is equipped with a normal faithful tracial state τQ given by

τQ(x)=xΩ,ΩQ.

The map ϕH:ΓQ(H)FQ(H),xx(Ω), extends to a unitary, which we still denote by ϕH, from L2(ΓQ(H),τQ) to FQ(H). Note that ϕH(si)=ei.

Let T:HH be a contraction. Then it induces a contraction FQ(T) on FQ(H) such that [30, Lemma 1.1]

FQ(T)Ω=Ω,FQ(T)(f1fk)=T(f1)T(fk),

for any k-atom f1fk and any k1. Moreover, there exists a unique unital and completely positive map ΓQ(T) on ΓQ(H) such that [30, Lemma 3.1]

ΓQ(T)=ϕH-1FQ(T)ϕH.

Remark that ΓQ is a functor, that is, ΓQ(ST)=ΓQ(S)ΓQ(T) for two contractions ST on H. If qijq[-1,1], then we write the functor ΓQ as Γq for short. It interpolates between the bosonic and the fermionic functors by taking q=+1 and q=-1 respectively. When q=0, it becomes the free functor by Voiculescu [44]. For more examples, see [30, Introduction].

In particular, Tt=TtQ=FQ(e-tidH) is a semigroup of contractions on FQ(H). The mixed q-Ornstein–Uhlenbeck semigroup is defined as Pt=PtQ=ΓQ(e-tidH),t0. It extends to a semigroup of contractions on L2(ΓQ(H),τQ) and is τQ-symmetric. Note that the generator of Pt is L=ϕH-1NϕH, where N:FQfinite(H)FQfinite(H), is the number operator defined as kid on its eigenspace Hk,k0.

Put

Q=Q1111,

and

e=10,f=01.

Then H:=HH can be identified with HR2, as a direct sum of HRe and HRf. The number operator N admits the following form [30, Lemma 1.2]: N=, where :FQfinite(H)FQfinite(H) is the gradient operator such that (Ω)=0, and

(u)=i=1kuvi,

for k1, u being any k-atom on H and vi=efe(R2)k, f occurring in the i-th factor. Remark that similar to the second quantization of any contraction T:HH, the natural embedding ιH:HH,xxe also induces a unique map hH:ΓQ(H)ΓQ(H) such that [30, Lemma 3.1]

hH=ΓQ(ιH)=ϕH-1FQ(ιH)ϕH, 3

where FQ(ιH) is defined as ιHιH on Hk, k0. Set :=ϕH-1ϕH. Then the generator L of Pt takes the form L= and is a derivation [30, Proposition 3.2]:

(xy)=(x)hH(y)+hH(x)(y),

for all x,yϕH-1(FQfinite(H)).

Now we prove that Pt=e-tL on ΓQ(H) satisfies CGE(1,). For this let us first take a look of the semigroup Tt=e-tN on FQ(H). By definition, it equals e-ktid on its eigenspace Hk. For each t0, consider the map

Tt=e-tFQ(St):FQ(H)FQ(H),

where St is a contraction on H given by

St(xe)=e-txe,St(xf)=xf,xH.

Then by definition, we have the intertwining condition

Tt=Tt. 4

In fact, it is obvious when acting on RΩ. If u is a k-atom on H, k1, then

Tt(u)=e-kt(u)=e-kti=1kuvi,

and

Tt(u)=i=1kTt(uvi)=e-ti=1kFQ(St)(uvi)=e-kti=1kuvi.

Remark that if one chooses Tt=FQ(e-tidH), then we can only obtain CGE(0,).

Put Pt=ϕH-1TtϕH. Then Pt is τQ-symmetric. Note that Pt=ϕH-1TtϕH, thus by (4) we have the intertwining condition

Pt=ϕH-1TtϕH=ϕH-1TtϕH=Pt,t0.

Note that StιH=e-tιHidH,t0. This, together with the definitions of hH (3) and Pt, yields

PthH=e-tϕH-1FQ(St)FQ(ιH)ϕH=e-tϕH-1FQ(ιH)FQ(e-tidH)ϕH=e-thHPt. 5

By Theorem 2, to show that Pt satisfies GE(1,), it remains to check (ii) and (iii) with Pt as above and the left and right action of ΓQ(H) on ΓQ(H) being

L(ρ)a=hH(ρ)a,R(ρ)a=ahH(ρ).

To prove (ii) we need to show that for any ρΓQ(H)+ and aΓQ(H):

Pt(a),L(ρ)Pt(a)2e-2ta,L(Pt(ρ))(a)2,

where the inner product is induced by τQ. To see this, note that Pt is completely positive and Pt(1)=e-t1 [30, Lemma 3.1]. By the Kadison–Schwarz inequality and (5), we have

Pt(a),L(ρ)Pt(a)2=τQPt(a)Pt(a)hH(ρ)e-tτQPt(aa)hH(ρ)=e-tτQaaPthH(ρ)=e-2tτQaahHPt(ρ)=e-2ta,L(Pt(ρ))(a)2,

which finishes the proof of (ii). The proof of (iii) is similar. So Pt satisfies GE(1,). Applying the same argument to PtidN, we obtain CGE(1,).

Remark 8

As mentioned in [28, Section 4.4], the previous example can also be deduced from the complete gradient estimate for the classical Ornstein–Uhlenbeck semigroup using the ultraproduct methods from [26]. However, in contrast to this approach we do not need to use the Ricci curvature bound for the classical Ornstein–Uhlenbeck semigroup, but get it as a special case (with minor modifications accounting for |q|=1 in this case).

Example 3

(Quantum Tori). For θ[0,1) let Aθ be the universal C-algebra generated by unitaries u=uθ,v=vθ subject to the relation vu=e2πiθuv. Let τ=τθ be the unique faithful tracial state on Aθ given by τ(umvn)=δm,0δn,0. The semigroup (Pt)=(Ptθ) given by Pt(umvn)=e-t(m2+n2)umvn extends to a τ-symmetric QMS on L(Aθ,τ), which satisfies CGE(0,). Here L(Aθ,τ) denotes the strong closure of Aθ in the GNS representation associated with τ. In fact, according to [15, Section 10.6], H=L2(Aθ,τ)L2(Aθ,τ) and (umvn)=(1(umvn),2(umvn))=i(mumvn,numvn). Clearly, j commutes with Pt for j=1,2, so that CGE(0,) follows from Corollary 2.

In the commutative case θ=0, Aθ=C(T2) is the C*-algebra of all continuous functions on flat 2 torus T2 and the semigroup (Pt) is the heat semigroup generated by the Laplace–Beltrami operator on the flat 2-torus, which has vanishing Ricci curvature. Thus the constant 0 in the gradient estimate is optimal.

In fact, for any θ,θ[0,1), the semigroup Ptθ on L(Aθ,τθ) satisfies CGE(K,) if and only if the semigroup (Ptθ) on L(Aθ,τθ) satisfies CGE(K,). Thus the gradient estimate CGE(0,) is optimal for any θ[0,1). To see this, note first that by standard approximation arguments it suffices to show GE(K,) for ρ(Aθ)+ and aD(L21/2)Aθ. By universal property of Aθ+θ, there exists a -homomorphism π:Aθ+θAθAθ such that

π(uθ+θ)=uθuθ,π(vθ+θ)=vθvθ.

Clearly π is trace preserving and satisfies

(PtθidAθ)π=πPtθ+θ.

So if Ptθ satisfies CGE(K,), then so does Ptθ+θ. Since θ and θ are arbitrary, we finish the proof of the assertion. This idea of transference was used in [39] to give a simple proof that the completely bounded Fourier multipliers on noncommutative Lp-spaces associated with quantum tori Aθ do not depend on the parameter θ. The transference technique has been used in [21, 28] to study complete logarithmic Sobolev inequality.

The same conclusion goes for d-dimensional quantum torus Aθ with θ being a d-by-d real skew-symmetric matrix.

Example 4

(Quantum groups). A compact quantum group is a pair G=(A,Δ) consisting of a unital C*-algebra A and a unital -homomorphism Δ:AAA such that

  1. (ΔidA)Δ=(idAΔ)Δ;

  2. {Δ(a)(1b):a,bA} and {Δ(a)(b1):a,bA} are linearly dense in AA.

Here AA is the minimal C*-algebra tensor product. The homomorphism Δ is called the comultiplication on A. We denote A=C(G). Any compact quantum group G=(A,Δ) admits a unique Haar state, i.e. a state h on A such that

(hidA)Δ(a)=h(a)1=(idAh)Δ(a),aA.

Consider an element uAB(H) with dimH=n. By identifying AB(H) with Mn(A) we can write u=[uij]i,j=1n, where uijA. The matrix u is called an n-dimensional representation of G if we have

Δ(uij)=k=1nuikukj,i,j=1,,n.

A representation u is called unitary if u is unitary as an element in Mn(A), and irreducible if the only matrices TMn(C) such that uT=Tu are multiples of identity matrix. Two representations u,vMn(A) are said to be equivalent if there exists an invertible matrix TMn(C) such that Tu=vT. Denote by Irr(G) the set of equivalence classes of irreducible unitary representations of G. For each αIrr(G), denote by uαAB(Hα) a representative of the class α, where Hα is the finite dimensional Hilbert space on which uα acts. In the sequel we write nα=dimHα.

Denote Pol(G)=spanuijα:1i,jnα,αIrr(G). This is a dense subalgebra of A. On Pol(G) the Haar state h is faithful. It is well-known that (Pol(G),Δ) is equipped with the Hopf*-algebra structure, that is, there exist a linear antihomormophism S on Pol(G), called the antipode, and a unital -homomorphism ϵ:Pol(G)C, called the counit, such that

(ϵidPol(G))Δ(a)=a=(idPol(G)ϵ)Δ(a),aPol(G),

and

m(SidPol(G))Δ(a)=ϵ(a)1=m(idPol(G)S)Δ(a),aPol(G).

Here m denotes the multiplication map m:Pol(G)algPol(G)Pol(G),abab. Indeed, the antipode and the counit are uniquely determined by

S(uijα)=(ujiα),1i,jnα,αIrr(G),ϵ(uijα)=δij,1i,jnα,αIrr(G).

Since the Haar state h is faithful on Pol(G), one may consider the corresponding GNS construction (πh,Hh,ξh) such that h(x)=ξh,πh(x)ξhHh for all xPol(G). The reduced C-algebra Cr(G) is the norm completion of πh(Pol(G)) in B(Hh). Then the restriction of comultiplication Δ to Pol(G), extends to a unital -homomorphism on Cr(G), which we still denote by Δ. The pair (Cr(G),Δ) forms a compact quantum group, and in the following we always consider this reduced version (instead of the universal one, since the Haar state h is always faithful on Cr(G)). Denote by L(G)=Cr(G) the von Neumann subalgebra of B(Hh) generated by Cr(G), and we can define the noncommutative Lp-spaces associated with (L(G),h). In particular, we identify L2(G) with Hh. We refer to [32] and [49] for more details about compact quantum groups.

A compact quantum group G is of Kac type if the Haar state is tracial. In the following G is always a compact quantum group of Kac type, which is the case for later examples ON+ and SN+. Given a Lévy process (jt)t0 [14, Definition 2.4] on Pol(G) one can associate it to a semigroup Pt=(idϕt)Δ on Cr(G), where ϕt is the marginal distribution of jt. This (Pt) is a strongly continuous semigroup of unital completely positive maps on Cr(G) that are symmetric with respect to the Haar state h [14, Theorem 3.2]. Then (Pt) extends to a h-symmetric QMS on L(G).

The corresponding first-order differential calculus can be described in terms of a Schürmann triple ((H,π),η,φ) [14, Propositions 8.1, 8.2]. The tangent bimodule H is then a submodule of L2(G)H with the left and right action given by L=(λLπ)Δ and R=λRidH, respectively. Here λL and λR are the left and right action of L(G) on L2(G):

λL(a)(bξh)=abξh,λR(a)(bξh)=baξh.

The derivation [14, Proposition 8.1] is given on Pol(G) by =(ιhη)Δ, where ιh:L(G)L2(G) is the natural embedding:

ιh(a)=aξh.

Note that the QMS (Pt) is always right translation invariant: (idPt)Δ=ΔPt for all t0. In fact, any right translation invariant QMS must arise in this way [14, Theorem 3.4]. Here we are interested in semigroups (Pt) that are not only right translation invariant but also left translation invariant, or translation bi-invariant: for all t0

(Ptid)Δ=ΔPt=(idPt)Δ. 6

In this case, let Pt=PtidH, and we have

Pt=(PtidH)(ιhη)Δ=(ιhη)(PtidA)Δ=(ιhη)ΔPt=Pt.

It is not hard to check that Pt is J-real. We will show that it also satisfies the condition (iii) from Theorem 2 for K=0.

For ξ1,,ξnH and x1,,xnA we have

(PtidH)kxkξk,R(ρ)(Ptid)kxkξk=k,lξk,ξlh((Ptxk)(Ptxl)ρ),

and

kxkξk,R(Ptρ)kxkξk=k,lξk,ξlh(xkxlPtρ).

Clearly, the matrix [ξk,ξl]k,l is positive semi-definite. By Kadison–Schwarz inequality,

[(Ptxk)(Ptxl)]k,l[Pt(xkxl)]k,l.

Thus also [h((Ptxk)(Ptxl)ρ)]k,l[h(xkxlPtρ)]k,l. Since the Hadamard product of positive semi-definite matrices is positive semi-definite, it follows that

[ξk,ξlh((Ptxk)(Ptxl)ρ)]k,l[ξk,ξlh(xkxlPtρ)]k,l.

Hence

k,lξk,ξlh((Ptxk)(Ptxl)ρ)k,lξk,ξlh(xkxlPtρ),

and we get the desired result. Thus (Pt) satisfies GE(0,). Applying the same argument to (PtidN), we get CGE(0,).

If each ϕt is central:

(ϕtid)Δ=(idϕt)Δ. 7

then the QMS Pt=(idϕt)Δ is translation-bi-invariant. Recall that the convolution of two functionals ψ1,ψ2 on C(G) (or Cr(G), Pol(G)) is defined as ψ1ψ2=(ψ1ψ2)Δ. The convolution semigroup of states ϕt=ϵ+n1tnn!ψn is generated by ψ, called the generating functional, where ψ is hermitian, conditionally positive and vanishes on 1 (see [14, Section 2.5] for details). Then once the generating functional ψ is central, the QMS Pt=(idϕt)Δ=etTψ is translation-bi-invariant, and thus satisfies CGE(0,), where Tψ=(idψ)Δ.

For the geometric Ricci curvature condition this result was independently proven in [7, Lemma 4.6].

In the next few examples we collect some specific instances of QMS on quantum groups which are translation-bi-invariant. Firstly we give some commutative examples.

Example 5

(Compact Lie groups) For any compact group G, (C(G),Δ) forms a compact quantum group, where C(G) is the C*-algebra of all continuous functions on G and the comultiplication Δ:C(G)C(G)C(G)C(G×G) is given by Δf(s,t)=f(st). The Haar state h is nothing but ·dμ, with μ being the Haar (probability) measure. Consider the QMS (Pt) on C(G): Pt(f)(s)=Gf(r)Kt(r,s)dμ(r). Then (Pt) is translation bi-invariant if and only if the kernel Kt is bi-invariant under G: Kt(gr,gs)=Kt(r,s)=Kt(rg,sg) for all g,r,sG, or equivalently, (Pt) is a convolution semigroup with the kernel K~t(s)=K(e,s) being conjugate-invariant: K~(s)=K~(gsg-1) for all g,sG.

Let G be a compact Lie group with a bi-invariant Riemann metric g. If (Pt) is the heat semigroup generated by the Laplace–Beltrami operator, then a direct computation shows that the bi-invariance of the metric implies the translation-bi-invariance of (Pt). Thus we recover the well-known fact from Riemannian geometry that the Ricci curvature of a compact Lie group with bi-invariant metric is always nonnegative (see e.g. [34, Section 7]).

Secondly, we give co-commutative examples. By saying co-commutative we mean Δ=ΠΔ, where Π is the tensor flip, i.e., Π(ab)=ba.

Example 6

(Group von Neumann algebras) Let G be a countable discrete group with unit e, Cr(G) the reduced C-algebra generated by the left regular representation λ of G on 2(G) and L(G) the group von Neumann algebra L(G)=Cr(G)B(2(G)). Then G=(Cr(G),Δ) is a quantum group with comultiplication given by Δ(λg)=λgλg. The Haar state on G is given by τ(x)=xδe,δe, which is tracial and faithful. Here and in what follows, δg always denotes the function on G that takes value 1 at g and vanishes elsewhere.

A function ψ:G[0,) is a conditionally negative definite (cnd) length function if ψ(e)=0, ψ(g-1)=ψ(g) and

g,hGf(g)¯f(h)ψ(g-1h)0

for every fGC with finite support such that gGf(g)=0.

By Schoenberg’s Theorem (see for example [9, Theorem D.11]), to every cnd function one can associate a τ-symmetric QMS on L(G) given by

Ptλg=e-tψ(g)λg.

It is easy to check that (Pt) satisfies the translation-bi-invariant condition (6). Thus it satisfies CGE(0,).

Now we give some genuine quantum group examples.

Example 7

(Free orthogonal quantum group ON+ [46]) Let N2. The free orthogonal quantum group ON+ consists of a pair (Cu(ON+),Δ), where Cu(ON+) is the universal C*-algebra generated by N2 self-adjoint operators uij,1i,jN, such that U=[uij]1i,jNMN(C)Cu(ON+) is unitary, that is,

k=1Nuikujk=δij=k=1Nukiukj,1i,jN,

and the comultiplication Δ is given by

Δ(uij)=k=1Nuikukj,1i,jN.

The equivalent classes of irreducible unitary representations of ON+ can be indexed by N, with u(0)=1 the trivial representation and u(1)=U the fundamental representation.

By [14, Corollary 10.3], the central generating functionals ψ on Pol(ON+) are given by

ψ(uij(s))=δijUs(N)-bUs(N)+-NNUs(x)-Us(N)N-xν(dx),

for sIrr(ON+)=N,1i,jns, where Us denotes the s-th Chebyshev polynomial of second kind, b0, and ν is a finite measure on [-N,N] with ν({N})=0. Then given (b,ν), the central functional ψ defined as above induces a QMS Ptψ=etTψ satisfying (6), where Tψ=(idψ)Δ. Hence it satisfies CGE(0,).

Example 8

(Free permutation quantum group SN+ [47]) Let N2. The free permutation quantum group SN+ consists of a pair (Cu(SN+),Δ), where Cu(ON+) is the universal C*-algebra generated by N2 self-adjoint operators pij,1i,jN, such that

pij2=pij=pij,k=1Npik=1=k=1Npkj,1i,jN,

and the comultiplication Δ is given by

Δ(pij)=k=1Npikpkj,1i,jN.

The equivalent classes of irreducible unitary representations of SN+ can be indexed by N. By [20, Theorem 10.10], the central generating functionals ψ on Pol(SN+) are given by

ψ(uij(s))=δijU2s(N)-bU2s(N)2N+0NU2s(x)-U2s(N)N-xν(dx),

for sIrr(SN+)=N,1i,jns, where Us denotes the s-th Chebyshev polynomial of second kind, b>0, and ν is a finite measure on [0, N]. Similarly, given (b,ν), the central functional ψ defined as above induces a QMS Ptψ=etTψ satisfying (6), where Tψ=(idψ)Δ. Hence it satisfies CGE(0,).

Remark 9

Although many interesting functional inequalities like the Poincaré and the modified logarithmic Sobolev inequality only follow directly from GE(K,) for K>0, the gradient estimate with constant K0 can still be helpful in conjunction with additional assumptions to prove such functional inequalities (see [7, 17]).

Stability Under Tensor Products and Free Products

In this section we prove that the complete gradient estimate CGE(K,) is stable under taking tensor products and free products of quantum Markov semigroups. We refer to [45] and [2] for more information on free products of von Neumann algebras and to [3] for free products of completely positive maps.

Theorem 3

Let (Mj,τj), j{1,,n}, be tracial von Neumann algebras and (Ptj) a τj-symmetric Γ-regular QMS on Mj. If for every j{1,,n} the QMS (Ptj) satisfies CGE(K,), then jPtj satisfies CGE(K,).

Proof

Let Hj and j denote the tangent bimodule and derivation for (Ptj) and let

H¯j=k=1j-1L2(Mk,τk)Hjk=j+1nL2(Mk,τk),¯j=k=1j-1idMkjk=j+1nidMk.

The tangent module H for Pt=jPtj is a submodule of H=jH¯j with the natural left and right action and derivation =(¯1,,¯n).

For j{1,,n}, put

P~tj=k=1j-1PtkidMjk=j+1nPtk

and

P¯tj=k=1j-1idMkPtjk=j+1nidMk

on kMk, so that Pt=P¯tjP~tj=P~tjP¯tj. Then

Ptaρ2=j=1n¯jPtaρ2=j=1n¯jP¯tjP~tjaρ2j=1ne-2Kt¯jP~tjaP¯tjρ2

by CGE(K,) for (Ptj).

Let

Qtj=k=1j-1PtkidHjk=j+1nPtk

on H¯j. Then ¯jP~tj=Qtj¯j, and conditions (ii), (iii) in Theorem 2 follow from the Kadison–Schwarz inequality (compare with Example 4). Taking into account Remark 4, we get

¯jP~tjaρ2¯jaP~tjρ2.

Together with the previous estimate, we obtain

Ptaρ2j=1ne-2Kt¯jP~tjaP¯tjρ2j=1ne-2Kt¯jaPtρ2=e-2KtaPtρ2.

So (Pt) satisfies GE(K,). The same argument can be applied to (PtidN), so that we obtain CGE(K,).

Theorem 4

For j{1,,n} let (Mj,τj) be a tracial von Neumann algebras and (Ptj) a tracially symmetric Γ-regular QMS on Mj. If for every j{1,,n} the QMS (Ptj) satisfies CGE(K,), then jPtj satisfies CGE(K,).

Proof

Let M=jMj, τ=jτj and Pt=jPtj. Recall that L2(M,τ) is canonically identified with

jL2(Mj,τj)=C1n1j1jnl=1nL02(Mjl,τjl),

where L02 denotes the orthogonal complement of C1 in L2.

Then H can be identified with a submodule of

n1j1jnk=1nl=1k-1L2(Mjl,τjl)Hjkl=k+1nL2(Mjl,τjl)

with the natural left and right action on each direct summand and acts as 0 on C1 and as

(a1an)=(j1(a1)a2an,,a1a2jn(an))

on the direct summand j1jnL2(Mjl,τjl). Since and (Pt) restrict nicely to the direct summand of L2(M,τ), the rest of the proof is similar to the one of Theorem 3.

Remark 10

The same argument applies to free products with amalgamation if the common subalgebra over which one amalgates is contained in the fixed-point algebra of (Ptj) for all j{1,,n} (compare with the results from [25, Section 6.2] for the Γ2 condition).

Quantum Markov Semigroups Generated by Commuting Projections

In this section we move beyond applications of the intertwining result Theorem 2 and obtain complete gradient estimate for quantum Markov semigroups whose generators take special Lindblad forms.

Theorem 5

Let p1,,pnM be commuting projections. The QMS (Pt) generated by

L:MM,Lx=j=1npjx+xpj-2pjxpj

is Γ-regular and satisfies CGE(1,).

Proof

For 1jn consider the operator Lj:MM defined by

Ljx=pjx+xpj-2pjxpj=x-pjxpj-(1-pj)x(1-pj).

In particular, Lj is of the form Lj=I-Φj with I=idM and the conditional expectation Φj(x)=pjxpj+(1-pj)x(1-pj). Thus the QMS (Ptj) generated by Lj is given by

Ptjx=x+(e-t-1)Ljx=e-tx+(1-e-t)Φj(x).

A first-order differential calculus for (Pt) is given by H=j=1nL2(M,τ) as bimodules, L=(Lj)j,R=(Rj)j with Lj and Rj being the usual left and right multiplications of M on L2(M,τ) respectively, and =(j), where jx=[pj,x]. Thus (Pt) is Γ-regular.

Moreover, jPtjx=e-tjx and consequently

jPtjxρ2=e-2tjxρ2. 8

On the other hand, by the concavity of operator means [27, Theorem 3.5] we have

Ptjρ^e-tρ^+(1-e-t)Φj(ρ)^. 9

Since

Lj((jx)(jx))=pjxxpj+pjxpjx-pjxpjx-pjxpjxpj+pjxxpj+xpjxpj-pjxpjxpj-xpjxpj-2pjxxpj-2pjxpjxpj+2pjxpjvpj+2pjxpjxpj=0,

we have

Φj((jx)(jx))=(I-Lj)(jx)(jx)=(jx)(jx).

Recall that Lj and Rj are respectively the usual left and right multiplications of M on L2(M,τ) and denote by Ej the projection onto ranj¯ in L2(M,τ). It follows that

Rj(Φj(ρ))(jx),jx2=τ(Φj(ρ)(jx)(jx))=τ(ρΦj((jx)(jx)))=τ(ρ(jx)(jx))=Rj(ρ)jx,jx2.

Hence EjRj(Φj(ρ))Ej=EjRj(ρ)Ej. The analogous identity for the left multiplication follows similarly.

Note that both the left and right multiplication by Φj(x)=pjxpj+(1-pj)x(1-pj) leave ranj¯ invariant. In fact, for any x,yM one has

Φj(x)j(y)=pj(pjxpjy)-(pjxpjy)pj+pj((1-pj)x(1-pj)y)-((1-pj)x(1-pj)y)pj=j(pjxpjy)+j((1-pj)x(1-pj)y),

and a similar equation holds for the right multiplication.

Therefore we have

EjLj(Φj(ρ))EjLj(Φj(ρ)),EjRj(Φj(ρ))EjRj(Φj(ρ)).

This, together with the conditions (a) and (b) in the definition of operator means, implies

EjΦj(ρ)^EjEjΛ(EjLj(Φj(ρ))Ej,EjRj(Φj(ρ))Ej)Ej=EjΛ(EjLj(ρ)Ej,EjRj(ρ)Ej)EjEjρ^Ej.

In other words,

Φj(ρ)^jx,jx2ρ^jx,jx2.

Together with (9) we conclude

jxPtjρ2e-tjxρ2+(1-e-t)jxρ2=jxρ2.

In view of (8), we have proved

jPtjxρ2e-2tjxPtjρ2. 10

Now let us come back to our original semigroup (Pt). Let

Qtj=kjPtk.

Since the pj’s commute, so do the generators Lj’s and the semigroups Ptj’s. This means that the order in the definition of Qtj does not matter and Pt=PtjQtj for all j{1,,n}. From the intertwining technique and Remark 4 we deduce

jQtjxρ2jxQtjρ2.

Combined with the estimate (10) for (Ptj), we obtain

Ptxρ2=j=1njPtjQtjxρ2e-2tj=1njQtjxPtjρ2e-2txPtρ2.

So (Pt) satisfies GE(1,). To prove CGE(1,), it suffices to note that the generator of (PtidN) is given by

(LidN)x=j=1n(pj1)x+x(pj1)-2(pj1)x(pj1)

and the elements (pj1) are again commuting projections.

Remark 11

Since Lj2=Lj, the spectrum of Lj is contained in {0,1} with equality unless Lj=0. Thus the gradient estimate for the individual semigroups (Ptj) is optimal (unless vj=0). It should also be noted that it is better than the gradient estimate one would get from Example 1.

Remark 12

Inspection of the proof shows that the same result holds if the generator of (Pt) is of the form L=12j=1n(x-ujxuj) with commuting self-adjoint unitaries uj.

Example 9

Let X={0,1}n and ϵj:XX the map that swaps the j-th coordinate and leaves the other coordinates fixed. Let vj=x|ϵj(x)x|B(2(X)). By the previous remark, the QMS on B(2(X)) with generator

L:B(2(X))B(2(X)),LA=12j=1n(A-vjAvj)

satisfies CGE(1,). The restriction of this semigroup to the diagonal algebra is (up to rescaling of the time parameter, depending on the normalization) the Markov semigroup associated with the simple random walk on the discrete hypercube (see [19, Example 5.7]).

To apply the theorem above to group von Neumann algebras, we will use the following Lindblad form for QMS generated by cnd length functions. Recall that for a countable discrete group G, a 1-cocycle is a triple (H,π,b), where H is a real Hilbert space, π:GO(H) is an orthogonal representation, and b:GH satisfies the cocycle law: b(gh)=b(g)+π(g)b(h),g,hG. To any cnd function ψ on a countable discrete group G, one can associate with a 1-cocycle (H,π,b) such that ψ(gh-1)=b(g)-b(h)2,g,hG. See [9, Appendix D] for more information.

Lemma 2

Let G be a countable discrete group and ψ:G[0,) a cnd length function. Then L:λgψ(g)λg generates a QMS on the group von Neumann algebra of G. Assume that the associated 1-cocycle b:GH takes values in a finite-dimensional real Hilbert space H with an orthonormal basis (e1,,en). Then the generator L is of the form

Lx=j=1nvj2x+xvj2-2vjxvj,

where vj is a linear operator on 2(G) given by vjδg=b(g),ejδg.

Proof

By definition we have

vj2λg(δh)=vj2(δgh)=b(gh),ejvj(δgh)=b(gh),ej2δgh,λgvj2(δh)=b(h),ejλgvj(δh)=b(h),ej2λg(δh)=b(h),ej2δgh,vjλgvj(δh)=b(h),ejvjλg(δh)=b(h),ejvj(δgh)=b(h),ejb(gh),ejδgh.

Thus

jvj2λg+λgvj2-2vjλgvj(δh)=jb(gh),ej2+b(h),ej2-2b(h),ejb(gh),ejδgh=jb(gh)-b(h),ej2δgh=b(gh)-b(h)2δgh.

This is nothing but L(λg)(δh)=ψ(g)λg(δh)=ψ(g)δgh.

Remark 13

The elements vj are not contained in the group von Neumann algebra L(G) so that Theorem 5 is not directly applicable (even if the vj are projections). However, if G is finite, then the operator

L:B(2(G))B(2(G)),Lx=j=1nvj2x+xvj2-2vjxvj,

generates a tracially symmetric QMS on B(2(G)) and we can apply Theorem 5 to that semigroup instead. It is an interesting open question how to treat infinite groups for which the generator has such a Lindblad form.

Example 10

The cyclic group Zn={0,1,,n-1}; see [25, Example 5.9]: Its group (von Neumann) algebra is spanned by λk,0kn-1. One can embed Zn to Z2n, so let us assume that n is even. The word length of kZn is given by ψ(k)=min{k,n-k}. Define b:ZnRn2 via

b(k)=0,k=0,j=1kej,1kn2,j=k-n2+1n2ej,n2+1kn-1,

where (ej)1jn2 is an orthonormal basis of Rn2.

Then the linear operators vj:2(Zn)2(Zn) given by

vj(δk)=b(k),ejδk,1jn2

are commuting projections. Thus the QMS associated with ψ(g)=b(g)2 satisfies CGE(1,).

Example 11

The symmetric group Sn: Let ψ be the length function induced by the (non-normalized) Hamming metric, that is, ψ(σ)=#{j:σ(j)j}. Let AσMn(R) be the permutation matrix associated with σ, i.e., Aσδj=δσ(j). Then the associated 1-cocycle is given by H=L2(Mn(R),12tr), b(σ)=Aσ-1, π(σ)=Aσ.

The matrices Ejk=2|jk| for jk and Ejj=-2|jj| form an orthonormal basis of H. Define vjkB(2(Sn)) by vjkδσ=2b(σ),Ejkδσ. Then vjk is a projection. Moreover,

Lx=12j,kvjk2x+xvjk2-2vjkxvjk.

Thus the associated QMS satisfies CGE(1/2,).

To extend the last example to the infinite symmetric group S, we need the following approximation result.

Lemma 3

Let (Mn) be an ascending sequence of von Neumann subalgebras such that nMn is σ-weakly dense in M. Further let (Pt) be a Γ-regular QMS on M and assume that Pt(Mn)Mn. Let (Ptn) denote the restriction of (Pt) to Mn. If (Ptn) satisfies GE(K,) for all nN, then (Pt) also satisfies GE(K,). The same is true for CGE.

Proof

It is not hard to see that nMn is dense in L2(M,τ). Since Pt(Mn)Mn and Pt maps into the domain of its L2 generator L2, the space V=D(L21/2)nMn is also dense in L2(M,τ) and invariant under (Pt). Using a standard result in semigroup theory, this implies that V is a form core for L. Thus it suffices to prove

Ptaρ2e-2KtaPtρ2

for aV and ρM+. Moreover, by Kaplansky’s density theorem and the strong continuity of functional calculus, checking it for ρ(nMn)+ is enough. But for aD(L21/2)Mn and ρ(Mn)+, this is simply the gradient estimate for (Ptn), which holds by assumption.

The argument for CGE is similar.

Corollary 3

If G is the ascending union of subgroups Gn and ψ is a cnd length function on G such that for every n the QMS associated with ψ|Gn satisfies GE(K,), then the QMS associated with ψ satisfies GE(K,). The same is true for CGE.

Example 12

(Infinite symmetric group) Let S be the group of permutations of N that keep all but finitely many elements fixed. The QMS associated with length function induced by the non-normalized Hamming metric on S satisfies CGE(12,).

Recall that for a countable discrete group G, a Følner sequence is a sequence {Fn}n1 of nonempty finite subsets of G such that

limn|gFnΔFn||Fn|=0,

for every gG, where gF={gh:hF} and AΔB=[A\(AB)][B\(AB)]. The group G is called amenable if it admits a Følner sequence. We refer to [9, Chapter 2.6] for more equivalent definitions and basic properties of amenable groups.

Proposition 1

Let G be an amenable group, ψ:G[0,) a cnd function with associated 1-cocycle (H,π,b). If there exists an orthonormal basis (ej)jJ of H such that b(g),ej{0,1} for all gG, jJ, then the QMS (Pt) associated with ψ satisfies CGE(1,).

Proof

To ease notation, we will only deal with GE(1,). The proof of complete gradient estimate is similar, embedding L(G)N into a suitable ultraproduct.

Let (Fn) be a Følner sequence for G and ωβN\N. Endow B(2(Fn)) with the normalized trace τn and let pn denote the projection from 2(G) onto 2(Fn). Then we have a trace-preserving embedding

L(G)ωB(2(Fn)),x(pnxpn).

For each j, let vj be the linear operator on 2(G) given by vj(δg)=b(g),ejδg, and denote its restriction to 2(Fn) by the same symbol. Note that for every fixed nN, there are only finitely many indices jJ such that vj is non-zero on 2(Fn).

Let

Hn=jJL2(B(2(Fn)),τn)

and

n:B(2(Fn))Hn,a([vj,a])j.

For x=gxgλg with gψ(g)|xg|2<, we have

vjpnxpn(δg)=1Fn(g)vjpnx(δg)=hG1Fn(g)xhvjpn(δhg)=hG1Fn(g)1Fn(hg)xhvj(δhg)=hG1Fn(g)1Fn(hg)xhb(hg),ejδhg,

and

pnxpnvj(δg)=b(g),ejpnxpn(δg)=1Fn(g)b(g),ejpnx(δg)=hG1Fn(g)xhb(g),ejpn(δhg)=hG1Fn(g)1Fn(hg)xhb(g),ejδhg.

Hence

[vj,pnxpn](δg)=(vjpnxpn-pnxpnvj)(δg)=hG1Fn(g)1Fn(hg)xhb(hg)-b(g),ejδhg,

and we get

n(pnxpn)Hn2=1|Fn|gFnjJ[vj,pnxpn]δg,[vj,pnxpn]δg=1|Fn|gFnjJh,hG(xh¯xhb(hg)-b(g),ej¯b(hg)-b(g),ej1Fn(hg)1Fn(hg)δhg,δhg)=1|Fn|gFnjJhG|xh|2b(hg)-b(g),ej|21Fn(hg)=1|Fn|gFnhG|xh|2b(hg)-b(g)21Fn(hg)=1|Fn|gFnhGψ(h)|xh|21Fn(hg)=hGψ(h)|xh|2|h-1FnFn||Fn|,

which converges to

hGψ(h)|xh|2=xH2

as nω by the Følner property of (Fn) after an application of the dominated convergence theorem. Thus the tangent bimodule H for (Pt) can be viewed as a submodule of ωHn with the obvious left and right action and =(n).

Let (Ptn) be the QMS on B(2(Fn)) generated by nn. Since b(·),ej takes values in {0,1}, the operators vj’s are projections. Clearly all the vj’s commute. Hence by Theorem 5 and Remark 13, (Ptn) satisfies GE(1,). From the ultraproduct structure of H and we deduce

Pt(xn)(ρn)2=limnωnPtnxnρn2limnωe-2tnxnPtnρn2=e-2t(xn)Pt(ρn)2

for (xn)L(G) and (ρn)L(G)+. In other words, (Pt) satisfies GE(1,).

Remark 14

The group von Neumann algebra embeds into an ultraproduct of matrix algebras if and only if the underlying group is hyperlinear, so it might be possible to extend the previous proposition beyond amenable groups.

Example 13

(Amenable groups acting on trees) Let T be a tree (viewed as unoriented graph) and G an amenable subgroup of Aut(T). For fixed x0T define the length function ψ on G by ψ(g)=d(x0,gx0), where d is the combinatorial graph distance. As in the case of free groups, one sees that ψ is conditionally negative definite and the associated 1-cocycle can be described as follows (see [1, Example C.2.2]):

Let E={(x,y)xy} be the set of oriented edges of T, and for e=(x,y)E write e¯=(y,x). Let H={ξ2(E)ξ(e¯)=-ξ(e)} with inner product

ξ,η=12eEξ(e)η(e).

The action of G on H is given by π(g)ξ(x,y)=ξ(gx,gy), and the 1-cocycle b is given by

b(g)(e)=1ifelies on[x0,gx0],-1ife¯lies on[x0,gx0],0otherwise,

where [x0,gx0] denotes the unique geodesic joining x0 and gx0.

Put F={(x,y)Ed(x0,x)<d(x0,y)}. Then (1e-1e¯)eF is an orthonormal basis of H and b(g),1e-1e¯{0,1} for all gG and eF. Thus the QMS associated with ψ satisfies CGE(1,).

For example this is the case for G=Z with ψ(k)=|k|. Here the tree is the Cayley graph of Z and the action is given by the left-regular representation. This QMS on L(Z) corresponds, under the Fourier transform, to the Poisson semigroup on L(S1).

More generally, the Cayley graph of a group is a tree if and only if it is of the form ZkZ2l for k,l0. This group is not amenable unless k+l1, but the free product structure allows us to obtain the same bound.

Theorem 6

If G is a group whose Cayley graph is a tree and the cnd function ψ is given by ψ(g)=d(g,e), where d is the combinatorial metric on the Cayley graph, then the QMS associated with ψ satisfies CGE(1,) and CLSI(2) and the constants in both inequalities are optimal.

Proof

As previously mentioned, G is of the form ZkZ2l with k,l0. It is not hard to see that the QMS associated with ψ decomposes as free product of the QMS associated with the word length functions on the factors. Thus it satisfies CGE(1,) by Theorem 4 and CLSI(2) by Corollary 1. Since both the gradient estimate and the modified logarithmic Sobolev inequality imply that the generator has a spectral gap of 1, the constants are optimal.

Example 14

If G is a free group and ψ the word length function, then the associated QMS satisfies CGE(1,) and CLSI(2). Note that the usual logarithmic Sobolev inequality, which is equivalent to the optimal hypercontractivity, is still open. Some partial results have been obtained in [24, 40]. Our optimal modified LSI supports the validity of optimal LSI from another perspective.

Acknowledgements

Both authors would like to thank Jan Maas for fruitful discussions and helpful comments.

Funding

Open access funding provided by Institute of Science and Technology (IST Austria).

Footnotes

M.W. was supported by the Austrian Science Fund (FWF) through grant number F65. H.Z. is supported by the European Union’s Horizon 2020 research and innovation programme under the Marie Skłodowska-Curie grant agreement No. 754411.

Publisher's Note

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Contributor Information

Melchior Wirth, Email: melchior.wirth@ist.ac.at.

Haonan Zhang, Email: haonan.zhang@ist.ac.at.

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