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. 2021 Nov 1;16(11):e0253108. doi: 10.1371/journal.pone.0253108

Occupational exposures and mitigation strategies among homeless shelter workers at risk of COVID-19

Carol Y Rao 1,*, Tashina Robinson 1, Karin Huster 2, Rebecca L Laws 1, Ryan Keating 1, Farrell A Tobolowsky 1,3, Temet M McMichael 2,3, Elysia Gonzales 2, Emily Mosites 1
Editor: David M Ojcius4
PMCID: PMC8559982  PMID: 34723986

Abstract

Objective

To describe the work environment and COVID-19 mitigation measures for homeless shelter workers and assess occupational risk factors for COVID-19.

Methods

Between June 9-August 10, 2020, we conducted a self-administered survey among homeless shelter workers in Washington, Massachusetts, Utah, Maryland, and Georgia. We calculated frequencies for work environment, personal protective equipment use, and SARS-CoV-2 testing history. We used generalized linear models to produce unadjusted prevalence ratios (PR) to assess risk factors for SARS-CoV-2 infection.

Results

Of the 106 respondents, 43.4% reported frequent close contact with clients; 75% were worried about work-related SARS-CoV-2 infections; 15% reported testing positive. Close contact with clients was associated with testing positive for SARS-CoV-2 (PR 3.97, 95%CI 1.06, 14.93).

Conclusions

Homeless shelter workers may be at risk of being exposed to individuals with COVID-19 during the course of their work. Frequent close contact with clients was associated with SARS-CoV-2 infection. Protecting these critical essential workers by implementing mitigation measures and prioritizing for COVID-19 vaccination is imperative during the pandemic.

Introduction

Severe Acute Respiratory Syndrome Coronavirus-2 (SARS-CoV-2), the virus that causes coronavirus disease 2019 (COVID-19), has spread rapidly among people experiencing homelessness in some homeless shelters throughout the United States [1,2]. In several reported outbreaks, homeless shelter workers have also been infected with the virus [3,4]. Homeless shelter workers provide critical infrastructure services [5] and often work in shared spaces with the potential for prolonged close contact with other staff and clients. A meta-analysis of COVID-19 in homeless shelters estimated a pooled prevalence among shelter workers of 14.8% during outbreaks and 1.55% during non-outbreak situations [6]. Homeless shelter workers may be at increased risk for COVID-19 due to frequent exposure to disease and infectious agents in the workplace.

Homeless shelters provide an essential service and, like many congregate settings, have remained open during the COVID-19 pandemic. Homeless shelters have previously experienced outbreaks of tuberculosis, hepatitis A, and invasive bacterial disease [710]. However, very little information exists about the risks of exposure for homeless shelter workers. In a study of occupational exposures to infectious agents, an estimated 32.4% of community and social services sector workers are exposed > 1 time/month to infection or disease; 7.7% are estimated to be exposed > 1 time/week [11]. Occupational health protections for shelter workers include following infection control processes, bringing their adult immunization status up to date, encouraging annual influenza and Hepatitis B vaccination, and screening/testing for tuberculosis [12,13].

Other crowded occupational environments, including long-term care facilities, correctional facilities, military facilities and cruise ships, have been associated with high risk of exposures and transmission of COVID-19 among workers [1419]. Although various mitigation measures have been recommended to reduce homeless shelter worker COVID-19 risks [20], the implementation of these measures is unknown. To our knowledge, risk factors for COVID-19 among homeless shelter workers have not been previously described. We conducted a multi-site cross-sectional survey of homeless shelter workers to better understand SARS-CoV-2 occupational exposures, job practices, and COVID-19 mitigation measures.

Materials and methods

Homeless shelter selection and recruitment

Local public health and healthcare collaborators (e.g., local health departments, nongovernmental organizations, local government agencies) in Seattle, Washington; Boston, Massachusetts; Salt Lake City, Utah; Baltimore, Maryland; and across Georgia identified homeless shelters in their jurisdictions where at least one staff member had tested positive for SARS-CoV-2. We informed the shelter administrators of the survey objectives and requested participation of their staff. All staff who work at a shelter facility were eligible to participate. Public health partners or shelter administrators sent a recruitment email with a link to the online survey to all workers. The online survey was open between June 9 and August 10, 2020. Participation was voluntary and anonymous. At least two follow-up emails were sent to encourage participation.

Survey administration

The Centers for Disease Control and Prevention (CDC) and Public Health—Seattle & King County (PHSKC) developed the standardized online survey (S1 File) that included questions on demographics, work environment, possible SARS-CoV-2 exposures, and workplace COVID-19 mitigation strategies such as availability and use of personal protective equipment (PPE), hand hygiene facilities, and masks. The survey included questions about SARS-CoV-2 testing history, including number of testing events, test results, testing facility, symptoms around the time of testing, job practice while symptomatic, and medical services seeking behavior. We asked whether the test was a blood test, assuming that participants may not understand the terminology for antibody testing (i.e., blood test) versus molecular testing (i.e., nasopharyngeal swab). Study data were collected and managed using REDCap electronic data capture tools hosted at CDC.

Data analysis

We conducted the analyses using Stata/SE 16.0 and R version 4.0.2. Body Mass Index (BMI) was calculated by multiplying weight in pounds by a conversion factor of 703 and dividing by height in inches squared. Job titles and job descriptions were used to categorize job positions as primarily administrative (e.g., supervisors, office administration, information technology, accounting) or client engagement (e.g., case manager, food server, floor monitor, housing advocate, social worker). Individual shelters that were managed by the same organization were grouped into shelter networks for analyses. Because some workers were tested more than once, a worker was classified as positive for SARS-CoV-2 if he/she self-reported a positive non-blood test result for at least one testing event. Workers who reported “Don’t know” for a test result were categorized as a non-positive. We calculated frequencies, medians, and ranges to describe demographic and work characteristics of participants. To explore associations between SARS-CoV-2 positivity and participant characteristics, we used generalized linear models with a binary outcome (COVID-19 positivity according to at least one non-blood test) and a log link, clustered by shelter network (to allow for intragroup correlation), to produce unadjusted prevalence ratios (PR) and 95% confidence intervals (CI). Frequency of close contact, defined as less than 6 feet for more than 15 minutes at a time, was dichotomized into low (never, rarely, a few times a month) and high (a few times a week to a few times a day). We produced PRs comparing workers who reported testing positive at least once to workers who reported testing negative for every test by demographics (e.g., age, sex, ethnicity), work environment (e.g., hours worked, frequency of close contact, COVID-19 mitigation strategies implemented by facility), and attitudes (e.g., thought about quitting).

This activity underwent human subjects ethics review by CDC and was conducted consistent with applicable federal law and CDC policy (45 C.F.R. part 46, 21 C.F.R. part 56; 42 U.S.C. §241(d); 5 U.S.C. §552a; 44 U.S.C. §3501 et seq). Completing the survey was voluntary.

Results

Among 17 shelter networks that represented 27 individual shelters, 106 homeless shelter workers (range per shelter network, 1–33) completed the online survey. The median age of participants was 42 years (range 21–67); 65 (61%) were female and 55 (52%) were non-Hispanic White (Table 1). Of the 106 participants, 23 (22%) were current smokers/vapers, 15 (14%) reported having a chronic lung disease, and median BMI was 28.2 (range 18.1–58.1). The median number of people living in workers’ households was 3 persons (range 1–9 persons). Participants reported working at the shelter for a median of 40 hours per week (range 1–60 hours) and for a median of 20 months (range 0–336 months); 41 workers (39%) worked at their shelter for ≤12 months with 20 (19%) for ≤6 months.

Table 1. Demographics, job practices and COVID-19 mitigation measures of homeless shelter workers (N = 106).

Demographics Number (%+) Job practices, mitigation measure and attitudes Number (%)
Geographic location Any mask use at work #
 GA 16 (15.1)  Most/all of the time 91 (85.8)
 Boston, MA 33 (31.1)  Sometimes 11 (10.4)
 Baltimore, MD 2 (1.9)  Rarely/never 1 (0.9)
 Salt Lake City, UT 25 (23.6) Frequency of close contact with clients **
 Seattle, WA 30 (28.3)  A few times a day 34 (32.1)
Age  A few times a week 12 (11.3)
 21–30 years old 23 (21.7)  A few times a month 10 (9.4)
 31–40 years old 28 (26.4)  Rarely 2 (1.9)
 41–50 years old 24 (22.6)  Never 46 (43.4)
 >50 years old 31 (29.2) Frequency of direct physical contact with clients ***
Sex  A few times a day 12 (11.3)
 Male 35 (33.0)  A few times a week 10 (9.4)
 Female 65 (61.3)  A few times a month 4 (3.8)
Gender identity  Rarely 13 (12.3)
 Male 38 (35.8)  Never 65 (61.3)
 Female 64 (60.4) Frequency of close contact with coworkers **
 Non-Binary 2 (1.9)  A few times a day 61 (57.5)
Race/Ethnicity  A few times a week 12 (11.3)
 Non-Hispanic White 55 (51.8)  A few times a month 11 (10.4)
 Non-Hispanic Black 26 (24.5)  Rarely 15 (14.2)
 Non-Hispanic Other 6 (5.7)  Never 7 (6.6)
 Hispanic 15 (14.2) Cleaning activities as part of normal job
BMI ≥ 30  Yes 60 (56.6)
 Yes 39 (36.8)   If yes, trained on cleaning for SARS-CoV-2 34/60 (56.7)
 No 56 (52.8)    No 43 (41.8)
Smoking Mitigation measure implemented by facility
 Current smoker/vaper 23 (21.7)  Increased handwashing 88 (83.0)
 Past smoker 22 (20.8)  Safe distancing (≥6 ft) 82 (77.4)
Received flu vaccine this year  Masks for staff/clients 97 (91.5)
 Yes 67 (63.2)  Provision of PPE for staff 80 (75.5)
 No 38 (35.9)  No measures implemented 1 (0.9)
Any underlying conditions ^ Agree with organization’s response to COVID-19
 Yes 30 (28.3)  Yes 67 (63.2)
 No 71 (67.0)  No 14 (13.2)
Chronic lung disease  Don’t Know 12 (11.3)
 Yes 15 (14.2) Worried about being infected with SARS-CoV-2 due to job
 No 86 (81.1)  Yes 80 (75.4)
Has paid sick leave   If yes, thought about quitting due to COVID-19 19/80 (23.8)
 Yes 96 (90.6)    No 21 (19.8)
 No 6 (5.7) Family supportive of worker’s job
Primary job duties  Yes 87 (82.1)
 Administrative 43 (40.6)  No 9 (8.5)
 Client engagement 63 (59.4) Family worried about worker being infected due to job
Has formal health education *  Yes 83 (78.3)
 Yes 30 (28.3)  No 19 (17.9)
 No 73 (68.9) Worker worried about family being infected due to worker’s job
Have another job  Yes 66 (62.3)
 Yes 18 (17.0)  No 38 (35.9)
 No 86 (81.1)
Length of employment
 0–6 months 20 (18.9)
 7–12 months 21 (19.8)
 13–36 months 25 (23.5)
 37–60 months 14 (13.2)
 >60 months 23 (21.7)

+May not sum to 100% in some categories due to missing data.

*For example, nursing, medicine, or emergency medical technician.

**Close contact = within 6 feet for ≥15 minutes.

***Direct physical contact = touching.

^Chronic lung disease, High blood pressure, chronic kidney or liver disease, diabetes mellitus, rheumatoid arthritis, heart disease.

#Disposable or reusable mask.

Sixty-three participants (59%) reported some sort of client engagement as part of their regular work duties, including case management, providing medical and mental health care, client intake, client outreach, client screening, serving food to clients, providing education and employment advice, monitoring clients while at the shelter, and janitorial activities (Table 1). Almost one third of participants reported close contact with clients a few times per day (34 participants; 32%); 65 participants (61%) reported that they never have direct physical contact (i.e., touching) with clients. Of the 43 participants categorized as administrative job duties, 22 (51.2%) reported close contact or direct physical contact with clients. Over half of participants reported close contact with coworkers a few times per day (61 participants; 58%). Many homeless shelter workers reported that cleaning was part of their normal duties (60 participants; 57%); of those, 34 (57%) reported receiving training on how to clean an area after a client with known COVID-19 leaves the shelter. Most workers (75%) reported being worried about becoming infected due to their jobs, and of those, 24% had thought about quitting. Although their families were supportive of their jobs, their families also worried about workers being infected due to their jobs (Table 1).

All 17 shelter networks had implemented at least one COVID-19 prevention measure. At the participant level, the most common mitigation measures were use of masks by staff or clients (97/106, 92%) and increased handwashing (88/106, 83%) (Table 1). Eighty-six percent of staff (n = 91) reported wearing a mask at least most of the time while at work. Among those who reported close contact with clients (n = 58), 47 (81%) reported wearing a mask most or all of the time. Among those who reported close contact with coworkers (n = 99), 62 (77%) reported wearing masks when in close contact with coworkers. Among those who reported having direct physical contact with clients (n = 39), 22 reported wearing gloves (56%). Among those who reported having close contact with a person with known COVID-19 (n = 38); 29 (76%) reported wearing a disposable mask most or all of the time, and 24 (63%) reported wearing gloves (Table 2). All believed that their close contact to a person with known COVID-19 occurred at work while 2 workers (5%) also said they had contact at home.

Table 2. Homeless shelter worker high risk activities and use of masks and personal protective equipment (PPE) during encounters (N = 106).

Characteristic Number (Percent)
Has close* or direct physical** contact with clients 58 (54.7%)
 Worker used mask# most/all of the time when in close contact* with clients 47 (81.0%)
 Worker used mask# sometimes when in close contact* with clients 9 (15.5%)
 Worker used mask# rarely/never when in close contact* with clients 2 (3.5%)
 Clients used mask# most/all of time during close contact* 25 (43.1%)
 Clients used mask# sometimes during close contact* 20 (34.5%)
 Clients used mask# rarely/never during close contact* 13 (22.4%)
Has direct physical** contact with clients 39 (67.2% ^ )
 Used gloves most/all of the time when in direct physical contact** with clients 22 (56.4%)
 Used gloves sometimes when in direct physical contact** with clients 7 (17.9%)
 Used gloves rarely/never when in direct physical contact** with clients 9 (23.1%)
Touch clients’ belongings or shared items 56 (52.8%)
 Used gloves when touching clients’ belongings/shared items 48 (85.7%)
Has close contact* with coworkers 99 (93.4%)
 Used mask# when in close contact* with coworkers 62 (76.5%)
Had close contact* with person with known COVID-19 38 (35.8%)
 Used mask most/all of the time when interacting with known COVID-19 29 (76.4%)
 Used mask sometimes when interacting with known COVID-19 3 (7.9%)
 Used mask rarely/never when interacting with known COVID-19 3 (7.9%)
 Used gloves when interacting with known COVID-19 24 (63.2%)
 Used gown when interacting with known COVID-19 2 (5.3%)
 Used respirator (N95) when interacting with known COVID-19 8 (21.1%)
 Used goggles when interacting with known COVID-19 1 (2.6%)
 Did not use masks or any PPE when interacting with known COVID-19 2 (7.1%)

^Denominator = 58 (workers who had close or direct physical contact with clients).

#Disposable or reusable mask.

*Close contact = within 6 feet for ≥15 minutes.

**Direct physical contact = touching.

Of the 106 participants, 77 reported being tested for SARS-CoV-2 with 62% of participants (48/77) reported undergoing testing for SARS-CoV-2 more than once. For the 77 participants who reported being tested at least once, the median number of testing events per participant was 2 (range: 1–10). Of the 187 testing events reported by the 77 participants, 9 were blood tests (assumed to be serological testing), 170 were non-blood tests (assumed to be molecular testing), and 8 did not select a test type (Table 3). The average number of days for a participant to receive their test result was 3.1 days (range 0–10 days). Participants reported working while waiting for test results for 118 testing events (63%). Of the 187 tests, 114 testing events (61%) occurred at the workplace. Among 21 positive non-blood tests (4 workers tested positive multiple times), 16 (76%) were from participants who were symptomatic around the time of the test. There were 15 tests among 10 people who indicated “Don’t know” and/or did not answer for a test result, who were categorized as a non-positive. One worker who tested positive worked 1 day while symptomatic and while waiting for their result (Table 3). The worker initially had a sore throat and headache with additional symptoms after receiving the positive test result. Overall, 16 workers reported a positive test result with 46.7% reporting primarily administrative job duties and 53.3% reporting job duties with client engagement; 2 reported a positive blood test and 15 reported a positive non-blood test (one participant tested positive by both blood and non-blood test), for an overall prevalence rate of 15% (16/106). Of the 14 participants who answered the question about where they thought they were infected, 12 participants who tested positive believed they were infected at work.

Table 3. Homeless shelter workers’ self-reported COVID-19 testing type, test locations, and symptoms and mitigation measures around the time of testing among.

Test event characteristics ^ Number (% * )
Test type **
 Non-blood test 170/187 (90.9)
 Blood test 9/187 (4.8)
Worked while waiting for test results (missing n = 4) 118/187 (63.1)
Testing location
 Workplace 114/187 (61.0)
  Worked while waiting for result 97/118 (85.1)
 Medical provider 45/187 (24.1)
  Worked while waiting for result 16/45 (35.6)
 Other 25/187 (13.4)
  Worked while waiting for result 5/25 (20.0)
Days to get test results
 <3 days 108/187 (57.8)
 3–7 days 62/187 (33.2)
 +7 days 9/187 (4.8)
Symptomatic 1 month or 2 months after testing event 58/187 (31.0)
Among positive non-blood testing events ^^ Number (% * )
Symptomatic (n = 21 testing events) 16/21 (76.2)
 Worked while having symptoms 1/16 (6.30)
 Sought medical care for symptoms 10/16 (62.5)
Delivery of positive test result (n = 15 participants)
 Supervisor 3/15 (20.0)
 Called testing provider 1/15 (6.70)
 Health department staff 6/15 (40.0)
 Primary care physician 1/15 (6.70)
 Other 2/15 (13.3)
Management instructions after COVID-19 diagnosis (n = 15 participants)
 Stay home and isolate 12/15 (80.0)
 Continue to work 0/15 (0.0)
 No instruction provided 2/15 (13.3)
Where they thought they were infected (n = 15 participants)
 Home or in Community 0/15 (0.0)
 Work 12/15 (80.0)
 Don’t know where 2/15 (13.3)

^ N = 187 tests from 77 participants.

^^ n = 21 tests from 15 participants.

*Some categories may not sum to 100% due to missing data.

**Non-blood tests were assumed to be molecular testing while blood tests were assumed to be serological tests.

When analyzing the 77 participants who reported at least one testing event, we identified demographic characteristics that were associated with testing positive for SARS-CoV-2, including having a BMI ≥30 (PR 1.86, 95% CI 1.31, 2.63; p = 0.001) or identifying as Non-Hispanic Black race (PR 2.00, 95% CI 1.23, 3.26; p = 0.01)(Table 4). Reporting frequent close contact with clients (PR 3.97, 95% CI 1.06,14.93; p = 0.04) or using gloves when interacting with a person with known COVID-19 (PR 3.90, 95% CI 1.36, 11.19; p = 0.01) was associated with increased risk of COVID-19 positivity, while facility mitigation measures of wearing masks or maintaining social distance was associated with decreased risk (PR 0.50, 95% CI 0.30, 0.84; p = 0.01; PR 0.52, 95% CI 0.32, 0.84; p = 0.01; respectively). Workers who thought about quitting their job because of concerns about COVID-19 had an increased risk of positivity (PR 1.84, 95% CI 1.02, 3.33; p = 0.04). We conducted a sensitivity analysis, excluding the 10 participants who said that they did not know their test results or who didn’t answer the question (which was categorized as negative in main analysis); BMI, identifying as Non-Hispanic Black race, close contact with clients, social distancing, and wearing a mask remained statistically significant.

Table 4. Unadjusted prevalence ratios (PR) and 95% confidence intervals (CI) for factors associated with COVID-19 positivity^ among homeless shelter workers (N = 77 participants who reported being tested).

Characteristic PR (95% CI) p-value+
Age (>40 years old) 1.54 (0.85, 2.78) 0.15
Sex (Female) 1.63 (0.32, 8.28) 0.55
Hispanic ethnicity 2.67 (0.60, 11.9) 0.20
Non-Hispanic Black race 2.00 (1.23, 3.26) 0.01
Current smoker 0.75 (0.44, 1.29) 0.30
Has an underlying condition 0.44 (0.10, 1.88) 0.27
Received influenza vaccine this year 0.78 (0.30, 2.02) 0.61
Household size (>3 people) 0.34 (0.11, 1.05) 0.06
BMI ≥ 30 1.86 (1.31, 2.63) 0.001
Job involves client engagement 0.65 (0.21, 2.00) 0.46
Length of employment (>12 months) 1.61 (0.95, 2.73) 0.08
Formal health education 1.02 (0.38, 2.78) 0.96
Frequent* close contact** with clients 3.97 (1.06, 14.93) 0.04
Frequent* direct physical contact# with clients 1.64 (0.94, 2.86) 0.08
Frequent* close contact** with coworkers 2.44 (0.98, 6.07) 0.06
Cleaning activities as part of job 1.13 (0.27, 4.68) 0.87
Received training on COVID-19 cleaning 1.55 (0.78, 3.11) 0.22
Facility measures: safe distancing (>6 ft) 0.52 (0.32, 0.84) 0.01
Facility measures: masks for staff or clients 0.50 (0.30, 0.84) 0.01
Any mask use for close contacts with clients 1.40 (0.54, 3.61) 0.49
Always/mostly use gloves when in direct physical contact with clients 0.82 (0.08, 8.47) 0.87
Use of mask when in close contact with coworkers 1.46 (0.56, 3.82) 0.44
Always used masks when interacting with COVID-19 case 1.44 (0.95, 2.22) 0.09
Used gloves when interacting with COVID-19 case 3.90 (1.36, 11.19) 0.01
Thought about quitting because worried about COVID-19 1.84 (1.02, 3.33) 0.04

^n = 15 positive homeless shelter workers.

+α< 0.05.

*Frequent defined as a few times a day to a few times a week.

**Close contact = within 6 feet for ≥15 minutes.

#Direct physical contact = touching.

Discussion

This study sought to characterize homeless shelter worker job practices, occupational exposures to SARS-CoV-2, and COVID-19 mitigation measures in the workplace. In this sample of homeless shelter workers, participants reported close contact and direct physical contact with clients. Nearly 40% of workers reported having close contact with a person with known COVID-19 and all reported that they believed the contact occurred at work; 24% of those workers did not use masks all of the time during these interactions (Table 2). Workers who reported frequent contact with clients were more likely to test positive for SARS-CoV-2. Understanding how homeless shelter workers are exposed to COVID-19 at work is important to be able to implement mitigation strategies in this non-traditional workplace.

Recommendations for homeless service providers to help protect the staff and clients include hand hygiene and cleaning supplies, PPE (including masks), administrative controls (e.g., flexible work schedules), facility layout/ventilation considerations, and maintaining social distance [20]. All homeless shelter networks in our study had implemented at least one mitigation measure to reduce risk of worker exposure, with masks for staff/clients and handwashing being most common (Table 1). Most workers reported using masks most or all of the time when at work. We found that workers who reported that their facility implemented the mitigation measure of maintaining social distance and using masks were less likely to be infected (Table 4). Although staff should avoid handling client belongings [20], we found that about half of the workers reported touching client belongings or shared items. Workers often did not receive training in infection control or cleaning procedures. For example, 43% of workers had not received training on cleaning surfaces for SARS-CoV-2 even though it was a part of their job duties. Homeless shelter workers’ training needs, both for their job tasks and for professional development, are often not prioritized [21]. Shelter management should fully implement recommendations and provide additional training on both COVID-19 and cleaning/disinfection [20].

In this study, workers reported being worried about becoming infected at work and had thought about quitting. Nearly 40% of workers had been at their shelter less than one year. Homeless shelter workers tend to be a transient work population with a high burnout rate [2125]. Also, homeless shelter workers may be in a vulnerable population themselves since workers are sometimes residents who are offered jobs at the shelter [26]. Anecdotally, some homeless shelter workers in hourly wage unskilled jobs are, or have been, homeless before [27]. Homeless shelters are already prone to understaffing due to high turnover [21] which is magnified by COVID-19 isolation requirements if multiple workers test positive. COVID-19 has likely exacerbated the stress associated with working in homeless shelters.

Homeless shelter workers have many different job roles, including case managers, janitors, administrative/managerial staff, cooks, security guards and floor monitors. In our sample, close contact with clients was not limited to workers whose job duties included known client engagement; more than 50% of workers with administrative job duties also reported close or direct physical contact with clients. Thirty-six percent of homeless shelter workers said that they had close contact with a known COVID-19 case at work. Of the 15 who tested positive by non-blood testing, 80% believed that they were infected at work. Homeless shelter workers, regardless of primary job duties, may be at increased risk for COVID-19, due to frequent close contact in congregate settings [28]. Homeless shelter workers have been deemed essential critical infrastructure workers [5] thus would be recommended for COVID-19 vaccination in Phase 1B (i.e., frontline essential workers) [29].

Several demographic factors have been shown to increase risk of SARS CoV-2 infection in the general population, including older age, race, ethnicity, and obesity [30]. In this survey, almost 50% of participants were people of color whereas Whites make up the majority of the labor force (77% in 2019) [31]. Additionally, 36.8% of respondents were obese, which was slightly higher than obesity among U.S. employed adults (32.5% in 2016) [32]. We found that respondents who identified as Non-Hispanic Black or were obese were more likely to test positive. People of color are more likely to be employed in occupations with close proximity to others [33]. People with higher risk factors for SARS CoV-2 infection may be over-represented in the homeless shelter workforce when compared to the general U.S. labor force.

During the survey period, many homeless shelters in major cities were conducting serial testing for SARS-CoV-2 of clients and staff [1]. In this study, 61% of participants were tested at the workplace and 69% did not experience symptoms around the time of testing, which supports the premise that many of these workers were tested as part of a universal screening process rather than because they were symptomatic. Universal screening could also explain why some workers were tested multiple times (range 1–10 tests). Over 60% continued to work while waiting for test results. It is not clear whether workers who tested positive would have been detected based solely upon symptoms. Of the 21 positive non-blood testing events, 76% were symptomatic around the time of testing, 6.3% worked while symptomatic and 63% sought medical care for their symptoms (Table 3). Serial testing at workplaces has been recommended as a control method to interrupt transmission of COVID-19 in possible outbreak situations [34].

This study is subject to several limitations. The questionnaire was online and self-administered where there may have been selection bias (e.g., access to internet, access to survey during working hours) and recall bias when reporting exposures, symptoms, and timing of testing. There were small number of respondents who reported positive tests which limited our ability to conduct more robust analyses to evaluate potential occupational risk factors associated with testing positive (Table 4). The respondents were a self-selected convenience sample where response rate was not able to be estimated. It is possible that workers who were more concerned with COVID-19 participated in the survey. Access to internet and ability to access survey during working hours may have been a factor as to who was able to participate. In addition, homeless shelter workers from multi-facility networks in large cities were invited to participate; thus, this sample may not be representative of all homeless shelter workers in the United States.

This is the first study that describes the work environment of homeless shelter workers in the context of COVID-19. We found that surveyed homeless shelter workers reported frequent close contact with clients; this was associated with having a positive test for SARS-CoV-2, while wearing masks and maintaining social distance at work were protective. Shelter management should continue to follow public health recommendations [20] by reinforcing mitigation measures in the workplace and training staff routinely on mitigation measures. Homeless shelter workers are essential workers with the potential for high-risk exposures, including close and direct physical contact with clients. Further research is needed on describing work environment, COVID-19 risks, and mitigation measures to reduce risk of infections among homeless shelter staff.

Supporting information

S1 Data. Plos one data dictionary.

(PDF)

S1 Dataset. Plos one dataset.

(XLSX)

S1 File. Homeless shelter worker survey.

(PDF)

Acknowledgments

Meagan Kay, Matthew Hanson, Margaret D. Luckoff, Jody Rauch, Libby Page, Public Health-Seattle & King County; Angela McCauley, Baltimore City Mayor’s Office of Homeless Services; Julie L. Self, Centers for Disease Control and Prevention; Jessie Gaeta, Boston Health Care for the Homeless Program; Gerry Thomas, Boston Public Health Commission; Kate Tettamant, Georgia Department of Community Affairs; Tair Kiphibane, Salt Lake County Health Department.

Disclaimer: The findings and conclusions in this report are those of the authors and do not necessarily represent the official position of the Centers for Disease Control and Prevention/the Agency for Toxic Substances and Disease Registry.

Data Availability

All relevant data are within the manuscript and its Supporting information files.

Funding Statement

The authors received no specific funding for this work.

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Decision Letter 0

David M Ojcius

29 Jul 2021

PONE-D-21-22300

Occupational exposures and mitigation strategies among homeless shelter workers at risk of COVID-19

PLOS ONE

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Reviewer #1: In the introduction section – a comment should be made on the incidence of covid-19 infection in the general population versus that of homeless shelter workers.

Workers who reported “Don’t know” for a test result were categorized as a non-positive. This is very problematic. How can this be assumed? Are all workers informed of their test results? More justification should be given for why the study authors classified the data as such, if not this would make the data analysis very unreliable.

It is good that the limitation of convenience sampling is acknowledged. Are there reasons for the response rate of 63% (17 out of 27 shelters)? Are there specific characteristics of the 10 shelters that did not respond? Perhaps some information should be given on this.

Overall this is an interesting study, however there are big gaps in the study methodology which render the generalisability of the study’s findings questionable. It is good that the authors have acknowledged the limitations, however these limitations are pretty significant (In our sample, 15% of respondents reported testing positive compared to 4.3% of a universal testing database.). As such this study is of limited value.

There are some grammatical errors:

Line 275:

In our sample, close contact with clients was not limited to workers whose job duties with known client engagement;

Line 302:

There were small number of positives which limited our ability to conduct more robust analyses

Reviewer #2: This is a very well written manuscript that describes in detail the results of a multi-center homeless shelter workers survey. The survey is detailed and the data is robust related to respondents demographics, homeless shelter worker directed mitigation strategies and risk for covid infection. The tables are easy to read and understand.

The survey has touched on the mitigation strategies initiated in the center directed to shelter workers however does not go into details related to client related mitigation strategies and client education related to covid. If this information is available would be valuable.

I would recommend to expand a little more and emphasize in the discussion the section related to race/ethnicity and BMI and increased covid risk.

**********

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PLoS One. 2021 Nov 1;16(11):e0253108. doi: 10.1371/journal.pone.0253108.r002

Author response to Decision Letter 0


22 Sep 2021

Reviewer #1:

a. In the introduction section – a comment should be made on the incidence of covid-19 infection in the general population versus that of homeless shelter workers,

RESPONSE: Thank you for this comment. The COVID-19 case data that is available for homeless shelter workers from https://nhchc.org/cdc-covid-dashboard/home/ is a cumulative count, rather than incidence. Also, the data are voluntarily submitted to the dashboard and are not a comprehensive count. CDC reports the cumulative incidence case rate (cumulative cases per 100,000) on a daily basis (CDC COVID Tracker https://covid.cdc.gov/covid-data-tracker/#trends_dailytrendscases). Available data for homeless shelter workers are prevalences only. Data on the cumulative incidence case rate of COVID-19 among homeless shelter workers are not available.

There is a recent publication, however, which is a meta-analysis of prevalences of COVID-19 among homeless populations, both in outbreak settings and non-outbreak settings. We have replaced the dashboard citation with this meta-analysis that is more robust than the NHCHC voluntary dashboard. (Mohsenpour A, Bozorgmehr K, Rohleder S, Stratil J, Costa D. SARS-Cov-2 prevalence, transmission, health-related outcomes and control strategies in homeless shelters: Systematic review and meta-analysis. EClinicalMedicine. 2021:101032.) We have revised the introduction (lines 61-68) in the marked up revised version of the manuscript.

b. Workers who reported “Don’t know” for a test result were categorized as a non-positive. This is very problematic. How can this be assumed? Are all workers informed of their test results? More justification should be given for why the study authors classified the data as such, if not this would make the data analysis very unreliable.

RESPONSE: We had conducted a sensitivity analysis that excluded the 10 respondents who reported “don’t know” for their testing result (N=67). The variables that were most important for work factors (i.e., close contact with residents and IPC measures) did not change between the two groups. In addition, race and obesity also did not change. The variables that did change (highlighted in yellow) only changed in significance level; magnitude and direction of the PRs did not change. We think this is a power issue with small sample sizes. The sensitivity analysis is described in lines 231-235 in the revised, marked up version of the manuscript.

In our experience with universal testing of homeless shelter workers, all workers were informed of their positive test results. Not all workers who tested negative, however, were informed of their negative results. Thus, we included the “don’t knows” as negatives in the modeling (N=77). Excluding the “don’t knows” would not change the conclusions or work-related recommendations of the study.

c. It is good that the limitation of convenience sampling is acknowledged. Are there reasons for the response rate of 63% (17 out of 27 shelters)? Are there specific characteristics of the 10 shelters that did not respond? Perhaps some information should be given on this.

RESPONSE: There seems to be some confusion over individual shelter (n=27) and shelter network (n=17). Some shelter networks had more than one individual shelter. There were 27 individual shelters within 17 shelter networks. All 27 individual shelters in the 17 shelter networks participated. For analysis, the 27 individual shelters that were managed by the same organization were grouped into their 17 shelter networks since management of staff and mitigation strategies would have been the same across the entire shelter network. We have tried to clarify this in the text in lines 121-122, 127-128, and 141 in the revised, marked up version of the manuscript.

d. Overall this is an interesting study, however there are big gaps in the study methodology which render the generalisability of the study’s findings questionable. It is good that the authors have acknowledged the limitations, however these limitations are pretty significant (In our sample, 15% of respondents reported testing positive compared to 4.3% of a universal testing database.). As such this study is of limited value.

RESPONSE: The 4.3% for the universal testing database is not directly comparable to the 15% prevalence among respondents. Study sites had to have had a positive case within their shelter to be included in the study versus anyone who can submit data to the universal testing database dashboard. Thus, it is not unexpected that the prevalence would be higher in this study population than the overall homeless shelter worker population since the respondents would have been at increased risk of exposure. In fact, when compared to the recently published meta-analysis (new citation Mohsenpour et al., 2021), the prevalence from our population (15%) was closer to the pooled prevalence among shelter workers during outbreaks (14.8%). The confusing sentence (line 324-325) regarding the universal testing database is deleted from the text.

e. There are some grammatical errors:

Line 275: In our sample, close contact with clients was not limited to workers whose job duties with known client engagement: Error fixed

f. Line 302: There were small number of positives which limited our ability to conduct more robust analyses: Error fixed

Reviewer #2: This is a very well written manuscript that describes in detail the results of a multi-center homeless shelter workers survey. The survey is detailed and the data is robust related to respondents demographics, homeless shelter worker directed mitigation strategies and risk for covid infection. The tables are easy to read and understand.

a. The survey has touched on the mitigation strategies initiated in the center directed to shelter workers however does not go into details related to client related mitigation strategies and client education related to covid. If this information is available would be valuable.

RESPONSE: The survey did not include questions on client related mitigation strategies or client education. There were questions on safe distancing and face coverings for staff/clients, which were included in Table 1. No additional information on mitigations strategies for clients is available for this survey.

b. I would recommend to expand a little more and emphasize in the discussion the section related to race/ethnicity and BMI and increased covid risk.

RESPONSE: Thank you for this important comment. Non-Caucasian race/ethnicity and BMI are known risk factors for COVID-19 infection and poor outcomes. Although the focus of the study is on modifiable work-related factors that could impact infection, we also agree that homeless shelter workers may have important demographic factors that could impact COVID-19 infections. The study population was 24.5% Non-Hispanic black and 36.8% with BMI > 30. A new paragraph to highlight these demographic factors has been added to lines 295-303 in the revised, marked up version of the manuscript.

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Submitted filename: PLOS response to reviewers.docx

Decision Letter 1

David M Ojcius

30 Sep 2021

Occupational exposures and mitigation strategies among homeless shelter workers at risk of COVID-19

PONE-D-21-22300R1

Dear Dr. Rao,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

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Kind regards,

David M. Ojcius

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Acceptance letter

David M Ojcius

20 Oct 2021

PONE-D-21-22300R1

Occupational exposures and mitigation strategies among homeless shelter workers at risk of COVID-19

Dear Dr. Rao:

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