Skip to main content
PLOS ONE logoLink to PLOS ONE
. 2021 Nov 11;16(11):e0259857. doi: 10.1371/journal.pone.0259857

Pathways to school success: Self-regulation and executive function, preschool attendance and early academic achievement of Aboriginal and non-Aboriginal children in Australia’s Northern Territory

Vincent Yaofeng He 1, Georgie Nutton 2,*, Amy Graham 2, Lisa Hirschausen 3, Jiunn-Yih Su 1
Editor: Nishith Prakash4
PMCID: PMC8584680  PMID: 34762708

Abstract

Background

With the pending implementation of the Closing the Gap 2020 recommendations, there is an urgent need to better understand the contributing factors of, and pathways to positive educational outcomes for both Aboriginal and non-Aboriginal children. This deeper understanding is particularly important in the Northern Territory (NT) of Australia, in which the majority of Aboriginal children lived in remote communities and have language backgrounds other than English (i.e. 75%).

Methods

This study linked the Australian Early Development Census (AEDC) to the attendance data (i.e. government preschool and primary schools) and Year 3 National Assessment Program for Literacy and Numeracy (NAPLAN). Structural equation modelling was used to investigate the pathway from self-regulation and executive function (SR-EF) at age 5 to early academic achievement (i.e. Year 3 reading/numeracy at age 8) for 3,199 NT children.

Result

The study confirms the expected importance of SR-EF for all children but suggests the different pathways for Aboriginal and non-Aboriginal children. For non-Aboriginal children, there was a significant indirect effect of SR-EF (β = 0.38, p<0.001) on early academic achievement, mediated by early literacy/numeracy skills (at age 5). For Aboriginal children, there were significant indirect effects of SR-EF (β = 0.19, p<0.001) and preschool attendance (β = 0.20, p<0.001), mediated by early literacy/numeracy skills and early primary school attendance (i.e. Transition Years to Year 2 (age 5–7)).

Conclusion

This study highlights the need for further investigation and development of culturally, linguistically and contextually responsive programs and policies to support SR-EF skills in the current Australian education context. There is a pressing need to better understand how current policies and programs enhance children and their families’ sense of safety and support to nurture these skills. This study also confirms the critical importance of school attendance for improved educational outcomes of Aboriginal children. However, the factors contributing to non-attendance are complex, hence the solutions require multi-sectoral collaboration in place-based design for effective implementation.

Introduction

Over the past few decades, there has been a growing interest in understanding the pathway to early school success [1]. It is widely acknowledged that early childhood years are a critical time for the development of essential skills that are necessary for successful school transition and subsequent academic achievement. Self-regulation and executive function skills are increasingly regarded as foundational for children’s development of social, emotional and cognitive competence to achieve early school success and positive social relationship [2, 3]. These skills are an umbrella term for a range of inter-related components, and complex and simple skills that develop progressively from early childhood. These skills contribute to the ability to manage one’s social and emotional experiences [4, 5], also termed ‘social and emotional competence’ [6]. This study describes the pathways from self-regulation and executive function skills (at age five years) to early school success for children in Year 3 (age eight years) in Northern Territory schools.

Self-regulation and executive function in school settings

Children who enter school with greater social and emotional competence tend to develop positive attitudes toward school, adjust more successfully to school, attain higher achievement, and be more academically engaged [5]. Teachers are acutely aware of the importance of self-regulation and executive function skills, as the early building blocks for lifelong learning. Often, there is a wide range of capabilities in these skills for children entering school [7]. Earlier research has shown that teachers are most concerned with the self-regulation of school starters, over and above their literacy or academic abilities [8]. Other research has also pointed to social-emotional learning as being a key, foundational area for development within the education system [9]. It is often within the classroom environment, in a group, with the demands of schoolwork that delays or deficits in the development of age-appropriate self-regulation and executive function skills are first noted. Teachers identify that some children may have difficulty with paying attention, managing emotions, completing tasks, and communicating wants and needs verbally, which impacts on their success at school. Even when only one or two students in a classroom have poorly developed self-regulation and executive function skills, the entire class is affected and teacher time is spent on managing behaviour rather than on teaching [7].

Traits of self-regulation and executive function

While related, self-regulation and executive function are distinct, which has been empirically supported [4]. In spite of the established distinction, some authors use the terms interchangeably because of the overlap in core traits [9]. Both self-regulation and executive function are acknowledged to be multifaceted and spanning across developmental domains. To successfully self-regulate, children switch on and manage a range of skills across cognitive, behavioural, social and emotional domains to achieve desired goals and outcomes. This aspect of self-regulation involves ‘effortful control’ and the indicators include impulse control, self-control, self-efficacy, responsibility, problem solving, adaptability, and maintaining focus despite the presence of distractions [3, 9, 10]. Self-regulation specifically refers to one’s ability to regulate themselves without outside intervention or assistance. Self-regulation also entails as a child’s ability to analyse or interpret perceived threats, and respond appropriately, which might include controlling emotional expression [9]. Core concepts of executive functioning include concentration, sequencing and memory, planning; problem solving; delayed gratification and impulse control. Executive function competencies can include: remembering things, like steps in solving a mathematical problem; making plans; focusing on multiple streams of information; making decisions using available information and revising when necessary; resisting urges when they are not appropriate.

Understanding pathways to school success

Due to a broad range of child, family, socio-economic and socio-historical factors that contribute to the growth and consolidation of the essential skills of self-regulation and executive function during early childhood, some children and families need additional support in this process. The critical window for the development of these skills is before children arrive at school, hence major differences in early academic, learning and behavioural regulation skills can emerge at preschool or school entry. A substantial body of research over recent decades has demonstrated the importance of high-quality preschool and early childhood education, particularly for supporting children and families living with disadvantage [1114].

Early childhood reforms have emphasised the importance of proportional investment in programs to achieve a more civil society. However, despite the extensive literature base that is available on preschool education and its contribution to academic and life outcomes [15], there is currently a dearth of published research on the pathway of self-regulation and executive function skills to academic achievement in middle childhood. In addition, most studies have not accounted for nuanced cultural or contextual differences in pathways into early school achievement. A deeper understanding of the pathways to early school success for different cohorts within a population can inform the targeting of resources to facilitate more equitable early learning outcomes with better effectiveness.

Unique circumstances in the Northern Territory (NT) of Australia

This deeper understanding is particularly important in the Northern Territory (NT) of Australia, where a significant number of children have unique circumstances that require more responsive and differentiated support. The NT’s demography is different to other states and territories in Australia, with much greater proportion of children enrolled in remote or very remote schools (48% c/w 3%); with language backgrounds other than English (39% c/w 18%), and Aboriginal or Torres Strait Islander children (hereafter respectfully referred to as Aboriginal children in accordance with the preference of Aboriginal people in the Northern Territory) (40% c/w 5%) at school entry [16, 17]. The demography of NT Aboriginal children is not only different from their non-Aboriginal peers in the NT, but also different from Aboriginal children in other Australian jurisdictions [17]. The majority of Aboriginal children in the NT have language backgrounds other than English and live in remote or very remote regions (i.e. 75–76%), while the majority of non-Aboriginal children in the NT and Aboriginal children in other Australian jurisdictions have English-speaking backgrounds (i.e. 84% and 81% respectively) and do not live in remote or very remote regions (i.e. 76% and 88% respectively) [16, 17]. The significant overlap between Aboriginal background and non-English speaking background in the NT (i.e. 75%) is vastly different from other Australian jurisdictions. Brinkman (2012) found that in 2009, less than 1% of all Australian children (excluding the NT) taking Australian Early Development Census (AEDC) assessment had both Aboriginal heritage and non-English speaking backgrounds [16, 18].

‘Closing the Gap’ (on Aboriginal disadvantage) in education

The socio-historical and political context for First Nations People in Australia has resulted in inter-generational disadvantage and a gap in health, education and economic participation outcomes for many. Ten years after the establishment of targets under ‘Closing the Gap’ on Indigenous disadvantage in 2008, only 41% of Aboriginal children attended 15 hours of preschool a week in 2018 [19]. Although the proportion of Aboriginal children identified as vulnerable on one or more AEDC domains has decreased from 47.4% in 2009 to 41.3% in 2018, it is still almost twice than that of non-Aboriginal children (i.e. 20.4% in 2018) in Australia [19]. The gap in early developmental outcome between Aboriginal and non-Aboriginal children is the greatest in the NT, with much higher proportion of Aboriginal children identified as vulnerable on one or more AEDC domains (68.3%) than non-Aboriginal children (23.2%) in 2009, with half of these difference explained by potentially modifiable early health and sociodemographic factors [20]. A more recent study found that once these modifiable factors are adjusted for in the multivariable analysis, Indigenous status was not found to be associated with developmental vulnerability, suggesting “the main influences predicting children’s developmental outcome were their experiences of early life health and sociodemographic factors, regardless of their Aboriginal or non-Aboriginal status” [1]. In 2020, the Australian Government’s Closing the Gap annual report showed mixed progress in the targets related to Aboriginal education [21]. While the targets relating to increasing enrolment to early childhood education and Year 12 attainment were on track, the targets relating to school attendance and literacy/numeracy were not met [22]. In the same year, a new National Agreement on Closing the Gap was made [23]. Under the new Agreement, while the original two targets relating to school attendance and literacy/numeracy achievement were excluded, there was a new target relating to increasing the proportion of Aboriginal children assessed as developmentally on track in all five domains of the AEDC to 55% by 2031 [23].

AEDC: Measure of school readiness at school entry (including social-emotional competence and early academic achievement)

The AEDC is a triennial census of early childhood development at school entry (usually age 5 years) measured across five developmental domains: Physical health and wellbeing, Social competence, Emotional maturity, Language and cognitive skills (school based), and Communication skills and general knowledge [21]. As AEDC measures ‘social competence’ and ‘emotional maturity’ for all Australian children in their first year of full-time school (hereafter referred to as Transition in the NT) [24], it has great potential to give the clearest picture of children’s social-emotional wellbeing at a population level. It is therefore appropriate to select and investigate ‘best fit’ indicators of the ‘self-regulation and executive function’ construct from the AEDC. In fact, AEDC data have been previously used to investigate the link between social-emotional behaviours (i.e. adaptive and maladaptive) at Transition and subsequent academic achievement at Year 3 (i.e. age eight years) [4, 25]. Similarly, it has also been used to measure early literacy/numeracy skills (at age five years) [4, 25]. However, these studies did not explore the specific traits of self-regulation and executive functioning; nor did they include preschool and early years attendance (as covariates) which have been established in a previous study to be critical factors of school success for Aboriginal children in the NT [1].

Research questions of study

To address the current research gap, this study aimed to investigate the pathways from self-regulation and executive function (at age five years) to early academic achievement (at age eight years) for both Aboriginal and non-Aboriginal children in the NT. The research questions included:

  1. Are self-regulation/executive function and preschool attendance associated with Year 3 reading/numeracy, and to what extent?

  2. Do early literacy/numeracy skills and early primary school attendance mediate the association between self-regulation/executive function and Year 3 reading/numeracy, and to what extent?

  3. Do the pathways to Year 3 reading/numeracy differ by different demographic characteristics (i.e. sex, non-English speaking background, remoteness, and socio-economic status)?

Methods

This is a retrospective observational cohort study using linked de-identified administrative datasets in the NT Child Youth and Development Research Partnership (CYDRP) data repository. The data repository and its linkage process has been reported elsewhere [2628]. Our study cohort consisted of children who had received AEDC assessments (Cycle 1 and Cycle 2 in 2009/10 and 2012 respectively), attended public preschool and school (from first year of formal schooling, the Transition year, to Year 3), and participated in Year 3 National Assessment Program for Literacy and Numeracy (NAPLAN) test in the NT.

The study was approved by the Human Research Ethics Committee of the NT Department of Health and the Menzies School of Health Research (HREC-2016-2708) and Charles Darwin University Human Research Ethics (H19104).

Data sources

Three administrative datasets were used in this study: a) NT component of the national AEDC dataset; b) NT school attendance dataset, an administrative dataset containing daily attendance records of students enrolled in all NT public schools over the period 2005–2016; c) National Assessment Program for Literacy and Numeracy (NAPLAN) dataset, which contained Years 3, 5, 7 and 9 test results of students in both public and private schools in the NT [29].

Measures

Self-regulation and executive functioning

The indicators of self-regulation and executive function at Transition were obtained using items from nine sub-domains in the AEDC, with eight sub-domains from the Social Competence and Emotional Maturity domains, and one from the Language and Cognitive Skills domain [30]. These nine sub-domains included “Overall social competence, Responsibility and respect, Approaches to learning, Readiness to explore new things, Pro-social and helping behaviour, Anxious and fearful behaviour, Aggressive behaviour, Hyperactivity and inattentive behaviour, and Interest in literacy/numeracy and memory” (see S1 Table in S1 File). The standardised score for each AEDC sub-domain ranged from 0 to 10, with higher scores indicating better development. In the descriptive analysis (i.e. Table 1 and S2 Table in S1 File), the proportion of children identified as developmentally vulnerable in each of the sub-domains (i.e. scored in the bottom 10% of the national AEDC population) was presented [31]. In the SEM, the standardised score from each of the nine AEDC sub-domains was used as manifest indicator variables for the latent construct ‘self-regulation and executive function’.

Table 1. Demographic characteristics of NT children who received AEDC assessments, attended public school (from preschool to Year 3) and participated in Year 3 NAPLAN test.
  All (n = 3,199) Aboriginal (n = 1,432) non-Aboriginal (n = 1,767)
Demographic characteristics (%)
    Male 49.5 49.2 49.8
    non-English speaking background 40.8 70.2 16.9
    Lived in remote/very remote regions 47.0 75.3 24.0
    Lived in most socio-economic disadvantaged regions 29.5 51.0 12.1
Proportion of children developmentally vulnerable (%)
  Self-regulation and executive function
    Overall Social Competence 9.3 13.9 5.8
    Responsibility and respect 18.5 28.7 10.8
    Approaches to learning 12.8 20.6 6.9
    Readiness to explore new things 11.3 14.8 8.6
    Pro-social and helping behaviour 13.2 19.9 8.3
    Anxious and fearful behaviour 12.1 15.9 9.2
    Aggressive behaviour 18.8 30.3 10.1
    Hyperactive and inattentive behaviour 16.2 23.7 10.5
    Interest in literacy/numeracy and memory 11.0 17.4 6.2
  Early literacy/numeracy skills
    Basic literacy 23.0 41.2 9.2
    Advanced literacy 19.8 32.9 9.9
    Basic numeracy 26.8 47.2 11.3
Median of school attendance (out of 100)
    Preschool attendance 85.1 65.8 90.9
    Early year attendance 90.1 77.3 93.5
Proportion of children at/above NMS (%)
    Year 3 NAPLAN Reading 72.0 48.3 91.2
    Year 3 NAPLAN Numeracy 76.2 52.0 95.8

Note: The proportion of children identified as developmentally vulnerable in each of the AEDC sub-domains was calculated based on non-missing records. The proportion of missing data ranged from 3.3%-3.4% for the sub-domains used as the manifest indicator variables for the latent construct ‘early literacy/numeracy skills’, and ranged from 3.1%-6.3% for the sub-domains used as the manifest indicator variables for the latent construct ‘self-regulation and executive function’ (refer to S3 Table in S1 File for the proportion of missing data for each of the individual sub-domains). The calculation of proportion of children living in most socio-economic disadvantaged regions exclude one children with missing socio-economic information.

Early literacy/numeracy skills

Similar to Collie et al. (2019) [4], this study utilised items from three sub-domains of the Language and Cognitive Skills domain (i.e. Basic Literacy, Advanced Literacy and Basic Numeracy of the Language and Cognitive Skills domain) in the AEDC to measure early literacy/numeracy skills at Transition. (see S1 Table in S1 File). In the descriptive analysis (i.e. Table 1 and S2 Table in S1 File), the proportion of children identified as developmentally vulnerable in each of the sub-domains was presented. In the SEM, the standardised score from each of the three AEDC sub-domains was used as manifest indicator variables for the latent construct ‘Early literacy/numeracy skills’.

Attendance at preschool and early years

Students’ preschool and early years (Transition to Year 2) attendance rates were drawn from the NT school attendance dataset. The attendance rate for each individual child was calculated by dividing the total number of days attended by the total number of expected days of attendance at school.

Year 3 reading/numeracy

For the descriptive analysis (i.e. Table 1 and S2 Table in S1 File), a binary outcome, at or above National Minimum Standard (NMS), was chosen for interpretability, in which the NMS represents the benchmark for the basic level of knowledge and understanding that a student requires to function at the specific year level in Australia [29]. Under the NAPLAN assessment scale, there are 10 bands, and the second lowest band reported for each year level represents "the national minimum standard expected of students at that year level", which is "the agreed minimum acceptable standard of knowledge and skills without which a student will have difficulty making sufficient progress at school” [29]. In the SEM, the logit scores were used due to their superior distributional properties by comparison with other types of scores as demonstrated in a previous study [1]. The scores from the ‘reading’ and ‘numeracy’ NAPLAN test was used as manifest indicator variables for the latent construct ‘Year 3 reading/numeracy’.

Aboriginal status

Informed by prior research [1, 6] and due to the different demographic characteristics and pathways (to academic outcomes) of Aboriginal and non-Aboriginal children in the NT (as described in the Introduction section), all analyses were stratified by Aboriginal status. In our study, the Aboriginal status variable determined with an algorithmic approach using the same Aboriginal status variable in every dataset of the CYDRP data repository based on their respective demonstrated levels of accuracy, firstly using health datasets, followed by child protection data, and then education and youth justice records [1]. This hierarchy of accuracy was based on systematic evaluation of the completeness and quality of each dataset referenced to health records (i.e. hospital data) for which an audit, in 2011, demonstrated 98% consistency between recorded Aboriginal status and patient interview [32]. The aforementioned approach is described in detail elsewhere [1] and is consistent with best practice guidelines involving data linked from two or more datasets [33].

Covariates

Covariates used in this study were drawn from the AEDC data, including: sex, language background (English speaking background or non-English speaking background), remoteness (urban or remote, explained below), and socio-economic status. The levels of relative remoteness and socio-economic status were determined according to the Australian Statistical Geography Standard (ASGS) of Australian Bureau Statistics (ABS) at the level of Statistical Area Level 2 (SA2) using children’s home address at the time of undertaking the AEDC. The level of remoteness was determined according to the ABS Accessibility and Remoteness Index of Australia (ARIA+)) [34], and the socio-economic status was measured with the Index of Relative Socio-Economic Disadvantage (IRSD), representing socio-economic disadvantage [35].

For analysis that included stratification by socio-economic status, we divided the children into two categories: the most socio-economically disadvantaged regions (the most disadvantaged deciles of IRSD) and other less socio-economically disadvantaged regions (the other nine deciles). In the NT, there are no metropolitan and inner regional areas, the top two of the five categories in ARIA+ [34]. In this study, the outer regional category was re-categorised as “urban” and the remote and very remote regions “remote” [34]. In the NT, the outer regional area comprised the Greater Darwin region [36], while the rest of NT belong to the remote and very remote categories under ARIA+ [34].

Data analysis

All data analyses were conducted using Stata for Windows, Version 15 [37].

Confirmatory factor analysis (CFA) was performed first to determine the structure of factors and latent correlations among all variables. After the CFA, modification indices were used to identify the sub-domains that might have correlated errors. To understand the different pathways from self-regulation and executive function to Year 3 reading/numeracy, structural equation model (SEM) was used. In this study, two models were developed: the direct path model and the mediation model.

In the direct path model, we examined the direct effects of self-regulation and executive function and preschool attendance on Year 3 reading/numeracy, after controlling for the covariates and allowing error terms among specific sub-domains to be correlated. Self-regulation and executive function, and preschool attendance were correlated to control for shared variance. In the mediation model, we investigated the mediation effects of early literacy/numeracy skills and early years attendance by examining the direct and indirect effects of self-regulation and executive function and preschool attendance on Year 3 reading/numeracy, in addition to the direct effects of early literacy/numeracy skills and early years attendance on Year 3 reading/numeracy. The decision to have early literacy/numeracy and early years attendance as mediators in the pathway was based on two previous studies [1, 25]. Collie (2018) found that early literacy/numeracy (at age 5) had a mediating role between prosocial behaviour and Year 3 academic achievement (i.e. NAPLAN) [25], while Silburn (2016) found that early years attendance has a mediating role between preschool attendance and Year 3 NAPLAN for NT Aboriginal children [1]. The shared variance between self-regulation and executive function and preschool attendance, and the shared variance between the error terms of the specific sub-domains (similar to direct path model), the early literacy/numeracy skills and early years attendance were correlated in the mediation model to control for the shared variance.

In the SEM, the standardised beta coefficients (β), rather than unstandardized beta coefficients, were reported. If the standardised beta coefficient (β) in the pathway from variable A to variable B is 0.5, then for one SD increase in A, B will increase by 0.5 SD. This indicates that when variable A increases by one SD from its mean, variable B can be expected to increase by 0.5 its own SD from its own mean while holding all other relevant variables constant. In reporting unstandardized beta coefficients, when variable A increases by one unit, variable B would be expected to increase by 0.5 unit, while holding all other relevant variables constant. Due to the different scales of the different variables in our study, it is essential to report the standardised beta coefficients to ensure consistent comparison of the path amongst different variables. Standardised beta coefficients (β) equal to or greater than or equal to 0.10 and 0.25 were considered evidence of moderate and large effect size respectively [38, 39].

In our analysis, there was no missing data for Aboriginal status, sex, language background, remoteness, preschool attendance, early years attendance, Year 3 NAPLAN reading scores and numeracy scores. There was only 1 record missing data for the ‘socio-economic status’ variable. Missing data for the scores in the three sub-domains (that were used to construct early literacy/numeracy skills latent construct) ranged from 3.3%-3.4% (S3 Table in S1 File). Missing data for the scores in the nine sub-domains (that were used to construct the self-regulation and executive functioning latent construct) ranged from 3.1% to 6.3% (S3 Table in S1 File).

To account for missing data and possible non-normality of the data, we used the robust maximum likelihood with missing values (MLMV) estimator. MLMV produces maximum likelihood estimation accounting for standard errors and the chi-square test statistics for non-normality [40] and allows path-wise complete case analysis, i.e. analysis of all cases with data available for the variables involved in defining each of the paths in the model. To evaluate model fit, we followed Hu and Bentler’s [41] recommendations for adequate and good model fit. Root mean square error of approximation (RMSEA) values of less than or equal to 0.08 and 0.05 were considered evidence of adequate and good fit, respectively [41]. Comparative Fit Index (CFI) and Tucker Lewis Index (TLI) values of equal to or greater than or equal to 0.90 and 0.95 were considered evidence of adequate and good fit, respectively [40]. In the multigroup analysis of associations between demographic characteristics to test the difference in direct effects and indirect effects between different subgroups in the mediation model, the Wald test of linear hypotheses and Wald test of nonlinear hypothesis were run respectively (using the test and testnl commands in Stata) after the model estimation.

Results

Descriptive analysis

After applying the selection criteria, the study cohort consisted of 3,199 children having linked records in all included datasets (Fig 1). Of these, 44.5% were Aboriginal, 49.5% were boys, 40.8% had non-English speaking backgrounds, 47.0% lived in remote or very remote regions and 29.5% lived in the most socio-economically disadvantaged regions at the time of their AEDC assessment at around age five years. The socio-demographic factors of geographic remoteness and first language profiles create two dominant and distinct population groups in the NT for the exploration of pathways to academic outcomes. Characteristics of the different groups of children excluded from the study are available in the supplementary material.

Fig 1. Flow diagram of cohort selection, NT children receiving AEDC assessments (Cycle 1 and 2 in 2009/10 and 2012).

Fig 1

In the study cohort, compared to non-Aboriginal children, Aboriginal children were more likely to be speaking English as a second language (70.2% versus 16.9%, p <0.001), live in remote/very remote regions (75.3% versus 24.0%, p <0.001) and reside in the most socio-economically disadvantaged regions (51.1% versus 12.1%, p <0.001). The proportion of boys in the cohort was similar in the Aboriginal (49.2%) and non-Aboriginal cohorts (49.8%, p = 0.719).

The group of children who did not participate in either the Year 3 NAPLAN reading and/or numeracy tests despite having a Year 3 NAPLAN record (n = 846) were most likely to having missing data (ranging from 17.7% to 21.7%) (S3 Table in S1 File) and more likely be developmentally vulnerable (ranging from 19.7% to 59.3%) in all the relevant sub-domains for the latent construct of self-regulation and executive function and early literacy/numeracy skills (S2 Table in S1 File).

Table 1 reports the proportion of children (%) developmental vulnerable on each of the AEDC sub-domains, median school attendance rate (i.e. preschool and early year attendance), and proportion (%) of children at/above NMS (i.e. Year 3 NAPLAN reading and numeracy) for both Aboriginal and non-Aboriginal children in the study cohort. The descriptive results of the Aboriginal and non-Aboriginal children stratified by the demographic variable (i.e. sex, non-English speaking background, remoteness, and social-economic status) were presented in S4 and S5 Tables in S1 File respectively. Good reliability of measures, in both Aboriginal and non-Aboriginal children were demonstrated using Cronbach’s alpha for self-regulation and executive function (Aboriginal children α = 0.89; and non-Aboriginal children α = 0.89); early literacy/numeracy scores (Aboriginal children α = 0.85 and non-Aboriginal children α = 0.80), and Year 3 reading/numeracy scores (Aboriginal children α = 0.77 and non-Aboriginal children α = 0.80). S6 Table in S1 File presents the correlations for sex, English speaking background, remoteness and socio-economic status in these two sub-cohorts of children.

Pathway analysis

The direct path model

The CFA in this model yielded a good fit for Aboriginal children (χ2(73) = 411.10, p <0.001, RMSEA = 0.057, CFI:0.96, TLI:0.94, CD:0.403) and an adequate fit for non-Aboriginal children (χ2 (73) = 715.01, p <0.001, RMSEA = 0.071, CFI:0.94, TLI:0.91 CD:0.089). Self-regulation and executive function had a positive relationship with Year 3 reading/numeracy for both Aboriginal and non-Aboriginal children (Fig 2, Table 2). At the same time, the positive association between preschool attendance and Year 3 reading/numeracy was stronger in Aboriginal children than in non-Aboriginal children.

Fig 2. The direct path model.

Fig 2

All path coefficients are standardised.

Table 2. Standardised direct and indirect effects (i.e. β) of self-regulation/executive function and preschool attendance on Year 3 academic outcomes with early literacy/numeracy skills and early years attendance as mediators.
  Aboriginal non-Aboriginal
Direct path model
  Direct effects/Total effects
    Self-regulation and executive function 0.21 0.37
    Preschool attendance 0.17 0.04(NS)
Mediation model
  Direct effects
    Self-regulation and executive function 0.03(NS) 0.02(NS)
    Preschool attendance -0.04(NS) -0.01(NS)
    Early literacy/numeracy skills 0.23 0.54
    Early years attendance 0.29 0.05(NS)
  Indirect effects
    Self-regulation and executive function 0.19 0.38
    Preschool attendance 0.20 0.05(NS)
  Total effects
    Self-regulation and executive function 0.22 0.40
    Preschool attendance 0.16 0.04(NS)

(NS) = Not statistically significant

The mediation model

The CFA in this model yielded a good fit for Aboriginal children (χ2 (125) = 629.61, p <0.001, RMSEA = 0.053, CFI:0.96, TLI:0.94, CD:0.432) and an adequate fit for non-Aboriginal children (χ2 (125) = 1111.65, p <0.001, RMSEA = 0.067, CFI:0.93, TLI:0.90, CD:0.13). There are different pathways for Aboriginal and non-Aboriginal children (Fig 3, Table 2). For non-Aboriginal children, the effect of self-regulation and executive function on Year 3 academic outcomes was mainly mediated by early literacy/numeracy skills. For Aboriginal children, both early years attendance and early literacy/numeracy skills appeared to mediate this effect.

Fig 3. The mediation model with early literacy/numeracy skills and early years attendance as mediators.

Fig 3

All path coefficients are standardised.

For Aboriginal children, there was a significant indirect effect of self-regulation and executive function on Year 3 academic outcomes (β = 0.19, p <0.001) and an indirect effect of preschool attendance on Year 3 reading/numeracy (β = 0.20, p <0.001) through early literacy/numeracy skills and early years attendance (Table 2). As shown by the non-significant direct effect of self-regulation and executive function and preschool attendance in the mediation model, the effect of self-regulation and executive function and preschool attendance on Year 3 reading/numeracy for Aboriginal children was fully mediated by early literacy/numeracy skills and early years attendance.

For non-Aboriginal children, there is a significant indirect effect of self-regulation and executive function on Year 3 reading/numeracy (β = 0.38, p <0.001) through early literacy/numeracy skills. The effect of self-regulation and executive function on Year 3 reading/numeracy was fully mediated by early literacy/numeracy skills (Table 2).

Association between demographic characteristics and various measures

For both Aboriginal and non-Aboriginal children, boys scored lower on self-regulation and executive function than girls. With the exception of lower preschool attendance in non-Aboriginal boys than non-Aboriginal girls, there were no significant differences between boys and girls on other measures (Table 3).

Table 3. Standardised beta coefficients from the structural equation modelling with Year 3 academic outcome (i.e. mediation model).
Aboriginal children
  Self-regulation and executive function Preschool attendance Early literacy/ numeracy skills Early years attendance Year 3 reading and numeracy
Male -0.23*** 0.02(NS) 0.03(NS) 0.00(NS) -0.01(NS)
non-English speaking -0.18*** -0.37*** -0.08** -0.16*** -0.21***
Remoteness -0.02(NS) 0.01(NS) -0.10*** -0.10*** -0.11**
Socio-economic status 0.04(NS) 0.10*** -0.01(NS) 0.04(NS) 0.09**
Self-regulation and executive function 0.69*** 0.10*** 0.03(NS)
Preschool attendance 0.22*** 0.53*** -0.04(NS)
Early literacy/numeracy skills 0.23***
Early years attendance         0.29***
non-Aboriginal children
  Self-regulation and executive function Preschool attendance Early literacy/ numeracy skills Early years attendance Year 3 reading and numeracy
Male -0.19*** -0.05* -0.01(NS) 0.00(NS) 0.04(NS)
non-English speaking -0.14*** -0.11*** -0.10*** -0.05* 0.03(NS)
Remoteness 0.06* 0.02(NS) -0.08** -0.05(NS) 0.06*
Socio-economic status 0.08** 0.12*** -0.02(NS) 0.02(NS) 0.14***
Self-regulation and executive function 0.70*** 0.07** 0.02(NS)
Preschool attendance 0.05* 0.35*** -0.01(NS)
Early literacy/numeracy skills 0.54***
Early years attendance         0.05*

In contrast, for both Aboriginal and non-Aboriginal children, those from non-English speaking backgrounds scored lower on almost all measures (Table 3). One exception was Year 3 academic outcomes for non-Aboriginal children who showed no evidence of lower scores for non-English speaking background children (β = 0.03, p>0.05), compared to English speaking, non-Aboriginal children in Year 3. This suggests that for non-Aboriginal children the impact of a non-English speaking background has dissipated by the time they undertake their Year 3 reading/numeracy assessment (β = 0.03, p >0.05). In contrast, non-English speaking background continues to influence the assessed academic outcomes for Aboriginal children (β = -0.21, p<0.001). The effect of non-English speaking background on all measures, except early literacy/numeracy skills, appears to be greater for Aboriginal children than non-Aboriginal children, particularly for preschool attendance (Aboriginal: β = -0.37, p<0.001; non-Aboriginal: β = -0.11, p<0.001) and Year 3 reading/numeracy (Aboriginal: β = -0.21, p<0.001; non-Aboriginal β = 0.03, p = 0.34).

For both Aboriginal and non-Aboriginal children, remoteness was associated with lower early literacy/numeracy skills (Aboriginal: β = -0.10, p<0.001; non-Aboriginal: β = -0.08, p<0.001). For the Aboriginal children, there was also strong evidence of the negative association between remoteness and early years attendance (β = -0.10, p<0.001), and a negative association between remoteness and Year 3 reading/numeracy score (β = -0.11, p<0.001). In contrast, for the non-Aboriginal children, there was some evidence that Year 3 reading/numeracy score was positively related to remoteness (β = 0.06, p<0.05).

For both Aboriginal and non-Aboriginal children, higher socio-economic status was associated with higher preschool attendance (Aboriginal: β = 0.10, p<0.001; non-Aboriginal: β = 0.12, p<0.001) and higher Year 3 reading/numeracy scores (Aboriginal: β = 0.09, p<0.01; non-Aboriginal: β = 0.06, p<0.05).

Pathway analysis for subgroups

S7 Table in S1 File shows the direct and indirect pathways in the mediation analysis for both Aboriginal and non-Aboriginal children described by sex, English speaking background, remoteness and socio-economic status, respectively.

Among the Aboriginal children, the direct effect of early literacy/numeracy skills on Year 3 reading and numeracy outcomes was weaker for children with non-English speaking backgrounds (β = 0.09) than children from English speaking backgrounds (β = 0.61) (χ2 (1) = 15.03, p <0.001). The indirect effect of self-regulation and executive function on Year 3 reading and numeracy was also weaker for children with non-English speaking backgrounds (β: 0.11) than children with English speaking backgrounds (β = 0.47), (χ2 (1) = 12.17, p <0.001).

Interestingly, there was evidence of stronger direct effects of early years attendance for Aboriginal children with non-English speaking backgrounds (β = 0.37) than Aboriginal children with English speaking backgrounds (β = 0.14), (χ2 (1) = 3.72, p = 0.054).

Similar patterns were also observed for Aboriginal children living in remote (i.e. compared to urban-residing children) and most disadvantaged regions (i.e. compared to children not living in most disadvantaged regions) (S7 Table in S1 File).

Discussion

Two key discussion points arise from the findings of our study. The first point is the positive effect of self-regulation and executive function skills on early years academic outcomes for all children in the NT, which is consistent with other international and Australian studies [4, 4245]. This finding speaks to the need to elevate the importance of these foundational skills in policies, programs and data collection as discussed below. Secondly, our finding that Aboriginal and non-Aboriginal children experience different pathways for the effects of self-regulation and executive function on academic outcomes, demands further investigation to culturally, linguistically and contextually differentiate programs and policies to support these skills appropriately and responsively in the current Australian education context. The pending implementation of the Closing the Gap 2020 recommendations to extend access to two years of quality preschool for Aboriginal children, creates an urgency to better understand the key principles or approaches that are needed to achieve contextually responsive and effective programs [6].

Self-regulation and executive function

Importance of self-regulation and executive function for all children

Studies across a range of contexts are increasingly paying attention to the positive effect of self-regulation and executive function skills on pathways to academic outcomes, school or academic engagement and well-being. Our study’s finding of a positive effect of self-regulation and executive function skills on early years academic outcomes for all children in the NT is particularly important given the increasing rates of school disengagement as evidenced by declining attendance and achievement. There is an urgent need to better connect learners and their school learning meaningfully and authentically with their worlds [46, 47]. Research establishing ecological models for the social determinants of health and learning [48] are now enhanced by the mapping of complex psychosocial factors that contribute to inequalities in health and education outcomes in populations [49]. Added to this is the emerging evidence of the ways in which early life experiences of toxic stress impact children and young people’s genetic coding for stress regulation [50]. The evidence base underpinning our theory of change comes from the international and national literature mapping the early life experiences that contribute to academic outcomes of children through social and emotional capabilities. The complexity of drivers in the literature has not been fully explored in our study. Rather, we have aimed to establish the extent to which self-regulation and executive function skills feature in the pathway to academic outcomes. An important future analysis will be to explore the available data for relationships between preschool attendance and self-regulation and executive function.

Policy and programs

In recent years policy agendas have typically paid more attention to the contribution of attendance and early literacy and numeracy on academic outcomes in the early years and longer term. Our study also emphasises the importance of attendance and early literacy and numeracy in the pathway to academic achievement, particularly for Aboriginal children. However, we know that despite large investments in school truancy programs and policies of income management which tie welfare payments to school attendance, for groups of students such as remote and Aboriginal students, disengagement has increased [47]. Although large investments have been made by several school systems in social and emotional learning, the implementation of programs is somewhat ad hoc [51]. School readiness research has long identified that safety, security and good mental health, including self-regulation are foundational to being ‘ready to learn’ in formal settings. Increasingly, research is examining the relationships between poverty and other contributors to disadvantage on social and emotional health and engagement with early learning or schooling. Hence the importance of system level policies that address universal and targeted needs in the selection and implementation of programs.

Our findings underscore the importance of including Social and Emotional Learning (SEL) in the strategic policy priorities for the NT Department of Education. The NT Department of Education’s SEL package aims to develop students’ self-regulatory and executive function skills including resilience, management of emotions, behaviours and relationships with others as foundational skills for learning throughout the early years and beyond [52]. In a recent review of social and emotional learning, distinct cultural differences were evident in self-regulatory practices particularly between collectivist cultures and individualistic cultures such as found in the Aboriginal and non-Aboriginal cultures of the Northern Territory [51]. The implication of our findings for different pathways to academic outcomes for Aboriginal and non-Aboriginal children, is that whilst schools are an excellent place to deliver a supportive curriculum and provide opportunity for children and young people exercise their learning, effective curriculum may need to be more responsive to the cultural differences in values and beliefs about social, emotional and relational skills. In a related study (pending publication), we found that it is essential to support teachers with professional learning about teaching self-regulation and executive function skills for their sense of self-efficacy.

Implementation of contextualized programs

In the Northern Territory, preschool has been delivered using a variety of service models due to the distribution of the population and the diversity of cultural and social contexts. These alternative service delivery models, including co-located and standalone preschools, multi-level early year’s classes, mobile early childhood education services, distance education (School of the Air), and satellite programs (where transporting children to the nearest primary school was not feasible), have a demonstrated relationship with outcomes [1]. Further, the Productivity Commission Report in 2020 commented on the continuing fragmentation of early childhood services resulting in ongoing gaps and duplication of funding to services which often did not address community interests of needs [53]. Further to the issue of policy implementation is the importance of implementation of place-based strategies such as an integrated services model for early childhood services and Aboriginal community and health services [53, 54]. National policy reforms and bilateral funding agreements in 2008 by the Council of Australian Governments included a roll-out of such integrated services which are only just coming to fruition despite the strong evidence base from Australian and Canadian approaches [5559].

Much research internationally and in Australia has identified culture, language and mobility as barriers to accessing early childhood, schooling and health services for Aboriginal people and other marginalised populations [6063]. Services which are most effective or responsive to Aboriginal people in socio-economically or geographically disadvantaged communities are integrated and comprehensive [47, 64]. Further, these services are designed with community or Aboriginal organisations for empowerment and cultural capital or continuity. They are staffed by highly (and culturally) competent personnel to meet the complex and multiple issues faced by families and communities living in disadvantage often compounded by mental health, depression and substance dependencies or abuse [55, 6570]. The requirement for place-based or community designed services is a key component of the Closing the Gap 2020 agenda to address the health and education inequities for First Nation Peoples of Australia. This incorporates the need for empowerment and cultural capital in services that are aligned with the value, beliefs and needs of the community.

Data collection and measures

The adage that ‘we treasure what we measure’ is a current consideration in raising and addressing the importance of curriculum and pedagogies that include self-regulation and executive function skills. There is increasing attention in the Australian literature and policy space on better measures of these skills [45, 71]. In the NT, although there is a substantial investment in social and emotional wellbeing curriculum and professional learning, there is no system-level collection of data to establish the efficacy of these programs, or to contribute to continuous improvement in educational and developmental outcomes in primary and secondary schools. Studies investigating self-regulation and executive function in the early years have depended on a range of indicators in the AEDC.

In 2009, Australia became the first country in the world to collect national data on the developmental outcomes of all children starting school through the AEDC [72]. While this national data collection of early childhood indicators is to be celebrated, there would be significant value in extending this to middle childhood and early adolescence. Currently, New South Wales and South Australia implement population-level assessments of children’s social-emotional development and wellbeing in the middle years. The New South Wales (NSW) Child Development Study assesses children’s mental health and well-being at approximately 11 years of age [73]. The South Australian Department of Education developed the ‘Wellbeing and Engagement Collection’ for school students aged 8–12 years, in collaboration with the developers of the Canadian Middle Years Development Indicator since 2018 [74]. This survey provides schools, the community and government an insight into the non-academic needs of students for engagement and success. Such data collections could serve to give a better longitudinal picture of children and young people’s social and emotional learning and strengths that facilitate children’s ‘readiness to learn’, particularly the ever-increasing exposure to stresses and trauma [6]. Further, the cultural and linguistic contexts of remote Aboriginal children may require more nuanced approaches to data collection and measures of self-regulation and executive function [75].

Different pathways for Aboriginal and non-Aboriginal children

This study’s findings that Aboriginal and non-Aboriginal children in the NT follow different pathways towards academic achievement is understood in relation to the distinct strengths and assets available to children living in urban and non-urban settings which also follows these two cohorts. Firstly, a comprehensive body of research now exists on the role of preschool participation for all children and especially children living in disadvantage. There is also a substantial body of literature on this disadvantage being in relation to the cultural, linguistic and world view privileged in schools that is usually not inclusive of Aboriginal children’s experiences. In Australia, preschools as part of early childhood system are predicated on social justice and bridging structural equality. Hence, the importance attached to preschool attendance in policy and reform agenda can be understood.

Our previous study found that for Aboriginal children, the pathway to Year 3 NAPLAN outcomes is also mediated by their school attendance (from Years 1 to 3), whilst non-Aboriginal children’s pathway is mediated through school readiness skills [1]. However, the direct effect of early years attendance was stronger amongst Aboriginal children. For Aboriginal children, early literacy/numeracy and self-regulation and executive function had a weaker effect on Year 3 reading/numeracy by comparison with non-Aboriginal children, and was influenced by non-English speaking backgrounds, living in remote and socio-economically disadvantaged communities. As expanded on below, these four factors (i.e. attendance, non-English speaking background, remoteness and socio-economic disadvantage) are complex and inter-related. Some clear implications and explanations can be made about attendance and learning English as an additional language. However, the complexity and inter-relatedness of these four factors, and particularly remoteness and socio-economic disadvantage as community level factors, is only just beginning to be understood from Aboriginal theoretical and methodological perspectives. This emerging literature offers hope in gaining better appreciation of the strengths and assets available to Aboriginal children living in remote communities across Australia and other parts of the world. Additionally, there is an emerging field of research on the intergenerational impact of colonisation on misdirected policy and programs, and how to co-design responses that are affirming of culture, language and identity particularly in addressing issues of community safety and the high levels of stress [6, 7577].

Preschool participation and school attendance

Our findings of the positive impact of preschool attendance on Year 3 reading/numeracy for Aboriginal children, highlights the significant benefits of regular preschool attendance. This aligns with the inclusion of enrolment and participation in early childhood education as one of the new Closing the Gap targets relating to Aboriginal educational outcomes (increasing to 95% by 2025) [23]. Previous NT study provides “encouraging empirical evidence for increased preschool attendance of Aboriginal children being associated with increased early year school attendance rates and thus better NAPLAN achievement outcomes” [1]. The same study also found the greater effect of preschool attendance on early school attendance rates for Aboriginal students than non-Aboriginal students in the NT. The stronger relationship between preschool attendance and Year 3 reading and numeracy for Aboriginal children by comparison with non-Aboriginal children is a function of learning English as a foreign language in many remote communities. The aspirational goal of early childhood system is to achieve equity across all life outcomes and this is reflected in the 2020 Closing the Gap Partnership Agreement. Particular attention is given to how equity in outcomes requires differentiated early childhood programs for Aboriginal and Torres Strait Islander communities. This includes more holistic services, bilingual and culturally inclusive educators. In many community contexts where families may be managing multiple and complex issues, “children’s preschool participation helps parents to build the habit of structuring a typical day around their children’s school routine” [1]. It is possible to design early childhood education provision that recognises the universal benefit for all children, while also taking into account that some children benefit more or require additional support to achieve the same outcome. Known as the proportionate universalism approach [7880], every child would receive a baseline level of preschool provision, and vulnerable children and families would receive extra support. For example, in the 2008 Coalition of Australian Governments’ reform agenda, it was proposed that Aboriginal children would have access to two years of preschool to address a number of areas of need. This did not come to fruition. In the NT, children do have access to publicly provided preschool for a minimal and voluntary parent contribution—"the majority of preschool programs (94%) were delivered free of charge for children aged from 4 years in provincial and remote areas and from 3 years in very remote areas by the NT government” [1].

Our study also demonstrates the importance of school attendance from Transition to Year 2 on academic outcomes of Aboriginal children. While the importance of preschool is widely acknowledged, a previous NT study indicated that the initial benefits of preschool can easily ‘fade out’ unless they are reinforced by regular attendance and effective engagement with school learning in the early years of primary school. Silburn (2016) highlighted the necessity of policy and services supporting children’s transition into formal school learning extending through to at least Year 3. However, the factors contributing to non-attendance have been demonstrated to be complex and must be considered with respect to the conditions and policies determined by a range of agencies related to housing, welfare, health and justice [27, 49, 81].

As demonstrated in previous studies, the multiplicity of socio-demographic and early life health factors influencing Aboriginal children’s school attendance, highlights the extent to which whole-of-government policy investments are needed to better address housing overcrowding, maternal and child health, early childhood education and care, parental education and employment. For example, it was found that the most important factor of school attendance in Year 1 amongst NT Aboriginal children is living in a community with overcrowded housing (i.e. associated with 35 days (seven school weeks) absence from school) [1]. A separate study reported the adverse impact of hearing impairment (resulting from middle ear diseases) on school attendance of Aboriginal children in Year 1 [82]. Hence, policies and service initiatives to ‘close the gap’, will only be effective if meaningful progress can be made in addressing Aboriginal children’s disproportionate exposure to disadvantage [1], especially amongst those children living in remote and disadvantaged regions.

Non-English speaking background

Our study highlights the different academic challenges for children with non-English speaking backgrounds amongst Aboriginal and non-Aboriginal population. For non-Aboriginal children, the impact of a non-English speaking background has dissipated by the time they undertake Year 3 reading/numeracy tests. In comparison, for Aboriginal children, this impact continues at Year 3 and likely, beyond. Previous studies suggested that families from non-English-speaking backgrounds have additional challenges in engaging with their children’s preparation for school. For some Aboriginal and non-English speaking families, despite the great value placed on their children’s learning, the experience of engaging with school or teachers can be intimidating or unfamiliar, depending on past experiences, such as having limited formal education themselves, and language barriers. Moreover, teachers may sometimes be unaware or unresponsive to parents’ perceptions, the power relationships, and cultural barriers in such diverse contexts [8385].

Importance of identify, culture and country connections

Consistent with the premise of the present study and the findings of the Accelerated Literacy Program [86], we surmise that it is likely children’s success in school learning is underpinned by a set of more foundational ‘ready to learn’ skills that we identify as self-regulation and executive function, when entering into schools. Our finding that Aboriginal and non-Aboriginal children are likely to experience different pathways, places great importance on further exploration of culturally, linguistically and contextually appropriate and responsive SEL programs [6, 75]. Our findings suggest that policies or programs to improve early development and educational outcomes of Aboriginal children must recognise that a single intervention might not be sufficient, and that ‘contextually appropriate multi-model interventions in partnership with local communities and their stakeholders’ are required [87]. Recent research with NT urban schools found that children need safe and supportive conditions at school for self-regulation and being ready to learn [88]. Further studies are required to examine the program responses that could increase children’s sense of safety and supportive classrooms in regional, remote and very remote contexts, which we suggest are likely to increase attendance and readiness to learn academics [75, 77].

Systemic policy issues that overlook the relationship between language, culture and identity (including learning on country) can also impact learners, families and communities [6]. Many NT remote communities are contexts in which children are learning English as a foreign language, which are considerably different to context in which English is an additional language [1, 6, 89]. Despite two major reviews of NT Aboriginal education (in 1999 and 2013 respectively), systemic issues still prevail. The 1999 review recommendations supported the “goal of Indigenous parents and community members for their children to develop English language, literacy and numeracy skills while maintaining their own language, cultural heritage and Indigenous identity” [55]. In the 2013 review, some recommendations were viewed by observers as ‘contentious’ [90]. One contentious recommendation included adopting direct instruction curricula for English language skills and knowledge for ‘success in the western education system’ [91] at the exclusion of other bilingual approaches [89, 92]. Overlooked in the application of this recommendation, is the convergence of evidence about the need for local and contextualised pedagogic approaches that affirm identity and cultural connection by building on first language and ways of knowing [90, 93]. Closer scrutiny of the programs experienced by children is required to understand the relationships with the prevailing NAPLAN outcomes and declining attendance particularly whether conditions for cultural safety and support for self-regulation are present [22].

Strengths and limitations of study

The main strength of the study is its use of population-level linked data which has comprehensive coverage and representation of the study population. The analysis was also stratified by Aboriginal status resulting in findings that can inform culturally relevant responses and may offer insights to analogous populations.

Limitations include the study cohort being only children who attended public schools, and the analysis being unable to make strong causal claims about the directional nature of the relationships between the different indicators. This study also used a narrow criteria for school success by using reading and numeracy scores at Year 3 NAPLAN [94]; this study is unable to investigate other to other positive educational outcomes [94] (e.g. well-being, aspirations, participation, identities, relational) due to data limitations. Finally, the data available to and used in this study did not include other important factors that may influence or modify the outcomes, such as parental involvement in their children’s learning prior to or during preschool, the quality of preschool programs attended or the learning environment (e.g. peer-effects, classroom size, student-teacher ratio or teachers’ teaching style).

Conclusions

With the implementation of the Closing the Gap 2020 recommendations, there is an urgent need to better understand self-regulation and executive functions as contributing factors to positive educational outcomes for children living in both urban and remote settings. This study had access to linked data of preschool attendance, AEDC, early years attendance and NAPLAN scores, and so was able to provide a basic understanding of the pathways to early academic achievements for both Aboriginal and non-Aboriginal children in the NT. This study acknowledges that NAPLAN is a narrow criterion for school success. Due to data limitations, this study does not provide insights into the pathways to other important positive schooling outcomes (e.g. well-being, aspirations, participation, identities, relational). Currently in Australia, only AEDC, NAPLAN, school enrolment and attendance data are collected nationally in the early childhood and primary education setting. The current study forms the basis for further investigation into self-regulation and executive function as contributing factors to positive educational outcomes for both Aboriginal and non-Aboriginal children in the NT and across Australia. It suggests the need for more attention to self-regulation and executive function in national data-collection.

Despite the limitations, our study offers valuable insights to better understand the contribution of early foundational skills that comprise self-regulation and executive function to positive educational outcomes in different populations. The results demand further investigation to culturally, linguistically and contextually differentiated programs and policies in the current Australian education context. Our study confirms the expected importance of self-regulation and executive functioning skills for all children but suggests there are different pathways for Aboriginal and non-Aboriginal children in the NT. Our study suggested the importance of preschool and early years attendance in the pathway to academic achievement, particularly for Aboriginal children. Further, these results reflect the distinct population profile of the NT with a majority of Aboriginal children with language backgrounds other than English, living in geographically remote communities (i.e. 75%) and with substantial disadvantaged subgroups of children from rural and remote backgrounds in the major centres who have poor access to services, different from other Australian and international jurisdictions. There are potentially cultural or linguistic assets and strengths that contribute to self-regulation and executive function as foundational skills for academic learning that are not recognised in the current tools.

The complex inter-relatedness of school attendance, remoteness, non-English speaking background and socio-economic status on the pathway for self-regulation and executive function skills demand attention in the design of effective policies and programs. Policy makers and educators must recognise that the factors contributing to non-attendance are complex, hence the solutions require multi-sectoral collaboration in place-based design for effective implementation, particularly for early childhood experiences. Given the importance of self-regulation and executive function for foundational skills, and readiness for academic engagement, there is a pressing need to better understand how current policies and programs enhance children and their families’ sense of safety and support to nurture these skills.

Supporting information

S1 File. S1—S7 Tables.

(DOCX)

Acknowledgments

The authors would like to thank Professor Sven Silburn for his invaluable input in reviewing a draft of this manuscript. The authors would also like to acknowledge the support by the Northern Territory Departments of Health; Education; Territory Families, Housing and Communities; Attorney General and Justice; Chief Minister and Cabinet; Treasury and Finance; and Police, Fire and Emergency Services, through the Child and Youth Development Research Partnership (CYDRP). We also thank the many data custodians who have assisted with the retrieval, preparation and release of the research datasets, and the staff of the SA NT DataLink data integration authority for their technical and administrative assistance in the linkage of datasets. The views expressed in this publication are those of the authors and not necessarily those of the NT government departments who have supported the study.

This paper uses data from the Australian Early Development Census (AEDC). The AEDC is funded by the Australian Government Department of Education, Skills and Employment. The findings and views reported are those of the author and should not be attributed to the Department or the Australian Government.

Data Availability

The study datasets contain sensitive personal information and are held on a secure cloud-based server with restricted access. Access requires the approval of the ethics committee and data custodians. For applications for data access, please contact the Menzies Data-linkage Program Leader at steve.guthridge@menzies.edu.au.

Funding Statement

The study has been supported by an internal research grant by Charles Darwin University College of Education. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

References

  • 1.Silburn S, Guthridge S, McKenzie J, Su J-Y, He V, Haste S: Early Pathways to School Learning: Lessons from the NT Data-Linkage Study: Darwin: Menzies School of Health Research. 2018. Available at: https://www.menzies.edu.au/icms_docs/293933_Early_Pathways_to_School_Learning_%E2%80%93_Lessons_from_the_NT_data_linkage_study.pdf. [Google Scholar]
  • 2.Bandura A. Regulation of cognitive processes through perceived self-efficacy. Developmental psychology. 1989;25(5):729. [Google Scholar]
  • 3.Day J, Freiberg K, Hayes A, Homel R. Towards scalable, integrative assessment of children’s self-regulatory capabilities: New applications of digital technology. Clinical child and family psychology review. 2019;22(1):90–103. doi: 10.1007/s10567-019-00282-4 [DOI] [PubMed] [Google Scholar]
  • 4.Collie RJ, Martin AJ, Nassar N, Roberts CL. Social and emotional behavioral profiles in kindergarten: A population-based latent profile analysis of links to socio-educational characteristics and later achievement. Journal of Educational Psychology. 2019;111(1):170. [Google Scholar]
  • 5.Denham SA. Social-emotional competence as support for school readiness: What is it and how do we assess it? Early education and development. 2006;17(1):57–89. [Google Scholar]
  • 6.Robinson G; William T. Chapter 8 The Child, Between School, Family and Community: Understanding the Transition to School for Aboriginal Children in Australia’s Northern Territory, in Midford R et al. (eds.), Health and Education Interdependence. Singapore: Springer Nature. 2020. [Google Scholar]
  • 7.Shonkoff JP, Duncan GJ, Fisher PA, Magnuson K, Raver C. Building the brain’s “air traffic control” system: How early experiences shape the development of executive function. Contract. 2011;11. [Google Scholar]
  • 8.Graham A. (2019, June 20). Here’s what teachers look for when kids start school. The Conversation. Retrieved from https://theconversation.com/heres-what-teachers-look-for-when-kids-start-school-116523 [Google Scholar]
  • 9.Babcock E, Ruiz De Luzuriaga N. Families disrupting the cycle of poverty: Coaching with an intergenerational lens. Boston: Economic Mobility Pathways. 2016. [Google Scholar]
  • 10.OECD. (2018). The future of education and skills: Education 2030. Retrieved from https://www.oecd.org/education/2030/E2030%20Position%20Paper%20(05.04.2018).pdf
  • 11.Elek C, Gubhaju L, Lloyd-Johnsen C, Eades S, Goldfeld S. Can early childhood education programs support positive outcomes for indigenous children? A systematic review of the international literature. Educational Research Review. 2020:100363. [Google Scholar]
  • 12.Pascoe SM, Brennan D. Lifting our game: Report of the review to achieve educational excellence in Australian schools through early childhood interventions: Victorian Government; 2017. [Google Scholar]
  • 13.Sylva K, Melhuish E, Sammons P, Siraj-Blatchford I, Taggart B. The effective provision of pre-school education (EPPE) project: Findings from pre-school to end of key stage 1. 2004. [Google Scholar]
  • 14.Tayler C, Thorpe K, Nguyen C. The E4Kids study: Assessing the effectiveness of Australian early childhood education and care programs: Overview of findings at 2016. Melbourne, Australia: The University of Melbourne: Melbourne School of Graduate Education. 2016. [Google Scholar]
  • 15.Yoshikawa H, Weiland C, Brooks-Gunn J. When does preschool matter? The Future of Children. 2016:21–35. [Google Scholar]
  • 16.Centre for Community Child Health and Telethon Institute for Child Health Research. A Snapshot of Early Childhood Development in Australia–AEDI National Report 2009, Australian Government, Canberra. 2009. Available at: https://www.aedc.gov.au/resources/detail/national-report-2009. [Google Scholar]
  • 17.Australian Bureau of Statistics. 3238.0.55.001-Estimates of Aboriginal and Torres Strait Islander Australians, June 2016. 2018 Available from: https://www.abs.gov.au/statistics/people/aboriginal-and-torres-strait-islander-peoples/estimates-aboriginal-and-torres-strait-islander-australians/latest-release.
  • 18.Brinkman SA, Gialamas A, Rahman A, Mittinty MN, Gregory TA, Silburn S, et al. Jurisdictional, socioeconomic and gender inequalities in child health and development: analysis of a national census of 5-year-olds in Australia. BMJ open. 2012;2(5):e001075. doi: 10.1136/bmjopen-2012-001075 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 19.Australian Government Department of Education and Training. Australian Early Development Census National Report 2018. Australian Government, Canberra. 2019. Available at: https://www.aedc.gov.au/Websilk/Handlers/ResourceDocument.ashx?id=b3cf2764-db9a-6d2b-9fad-ff0000a141dd. [Google Scholar]
  • 20.Guthridge S, Li L, Silburn S, Li SQ, McKenzie J, Lynch J. Early influences on developmental outcomes among children, at age 5, in Australia’s Northern Territory. Early Childhood Research Quarterly. 2016;35:124–34. [Google Scholar]
  • 21.Australian Government. Closing the Gap Report 2020. Available at: https://ctgreport.niaa.gov.au/content/closing-gap-2020 2020.
  • 22.Australian Government (2020). Closing the Gap report 2020. Retrieved from: https://ctgreport.niaa.gov.au/sites/default/files/pdf/closing-the-gap-report-2020.pdf 27 April 2021. [Google Scholar]
  • 23.Coalition of Aboriginal and Torres Strait Islander Peak Organisations and Council of Australian Governments. (2020). National Agreement on Closing the Gap. Retrieved from: https://www.closingthegap.gov.au/national-agreement-closing-the-gap 29 March, 2020.
  • 24.Hamilton M, Redmond G. Conceptualisation of social and emotional wellbeing for children and young people, and policy implications: a research report for Australian Research Alliance for Children and Youth and the Australian Institute of Health and Welfare: Australian Research Alliance for Children and Youth; 2010. [Google Scholar]
  • 25.Collie RJ, Martin AJ, Roberts CL, Nassar N. The roles of anxious and prosocial behavior in early academic performance: A population-based study examining unique and moderated effects. Learning and Individual Differences. 2018;62:141–52. [Google Scholar]
  • 26.He V, Guthridge S, Leckning B (2019). Protection and Justice: A study of the crossover of NT children in two services. Darwin: Menzies School of Health Research. Available from: https://www.menzies.edu.au/icms_docs/312673_Protection_and_justice.pdf. [Google Scholar]
  • 27.Su J-Y, He VY, Guthridge S, Silburn S. The impact of hearing impairment on the life trajectories of Aboriginal children in remote Australia: protocol for the Hearing Loss in Kids Project. JMIR research protocols. 2020;9(1):e15464. doi: 10.2196/15464 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 28.He V, Guthridge S, Leckning B (2019). From Birth to Five: A multiagency data-linkage study to inform a public health response to child protection in the Northern Territory. Darwin: Menzies School of Health Research. Available at: https://www.menzies.edu.au/icms_docs/313385_From_Birth_to_Five.pdf. [Google Scholar]
  • 29.Australian Curriculum Assessment and Reporting Authority 2018, NAPLAN Achievement in Reading, Writing, Language Conventions and Numeracy: National Report for 2018, ACARA, Sydney.
  • 30.Brinkman SA, Silburn S, Lawrence D, Goldfeld S, Sayers M, Oberklaid F. Investigating the validity of the Australian early development index. Early Education and Development. 2007;18(3):427–51. [Google Scholar]
  • 31.Brinkman SA, Gregory TA, Goldfeld S, Lynch JW, Hardy M. Data resource profile: the Australian early development index (AEDI). International journal of epidemiology. 2014;43(4):1089–96. doi: 10.1093/ije/dyu085 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 32.Foley M., Zhao Y., & Condon J. (2012). Demographic data quality assessment for Northern Territory public hospitals, 2011: Health gains planning, Dept. of Health. Darwin. [Google Scholar]
  • 33.Australian Institute of Health and Welfare and Australian Bureau of Statistics 2012. National best practice guidelines for data linkage activities relating to Aboriginal and Torres Strait Islander people. AIHW Cat. No. IHW 74. Canberra: AIHW. Available at: https://www.aihw.gov.au/getmedia/6d6b9365-9cc7-41ee-873f-13e69e038337/13627.pdf.
  • 34.Australian Bureau of Statistics (ABS): The Australian statistical geography standard (ASGS) remoteness structure. 2018. Canberra. Available at: http://www.abs.gov.au/websitedbs/d3310114.nsf/home/remoteness+structure.
  • 35.Australian Bureau of Statistics. 2011 Census data-Access 2011 Census data and products. 2018 Available from: http://www.abs.gov.au/websitedbs/censushome.nsf/home/historicaldata2011?opendocument&navpos=280.
  • 36.De Vincentiis B, Guthridge S, Spargo J C, Su J-Y, Nandakumara S (2019). Story of Our Children and Young People, Northern Territory, 2019. Darwin: Menzies School of Health Research. [Google Scholar]
  • 37.StataCorp. (2017). Stata Statistical Software: Release 15. StataCorp LLC. [Google Scholar]
  • 38.Keith T. Structural equation modeling in school psychology. The handbook of school psychology. 1999;3(1):78–107. [Google Scholar]
  • 39.Keith TZ. Multiple regression and beyond: An introduction to multiple regression and structural equation modeling: Routledge; 2014. [Google Scholar]
  • 40.Muthén LK. Mplus User’s Guide (7th ed.). Los Angeles, CA: Muthén & Muthén; 2016. [Google Scholar]
  • 41.Lt Hu, Bentler PM. Cutoff criteria for fit indexes in covariance structure analysis: Conventional criteria versus new alternatives. Structural equation modeling: a multidisciplinary journal. 1999;6(1):1–55. [Google Scholar]
  • 42.O’Connor M, Cloney D, Kvalsvig A, Goldfeld S. Positive mental health and academic achievement in elementary school: new evidence from a matching analysis. Educational Researcher. 2019;48(4):205–16. [Google Scholar]
  • 43.Green MJ, Tzoumakis S, Laurens KR, Dean K, Kariuki M, Harris F, et al. Latent profiles of early developmental vulnerabilities in a New South Wales child population at age 5 years. Australian & New Zealand Journal of Psychiatry. 2018;52(6):530–41. [DOI] [PubMed] [Google Scholar]
  • 44.Duncan RJ, Duncan GJ, Stanley L, Aguilar E, Halfon N. The kindergarten Early Development Instrument predicts third grade academic proficiency. Early Childhood Research Quarterly. 2020;53:287–300. doi: 10.1016/j.ecresq.2020.05.009 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 45.Goldfeld S, Kvalsvig A, Incledon E, O’Connor M, Mensah F. Predictors of mental health competence in a population cohort of Australian children. J Epidemiol Community Health. 2014;68(5):431–7. doi: 10.1136/jech-2013-203007 [DOI] [PubMed] [Google Scholar]
  • 46.Department of Education. Education Engagement Strategy. 2021. Available at: https://education.nt.gov.au/statistics-research-and-strategies/education-engagement-strategy.
  • 47.Prout Quicke S, Biddle N. School (non-) attendance and ‘mobile cultures’: theoretical and empirical insights from Indigenous Australia. Race Ethnicity and Education. 2017;20(1):57–71. [Google Scholar]
  • 48.Shonkoff J. P., & Phillips D. A. (2000). From neurons to neighbourhoods: The science of early childhood development. Washington DC: National Academy Press. [PubMed] [Google Scholar]
  • 49.Sabates R. and Yardeni A. Chapter 2 Social determinants of health and education: Understanding the intersectionalities during childhood, in Midford R et al. (eds.), Health and Education Interdependence. Singapore: Springer Nature. 2020. [Google Scholar]
  • 50.Silburn S. Chapter 16 The role of epigenetics in shaping the foundations of children’s learning, in Midford R et al. (eds.), Health and Education Interdependence. Singapore: Springer Nature. 2020. [Google Scholar]
  • 51.Cahill R. and Dadvand B. Chapter 11 Social and emotional learning and resilience education, in Midford R et al. (eds.), Health and Education Interdependence. Singapore: Springer Nature. 2020. [Google Scholar]
  • 52.Department of Education. NT Social and Emotional Learning. 2021. Available from: https://education.nt.gov.au/support-for-teachers/nt-social-and-emotional-learning.
  • 53.Productivity Commission. Expenditure on Children in the Northern Territory, Study Report, Canberra. 2020. Available at: https://www.pc.gov.au/inquiries/completed/nt-children/report.
  • 54.Wise S. Improving the early life outcomes of Indigenous children: implementing early childhood development at the local level Closing Gap Clear. Canberra: Australian Institute of Health and Welfare/Australian Institute of Family Studies. 2013. [Google Scholar]
  • 55.Northern Territory Department of Education (NTDE) (1999). Learning lessons: An independent review of Indigenous education in the Northern Territory. Darwin, NT: Northern Territory Department of Education. Available at: https://www.voced.edu.au/content/ngv:11688 at 28 Apr 2021. [Google Scholar]
  • 56.Ball J. Indigenous Early Childhood development programs as “hook” and “hub” for inter-sectoral service delivery. Variegations: New Research Directions in Human and Social Development. 2003;1:3–9. [Google Scholar]
  • 57.Cleary V. Education and Learning in an Aboriginal Community. Issue Analysis, 65, 1–16. 2005. [Google Scholar]
  • 58.Walker K. National Preschool Education Enquiry Report. For All Our Children. Melbourne: Australian Education Union. 2004. [Google Scholar]
  • 59.SNAICC. Research Priorities for Indigenous Children and Youth. Fitzroy: Secretariat of National Aboriginal and Islander Child Care. 2004. [Google Scholar]
  • 60.Aslam H., & Kemp L. Home visiting in South Western Sydney: An integrative literature review, description and development of a generic model. Sydney: Centre for Health Equity Training Research and Evaluation. 2005. [Google Scholar]
  • 61.Brady W. (1991). The Health of Young Aborigines: A report on the health of Aborigines aged 12 to 25 years. Canberra: Australian Institute of Aboriginal and Torres Strait Islander Studies. [Google Scholar]
  • 62.Penman R. The ’growing up’ of Aboriginal and Torres Strait Islander children: a literature review. Canberra: Australian Government. 2006. [Google Scholar]
  • 63.Hetzel D., Page A., Glover J., & Tennant S. Inequality in South Australia, Key Determinants of Wellbeing, Volume 1, The Evidence. Adelaide: Department of Health. 2004. [Google Scholar]
  • 64.Arnold, C., Bartlett, K., Gowani, S., & Merali, R. Is everybody ready? Readiness, transition and continuity: Reflections and moving forward (Working Paper 41). The Hague, NL: Bernard van Leer Foundation. 2007.
  • 65.Bamblett M., Bath H., & Roseby R. Growing Them Strong, Together: Promoting the safety and wellbeing of the Northern Territory’s children, Summary Report of the Board of Inquiry into the Child Protection System in the Northern Territory 2010. Darwin, NT: Northern Territory Government. 2010. [Google Scholar]
  • 66.Ball J, Pence A, Benner A. Quality child care and community development: What is the connection. Too small to see, too big to ignore: Child health and well-being in British Columbia. 2002;35:75–102. [Google Scholar]
  • 67.Edwards, B., Wise, S., Gray, M., Hayes, A., Katz, I., Misson, S., et al. Stronger Families in Australia Study: The Impact of Communities for Children (Occasional Paper 25) Canberra: Department of Families, Housing, Community Services and Indigenous Affairs. 2009.
  • 68.McRae D., Ainsworth G., Cumming J., Hughes P., Mackay T., Price K., et al. What Works: Explorations in improving outcomes for Indigenous students. Canberra: Australian Curriculum Studies Association. 2000. [Google Scholar]
  • 69.Fasoli L., Benbow R., Deveraux K., Falk I., Harris R., Hazard M., et al. ‘Both Ways’ Children’s Services Project. Batchelor, NT: Batchelor Institute of Indigenous Tertiary Education. 2004. [Google Scholar]
  • 70.Centre for Community Child Health. Integrating services for young children and their families. Policy Brief, 17. Parkville, Victoria: Royal Children’s Hospital. 2009. [Google Scholar]
  • 71.Gregory T., & Brinkman S. (2016, April). Exploring two new indices for the Australian Early Development Census (AEDC) program: The multiple challenge and multiple strength indicators. Adelaide, SA: Telethon Kids Institute. [Google Scholar]
  • 72.Goldfeld S, Sayers M, Brinkman S, Silburn S, Oberklaid F. The process and policy challenges of adapting and implementing the Early Development Instrument in Australia. Early Education and Development. 2009;20(6):978–91. [Google Scholar]
  • 73.Carr VJ, Harris F, Raudino A, Luo L, Kariuki M, Liu E, et al. New South Wales Child Development Study (NSW-CDS): an Australian multiagency, multigenerational, longitudinal record linkage study. BMJ open. 2016;6(2). doi: 10.1136/bmjopen-2015-009023 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 74.South Australian Department of Education (2020). Wellbeing and Engagement Collection 2020. Retrieved from: https://www.asms.sa.edu.au/wellbeing-and-engagement-collection-2020/ at 28 April 2021.
  • 75.Robinson GW, Lee E, Silburn SR, Nagel P, Leckning B, Midford R. School-based prevention in very remote settings: A feasibility trial of methods and measures for the evaluation of a social emotional learning program for Indigenous students in remote northern Australia. Frontiers in Public Health. 2020;8:725. doi: 10.3389/fpubh.2020.552878 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 76.Midford R, Cahill H, Geng G, Leckning B, Robinson G, Te Ava A. Social and emotional education with Australian Year 7 and 8 middle school students: A pilot study. Health Education Journal. 2017;76(3):362–72. [Google Scholar]
  • 77.Franck L, Midford R, Cahill H, Buergelt PT, Robinson G, Leckning B, et al. Enhancing social and emotional wellbeing of Aboriginal boarding students: Evaluation of a social and emotional learning pilot program. International journal of environmental research and public health. 2020;17(3):771. doi: 10.3390/ijerph17030771 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 78.Francis-Oliviero F, Cambon L, Wittwer J, Marmot M, Alla F. Theoretical and practical challenges of proportionate universalism: a review. Revista Panamericana de Salud Pública. 2020;44. doi: 10.26633/RPSP.2020.110 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 79.Dierckx M, Devlieghere J, Vandenbroeck M. Proportionate universalism in child and family social work. Child & Family Social Work. 2020;25(2):337–44. [Google Scholar]
  • 80.Murphy M. Proportionate universalism in the foundation years. Journal of Health Visiting. 2015;3(2):68–70. [Google Scholar]
  • 81.Purdie, N., & Buckley, S. School attendance and retention of Indigenous Australian students. Issues paper No 1: Closing the Gap Clearinghouse, Australian Institute of Health and Welfare and the Australian Institute of Family Studies. 2010. Available at: https://research.acer.edu.au/cgi/viewcontent.cgi?article=1045&context=indigenous_education.
  • 82.Su J-Y, He VY, Guthridge S, Howard D, Leach A, Silburn S. The impact of hearing impairment on Aboriginal children’s school attendance in remote Northern Territory: a data linkage study. Australian and New Zealand journal of public health. 2019;43(6):544–50. doi: 10.1111/1753-6405.12948 [DOI] [PubMed] [Google Scholar]
  • 83.Lea T, Wegner A, McRae-Williams E, Chenhall R, Holmes C. Problematising school space for Indigenous education: Teachers’ and parents’ perspectives. Ethnography and Education. 2011;6(3):265–80. [Google Scholar]
  • 84.Bishop M, Vass G, Thompson K. Decolonising schooling practices through relationality and reciprocity: Embedding local Aboriginal perspectives in the classroom. Pedagogy, Culture & Society. 2021;29(2):193–211. [Google Scholar]
  • 85.Emerson L, Fear J, Fox S & Sanders E. Parental engagement in learning and schooling: lessons from research. A report by the Australian Research Alliance for Children and Youth for the Family–School and Community Partnerships Bureau. Canberra: Family–School and Community Partnerships Bureau. 2012. http://www.familyschool.org.au/files/3313/7955/2295/parental-engagement-in-learning-and-schooling.pdf. [Google Scholar]
  • 86.Robinson, G., Lea, T., Rivalland, J., Bartlett, C., Tyler, W., Morrison, P., et al. 2008, The National Accelerated Literacy Program in the Northern Territory, 2004–2008, Implementation and Outcomes: Final Evaluation Report, Darwin: School for Social and Policy Research, Institute of Advanced Studies Charles Darwin University. Available from: https://www.researchgate.net/publication/265595847_The_National_Accelerated_Literacy_Program_In_the_Northern_Territory_2—4-2008_Implementation_and_Outcomes_Final_Evaluation_Report_Volume_1 [accessed Apr 28 2021].
  • 87.Wagner B, Latimer J, Adams E, Carmichael Olson H, Symons M, Mazzucchelli TG, et al. School-based intervention to address self-regulation and executive functioning in children attending primary schools in remote Australian Aboriginal communities. Plos one. 2020;15(6):e0234895. doi: 10.1371/journal.pone.0234895 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 88.Graham A. and Nutton G (2021) How are the kids doing? Children’s self-regulation, self-awareness and their well-being. Australian Educational Leader, 43(1):24–28. [Google Scholar]
  • 89.Devlin B. The status and future of bilingual education for remote Indigenous students in the Northern Territory. Australian Review of Applied Linguistics. 2011;34(3):260–79. [Google Scholar]
  • 90.Fogarty W, Lovell M, Dodson M. Indigenous education in Australia: Place, pedagogy and epistemic assumptions. Available at https://openresearch-repository.anu.edu.au/bitstream/1885/13420/3/Fogarty%20W%20et%20al%20A%20view%20beyond%20review%20challenging%202015.pdf. UNESCO Observatory Refereed e-Journal. 2015;4:1–21. [Google Scholar]
  • 91.Wilson, B. (2014). A share in the future. Review of Indigenous education in the Northern Territory. The Education Business. Available at https://www.nt.gov.au/__data/assets/pdf_file/0020/229016/A-Share-in-the-Future-The-Review-of-Indigenous-Education-in-the-Northern-Territory.pdf at 28 Apr 2021.
  • 92.Hobson JR. Re-awakening languages: Theory and practice in the revitalisation of Australia’s Indigenous languages: Sydney University Press; 2010. [Google Scholar]
  • 93.Silburn SR, Nutton GD, McKenzie JW and Landrigan M, 2011. Early years English language acquisition and instructional approaches for Aboriginal students with home languages other than English: A systematic review of the Australian and international literature. The Centre for Child Development and Education, Menzies School of Health Research, Darwin, NT. Available at https://www.nintione.com.au/resources/rao/early-years-english-language-acquisition-and-instructional-approaches-for-aboriginal-students-with-home-languages-other-than-english-a-systematic-review-of-the-australian-and-international-literature/. [Google Scholar]
  • 94.Guenther J, Lowe K, Burgess C, Vass G, Moodie N. Factors contributing to educational outcomes for First Nations students from remote communities: A systematic review. The Australian Educational Researcher. 2019;46(2):319–40. [Google Scholar]

Decision Letter 0

Nishith Prakash

1 Jul 2021

PONE-D-21-15913

Pathways to school success: Self-regulation and executive function, preschool attendance and early academic achievement of Aboriginal and non-Aboriginal children in Australia’s Northern Territory

PLOS ONE

Dear Dr. He,

Thank you for submitting your manuscript to PLOS ONE. I have now heard from three extremely knowledgeable reviewers who work in this area. All three have recommended major revision. I have read the draft and given my interest in this topic and its policy relevance. I agree with their assessment and I want you to address their concerns and I look forward to seeing a revised draft.

While revising, I want you to focus on:

1. Measurement error concerns.

2. Concerns around data.

3. Ways to improve empirical strategy - around omitted variable bias (see R2).

4. All referees have some concerns around the indices. I think you should try to add robustness on other ways to create these indices, disaggregate the indices -- this can go in Appendix as robustness.

5. One of the referee also has some thoughts on mediation. I will encourage you to think about it. In addition, you should be more clear about the underlying mechanisms. 

6. Be more clear about the contributions of this study.

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Overall this is an excellent paper and I very much look forward to seeing the revised draft.

Please submit your revised manuscript by September 30, 2021. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.

We look forward to receiving your revised manuscript.

Kind regards,

Nishith Prakash, Ph.D.

Academic Editor

PLOS ONE

Journal Requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

2. We note that you have indicated that data from this study are available upon request. PLOS only allows data to be available upon request if there are legal or ethical restrictions on sharing data publicly. For more information on unacceptable data access restrictions, please see http://journals.plos.org/plosone/s/data-availability#loc-unacceptable-data-access-restrictions.

In your revised cover letter, please address the following prompts:

a) If there are ethical or legal restrictions on sharing a de-identified data set, please explain them in detail (e.g., data contain potentially sensitive information, data are owned by a third-party organization, etc.) and who has imposed them (e.g., an ethics committee). Please also provide contact information for a data access committee, ethics committee, or other institutional body to which data requests may be sent.

b) If there are no restrictions, please upload the minimal anonymized data set necessary to replicate your study findings as either Supporting Information files or to a stable, public repository and provide us with the relevant URLs, DOIs, or accession numbers. For a list of acceptable repositories, please see http://journals.plos.org/plosone/s/data-availability#loc-recommended-repositories.

We will update your Data Availability statement on your behalf to reflect the information you provide.

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

Reviewer #2: Yes

Reviewer #3: Partly

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: I Don't Know

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Referee Report on “Pathways to School Success: Self-Regulation and Executive Function, pre-school attendance and early academic achievement of Aboriginal and non-Aboriginal children in Australia’s Northern Territory”

I. Summary and Contribution

This paper studies the pathways through which behavioral characteristics such as self-regulation, executive function as well as attendance affect early childhood academic achievement. It is well-known in the education literature that early childhood outcomes set the tone for an individual’s later life outcomes and any faltering in early childhood can be hard to compensate for. In this regard, this paper makes an important contribution. This paper finds that between Aboriginal children and non-Aboriginal children, the effect of self-regulation and executive function on academic scores is mediated through early literacy/numeracy scores in non-Aboriginal children but through both school attendance and early literacy/numeracy scores for Aboriginal children. The results contribute to a better understanding of how historic exploitation of a population – the Aboriginals can manifest in childhood education outcomes. Another striking result in this paper is that the impact of non-English background lingers for Aboriginal children but dissipates for non-Aboriginal children. This result adds to the body of evidence on how children from disadvantaged backgrounds find it harder to overcome cultural differences.

II. Comments

1. The score for self-regulation and executive function is calculated by adding the answers to around 90 questions. But an index/score created by addition implies an implicit assumption that these characteristics are substitutable. A low score in one domain by an individual can be compensated by a high score in another domain. In such a score design, how well does it capture an individual’s self-regulation and executive function? A score design which is substitutable within domain but not across domains can be a better measure of individual capabilities. Alternatively, one can employ exploratory factor analysis/dimensionality reduction techniques to construct a better score.

2. The authors mention that aboriginal status was predicted using an algorithm. First, the details of the algorithm employed, and a discussion of its prediction accuracy is needed. Since the most striking results of this paper is the difference of outcomes and pathways between Aboriginals and non-Aboriginals, it is important to understand how well the algorithms predicts Aboriginal status to begin with. Second, every algorithm no matter how well trained, has a prediction error. When a prediction is incorporated into a model especially regression models, the prediction error passes on as measurement error. Here, it is measurement error in the covariates which will affect the estimated coefficients (unlike measurement error in the dependent variable which can be absorbed in the error term). Measurement error problems rarely have good solutions. A discussion of how much of a concern it can be, stemming from what the prediction error in predicting Aboriginal status was, will strengthen the paper.

3. The result of this paper (importance of self-regulation and executive function in childhood academic achievement) are expected and intuitive result. Confirmation of expected results are indeed an important contribution to the literature. However, this paper warrants a more rigorous discussion of the specific contribution to our understanding of drivers of early childhood academic achievement. How does the effect sizes of these two drivers compare to that of other factors studied in the literature? The authors mention that previous literature have not looked at these drivers. But why specially these drivers are important to look at is not discussed well. A discussion connecting these results to broader behavioral literature will greatly improve this paper.

4. What implications do the results have for future policy-making? The conclusion only suggests that policy-makers be cognizant of the differences between Aboriginal children and non-aboriginal children. Examples of specific policies that can be created (from other countries perhaps) will make the paper stronger.

Reviewer #2: Regarding Q1, I found the manuscript technically sound, using appropriate data.

Regarding Q2, statistical analysis is both appropriate and rigorous. I have suggested a few more in my attached comments.

Regarding Q3, I selected "yes" because I believe authors would make replication files available following the journal data policy.

Regarding Q4, I found the manuscript to be in an intelligible fashion and written in standard English.

Please see the attachment for detailed comments.

Reviewer #3: Thanks for inviting me to review. My main reflections are as follows:

1. The topic being studied is of great importance. Understanding better the precise ways in which investments in early childhood can improve student skills is vital to the design of better public policy investments in this area. Within this broad umbrella, exploring the precise specific constraints faced by children from marginalized communities is extremely important.

2. I also appreciate the care the authors have taken to use well-established administrative data and bring different pieces of the data together to create a large representative sample

3. One point of confusion is the relationship between three different factors: (i) preschool attendance; (ii) self-regulation and executive function; and (iii) early academic achievement (literacy/numeracy). As I understand it, the results seem to suggest that pre-school attendance mediates the relationship between (ii) and (iii) for Aboriginal children but not so much for non-Aboriginal children. I would have really liked to see a clear exploration of the impact of pre-school attendance on self-regulation and executive function – and how this varies between Aboriginal and non-Aboriginal children. I am not sure this aspect comes out clearly in the paper. Once we are clearer on this relationship, I believe we can interpret the broader results on how the pre-school attendance is mediating the relationship between self-regulation and executive function and early academic achievement – and how it varies between Aboriginal and non-Aboriginal children. More fundamentally, I think the authors should map out a clear theory of change between the main relationships modelled.

4. Another thing that bothered me was that we don’t see the extent to which the likelihood of being remote and non-English speaking varies between Aboriginal and Non-Aboriginal children.

5. Having said that, some of the key policy recommendations seem sound. I just think the authors could do more to persuade the reader that the way the relationships are being examined makes sense.

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

Reviewer #3: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2021 Nov 11;16(11):e0259857. doi: 10.1371/journal.pone.0259857.r002

Author response to Decision Letter 0


12 Oct 2021

We thank all the reviewers for their acknowledgement of the need to better understand the impact of and the relationships between the various factors in our unique context and diverse population including the historic legacy of colonisation; socio-economic and political disadvantage. Their insights and suggestions have assisted the authors greatly. We have considered each comment and provide the following responses, along with the proposed revisions to the manuscript. We have included the proposed changes in the revised manuscript .

Reviewer 1

R1C1:

The score for self-regulation and executive function is calculated by adding the answers to around 90 questions. But an index/score created by addition implies an implicit assumption that these characteristics are substitutable. A low score in one domain by an individual can be compensated by a high score in another domain. In such a score design, how well does it capture an individual’s self-regulation and executive function? A score design which is substitutable within domain but not across domains can be a better measure of individual capabilities. Alternatively, one can employ exploratory factor analysis/dimensionality reduction techniques to construct a better score.

In our main analysis, we used structural equation model in which we used scores from nine sub-domains as 9 indicators (aka observed variables) to form a single latent construct for self-regulation and executive function. Therefore, for the main analysis we did not use an aggregated score for self-regulation and executive function by adding up the scores from all nine sub-domains. In the data-analysis subsection of the method section, we have stated clearly that we first conduct a confirmatory factor analysis, and then used structural equation model.

We apologise for the confusion caused. For our descriptive analysis (Table 1), we have originally used the aggregated scores for ‘self-regulation and executive function’ latent construct (sum of nine sub-domains) and ‘early literacy/numeracy skills’ latent construct (sum of three sub-domains). The purpose of Table 1 is used to illustrate the differences in the scores for ‘self-regulation and executive function’ and ‘early literacy/numeracy skills’ amongst the different sub-groups. However, the aggregated scores were not used in the main analysis that involved confirmatory factor analysis and structural equation model.

To improve the clarity and avoid confusion to the readers, we have made the two major changes. The first change occurred in Figure 2 and Figure 3, in which we used the conventional graphical representations of the structural equation model, by using oval shape for the ‘self-regulation and executive function’ and ‘early literacy/numeracy skills’ latent construct (to signify latent/unobserved variables), and square shape for the other observed variables. The second change occurred in Table 1, in which rather than using the two aggregated scores for ‘self-regulation and executive function’ and ‘early literacy/numeracy skills’, we reported the proportion of children developmental vulnerable on each of the AEDC sub-domains in the self-regulation and executive function latent construct and early literacy/numeracy latent construct. We have revised the main text in the ‘measures’ sub-section in the ‘method’ section below:

In the descriptive analysis (i.e. Table 1 and S2 Table), the proportion of children identified as developmentally vulnerable in each of the sub-domains (i.e. scored in the bottom 10% of the national AEDC population) was presented (1). In the SEM, the standardised score from each of the nine AEDC sub-domain was used as manifest indicator variables for the latent construct ‘self-regulation and executive function’.

R1C2:

The authors mention that aboriginal status was predicted using an algorithm. First, the details of the algorithm employed, and a discussion of its prediction accuracy is needed. Since the most striking results of this paper is the difference of outcomes and pathways between Aboriginals and non-Aboriginals, it is important to understand how well the algorithms predicts Aboriginal status to begin with. Second, every algorithm no matter how well trained, has a prediction error. When a prediction is incorporated into a model especially regression models, the prediction error passes on as measurement error. Here, it is measurement error in the covariates which will affect the estimated coefficients (unlike measurement error in the dependent variable which can be absorbed in the error term). Measurement error problems rarely have good solutions. A discussion of how much of a concern it can be, stemming from what the prediction error in predicting Aboriginal status was, will strengthen the paper.

We apologise for the confusion caused. In our study, we are not using a predictive model, therefore the discussion of prediction error is not relevant in the discussion. However, to improve the clarity, we have revised the main text relating to the derivation of the variable for Aboriginal status.

“In our study, the Aboriginal status variable determined with an algorithmic approach using the same Aboriginal status variable in every dataset of the CYDRP data repository based on their respective demonstrated levels of accuracy, firstly using health datasets, followed by child protection data, and then education and youth justice records (2). This hierarchy of accuracy was based on systematic evaluation of the completeness and quality of each dataset referenced to health records (i.e. hospital data) for which an audit, in 2011, demonstrated 98% consistency between recorded Aboriginal status and patient interview (3). The aforementioned approach is described in detail elsewhere (2) and is consistent with best practice guidelines involving data linked from two or more datasets (4),

R1C3:

The result of this paper (importance of self-regulation and executive function in childhood academic achievement) are expected and intuitive result. Confirmation of expected results are indeed an important contribution to the literature. However, this paper warrants a more rigorous discussion of the specific contribution to our understanding of drivers of early childhood academic achievement. How does the effect sizes of these two drivers compare to that of other factors studied in the literature? The authors mention that previous literature have not looked at these drivers. But why specially these drivers are important to look at is not discussed well. A discussion connecting these results to broader behavioral literature will greatly improve this paper

The discussion now elaborates on the broader literature’s theory and empirical evidence for the assumptions made in this study. This study is only concerned with the relationships between SR-EF and academic outcomes and the inclusion of attendance in pre-school and early years is a known and well established factor for children in the NT. Other important relationships with the patterns of attendance and the development of SR-EF at age 5 are the subject of our next investigations.

We have added the following paragraph in our discussion section:

“Our study’s finding of a positive effect of self-regulation and executive function skills on early years academic outcomes for all children in the NT is particularly important given the increasing rates of school disengagement as evidenced by declining attendance and achievement. There is an urgent need to better connect learners and their school learning meaningfully and authentically with their worlds (5, 6). Research establishing ecological models for the social determinants of health and learning (7) are now enhanced by the mapping of complex psychosocial factors that contribute to inequalities in health and education outcomes in populations (8). Added to this is the emerging evidence of the ways in which early life experiences of toxic stress impact children and young people’s genetic coding for stress regulation (9). The evidence base underpinning our theory of change comes from the international and national literature mapping the early life experiences that contribute to academic outcomes of children through social and emotional capabilities. The complexity of drivers in the literature has not been fully explored in our study. Rather, we have aimed to establish the extent to which self-regulation and executive function skills feature in the pathway to academic outcomes. An important future analysis will be to explore the available data for relationships between preschool attendance and self-regulation and executive function.”

R1C4:

What implications do the results have for future policy-making? The conclusion only suggests that policy-makers be cognizant of the differences between Aboriginal children and non-aboriginal children. Examples of specific policies that can be created (from other countries perhaps) will make the paper stronger.

We have restructured the discussion in which we present the major policy and program implications, by adding additional paragraphs.

1.2 Policy and Programs

In recent years policy agendas have typically paid more attention to the contribution of attendance and early literacy and numeracy on academic outcomes in the early years and longer term. Our study also emphasises the importance of attendance and early literacy and numeracy in the pathway to academic achievement, particularly for Aboriginal children. However, we know that despite large investments in school truancy programs and policies of income management which tie welfare payments to school attendance, for groups of students such as remote and Aboriginal students, disengagement has increased (6). Although large investments have been made by several school systems in social and emotional learning, the implementation of programs is somewhat ad hoc (10). School readiness research has long identified that safety, security and good mental health, including self-regulation are foundational to being “ready to learn” in formal settings. Increasingly, research is examining the relationships between poverty and other contributors to disadvantage on social and emotional health and engagement with early learning or schooling. Hence the importance of system level policies that address universal and targeted needs in the selection and implementation of programs.

Our findings underscore the importance of including Social and Emotional Learning (SEL) in the strategic policy priorities for the NT Department of Education. The NT Department of Education’s SEL package aims to develop students’ self-regulatory and executive function skills including resilience, management of emotions, behaviours and relationships with others as foundational skills for learning throughout the early years and beyond (11). In a recent review of social and emotional learning, distinct cultural differences were evident in self-regulatory practices particularly between collectivist cultures and individualistic cultures such as found in the Aboriginal and non-Aboriginal cultures of the Northern Territory (10). The implication of our findings for different pathways to academic outcomes for Aboriginal and non-aboriginal children, is that whilst schools are an excellent place to deliver a supportive curriculum and provide opportunity for children and young people exercise their learning, effective curriculum may need to be more responsive to the cultural differences in values and beliefs about social, emotional and relational skills. In a related study (pending publication), we found that it is essential to support teachers’ with professional learning about teaching self-regulation and executive function skills for their sense of self-efficacy.

1.3 Implementation of contextualized programs

In the Northern Territory, preschool has been delivered using a variety of service models due to the distribution of the population and the diversity of cultural and social contexts. These alternative service delivery models, including co-located and standalone preschools, multi-level early year’s classes, mobile early childhood education services, distance education (School of the Air), and satellite programs (where transporting children to the nearest primary school was not feasible), have a demonstrated relationship with outcomes (2). Further, the Productivity Commission Report in 2020 commented on the continuing fragmentation of early childhood services resulting in ongoing gaps and duplication of funding to services which often did not address community interests of needs (12). Further to the issue of policy implementation is the importance of implementation of place-based strategies such as an integrated services model for early childhood services and Aboriginal community and health services (12, 13). National policy reforms and bilateral funding agreements in 2008 by the Council of Australian Governments included a roll-out of such integrated services which are only just coming to fruition despite the strong evidence base from Australian and Canadian approaches (14-18).

Much research internationally and in Australia has identified culture, language and mobility as barriers to accessing early childhood, schooling and health services for Aboriginal people and other marginalised populations (19-22). Services which are most effective or responsive to Aboriginal People in socio-economically or geographically disadvantaged communities are integrated and comprehensive (6, 23). Further, these services are designed with community or Aboriginal organisations for empowerment and cultural capital or continuity. They are staffed by highly (and culturally) competent personnel to meet the complex and multiple issues faced by families and communities living in disadvantage often compounded by mental health, depression and substance dependencies or abuse (14, 24-29). The requirement for place-based or community designed services is a key component of the Closing the Gap 2020 agenda to address the health and education inequities for Aboriginal and Torres Strait Island Peoples of Australia. This incorporates the need for empowerment and cultural capital in services that are aligned with the value, beliefs and needs of the community.

2.1 Preschool participation and school attendance

Previous NT study provides “encouraging empirical evidence for increased preschool attendance of Aboriginal children being associated with increased early year school attendance rates and thus better NAPLAN achievement outcomes” (2). The same study also found the greater effect of preschool attendance on early school attendance rates for Aboriginal students than non-Aboriginal students in the NT. The stronger relationship between preschool attendance and Year 3 reading and numeracy for Aboriginal children by comparison with non-Aboriginal children is a function of learning English as a foreign language in many remote communities. The aspirational goal of early childhood system is to achieve equity across all life outcomes and this is reflected in the 2020 Closing the Gap Partnership Agreement. Particular attention is given to how equity in outcomes requires differentiated early childhood programs for Aboriginal and Torres Strait Islander communities. This includes more holistic services, bilingual and culturally inclusive educators. In many community contexts where families may be managing multiple and complex issues, “children’s preschool participation helps parents to build the habit of structuring a typical day around their children’s school routine.”(2) It is possible to design early childhood education provision that recognises the universal benefit for all children, while also taking into account that some children benefit more or require additional support to achieve the same outcome. Known as the proportionate universalism approach, every child would receive a baseline level of preschool provision, and vulnerable children and families would receive extra support. For example, in the 2008 Coalition of Australian Governments’ reform agenda, it was proposed that Aboriginal children would have access to two years of preschool to address a number of areas of need. This did not come to fruition. In the NT, children do have access to publicly provided preschool for a minimal and voluntary parent contribution—"the majority of preschool programs (94%) were delivered free of charge for children aged from 4 years in provincial and remote areas and from 3 years in very remote areas by the NT government.”

Reviewer 2

R2C1:

You say "missing data" in line 260. What's missing exactly is not clear. If some observations are missing, can you impute their values with the Aborigine status-gender mean and check your results? For example, generate a variable with mean by Aborigine status and by gender. So, there will be four types of means. Impute missing values for Aboriginal female and male, and non-Aboriginal female and male with the respective means. If you think, this is an inferior method, please suggest why. I think readers should also know about other ways of addressing missing data.

We have added the additional explanation in our method section.

“In our analysis, there was no missing data for Aboriginal status, sex, language background, remoteness, preschool attendance, early years attendance, Year 3 NAPLAN reading scores and numeracy scores. There was only 1 record missing data for the ‘socio-economic status’ variable. Missing data for the scores in the three sub-domains (that were used to construct early literacy/numeracy skills latent construct) ranged from 3.3%-3.4%. Missing data for the scores in the nine sub-domains (that were used to construct the self-regulation and executive functioning latent construct) ranged from 3.1% to 6.3%.”

Imputing missing values with Aboriginal status-gender mean is likely to lead to biased results. In the conventional way to handle missing data, there were two major approaches with good statistical properties that produce unbiased results: maximum likelihood (ML) and multiple imputation (MI) (30). Allison (2012) stated the four reasons for the preference of ML over MI (30):

1. With MI, there is always a potential conflict between the imputation model and the analysis model. There is no potential conflict in ML because everything is done under one model.

2. The implementation of MI requires many different decisions, each of which involves uncertainty. ML involves far fewer decisions.

3. For a given set of data, ML always produces the same result. On the other hand, MI gives a different result every time you use it.

4. For a given set of data, ML always produces the same result. On the other hand, MI gives a different result every time you use it.

Our main analysis used structural equation model, and thus the robust maximum likelihood with missing values (MLMV) estimator would be the best approach to handle missing data.

As our targeted audience is the public and policy-makers, we decide not to include the rationale in the main text to avoid more confusion and distraction away from the main message that we aimed to deliver. We will include these reasons in our appendix (i.e. S3 Table).

R2C2:

On non-normality of data: most of your aggregated indices range from 0-30 or 0-90, etc. Are there zeros or are these always positive? If always positive, can you take natural logs of these variables and check your results? This is much simpler.

In our main analysis, we did not use aggregated scores, but rather use scores from the different sub-domains as indicators (aka observed variables) to form the latent constructs for ‘self-regulation and executive function’ and ‘early literacy/numeracy skills’ respectively. In our previous manuscript, we use the aggregated scores only in the descriptive analysis in Table 2. In response to Reviewer 1, we have revised Table 1 in which we no longer report the aggregated scores, but rather report the proportion of children developmental vulnerable on each of the AEDC sub-domains in the self-regulation and executive function latent construct and early literacy/numeracy latent construct. Please see our response to Reviewer 1 Comment 1 for more details. Although aggregated indices are always positive, we did not use them in the main analysis (i.e. structural equation model).

R2C3:

Since you aggregate all components together to create variables, it is quite helpful for readers when effects are also shown using disaggregated variables. For example, for self-regulation and executive functioning, you aggregated 9 sub-domains (each ranged from 0-10) into one.

Can you also show the effect of each domain of self-regulation and executive functioning on Year 3 learning outcomes (these can go in the appendix)? I strongly believe this will be a useful exercise because you/readers will be able to identify whether some components of self-regulation and executive functioning have direct impact on Year 3 learning and, if so, which ones.

As mentioned previously (response to previous question and to Reviewer 1 comment 1), we used structural equation model for our main analysis. Our assumption is that ‘self-regulation and executive functioning’ latent variable is a “reflective construct” rather than a “formative construct”. Mentioned in Henseler (2021) p51, in reflective measurement model,

“[t]he observed variables are assumed to reflect variation in a latent variable and, thereby, changes in the construct are expected to be manifested in changes in all indicators comprising the multi-item scale. Thus, the direction of causality is from the construct to the indicators”(31). On the other hand, in formative measurement model,“[f]ormative constructs occur when the items describe and define the construct” (32) (Petter, Straub, & Rai, 2007, p. 623) and“[t]he indicators are considered as immediate causes of the focal latent variable” (33) (Fassott & Henseler, 2015).

The attempt to investigate the effect of each sub-domain on Year 3 learning outcomes seem to deem ‘self-regulation and executive functioning’ as a formative construct, in which we think that is inappropriate in our context. This is because we believe that the direction of causality is from the ‘self-regulation and executive functioning’ construct to the indicators, and not in the opposite direction.

In response to this comment, in the descriptive analysis (i.e. Table 1, S3, S4, S5), we have presented the information about each sub-domain (i.e. proportion of children developmental vulnerable,%).

R2C4:

What mediation analysis model did you use? Do you check if error terms from the direct and intermediate models are correlated or independent? If correlated, how much is it biasing the effect sizes? How do you address this issue?

In our analysis involving structural equation model, we used two models: direct path model and mediation model (described in data-analysis sub-section), and did not use intermediate model. In our mediation model, we applied mediation with multiple mediators and multiple independent variables, using the Stata command of ‘sem’ (34).

R2C5:

Why preschool attendance and Year 3 reading/numeracy is stronger among Aboriginals but not non-Aboriginals? Is something in the Aboriginal culture in play here that might explain this result?

We have added the following explanation in our discussion section.

Previous NT study provides “encouraging empirical evidence for increased preschool attendance of Aboriginal children being associated with increased early year school attendance rates and thus better NAPLAN achievement outcomes” (2). The same study also found the greater effect of preschool attendance on early school attendance rates for Aboriginal students than non-Aboriginal students in the NT. The stronger relationship between preschool attendance and Year 3 reading and numeracy for Aboriginal children by comparison with non-Aboriginal children is a function of learning English as a foreign language in many remote communities. The aspirational goal of early childhood system is to achieve equity across all life outcomes and this is reflected in the 2020 Closing the Gap Partnership Agreement. Particular attention is given to how equity in outcomes requires differentiated early childhood programs for Aboriginal and Torres Strait Islander communities. This includes more holistic services, bilingual and culturally inclusive educators. In many community contexts where families may be managing multiple and complex issues, “children’s preschool participation helps parents to build the habit of structuring a typical day around their children’s school routine.”(2) It is possible to design early childhood education provision that recognises the universal benefit for all children, while also taking into account that some children benefit more or require additional support to achieve the same outcome. Known as the proportionate universalism approach, every child would receive a baseline level of preschool provision, and vulnerable children and families would receive extra support. For example, in the 2008 Coalition of Australian Governments’ reform agenda, it was proposed that Aboriginal children would have access to two years of preschool to address a number of areas of need. This did not come to fruition. In the NT, children do have access to publicly provided preschool for a minimal and voluntary parent contribution—"the majority of preschool programs (94%) were delivered free of charge for children aged from 4 years in provincial and remote areas and from 3 years in very remote areas by the NT government.”

R2C6:

Why do you not report pooled results first (on the entire sample) and then disaggregate by Aboriginal status in subsequent columns? If you have a specific reason then it would be good if you explain it before reporting your results.

We have revised Table 1 to include descriptive statistics for the whole cohort as well. For all other analyses, we then stratified the results by Aboriginal status due to the different demographic characteristics and living circumstances (i.e. much higher proportion of Aboriginal children living in remote and socio-economic disadvantaged regions. In the Introduction section (considering the unique circumstances in the Northern Territory (NT) of Australia), we have also added a paragraph to explain the unique situation in the NT, in which there are significant differences between the Aboriginal and non-Aboriginal children:

“The demography of NT Aboriginal children is not only different from their non-Aboriginal peers in the NT, but also different from Aboriginal children in other Australian jurisdictions (35). The majority of Aboriginal children in the NT have language backgrounds other than English and live in remote or very remote regions (i.e. 75-76%), while the majority of non-Aboriginal children in the NT and Aboriginal children in other Australian jurisdictions have English-speaking backgrounds (i.e. 84% and 81% respectively) and do not live in remote or very remote regions (i.e. 76% and 88% respectively) (35, 36). The significant overlap between Aboriginal background and non-English speaking background in the NT (i.e. 75%) is vastly different from other Australian jurisdictions. Brinkman (2012) found that in 2009, less than 1% of all Australian children (excluding the NT) taking Australian Early Development Census (AEDC) assessment (at 2009) had both Aboriginal heritage and non-English speaking backgrounds (36, 37).”

R2C7:

I don't understand the argument behind only having early attendance and early literacy/numeracy as mediators. Also, by “early”, when exactly were these measured or how old were children? At what age self-regulation/executive functions were measured? How were they measured, e.g., did mothers report these? If reported by mothers, should readers be worried about reporting bias?

As stated in our methods, ‘early years attendance’ was defined as the attendance rates from Transition to Year 2 (approximately age 5 to 7/8 years old), and the ‘early literacy/numeracy’ skills was measured at Transition years (approximately age 5).

In the ‘measure’ subsection in our method section, we have already stated clearly how and when the ‘self-regulation and executive function' was measured:

“The indicators of self-regulation and executive function at Transition were obtained using items from nine sub-domains in the AEDC”

As such, self-regulation/executive function was not reported by mothers.

We have added the explanation below for the reason of including as mediators in the main text:

“The decision to have early literacy/numeracy and early years attendance as mediators in the pathway was based on two previous studies (2, 38). Collie (2018) found that early literacy/numeracy (at age 5) had a mediating role between prosocial behaviour and Year 3 academic achievement (i.e. NAPLAN) (38), while Silburn (2016) found that early years attendance has a mediating role between preschool attendance and Year 3 NAPLAN for NT Aboriginal children (2).”

To avoid the confusion to the readers, we have also rewritten our Abstract (methods and result sub-section) to include more information about the age/timing for the different measures in our study.

Methods

This study linked the Australian Early Development Census (AEDC) to the attendance data (i.e. government preschool and primary schools) and Year 3 National Assessment Program for Literacy and Numeracy (NAPLAN). Structural equation modelling was used to investigate the pathway from self-regulation and executive function (SR-EF) at age 5 to early academic achievement (i.e. Year 3 reading/numeracy) at age 8.

Result

The study confirms the expected importance of SR-EF for all children but suggests the different pathways for Aboriginal and non-Aboriginal children. For non-Aboriginal children, there was a significant indirect effect of SR-EF (β=0.38, p<0.001) on early academic achievement, mediated by early literacy/numeracy skills (at age 5). For Aboriginal children, there were significant indirect effects of SR-EF (β=0.19, p<0.001) and preschool attendance (β=0.20, p<0.001), mediated by early literacy/numeracy skills and early primary school attendance (i.e. Transition Years to Year 2 (age 5-7)).

R2C8:

Some important variables are omitted from the model: peer effects (e.g., my Year 3 learning outcomes might have improved due to peers), classroom size/student-teacher ratio (e.g., studies suggest classroom size affects learning outcomes), and “negative” teaching (e.g., frequent punishment and lack of empathy by teachers might also affect learning outcomes). If you have these variables, you could consider using them in the model. If not available, you should consider highlighting these under limitations.

In our study, these variables were unavailable. We have highlighted these limitations in our limitation section.

Finally, the data available to and used in this study did not include other important factors that may influence or modify the outcomes, such as parental involvement in their children’s learning prior to or during preschool, the quality of preschool programs attended or the learning environment (e.g. peer-effects, classroom size, student-teacher ratio or teachers’ teaching style).

R2C9:

“For non-Aboriginal children, the effect of self-regulation and executive function on Year 3 academic outcomes was mainly mediated by early literacy/numeracy skills. For Aboriginal children, both early years attendance and early literacy/numeracy skills appeared to mediate this effect.” (page 18)

So, this means self-regulation and executive function’s impact on early literacy/numeracy skills are what is affecting Year 3 literacy/numeracy, as self-regulation and executive function have no direct impact. I think what is happening here is that either (i) self-regulation and executive function kick-start the process by impacting immediate learning outcome, and then immediate/previous learning outcomes start affecting future learning outcomes; or, (ii) self-regulation and executive function measured early in life has only an immediate impact on early literacy/numeracy skills, so for Year 3 outcomes, you self-regulation and executive function skills measures among Year 3 children. Can you discard these possibilities? If yes, how?

The well established pathways in the literature about early childhood development lead us to assume that self-regulation and executive function are foundational to early literacy and numeracy skills and the way systems typically measure or prioritise these academic skills may make these outcomes more evident or influential. In our data-linkage study, we are unable to verify this question, and thus unable to discard any of the possibilities the reviewer mentioned. But these can be explored in future studies.

R2C10:

In Table 2, effect sizes from the “mediation model” do not add up to effect sizes in the “direct path model”. Direct+indirect from mediation should equal to direct from the main model, right? If not, why?

We apologise for the confusion caused. As described in the data-analysis subsection of our Methods section, we used separate models (i.e. direct path model and mediation model). However, we did not report the total effect in the mediation model. We have addressed this concern by reporting the total effect in Table 2.

R2C11:

You use “National Minimum Standard” to create a dummy for the Year 3 reading/numeracy (page 9), what is the exact cut-off used here?

We have added more details in the main text.

“Under the NAPLAN assessment scale, there are 10 bands, and the second lowest band reported for each year level represents "the national minimum standard expected of students at that year level", which is "the agreed minimum acceptable standard of knowledge and skills without which a student will have difficulty making sufficient progress at school" (39).

R2C12:

Do coefficients between Table 3 and Table 4 statistically differ? For example, -0.23 vs -0.19 (male variable, column 1) or -0.37 vs -0.11 (non-English variable, column 2), are these statistically different?

In our main manuscript, the results (i.e. standardized beta coefficients from the SEM) for both Aboriginal and non-Aboriginal students were presented in Table 3; there is no Table 4. We have conducted our analysis (i.e. involving structural equation model) stratified by Aboriginal status, and not treating Aboriginal status as a variable in the model. Since there were two separate models, we did not conduct statistical significance test for the differences in standardised beta coefficients between Aboriginal and non-Aboriginal children.

To improve the clarify, we have added the following explanation in the ‘analysis’ subsection in our method section.

“Informed by prior research (2, 40) and due to the different demographic characteristics and pathways (to academic outcomes) of Aboriginal and non-Aboriginal children in the NT (as described in the Introduction section), all analyses were stratified by Aboriginal status.”

MINOR COMMENTS:

R2C13:

It's better to have the main research question in the first or second paragraph of the introduction. Otherwise, the long literature review is quite distracting.

We understand that the literature review in the introduction could be long, which might make it difficult for readers to follow. To improve the ease of reader for readings, we have added sub-headings in the Introduction and Discussion section. The additional sub-heading, ‘research question of the study’ before the last paragraph of the introduction section should help readers find the research questions of our study.

R2C14:

Without reporting the actual model, saying "...the standardized beta coefficients (β) were reported.." is quite puzzling to the reader. Can you please elaborate on it or, even better, write down the actual model here?

We are using a structural equation model, in which there are two components: structural model (which specifies the predictive relationship among the latent variables) and measurement model (which defines how the latent variables are measure (i.e., represented by indicators)). The standardized beta coefficients (β) are also known as standardised path coefficient. To avoid confusion to the readers, we have simplified the text and added more explanations in the main text.

“In the SEM, the standardised beta coefficients (β), rather than unstandardized beta coefficients, were reported. If the standardised beta coefficient (β) in the pathway from variable A to variable B is 0.5, then for one SD increase in A, B will increase by 0.5 SD. This indicates that when variable A increases by one SD from its mean, variable B can be expected to increase by 0.5 its own SD from its own mean while holding all other relevant variables constant. In reporting unstandardized beta coefficients, when variable A increases by one unit, variable B would be expected to increase by 0.5 unit, while holding all other relevant variables constant. Due to the different scales of the different variables in our study, it is essential to report the standardised beta coefficients to ensure consistent comparison of the path amongst different variables. Standardised beta coefficients (β) equal to or greater than or equal to 0.10 and 0.25 were considered evidence of moderate and large effect size respectively (41, 42).”

R2C15:

You use the abbreviation NAPLAN in methods but don't mention the full form in intro or methods.

We have mentioned the full form in the first paragraph of our method section.

“Our study cohort consisted of children who had received AEDC assessments (Cycle 1 and Cycle 2 in 2009/10 and 2012 respectively), attended public preschool and school (from first year of formal schooling, the Transition year, to Year 3), and participated in Year 3 National Assessment Program for Literacy and Numeracy (NAPLAN) test in the NT.”

R2C16:

Various typos and punctuation errors. Please fix those.

We have fixed the various typos and punctuation errors in the manuscript.

Reviewer 3

R3C1:

The topic being studied is of great importance. Understanding better the precise ways in which investments in early childhood can improve student skills is vital to the design of better public policy investments in this area. Within this broad umbrella, exploring the precise specific constraints faced by children from marginalized communities is extremely important.

We thank Reviewer 3 for the positive feedback.

R3C2:

I also appreciate the care the authors have taken to use well-established administrative data and bring different pieces of the data together to create a large representative sample

We thank Reviewer 3 for the positive feedback.

R3C3:

One point of confusion is the relationship between three different factors: (i) preschool attendance; (ii) self-regulation and executive function; and (iii) early academic achievement (literacy/numeracy). As I understand it, the results seem to suggest that pre-school attendance mediates the relationship between (ii) and (iii) for Aboriginal children but not so much for non-Aboriginal children. I would have really liked to see a clear exploration of the impact of pre-school attendance on self-regulation and executive function – and how this varies between Aboriginal and non-Aboriginal children. I am not sure this aspect comes out clearly in the paper. Once we are clearer on this relationship, I believe we can interpret the broader results on how the pre-school attendance is mediating the relationship between self-regulation and executive function and early academic achievement – and how it varies between Aboriginal and non-Aboriginal children. More fundamentally, I think the authors should map out a clear theory of change between the main relationships modelled.

As stated in our method section previously, early years attendance and early literacy/numeracy skills are mediators (“In the mediation model, we investigated the mediation effects of early literacy/numeracy skills and early years attendance”). As such, pre-school attendance is not a mediator. We have added the following explanation to improve the clarity.

“The decision to have early literacy/numeracy and early years attendance as mediators in the pathway was based on two previous studies (2, 38). Collie (2018) found that early literacy/numeracy (at age 5) had a mediating role between prosocial behaviour and Year 3 academic achievement (i.e. NAPLAN) (38), while Silburn (2016) found that early years attendance has a mediating role between preschool attendance and Year 3 NAPLAN for NT Aboriginal children (2).”

R3C4:

Another thing that bothered me was that we don’t see the extent to which the likelihood of being remote and non-English speaking varies between Aboriginal and Non-Aboriginal children.

We understand that international audience might not be familiar to the unique circumstances of the NT, in which most Aboriginal people in the NT lived in remote areas and have non-English speaking background, and the proportion of non-Aboriginal people living in remote areas is higher when compared with their counterparts living in other parts of Australia and internationally. As such, we have added an additional paragraph in the introduction (Unique circumstances in the Northern Territory (NT) of Australia) to provide more NT’s context.

“The demography of NT Aboriginal children is not only different from their non-Aboriginal peers in the NT, but also different from Aboriginal children in other Australian jurisdictions (35). The majority of Aboriginal children in the NT have language backgrounds other than English and live in remote or very remote regions (i.e. 75-76%), while the majority of non-Aboriginal children in the NT and Aboriginal children in other Australian jurisdictions have English-speaking backgrounds (i.e. 84% and 81% respectively) and do not live in remote or very remote regions (i.e. 76% and 88% respectively) (35, 36). The significant overlap between Aboriginal background and non-English speaking background in the NT (i.e. 75%) is vastly different from other Australian jurisdictions. Brinkman (2012) found that in 2009, less than 1% of all Australian children (excluding the NT) taking Australian Early Development Census (AEDC) assessment (at 2009) had both Aboriginal heritage and non-English speaking backgrounds (36, 37).”

In addition, we have rewritten the Background sub-section in our Abstract to provide more NT’s context.

“With the pending implementation of the Closing the Gap 2020 recommendations, there is an urgent need to better understand the contributing factors of, and pathways to positive educational outcomes for both Aboriginal and non-Aboriginal children. This deeper understanding is particularly important in the Northern Territory (NT) of Australia, in which the majority of Aboriginal children lived in remote communities and have language backgrounds other than English (i.e. 75%).”

R3C5:

Having said that, some of the key policy recommendations seem sound. I just think the authors could do more to persuade the reader that the way the relationships are being examined makes sense.

We have restructured the discussion in which we present the major policy and program implications, by adding additional paragraphs. Please refer to the added paragraphs in our response to Comment 4 of Reviewer 1. In addition, we have re-written the conclusion of the abstract and main text to reiterate the implications of our findings.

“With the implementation of the Closing the Gap 2020 recommendations, there is an urgent need to better understand self-regulation and executive functions as contributing factors to positive educational outcomes for children living in both urban and remote settings. This study had access to linked data of preschool attendance, AEDC, early years attendance and NAPLAN scores, and so was able to provide a basic understanding of the pathways to early academic achievements for both Aboriginal and non-Aboriginal children in the NT. This study acknowledges that NAPLAN is a narrow criterion for school success. Due to data limitations, this study does not provide insights into the pathways to other important positive schooling outcomes (e.g. well-being, aspirations, participation, identities, relational). Currently in Australia, only AEDC, NAPLAN, school enrolment and attendance data are collected nationally in the early childhood and primary education setting. The current study forms the basis for further investigation into self-regulation and executive function as contributing factors to positive educational outcomes for both Aboriginal and non-Aboriginal children in the NT and across Australia. It suggests the need for more attention to self-regulation and executive function in national data-collection.

Despite the limitations, our study offers valuable insights to better understand the contribution of early foundational skills that comprise self-regulation and executive function to positive educational outcomes in different populations. The results demand further investigation to culturally, linguistically and contextually differentiated programs and policies in the current Australian education context. Our study confirms the expected importance of self-regulation and executive functioning skills for all children but suggests there are different pathways for Aboriginal and non-Aboriginal children in the NT. Our study suggested the importance of preschool and early years attendance in the pathway to academic achievement, particularly for Aboriginal children. Further, these results reflect the distinct population profile of the NT with a majority of Aboriginal children with language backgrounds other than English, living in geographically remote communities (i.e. 75%) and with substantial disadvantaged subgroups of children from rural and remote backgrounds in the major centres who have poor access to services, different from other Australian and international jurisdictions. There are potentially cultural or linguistic assets and strengths that contribute to self-regulation and executive function as foundational skills for academic learning that are not recognised in the current tools.

The complex inter-relatedness of school attendance, remoteness, non-English speaking background and socio-economic status on the pathway for self-regulation and executive function skills demand attention in the design of effective policies and programs. Policy makers and educators must recognise that the factors contributing to non-attendance are complex, hence the solutions require multi-sectoral collaboration in place-based design for effective implementation, particularly for early childhood experiences. Given the importance of self-regulation and executive function for foundational skills, and readiness for academic engagement, there is a pressing need to better understand how current policies and programs enhance children and their families’ sense of safety and support to nurture these skills.”

Reference

1. Brinkman SA, Gregory TA, Goldfeld S, Lynch JW, Hardy M. Data resource profile: the Australian early development index (AEDI). International journal of epidemiology. 2014;43(4):1089-96.

2. Silburn S, Guthridge S, McKenzie J, Su J-Y, He V, Haste S: Early Pathways to School Learning: Lessons from the NT Data-Linkage Study: Darwin: Menzies School of Health Research. 2018. Available at: https://www.menzies.edu.au/icms_docs/293933_Early_Pathways_to_School_Learning_%E2%80%93_Lessons_from_the_NT_data_linkage_study.pdf.

3. Foley, M., Zhao, Y., & Condon, J. (2012). Demographic data quality assessment for Northern Territory public hospitals, 2011: Health gains planning, Dept. of Health. Darwin.

4. Australian Institute of Health and Welfare and Australian Bureau of Statistics 2012. National best practice guidelines for data linkage activities relating to Aboriginal and Torres Strait Islander people. AIHW Cat. No. IHW 74. Canberra: AIHW. Available at: https://www.aihw.gov.au/getmedia/6d6b9365-9cc7-41ee-873f-13e69e038337/13627.pdf.

5. Department of Education. Education Engagement Strategy. 2021. Available at: https://education.nt.gov.au/statistics-research-and-strategies/education-engagement-strategy.

6. Prout Quicke S, Biddle N. School (non-) attendance and ‘mobile cultures’: theoretical and empirical insights from Indigenous Australia. Race Ethnicity and Education. 2017;20(1):57-71.

7. Shonkoff, J. P., & Phillips, D. A. (2000). From neurons to neighbourhoods: The science of early childhood development. Washington DC: National Academy Press. .

8. Sabates, R. and Yardeni, A. Chapter 2 Social determinants of health and education: Understanding the intersectionalities during childhood, in R. Midford et al. (eds.), Health and Education Interdependence. Singapore: Springer Nature. 2020.

9. Silburn, S. Chapter 16 The role of epigenetics in shaping the foundations of children's learning, in R. Midford et al. (eds.), Health and Education Interdependence. Singapore: Springer Nature. 2020.

10. Cahill, R. and Dadvand, B. Chapter 11 Social and emotional learning and resilience education, in R. Midford et al. (eds.), Health and Education Interdependence. Singapore: Springer Nature. 2020.

11. Department of Education. NT Social and Emotional Learning. 2021. Available from: https://education.nt.gov.au/support-for-teachers/nt-social-and-emotional-learning.

12. Productivity Commission. Expenditure on Children in the Northern Territory, Study Report, Canberra. 2020. Available at: https://www.pc.gov.au/inquiries/completed/nt-children/report.

13. Wise S. Improving the early life outcomes of Indigenous children: implementing early childhood development at the local level Closing Gap Clear. Canberra: Australian Institute of Health and Welfare/Australian Institute of Family Studies. 2013.

14. Northern Territory Department of Education (NTDE) (1999). Learning lessons: An independent review of Indigenous education in the Northern Territory. Darwin, NT: Northern Territory Department of Education. Available at: https://www.voced.edu.au/content/ngv:11688 at 28 Apr 2021.

15. Ball J. Indigenous Early Childhood development programs as “hook” and “hub” for inter-sectoral service delivery. Variegations: New Research Directions in Human and Social Development. 2003;1:3-9.

16. Cleary, V. Education and Learning in an Aboriginal Community. Issue Analysis, 65, 1-16. 2005.

17. Walker, K. National Preschool Education Enquiry Report. For All Our Children. Melbourne: Australian Education Union. 2004.

18. SNAICC. Research Priorities for Indigenous Children and Youth. Fitzroy: Secretariat of National Aboriginal and Islander Child Care. 2004.

19. Aslam, H., & Kemp, L. Home visiting in South Western Sydney: An integrative literature review, description and development of a generic model. Sydney: Centre for Health Equity Training Research and Evaluation. 2005.

20. Brady, W. (1991). The Health of Young Aborigines: A report on the health of Aborigines aged 12 to 25 years. Canberra: Australian Institute of Aboriginal and Torres Strait Islander Studies.

21. Penman, R. The 'growing up' of Aboriginal and Torres Strait Islander children: a literature review. Canberra: Australian Government. 2006.

22. Hetzel, D., Page, A., Glover, J., & Tennant, S. Inequality in South Australia, Key Determinants of Wellbeing, Volume 1, The Evidence. Adelaide: Department of Health. 2004.

23. Arnold, C., Bartlett, K., Gowani, S., & Merali, R. Is everybody ready? Readiness, transition and continuity: Reflections and moving forward (Working Paper 41). The Hague, NL: Bernard van Leer Foundation. 2007.

24. Bamblett, M., Bath, H., & Roseby, R. Growing Them Strong, Together: Promoting the safety and wellbeing of the Northern Territory’s children, Summary Report of the Board of Inquiry into the Child Protection System in the Northern Territory 2010. Darwin, NT: Northern Territory Government. 2010.

25. Ball J, Pence A, Benner A. Quality child care and community development: What is the connection. Too small to see, too big to ignore: Child health and well-being in British Columbia. 2002;35:75-102.

26. Edwards, B., Wise, S., Gray, M., Hayes, A., Katz, I., Misson, S., ... Muir, K. Stronger Families in Australia Study: The Impact of Communities for Children (Occasional Paper 25) Canberra: Department of Families, Housing, Community Services and Indigenous Affairs. 2009.

27. McRae, D., Ainsworth, G., Cumming, J., Hughes, P., Mackay, T., Price, K., ...Zbar, V. What Works: Explorations in improving outcomes for Indigenous students. Canberra: Australian Curriculum Studies Association. 2000.

28. Fasoli, L., Benbow, R., Deveraux, K., Falk, I., Harris, R., Hazard, M., ... Railton, K. ‘Both Ways’ Children’s Services Project. Batchelor, NT: Batchelor Institute of Indigenous Tertiary Education. 2004.

29. Centre for Community Child Health. Integrating services for young children and their families. Policy Brief, 17. Parkville, Victoria: Royal Children’s Hospital. 2009.

30. Allison PD, editor Handling missing data by maximum likelihood. SAS global forum; 2012.

31. Henseler J. Composite-based structural equation modeling: analyzing latent and emergent variables: Guilford Publications; 2020.

32. Petter S, Straub D, Rai A. Specifying formative constructs in information systems research. MIS quarterly. 2007:623-56.

33. Fassott G, Henseler J, “Formative (Measurement),” in Wiley Encyclopedia of Management, Vol. 9, Marketing, Cary Cooper, Nick Lee, and Andrew Farrell, eds., Chichester: Wiley, 1–4. 2015.

34. UCLA Institute for Digital Research & Education. How can I do mediation analysis with the SEM command? | Stata FAQ. Available at: https://stats.idre.ucla.edu/stata/faq/how-can-i-do-mediation-analysis-with-the-sem-command/.

35. Australian Bureau of Statistics. 3238.0.55.001-Estimates of Aboriginal and Torres Strait Islander Australians, June 2016. 2018 Available from: https://www.abs.gov.au/statistics/people/aboriginal-and-torres-strait-islander-peoples/estimates-aboriginal-and-torres-strait-islander-australians/latest-release.

36. Centre for Community Child Health and Telethon Institute for Child Health Research. A Snapshot of Early Childhood Development in Australia – AEDI National Report 2009, Australian Government, Canberra. 2009. Available at: https://www.aedc.gov.au/resources/detail/national-report-2009.

37. Brinkman SA, Gialamas A, Rahman A, Mittinty MN, Gregory TA, Silburn S, et al. Jurisdictional, socioeconomic and gender inequalities in child health and development: analysis of a national census of 5-year-olds in Australia. BMJ open. 2012;2(5):e001075.

38. Collie RJ, Martin AJ, Roberts CL, Nassar N. The roles of anxious and prosocial behavior in early academic performance: A population-based study examining unique and moderated effects. Learning and Individual Differences. 2018;62:141-52.

39. Australian Curriculum Assessment and Reporting Authority 2018, NAPLAN Achievement in Reading, Writing, Language Conventions and Numeracy: National Report for 2018, ACARA, Sydney.

40. Robinson, G; William, T. Chapter 8 The Child, Between School, Family and Community: Understanding the Transition to School for Aboriginal Children in Australia’s Northern Territory, in R. Midford et al. (eds.), Health and Education Interdependence. Singapore: Springer Nature. 2020.

41. Keith T. Structural equation modeling in school psychology. The handbook of school psychology. 1999;3(1):78-107.

42. Keith TZ. Multiple regression and beyond: An introduction to multiple regression and structural equation modeling: Routledge; 2014.

Attachment

Submitted filename: Response to Reviewers - Pathways to school success.docx

Decision Letter 1

Nishith Prakash

28 Oct 2021

Pathways to school success: Self-regulation and executive function, preschool attendance and early academic achievement of Aboriginal and non-Aboriginal children in Australia’s Northern Territory

PONE-D-21-15913R1

Dear Dr. He,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Nishith Prakash, Ph.D.

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Dear Dr. He,

Delighted to accept this paper. I think this work of yours makes valuable contribution and I am glad you chose PLOS ONE.

Best,

Nishith

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: (No Response)

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: (No Response)

Reviewer #2: (No Response)

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

Acceptance letter

Nishith Prakash

2 Nov 2021

PONE-D-21-15913R1

Pathways to school success: Self-regulation and executive function, preschool attendance and early academic achievement of Aboriginal and non-Aboriginal children in Australia’s Northern Territory

Dear Dr. He:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Nishith Prakash

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 File. S1—S7 Tables.

    (DOCX)

    Attachment

    Submitted filename: Response to Reviewers - Pathways to school success.docx

    Data Availability Statement

    The study datasets contain sensitive personal information and are held on a secure cloud-based server with restricted access. Access requires the approval of the ethics committee and data custodians. For applications for data access, please contact the Menzies Data-linkage Program Leader at steve.guthridge@menzies.edu.au.


    Articles from PLoS ONE are provided here courtesy of PLOS

    RESOURCES