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. 2021 Nov 9;23(11):1479. doi: 10.3390/e23111479

Environment-Assisted Shortcuts to Adiabaticity

Akram Touil 1,*, Sebastian Deffner 1,2
Editor: Ronnie Kosloff
PMCID: PMC8624449  PMID: 34828177

Abstract

Envariance is a symmetry exhibited by correlated quantum systems. Inspired by this “quantum fact of life,” we propose a novel method for shortcuts to adiabaticity, which enables the system to evolve through the adiabatic manifold at all times, solely by controlling the environment. As the main results, we construct the unique form of the driving on the environment that enables such dynamics, for a family of composite states of arbitrary dimension. We compare the cost of this environment-assisted technique with that of counterdiabatic driving, and we illustrate our results for a two-qubit model.

Keywords: shortcuts to adiabaticity, counterdiabatic driving, envariance, branching states

1. Introduction

An essential step in the development of viable quantum technologies is to achieve precise control over quantum dynamics [1,2]. In many situations, optimal performance relies on the ability to create particular target states. However, in dynamically reaching such states, the quantum adiabatic theorem [3] poses a formidable challenge since finite-time driving inevitably causes parasitic excitations [4,5,6,7]. Acknowledging and addressing this issue, the field of “shortcuts to adiabaticity” (STA) [8,9,10,11] has developed a variety of techniques that permit to facilitate effectively adiabatic dynamics in finite time.

Recent years have seen an explosion of work on, for instance, counterdiabatic driving [12,13,14,15,16,17,18,19], the fast-forward method [20,21,22,23], time-rescaling [24,25], methods based on identifying the adiabatic invariant [26,27,28,29], and even generalizations to classical dynamics [30,31,32]. For comprehensive reviews of the various techniques, we refer to the recent literature [9,10,11].

Among these different paradigms, counterdiabatic driving (CD) stands out, as it is the only method that forces evolution through the adiabatic manifold at all times. However, experimentally realizing the CD method requires applying a complicated control field, which often involves non-local terms that are hard to implement in many-body systems [15,17]. This may be particularly challenging if the system is not readily accessible, due to, for instance, geometric restrictions of the experimental set-up.

In the present paper, we propose an alternative method to achieve transitionless quantum driving by leveraging the system’s (realistically) inevitable interaction with the environment. Our novel paradigm is inspired by “envariance,” which is short for entanglement-assisted invariance. Envariance is a symmetry of composite quantum systems, first described by Wojciech H. Zurek [33]. Consider a quantum state |ψSE that lives on a composite quantum universe comprising the system, S, and its environment, E. Then, |ψSE is called envariant under a unitary map uSIE if and only if there exists another unitary ISuE acting on E such that the composite state remains unaltered after applying both maps, i.e., uSIE|ψSE=|ϕSE and ISuE|ϕSE=|ψSE. In other words, the state is envariant if the action of a unitary on S can be inverted by applying a unitary on E.

Envariance was essential to derive Born’s rule [33,34], and in formulating a novel approach to the foundations of statistical mechanics [35]. Moreover, experiments [36,37] showed that this inherent symmetry of composite quantum states is indeed a physical reality, or rather a “quantum fact of life” with no classical analog [34]. Drawing inspiration from envariance, we develop a novel method for transitionless quantum driving. In the following, we will see that instead of inverting the action of a unitary on S, we can suppress undesirable transitions in the energy eigenbasis of S by applying a control field on the environment E. In particular, we consider the unitary evolution of an ensemble of composite states {|ψSE} on a Hilbert space HSHE of arbitrary dimension, and we determine the general analytic form of the time-dependent driving on HE, which suppresses undesirable transitions in the system of interest S. This general driving on the environment E guarantees that the system S evolves through the adiabatic manifold at all times. We dub this technique environment-assisted shortcuts to adiabaticity, or “EASTA” for short. In addition, we prove that the cost associated with the EASTA technique is exactly equal to that of counterdiabatic driving. We illustrate our results in a simple two-qubit model, where the system and the environment are each described by a single qubit. Finally, we conclude with discussing a few implications of our results in the general context of decoherence theory and quantum Darwinism.

2. Counterdiabatic Driving

We start by briefly reviewing counterdiabatic driving to establish notions and notations. Consider a quantum system S, in a Hilbert space HS of dimension dS, driven by the Hamiltonian H0(t) with instantaneous eigenvalues {En(t)}n0,dS1 and eigenstates {|n(t)}n0,dS1. For slowly varying H0(t), according to the quantum adiabatic theorem [3], the driving of S is transitionless. In other words, if the system starts in the eigenstate |n(0), at t=0, it evolves into the eigenstate |n(t) at time t (with a phase factor) as follows:

|ψn(t)U(t)|n(0)=ei0tEn(s)ds0tnsnds|n(t)eifn(t)|n(t). (1)

For arbitrary driving H0(t), namely for driving rates larger than the typical energy gaps, the system undergoes transitions. However, it was shown [12,13,14] that the addition of a counterdiabatic field HCD(t) forces the system to evolve through the adiabatic manifold. Using the following total Hamiltonian,

H=H0(t)+HCD(t)=H0(t)+intnnntnnn|, (2)

the system evolves with the corresponding unitary UCD(t)=n|ψn(t)n(0)| such that the following holds:

UCD(t)|n(0)=eifn(t)|n(t). (3)

This evolution is exact no matter how fast the system is driven by the total Hamiltonian. However, the counterdiabatic driving (CD) method requires adding a complicated counterdiabatic field HCD(t) involving highly non-local terms that are hard to implement in a many-body set-up [15,17]. Constructing this counterdiabatic field requires determining the instantaneous eigenstates {|n(t)}n0,dS1 of the time-dependent Hamiltonian H0(t). Moreover, changing the dynamics of the system of interest (i.e., adding the counterdiabatic field) requires direct access and control on S.

In the following, we will see how (at least) the second issue can be circumvented by relying on the environment E that inevitably couples to the system of interest. In particular, we make use of the entanglement between system and environment to avoid any transitions in the system. To this end, we construct the unique driving of the environment E that counteracts the transitions in S.

3. Open System Dynamics and STA for Mixed States

We start by stating three crucial assumptions: (i) the joint state of the system S and the environment E is described by an initial wave function |ψSE(0) evolving unitarily, according to the Schrödinger equation; (ii) the environment’s degrees of freedom do not interact with each other; (iii) the S-E joint state belongs to the ensemble of singly branching states [38]. These branching states have the following general form:

|ψSE=n=0N1pn|nl=1NE|Enl, (4)

where pn[0,1] is the probability associated with the nth branch of the wave function, with orthonormal states |nHS and l=1NE|EnlHE.

Without loss of generality, we can further assume pn=1/N for all n0,N1 since if pn1/N we can always find an extended Hilbert space [33,34] such that the state |ψSE becomes even. Thus, we can consider branching states |ψSE of the simpler form as follows:

|ψSE=1Nn=0N1|nl=1NE|Enl. (5)

In the following, we will see that EASTA can actually only be facilitated for even states (5). In Appendix B, we show that EASTA cannot be implemented for arbitrary probabilities (i.e., (n);pn1/N).

3.1. Two-Level Environment E

We start with the instructive case of a two-level environment, cf. Figure 1. To this end, consider the following branching state:

|ψSE(0)=12|g(0)|Eg(0)+12|e(0)|Ee(0), (6)

where the states |Eg(0) and |Ee(0) form a basis on the environment E, and the states |g(0) and |e(0) represent the ground and excited states of S at t=0, respectively.

Figure 1.

Figure 1

Sketch of the two different schemes of applying STA in a branching state of the form presented in  Equation (6). In both panels, the state preparation involves a Hadamard gate (H) applied on S, and coupling with the environment through a c-not operation. In panel (a), we describe the “usual” counterdiabatic scheme. As shown in Section 3, local driving on E suppresses any transitions of S in the instantaneous eigenbasis of H0(t). The latter scheme is illustrated in panel (b).

It is then easy to see that there exists a unique unitary U such that the system evolves through the adiabatic manifold in each branch of the wave function as follows:

(!U);(UU)|ψSE(0)=(UCDIE)|ψSE(0). (7)

Starting from the above equality, we obtain the following:

U|g(0)U|Eg(0)+U|e(0)U|Ee(0)=eifg(t)|g(t)|Eg(0)+eife(t)|e(t)|Ee(0). (8)

Projecting the environment E into the state “|Eg(0)”, we have

U|g(0)Eg(0)|U|Eg(0)+U|e(0)Eg(0)|U|Ee(0)=eifg(t)|g(t), (9)

equivalently written as

(Ug,g)U|g(0)+(Ug,e)U|e(0)=eifg(t)|g(t), (10)

which implies the following:

(Ug,g)|g(0)+(Ug,e)|e(0)=eifg(t)U|g(t). (11)

Therefore,

Ug,g=eifg(t)g(0)|U|g(t),andUg,e=eifg(t)e(0)|U|g(t). (12)

Additionally, by projecting E into the state “|Ee(0)” we obtain the following:

Ue,g=eife(t)g(0)|U|e(t),andUe,e=eife(t)e(0)|U|e(t). (13)

It is straightforward to check that the operator U, which reads as follows:

U=Ug,gUg,eUe,gUe,e, (14)

is indeed a unitary on E.

In conclusion, we have constructed a unique unitary map that acts only on E, but counteracts transitions in S. Note that coupling the system and environment implies that the state of the system is no longer described by a wave function. Hence the usual counterdiabatic scheme evolves the density matrix ρS(0) to another density ρS(t) such that both matrices have the same populations and coherence in the instantaneous eigenbasis of H0(t) (which is what EASTA accomplishes, as well).

3.2. N-Level Environment E

We can easily generalize the two-level analysis to an N-level environment. Similar to the above description, coupling the system to the environment leads to a branching state of the following form:

|ψSE(0)=1Nn=0N1|n(0)|En(0), (15)

where the states {|En(0)}n form a basis on the environment E. We can then construct a unique unitary U such that the system evolves through the adiabatic manifold in each branch of the wave function as follows:

(!U);(UU)|ψSE(0)=(UCDIE)|ψSE(0). (16)

The proof follows the exact same strategy as the two-level case, and we find the following:

((m,n)0,N12);Um,n=eifm(t)n(0)|U|m(t). (17)

The above expression of the elements of the unitary U is our main result, which holds for any driving H0(t) and any N-dimensional system.

3.3. Process Cost

Having established the general analytic form of the unitary applied on the environment, the next logical step is to compute and compare the cost of both schemes: (a) the usual counterdiabatic scheme and (b) the environment-assisted shortcut scheme presented above (cf. Figure 1). More specifically, we now compare the time integral of the instantaneous cost [39] for both driving schemes [39,40,41,42,43], (a) CCD(t)=(1/τ)0tHCD(s)ds and (b) Cenv(t)=(1/τ)0tHenv(s)ds (. is the operator norm), where the driving Hamiltonian on the environment can be determined from the expression of U(t), Henv(t)=idU(t)dtU(t).

In fact, from Equation (17) it is not too hard to see that the field applied on the environment Henv(t) has the same eigenvalues as the counterdiabatic field HCD(t), since there exists a similarity transformation between Henv(t) and HCD*(t). Therefore, the cost of both processes is exactly the same, CCD=Cenv, for any arbitrary driving H0(t). Details of the derivation can be found in Appendix A. Note that for t=τ, the above definition of the cost becomes the total cost for the duration “τ” of the process.

3.4. Illustration

We illustrate our results in a simple two-qubit model, where the system and and the environment are each described by a single qubit. Note that the environment can live in a larger Hilbert space while still being characterized as a virtual qubit [44]. The aforementioned virtual qubit notion simply means that the state of the environment is of rank equal to two.

We choose a driving Hamiltonian H0(t), such that

H0(t)=B2σx+J(t)2σz, (18)

where J(t) is the driving/control field, B is a constant, and σz and σx are Pauli matrices. Depending on the physical context, B and J(t) can be interpreted in various ways. In particular, as noted in ref. [45], in some contexts, the constant B can be regarded as the energy splitting between the two levels [46,47,48], and in others, the driving J(t) can be interpreted as a time-varying energy splitting between the states [49,50,51,52]. To illustrate our results we choose the following:

(t[0,τ]);J(t)=Bcos2πt2τ. (19)

The above driving evolves the system beyond the adiabatic manifold, and we quantify this by plotting, in Figure 2, the overlap between the evolved state |ϕn(t)U(t)|n(0) and the instantaneous eigenstate |n(t) of the Hamiltonian H0(t), for n{g,e}. To illustrate our main result, we also plot the overlap between the states resulting from the two shortcut schemes (illustrated in Figure 1): the first scheme is the usual counterdiabatic (CD) driving, where we add a counterdiabatic field HCD to the system of interest, and we note the resulting composite state as “|ψSECD”. The second scheme is the environment-assisted shortcut to adiabaticity (EASTA), and we note the resulting composite state as “|ψSEEASTA”. Confirming our analytic results, the local driving on the environment ensures that the system evolves through the adiabatic manifold at all times since the state overlap is equal to one for all t[0,τ].

Figure 2.

Figure 2

Figure 2

In panel (a), the blue curve illustrates the overlap between the nth evolved state |ϕn(t) and the nth instantaneous eigenstate |n(t) of the Hamiltonian H0(t). This curve shows that the driving H0(t) evolves the system beyond the adiabatic manifold. The red curve illustrates that EASTA guarantees an exact evolution through the adiabatic manifold. In panel (b), we illustrate the cost of both the EASTA and the CD schemes, and numerically verify that they are equal C=CCD=Cenv for all t/τ[0,1], and τ=1. Note that in the illustrations we pick the driving field J(t)=Bcos2πt2τ and B=1. In panel (c), we illustrate the costs for different values of τ. For infinitely fast processes (τ0) the cost diverges and it tends to zero for infinitely slow processes (τ).

Finally, we compute and plot the cost of both shortcut schemes and verify that they are both equal to each other for all times “t” (cf. Figure 2b), and for all “τ” (cf. Figure 2c).

4. Concluding Remarks

4.1. Summary

In the present manuscript, we considered branching states {|ψSE}, on a Hilbert space HSHE of arbitrary dimension, and we derived the general analytic form of the time-dependent driving on HE, which guarantees that the system S evolves through the adiabatic manifold at all times. Through this environment-assisted shortcuts to adiabaticity scheme, we explicitly showed that the environment can act as a proxy to control the dynamics of the system of interest. Moreover, for branching states |ψSE with equal branch probabilities, we further proved that the cost associated with the EASTA technique is exactly equal to that of counterdiabatic driving. We illustrated our results in a simple two-qubit model, where the system and the environment are each described by a single qubit.

It is interesting to note that while we focused in the present manuscript on counterdiabatic driving, the technique can readily be generalized to any type of control unitary map “Ucontrol”, resulting in a desired evolved state |κn(t)Ucontrol|n(0). The corresponding unitary U on HE has then the following form:

((m,n)0,N12);Um,n=n(0)|U|κm(t). (20)

In the special case, for which the evolved state is equal to the nth instantaneous eigenstate of H0(t) (with a phase factor),

|κn(t)=eifn(t)|n(t), (21)

we recover the main result of the manuscript. The above generalization illustrates the broad scope of our results. Any control unitary on the system S can be realized solely by acting on the environment E, without altering the dynamics of the system of interest S (i.e., for any arbitrary driving H0(t) and thus, any driving rate).

4.2. Envariance and Pointer States

In the present work, we leveraged the presence of an environment to induce the desired dynamics in a quantum system. Interestingly, our novel method for shortcuts to adiabaticity relies on branching states, which play an essential role in decoherence theory and in the framework of quantum Darwinism.

In open system dynamics [53,54,55], the interaction between system and environment superselects states that survive the decoherence process, also known as the pointer states [56,57]. It is exactly these pointer states that are the starting point of our analysis, and for which EASTA is designed. While previous studies [58,59,60] have explored STA methods for open quantum systems, to the best of our understanding, the environment was only considered a passive source of additional noise described by quantum master equations. In our paradigm, we recognize the active role that an environment plays in quantum dynamics, which is inspired by envariance and reminiscent of the mindset of quantum Darwinism. In this framework [44,61,62,63,64,65,66,67,68,69,70,71,72,73,74,75,76,77], the environment is understood as a communication channel through which we learn about the world around us, i.e., we learn about the state of systems of interest by eavesdropping on environmental degrees of freedom [44].

Thus, in true spirit of the teachings by Wojciech H. Zurek, we have understood the agency of quantum environments and the useful role they can assume. To this end, we have applied a small part of the many lessons we learned from working with Wojciech, to connect and merge tools from seemingly different areas of physics to gain a deeper and more fundamental understanding of nature.

Acknowledgments

We would like to thank Wojciech H. Zurek for many years of mentorship and his unwavering patience and willingness to teach us how to think about the mysteries of the quantum universe. Enlightening discussions with Agniva Roychowdhury are gratefully acknowledged.

Appendix A. Cost of Environment-Assisted Shortcuts to Adiabaticity

In this appendix, we show that CD and EASTA have the same cost. Generally, we have the following:

Henv(t)=idU(t)dtU(t),=ii,jkdUi,kdt(Uj,k)*|Ei(0)Ej(0)|. (A1)

From the main result in Equation (17), we obtain the following:

Henv(t)=i,jkk(0)|itU|ψi(t)(Uj,k)*+ik(0)|U|tψi(t)(Uj,k)*×|Ei(0)Ej(0)|. (A2)

Given that H0(t)=idU(t)dtU(t), we also have

Henv(t)=i,jkk(0)|(UH0)|ψi(t)(Uj,k)*+ik(0)|U|tψi(t)(Uj,k)*×|Ei(0)Ej(0)|, (A3)

which implies

Henv(t)=i,jkk(0)|(UH0)|ψi(t)(Uj,k)*+k(0)|UH|ψi(t)(Uj,k)*×|Ei(0)Ej(0)|, (A4)

and hence,

Henv(t)=i,jkk(0)|UHCD|ψi(t)(Uj,k)*|Ei(0)Ej(0)|. (A5)

Using |ϕk(t)U(t)|k(0) we can write the following:

Henv(t)=i,jkψj(t)|ϕk(t)ϕk(t)|HCD|ψi(t)|Ei(0)Ej(0)|. (A6)

Therefore, the following holds:

Henv(t)=i,jψj(t)|HCD|ψi(t)|Ei(0)Ej(0)|. (A7)

By definition, we also have the following:

HCD=i,jψi(t)|HCD|ψj(t)|ψi(t)ψj(t)|, (A8)

and hence,

HCDT=HCD*=i,jψj(t)|HCD|ψi(t)|ψi(t)ψj(t)|. (A9)

Thus, there exists a similarity transformation between HCD* and Henv, and CCD=Cenv for any arbitrary driving H0(t). The similarity transformation is given by the matrix S=j|Ej(0)ψj(t)|, such that SHCD*S1=Henv. Since we proved that the Hamiltonians HCD and Henv have the same eigenvalues, our result can be valid for other definitions of the cost function C, which might involve other norms (e.g., the Frobenius norm).

It is noteworthy that in the above analysis, we do not consider the effect of quantum fluctuations [78] in the control fields, since their energetic contribution to the cost function is negligible in our context.

Appendix B. Generalization to Arbitrary Branching Probabilities

Finally, we briefly inspect the case of non-even branching states. We begin by noting the consequences of our assumptions. In particular, we have assumed that the state of system+environment evolves unitarly. Thus, consider a joint map of the form UM, where U is a unitary on S. Then, it is a simple exercise to show that the map M, on E, is also unitary, MM=MM=I. In what follows, we prove by contradiction that there exists no unitary map M that suppresses transitions in S, for branching states with arbitrary probabilities.

Consider the following:

|ψSE(0)=n=0N1pn|n(0)l=1NE|Enl(0), (A10)

and assume that there exists a unitary map M on E that suppresses transitions in S, i.e.,

n=0N1pnU|n(0)Ml=1NE|Enl(0)=n=0N1pneifn(t)|n(t)l=1NE|Enl(0). (A11)

Following the same steps of Section 3, we obtain the following:

((m,n)0,N12);Mm,n=pmpneifm(t)n(0)|U|m(t). (A12)

Comparing the above map with our main result in Equation (17), we conclude that the additional factor pmpn violates unitarity, and hence we conclude that EASTA cannot work for non-even branching states (A10).

This can be seen more explicitly from the form of the matrices MM and MM. Generally, and by dropping the superscript in environmental states l=1NE|Enl(0)|En(0), we have the following:

MM=i,j,kMi,kMj,k*|Ei(0)Ej(0)|, (A13)

from the expression of the elements of M (cf. Equation (A12)), and by adopting the notation |ϕnU(t)|n(0), we obtain the following:

MM=i,j,kpipjpkϕk|ψiψj|ϕk|Ei(0)Ej(0)|, (A14)

which implies

MM=I+i,jpjpiψj|D(i)|ψi|Ei(0)Ej(0)|, (A15)

such that the matrix

D(i)=kpipk|ϕkϕk|I (A16)

is diagonal in the basis spanned by the orthonormal vectors {|ϕk}k. This matrix is generally (for any choice of H0(t) and initial state of S) different from the null matrix for non-equal branch probabilities. A similar decomposition can be made for the matrix MM, such that

MM=I+i,jpipjϕj|D(i)|ϕi|Ei(0)Ej(0)|, (A17)

where

D(i)=kpkpi|ψkψk|I. (A18)

In conclusion, for branching states with non-equal probabilities, there is no unitary map that guarantees that the system evolves through the adiabatic manifold at all times and for any arbitrary driving H0(t). Hence, we can realize the EASTA technique only for a system maximally entangled with its environment (cf. Equation (A10) with pn=1/N for all n0,N1), or in the general case (non-equal branch probabilities) when we can access an extended Hilbert space.

Author Contributions

Conceptualization, A.T. and S.D.; Formal analysis, A.T.; Funding acquisition, S.D.; Supervision, S.D.; Writing—original draft, A.T. and S.D.; Writing—review & editing, A.T. and S.D. All authors have read and agreed to the published version of the manuscript.

Funding

S.D. acknowledges support from the U.S. National Science Foundation under Grant No. DMR-2010127. This research was supported by grant number FQXi-RFP-1808 from the Foundational Questions Institute and Fetzer Franklin Fund, a donor advised fund of Silicon Valley Community Foundation (SD).

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

Not applicable.

Conflicts of Interest

The authors declare no conflict of interest.

Footnotes

Publisher’s Note: MDPI stays neutral with regard to jurisdictional claims in published maps and institutional affiliations.

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