Abstract
Synthetic chemicals with endocrine disrupting properties are pervasive in the environment and are present in the bodies of humans and in wildlife. As thyroid hormones (THs) control normal brain development, and maternal hypothyroxinemia is associated with neurological impairments in children, chemicals that interfere with TH signaling are of considerable concern for children’s health. However, identifying thyroid disrupting chemicals (TDCs) in vivo is largely based on measuring serum tetraiodothyronine in rats, which may be inadequate to assess TDCs with disparate mechanisms of action and insufficient to evaluate the potential neurotoxicity of TDCs. In this review 2 neurodevelopmental processes that are dependent on TH action are highlighted, neuronal migration and maturation of gamma amino butyric acid-ergic interneurons. We discuss how interruption of these processes by TCDs may contribute to abnormal brain circuitry following developmental TH insufficiency. Finally, we identify issues in evaluating the developmental neurotoxicity of TDCs and the strengths and limitations of current approaches designed to regulate them. It is clear that an enhanced understanding of how THs affect brain development will lead to refined toxicity testing, reducing uncertainty and improving our ability to protect children’s health.
Introduction
The World Health Organization defines an endocrine disrupting chemical (EDC) as “an exogenous substance or mixture that alters function(s) of the endocrine system and consequently causes adverse health effects in an intact organism, or its progeny, or (sub) populations” (1). Although key characteristics of EDCs have been defined, the complexities of the endocrine system and the diverse biological processes it controls challenge our ability to identify the risks EDCs may pose to human health (2–4). The effects of EDCs may go undetected in traditional in vivo regulatory testing schemes, the adverse health effects may only manifest after a significant delay, and human exposure to complex EDC mixtures can often mask the identity of the causative agent(s) (5). These challenges are even more acute for chemicals that disrupt the thyroid system because of the significant role thyroid hormones play in the development of the most complex organ in the body, the brain.
Thyroid hormones (THs) are essential to maintain pregnancy and for optimal fetal development (6). The necessity of TH action throughout neurodevelopment is well established in humans (7–9). Countries around the world have implemented screening initiatives to detect TH dysfunction in pregnant women and newborns; these serum/plasma thyroid function tests have been highly successful in circumventing severe intellectual disabilities resulting from overt developmental hypothyroidism (7–11). However, clinical studies have also shown that modest perturbations in circulating THs during pregnancy can also lead to altered brain structure and function in the child (12–14). Psychomotor deficits, lower intelligent quotient scores, reduced cognitive function, and abnormal hippocampal activity have all been reported in children born to women with serum thyroid function tests falling in the lower range of the normal population distribution (13,15–19). These changes in brain function are also accompanied by morphological abnormalities, specifically in the volume of the cortex and hippocampus (14, 15, 20). These findings in humans have raised concern that environmental exposure to TDCs may represent a significant threat to children’s health.
A wide variety of manufactured chemicals have the potential to disrupt the thyroid system. Currently, identified TDCs include various pesticides, plasticizers, flame retardants, alkylphenols, metals, dioxins, and per- and polyfluoroalkyl substances. All of these substances affect serum TH concentrations and/or TH signaling in vitro and/or in vivo (21–24). Human biomonitoring data have revealed the presence of these chemicals in urine, breastmilk, amniotic fluid, and umbilical cord and newborn blood, indicating ubiquitous exposure to these substances in the mother, fetus, newborn, and child (3, 25–28). Human studies have also correlated TDC exposure(s) to adverse neurodevelopmental consequences, as reviewed by Mughal et al. (23). Epidemiological studies must rely on associations between exposures and observed effects, making animal models essential to bolster these observations by establishing causal linkages and elucidating underlying mechanisms. However, disconnects in the attributions of TH action to impaired neurodevelopment in clinical studies, epidemiology, and outcomes of thyroid dysregulation in animal studies are not uncommon. This is not surprising given that rodent models and in vitro systems cannot fully recapitulate the complexities of the human brain; these translational limitations leading to increased uncertainty in the regulation of TDCs.
In this review we discuss how developmental TH insufficiency induced by TDCs may lead to abnormal brain circuitry in rodents and humans. In laboratory animals, functional disruptions in neural circuitry can be reflected in tests of synaptic transmission (29–35). We propose that neural circuit formation is impaired by abnormal TH action in developing brain and contributes to cognitive impairments observed in children born to women with mild TH insufficiency. Specifically, we explore how two developmental processes, neuronal migration and maturation of gamma amino butyric acid (GABA)-ergic interneurons, are controlled by TH action, and when perturbed can lead to the formation of abnormal brain circuitry. Disruption of these processes is believed to underlie an array of complex neurodevelopmental disorders in humans, including autism, schizophrenia, and epilepsy (36). Importantly, distinct from numerous other mechanistic reports of TH-mediated effects in brain, quantifiable effects in cell migration and interneuron maturation are evident following moderate TH deficits in rodent models, suggesting that dysregulation of these processes represent sensitive and clinically relevant readouts of TH action. The study of TH-dependent developmental processes in more clinically relevant animal models of TH disruption are essential to identify TDCs and protect human health.
Overview of The Thyroid System.
Many detailed reviews are available on the physiology of the thyroid system (10, 37–42), so only a brief summary will be provided here. THs are initially synthesized and stored in the thyroid gland as iodinated tyrosol residues of thyroglobulin. These residues form the 2 main iodothyronines found in blood, possessing 4 (tetraiodothyronine, T4) or 3 (triiodothyronine, T3) iodine atoms; T4 is present at much higher concentrations than T3 in the blood. Upon release from the gland and into the blood stream, the majority of these hormones remain tightly bound to TH distributing proteins, which facilitate their delivery to target cells. THs bound to these distributing proteins are in dynamic equilibrium with unbound or “free” hormones. The free hormone is the fraction available for uptake into cells via specialized membrane-bound transporters; in the brain, the most notably being monocarboxylate transporter 8 (MCT8/SLC16A2) and organic anion transporter 1c1 (OATP1C1/SLCO1C1) (43, 44). Circulating levels of THs are maintained under tight regulatory control through a negative feedback loop between the hypothalamus, pituitary, and thyroid gland, typically referred to as the HPT axis. When blood T4 and T3 concentrations are low, pituitary release of thyrotropin (TSH) is triggered, signaling the thyroid gland to increase the synthesis and release of additional THs to maintain hormone levels within a narrow range in the blood. THs are metabolized in both the liver and the kidney by glucuronide and sulfatase enzymes, which deactivate THs and facilitate clearance from the body. At the cellular level, TH concentrations are tightly controlled by deiodinating enzymes that regulate ligand concentrations in the cell. T4 is converted to T3 by deiodinase 1 or 2 (DIO1, DIO2), whereas T3 is deactivated to diiodothyronine by DIO1 and deiodinase 3 (DIO3).
Clinically, thyroid function is assessed by serum or plasma concentrations of TSH/T4/T3, which are compared with a population reference range. Hypothyroxinemia is a condition where serum T4 is reduced but not accompanied by an increase in TSH; overt hypothyroidism is reduced T4 and elevated TSH. Serum/plasma T3 may also be measured, but it is less common and is not necessarily required for disease diagnosis. In developmental toxicology guideline/guidance studies total T4 is the most common suggested measurement, and, thus, reductions in serum total T4 are often how many TDCs are identified (45, 46).
The primary role of THs is to control gene transcription. Canonically T3 acts as a ligand to activate thyroid hormone receptors alpha and beta (TRα/THRA1 and TRβ/THRB2) but may also activate other nuclear receptors. Following ligand activation, the receptor homo-or heterodimerizes and translocates from the cytosol to the nucleus where it acts as a transcription factor to control gene expression (37, 47). A large number of T3-responsive genes have been identified in the rodent brain, some of which are directly regulated by genomic signaling (48–50). As the functions of THs are often evolutionarily conserved (51), homologous genes controlled by THs may drive similar neurodevelopmental processes in rodents and in humans (39, 52–54).
The presence of thyroid receptors, transporters, and deiodinases are spatiotemporally regulated, varying in presence and concentrations across tissues, life stages, and species (44, 52, 55–59). The precise regulation of thyroid signaling machinery is particularly critical during the protracted period of mammalian brain development- certain subregions of the brain requiring differing degrees of TH across time (40, 52). In early pregnancy, maternal T4 represents the sole source of hormones for the developing fetus, and is strictly controlled by transporters and deiodinases in the placenta (60, 61). Additionally, only T4 can cross to the fetal brain, and, thus, brain T3 concentrations are completely dependent on deiodinase activity within the brain during this period (40, 43, 62, 63). Some of these dynamics and how they may be affected by TDCs are illustrated in Fig. 1.
The spatiotemporal dynamics of TH action differ between rats and humans. In humans, fetal thyroid gland function begins in midpregnancy while the bulk of neural circuits begin to form in the third trimester of pregnancy and extends well beyond adolescence (9, 64, 65). In contrast, rat thyroid function begins a few days before birth and the first few weeks of postnatal life are analogous to brain development in the third trimester of human pregnancy (9). These species differences, both in facets of thyroid biology and in brain development must be considered when interpreting the effects of TDCs in rodents and extrapolating them to humans.
Traditional Rodent Models of Thyroid Disruption During Pregnancy.
Rodent models of developmental hypothyroidism have provided essential information about the hormonal control of brain development. Most of these studies, conducted in rats using manipulations to induce severe TH reduction, model the human condition of cretinism that results from overt maternal hypothyroidism (66). These manipulations have included maternal thyroidectomy, severe iodine deficiency, and exposure to high doses of pharmaceuticals like propylthiouracil (PTU) and methimazole (MMI). Both PTU and MMI inhibit the enzyme thyroperoxidase in the thyroid gland to reduce TH synthesis, and PTU also inhibits DIO1 activity; both are used to treat hyperthyroid patients. Traditionally, a single high dose of either drug (typically 200–500 ppm in drinking water) was delivered to the pregnant dam throughout pregnancy and/or lactation, which severely reduces serum T4/T3 in dams and offspring to a degree near, or below, the lower limit of quantification of many commercial assays (58, 67–80). These high-dose pharmaceutical exposures can also induce overt toxicity in the dam, and developmental (ie, body weight deficits, delayed developmental milestones, growth retardation) and neurotoxicological (ie, smaller brain size, deafness, disturbances of gait, psychomotor deficits, severe learning impairments) defects in the offspring (29, 37, 81). These confounds of overt toxicity make it difficult to dissociate general systemic toxicity from true thyroid-dependent effects. In contrast, most environmental TDCs do not induce either overt hypothyroidism or readily apparent developmental neurotoxicity. In order to determine how TDCs may negatively impact brain development, it is imperative to use animal models that more closely mimic the degree and pattern of hormonal disturbance in human populations. As such, traditional rat models of severe maternal and neonatal hypothyroidism are not the most relevant ways to study the developmental neurotoxicity of a TDC exposure(s).
The Need for Clinically Relevant Animal Models.
In the last decade toxicologists have pursued more clinically relevant approaches for assessing xenobiotics. These include the use of animal models that more accurately reflect human conditions of hypothyroxinemia (reduced serum T4, TSH within normal limits). Instead of a single dose of PTU or MMI administered at 200 ppm or greater, a range of much lower concentrations (0.05– 10 ppm PTU) of these pharmaceuticals are administered to pregnant rats, producing graded levels of serum T4 (29, 82–92). As evidenced by serum T4 and TSH concentrations, these administered doses emulate conditions of both maternal hypothyroxinemia (<3 ppm PTU), as well as moderate and overt hypothyroidism (3 and 10 ppm). It is of note that in these PTU studies, reductions in fetal and neonatal serum T4 were often of greater magnitude than that observed in the dams, and also resulted in dose-dependent reductions T4/T3 concentrations in the brain (83, 86, 93). Importantly, these rat models can exhibit reductions in serum T4 with no clear evidence of overt hypothyroidism, including a normal birth weight, normal weight gain over time, and no delay in developmental milestones such as eye opening.
Despite the lack of obvious somatic changes and complete recovery of thyroid function, offspring aged to adulthood exhibit deficits in brain synaptic physiology. Permanent alterations in hippocampal synaptic transmission resulting from transient developmental TH insufficiencies are indicative of impaired neural circuit function. While the developmental underpinnings of these observations are not completely understood, we discuss 2 neurodevelopmental pathways critical for neural circuit development and how their modulation by TH may contribute to the etiology of these functional impairments.
Synaptic Function in the Hippocampus – A Footprint of Neural Circuit Defects.
A neural circuit is a collection of neurons that are anatomically and functionally linked by synaptic connections. Multiple neural circuits interconnect to form integrated brain networks that relay complex information across brain regions. Excitatory and inhibitory synaptic transmission are the means whereby neurons communicate within and across these neural circuits by way of chemical signaling. A biochemical transmitter released from 1 neuron traverses across a physical gap, the synapse, and is transduced into an electrical signal in the receiving neuron. Glutamate is the primary excitatory neurotransmitter and GABA the primary inhibitory neurotransmitter in the mammalian brain. Electrophysiological recordings in 2 subregions of the hippocampus, the dentate gyrus, and the cornu ammonis (CA)1, in both in vivo and ex vivo slices of hippocampus retrieved from experimental animals, have been widely used to examine dysfunctions in neural circuitry (94–97).
A number of studies have shown that PTU-induced developmental TH insufficiency leads to reductions in both excitatory and inhibitory synaptic transmission within the hippocampus, as well as reductions in synaptic plasticity as quantified by long-term potentiation (LTP) and long-term depression (LTD). These effects, evident in early postweaning offspring and persisting to adulthood (29, 33, 34, 83, 98–103), were associated with reductions in T4/T3 concentrations in the fetal and neonatal brain (85, 86). The absence of similar synaptic dysfunction in severely hypothyroid adult rats exemplifies the vulnerability of the developing brain, both pre and postnatally, to abnormal TH action (31, 104).
Activity-dependent synaptic plasticity in the form of LTP and LTD, are processes shared by the developing and mature brain and both can be readily examined in the hippocampus. LTP is a sustained enhancement in the synaptic response that follows coincident “high-frequency” synaptic activation, while LTD ensues with patterns of “low-frequency” stimulation (105–108). LTP reinforces active synaptic connections, while LTD weakens inactive connections and the irrelevant information they may carry (107). These plasticity processes occur throughout the brain, and during development they are integral to formation and stabilization of neural circuits (106, 108–112).
Developmental PTU exposure impaired synaptic plasticity in the hippocampus of the rat (29, 31–33, 83). Neurotrophins, most notably, brain-derived neurotrophic factor (BDNF) are growth factors that regulate neuronal development, differentiation, survival, and plasticity in the developing nervous system. In the adult nervous system, neurotrophins are essential for the induction and maintenance of LTP (111–113). In adult offspring of PTU-exposed dams, deficits in LTP were accompanied by a dramatic suppression of LTP-induced neurotrophin signaling, and this reduction was restricted to the stimulated dentate gyrus (103). Emerging evidence suggests that the direct T3 target, sonic hedgehog (Shh), plays important roles in the formation and plasticity of neuronal circuits in the hippocampus through its interaction with neurotrophins, specifically BDNF (49, 114). It is possible that these actions induced by TH insufficiency and persisting in the brain of adult offspring, may similarly disrupt the establishment of activity dependent connectivity in developing neural circuits (110, 113, 115–117).
Impairments in synaptic transmission have also been reported in offspring following maternal exposure to perchlorate, a drinking water contaminant, or dietary iodine deficiency. In our hands, serum and/or brain TH reductions with these treatments are largely limited to the fetal period (30, 35). Interestingly, under these conditions, synaptic impairments in hippocampus were also limited to excitatory transmission, while inhibition, LTP, and hippocampal-based learning, all features prominently impaired by PTU exposure, remained intact (29, 30, 35, 83, 103, 118). In a PTU cross-fostering study, the observed learning deficits required a maternal exposure that spanned gestation and lactation and produced T4/T3 reductions in both the fetal and neonatal brain (86, 118). Thus, these differential impairments of neural circuitry suggest that in the rodent, deficiencies in inhibition, plasticity, and learning require extension of TH brain disturbances into the postnatal period life (35, 86–88, 119). Elucidation of the quantitative relationships between serum thyroid hormone profiles in the dam, fetus, and neonate, and how these relate to brain T4/T3, will improve our understanding of how maternal TH dysfunction may affect brain development at different life stages. In the following sections we discuss how abnormal TH action in the developing brain may contribute to deficits in neural circuit formation that manifest as impaired synaptic transmission.
Neuronal Migration and Neural Circuit Formation.
Complex networks of synaptic contacts physically connect neurons located in discrete positions in the brain. Optimal information processing demands that appropriate connectivity occurs among specific neuronal populations within the circuit. A fundamental requirement for proper neurocircuit formation in the developing brain is the precise positioning of migrating neurons in time and space (36, 95, 96, 120, 121); defects in neuronal migration, arising from a number of distinct etiologies, can lead to devastating neurodevelopmental disorders including schizophrenia, autism, ataxia, and epilepsy (122–125).
Cells migrate from sites of origin in specialized progenitor cell niches to their appropriate destination in the brain through radial, tangential, or rostral migration processes. Radial migration is the most prominent mode for excitatory neurons in the cortex and hippocampus (124, 126), and several laboratories have demonstrated that disturbed TH action can affect radial cell migration. Using cell birth dating methods, Lavado-Autric and colleagues (127) reported the presence of heterotopic neurons in the cortex and hippocampus of rat offspring born to iodine-deficient mothers, suggesting that abnormal cell migration occurred. The adult female rats were placed on an iodine-deficient diet for 6 months prior to breeding and exhibited pronounced suppression of serum T4. However, no measures of overt toxicity were evident in the dams or pups, setting these observations apart from previous studies of severe hypothyroidism (eg, (67, 74, 128)). These migration errors were attributed to a disruption in progenitor radial glial cells, a transient population of specialized cells that form a scaffold for migrating neuroblasts (127). In an even milder iodine deficiency regimen, maternal hypothyroxinemia was accompanied by reductions in fetal, but not neonatal, brain T4. Although in this study neuronal migration was not investigated, deficits in excitatory synaptic transmission were observed (35). As transmission deficits in hippocampal circuitry have been linked to disruption in neuronal migration (35, 95, 96, 129), it is plausible that impaired synaptic function with iodine deficiency also stemmed from altered neuronal migration and fetal brain TH deficiencies (35).
A mild state of maternal hypothyroxinemia induced by MMI from gestational day (GD) 13 to GD15 (birth is GD22) also produced heterotopic neurons in the cortex and hippocampus, similar to those seen with iodine deficiency (129). Fetal brain hormones were not assessed in this study, but maternal exposure was brief and presumably offspring serum and brain T4/T3 concentrations had recovered by parturition, thus limiting TH deficits to the prenatal period. Collectively, these findings indicate that a mild, brief deficit in maternal THs during fetal development is sufficient to disrupt neuronal migration, which may permanently alter function in hippocampal circuits. In this respect, it is interesting that the progeny of iodine deficient and MMI-treated dams both show increased susceptibility to audiogenic seizures (129–131).
A different structural phenotype, a periventricular heterotopia, has been described in rats following maternal PTU exposure during the perinatal period and is the result of disruptions in neuronal migration. This defect is characterized by ectopic neurons which form at the lateral ventricular epithelium within the posterior forebrain. The heterotopia is bilateral, comprises mature neurons, increases in size with larger decreases in serum T4, and remains throughout the life of the animals (93, 118, 132). Progeny of PTU-treated dams were also more susceptible to seizures when challenged with a subthreshold dosage of the convulsant pentylenetetrazol (93). Importantly, the heterotopia was present following a developmental exposure to PTU that reduced offspring, but not maternal, serum T4 (85, 93). Distinct from the work of Ausó and colleagues (129), a slightly later temporal period of abnormal brain TH action extending into the early postnatal period was required for periventricular heterotopia formation. Despite different temporal windows of TH insufficiency, iodine deficiency, gestational MMI, and perinatal PTU treatment all result in a disruption of radial glial cells (53, 67, 74, 127–129, 132, 133). Together, these findings indicate that developmental hypothyroxinemia, both in the dams and pups, can induce permanent structural phenotypes caused by abnormal cell migration in the brain. These errors in neuronal migration may contribute to the synaptic dysfunction and seizure sensitivity in adult offspring in response to developmental TH insufficiency (Fig. 2) and are consistent with human findings on heterotopia and clinical manifestations of epilepsy. It is also evident that different brain regions are impacted during distinct developmental windows. Although some alterations in neocortical cytoarchitecture may be more readily apparent than others with routine histopathology, assessment of radial glia progenitors may prove a reliable and sensitive marker of altered cell migration (134).
Role of GABA Assembling Functional Networks.
Interneurons are local circuit neurons whose extensive axonal projections orchestrate the coincident activation of the electrical output of large ensembles of neurons. Interneurons are “pacemaker cells,” synchronizing activity across neural networks that entrain the biological rhythms associated with behavioral and cognitive brain functions (135). This synchronization is largely accomplished by release of the inhibitory neurotransmitter GABA from a relatively small number of interneurons synapsing onto a large number of primarily excitatory glutamatergic, principal neurons (136–140). In the hippocampus of the adult rat, this inhibitory action is reflected in the tests of paired pulse inhibition described above (31). In the developing brain, GABA is also essential to the synchronization of neuronal output as neural circuits begin to form. The maturation of GABAergic neurons develops in parallel with assembly of neural microcircuits as they become integrated into larger neural networks. Selective disruption of GABAergic interneuron maturation impairs the development of neural circuitry and has been implicated in many neurodevelopmental disorders (36, 141–143). Although the precise role THs may play in GABAergic interneuron development and function has yet to be fully elucidated, perturbations in neural circuit development may underlie the alterations in brain function that follow developmental TH insufficiency.
The diverse set of interneurons present in the brain are generated in three main progenitor zones, the ganglionic eminences (see review (144)). Distinct from radial migration of excitatory neurons described above, they migrate tangentially to their sites in neocortex, hippocampus, and striatum. Neurons derived from the medial ganglionic eminence constitute 2 main subtypes of interneurons, those that at maturity express either parvalbumin or somatostatin. Interneuron cell fate determination occurs early in embryonic development and is controlled by a host of transcription factors and other signaling molecules that exhibit strict spatiotemporal dynamics (144). Although largely determined by developmental cues, these cues that drive cell fate determination may also be influenced by developmental TH insufficiency (145).
In addition to the regulation of cell fate, cell activity, and other environmental factors are equally important in the functional maturation of interneurons and their integration into neural networks. In rats, mature neurochemical, morphological, and physiological attributes of GABAergic interneurons are not acquired until late in the postnatal period (105, 135, 143, 146, 147). As such, THs may also modulate the timing and functional maturation of interneurons that occurs postnatally to influence the formation of neural circuits. Here we describe 2 such independent but related GABAergic events, each with significant implications for the formation of neural circuits. The first of these occurs during the early postnatal period as synaptic connections initially form. During this time, brain activity is characterized by large, spontaneous, excitatory depolarizations appearing as synchronous activity across a large number of neurons. These spontaneous events are largely mediated by GABAergic transmission activating rather than inhibiting cell firing—an action opposite to the inhibitory action of GABA observed in the adult brain (148). This transient period of excitatory GABAergic transmission is a robust phenomenon observed throughout a number of developing brain structures.
Excitatory versus inhibitory GABAergic transmission in neurons is determined by the ratio of expression of two potassium-chloride co-transporters, sodium potassium chloride channel 1 (NKCC1) and potassium chloride channel 2 (KCC2). These membrane-bound transporters reside on both glutamatergic cells and interneurons and have opposite roles in chloride ion shuttling. The immature neuron exhibits a preponderance of NKCC1 transporters, which bring chloride ions into the cell to establish a high intracellular chloride concentration (136). A shift in the ratio to a greater number of KCC2 transporters occurs as the cell transitions to a more mature state of functionality and GABA takes on the role of inhibitory transmission seen in the adult. This transition from excitatory to inhibitory action of GABA, known as the GABA switch, represents a very vulnerable time in neural circuit formation, delays in which can negatively impact the formation of neural circuits (see Fig. 2) (136, 137, 140). Many brain regions including the cortex, hippocampus, cerebellum, spinal cord, and sensory organs undergo the GABA switch; each region exhibiting its own distinct temporal transition during development (148, 149).
Do THs play a role in the GABA switch? Although not widely studied, in neuronal cell cultures, GABA neuron development and expression of KCC2 are driven by T3 (150, 151). One means whereby THs may interfere with the GABA switch is through insulin signaling. Insulin-like growth factor (Igf1, IGF-1) is essential for brain development, and there are several similarities in neuroanatomical defects associated with hypothyroidism and IGF-1 deficiency. Importantly, IGF-1 promotes the switch of GABA polarity from excitation to inhibition by altering the ratio of NKCC1 and KCC2 (152) and defines a critical period in developmental plasticity of sensory neocortex (152, 153). The expression of Igf1 is directly regulated by T3 in cortical neurons (49) and preliminary findings of reductions in its expression and the number of Igf1-expressing cells have been reported in the brains of neonatal hypothyroid rats (154, 155). Similarly, maternal exposure to a high dose of MMI reduces both gene and protein expression of KCC2 in the hippocampus on postnatal days 10 and 15 (156). These data suggest that TH insufficiency, possibly through an action on Igf1 signaling, delays the timing of transition of the GABA response from excitatory to inhibitory action with significant ramifications on brain function.
A second interdependent phase of GABAergic maturation is coincident with the polarity switch of GABA function and is essential for the refinement of neural networks. The primitive patterns of synchronous firing driven by the excitatory action of GABA in the initial phase of network formation are “information poor.” These spontaneous patterns serve to forge a substrate for connectivity in nascent neural circuits. Once established, and a shift to inhibitory action of GABA occurs, a transitioning to mature “information-rich” patterns of electrical activity begins. Activity of neural circuits is now not spontaneous but synaptically-mediated, and activity patterns begin transmitting sensory and other biologically meaningful information. This phase is driven by the emergence of phenotypic properties of a prominent subset of GABAergic interneurons that express the calcium binding protein, parvalbumin.
Parvalbumin-expressing neurons represent the largest population of interneurons in the cortex and hippocampus and first appear in these regions of the rat brain the first week after birth (105, 143, 157, 158). The presence of this protein confers a “fast-spiking” signature firing pattern in cells, distinguishing parvalbumin interneurons functionally from all others in the brain (105, 143, 152, 159). It is this high frequency, nonadaptive firing characteristic that lends itself to the “pacemaker” function of these cells by synchronizing neuronal output. The onset of the critical periods of developmental plasticity in sensory intracortical maps is defined by maturation of the activity in these neurons induced by the expression of parvalbumin (160). Selective alterations in the maturation of parvalbumin-expressing interneurons is reflective of a disruption in timing of GABAergic functional development, upsetting the finely tuned balance of excitation and inhibition in brain. It impairs neural circuit formation and may underlie the diverse set of neurological deficits in a number of neurodevelopmental disorders (36, 141–143).
Although only a few studies have directly assessed the role of TH insufficiency in these aspects of GABAergic functional maturation, parvalbumin expression, and thus perhaps normal GABAergic cell differentiation, is altered by abnormal TH action in the brain. In vitro studies in developing neocortical neurons have demonstrated that T3 promotes the development of GABAergic network activity through BDNF-mediated mechanisms (150, 151). The congenitally athyroid Pax8 knockout mouse, which exhibits severe hypothyroidism, displays profound deficiencies in parvalbumin immunostaining in cerebral cortex (161). Mice with a dominant-negative mutation in Thra, which encodes TRα, also display a significant delay in the appearance of parvalbumin-expressing fast-spiking interneurons. The developmental mistiming in GABAergic system is accompanied by seizures and a lowering in the oscillatory frequency of networks recorded ex vivo from cortical slices of mutant animals (162, 163). Consistent with these findings, a recent report of a conditional mouse mutant targeting TRα function only in GABAergic interneurons (ThraAMI/gn) also exhibits reduced parvalbumin expression in the hippocampus, striatum, and cortex; this decrease in parvalbumin-positive cells is not due to a decrease in the total number of GABAergic interneurons (145). These mice also displayed severe seizures around the third postnatal week, observations consistent with an alteration in the late steps of GABAergic interneuron differentiation accompanying abnormal TRα1 activity (145).
A less severe phenotype is produced in mutant mouse models with deficiencies in the TH transporters MCT8 or OATP1C1, alone or in combination with mutations in the deiodinizing enzyme Dio2. The importance of TH transport proteins was first identified in humans with inactivating mutations of SLC16A2 (MCT8). These patients exhibit high serum T3 with low or normal serum T4, intellectual disability with severe neuromotor impairments, and reduced brain T3 concentrations have been reported in postmortem tissue (43, 164–168). A loss of parvalbumin expression in the cerebellum, striatum and cortex was also revealed by immunohistochemistry in postmortem fetal tissue possessing a similar mutation (168). In mice deficient in Slc16a2 (MCT8) similar elevations in serum T3, reduced serum T4, and deficits in brain T4/T3 were observed (55, 169–172), yet no change in parvalbumin expression was evident (169, 172, 173). Mice with mutations of the gene encoding the Slco1c1 (OATP1C1) transporter exhibited no changes in serum T3/T4, yet reductions in brain T4 (171, 173) and lower numbers of parvalbumin positive neurons were present in the somatosensory cortex on postnatal day 12, but not postnatal day 30 (173). The observed relationship between these serum and brain abnormalities also varied with age and reflects the ontogeny of the various brain TH transporters (170, 171, 174).
Targeted deletions of Dio2, which encodes the enzyme responsible for converting T4 to T3 in brain, produce no change in serum T4/T3 but elevate T4 and reduce T3 concentrations in the mouse cortex (175, 176). Reduced parvalbumin immunostaining was reported in neocortex of Dio2–/–mouse at 3 months of age, although in this instance plasma and brain T4 levels were elevated (169). Despite these variations among knockout models, when loss of function mutations of individual transporters are expressed together, or individually combined with deletions of Dio2, reductions in brain T4/T3 and parvalbumin immunostaining are consistently reported across laboratories. Furthermore, these histological features and accompanying motor dysfunction are greatly exacerbated with combined relative to single gene knockouts (169, 172, 173).
Consistent with findings in genetically modified mice, severe TH deficiencies induced by MMI beginning prenatally or at birth also result in deficits in parvalbumin expression in the cortex and hippocampus (177, 178). In the low-dose PTU model, parvalbumin immunostaining was dose dependently reduced in cortex and hippocampus and accompanied by reductions in parvalbumin gene and protein expression (31, 86, 91, 179). Functionally, this transient exposure in early development was accompanied by a reduction in synaptic function and plasticity in the neonatal and adult hippocampus (29, 31–33, 83). Collectively, these data indicate that abnormal maturation of GABAergic neurons, evidenced by a decrease in parvalbumin expression, may impair neural circuit development and appears a common feature of developmental TH insufficiency in humans and rodents (Fig. 2).
Rodent Models and Neurotoxicology of TDCs: One Size May Not Fit All.
Most TDCs have the ability to reduce serum T4 in rats, yet the direct implications to impaired neurodevelopment remain unclear. Studies using PTU and MMI have demonstrated that declines in maternal serum T4 are accompanied by decrements in both fetal and neonatal brain T4/T3 concentrations (86, 132, 180, 181). However, the specificity and potency of pharmaceuticals such as PTU and MMI are distinct from most environmental contaminants; TDCs often being less selective in their mechanism and much less potent in their biological action(s). TDCs comprise chemicals of diverse chemical structures with the potential to compromise TH action in the brain in a variety of ways (Fig. 1). As such, environmental contaminants with weak potency at several distinct biological sites may not produce conditions identical to those achieved with MMI and PTU, even when these drugs are delivered at low doses. It is possible that TDCs with a mode of action similar to PTU/MMI (thyroid peroxidase inhibition/decreased hormone synthesis) may mimic the in vivo effects of these drugs; however, additional information on chemical toxicokinetics is critical to determining how an exposure may affect brain development. As exemplified by perchlorate exposure and iodine deficiency in rats, both with targeted actions within the thyroid gland, the timing and degree of abnormal brain TH action in the fetus and/or pup will dictate the observed neurodevelopment phenotype(s). Defining relationships between measures of hormone in serum vs brain are essential to understanding complex effects of TDCs on brain structure and function. Unfortunately, the in vivo mechanism of action of most environmental contaminants is not known, and, therefore, it is difficult to predict how these xenobiotics may or may not affect serum THs, brain THs, and/or brain TH action.
Distinct from PTU, MMI, and perchlorate, a large number of environmental contaminants including polychlorinated biphenyls and polybrominated diphenyl ethers reduce serum T4 through mechanisms remote from the thyroid gland itself. In exposed rats, the observed reduction in T4 concentrations is largely attributed to the abnormal induction of liver metabolism and enhanced hormone clearance from the body (182–190). Other xenobiotics like perfluoroalkyl substances likely reduce serum T4 by competitive inhibition of thyroid distributing proteins in the blood (191–195). For these chemical groups, as well as for some other TDCs with proposed “extrathyroidal” sites of action (eg, sunscreen UV filter, octyl methoxycinnamate, the antimicrobial triclosan, and the several pesticides) the majority of studies, performed at high doses, do not report hypothyroidism, but rather a milder state of hypothyroxinemia (ie, reductions in serum T4 and absence of the anticipated augmentation in serum TSH) (186–188, 196–204). The understanding of this phenomenon and the implications for the potential developmental neurotoxicity of these contaminants remains inconclusive (205). It may be that the neurological phenotype(s) associated with maternal hypothyroxinemia are distinct from those observed with PTU. Certainly, distinct neurological manifestations exist in mouse models when different components of the thyroid system are selectively targeted. Alternatively, a chemical’s mode of action and/or toxicokinetics may result in a unique fetal and/or postnatal exposure, which would influence the type and severity of the neurodevelopmental outcome (30, 35, 118). As such, developmental neurotoxicity may have been assessed using inappropriate or insensitive metrics. As very little relevant information exists following in vivo developmental exposure to most TDCs, incorporation of brain T4/T3 concentrations and thorough phenotyping may be required to resolve the safety of many chemicals.
Finally, as detailed above in genetically modified mice, complex relationships exist between serum THs, brain THs, and the neurological phenotypes they may produce. These models clearly demonstrate that simple predictions of neurological outcomes from a serum T4 measure is not possible (206). Furthermore, these models reveal redundancies in both the function and expression of transporters and deiodinases in the rodent, which are not observed in humans (56, 169, 207, 208). Therefore, rodents may be less sensitive than humans to xenobiotic interaction with these molecules, with significant implications for species extrapolation in regulatory assessments. It is also not unlikely that TDCs acting at multiple and/or distinct sites of action within the thyroid system may exhibit heterogeneity in serum and brain hormone profiles and complex neurodevelopmental outcomes, further complicating chemical risk assessment and regulation.
Regulatory Testing Strategies.
Regulatory agencies have traditionally identified TDCs in rats by a chemical’s ability to induce histopathological changes in the thyroid gland, and/or reduce serum T4 in developing and/or adult animals (5, 21, 24, 46, 134, 209, 210). Unfortunately, the recommended sampling procedures in these studies do not necessarily include the most appropriate biological window for fetal/neonatal brain development, and TH function has often been assessed with insufficiently sensitive methodologies (209, 211). Both have important implications for current regulatory strategies. In response to these challenges, a number of expert panels have recently been assembled, workshops convened, and research efforts initiated in Europe and elsewhere to address these outstanding regulatory issues (206, 212–214). To date, the consensus from these efforts indicates that a simple and direct translation from serum T4 to adverse neurodevelopmental outcomes appears unlikely. Information on the quantitative relationship(s) between serum and brain TH concentrations is sparse, and therefore, reliance on serum T4 alone as predictive markers of brain malfunction is clearly inadequate (205).
As an alternative approach to in vivo testing, high-throughput in vitro and in silico assays have been developed by various institutions, including the United States Environmental Protection Agency (215–224). These assays were largely designed to characterize a chemical’s interaction with molecules that control TH synthesis, regulation, and metabolism, transporter, deiodinase, and receptor activity (potential biological sites are portrayed in Fig. 1) (215, 225, 226). Despite significant recent advances in high-throughput toxicology, many target sites remain uninterrogated, international quality control measures have yet to be implemented, and the translation to in vivo neurological consequence remains largely unknown. As such, data from in vitro screens for thyroid disruption, although useful for the prioritization of chemical testing, have yet to be incorporated into regulatory decision making. Efforts to translate in vitro/in silico data to in vivo markers of hormone disruption have been advanced through computational modeling, though the complexities of pregnancy, lactation, and development are challenging to replicate mathematically and the accuracy of these models is largely dependent on knowledge of chemical toxicokinetics (85, 227, 228). For more apical outcomes including brain development, a quantitative understanding between serum T4 concentrations, brain T4/T3 concentrations, and neurodevelopmental outcomes is required. Given the sparsity of data in this area, considerable uncertainty remains in the accuracy of in vitro to in vivo translations.
Conclusion.
With advancements in our understanding of how THs control brain development, it has become clear that more clinically relevant models are necessary to properly evaluate the potential health implications of early-life exposure to TDCs. Abnormal TH action in the developing brain results in aberrant neuronal migration and disruption of GABAergic function. Alone or together, these processes may disrupt neural circuitry and underlie cognitive deficits in children born to mothers with mild TH dysfunction. In the regulatory arena, assessments of serum TH profiles in animal studies do provide an informative link to epidemiological studies, yet it is clear that serum measures do not always reflect TH actions in the brain.
Implementation of novel in vitro approaches and augmentation of existing in vivo tests are promising steps forward, but still do not provide any direct information of how an exposure may affect neurodevelopment. To further improve chemical assessment, incorporation of fetal and neonatal brain hormone measures in toxicology guideline studies would greatly clarify if a chemical is of high concern. With further study, it may also be possible to develop better metrics of brain TH action, allowing a direct evaluation of how an exposure is affecting the developing brain. Together, the promise of these approaches is to enhance the evaluation of TDCs in vivo, in order to best protect children’s health.
Acknowledgment:
The authors thank Drs. Terge Svingen and Tom Zoeller for critical reviews and constructive comments on an earlier version of this manuscript. We are grateful to John Havel and Molly Windsor for their contributions to artwork.
Footnotes
This document has been subjected to review by the Center for Public Health and Environmental Assessment and approved for publication. Approval does not signify that the contents reflect the views of the Agency, nor does mention of trade names or commercial products constitute endorsement or recommendation for use. The interpretations presented here are solely of the authors and do not represent an official position of the US EPA.
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